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5664 | https://en.wikipedia.org/wiki/Consciousness | Consciousness | Consciousness, at its simplest, is awareness of internal and external existence. However, its nature has led to millennia of analyses, explanations and debate by philosophers, theologians, and all of science. Opinions differ about what exactly needs to be studied or even considered consciousness. In some explanations, it is synonymous with the mind, and at other times, an aspect of mind. In the past, it was one's "inner life", the world of introspection, of private thought, imagination and volition. Today, it often includes any kind of cognition, experience, feeling or perception. It may be awareness, awareness of awareness, or self-awareness either continuously changing or not. The disparate range of research, notions and speculations raises a curiosity about whether the right questions are being asked.
Examples of the range of descriptions, definitions or explanations are: simple wakefulness, one's sense of selfhood or soul explored by "looking within"; being a metaphorical "stream" of contents, or being a mental state, mental event or mental process of the brain.
Etymology
In the late 20th century, philosophers like Hamlyn, Rorty, and Wilkes have disagreed with Kahn, Hardie and Modrak as to whether Aristotle even had a concept of consciousness. Aristotle does not use any single word or terminology to name the phenomenon; it is used only much later, especially by John Locke. Caston contends that for Aristotle, perceptual awareness was somewhat the same as what modern philosophers call consciousness.
The origin of the modern concept of consciousness is often attributed to Locke's Essay Concerning Human Understanding, published in 1690. Locke defined consciousness as "the perception of what passes in a man's own mind". His essay influenced the 18th-century view of consciousness, and his definition appeared in Samuel Johnson's celebrated Dictionary (1755).
"Consciousness" (French: conscience) is also defined in the 1753 volume of Diderot and d'Alembert's Encyclopédie, as "the opinion or internal feeling that we ourselves have from what we do".
The earliest English language uses of "conscious" and "consciousness" date back, however, to the 1500s. The English word "conscious" originally derived from the Latin conscius (con- "together" and scio "to know"), but the Latin word did not have the same meaning as the English word—it meant "knowing with", in other words, "having joint or common knowledge with another". There were, however, many occurrences in Latin writings of the phrase conscius sibi, which translates literally as "knowing with oneself", or in other words "sharing knowledge with oneself about something". This phrase had the figurative meaning of "knowing that one knows", as the modern English word "conscious" does. In its earliest uses in the 1500s, the English word "conscious" retained the meaning of the Latin conscius. For example, Thomas Hobbes in Leviathan wrote: "Where two, or more men, know of one and the same fact, they are said to be Conscious of it one to another." The Latin phrase conscius sibi, whose meaning was more closely related to the current concept of consciousness, was rendered in English as "conscious to oneself" or "conscious unto oneself". For example, Archbishop Ussher wrote in 1613 of "being so conscious unto myself of my great weakness". Locke's definition from 1690 illustrates that a gradual shift in meaning had taken place.
A related word was conscientia, which primarily means moral conscience. In the literal sense, "conscientia" means knowledge-with, that is, shared knowledge. The word first appears in Latin juridical texts by writers such as Cicero. Here, conscientia is the knowledge that a witness has of the deed of someone else. René Descartes (1596–1650) is generally taken to be the first philosopher to use conscientia in a way that does not fit this traditional meaning. Descartes used conscientia the way modern speakers would use "conscience". In Search after Truth (, Amsterdam 1701) he says "conscience or internal testimony" (conscientiâ, vel interno testimonio).
The problem of definition
The dictionary definitions of the word consciousness extend through several centuries and reflect a range of seemingly related meanings, with some differences that have been controversial, such as the distinction between 'inward awareness' and 'perception' of the physical world, or the distinction between 'conscious' and 'unconscious', or the notion of a "mental entity" or "mental activity" that is not physical.
The common usage definitions of consciousness in Webster's Third New International Dictionary (1966 edition, Volume 1, page 482) are as follows:
awareness or perception of an inward psychological or spiritual fact; intuitively perceived knowledge of something in one's inner self
inward awareness of an external object, state, or fact
concerned awareness; INTEREST, CONCERN—often used with an attributive noun [e.g. class consciousness]
the state or activity that is characterized by sensation, emotion, volition, or thought; mind in the broadest possible sense; something in nature that is distinguished from the physical
the totality in psychology of sensations, perceptions, ideas, attitudes, and feelings of which an individual or a group is aware at any given time or within a particular time span—compare STREAM OF CONSCIOUSNESS
waking life (as that to which one returns after sleep, trance, fever) wherein all one's mental powers have returned . . .
the part of mental life or psychic content in psychoanalysis that is immediately available to the ego—compare PRECONSCIOUS, UNCONSCIOUS
The Cambridge Dictionary defines consciousness as "the state of understanding and realizing something."
The Oxford Living Dictionary defines consciousness as "The state of being aware of and responsive to one's surroundings.", "A person's awareness or perception of something." and "The fact of awareness by the mind of itself and the world."
Philosophers have attempted to clarify technical distinctions by using a jargon of their own. The Routledge Encyclopedia of Philosophy in 1998 defines consciousness as follows:
Many philosophers and scientists have been unhappy about the difficulty of producing a definition that does not involve circularity or fuzziness. In The Macmillan Dictionary of Psychology (1989 edition), Stuart Sutherland expressed a skeptical attitude more than a definition:
A partisan definition such as Sutherland's can hugely affect researchers' assumptions and the direction of their work:
Many philosophers have argued that consciousness is a unitary concept that is understood by the majority of people despite the difficulty philosophers have had defining it. Others, though, have argued that the level of disagreement about the meaning of the word indicates that it either means different things to different people (for instance, the objective versus subjective aspects of consciousness), that it encompasses a variety of distinct meanings with no simple element in common, or that we should eliminate this concept from our understanding of the mind, a position known as consciousness semanticism.
Inter-disciplinary perspectives
Western philosophers since the time of Descartes and Locke have struggled to comprehend the nature of consciousness and how it fits into a larger picture of the world. These questions remain central to both continental and analytic philosophy, in phenomenology and the philosophy of mind, respectively.
Consciousness has also become a significant topic of interdisciplinary research in cognitive science, involving fields such as psychology, linguistics, anthropology, neuropsychology and neuroscience. The primary focus is on understanding what it means biologically and psychologically for information to be present in consciousness—that is, on determining the neural and psychological correlates of consciousness.
In medicine, consciousness is assessed by observing a patient's arousal and responsiveness, and can be seen as a continuum of states ranging from full alertness and comprehension, through disorientation, delirium, loss of meaningful communication, and finally loss of movement in response to painful stimuli. Issues of practical concern include how the presence of consciousness can be assessed in severely ill, comatose, or anesthetized people, and how to treat conditions in which consciousness is impaired or disrupted. The degree of consciousness is measured by standardized behavior observation scales such as the Glasgow Coma Scale.
Philosophy of mind
Most writers on the philosophy of consciousness have been concerned with defending a particular point of view, and have organized their material accordingly. For surveys, the most common approach is to follow a historical path by associating stances with the philosophers who are most strongly associated with them, for example, Descartes, Locke, Kant, etc. An alternative is to organize philosophical stances according to basic issues.
Coherence of the concept
Philosophers differ from non-philosophers in their intuitions about what consciousness is. While most people have a strong intuition for the existence of what they refer to as consciousness, skeptics argue that this intuition is false, either because the concept of consciousness is intrinsically incoherent, or because our intuitions about it are based in illusions. Gilbert Ryle, for example, argued that traditional understanding of consciousness depends on a Cartesian dualist outlook that improperly distinguishes between mind and body, or between mind and world. He proposed that we speak not of minds, bodies, and the world, but of individuals, or persons, acting in the world. Thus, by speaking of "consciousness" we end up misleading ourselves by thinking that there is any sort of thing as consciousness separated from behavioral and linguistic understandings.
Types
Ned Block argued that discussions on consciousness often failed to properly distinguish phenomenal (P-consciousness) from access (A-consciousness), though these terms had been used before Block. P-consciousness, according to Block, is raw experience: it is moving, colored forms, sounds, sensations, emotions and feelings with our bodies and responses at the center. These experiences, considered independently of any impact on behavior, are called qualia. A-consciousness, on the other hand, is the phenomenon whereby information in our minds is accessible for verbal report, reasoning, and the control of behavior. So, when we perceive, information about what we perceive is access conscious; when we introspect, information about our thoughts is access conscious; when we remember, information about the past is access conscious, and so on. Although some philosophers, such as Daniel Dennett, have disputed the validity of this distinction, others have broadly accepted it. David Chalmers has argued that A-consciousness can in principle be understood in mechanistic terms, but that understanding P-consciousness is much more challenging: he calls this the hard problem of consciousness.
Some philosophers believe that Block's two types of consciousness are not the end of the story. William Lycan, for example, argued in his book Consciousness and Experience that at least eight clearly distinct types of consciousness can be identified (organism consciousness; control consciousness; consciousness of; state/event consciousness; reportability; introspective consciousness; subjective consciousness; self-consciousness)—and that even this list omits several more obscure forms.
There is also debate over whether or not A-consciousness and P-consciousness always coexist or if they can exist separately. Although P-consciousness without A-consciousness is more widely accepted, there have been some hypothetical examples of A without P. Block, for instance, suggests the case of a "zombie" that is computationally identical to a person but without any subjectivity. However, he remains somewhat skeptical concluding "I don't know whether there are any actual cases of A-consciousness without P-consciousness, but I hope I have illustrated their conceptual possibility."
Distinguishing consciousness from its contents
Sam Harris observes: "At the level of your experience, you are not a body of cells, organelles, and atoms; you are consciousness and its ever-changing contents". Seen in this way, consciousness is a subjectively experienced, ever-present field in which things (the contents of consciousness) come and go.
Christopher Tricker argues that this field of consciousness is symbolized by the mythical bird that opens the Daoist classic the Zhuangzi. This bird’s name is Of a Flock (peng 鵬), yet its back is countless thousands of miles across and its wings are like clouds arcing across the heavens. "Like Of a Flock, whose wings arc across the heavens, the wings of your consciousness span to the horizon. At the same time, the wings of every other being’s consciousness span to the horizon. You are of a flock, one bird among kin."
Mind–body problem
Mental processes (such as consciousness) and physical processes (such as brain events) seem to be correlated, however the specific nature of the connection is unknown.
The first influential philosopher to discuss this question specifically was Descartes, and the answer he gave is known as Cartesian dualism. Descartes proposed that consciousness resides within an immaterial domain he called res cogitans (the realm of thought), in contrast to the domain of material things, which he called res extensa (the realm of extension). He suggested that the interaction between these two domains occurs inside the brain, perhaps in a small midline structure called the pineal gland.
Although it is widely accepted that Descartes explained the problem cogently, few later philosophers have been happy with his solution, and his ideas about the pineal gland have especially been ridiculed. However, no alternative solution has gained general acceptance. Proposed solutions can be divided broadly into two categories: dualist solutions that maintain Descartes's rigid distinction between the realm of consciousness and the realm of matter but give different answers for how the two realms relate to each other; and monist solutions that maintain that there is really only one realm of being, of which consciousness and matter are both aspects. Each of these categories itself contains numerous variants. The two main types of dualism are substance dualism (which holds that the mind is formed of a distinct type of substance not governed by the laws of physics) and property dualism (which holds that the laws of physics are universally valid but cannot be used to explain the mind). The three main types of monism are physicalism (which holds that the mind consists of matter organized in a particular way), idealism (which holds that only thought or experience truly exists, and matter is merely an illusion), and neutral monism (which holds that both mind and matter are aspects of a distinct essence that is itself identical to neither of them). There are also, however, a large number of idiosyncratic theories that cannot cleanly be assigned to any of these schools of thought.
Since the dawn of Newtonian science with its vision of simple mechanical principles governing the entire universe, some philosophers have been tempted by the idea that consciousness could be explained in purely physical terms. The first influential writer to propose such an idea explicitly was Julien Offray de La Mettrie, in his book Man a Machine (L'homme machine). His arguments, however, were very abstract. The most influential modern physical theories of consciousness are based on psychology and neuroscience. Theories proposed by neuroscientists such as Gerald Edelman and Antonio Damasio, and by philosophers such as Daniel Dennett, seek to explain consciousness in terms of neural events occurring within the brain. Many other neuroscientists, such as Christof Koch, have explored the neural basis of consciousness without attempting to frame all-encompassing global theories. At the same time, computer scientists working in the field of artificial intelligence have pursued the goal of creating digital computer programs that can simulate or embody consciousness.
A few theoretical physicists have argued that classical physics is intrinsically incapable of explaining the holistic aspects of consciousness, but that quantum theory may provide the missing ingredients. Several theorists have therefore proposed quantum mind (QM) theories of consciousness. Notable theories falling into this category include the holonomic brain theory of Karl Pribram and David Bohm, and the Orch-OR theory formulated by Stuart Hameroff and Roger Penrose. Some of these QM theories offer descriptions of phenomenal consciousness, as well as QM interpretations of access consciousness. None of the quantum mechanical theories have been confirmed by experiment. Recent publications by G. Guerreshi, J. Cia, S. Popescu, and H. Briegel could falsify proposals such as those of Hameroff, which rely on quantum entanglement in protein. At the present time many scientists and philosophers consider the arguments for an important role of quantum phenomena to be unconvincing.
Apart from the general question of the "hard problem" of consciousness (which is, roughly speaking, the question of how mental experience can arise from a physical basis), a more specialized question is how to square the subjective notion that we are in control of our decisions (at least in some small measure) with the customary view of causality that subsequent events are caused by prior events. The topic of free will is the philosophical and scientific examination of this conundrum.
Problem of other minds
Many philosophers consider experience to be the essence of consciousness, and believe that experience can only fully be known from the inside, subjectively. But if consciousness is subjective and not visible from the outside, why do the vast majority of people believe that other people are conscious, but rocks and trees are not? This is called the problem of other minds. It is particularly acute for people who believe in the possibility of philosophical zombies, that is, people who think it is possible in principle to have an entity that is physically indistinguishable from a human being and behaves like a human being in every way but nevertheless lacks consciousness. Related issues have also been studied extensively by Greg Littmann of the University of Illinois, and by Colin Allen (a professor at the University of Pittsburgh) regarding the literature and research studying artificial intelligence in androids.
The most commonly given answer is that we attribute consciousness to other people because we see that they resemble us in appearance and behavior; we reason that if they look like us and act like us, they must be like us in other ways, including having experiences of the sort that we do. There are, however, a variety of problems with that explanation. For one thing, it seems to violate the principle of parsimony, by postulating an invisible entity that is not necessary to explain what we observe. Some philosophers, such as Daniel Dennett in a research paper titled "The Unimagined Preposterousness of Zombies", argue that people who give this explanation do not really understand what they are saying. More broadly, philosophers who do not accept the possibility of zombies generally believe that consciousness is reflected in behavior (including verbal behavior), and that we attribute consciousness on the basis of behavior. A more straightforward way of saying this is that we attribute experiences to people because of what they can do, including the fact that they can tell us about their experiences.
Scientific study
For many decades, consciousness as a research topic was avoided by the majority of mainstream scientists, because of a general feeling that a phenomenon defined in subjective terms could not properly be studied using objective experimental methods. In 1975 George Mandler published an influential psychological study which distinguished between slow, serial, and limited conscious processes and fast, parallel and extensive unconscious ones. The Science and Religion Forum 1984 annual conference, 'From Artificial Intelligence to Human Consciousness' identified the nature of consciousness as a matter for investigation; Donald Michie was a keynote speaker. Starting in the 1980s, an expanding community of neuroscientists and psychologists have associated themselves with a field called Consciousness Studies, giving rise to a stream of experimental work published in books, journals such as Consciousness and Cognition, Frontiers in Consciousness Research, Psyche, and the Journal of Consciousness Studies, along with regular conferences organized by groups such as the Association for the Scientific Study of Consciousness and the Society for Consciousness Studies.
Modern medical and psychological investigations into consciousness are based on psychological experiments (including, for example, the investigation of priming effects using subliminal stimuli), and on case studies of alterations in consciousness produced by trauma, illness, or drugs. Broadly viewed, scientific approaches are based on two core concepts. The first identifies the content of consciousness with the experiences that are reported by human subjects; the second makes use of the concept of consciousness that has been developed by neurologists and other medical professionals who deal with patients whose behavior is impaired. In either case, the ultimate goals are to develop techniques for assessing consciousness objectively in humans as well as other animals, and to understand the neural and psychological mechanisms that underlie it.
Measurement
Experimental research on consciousness presents special difficulties, due to the lack of a universally accepted operational definition. In the majority of experiments that are specifically about consciousness, the subjects are human, and the criterion used is verbal report: in other words, subjects are asked to describe their experiences, and their descriptions are treated as observations of the contents of consciousness. For example, subjects who stare continuously at a Necker cube usually report that they experience it "flipping" between two 3D configurations, even though the stimulus itself remains the same. The objective is to understand the relationship between the conscious awareness of stimuli (as indicated by verbal report) and the effects the stimuli have on brain activity and behavior. In several paradigms, such as the technique of response priming, the behavior of subjects is clearly influenced by stimuli for which they report no awareness, and suitable experimental manipulations can lead to increasing priming effects despite decreasing prime identification (double dissociation).
Verbal report is widely considered to be the most reliable indicator of consciousness, but it raises a number of issues. For one thing, if verbal reports are treated as observations, akin to observations in other branches of science, then the possibility arises that they may contain errors—but it is difficult to make sense of the idea that subjects could be wrong about their own experiences, and even more difficult to see how such an error could be detected. Daniel Dennett has argued for an approach he calls heterophenomenology, which means treating verbal reports as stories that may or may not be true, but his ideas about how to do this have not been widely adopted. Another issue with verbal report as a criterion is that it restricts the field of study to humans who have language: this approach cannot be used to study consciousness in other species, pre-linguistic children, or people with types of brain damage that impair language. As a third issue, philosophers who dispute the validity of the Turing test may feel that it is possible, at least in principle, for verbal report to be dissociated from consciousness entirely: a philosophical zombie may give detailed verbal reports of awareness in the absence of any genuine awareness.
Although verbal report is in practice the "gold standard" for ascribing consciousness, it is not the only possible criterion. In medicine, consciousness is assessed as a combination of verbal behavior, arousal, brain activity and purposeful movement. The last three of these can be used as indicators of consciousness when verbal behavior is absent. The scientific literature regarding the neural bases of arousal and purposeful movement is very extensive. Their reliability as indicators of consciousness is disputed, however, due to numerous studies showing that alert human subjects can be induced to behave purposefully in a variety of ways in spite of reporting a complete lack of awareness. Studies of the neuroscience of free will have also shown that the experiences that people report when they behave purposefully sometimes do not correspond to their actual behaviors or to the patterns of electrical activity recorded from their brains.
Another approach applies specifically to the study of self-awareness, that is, the ability to distinguish oneself from others. In the 1970s Gordon Gallup developed an operational test for self-awareness, known as the mirror test. The test examines whether animals are able to differentiate between seeing themselves in a mirror versus seeing other animals. The classic example involves placing a spot of coloring on the skin or fur near the individual's forehead and seeing if they attempt to remove it or at least touch the spot, thus indicating that they recognize that the individual they are seeing in the mirror is themselves. Humans (older than 18 months) and other great apes, bottlenose dolphins, orcas, pigeons, European magpies and elephants have all been observed to pass this test.
Neural correlates
A major part of the scientific literature on consciousness consists of studies that examine the relationship between the experiences reported by subjects and the activity that simultaneously takes place in their brains—that is, studies of the neural correlates of consciousness. The hope is to find that activity in a particular part of the brain, or a particular pattern of global brain activity, which will be strongly predictive of conscious awareness. Several brain imaging techniques, such as EEG and fMRI, have been used for physical measures of brain activity in these studies.
Another idea that has drawn attention for several decades is that consciousness is associated with high-frequency (gamma band) oscillations in brain activity. This idea arose from proposals in the 1980s, by Christof von der Malsburg and Wolf Singer, that gamma oscillations could solve the so-called binding problem, by linking information represented in different parts of the brain into a unified experience. Rodolfo Llinás, for example, proposed that consciousness results from recurrent thalamo-cortical resonance where the specific thalamocortical systems (content) and the non-specific (centromedial thalamus) thalamocortical systems (context) interact in the gamma band frequency via synchronous oscillations.
A number of studies have shown that activity in primary sensory areas of the brain is not sufficient to produce consciousness: it is possible for subjects to report a lack of awareness even when areas such as the primary visual cortex (V1) show clear electrical responses to a stimulus. Higher brain areas are seen as more promising, especially the prefrontal cortex, which is involved in a range of higher cognitive functions collectively known as executive functions. There is substantial evidence that a "top-down" flow of neural activity (i.e., activity propagating from the frontal cortex to sensory areas) is more predictive of conscious awareness than a "bottom-up" flow of activity. The prefrontal cortex is not the only candidate area, however: studies by Nikos Logothetis and his colleagues have shown, for example, that visually responsive neurons in parts of the temporal lobe reflect the visual perception in the situation when conflicting visual images are presented to different eyes (i.e., bistable percepts during binocular rivalry). Furthermore, top-down feedback from higher to lower visual brain areas may be weaker or absent in the peripheral visual field, as suggested by some experimental data and theoretical arguments; nevertheless humans can perceive visual inputs in the peripheral visual field arising from bottom-up V1 neural activities. Meanwhile, bottom-up V1 activities for the central visual fields can be vetoed, and thus made invisible to perception, by the top-down feedback, when these bottom-up signals are inconsistent with the brain's internal model of the visual world.
Modulation of neural responses may correlate with phenomenal experiences. In contrast to the raw electrical responses that do not correlate with consciousness, the modulation of these responses by other stimuli correlates surprisingly well with an important aspect of consciousness: namely with the phenomenal experience of stimulus intensity (brightness, contrast). In the research group of Danko Nikolić it has been shown that some of the changes in the subjectively perceived brightness correlated with the modulation of firing rates while others correlated with the modulation of neural synchrony. An fMRI investigation suggested that these findings were strictly limited to the primary visual areas. This indicates that, in the primary visual areas, changes in firing rates and synchrony can be considered as neural correlates of qualia—at least for some type of qualia.
In 2013, the perturbational complexity index (PCI) was proposed, a measure of the algorithmic complexity of the electrophysiological response of the cortex to transcranial magnetic stimulation. This measure was shown to be higher in individuals that are awake, in REM sleep or in a locked-in state than in those who are in deep sleep or in a vegetative state, making it potentially useful as a quantitative assessment of consciousness states.
Assuming that not only humans but even some non-mammalian species are conscious, a number of evolutionary approaches to the problem of neural correlates of consciousness open up. For example, assuming that birds are conscious—a common assumption among neuroscientists and ethologists due to the extensive cognitive repertoire of birds—there are comparative neuroanatomical ways to validate some of the principal, currently competing, mammalian consciousness–brain theories. The rationale for such a comparative study is that the avian brain deviates structurally from the mammalian brain. So how similar are they? What homologs can be identified? The general conclusion from the study by Butler, et al., is that some of the major theories for the mammalian brain also appear to be valid for the avian brain. The structures assumed to be critical for consciousness in mammalian brains have homologous counterparts in avian brains. Thus the main portions of the theories of Crick and Koch, Edelman and Tononi, and Cotterill seem to be compatible with the assumption that birds are conscious. Edelman also differentiates between what he calls primary consciousness (which is a trait shared by humans and non-human animals) and higher-order consciousness as it appears in humans alone along with human language capacity. Certain aspects of the three theories, however, seem less easy to apply to the hypothesis of avian consciousness. For instance, the suggestion by Crick and Koch that layer 5 neurons of the mammalian brain have a special role, seems difficult to apply to the avian brain, since the avian homologs have a different morphology. Likewise, the theory of Eccles seems incompatible, since a structural homolog/analogue to the dendron has not been found in avian brains. The assumption of an avian consciousness also brings the reptilian brain into focus. The reason is the structural continuity between avian and reptilian brains, meaning that the phylogenetic origin of consciousness may be earlier than suggested by many leading neuroscientists.
Joaquin Fuster of UCLA has advocated the position of the importance of the prefrontal cortex in humans, along with the areas of Wernicke and Broca, as being of particular importance to the development of human language capacities neuro-anatomically necessary for the emergence of higher-order consciousness in humans.
A study in 2016 looked at lesions in specific areas of the brainstem that were associated with coma and vegetative states. A small region of the rostral dorsolateral pontine tegmentum in the brainstem was suggested to drive consciousness through functional connectivity with two cortical regions, the left ventral anterior insular cortex, and the pregenual anterior cingulate cortex. These three regions may work together as a triad to maintain consciousness.
Models
A wide range of empirical theories of consciousness have been proposed. Adrian Doerig and colleagues list 13 notable theories, while Anil Seth and Tim Bayne list 22 notable theories.
Global workspace theory (GWT) is a cognitive architecture and theory of consciousness proposed by the cognitive psychologist Bernard Baars in 1988. Baars explains the theory with the metaphor of a theater, with conscious processes represented by an illuminated stage. This theater integrates inputs from a variety of unconscious and otherwise autonomous networks in the brain and then broadcasts them to unconscious networks (represented in the metaphor by a broad, unlit "audience"). The theory has since been expanded upon by other scientists including cognitive neuroscientist Stanislas Dehaene and Lionel Naccache.
Integrated information theory (IIT) postulates that consciousness resides in the information being processed and arises once the information reaches a certain level of complexity. Proponents of this model suggest that it may provide a physical grounding for consciousness in neurons, as they provide the mechanism by which information is integrated.
Orchestrated objective reduction (Orch OR) postulates that consciousness originates at the quantum level inside neurons. The mechanism is held to be a quantum process called objective reduction that is orchestrated by cellular structures called microtubules. However the details of the mechanism would go beyond current quantum theory.
In 2011, Graziano and Kastner proposed the "attention schema" theory of awareness. In that theory, specific cortical areas, notably in the superior temporal sulcus and the temporo-parietal junction, are used to build the construct of awareness and attribute it to other people. The same cortical machinery is also used to attribute awareness to oneself. Damage to these cortical regions can lead to deficits in consciousness such as hemispatial neglect. In the attention schema theory, the value of explaining the feature of awareness and attributing it to a person is to gain a useful predictive model of that person's attentional processing. Attention is a style of information processing in which a brain focuses its resources on a limited set of interrelated signals. Awareness, in this theory, is a useful, simplified schema that represents attentional states. To be aware of X is explained by constructing a model of one's attentional focus on X.
The entropic brain is a theory of conscious states informed by neuroimaging research with psychedelic drugs. The theory suggests that the brain in primary states such as rapid eye movement (REM) sleep, early psychosis and under the influence of psychedelic drugs, is in a disordered state; normal waking consciousness constrains some of this freedom and makes possible metacognitive functions such as internal self-administered reality testing and self-awareness. Criticism has included questioning whether the theory has been adequately tested.
In 2017, work by David Rudrauf and colleagues, including Karl Friston, applied the active inference paradigm to consciousness, a model of how sensory data is integrated with priors in a process of projective transformation. The authors argue that, while their model identifies a key relationship between computation and phenomenology, it does not completely solve the hard problem of consciousness or completely close the explanatory gap.
Biological function and evolution
Opinions are divided as to where in biological evolution consciousness emerged and about whether or not consciousness has any survival value. Some argue that consciousness is a byproduct of evolution. It has been argued that consciousness emerged (i) exclusively with the first humans, (ii) exclusively with the first mammals, (iii) independently in mammals and birds, or (iv) with the first reptiles. Other authors date the origins of consciousness to the first animals with nervous systems or early vertebrates in the Cambrian over 500 million years ago. Donald Griffin suggests in his book Animal Minds a gradual evolution of consciousness. Each of these scenarios raises the question of the possible survival value of consciousness.
Thomas Henry Huxley defends in an essay titled On the Hypothesis that Animals are Automata, and its History an epiphenomenalist theory of consciousness according to which consciousness is a causally inert effect of neural activity—"as the steam-whistle which accompanies the work of a locomotive engine is without influence upon its machinery". To this William James objects in his essay Are We Automata? by stating an evolutionary argument for mind-brain interaction implying that if the preservation and development of consciousness in the biological evolution is a result of natural selection, it is plausible that consciousness has not only been influenced by neural processes, but has had a survival value itself; and it could only have had this if it had been efficacious. Karl Popper develops a similar evolutionary argument in the book The Self and Its Brain.
Regarding the primary function of conscious processing, a recurring idea in recent theories is that phenomenal states somehow integrate neural activities and information-processing that would otherwise be independent. This has been called the integration consensus. Another example has been proposed by Gerald Edelman called dynamic core hypothesis which puts emphasis on reentrant connections that reciprocally link areas of the brain in a massively parallel manner. Edelman also stresses the importance of the evolutionary emergence of higher-order consciousness in humans from the historically older trait of primary consciousness which humans share with non-human animals (see Neural correlates section above). These theories of integrative function present solutions to two classic problems associated with consciousness: differentiation and unity. They show how our conscious experience can discriminate between a virtually unlimited number of different possible scenes and details (differentiation) because it integrates those details from our sensory systems, while the integrative nature of consciousness in this view easily explains how our experience can seem unified as one whole despite all of these individual parts. However, it remains unspecified which kinds of information are integrated in a conscious manner and which kinds can be integrated without consciousness. Nor is it explained what specific causal role conscious integration plays, nor why the same functionality cannot be achieved without consciousness. Obviously not all kinds of information are capable of being disseminated consciously (e.g., neural activity related to vegetative functions, reflexes, unconscious motor programs, low-level perceptual analyzes, etc.) and many kinds of information can be disseminated and combined with other kinds without consciousness, as in intersensory interactions such as the ventriloquism effect. Hence it remains unclear why any of it is conscious. For a review of the differences between conscious and unconscious integrations, see the article of Ezequiel Morsella.
As noted earlier, even among writers who consider consciousness to be well-defined, there is widespread dispute about which animals other than humans can be said to possess it. Edelman has described this distinction as that of humans possessing higher-order consciousness while sharing the trait of primary consciousness with non-human animals (see previous paragraph). Thus, any examination of the evolution of consciousness is faced with great difficulties. Nevertheless, some writers have argued that consciousness can be viewed from the standpoint of evolutionary biology as an adaptation in the sense of a trait that increases fitness. In his article "Evolution of consciousness", John Eccles argued that special anatomical and physical properties of the mammalian cerebral cortex gave rise to consciousness ("[a] psychon ... linked to [a] dendron through quantum physics"). Bernard Baars proposed that once in place, this "recursive" circuitry may have provided a basis for the subsequent development of many of the functions that consciousness facilitates in higher organisms. Peter Carruthers has put forth one such potential adaptive advantage gained by conscious creatures by suggesting that consciousness allows an individual to make distinctions between appearance and reality. This ability would enable a creature to recognize the likelihood that their perceptions are deceiving them (e.g. that water in the distance may be a mirage) and behave accordingly, and it could also facilitate the manipulation of others by recognizing how things appear to them for both cooperative and devious ends.
Other philosophers, however, have suggested that consciousness would not be necessary for any functional advantage in evolutionary processes. No one has given a causal explanation, they argue, of why it would not be possible for a functionally equivalent non-conscious organism (i.e., a philosophical zombie) to achieve the very same survival advantages as a conscious organism. If evolutionary processes are blind to the difference between function F being performed by conscious organism O and non-conscious organism O*, it is unclear what adaptive advantage consciousness could provide. As a result, an exaptive explanation of consciousness has gained favor with some theorists that posit consciousness did not evolve as an adaptation but was an exaptation arising as a consequence of other developments such as increases in brain size or cortical rearrangement. Consciousness in this sense has been compared to the blind spot in the retina where it is not an adaption of the retina, but instead just a by-product of the way the retinal axons were wired. Several scholars including Pinker, Chomsky, Edelman, and Luria have indicated the importance of the emergence of human language as an important regulative mechanism of learning and memory in the context of the development of higher-order consciousness (see Neural correlates section above).
Altered states
There are some brain states in which consciousness seems to be absent, including dreamless sleep or coma. There are also a variety of circumstances that can change the relationship between the mind and the world in less drastic ways, producing what are known as altered states of consciousness. Some altered states occur naturally; others can be produced by drugs or brain damage. Altered states can be accompanied by changes in thinking, disturbances in the sense of time, feelings of loss of control, changes in emotional expression, alternations in body image and changes in meaning or significance.
The two most widely accepted altered states are sleep and dreaming. Although dream sleep and non-dream sleep appear very similar to an outside observer, each is associated with a distinct pattern of brain activity, metabolic activity, and eye movement; each is also associated with a distinct pattern of experience and cognition. During ordinary non-dream sleep, people who are awakened report only vague and sketchy thoughts, and their experiences do not cohere into a continuous narrative. During dream sleep, in contrast, people who are awakened report rich and detailed experiences in which events form a continuous progression, which may however be interrupted by bizarre or fantastic intrusions. Thought processes during the dream state frequently show a high level of irrationality. Both dream and non-dream states are associated with severe disruption of memory: it usually disappears in seconds during the non-dream state, and in minutes after awakening from a dream unless actively refreshed.
Research conducted on the effects of partial epileptic seizures on consciousness found that patients who have partial epileptic seizures experience altered states of consciousness. In partial epileptic seizures, consciousness is impaired or lost while some aspects of consciousness, often automated behaviors, remain intact. Studies found that when measuring the qualitative features during partial epileptic seizures, patients exhibited an increase in arousal and became absorbed in the experience of the seizure, followed by difficulty in focusing and shifting attention.
A variety of psychoactive drugs, including alcohol, have notable effects on consciousness. These range from a simple dulling of awareness produced by sedatives, to increases in the intensity of sensory qualities produced by stimulants, cannabis, empathogens–entactogens such as MDMA ("Ecstasy"), or most notably by the class of drugs known as psychedelics. LSD, mescaline, psilocybin, dimethyltryptamine, and others in this group can produce major distortions of perception, including hallucinations; some users even describe their drug-induced experiences as mystical or spiritual in quality. The brain mechanisms underlying these effects are not as well understood as those induced by use of alcohol, but there is substantial evidence that alterations in the brain system that uses the chemical neurotransmitter serotonin play an essential role.
There has been some research into physiological changes in yogis and people who practise various techniques of meditation. Some research with brain waves during meditation has reported differences between those corresponding to ordinary relaxation and those corresponding to meditation. It has been disputed, however, whether there is enough evidence to count these as physiologically distinct states of consciousness.
The most extensive study of the characteristics of altered states of consciousness was made by psychologist Charles Tart in the 1960s and 1970s. Tart analyzed a state of consciousness as made up of a number of component processes, including exteroception (sensing the external world); interoception (sensing the body); input-processing (seeing meaning); emotions; memory; time sense; sense of identity; evaluation and cognitive processing; motor output; and interaction with the environment. Each of these, in his view, could be altered in multiple ways by drugs or other manipulations. The components that Tart identified have not, however, been validated by empirical studies. Research in this area has not yet reached firm conclusions, but a recent questionnaire-based study identified eleven significant factors contributing to drug-induced states of consciousness: experience of unity; spiritual experience; blissful state; insightfulness; disembodiment; impaired control and cognition; anxiety; complex imagery; elementary imagery; audio-visual synesthesia; and changed meaning of percepts.
Medical aspects
The medical approach to consciousness is scientifically oriented. It derives from a need to treat people whose brain function has been impaired as a result of disease, brain damage, toxins, or drugs. In medicine, conceptual distinctions are considered useful to the degree that they can help to guide treatments. The medical approach focuses mostly on the amount of consciousness a person has: in medicine, consciousness is assessed as a "level" ranging from coma and brain death at the low end, to full alertness and purposeful responsiveness at the high end.
Consciousness is of concern to patients and physicians, especially neurologists and anesthesiologists. Patients may have disorders of consciousness or may need to be anesthetized for a surgical procedure. Physicians may perform consciousness-related interventions such as instructing the patient to sleep, administering general anesthesia, or inducing medical coma. Also, bioethicists may be concerned with the ethical implications of consciousness in medical cases of patients such as the Karen Ann Quinlan case, while neuroscientists may study patients with impaired consciousness in hopes of gaining information about how the brain works.
Assessment
In medicine, consciousness is examined using a set of procedures known as neuropsychological assessment. There are two commonly used methods for assessing the level of consciousness of a patient: a simple procedure that requires minimal training, and a more complex procedure that requires substantial expertise. The simple procedure begins by asking whether the patient is able to move and react to physical stimuli. If so, the next question is whether the patient can respond in a meaningful way to questions and commands. If so, the patient is asked for name, current location, and current day and time. A patient who can answer all of these questions is said to be "alert and oriented times four" (sometimes denoted "A&Ox4" on a medical chart), and is usually considered fully conscious.
The more complex procedure is known as a neurological examination, and is usually carried out by a neurologist in a hospital setting. A formal neurological examination runs through a precisely delineated series of tests, beginning with tests for basic sensorimotor reflexes, and culminating with tests for sophisticated use of language. The outcome may be summarized using the Glasgow Coma Scale, which yields a number in the range 3–15, with a score of 3 to 8 indicating coma, and 15 indicating full consciousness. The Glasgow Coma Scale has three subscales, measuring the best motor response (ranging from "no motor response" to "obeys commands"), the best eye response (ranging from "no eye opening" to "eyes opening spontaneously") and the best verbal response (ranging from "no verbal response" to "fully oriented"). There is also a simpler pediatric version of the scale, for children too young to be able to use language.
In 2013, an experimental procedure was developed to measure degrees of consciousness, the procedure involving stimulating the brain with a magnetic pulse, measuring resulting waves of electrical activity, and developing a consciousness score based on the complexity of the brain activity.
Disorders
Medical conditions that inhibit consciousness are considered disorders of consciousness. This category generally includes minimally conscious state and persistent vegetative state, but sometimes also includes the less severe locked-in syndrome and more severe chronic coma. Differential diagnosis of these disorders is an active area of biomedical research. Finally, brain death results in possible irreversible disruption of consciousness. While other conditions may cause a moderate deterioration (e.g., dementia and delirium) or transient interruption (e.g., grand mal and petit mal seizures) of consciousness, they are not included in this category.
Medical experts increasingly view anosognosia as a disorder of consciousness. Anosognosia is a Greek-derived term meaning "unawareness of disease". This is a condition in which patients are disabled in some way, most commonly as a result of a stroke, but either misunderstand the nature of the problem or deny that there is anything wrong with them. The most frequently occurring form is seen in people who have experienced a stroke damaging the parietal lobe in the right hemisphere of the brain, giving rise to a syndrome known as hemispatial neglect, characterized by an inability to direct action or attention toward objects located to the left with respect to their bodies. Patients with hemispatial neglect are often paralyzed on the left side of the body, but sometimes deny being unable to move. When questioned about the obvious problem, the patient may avoid giving a direct answer, or may give an explanation that does not make sense. Patients with hemispatial neglect may also fail to recognize paralyzed parts of their bodies: one frequently mentioned case is of a man who repeatedly tried to throw his own paralyzed right leg out of the bed he was lying in, and when asked what he was doing, complained that somebody had put a dead leg into the bed with him. An even more striking type of anosognosia is Anton–Babinski syndrome, a rarely occurring condition in which patients become blind but claim to be able to see normally, and persist in this claim in spite of all evidence to the contrary.
Outside human adults
In children
Of the eight types of consciousness in the Lycan classification, some are detectable in utero and others develop years after birth. Psychologist and educator William Foulkes studied children's dreams and concluded that prior to the shift in cognitive maturation that humans experience during ages five to seven, children lack the Lockean consciousness that Lycan had labeled "introspective consciousness" and that Foulkes labels "self-reflection." In a 2020 paper, Katherine Nelson and Robyn Fivush use "autobiographical consciousness" to label essentially the same faculty, and agree with Foulkes on the timing of this faculty's acquisition. Nelson and Fivush contend that "language is the tool by which humans create a new, uniquely human form of consciousness, namely, autobiographical consciousness." Julian Jaynes had staked out these positions decades earlier. Citing the developmental steps that lead the infant to autobiographical consciousness, Nelson and Fivush point to the acquisition of "theory of mind," calling theory of mind "necessary for autobiographical consciousness" and defining it as "understanding differences between one's own mind and others' minds in terms of beliefs, desires, emotions and thoughts." They write, "The hallmark of theory of mind, the understanding of false belief, occurs ... at five to six years of age."
In animals
The topic of animal consciousness is beset by a number of difficulties. It poses the problem of other minds in an especially severe form, because non-human animals, lacking the ability to express human language, cannot tell humans about their experiences. Also, it is difficult to reason objectively about the question, because a denial that an animal is conscious is often taken to imply that it does not feel, its life has no value, and that harming it is not morally wrong. Descartes, for example, has sometimes been blamed for mistreatment of animals due to the fact that he believed only humans have a non-physical mind. Most people have a strong intuition that some animals, such as cats and dogs, are conscious, while others, such as insects, are not; but the sources of this intuition are not obvious, and are often based on personal interactions with pets and other animals they have observed.
Philosophers who consider subjective experience the essence of consciousness also generally believe, as a correlate, that the existence and nature of animal consciousness can never rigorously be known. Thomas Nagel spelled out this point of view in an influential essay titled What Is it Like to Be a Bat?. He said that an organism is conscious "if and only if there is something that it is like to be that organism—something it is like for the organism"; and he argued that no matter how much we know about an animal's brain and behavior, we can never really put ourselves into the mind of the animal and experience its world in the way it does itself. Other thinkers, such as Douglas Hofstadter, dismiss this argument as incoherent. Several psychologists and ethologists have argued for the existence of animal consciousness by describing a range of behaviors that appear to show animals holding beliefs about things they cannot directly perceive—Donald Griffin's 2001 book Animal Minds reviews a substantial portion of the evidence.
On July 7, 2012, eminent scientists from different branches of neuroscience gathered at the University of Cambridge to celebrate the Francis Crick Memorial Conference, which deals with consciousness in humans and pre-linguistic consciousness in nonhuman animals. After the conference, they signed in the presence of Stephen Hawking, the 'Cambridge Declaration on Consciousness', which summarizes the most important findings of the survey:
"We decided to reach a consensus and make a statement directed to the public that is not scientific. It's obvious to everyone in this room that animals have consciousness, but it is not obvious to the rest of the world. It is not obvious to the rest of the Western world or the Far East. It is not obvious to the society."
"Convergent evidence indicates that non-human animals ..., including all mammals and birds, and other creatures, ... have the necessary neural substrates of consciousness and the capacity to exhibit intentional behaviors."
In artificial intelligence
The idea of an artifact made conscious is an ancient theme of mythology, appearing for example in the Greek myth of Pygmalion, who carved a statue that was magically brought to life, and in medieval Jewish stories of the Golem, a magically animated homunculus built of clay. However, the possibility of actually constructing a conscious machine was probably first discussed by Ada Lovelace, in a set of notes written in 1842 about the Analytical Engine invented by Charles Babbage, a precursor (never built) to modern electronic computers. Lovelace was essentially dismissive of the idea that a machine such as the Analytical Engine could think in a humanlike way. She wrote:
One of the most influential contributions to this question was an essay written in 1950 by pioneering computer scientist Alan Turing, titled Computing Machinery and Intelligence. Turing disavowed any interest in terminology, saying that even "Can machines think?" is too loaded with spurious connotations to be meaningful; but he proposed to replace all such questions with a specific operational test, which has become known as the Turing test. To pass the test, a computer must be able to imitate a human well enough to fool interrogators. In his essay Turing discussed a variety of possible objections, and presented a counterargument to each of them. The Turing test is commonly cited in discussions of artificial intelligence as a proposed criterion for machine consciousness; it has provoked a great deal of philosophical debate. For example, Daniel Dennett and Douglas Hofstadter argue that anything capable of passing the Turing test is necessarily conscious, while David Chalmers argues that a philosophical zombie could pass the test, yet fail to be conscious. A third group of scholars have argued that with technological growth once machines begin to display any substantial signs of human-like behavior then the dichotomy (of human consciousness compared to human-like consciousness) becomes passé and issues of machine autonomy begin to prevail even as observed in its nascent form within contemporary industry and technology. Jürgen Schmidhuber argues that consciousness is the result of compression. As an agent sees representation of itself recurring in the environment, the compression of this representation can be called consciousness.
In a lively exchange over what has come to be referred to as "the Chinese room argument", John Searle sought to refute the claim of proponents of what he calls "strong artificial intelligence (AI)" that a computer program can be conscious, though he does agree with advocates of "weak AI" that computer programs can be formatted to "simulate" conscious states. His own view is that consciousness has subjective, first-person causal powers by being essentially intentional due to the way human brains function biologically; conscious persons can perform computations, but consciousness is not inherently computational the way computer programs are. To make a Turing machine that speaks Chinese, Searle imagines a room with one monolingual English speaker (Searle himself, in fact), a book that designates a combination of Chinese symbols to be output paired with Chinese symbol input, and boxes filled with Chinese symbols. In this case, the English speaker is acting as a computer and the rulebook as a program. Searle argues that with such a machine, he would be able to process the inputs to outputs perfectly without having any understanding of Chinese, nor having any idea what the questions and answers could possibly mean. If the experiment were done in English, since Searle knows English, he would be able to take questions and give answers without any algorithms for English questions, and he would be effectively aware of what was being said and the purposes it might serve. Searle would pass the Turing test of answering the questions in both languages, but he is only conscious of what he is doing when he speaks English. Another way of putting the argument is to say that computer programs can pass the Turing test for processing the syntax of a language, but that the syntax cannot lead to semantic meaning in the way strong AI advocates hoped.
In the literature concerning artificial intelligence, Searle's essay has been second only to Turing's in the volume of debate it has generated. Searle himself was vague about what extra ingredients it would take to make a machine conscious: all he proposed was that what was needed was "causal powers" of the sort that the brain has and that computers lack. But other thinkers sympathetic to his basic argument have suggested that the necessary (though perhaps still not sufficient) extra conditions may include the ability to pass not just the verbal version of the Turing test, but the robotic version, which requires grounding the robot's words in the robot's sensorimotor capacity to categorize and interact with the things in the world that its words are about, Turing-indistinguishably from a real person. Turing-scale robotics is an empirical branch of research on embodied cognition and situated cognition.
In 2014, Victor Argonov has suggested a non-Turing test for machine consciousness based on a machine's ability to produce philosophical judgments. He argues that a deterministic machine must be regarded as conscious if it is able to produce judgments on all problematic properties of consciousness (such as qualia or binding) having no innate (preloaded) philosophical knowledge on these issues, no philosophical discussions while learning, and no informational models of other creatures in its memory (such models may implicitly or explicitly contain knowledge about these creatures' consciousness). However, this test can be used only to detect, but not refute the existence of consciousness. A positive result proves that a machine is conscious but a negative result proves nothing. For example, absence of philosophical judgments may be caused by lack of the machine's intellect, not by absence of consciousness.
Stream of consciousness
William James is usually credited with popularizing the idea that human consciousness flows like a stream, in his Principles of Psychology of 1890.
According to James, the "stream of thought" is governed by five characteristics:
Every thought tends to be part of a personal consciousness.
Within each personal consciousness thought is always changing.
Within each personal consciousness thought is sensibly continuous.
It always appears to deal with objects independent of itself.
It is interested in some parts of these objects to the exclusion of others.
A similar concept appears in Buddhist philosophy, expressed by the Sanskrit term Citta-saṃtāna, which is usually translated as mindstream or "mental continuum". Buddhist teachings describe that consciousness manifests moment to moment as sense impressions and mental phenomena that are continuously changing. The teachings list six triggers that can result in the generation of different mental events. These triggers are input from the five senses (seeing, hearing, smelling, tasting or touch sensations), or a thought (relating to the past, present or the future) that happen to arise in the mind. The mental events generated as a result of these triggers are: feelings, perceptions and intentions/behaviour. The moment-by-moment manifestation of the mind-stream is said to happen in every person all the time. It even happens in a scientist who analyzes various phenomena in the world, or analyzes the material body including the organ brain. The manifestation of the mindstream is also described as being influenced by physical laws, biological laws, psychological laws, volitional laws, and universal laws. The purpose of the Buddhist practice of mindfulness is to understand the inherent nature of the consciousness and its characteristics.
Narrative form
In the West, the primary impact of the idea has been on literature rather than science: "stream of consciousness as a narrative mode" means writing in a way that attempts to portray the moment-to-moment thoughts and experiences of a character. This technique perhaps had its beginnings in the monologs of Shakespeare's plays and reached its fullest development in the novels of James Joyce and Virginia Woolf, although it has also been used by many other noted writers.
Here, for example, is a passage from Joyce's Ulysses about the thoughts of Molly Bloom:
Spiritual approaches
To most philosophers, the word "consciousness" connotes the relationship between the mind and the world. To writers on spiritual or religious topics, it frequently connotes the relationship between the mind and God, or the relationship between the mind and deeper truths that are thought to be more fundamental than the physical world. The mystical psychiatrist Richard Maurice Bucke, author of the 1901 book Cosmic Consciousness: A Study in the Evolution of the Human Mind,
distinguished between three types of consciousness: 'Simple Consciousness', awareness of the body, possessed by many animals; 'Self Consciousness', awareness of being aware, possessed only by humans; and 'Cosmic Consciousness', awareness of the life and order of the universe, possessed only by humans who are enlightened. Many more examples could be given, such as the various levels of spiritual consciousness presented by Prem Saran Satsangi and Stuart Hameroff.
Another thorough account of the spiritual approach is Ken Wilber's 1977 book The Spectrum of Consciousness, a comparison of western and eastern ways of thinking about the mind. Wilber described consciousness as a spectrum with ordinary awareness at one end, and more profound types of awareness at higher levels.
See also
Chaitanya (consciousness): Pure consciousness in Hindu philosophy.
Models of consciousness: Ideas for a scientific mechanism underlying consciousness.
Plant perception (paranormal): A pseudoscientific theory.
Sakshi (Witness): Pure awareness in Hindu philosophy.
Vertiginous question: On the uniqueness of a person's consciousness.
Reality
References
Further reading
External links
Cognitive neuroscience
Cognitive psychology
Concepts in epistemology
Metaphysical properties
Concepts in the philosophy of mind
Concepts in the philosophy of science
Emergence
Mental processes
Metaphysics of mind
Neuropsychological assessment
Ontology
Phenomenology
Theory of mind |
5665 | https://en.wikipedia.org/wiki/Currency | Currency | A currency is a standardization of money in any form, in use or circulation as a medium of exchange, for example banknotes and coins.
A more general definition is that a currency is a system of money in common use within a specific environment over time, especially for people in a nation state. Under this definition, the British Pound Sterling (£), euros (€), Japanese yen (¥), and U.S. dollars (US$) are examples of (government-issued) fiat currencies. Currencies may act as stores of value and be traded between nations in foreign exchange markets, which determine the relative values of the different currencies. Currencies in this sense are either chosen by users or decreed by governments, and each type has limited boundaries of acceptance; i.e., legal tender laws may require a particular unit of account for payments to government agencies.
Other definitions of the term "currency" appear in the respective synonymous articles: banknote, coin, and money. This article uses the definition which focuses on the currency systems of countries.
One can classify currencies into three monetary systems: fiat money, commodity money, and representative money, depending on what guarantees a currency's value (the economy at large vs. the government's physical metal reserves). Some currencies function as legal tender in certain jurisdictions, or for specific purposes, such as payment to a government (taxes), or government agencies (fees, fines). Others simply get traded for their economic value.
The concept of digital currencies has arisen in recent years. Whether government-backed digital notes and coins (such as the digital renminbi in China, for example) will be successfully developed and implemented remains unknown. Digital currencies that are not issued by a government monetary authority, such as cryptocurrencies like Bitcoin, are different because their value is market-dependent and has no safety net. Various countries have expressed concern about the opportunities that cryptocurrencies create for illegal activities such as scams, ransomware (extortion), money laundering and terrorism. In 2014, the United States IRS advised that virtual currency is treated as property for Federal income-tax purposes, and it provides examples of how long-standing tax principles applicable to transactions involving property apply to virtual currency.
History
Early currency
Originally, currency was a form of receipt, representing grain stored in temple granaries in Sumer in ancient Mesopotamia and in Ancient Egypt.
In this first stage of currency, metals were used as symbols to represent value stored in the form of commodities. This formed the basis of trade in the Fertile Crescent for over 1500 years. However, the collapse of the Near Eastern trading system pointed to a flaw: in an era where there was no place that was safe to store value, the value of a circulating medium could only be as sound as the forces that defended that store. A trade could only reach as far as the credibility of that military. By the late Bronze Age, however, a series of treaties had established safe passage for merchants around the Eastern Mediterranean, spreading from Minoan Crete and Mycenae in the northwest to Elam and Bahrain in the southeast. It is not known what was used as a currency for these exchanges, but it is thought that oxhide-shaped ingots of copper, produced in Cyprus, may have functioned as a currency.
It is thought that the increase in piracy and raiding associated with the Bronze Age collapse, possibly produced by the Peoples of the Sea, brought the trading system of oxhide ingots to an end. It was only the recovery of Phoenician trade in the 10th and 9th centuries BC that led to a return to prosperity, and the appearance of real coinage, possibly first in Anatolia with Croesus of Lydia and subsequently with the Greeks and Persians. In Africa, many forms of value store have been used, including beads, ingots, ivory, various forms of weapons, livestock, the manilla currency, and ochre and other earth oxides. The manilla rings of West Africa were one of the currencies used from the 15th century onwards to sell slaves. African currency is still notable for its variety, and in many places, various forms of barter still apply.
Coinage
The prevalence of metal coins possibly led to the metal itself being the store of value: first copper, then both silver and gold, and at one point also bronze. Today other non-precious metals are used for coins. Metals were mined, weighed, and stamped into coins. This was to assure the individual accepting the coin that he was getting a certain known weight of precious metal. Coins could be counterfeited, but the existence of standard coins also created a new unit of account, which helped lead to banking. Archimedes' principle provided the next link: coins could now be easily tested for their fine weight of the metal, and thus the value of a coin could be determined, even if it had been shaved, debased or otherwise tampered with (see Numismatics).
Most major economies using coinage had several tiers of coins of different values, made of copper, silver, and gold. Gold coins were the most valuable and were used for large purchases, payment of the military, and backing of state activities. Units of account were often defined as the value of a particular type of gold coin. Silver coins were used for midsized transactions, and sometimes also defined a unit of account, while coins of copper or silver, or some mixture of them (see debasement), might be used for everyday transactions. This system had been used in ancient India since the time of the Mahajanapadas. The exact ratios between the values of the three metals varied greatly between different eras and places; for example, the opening of silver mines in the Harz mountains of central Europe made silver relatively less valuable, as did the flood of New World silver after the Spanish conquests. However, the rarity of gold consistently made it more valuable than silver, and likewise silver was consistently worth more than copper.
Paper money
In premodern China, the need for lending and for a medium of exchange that was less physically cumbersome than large numbers of copper coins led to the introduction of paper money, i.e. banknotes. Their introduction was a gradual process that lasted from the late Tang dynasty (618–907) into the Song dynasty (960–1279). It began as a means for merchants to exchange heavy coinage for receipts of deposit issued as promissory notes by wholesalers' shops. These notes were valid for temporary use in a small regional territory. In the 10th century, the Song dynasty government began to circulate these notes amongst the traders in its monopolized salt industry. The Song government granted several shops the right to issue banknotes, and in the early 12th century the government finally took over these shops to produce state-issued currency. Yet the banknotes issued were still only locally and temporarily valid: it was not until the mid 13th century that a standard and uniform government issue of paper money became an acceptable nationwide currency. The already widespread methods of woodblock printing and then Bi Sheng's movable type printing by the 11th century were the impetus for the mass production of paper money in premodern China.
At around the same time in the medieval Islamic world, a vigorous monetary economy was created during the 7th–12th centuries on the basis of the expanding levels of circulation of a stable high-value currency (the dinar). Innovations introduced by Muslim economists, traders and merchants include the earliest uses of credit, cheques, promissory notes, savings accounts, transaction accounts, loaning, trusts, exchange rates, the transfer of credit and debt, and banking institutions for loans and deposits.
In Europe, paper currency was first introduced on a regular basis in Sweden in 1661 (although Washington Irving records an earlier emergency use of it, by the Spanish in a siege during the Conquest of Granada). As Sweden was rich in copper, many copper coins were in circulation, but its relatively low value necessitated extraordinarily big coins, often weighing several kilograms.
The advantages of paper currency were numerous: it reduced the need to transport gold and silver, which was risky; it facilitated loans of gold or silver at interest, since the underlying specie (money in the form of gold or silver coins rather than notes) never left the possession of the lender until someone else redeemed the note; and it allowed a division of currency into credit- and specie-backed forms. It enabled the sale of investment in joint-stock companies and the redemption of those shares in a paper.
But there were also disadvantages. First, since a note has no intrinsic value, there was nothing to stop issuing authorities from printing more notes than they had specie to back them with. Second, because this increased the money supply, it increased inflationary pressures, a fact observed by David Hume in the 18th century. Thus paper money would often lead to an inflationary bubble, which could collapse if people began demanding hard money, causing the demand for paper notes to fall to zero. The printing of paper money was also associated with wars, and financing of wars, and therefore regarded as part of maintaining a standing army. For these reasons, paper currency was held in suspicion and hostility in Europe and America. It was also addictive since the speculative profits of trade and capital creation were quite large. Major nations established mints to print money and mint coins, and branches of their treasury to collect taxes and hold gold and silver stock.
At that time, both silver and gold were considered a legal tender and accepted by governments for taxes. However, the instability in the exchange rate between the two grew over the course of the 19th century, with the increases both in the supply of these metals, particularly silver, and in trade. The parallel use of both metals is called bimetallism, and the attempt to create a bimetallic standard where both gold and silver backed currency remained in circulation occupied the efforts of inflationists. Governments at this point could use currency as an instrument of policy, printing paper currency such as the United States greenback, to pay for military expenditures. They could also set the terms at which they would redeem notes for specie, by limiting the amount of purchase, or the minimum amount that could be redeemed.
By 1900, most of the industrializing nations were on some form of gold standard, with paper notes and silver coins constituting the circulating medium. Private banks and governments across the world followed Gresham's law: keeping the gold and silver they received but paying out in notes. This did not happen all around the world at the same time, but occurred sporadically, generally in times of war or financial crisis, beginning in the early 20th century and continuing across the world until the late 20th century, when the regime of floating fiat currencies came into force. One of the last countries to break away from the gold standard was the United States in 1971, an action which was known as the Nixon shock. No country has an enforceable gold standard or silver standard currency system.
Banknote era
A banknote or a bill is a type of currency and it is commonly used as legal tender in many jurisdictions. Together with coins, banknotes make up the cash form of a currency. Banknotes were initially mostly paper, but Australia's Commonwealth Scientific and Industrial Research Organisation developed a polymer currency in the 1980s; it went into circulation on the nation's bicentenary in 1988. Polymer banknotes had already been introduced in the Isle of Man in 1983. polymer currency is used in over 20 countries (over 40 if counting commemorative issues), and dramatically increases the life span of banknotes and reduces counterfeiting.
Modern currencies
The currency used is based on the concept of lex monetae; that a sovereign state decides which currency it shall use. (See Fiat currency.)
Currency codes and currency symbols
In 1978 the International Organization for Standardization published a system of three-digit alphabetic codes (ISO 4217) to denote currencies. These codes are based on two initial letters allocated to a specific country and a final letter denoting a specific monetary unit of account.
Many currencies use a currency symbol. These are not subject to international standards and are not unique: the dollar sign in particular has many uses.
Alternative currencies
Distinct from centrally controlled government-issued currencies, private decentralized trust-reduced networks support alternative currencies (such as Bitcoin and Ethereum's ether, which are classified as cryptocurrency since transference transactions are assured through cryptographic signatures validated by all users. With few exceptions, these currencies are not asset backed. The U.S. Commodity Futures Trading Commission has declared Bitcoin (and, by extension, similar products) to be a commodity under the Commodity Exchange Act.
There are also branded currencies, for example 'obligation' based stores of value, such as quasi-regulated BarterCard, Loyalty Points (Credit Cards, Airlines) or Game-Credits (MMO games) that are based on reputation of commercial products.
Historically, pseudo-currencies have also included company scrip, a form of wages that could only be exchanged in company stores owned by the employers. Modern token money, such as the tokens operated by local exchange trading systems (LETS), is a form of barter rather than being a true currency.
The currency may be Internet-based and digital, for instance, Bitcoin is not tied to any specific country, or the IMF's SDR that is based on a basket of currencies (and assets held).
Possession and sale of alternative forms of currencies is often outlawed by governments in order to preserve the legitimacy of the constitutional currency for the benefit of all citizens. For example, Article I, section 8, clause 5 of the United States Constitution delegates to Congress the power to coin money and to regulate the value thereof. This power was delegated to Congress in order to establish and preserve a uniform standard of value and to insure a singular monetary system for all purchases and debts in the United States, public and private. Along with the power to coin money, the United States Congress has the concurrent power to restrain the circulation of money which is not issued under its own authority in order to protect and preserve the constitutional currency. It is a violation of federal law for individuals, or organizations to create private coin or currency systems to compete with the official coinage and currency of the United States.
Control and production
In most cases, a central bank has the exclusive power to issue all forms of currency, including coins and banknotes (fiat money), and to restrain the circulation alternative currencies for its own area of circulation (a country or group of countries); it regulates the production of currency by banks (credit) through monetary policy.
An exchange rate is a price at which two currencies can be exchanged against each other. This is used for trade between the two currency zones. Exchange rates can be classified as either floating or fixed. In the former, day-to-day movements in exchange rates are determined by the market; in the latter, governments intervene in the market to buy or sell their currency to balance supply and demand at a static exchange rate.
In cases where a country has control of its own currency, that control is exercised either by a central bank or by a Ministry of Finance. The institution that has control of monetary policy is referred to as the monetary authority. Monetary authorities have varying degrees of autonomy from the governments that create them. A monetary authority is created and supported by its sponsoring government, so independence can be reduced by the legislative or executive authority that creates it.
Several countries can use the same name for their own separate currencies (for example, a dollar in Australia, Canada, and the United States). By contrast, several countries can also use the same currency (for example, the euro or the CFA franc), or one country can declare the currency of another country to be legal tender. For example, Panama and El Salvador have declared US currency to be legal tender, and from 1791 to 1857, Spanish dollars were legal tender in the United States. At various times countries have either re-stamped foreign coins or used currency boards, issuing one note of currency for each note of a foreign government held, as Ecuador currently does.
Each currency typically has a main currency unit (the dollar, for example, or the euro) and a fractional unit, often defined as of the main unit: 100 cents = 1 dollar, 100 centimes = 1 franc, 100 pence = 1 pound, although units of or occasionally also occur. Some currencies do not have any smaller units at all, such as the Icelandic króna and the Japanese yen.
Mauritania and Madagascar are the only remaining countries that have theoretical fractional units not based on the decimal system; instead, the Mauritanian ouguiya is in theory divided into 5 khoums, while the Malagasy ariary is theoretically divided into 5 iraimbilanja. In these countries, words like dollar or pound "were simply names for given weights of gold". Due to inflation khoums and iraimbilanja have in practice fallen into disuse. (See non-decimal currencies for other historic currencies with non-decimal divisions.)
Currency convertibility
Subject to variation around the world, local currency can be converted to another currency or vice versa with or without central bank/government intervention. Such conversions take place in the foreign exchange market. Based on the above restrictions or free and readily conversion features, currencies are classified as:
Fully convertible When there are no restrictions or limitations on the amount of currency that can be traded on the international market, and the government does not artificially impose a fixed value or minimum value on the currency in international trade. The US dollar is one of the main fully convertible currencies.
Partially convertible Central banks control international investments flowing into and out of a country. While most domestic transactions are handled without any special requirements, there are significant restrictions on international investing, and special approval is often required in order to convert into other currencies. The Indian rupee and the renminbi are examples of partially convertible currencies.
Nonconvertible A government neither participates in the international currency market nor allows the conversion of its currency by individuals or companies. These currencies are also known as blocked, e.g. the North Korean won and the Cuban peso.
According to the three aspects of trade in goods and services, capital flows and national policies, the supply-demand relationship of different currencies determines the exchange ratio between currencies.
Trade in goods and services
Through cost transfer, goods and services circulating in the country (such as hotels, tourism, catering, advertising, household services) will indirectly affect the trade cost of goods and services and the price of export trade. Therefore, services and goods involved in international trade are not the only reason affecting the exchange rate. The large number of international tourists and overseas students has resulted in the flow of services and goods at home and abroad. It also represents that the competitiveness of global goods and services directly affects the change of international exchange rates.
Capital flows
National currencies will be traded on international markets for investment purposes. Investment opportunities in each country attract other countries into investment programs, so that these foreign currencies become the reserves of the central banks of each country. The exchange rate mechanism, in which currencies are quoted continuously between countries, is based on foreign exchange markets in which currencies are invested by individuals and traded or speculated by central banks and investment institutions. In addition, changes in interest rates, capital market fluctuations and changes in investment opportunities will affect the global capital inflows and outflows of countries around the world, and exchange rates will fluctuate accordingly.
National policies
The country's foreign trade, monetary and fiscal policies affect the exchange rate fluctuations. Foreign trade includes policies such as tariffs and import standards for commodity exports. The impact of monetary policy on the total amount and yield of money directly determines the changes in the international exchange rate. Fiscal policies, such as transfer payments, taxation ratios, and other factors, dominate the profitability of capital and economic development, and the ratio of national debt issuance to deficit determines the repayment capacity and credit rating of the country. Such policies determine the mechanism of linking domestic and foreign currencies and therefore have a significant impact on the generation of exchange rates.
Currency convertibility is closely linked to economic development and finance. There are strict conditions for countries to achieve currency convertibility, which is a good way for countries to improve their economies. The currencies of some countries or regions in the world are freely convertible, such as the US dollar, Australian dollar and Japanese yen. The requirements for currency convertibility can be roughly divided into four parts:
Sound microeconomic agency
With a freely convertible currency, domestic firms will have to compete fiercely with their foreign counterparts. The development of competition among them will affect the implementation effect of currency convertibility. In addition, microeconomics is a prerequisite for macroeconomic conditions.
The macroeconomic situation and policies are stable
Since currency convertibility is the cross-border flow of goods and capital, it will have an impact on the macro economy. This requires that the national economy be in a normal and orderly state, that is, there is no serious inflation and economic overheating. In addition, the government should use macro policies to make mature adjustments to deal with the impact of currency exchange on the economy.
A reasonable and open economy
The maintainability of international balance of payments is the main performance of reasonable economic structure. Currency convertibility not only causes difficulties in the sustainability of international balance of payments but also affects the government's direct control over international economic transactions. To eliminate the foreign exchange shortage, the government needs adequate international reserves.
Appropriate exchange rate regime and level
The level of exchange rate is an important factor in maintaining exchange rate stability, both before and after currency convertibility. The exchange rate of freely convertible currency is too high or too low, which can easily trigger speculation and undermine the stability of macroeconomic and financial markets. Therefore, to maintain the level of exchange rate, a proper exchange rate regime is crucial.
Local currency
In economics, a local currency is a currency not backed by a national government and intended to trade only in a small area. Advocates such as Jane Jacobs argue that this enables an economically depressed region to pull itself up, by giving the people living there a medium of exchange that they can use to exchange services and locally produced goods (in a broader sense, this is the original purpose of all money). Opponents of this concept argue that local currency creates a barrier that can interfere with economies of scale and comparative advantage and that in some cases they can serve as a means of tax evasion.
Local currencies can also come into being when there is economic turmoil involving the national currency. An example of this is the Argentinian economic crisis of 2002 in which IOUs issued by local governments quickly took on some of the characteristics of local currencies.
One of the best examples of a local currency is the original LETS currency, founded on Vancouver Island in the early 1980s. In 1982, the Canadian Central Bank's lending rates ran up to 14% which drove chartered bank lending rates as high as 19%. The resulting currency and credit scarcity left island residents with few options other than to create a local currency.
List of major world payment currencies
The following table are estimates of the 20 most frequently used currencies in world payments in September 2023 by SWIFT.
See also
Related concepts
Counterfeit money
Currency band
Currency transaction tax
Debasement
Exchange rate
Fiscal localism
Foreign currency exchange
Foreign exchange reserves
Functional currency
History of banking
History of money
Mutilated currency
Optimum currency area
Slang terms for money
Virtual currency
World currency
Accounting units
Currency pair
Currency symbol
Currency strength
European Currency Unit
Fictional currency
Franc Poincaré
Local currencies
Petrocurrency
Special drawing rights
Lists
ISO 4217
List of alternative names for currency
List of currencies
List of circulating currencies
List of proposed currencies
List of historical currencies
List of historical exchange rates
List of international trade topics
List of motifs on banknotes
Notes
References
External links
Foreign exchange market |
5666 | https://en.wikipedia.org/wiki/Central%20bank | Central bank | A central bank, reserve bank, or monetary authority is an institution that manages the currency and monetary policy of a country or monetary union. In contrast to a commercial bank, a central bank possesses a monopoly on increasing the monetary base. Many central banks also have supervisory or regulatory powers to ensure the stability of commercial banks in their jurisdiction, to prevent bank runs, and in some cases also to enforce policies on financial consumer protection and against bank fraud, money laundering, or terrorism financing.
Central banks in most developed nations are institutionally independent from political interference, even though governments typically have governance rights over them and legislative bodies exercise scrutiny.
Issues like central bank independence, central bank policies and rhetoric in central bank governors discourse or the premises of macroeconomic policies (monetary and fiscal policy) of the state are a focus of contention and criticism by some policymakers, researchers and specialized business, economics and finance media.
Definition
The notion of central banks as a separate category from other banks has emerged gradually, and only fully coalesced in the 20th century. In the aftermath of World War I, leading central bankers of the United Kingdom and the United States respectively, Montagu Norman and Benjamin Strong, agreed on a definition of central banks that was both positive and normative. Since that time, central banks have been generally distinguishable from other financial institutions, except in so-called single-tier communist systems such as Hungary's between 1950 and 1987, where the Hungarian National Bank operated alongside three other major state-owned banks. For earlier periods, what institutions do or do not count as central banks is often not univocal.
Correlatively, different scholars have held different views about the timeline of emergence of the first central banks. A widely held view in the second half of the 20th century has been that Stockholms Banco (est. 1657), as the original issuer of banknotes, counted as the oldest central bank, and that consequently its successor the Sveriges Riksbank was the oldest central bank in continuous operation, with the Bank of England as second-oldest and direct or indirect model for all subsequent central banks. That view has persisted in some early-21st-century publications. In more recent scholarship, however, the issuance of banknotes has often been viewed as just one of several techniques to provide central bank money, defined as financial money (in contrast to commodity money) of the highest quality. Under that definition, municipal banks of the late medieval and early modern periods, such as the Taula de canvi de Barcelona (est. 1401) or Bank of Amsterdam (est. 1609), issued central bank money and count as early central banks.
Naming
There is no universal terminology for the name of a central bank. Early central banks were often the only or principal formal financial institution in their jurisdiction, and were consequently often named "bank of" the relevant city's or country's name, e.g. the Bank of Amsterdam, Bank of Hamburg, Bank of England, or Wiener Stadtbank. Naming practices subsequently evolved as more central banks were established. They include, with references to the date when the bank acquired its current name:
"Bank of [Country]": e.g. Bank of Spain (1782), Bank of the United States (1791), Bank of France (1800), Bank of Java (1828), Bank of Japan (1882), Bank of Italy (1893), Bank of China (1912), Bank of Mexico (1925), Bank of Canada (1934), Bank of Korea (1950). The Bank of England has kept its original name of 1694, even though the Act of Union 1707 and Acts of Union 1800 expanded its remit to the broader United Kingdom.
"National Bank": e.g. National Bank of Belgium (1850), Bulgarian National Bank (1879), Swiss National Bank (1907), National Bank of Poland (1945), National Bank of Ukraine (1991).
"Reserve Bank": in the U.S. Federal Reserve (1913) and thereafter British colonies or dominions, e.g. South African Reserve Bank (1921), Reserve Bank of New Zealand (1934), Reserve Bank of India (1935), Reserve Bank of Australia (1960), Reserve Bank of Fiji (1984)
"Central Bank": e.g. Central Bank of China (1924), Central Bank of the Republic of Turkey (1930), Central Bank of Argentina (1935), Central Bank of Ireland (1943), Central Bank of Paraguay (1952), Central Bank of Brazil (1964), European Central Bank (1998).
"State Bank": e.g. State Bank of Pakistan (1948), State Bank of Vietnam (1951); also former central banks of Communist countries, e.g. the Soviet Gosbank (1922) or the State Bank of Czechoslovakia (1950). "People's Bank", also associated with Communism, is used by the People's Bank of China.
"Monetary Authority", e.g. Monetary Authority of Singapore (1971), Maldives Monetary Authority (1981), Hong Kong Monetary Authority (1993), Cayman Islands Monetary Authority (1997). The Saudi Arabian Monetary Authority (est. 1952) was renamed the Saudi Central Bank in 2020 but still uses the acronym SAMA.
In some cases, the local-language name is used in English-language practice, e.g. Sveriges Riksbank (est. 1668, current name in use since 1866), De Nederlandsche Bank (est. 1814), Deutsche Bundesbank (est. 1957), or Bangko Sentral ng Pilipinas (est. 1993).
Some commercial banks have names suggestive of central banks, even if they are not: examples are the State Bank of India and Central Bank of India, National Bank of Greece, Banco do Brasil, National Bank of Pakistan, Bank of China, Bank of Cyprus, or Bank of Ireland, as well as Deutsche Bank. Some but not all of these institutions had assumed central banking roles in the past.
The leading executive of a central bank is usually known as the Governor, President, or Chair.
History
Background
The use of money as a unit of account predates history. Government control of money is documented in the ancient Egyptian economy (2750–2150 BCE). The Egyptians measured the value of goods with a central unit called shat. Like many other currencies, the shat was linked to gold. The value of a shat in terms of goods was defined by government administrations. Other cultures in Asia Minor later materialized their currencies in the form of gold and silver coins.
The issuance of paper currency is not to be equated with central banking, even though paper currency is a form of financial money (i.e. not commodity money). The difference is that government-issued paper currency, as present e.g. in China during the Yuan dynasty, is typically not freely convertible and thus of inferior quality, occasionally leading to hyperinflation.
From the 12th century, a network of professional banks emerged primarily in Southern Europe (including Southern France, with the Cahorsins). Banks could use book money to create deposits for their customers. Thus, they had the possibility to issue, lend and transfer money autonomously without direct control from political authorities.
Early municipal central banks
The Taula de canvi de Barcelona, established in 1401, is the first example of municipal, mostly public banks which pioneered central banking on a limited scale. It was soon emulated by the Bank of Saint George in the Republic of Genoa, first established in 1407, and significantly later by the Banco del Giro in the Republic of Venice and by a network of institutions in Naples that later consolidated into Banco di Napoli. Notable municipal central banks were established in the early 17th century in leading northwestern European commercial centers, namely the Bank of Amsterdam in 1609 and the Hamburger Bank in 1619. These institutions offered a public infrastructure for cashless international payments. They aimed to increase the efficiency of international trade and to safeguard monetary stability. These municipal public banks thus fulfilled comparable functions to modern central banks.
Early national central banks
The Swedish central bank, known since 1866 as Sveriges Riksbank, was founded in Stockholm in 1664 from the remains of the failed Stockholms Banco and answered to the Riksdag of the Estates, Sweden's early modern parliament. One role of the Swedish central bank was lending money to the government.
The establishment of the Bank of England was devised by Charles Montagu, 1st Earl of Halifax, following a 1691 proposal by William Paterson. A royal charter was granted on through the passage of the Tonnage Act. The bank was given exclusive possession of the government's balances, and was the only limited-liability corporation allowed to issue banknotes. The early modern Bank of England, however, did not have all the functions of a today's central banks, e.g. to regulate the value of the national currency, to finance the government, to be the sole authorized distributor of banknotes, or to function as a lender of last resort to banks suffering a liquidity crisis.
In the early 18th century, a major experiment in national central banking failed in France with John Law's Banque Royale in 1720-1721. Later in the century, France had other attempts with the Caisse d'Escompte first created in 1767, and King Charles III established the Bank of Spain in 1782. The Russian Assignation Bank, established in 1769 by Catherine the Great, was an outlier from the general pattern of early national central banks in that it was directly owned by the Imperial Russian government, rather than private individual shareholders. In the nascent United States, Alexander Hamilton, as Secretary of the Treasury in the 1790s, set up the First Bank of the United States despite heavy opposition from Jeffersonian Republicans.
National central banks since 1800
Central banks were established in many European countries during the 19th century. Napoleon created the Banque de France in 1800, in order to stabilize and develop the French economy and to improve the financing of his wars. The Bank of France remained the most important Continental European central bank throughout the 19th century. The Bank of Finland was founded in 1812, soon after Finland had been taken over from Sweden by Russia to become a grand duchy. Simultaneously, a quasi-central banking role was played by a small group of powerful family-run banking networks, typified by the House of Rothschild, with branches in major cities across Europe, as well as Hottinguer in Switzerland and Oppenheim in Germany.
The theory of central banking, even though the name was not yet widely used, evolved in the 19th century. Henry Thornton, an opponent of the real bills doctrine, was a defender of the bullionist position and a significant figure in monetary theory. Thornton's process of monetary expansion anticipated the theories of Knut Wicksell regarding the "cumulative process which restates the Quantity Theory in a theoretically coherent form". As a response to a currency crisis in 1797, Thornton wrote in 1802 An Enquiry into the Nature and Effects of the Paper Credit of Great Britain, in which he argued that the increase in paper credit did not cause the crisis. The book also gives a detailed account of the British monetary system as well as a detailed examination of the ways in which the Bank of England should act to counteract fluctuations in the value of the pound.
In the United Kingdom until the mid-nineteenth century, commercial banks were able to issue their own banknotes, and notes issued by provincial banking companies were commonly in circulation. Many consider the origins of the central bank to lie with the passage of the Bank Charter Act 1844. Under the 1844 Act, bullionism was institutionalized in Britain, creating a ratio between the gold reserves held by the Bank of England and the notes that the bank could issue. The Act also placed strict curbs on the issuance of notes by the country banks. The Bank of England took over a role of lender of last resort in the 1870s after criticism of its lacklustre response to the failure of Overend, Gurney and Company. The journalist Walter Bagehot wrote on the subject in Lombard Street: A Description of the Money Market, in which he advocated for the bank to officially become a lender of last resort during a credit crunch, sometimes referred to as "Bagehot's dictum".
The 19th and early 20th centuries central banks in most of Europe and Japan developed under the international gold standard. Free banking or currency boards were common at the time. Problems with collapses of banks during downturns, however, led to wider support for central banks in those nations which did not as yet possess them, for example in Australia. In the United States, the role of a central bank had been ended in the so-called Bank War of the 1830s by President Andrew Jackson. In 1913, the U.S. created the Federal Reserve System through the passing of The Federal Reserve Act.
Following World War I, the Economic and Financial Organization (EFO) of the League of Nations, influenced by the ideas of Montagu Norman and other leading policymakers and economists of the time, took an active role to promote the independence of central bank, a key component of the economic orthodoxy the EFO fostered at the Brussels Conference (1920). The EFO thus directed the creation of the Oesterreichische Nationalbank in Austria, Hungarian National Bank, Bank of Danzig, and Bank of Greece, as well as comprehensive reforms of the Bulgarian National Bank and Bank of Estonia. Similar ideas were emulated in other newly independent European countries, e.g. for the National Bank of Czechoslovakia.
By 1935, the only significant independent nation that did not possess a central bank was Brazil, which subsequently developed a precursor thereto in 1945 and the present Central Bank of Brazil twenty years later. After gaining independence, numerous African and Asian countries also established central banks or monetary unions. The Reserve Bank of India, which had been established during British colonial rule as a private company, was nationalized in 1949 following India's independence. By the early 21st century, most of the world's countries had a national central bank set up as a public sector institution, albeit with widely varying degrees of independence.
Colonial, extraterritorial and federal central banks
Before the near-generalized adoption of the model of national public-sector central banks, a number of economies relied on a central bank that was effectively or legally run from outside their territory. The first colonial central banks, such as the Bank of Java (est. 1828 in Batavia), Banque de l'Algérie (est. 1851 in Algiers), or Hongkong and Shanghai Banking Corporation (est. 1865 in Hong Kong), operated from the colony itself. Following the generalization of the transcontinental use of the electrical telegraph using submarine communications cable, however, new colonial banks were typically headquartered in the colonial metropolis; prominent examples included the Paris-based Banque de l'Indochine (est. 1875), Banque de l'Afrique Occidentale (est. 1901), and Banque de Madagascar (est. 1925). The Banque de l'Algérie's head office was relocated from Algiers to Paris in 1900.
In some cases, independent countries which did not have a strong domestic base of capital accumulation and were critically reliant on foreign funding found advantage in granting a central banking role to banks that were effectively or even legally foreign. A seminal case was the Imperial Ottoman Bank established in 1863 as a French-British joint venture, and a particularly egregious one was the Paris-based National Bank of Haiti (est. 1881) which captured significant financial resources from the economically struggling albeit independent nation of Haiti. Other cases include the London-based Imperial Bank of Persia, established in 1885, and the Rome-based National Bank of Albania, established in 1925. The State Bank of Morocco was established in 1907 with international shareholding and headquarters functions distributed between Paris and Tangier, a half-decade before the country lost its independence. In other cases, there have been organized currency unions such as the Belgium–Luxembourg Economic Union established in 1921, under which Luxembourg had no central bank, but that was managed by a national central bank (in that case the National Bank of Belgium) rather than a supranational one. The present-day Common Monetary Area of Southern Africa has comparable features.
Yet another pattern was set in countries where federated or otherwise sub-sovereign entities had wide policy autonomy that was echoed to varying degrees in the organization of the central bank itself. These included, for example, the Austro-Hungarian Bank from 1878 to 1918, the U.S. Federal Reserve in its first two decades, the Bank deutscher Länder between 1948 and 1957, or the National Bank of Yugoslavia between 1972 and 1993. Conversely, some countries that are politically organized as federations, such as today's Canada, Mexico, or Switzerland, rely on a unitary central bank.
Supranational central banks
In the second half of the 20th century, the dismantling of colonial systems left some groups of countries using the same currency even though they had achieved national independence. In contrast to the unraveling of Austria-Hungary and the Ottoman Empire after World War I, some of these countries decided to keep using a common currency, thus forming a monetary union, and to entrust its management to a common central bank. Examples include the Eastern Caribbean Currency Authority, the Central Bank of West African States, and the Bank of Central African States.
The concept of supranational central banking took a globally significant dimension with the Economic and Monetary Union of the European Union and the establishment of the European Central Bank (ECB) in 1998. In 2014, the ECB took an additional role of banking supervision as part of the newly established policy of European banking union.
Central bank mandates
Price stability
The primary role of central banks is usually to maintain price stability, as defined as a specific level of inflation. Inflation is defined either as the devaluation of a currency or equivalently the rise of prices relative to a currency. Most central banks currently have an inflation target close to 2%.
Since inflation lowers real wages, Keynesians view inflation as the solution to involuntary unemployment. However, "unanticipated" inflation leads to lender losses as the real interest rate will be lower than expected. Thus, Keynesian monetary policy aims for a steady rate of inflation.
Central banks as monetary authorities in representative states are intertwined through globalized financial markets. As a regulator of one of the most widespread currencies in the global economy, the US Federal Reserve plays an outsized role in the international monetary market. Being the main supplier and rate adjusted for US dollars, the Federal Reserve implements a set of requirements to control inflation and unemployment in the US.
High employment
Frictional unemployment is the time period between jobs when a worker is searching for, or transitioning from one job to another. Unemployment beyond frictional unemployment is classified as unintended unemployment.
For example, structural unemployment is a form of unemployment resulting from a mismatch between demand in the labour market and the skills and locations of the workers seeking employment. Macroeconomic policy generally aims to reduce unintended unemployment.
Keynes labeled any jobs that would be created by a rise in wage-goods (i.e., a decrease in real-wages) as involuntary unemployment:
Men are involuntarily unemployed if, in the event of a small rise in the price of wage-goods relatively to the money-wage, both the aggregate supply of labour willing to work for the current money-wage and the aggregate demand for it at that wage would be greater than the existing volume of employment.— John Maynard Keynes, The General Theory of Employment, Interest and Money p1
Economic growth
Economic growth can be enhanced by investment in capital, such as more or better machinery. A low interest rate implies that firms can borrow money to invest in their capital stock and pay less interest for it. Lowering the interest is therefore considered to encourage economic growth and is often used to alleviate times of low economic growth. On the other hand, raising the interest rate is often used in times of high economic growth as a contra-cyclical device to keep the economy from overheating and avoid market bubbles.
Further goals of monetary policy are stability of interest rates, of the financial market, and of the foreign exchange market.
Goals frequently cannot be separated from each other and often conflict. Costs must therefore be carefully weighed before policy implementation.
Climate change
In the aftermath of the Paris agreement on climate change, a debate is now underway on whether central banks should also pursue environmental goals as part of their activities. In 2017, eight central banks formed the Network for Greening the Financial System (NGFS) to evaluate the way in which central banks can use their regulatory and monetary policy tools to support climate change mitigation. Today more than 70 central banks are part of the NGFS.
In January 2020, the European Central Bank has announced it will consider climate considerations when reviewing its monetary policy framework.
Proponents of "green monetary policy" are proposing that central banks include climate-related criteria in their collateral eligibility frameworks, when conducting asset purchases and also in their refinancing operations. But critics such as Jens Weidmann are arguing it is not central banks' role to conduct climate policy. China is among the most advanced central banks when it comes to green monetary policy. It has given green bonds preferential status to lower their yield and uses window policy to direct green lending.
Central bank operations
The functions of a central bank may include:
Monetary policy: by setting the official interest rate and controlling the money supply;
Financial stability: acting as a government's banker and as the bankers' bank ("lender of last resort");
Reserve management: managing a country's foreign-exchange and gold reserves and government bonds;
Banking supervision: regulating and supervising the banking industry, and currency exchange;
Payments system: managing or supervising means of payments and inter-banking clearing systems;
Coins and notes issuance;
Other functions of central banks may include economic research, statistical collection, supervision of deposit guarantee schemes, advice to government in financial policy.
Monetary policy
Central banks implement a country's chosen monetary policy.
Currency issuance
At the most basic level, monetary policy involves establishing what form of currency the country may have, whether a fiat currency, gold-backed currency (disallowed for countries in the International Monetary Fund), currency board or a currency union. When a country has its own national currency, this involves the issue of some form of standardized currency, which is essentially a form of promissory note: "money" under certain circumstances. Historically, this was often a promise to exchange the money for precious metals in some fixed amount. Now, when many currencies are fiat money, the "promise to pay" consists of the promise to accept that currency to pay for taxes.
A central bank may use another country's currency either directly in a currency union, or indirectly on a currency board. In the latter case, exemplified by the Bulgarian National Bank, Hong Kong and Latvia (until 2014), the local currency is backed at a fixed rate by the central bank's holdings of a foreign currency.
Similar to commercial banks, central banks hold assets (government bonds, foreign exchange, gold, and other financial assets) and incur liabilities (currency outstanding). Central banks create money by issuing banknotes and loaning them to the government in exchange for interest-bearing assets such as government bonds. When central banks decide to increase the money supply by an amount which is greater than the amount their national governments decide to borrow, the central banks may purchase private bonds or assets denominated in foreign currencies.
The European Central Bank remits its interest income to the central banks of the member countries of the European Union. The US Federal Reserve remits most of its profits to the U.S. Treasury. This income, derived from the power to issue currency, is referred to as seigniorage, and usually belongs to the national government. The state-sanctioned power to create currency is called the Right of Issuance. Throughout history, there have been disagreements over this power, since whoever controls the creation of currency controls the seigniorage income.
The expression "monetary policy" may also refer more narrowly to the interest-rate targets and other active measures undertaken by the monetary authority.
Monetary policy instruments
The primary tools available to central banks are open market operations (including repurchase agreements), reserve requirements, interest rate policy (through control of the discount rate), and control of the money supply.
A central bank affects the monetary base through open market operations, if its country has a well developed market for its government bonds. This entails managing the quantity of money in circulation through the buying and selling of various financial instruments, such as treasury bills, repurchase agreements or "repos", company bonds, or foreign currencies, in exchange for money on deposit at the central bank. Those deposits are convertible to currency, so all of these purchases or sales result in more or less base currency entering or leaving market circulation. For example, if the central bank wishes to decrease interest rates (executing expansionary monetary policy), it purchases government debt, thereby increasing the amount of cash in circulation or crediting banks' reserve accounts. Commercial banks then have more money to lend, so they reduce lending rates, making loans less expensive. Cheaper credit card interest rates increase consumer spending. Additionally, when business loans are more affordable, companies can expand to keep up with consumer demand. They ultimately hire more workers, whose incomes increase, which in its turn also increases the demand. This method is usually enough to stimulate demand and drive economic growth to a healthy rate. Usually, the short-term goal of open market operations is to achieve a specific short-term interest rate target. In other instances, monetary policy might instead entail the targeting of a specific exchange rate relative to some foreign currency or else relative to gold. For example, in the case of the United States the Federal Reserve targets the federal funds rate, the rate at which member banks lend to one another overnight; however, the monetary policy of China (since 2014) is to target the exchange rate between the Chinese renminbi and a basket of foreign currencies.
If the open market operations do not lead to the desired effects, a second tool can be used: the central bank can increase or decrease the interest rate it charges on discounts or overdrafts (loans from the central bank to commercial banks, see discount window). If the interest rate on such transactions is sufficiently low, commercial banks can borrow from the central bank to meet reserve requirements and use the additional liquidity to expand their balance sheets, increasing the credit available to the economy.
A third alternative is to change the reserve requirements. The reserve requirement refers to the proportion of total liabilities that banks must keep on hand overnight, either in its vaults or at the central bank. Banks only maintain a small portion of their assets as cash available for immediate withdrawal; the rest is invested in illiquid assets like mortgages and loans. Lowering the reserve requirement frees up funds for banks to increase loans or buy other profitable assets. This is expansionary because it creates credit. However, even though this tool immediately increases liquidity, central banks rarely change the reserve requirement because doing so frequently adds uncertainty to banks' planning. The use of open market operations is therefore preferred.
Unconventional monetary policy
Other forms of monetary policy, particularly used when interest rates are at or near 0% and there are concerns about deflation or deflation is occurring, are referred to as unconventional monetary policy. These include credit easing, quantitative easing, forward guidance, and signalling. In credit easing, a central bank purchases private sector assets to improve liquidity and improve access to credit. Signaling can be used to lower market expectations for lower interest rates in the future. For example, during the credit crisis of 2008, the US Federal Reserve indicated rates would be low for an "extended period", and the Bank of Canada made a "conditional commitment" to keep rates at the lower bound of 25 basis points (0.25%) until the end of the second quarter of 2010.
Some have envisaged the use of what Milton Friedman once called "helicopter money" whereby the central bank would make direct transfers to citizens in order to lift inflation up to the central bank's intended target. Such policy option could be particularly effective at the zero lower bound.
Central Bank Digital Currencies
Since 2017, prospect of implementing Central Bank Digital Currency (CBDC) has been in discussion. As of the end of 2018, at least 15 central banks were considering to implementing CBDC. Since 2014, the People's Bank of China has been working on a project for digital currency to make its own digital currency and electronic payment systems.
Banking supervision and other activities
In some countries a central bank, through its subsidiaries, controls and monitors the banking sector. In other countries banking supervision is carried out by a government department such as the UK Treasury, or by an independent government agency, for example, UK's Financial Conduct Authority. It examines the banks' balance sheets and behaviour and policies toward consumers. Apart from refinancing, it also provides banks with services such as transfer of funds, bank notes and coins or foreign currency. Thus it is often described as the "bank of banks".
Many countries will monitor and control the banking sector through several different agencies and for different purposes. The Bank regulation in the United States for example is highly fragmented with 3 federal agencies, the Federal Deposit Insurance Corporation, the Federal Reserve Board, or Office of the Comptroller of the Currency and numerous others on the state and the private level. There is usually significant cooperation between the agencies. For example, money center banks, deposit-taking institutions, and other types of financial institutions may be subject to different (and occasionally overlapping) regulation. Some types of banking regulation may be delegated to other levels of government, such as state or provincial governments.
Any cartel of banks is particularly closely watched and controlled. Most countries control bank mergers and are wary of concentration in this industry due to the danger of groupthink and runaway lending bubbles based on a single point of failure, the credit culture of the few large banks.
Central bank governance and independence
Numerous governments have opted to make central banks independent. The economic logic behind central bank independence is that when governments delegate monetary policy to an independent central bank (with an anti-inflationary purpose) and away from elected politicians, monetary policy will not reflect the interests of the politicians. When governments control monetary policy, politicians may be tempted to boost economic activity in advance of an election to the detriment of the long-term health of the economy and the country. As a consequence, financial markets may not consider future commitments to low inflation to be credible when monetary policy is in the hands of elected officials, which increases the risk of capital flight. An alternative to central bank independence is to have fixed exchange rate regimes.
Governments generally have some degree of influence over even "independent" central banks; the aim of independence is primarily to prevent short-term interference. In 1951, the Deutsche Bundesbank became the first central bank to be given full independence, leading this form of central bank to be referred to as the "Bundesbank model", as opposed, for instance, to the New Zealand model, which has a goal (i.e. inflation target) set by the government.
Central bank independence is usually guaranteed by legislation and the institutional framework governing the bank's relationship with elected officials, particularly the minister of finance. Central bank legislation will enshrine specific procedures for selecting and appointing the head of the central bank. Often the minister of finance will appoint the governor in consultation with the central bank's board and its incumbent governor. In addition, the legislation will specify banks governor's term of appointment. The most independent central banks enjoy a fixed non-renewable term for the governor in order to eliminate pressure on the governor to please the government in the hope of being re-appointed for a second term. Generally, independent central banks enjoy both goal and instrument independence.
Despite their independence, central banks are usually accountable at some level to government officials, either to the finance ministry or to parliament. For example, the Board of Governors of the U.S. Federal Reserve are nominated by the U.S. president and confirmed by the Senate, publishes verbatim transcripts, and balance sheets are audited by the Government Accountability Office.
In the 1990s there was a trend towards increasing the independence of central banks as a way of improving long-term economic performance. While a large volume of economic research has been done to define the relationship between central bank independence and economic performance, the results are ambiguous.
The literature on central bank independence has defined a cumulative and complementary number of aspects:
Institutional independence: The independence of the central bank is enshrined in law and shields central banks from political interference. In general terms, institutional independence means that politicians should refrain from seeking to influence monetary policy decisions, while symmetrically central banks should also avoid influencing government politics.
Goal independence: The central bank has the right to set its own policy goals, whether inflation targeting, control of the money supply, or maintaining a fixed exchange rate. While this type of independence is more common, many central banks prefer to announce their policy goals in partnership with the appropriate government departments. This increases the transparency of the policy-setting process and thereby increases the credibility of the goals chosen by providing assurance that they will not be changed without notice. In addition, the setting of common goals by the central bank and the government helps to avoid situations where monetary and fiscal policy are in conflict; a policy combination that is clearly sub-optimal.
Functional & operational independence: The central bank has the independence to determine the best way of achieving its policy goals, including the types of instruments used and the timing of their use. To achieve its mandate, the central bank has the authority to run its own operations (appointing staff, setting budgets, and so on.) and to organize its internal structures without excessive involvement of the government. This is the most common form of central bank independence. The granting of independence to the Bank of England in 1997 was, in fact, the granting of operational independence; the inflation target continued to be announced in the Chancellor's annual budget speech to Parliament.
Personal independence: The other forms of independence are not possible unless central bank heads have a high security of tenure. In practice, this means that governors should hold long mandates (at least longer than the electoral cycle) and a certain degree of legal immunity. One of the most common statistical indicators used in the literature as a proxy for central bank independence is the "turn-over-rate" of central bank governors. If a government is in the habit of appointing and replacing the governor frequently, it clearly has the capacity to micro-manage the central bank through its choice of governors.
Financial independence: central banks have full autonomy on their budget, and some are even prohibited from financing governments. This is meant to remove incentives from politicians to influence central banks.
Legal independence : some central banks have their own legal personality, which allows them to ratify international agreements without the government's approval (like the ECB), and to go to court.
There is very strong consensus among economists that an independent central bank can run a more credible monetary policy, making market expectations more responsive to signals from the central bank. Both the Bank of England (1997) and the European Central Bank have been made independent and follow a set of published inflation targets so that markets know what to expect. Even the People's Bank of China has been accorded great latitude, though in China the official role of the bank remains that of a national bank rather than a central bank, underlined by the official refusal to "unpeg" the yuan or to revalue it "under pressure". The fact that the Communist Party is not elected also relieves the pressure to please people, increasing its independence. Populism can reduce de facto central bank independence.
International organizations such as the World Bank, the Bank for International Settlements (BIS) and the International Monetary Fund (IMF) strongly support central bank independence. This results, in part, from a belief in the intrinsic merits of increased independence. The support for independence from the international organizations also derives partly from the connection between increased independence for the central bank and increased transparency in the policy-making process. The IMF's Financial Services Action Plan (FSAP) review self-assessment, for example, includes a number of questions about central bank independence in the transparency section. An independent central bank will score higher in the review than one that is not independent.
Central bank independence indices
Central bank independence indices allow a quantitative analysis of central bank independence for individual countries over time. One central bank independence index is the Garriga CBI, where a higher index indicates higher central bank independence, shown below for individual countries.
Statistics
Collectively, central banks purchase less than 500 tonnes of gold each year, on average (out of an annual global production of 2,500-3,000 tonnes). In 2018, central banks collectively hold over 33,000 metric tons of the gold, about a fifth of all the gold ever mined, according to Bloomberg News.
In 2016, 75% of the world's central-bank assets were controlled by four centers in China, the United States, Japan and the eurozone. The central banks of Brazil, Switzerland, Saudi Arabia, the U.K., India and Russia, each account for an average of 2.5 percent. The remaining 107 central banks hold less than 13 percent. According to data compiled by Bloomberg News, the top 10 largest central banks owned $21.4 trillion in assets, a 10 percent increase from 2015.
See also
Fractional-reserve banking
Free banking
Full-reserve banking
National bank
State bank
Bank for International Settlements
History of central banking in the United States
List of central banks
References
Further reading
Acocella, N., Di Bartolomeo, G., and Hughes Hallett, A. [2012], "Central banks and economic policy after the crisis: what have we learned?", ch. 5 in: Baker, H. K. and Riddick, L. A. (eds.), Survey of International Finance, Oxford University Press.
External links
List of central bank websites at the Bank for International Settlements
International Journal of Central Banking
"The Federal Reserve System: Purposes and Functions" – A publication of the U.S. Federal Reserve, describing its role in the macroeconomy
– C E V Borio, Bank for International Settlements, Basel
Banks
Banking terms |
5667 | https://en.wikipedia.org/wiki/Chlorine | Chlorine | Chlorine is a chemical element with the symbol Cl and atomic number 17. The second-lightest of the halogens, it appears between fluorine and bromine in the periodic table and its properties are mostly intermediate between them. Chlorine is a yellow-green gas at room temperature. It is an extremely reactive element and a strong oxidising agent: among the elements, it has the highest electron affinity and the third-highest electronegativity on the revised Pauling scale, behind only oxygen and fluorine.
Chlorine played an important role in the experiments conducted by medieval alchemists, which commonly involved the heating of chloride salts like ammonium chloride (sal ammoniac) and sodium chloride (common salt), producing various chemical substances containing chlorine such as hydrogen chloride, mercury(II) chloride (corrosive sublimate), and hydrochloric acid (in the form of ). However, the nature of free chlorine gas as a separate substance was only recognised around 1630 by Jan Baptist van Helmont. Carl Wilhelm Scheele wrote a description of chlorine gas in 1774, supposing it to be an oxide of a new element. In 1809, chemists suggested that the gas might be a pure element, and this was confirmed by Sir Humphry Davy in 1810, who named it after the Ancient Greek (, "pale green") because of its colour.
Because of its great reactivity, all chlorine in the Earth's crust is in the form of ionic chloride compounds, which includes table salt. It is the second-most abundant halogen (after fluorine) and twenty-first most abundant chemical element in Earth's crust. These crustal deposits are nevertheless dwarfed by the huge reserves of chloride in seawater.
Elemental chlorine is commercially produced from brine by electrolysis, predominantly in the chlor-alkali process. The high oxidising potential of elemental chlorine led to the development of commercial bleaches and disinfectants, and a reagent for many processes in the chemical industry. Chlorine is used in the manufacture of a wide range of consumer products, about two-thirds of them organic chemicals such as polyvinyl chloride (PVC), many intermediates for the production of plastics, and other end products which do not contain the element. As a common disinfectant, elemental chlorine and chlorine-generating compounds are used more directly in swimming pools to keep them sanitary. Elemental chlorine at high concentration is extremely dangerous, and poisonous to most living organisms. As a chemical warfare agent, chlorine was first used in World War I as a poison gas weapon.
In the form of chloride ions, chlorine is necessary to all known species of life. Other types of chlorine compounds are rare in living organisms, and artificially produced chlorinated organics range from inert to toxic. In the upper atmosphere, chlorine-containing organic molecules such as chlorofluorocarbons have been implicated in ozone depletion. Small quantities of elemental chlorine are generated by oxidation of chloride ions in neutrophils as part of an immune system response against bacteria.
History
The most common compound of chlorine, sodium chloride, has been known since ancient times; archaeologists have found evidence that rock salt was used as early as 3000 BC and brine as early as 6000 BC.
Early discoveries
Around 900, the authors of the Arabic writings attributed to Jabir ibn Hayyan (Latin: Geber) and the Persian physician and alchemist Abu Bakr al-Razi ( 865–925, Latin: Rhazes) were experimenting with sal ammoniac (ammonium chloride), which when it was distilled together with vitriol (hydrated sulfates of various metals) produced hydrogen chloride. However, it appears that in these early experiments with chloride salts, the gaseous products were discarded, and hydrogen chloride may have been produced many times before it was discovered that it can be put to chemical use. One of the first such uses was the synthesis of mercury(II) chloride (corrosive sublimate), whose production from the heating of mercury either with alum and ammonium chloride or with vitriol and sodium chloride was first described in the De aluminibus et salibus ("On Alums and Salts", an eleventh- or twelfth century Arabic text falsely attributed to Abu Bakr al-Razi and translated into Latin in the second half of the twelfth century by Gerard of Cremona, 1144–1187). Another important development was the discovery by pseudo-Geber (in the De inventione veritatis, "On the Discovery of Truth", after c. 1300) that by adding ammonium chloride to nitric acid, a strong solvent capable of dissolving gold (i.e., aqua regia) could be produced. Although aqua regia is an unstable mixture that continually gives off fumes containing free chlorine gas, this chlorine gas appears to have been ignored until c. 1630, when its nature as a separate gaseous substance was recognised by the Brabantian chemist and physician Jan Baptist van Helmont.
Isolation
The element was first studied in detail in 1774 by Swedish chemist Carl Wilhelm Scheele, and he is credited with the discovery. Scheele produced chlorine by reacting MnO2 (as the mineral pyrolusite) with HCl:
4 HCl + MnO2 → MnCl2 + 2 H2O + Cl2
Scheele observed several of the properties of chlorine: the bleaching effect on litmus, the deadly effect on insects, the yellow-green color, and the smell similar to aqua regia. He called it "dephlogisticated muriatic acid air" since it is a gas (then called "airs") and it came from hydrochloric acid (then known as "muriatic acid"). He failed to establish chlorine as an element.
Common chemical theory at that time held that an acid is a compound that contains oxygen (remnants of this survive in the German and Dutch names of oxygen: sauerstoff or zuurstof, both translating into English as acid substance), so a number of chemists, including Claude Berthollet, suggested that Scheele's dephlogisticated muriatic acid air must be a combination of oxygen and the yet undiscovered element, muriaticum.
In 1809, Joseph Louis Gay-Lussac and Louis-Jacques Thénard tried to decompose dephlogisticated muriatic acid air by reacting it with charcoal to release the free element muriaticum (and carbon dioxide). They did not succeed and published a report in which they considered the possibility that dephlogisticated muriatic acid air is an element, but were not convinced.
In 1810, Sir Humphry Davy tried the same experiment again, and concluded that the substance was an element, and not a compound. He announced his results to the Royal Society on 15 November that year. At that time, he named this new element "chlorine", from the Greek word χλωρος (chlōros, "green-yellow"), in reference to its color. The name "halogen", meaning "salt producer", was originally used for chlorine in 1811 by Johann Salomo Christoph Schweigger. This term was later used as a generic term to describe all the elements in the chlorine family (fluorine, bromine, iodine), after a suggestion by Jöns Jakob Berzelius in 1826. In 1823, Michael Faraday liquefied chlorine for the first time, and demonstrated that what was then known as "solid chlorine" had a structure of chlorine hydrate (Cl2·H2O).
Later uses
Chlorine gas was first used by French chemist Claude Berthollet to bleach textiles in 1785. Modern bleaches resulted from further work by Berthollet, who first produced sodium hypochlorite in 1789 in his laboratory in the town of Javel (now part of Paris, France), by passing chlorine gas through a solution of sodium carbonate. The resulting liquid, known as "Eau de Javel" ("Javel water"), was a weak solution of sodium hypochlorite. This process was not very efficient, and alternative production methods were sought. Scottish chemist and industrialist Charles Tennant first produced a solution of calcium hypochlorite ("chlorinated lime"), then solid calcium hypochlorite (bleaching powder). These compounds produced low levels of elemental chlorine and could be more efficiently transported than sodium hypochlorite, which remained as dilute solutions because when purified to eliminate water, it became a dangerously powerful and unstable oxidizer. Near the end of the nineteenth century, E. S. Smith patented a method of sodium hypochlorite production involving electrolysis of brine to produce sodium hydroxide and chlorine gas, which then mixed to form sodium hypochlorite. This is known as the chloralkali process, first introduced on an industrial scale in 1892, and now the source of most elemental chlorine and sodium hydroxide. In 1884 Chemischen Fabrik Griesheim of Germany developed another chloralkali process which entered commercial production in 1888.
Elemental chlorine solutions dissolved in chemically basic water (sodium and calcium hypochlorite) were first used as anti-putrefaction agents and disinfectants in the 1820s, in France, long before the establishment of the germ theory of disease. This practice was pioneered by Antoine-Germain Labarraque, who adapted Berthollet's "Javel water" bleach and other chlorine preparations. Elemental chlorine has since served a continuous function in topical antisepsis (wound irrigation solutions and the like) and public sanitation, particularly in swimming and drinking water.
Chlorine gas was first used as a weapon on April 22, 1915 at the Second Battle of Ypres by the German Army. The effect on the allies was devastating because the existing gas masks were difficult to deploy and had not been broadly distributed.
Properties
Chlorine is the second halogen, being a nonmetal in group 17 of the periodic table. Its properties are thus similar to fluorine, bromine, and iodine, and are largely intermediate between those of the first two. Chlorine has the electron configuration [Ne]3s23p5, with the seven electrons in the third and outermost shell acting as its valence electrons. Like all halogens, it is thus one electron short of a full octet, and is hence a strong oxidising agent, reacting with many elements in order to complete its outer shell. Corresponding to periodic trends, it is intermediate in electronegativity between fluorine and bromine (F: 3.98, Cl: 3.16, Br: 2.96, I: 2.66), and is less reactive than fluorine and more reactive than bromine. It is also a weaker oxidising agent than fluorine, but a stronger one than bromine. Conversely, the chloride ion is a weaker reducing agent than bromide, but a stronger one than fluoride. It is intermediate in atomic radius between fluorine and bromine, and this leads to many of its atomic properties similarly continuing the trend from iodine to bromine upward, such as first ionisation energy, electron affinity, enthalpy of dissociation of the X2 molecule (X = Cl, Br, I), ionic radius, and X–X bond length. (Fluorine is anomalous due to its small size.)
All four stable halogens experience intermolecular van der Waals forces of attraction, and their strength increases together with the number of electrons among all homonuclear diatomic halogen molecules. Thus, the melting and boiling points of chlorine are intermediate between those of fluorine and bromine: chlorine melts at −101.0 °C and boils at −34.0 °C. As a result of the increasing molecular weight of the halogens down the group, the density and heats of fusion and vaporisation of chlorine are again intermediate between those of bromine and fluorine, although all their heats of vaporisation are fairly low (leading to high volatility) thanks to their diatomic molecular structure. The halogens darken in colour as the group is descended: thus, while fluorine is a pale yellow gas, chlorine is distinctly yellow-green. This trend occurs because the wavelengths of visible light absorbed by the halogens increase down the group. Specifically, the colour of a halogen, such as chlorine, results from the electron transition between the highest occupied antibonding πg molecular orbital and the lowest vacant antibonding σu molecular orbital. The colour fades at low temperatures, so that solid chlorine at −195 °C is almost colourless.
Like solid bromine and iodine, solid chlorine crystallises in the orthorhombic crystal system, in a layered lattice of Cl2 molecules. The Cl–Cl distance is 198 pm (close to the gaseous Cl–Cl distance of 199 pm) and the Cl···Cl distance between molecules is 332 pm within a layer and 382 pm between layers (compare the van der Waals radius of chlorine, 180 pm). This structure means that chlorine is a very poor conductor of electricity, and indeed its conductivity is so low as to be practically unmeasurable.
Isotopes
Chlorine has two stable isotopes, 35Cl and 37Cl. These are its only two natural isotopes occurring in quantity, with 35Cl making up 76% of natural chlorine and 37Cl making up the remaining 24%. Both are synthesised in stars in the oxygen-burning and silicon-burning processes. Both have nuclear spin 3/2+ and thus may be used for nuclear magnetic resonance, although the spin magnitude being greater than 1/2 results in non-spherical nuclear charge distribution and thus resonance broadening as a result of a nonzero nuclear quadrupole moment and resultant quadrupolar relaxation. The other chlorine isotopes are all radioactive, with half-lives too short to occur in nature primordially. Of these, the most commonly used in the laboratory are 36Cl (t1/2 = 3.0×105 y) and 38Cl (t1/2 = 37.2 min), which may be produced from the neutron activation of natural chlorine.
The most stable chlorine radioisotope is 36Cl. The primary decay mode of isotopes lighter than 35Cl is electron capture to isotopes of sulfur; that of isotopes heavier than 37Cl is beta decay to isotopes of argon; and 36Cl may decay by either mode to stable 36S or 36Ar. 36Cl occurs in trace quantities in nature as a cosmogenic nuclide in a ratio of about (7–10) × 10−13 to 1 with stable chlorine isotopes: it is produced in the atmosphere by spallation of 36Ar by interactions with cosmic ray protons. In the top meter of the lithosphere, 36Cl is generated primarily by thermal neutron activation of 35Cl and spallation of 39K and 40Ca. In the subsurface environment, muon capture by 40Ca becomes more important as a way to generate 36Cl.
Chemistry and compounds
Chlorine is intermediate in reactivity between fluorine and bromine, and is one of the most reactive elements. Chlorine is a weaker oxidising agent than fluorine but a stronger one than bromine or iodine. This can be seen from the standard electrode potentials of the X2/X− couples (F, +2.866 V; Cl, +1.395 V; Br, +1.087 V; I, +0.615 V; At, approximately +0.3 V). However, this trend is not shown in the bond energies because fluorine is singular due to its small size, low polarisability, and inability to show hypervalence. As another difference, chlorine has a significant chemistry in positive oxidation states while fluorine does not. Chlorination often leads to higher oxidation states than bromination or iodination but lower oxidation states than fluorination. Chlorine tends to react with compounds including M–M, M–H, or M–C bonds to form M–Cl bonds.
Given that E°(O2/H2O) = +1.229 V, which is less than +1.395 V, it would be expected that chlorine should be able to oxidise water to oxygen and hydrochloric acid. However, the kinetics of this reaction are unfavorable, and there is also a bubble overpotential effect to consider, so that electrolysis of aqueous chloride solutions evolves chlorine gas and not oxygen gas, a fact that is very useful for the industrial production of chlorine.
Hydrogen chloride
The simplest chlorine compound is hydrogen chloride, HCl, a major chemical in industry as well as in the laboratory, both as a gas and dissolved in water as hydrochloric acid. It is often produced by burning hydrogen gas in chlorine gas, or as a byproduct of chlorinating hydrocarbons. Another approach is to treat sodium chloride with concentrated sulfuric acid to produce hydrochloric acid, also known as the "salt-cake" process:
NaCl + H2SO4 NaHSO4 + HCl
NaCl + NaHSO4 Na2SO4 + HCl
In the laboratory, hydrogen chloride gas may be made by drying the acid with concentrated sulfuric acid. Deuterium chloride, DCl, may be produced by reacting benzoyl chloride with heavy water (D2O).
At room temperature, hydrogen chloride is a colourless gas, like all the hydrogen halides apart from hydrogen fluoride, since hydrogen cannot form strong hydrogen bonds to the larger electronegative chlorine atom; however, weak hydrogen bonding is present in solid crystalline hydrogen chloride at low temperatures, similar to the hydrogen fluoride structure, before disorder begins to prevail as the temperature is raised. Hydrochloric acid is a strong acid (pKa = −7) because the hydrogen bonds to chlorine are too weak to inhibit dissociation. The HCl/H2O system has many hydrates HCl·nH2O for n = 1, 2, 3, 4, and 6. Beyond a 1:1 mixture of HCl and H2O, the system separates completely into two separate liquid phases. Hydrochloric acid forms an azeotrope with boiling point 108.58 °C at 20.22 g HCl per 100 g solution; thus hydrochloric acid cannot be concentrated beyond this point by distillation.
Unlike hydrogen fluoride, anhydrous liquid hydrogen chloride is difficult to work with as a solvent, because its boiling point is low, it has a small liquid range, its dielectric constant is low and it does not dissociate appreciably into H2Cl+ and ions – the latter, in any case, are much less stable than the bifluoride ions () due to the very weak hydrogen bonding between hydrogen and chlorine, though its salts with very large and weakly polarising cations such as Cs+ and (R = Me, Et, Bun) may still be isolated. Anhydrous hydrogen chloride is a poor solvent, only able to dissolve small molecular compounds such as nitrosyl chloride and phenol, or salts with very low lattice energies such as tetraalkylammonium halides. It readily protonates electrophiles containing lone-pairs or π bonds. Solvolysis, ligand replacement reactions, and oxidations are well-characterised in hydrogen chloride solution:
Ph3SnCl + HCl ⟶ Ph2SnCl2 + PhH (solvolysis)
Ph3COH + 3 HCl ⟶ + H3O+Cl− (solvolysis)
+ BCl3 ⟶ + HCl (ligand replacement)
PCl3 + Cl2 + HCl ⟶ (oxidation)
Other binary chlorides
Nearly all elements in the periodic table form binary chlorides. The exceptions are decidedly in the minority and stem in each case from one of three causes: extreme inertness and reluctance to participate in chemical reactions (the noble gases, with the exception of xenon in the highly unstable XeCl2 and XeCl4); extreme nuclear instability hampering chemical investigation before decay and transmutation (many of the heaviest elements beyond bismuth); and having an electronegativity higher than chlorine's (oxygen and fluorine) so that the resultant binary compounds are formally not chlorides but rather oxides or fluorides of chlorine. Even though nitrogen in NCl3 is bearing a negative charge, the compound is usually called nitrogen trichloride.
Chlorination of metals with Cl2 usually leads to a higher oxidation state than bromination with Br2 when multiple oxidation states are available, such as in MoCl5 and MoBr3. Chlorides can be made by reaction of an element or its oxide, hydroxide, or carbonate with hydrochloric acid, and then dehydrated by mildly high temperatures combined with either low pressure or anhydrous hydrogen chloride gas. These methods work best when the chloride product is stable to hydrolysis; otherwise, the possibilities include high-temperature oxidative chlorination of the element with chlorine or hydrogen chloride, high-temperature chlorination of a metal oxide or other halide by chlorine, a volatile metal chloride, carbon tetrachloride, or an organic chloride. For instance, zirconium dioxide reacts with chlorine at standard conditions to produce zirconium tetrachloride, and uranium trioxide reacts with hexachloropropene when heated under reflux to give uranium tetrachloride. The second example also involves a reduction in oxidation state, which can also be achieved by reducing a higher chloride using hydrogen or a metal as a reducing agent. This may also be achieved by thermal decomposition or disproportionation as follows:
EuCl3 + H2 ⟶ EuCl2 + HCl
ReCl5 ReCl3 + Cl2
AuCl3 AuCl + Cl2
Most metal chlorides with the metal in low oxidation states (+1 to +3) are ionic. Nonmetals tend to form covalent molecular chlorides, as do metals in high oxidation states from +3 and above. Both ionic and covalent chlorides are known for metals in oxidation state +3 (e.g. scandium chloride is mostly ionic, but aluminium chloride is not). Silver chloride is very insoluble in water and is thus often used as a qualitative test for chlorine.
Polychlorine compounds
Although dichlorine is a strong oxidising agent with a high first ionisation energy, it may be oxidised under extreme conditions to form the cation. This is very unstable and has only been characterised by its electronic band spectrum when produced in a low-pressure discharge tube. The yellow cation is more stable and may be produced as follows:
This reaction is conducted in the oxidising solvent arsenic pentafluoride. The trichloride anion, , has also been characterised; it is analogous to triiodide.
Chlorine fluorides
The three fluorides of chlorine form a subset of the interhalogen compounds, all of which are diamagnetic. Some cationic and anionic derivatives are known, such as , , , and Cl2F+. Some pseudohalides of chlorine are also known, such as cyanogen chloride (ClCN, linear), chlorine cyanate (ClNCO), chlorine thiocyanate (ClSCN, unlike its oxygen counterpart), and chlorine azide (ClN3).
Chlorine monofluoride (ClF) is extremely thermally stable, and is sold commercially in 500-gram steel lecture bottles. It is a colourless gas that melts at −155.6 °C and boils at −100.1 °C. It may be produced by the reaction of its elements at 225 °C, though it must then be separated and purified from chlorine trifluoride and its reactants. Its properties are mostly intermediate between those of chlorine and fluorine. It will react with many metals and nonmetals from room temperature and above, fluorinating them and liberating chlorine. It will also act as a chlorofluorinating agent, adding chlorine and fluorine across a multiple bond or by oxidation: for example, it will attack carbon monoxide to form carbonyl chlorofluoride, COFCl. It will react analogously with hexafluoroacetone, (CF3)2CO, with a potassium fluoride catalyst to produce heptafluoroisopropyl hypochlorite, (CF3)2CFOCl; with nitriles RCN to produce RCF2NCl2; and with the sulfur oxides SO2 and SO3 to produce ClSO2F and ClOSO2F respectively. It will also react exothermically with compounds containing –OH and –NH groups, such as water:
H2O + 2 ClF ⟶ 2 HF + Cl2O
Chlorine trifluoride (ClF3) is a volatile colourless molecular liquid which melts at −76.3 °C and boils at 11.8 °C. It may be formed by directly fluorinating gaseous chlorine or chlorine monofluoride at 200–300 °C. One of the most reactive chemical compounds known, the list of elements it sets on fire is diverse, containing hydrogen, potassium, phosphorus, arsenic, antimony, sulfur, selenium, tellurium, bromine, iodine, and powdered molybdenum, tungsten, rhodium, iridium, and iron. It will also ignite water, along with many substances which in ordinary circumstances would be considered chemically inert such as asbestos, concrete, glass, and sand. When heated, it will even corrode noble metals as palladium, platinum, and gold, and even the noble gases xenon and radon do not escape fluorination. An impermeable fluoride layer is formed by sodium, magnesium, aluminium, zinc, tin, and silver, which may be removed by heating. Nickel, copper, and steel containers are usually used due to their great resistance to attack by chlorine trifluoride, stemming from the formation of an unreactive layer of metal fluoride. Its reaction with hydrazine to form hydrogen fluoride, nitrogen, and chlorine gases was used in experimental rocket engine, but has problems largely stemming from its extreme hypergolicity resulting in ignition without any measurable delay. Today, it is mostly used in nuclear fuel processing, to oxidise uranium to uranium hexafluoride for its enriching and to separate it from plutonium, as well as in the semiconductor industry, where it is used to clean chemical vapor deposition chambers. It can act as a fluoride ion donor or acceptor (Lewis base or acid), although it does not dissociate appreciably into and ions.
Chlorine pentafluoride (ClF5) is made on a large scale by direct fluorination of chlorine with excess fluorine gas at 350 °C and 250 atm, and on a small scale by reacting metal chlorides with fluorine gas at 100–300 °C. It melts at −103 °C and boils at −13.1 °C. It is a very strong fluorinating agent, although it is still not as effective as chlorine trifluoride. Only a few specific stoichiometric reactions have been characterised. Arsenic pentafluoride and antimony pentafluoride form ionic adducts of the form [ClF4]+[MF6]− (M = As, Sb) and water reacts vigorously as follows:
2 H2O + ClF5 ⟶ 4 HF + FClO2
The product, chloryl fluoride, is one of the five known chlorine oxide fluorides. These range from the thermally unstable FClO to the chemically unreactive perchloryl fluoride (FClO3), the other three being FClO2, F3ClO, and F3ClO2. All five behave similarly to the chlorine fluorides, both structurally and chemically, and may act as Lewis acids or bases by gaining or losing fluoride ions respectively or as very strong oxidising and fluorinating agents.
Chlorine oxides
The chlorine oxides are well-studied in spite of their instability (all of them are endothermic compounds). They are important because they are produced when chlorofluorocarbons undergo photolysis in the upper atmosphere and cause the destruction of the ozone layer. None of them can be made from directly reacting the elements.
Dichlorine monoxide (Cl2O) is a brownish-yellow gas (red-brown when solid or liquid) which may be obtained by reacting chlorine gas with yellow mercury(II) oxide. It is very soluble in water, in which it is in equilibrium with hypochlorous acid (HOCl), of which it is the anhydride. It is thus an effective bleach and is mostly used to make hypochlorites. It explodes on heating or sparking or in the presence of ammonia gas.
Chlorine dioxide (ClO2) was the first chlorine oxide to be discovered in 1811 by Humphry Davy. It is a yellow paramagnetic gas (deep-red as a solid or liquid), as expected from its having an odd number of electrons: it is stable towards dimerisation due to the delocalisation of the unpaired electron. It explodes above −40 °C as a liquid and under pressure as a gas and therefore must be made at low concentrations for wood-pulp bleaching and water treatment. It is usually prepared by reducing a chlorate as follows:
+ Cl− + 2 H+ ⟶ ClO2 + Cl2 + H2O
Its production is thus intimately linked to the redox reactions of the chlorine oxoacids. It is a strong oxidising agent, reacting with sulfur, phosphorus, phosphorus halides, and potassium borohydride. It dissolves exothermically in water to form dark-green solutions that very slowly decompose in the dark. Crystalline clathrate hydrates ClO2·nH2O (n ≈ 6–10) separate out at low temperatures. However, in the presence of light, these solutions rapidly photodecompose to form a mixture of chloric and hydrochloric acids. Photolysis of individual ClO2 molecules result in the radicals ClO and ClOO, while at room temperature mostly chlorine, oxygen, and some ClO3 and Cl2O6 are produced. Cl2O3 is also produced when photolysing the solid at −78 °C: it is a dark brown solid that explodes below 0 °C. The ClO radical leads to the depletion of atmospheric ozone and is thus environmentally important as follows:
Cl• + O3 ⟶ ClO• + O2
ClO• + O• ⟶ Cl• + O2
Chlorine perchlorate (ClOClO3) is a pale yellow liquid that is less stable than ClO2 and decomposes at room temperature to form chlorine, oxygen, and dichlorine hexoxide (Cl2O6). Chlorine perchlorate may also be considered a chlorine derivative of perchloric acid (HOClO3), similar to the thermally unstable chlorine derivatives of other oxoacids: examples include chlorine nitrate (ClONO2, vigorously reactive and explosive), and chlorine fluorosulfate (ClOSO2F, more stable but still moisture-sensitive and highly reactive). Dichlorine hexoxide is a dark-red liquid that freezes to form a solid which turns yellow at −180 °C: it is usually made by reaction of chlorine dioxide with oxygen. Despite attempts to rationalise it as the dimer of ClO3, it reacts more as though it were chloryl perchlorate, [ClO2]+[ClO4]−, which has been confirmed to be the correct structure of the solid. It hydrolyses in water to give a mixture of chloric and perchloric acids: the analogous reaction with anhydrous hydrogen fluoride does not proceed to completion.
Dichlorine heptoxide (Cl2O7) is the anhydride of perchloric acid (HClO4) and can readily be obtained from it by dehydrating it with phosphoric acid at −10 °C and then distilling the product at −35 °C and 1 mmHg. It is a shock-sensitive, colourless oily liquid. It is the least reactive of the chlorine oxides, being the only one to not set organic materials on fire at room temperature. It may be dissolved in water to regenerate perchloric acid or in aqueous alkalis to regenerate perchlorates. However, it thermally decomposes explosively by breaking one of the central Cl–O bonds, producing the radicals ClO3 and ClO4 which immediately decompose to the elements through intermediate oxides.
Chlorine oxoacids and oxyanions
Chlorine forms four oxoacids: hypochlorous acid (HOCl), chlorous acid (HOClO), chloric acid (HOClO2), and perchloric acid (HOClO3). As can be seen from the redox potentials given in the adjacent table, chlorine is much more stable towards disproportionation in acidic solutions than in alkaline solutions:
{|
|-
| Cl2 + H2O || HOCl + H+ + Cl− || Kac = 4.2 × 10−4 mol2 l−2
|-
| Cl2 + 2 OH− || OCl− + H2O + Cl− || Kalk = 7.5 × 1015 mol−1 l
|}
The hypochlorite ions also disproportionate further to produce chloride and chlorate (3 ClO− 2 Cl− + ) but this reaction is quite slow at temperatures below 70 °C in spite of the very favourable equilibrium constant of 1027. The chlorate ions may themselves disproportionate to form chloride and perchlorate (4 Cl− + 3 ) but this is still very slow even at 100 °C despite the very favourable equilibrium constant of 1020. The rates of reaction for the chlorine oxyanions increases as the oxidation state of chlorine decreases. The strengths of the chlorine oxyacids increase very quickly as the oxidation state of chlorine increases due to the increasing delocalisation of charge over more and more oxygen atoms in their conjugate bases.
Most of the chlorine oxoacids may be produced by exploiting these disproportionation reactions. Hypochlorous acid (HOCl) is highly reactive and quite unstable; its salts are mostly used for their bleaching and sterilising abilities. They are very strong oxidising agents, transferring an oxygen atom to most inorganic species. Chlorous acid (HOClO) is even more unstable and cannot be isolated or concentrated without decomposition: it is known from the decomposition of aqueous chlorine dioxide. However, sodium chlorite is a stable salt and is useful for bleaching and stripping textiles, as an oxidising agent, and as a source of chlorine dioxide. Chloric acid (HOClO2) is a strong acid that is quite stable in cold water up to 30% concentration, but on warming gives chlorine and chlorine dioxide. Evaporation under reduced pressure allows it to be concentrated further to about 40%, but then it decomposes to perchloric acid, chlorine, oxygen, water, and chlorine dioxide. Its most important salt is sodium chlorate, mostly used to make chlorine dioxide to bleach paper pulp. The decomposition of chlorate to chloride and oxygen is a common way to produce oxygen in the laboratory on a small scale. Chloride and chlorate may comproportionate to form chlorine as follows:
+ 5 Cl− + 6 H+ ⟶ 3 Cl2 + 3 H2O
Perchlorates and perchloric acid (HOClO3) are the most stable oxo-compounds of chlorine, in keeping with the fact that chlorine compounds are most stable when the chlorine atom is in its lowest (−1) or highest (+7) possible oxidation states. Perchloric acid and aqueous perchlorates are vigorous and sometimes violent oxidising agents when heated, in stark contrast to their mostly inactive nature at room temperature due to the high activation energies for these reactions for kinetic reasons. Perchlorates are made by electrolytically oxidising sodium chlorate, and perchloric acid is made by reacting anhydrous sodium perchlorate or barium perchlorate with concentrated hydrochloric acid, filtering away the chloride precipitated and distilling the filtrate to concentrate it. Anhydrous perchloric acid is a colourless mobile liquid that is sensitive to shock that explodes on contact with most organic compounds, sets hydrogen iodide and thionyl chloride on fire and even oxidises silver and gold. Although it is a weak ligand, weaker than water, a few compounds involving coordinated are known.
Organochlorine compounds
Like the other carbon–halogen bonds, the C–Cl bond is a common functional group that forms part of core organic chemistry. Formally, compounds with this functional group may be considered organic derivatives of the chloride anion. Due to the difference of electronegativity between chlorine (3.16) and carbon (2.55), the carbon in a C–Cl bond is electron-deficient and thus electrophilic. Chlorination modifies the physical properties of hydrocarbons in several ways: chlorocarbons are typically denser than water due to the higher atomic weight of chlorine versus hydrogen, and aliphatic organochlorides are alkylating agents because chloride is a leaving group.
Alkanes and aryl alkanes may be chlorinated under free-radical conditions, with UV light. However, the extent of chlorination is difficult to control: the reaction is not regioselective and often results in a mixture of various isomers with different degrees of chlorination, though this may be permissible if the products are easily separated. Aryl chlorides may be prepared by the Friedel-Crafts halogenation, using chlorine and a Lewis acid catalyst. The haloform reaction, using chlorine and sodium hydroxide, is also able to generate alkyl halides from methyl ketones, and related compounds. Chlorine adds to the multiple bonds on alkenes and alkynes as well, giving di- or tetrachloro compounds. However, due to the expense and reactivity of chlorine, organochlorine compounds are more commonly produced by using hydrogen chloride, or with chlorinating agents such as phosphorus pentachloride (PCl5) or thionyl chloride (SOCl2). The last is very convenient in the laboratory because all side products are gaseous and do not have to be distilled out.
Many organochlorine compounds have been isolated from natural sources ranging from bacteria to humans. Chlorinated organic compounds are found in nearly every class of biomolecules including alkaloids, terpenes, amino acids, flavonoids, steroids, and fatty acids. Organochlorides, including dioxins, are produced in the high temperature environment of forest fires, and dioxins have been found in the preserved ashes of lightning-ignited fires that predate synthetic dioxins. In addition, a variety of simple chlorinated hydrocarbons including dichloromethane, chloroform, and carbon tetrachloride have been isolated from marine algae. A majority of the chloromethane in the environment is produced naturally by biological decomposition, forest fires, and volcanoes.
Some types of organochlorides, though not all, have significant toxicity to plants or animals, including humans. Dioxins, produced when organic matter is burned in the presence of chlorine, and some insecticides, such as DDT, are persistent organic pollutants which pose dangers when they are released into the environment. For example, DDT, which was widely used to control insects in the mid 20th century, also accumulates in food chains, and causes reproductive problems (e.g., eggshell thinning) in certain bird species. Due to the ready homolytic fission of the C–Cl bond to create chlorine radicals in the upper atmosphere, chlorofluorocarbons have been phased out due to the harm they do to the ozone layer.
Occurrence and production
Chlorine is too reactive to occur as the free element in nature but is very abundant in the form of its chloride salts. It is the twenty-first most abundant element in Earth's crust and makes up 126 parts per million of it, through the large deposits of chloride minerals, especially sodium chloride, that have been evaporated from water bodies. All of these pale in comparison to the reserves of chloride ions in seawater: smaller amounts at higher concentrations occur in some inland seas and underground brine wells, such as the Great Salt Lake in Utah and the Dead Sea in Israel.
Small batches of chlorine gas are prepared in the laboratory by combining hydrochloric acid and manganese dioxide, but the need rarely arises due to its ready availability. In industry, elemental chlorine is usually produced by the electrolysis of sodium chloride dissolved in water. This method, the chloralkali process industrialized in 1892, now provides most industrial chlorine gas. Along with chlorine, the method yields hydrogen gas and sodium hydroxide, which is the most valuable product. The process proceeds according to the following chemical equation:
2 NaCl + 2 H2O → Cl2 + H2 + 2 NaOH
The electrolysis of chloride solutions all proceed according to the following equations:
Cathode: 2 H2O + 2 e− → H2 + 2 OH−
Anode: 2 Cl− → Cl2 + 2 e−
In diaphragm cell electrolysis, an asbestos (or polymer-fiber) diaphragm separates a cathode and an anode, preventing the chlorine forming at the anode from re-mixing with the sodium hydroxide and the hydrogen formed at the cathode. The salt solution (brine) is continuously fed to the anode compartment and flows through the diaphragm to the cathode compartment, where the caustic alkali is produced and the brine is partially depleted. Diaphragm methods produce dilute and slightly impure alkali, but they are not burdened with the problem of mercury disposal and they are more energy efficient.
Membrane cell electrolysis employs permeable membrane as an ion exchanger. Saturated sodium (or potassium) chloride solution is passed through the anode compartment, leaving at a lower concentration. This method also produces very pure sodium (or potassium) hydroxide but has the disadvantage of requiring very pure brine at high concentrations.
In the Deacon process, hydrogen chloride recovered from the production of organochlorine compounds is recovered as chlorine. The process relies on oxidation using oxygen:
4 HCl + O2 → 2 Cl2 + 2 H2O
The reaction requires a catalyst. As introduced by Deacon, early catalysts were based on copper. Commercial processes, such as the Mitsui MT-Chlorine Process, have switched to chromium and ruthenium-based catalysts. The chlorine produced is available in cylinders from sizes ranging from 450 g to 70 kg, as well as drums (865 kg), tank wagons (15 tonnes on roads; 27–90 tonnes by rail), and barges (600–1200 tonnes).
Applications
Sodium chloride is the most common chlorine compound, and is the main source of chlorine for the demand by the chemical industry. About 15000 chlorine-containing compounds are commercially traded, including such diverse compounds as chlorinated methane, ethanes, vinyl chloride, polyvinyl chloride (PVC), aluminium trichloride for catalysis, the chlorides of magnesium, titanium, zirconium, and hafnium which are the precursors for producing the pure form of those elements.
Quantitatively, of all elemental chlorine produced, about 63% is used in the manufacture of organic compounds, and 18% in the manufacture of inorganic chlorine compounds. About 15,000 chlorine compounds are used commercially. The remaining 19% of chlorine produced is used for bleaches and disinfection products. The most significant of organic compounds in terms of production volume are 1,2-dichloroethane and vinyl chloride, intermediates in the production of PVC. Other particularly important organochlorines are methyl chloride, methylene chloride, chloroform, vinylidene chloride, trichloroethylene, perchloroethylene, allyl chloride, epichlorohydrin, chlorobenzene, dichlorobenzenes, and trichlorobenzenes. The major inorganic compounds include HCl, Cl2O, HOCl, NaClO3, chlorinated isocyanurates, AlCl3, SiCl4, SnCl4, PCl3, PCl5, POCl3, AsCl3, SbCl3, SbCl5, BiCl3, and ZnCl2.
Sanitation, disinfection, and antisepsis
Combating putrefaction
In France (as elsewhere), animal intestines were processed to make musical instrument strings, Goldbeater's skin and other products. This was done in "gut factories" (boyauderies), and it was an odiferous and unhealthy process. In or about 1820, the Société d'encouragement pour l'industrie nationale offered a prize for the discovery of a method, chemical or mechanical, for separating the peritoneal membrane of animal intestines without putrefaction. The prize was won by Antoine-Germain Labarraque, a 44-year-old French chemist and pharmacist who had discovered that Berthollet's chlorinated bleaching solutions ("Eau de Javel") not only destroyed the smell of putrefaction of animal tissue decomposition, but also actually retarded the decomposition.
Labarraque's research resulted in the use of chlorides and hypochlorites of lime (calcium hypochlorite) and of sodium (sodium hypochlorite) in the boyauderies. The same chemicals were found to be useful in the routine disinfection and deodorization of latrines, sewers, markets, abattoirs, anatomical theatres, and morgues. They were successful in hospitals, lazarets, prisons, infirmaries (both on land and at sea), magnaneries, stables, cattle-sheds, etc.; and they were beneficial during exhumations, embalming, outbreaks of epidemic disease, fever, and blackleg in cattle.
Disinfection
Labarraque's chlorinated lime and soda solutions have been advocated since 1828 to prevent infection (called "contagious infection", presumed to be transmitted by "miasmas"), and to treat putrefaction of existing wounds, including septic wounds. In his 1828 work, Labarraque recommended that doctors breathe chlorine, wash their hands in chlorinated lime, and even sprinkle chlorinated lime about the patients' beds in cases of "contagious infection". In 1828, the contagion of infections was well known, even though the agency of the microbe was not discovered until more than half a century later.
During the Paris cholera outbreak of 1832, large quantities of so-called chloride of lime were used to disinfect the capital. This was not simply modern calcium chloride, but chlorine gas dissolved in lime-water (dilute calcium hydroxide) to form calcium hypochlorite (chlorinated lime). Labarraque's discovery helped to remove the terrible stench of decay from hospitals and dissecting rooms, and by doing so, effectively deodorised the Latin Quarter of Paris. These "putrid miasmas" were thought by many to cause the spread of "contagion" and "infection" – both words used before the germ theory of infection. Chloride of lime was used for destroying odors and "putrid matter". One source claims chloride of lime was used by Dr. John Snow to disinfect water from the cholera-contaminated well that was feeding the Broad Street pump in 1854 London, though three other reputable sources that describe that famous cholera epidemic do not mention the incident. One reference makes it clear that chloride of lime was used to disinfect the offal and filth in the streets surrounding the Broad Street pump – a common practice in mid-nineteenth century England.
Semmelweis and experiments with antisepsis
Perhaps the most famous application of Labarraque's chlorine and chemical base solutions was in 1847, when Ignaz Semmelweis used chlorine-water (chlorine dissolved in pure water, which was cheaper than chlorinated lime solutions) to disinfect the hands of Austrian doctors, which Semmelweis noticed still carried the stench of decomposition from the dissection rooms to the patient examination rooms. Long before the germ theory of disease, Semmelweis theorized that "cadaveric particles" were transmitting decay from fresh medical cadavers to living patients, and he used the well-known "Labarraque's solutions" as the only known method to remove the smell of decay and tissue decomposition (which he found that soap did not). The solutions proved to be far more effective antiseptics than soap (Semmelweis was also aware of their greater efficacy, but not the reason), and this resulted in Semmelweis's celebrated success in stopping the transmission of childbed fever ("puerperal fever") in the maternity wards of Vienna General Hospital in Austria in 1847.
Much later, during World War I in 1916, a standardized and diluted modification of Labarraque's solution containing hypochlorite (0.5%) and boric acid as an acidic stabilizer was developed by Henry Drysdale Dakin (who gave full credit to Labarraque's prior work in this area). Called Dakin's solution, the method of wound irrigation with chlorinated solutions allowed antiseptic treatment of a wide variety of open wounds, long before the modern antibiotic era. A modified version of this solution continues to be employed in wound irrigation in modern times, where it remains effective against bacteria that are resistant to multiple antibiotics (see Century Pharmaceuticals).
Public sanitation
The first continuous application of chlorination to drinking U.S. water was installed in Jersey City, New Jersey, in 1908. By 1918, the US Department of Treasury called for all drinking water to be disinfected with chlorine. Chlorine is presently an important chemical for water purification (such as in water treatment plants), in disinfectants, and in bleach. Even small water supplies are now routinely chlorinated.
Chlorine is usually used (in the form of hypochlorous acid) to kill bacteria and other microbes in drinking water supplies and public swimming pools. In most private swimming pools, chlorine itself is not used, but rather sodium hypochlorite, formed from chlorine and sodium hydroxide, or solid tablets of chlorinated isocyanurates. The drawback of using chlorine in swimming pools is that the chlorine reacts with the amino acids in proteins in human hair and skin. Contrary to popular belief, the distinctive "chlorine aroma" associated with swimming pools is not the result of elemental chlorine itself, but of chloramine, a chemical compound produced by the reaction of free dissolved chlorine with amines in organic substances including those in urine and sweat. As a disinfectant in water, chlorine is more than three times as effective against Escherichia coli as bromine, and more than six times as effective as iodine. Increasingly, monochloramine itself is being directly added to drinking water for purposes of disinfection, a process known as chloramination.
It is often impractical to store and use poisonous chlorine gas for water treatment, so alternative methods of adding chlorine are used. These include hypochlorite solutions, which gradually release chlorine into the water, and compounds like sodium dichloro-s-triazinetrione (dihydrate or anhydrous), sometimes referred to as "dichlor", and trichloro-s-triazinetrione, sometimes referred to as "trichlor". These compounds are stable while solid and may be used in powdered, granular, or tablet form. When added in small amounts to pool water or industrial water systems, the chlorine atoms hydrolyze from the rest of the molecule, forming hypochlorous acid (HOCl), which acts as a general biocide, killing germs, microorganisms, algae, and so on.
Use as a weapon
World War I
Chlorine gas, also known as bertholite, was first used as a weapon in World War I by Germany on April 22, 1915, in the Second Battle of Ypres. As described by the soldiers, it had the distinctive smell of a mixture of pepper and pineapple. It also tasted metallic and stung the back of the throat and chest. Chlorine reacts with water in the mucosa of the lungs to form hydrochloric acid, destructive to living tissue and potentially lethal. Human respiratory systems can be protected from chlorine gas by gas masks with activated charcoal or other filters, which makes chlorine gas much less lethal than other chemical weapons. It was pioneered by a German scientist later to be a Nobel laureate, Fritz Haber of the Kaiser Wilhelm Institute in Berlin, in collaboration with the German chemical conglomerate IG Farben, which developed methods for discharging chlorine gas against an entrenched enemy. After its first use, both sides in the conflict used chlorine as a chemical weapon, but it was soon replaced by the more deadly phosgene and mustard gas.
Middle east
Chlorine gas was also used during the Iraq War in Anbar Province in 2007, with insurgents packing truck bombs with mortar shells and chlorine tanks. The attacks killed two people from the explosives and sickened more than 350. Most of the deaths were caused by the force of the explosions rather than the effects of chlorine since the toxic gas is readily dispersed and diluted in the atmosphere by the blast. In some bombings, over a hundred civilians were hospitalized due to breathing difficulties. The Iraqi authorities tightened security for elemental chlorine, which is essential for providing safe drinking water to the population.
On 23 October 2014, it was reported that the Islamic State of Iraq and the Levant had used chlorine gas in the town of Duluiyah, Iraq. Laboratory analysis of clothing and soil samples confirmed the use of chlorine gas against Kurdish Peshmerga Forces in a vehicle-borne improvised explosive device attack on 23 January 2015 at the Highway 47 Kiske Junction near Mosul.
Another country in the middle east, Syria, has used chlorine as a chemical weapon delivered from barrel bombs and rockets. In 2016, the OPCW-UN Joint Investigative Mechanism concluded that the Syrian government used chlorine as a chemical weapon in three separate attacks. Later investigations from the OPCW's Investigation and Identification Team concluded that the Syrian Air Force was responsible for chlorine attacks in 2017 and 2018.
Biological role
The chloride anion is an essential nutrient for metabolism. Chlorine is needed for the production of hydrochloric acid in the stomach and in cellular pump functions. The main dietary source is table salt, or sodium chloride. Overly low or high concentrations of chloride in the blood are examples of electrolyte disturbances. Hypochloremia (having too little chloride) rarely occurs in the absence of other abnormalities. It is sometimes associated with hypoventilation. It can be associated with chronic respiratory acidosis. Hyperchloremia (having too much chloride) usually does not produce symptoms. When symptoms do occur, they tend to resemble those of hypernatremia (having too much sodium). Reduction in blood chloride leads to cerebral dehydration; symptoms are most often caused by rapid rehydration which results in cerebral edema. Hyperchloremia can affect oxygen transport.
Hazards
Chlorine is a toxic gas that attacks the respiratory system, eyes, and skin. Because it is denser than air, it tends to accumulate at the bottom of poorly ventilated spaces. Chlorine gas is a strong oxidizer, which may react with flammable materials.
Chlorine is detectable with measuring devices in concentrations as low as 0.2 parts per million (ppm), and by smell at 3 ppm. Coughing and vomiting may occur at 30 ppm and lung damage at 60 ppm. About 1000 ppm can be fatal after a few deep breaths of the gas. The IDLH (immediately dangerous to life and health) concentration is 10 ppm. Breathing lower concentrations can aggravate the respiratory system and exposure to the gas can irritate the eyes. When chlorine is inhaled at concentrations greater than 30 ppm, it reacts with water within the lungs, producing hydrochloric acid (HCl) and hypochlorous acid (HOCl).
When used at specified levels for water disinfection, the reaction of chlorine with water is not a major concern for human health. Other materials present in the water may generate disinfection by-products that are associated with negative effects on human health.
In the United States, the Occupational Safety and Health Administration (OSHA) has set the permissible exposure limit for elemental chlorine at 1 ppm, or 3 mg/m3. The National Institute for Occupational Safety and Health has designated a recommended exposure limit of 0.5 ppm over 15 minutes.
In the home, accidents occur when hypochlorite bleach solutions come into contact with certain acidic drain-cleaners to produce chlorine gas. Hypochlorite bleach (a popular laundry additive) combined with ammonia (another popular laundry additive) produces chloramines, another toxic group of chemicals.
Chlorine-induced cracking in structural materials
Chlorine is widely used for purifying water, especially potable water supplies and water used in swimming pools. Several catastrophic collapses of swimming pool ceilings have occurred from chlorine-induced stress corrosion cracking of stainless steel suspension rods. Some polymers are also sensitive to attack, including acetal resin and polybutene. Both materials were used in hot and cold water domestic plumbing, and stress corrosion cracking caused widespread failures in the US in the 1980s and 1990s.
Chlorine-iron fire
The element iron can combine with chlorine at high temperatures in a strong exothermic reaction, creating a chlorine-iron fire. Chlorine-iron fires are a risk in chemical process plants, where much of the pipework that carries chlorine gas is made of steel.
See also
Chlorine cycle
Chlorine gas poisoning
Industrial gas
Polymer degradation
Reductive dechlorination
References
Explanatory notes
General bibliography
External links
Chlorine at The Periodic Table of Videos (University of Nottingham)
Agency for Toxic Substances and Disease Registry: Chlorine
Electrolytic production
Production and liquefaction of chlorine
Chlorine Production Using Mercury, Environmental Considerations and Alternatives
National Pollutant Inventory – Chlorine
National Institute for Occupational Safety and Health – Chlorine Page
Chlorine Institute – Trade association representing the chlorine industry
Chlorine Online – the web portal of Eurochlor – the business association of the European chlor-alkali industry
Chemical elements
Diatomic nonmetals
Gases with color
Halogens
Hazardous air pollutants
Industrial gases
Chemical hazards
Oxidizing agents
Pulmonary agents
Reactive nonmetals
Swimming pool equipment |
5668 | https://en.wikipedia.org/wiki/Calcium | Calcium | Calcium is a chemical element with the symbol Ca and atomic number 20. As an alkaline earth metal, calcium is a reactive metal that forms a dark oxide-nitride layer when exposed to air. Its physical and chemical properties are most similar to its heavier homologues strontium and barium. It is the fifth most abundant element in Earth's crust, and the third most abundant metal, after iron and aluminium. The most common calcium compound on Earth is calcium carbonate, found in limestone and the fossilised remnants of early sea life; gypsum, anhydrite, fluorite, and apatite are also sources of calcium. The name derives from Latin calx "lime", which was obtained from heating limestone.
Some calcium compounds were known to the ancients, though their chemistry was unknown until the seventeenth century. Pure calcium was isolated in 1808 via electrolysis of its oxide by Humphry Davy, who named the element. Calcium compounds are widely used in many industries: in foods and pharmaceuticals for calcium supplementation, in the paper industry as bleaches, as components in cement and electrical insulators, and in the manufacture of soaps. On the other hand, the metal in pure form has few applications due to its high reactivity; still, in small quantities it is often used as an alloying component in steelmaking, and sometimes, as a calcium–lead alloy, in making automotive batteries.
Calcium is the most abundant metal and the fifth-most abundant element in the human body. As electrolytes, calcium ions (Ca2+) play a vital role in the physiological and biochemical processes of organisms and cells: in signal transduction pathways where they act as a second messenger; in neurotransmitter release from neurons; in contraction of all muscle cell types; as cofactors in many enzymes; and in fertilization. Calcium ions outside cells are important for maintaining the potential difference across excitable cell membranes, protein synthesis, and bone formation.
Characteristics
Classification
Calcium is a very ductile silvery metal (sometimes described as pale yellow) whose properties are very similar to the heavier elements in its group, strontium, barium, and radium. A calcium atom has twenty electrons, arranged in the electron configuration [Ar]4s2. Like the other elements placed in group 2 of the periodic table, calcium has two valence electrons in the outermost s-orbital, which are very easily lost in chemical reactions to form a dipositive ion with the stable electron configuration of a noble gas, in this case argon.
Hence, calcium is almost always divalent in its compounds, which are usually ionic. Hypothetical univalent salts of calcium would be stable with respect to their elements, but not to disproportionation to the divalent salts and calcium metal, because the enthalpy of formation of MX2 is much higher than those of the hypothetical MX. This occurs because of the much greater lattice energy afforded by the more highly charged Ca2+ cation compared to the hypothetical Ca+ cation.
Calcium, strontium, barium, and radium are always considered to be alkaline earth metals; the lighter beryllium and magnesium, also in group 2 of the periodic table, are often included as well. Nevertheless, beryllium and magnesium differ significantly from the other members of the group in their physical and chemical behaviour: they behave more like aluminium and zinc respectively and have some of the weaker metallic character of the post-transition metals, which is why the traditional definition of the term "alkaline earth metal" excludes them.
Physical properties
Calcium metal melts at 842 °C and boils at 1494 °C; these values are higher than those for magnesium and strontium, the neighbouring group 2 metals. It crystallises in the face-centered cubic arrangement like strontium; above 450 °C, it changes to an anisotropic hexagonal close-packed arrangement like magnesium. Its density of 1.55 g/cm3 is the lowest in its group.
Calcium is harder than lead but can be cut with a knife with effort. While calcium is a poorer conductor of electricity than copper or aluminium by volume, it is a better conductor by mass than both due to its very low density. While calcium is infeasible as a conductor for most terrestrial applications as it reacts quickly with atmospheric oxygen, its use as such in space has been considered.
Chemical properties
The chemistry of calcium is that of a typical heavy alkaline earth metal. For example, calcium spontaneously reacts with water more quickly than magnesium and less quickly than strontium to produce calcium hydroxide and hydrogen gas. It also reacts with the oxygen and nitrogen in the air to form a mixture of calcium oxide and calcium nitride. When finely divided, it spontaneously burns in air to produce the nitride. In bulk, calcium is less reactive: it quickly forms a hydration coating in moist air, but below 30% relative humidity it may be stored indefinitely at room temperature.
Besides the simple oxide CaO, the peroxide CaO2 can be made by direct oxidation of calcium metal under a high pressure of oxygen, and there is some evidence for a yellow superoxide Ca(O2)2. Calcium hydroxide, Ca(OH)2, is a strong base, though it is not as strong as the hydroxides of strontium, barium or the alkali metals. All four dihalides of calcium are known. Calcium carbonate (CaCO3) and calcium sulfate (CaSO4) are particularly abundant minerals. Like strontium and barium, as well as the alkali metals and the divalent lanthanides europium and ytterbium, calcium metal dissolves directly in liquid ammonia to give a dark blue solution.
Due to the large size of the calcium ion (Ca2+), high coordination numbers are common, up to 24 in some intermetallic compounds such as CaZn13. Calcium is readily complexed by oxygen chelates such as EDTA and polyphosphates, which are useful in analytic chemistry and removing calcium ions from hard water. In the absence of steric hindrance, smaller group 2 cations tend to form stronger complexes, but when large polydentate macrocycles are involved the trend is reversed.
Although calcium is in the same group as magnesium and organomagnesium compounds are very commonly used throughout chemistry, organocalcium compounds are not similarly widespread because they are more difficult to make and more reactive, although they have recently been investigated as possible catalysts. Organocalcium compounds tend to be more similar to organoytterbium compounds due to the similar ionic radii of Yb2+ (102 pm) and Ca2+ (100 pm).
Most of these compounds can only be prepared at low temperatures; bulky ligands tend to favor stability. For example, calcium dicyclopentadienyl, Ca(C5H5)2, must be made by directly reacting calcium metal with mercurocene or cyclopentadiene itself; replacing the C5H5 ligand with the bulkier C5(CH3)5 ligand on the other hand increases the compound's solubility, volatility, and kinetic stability.
Isotopes
Natural calcium is a mixture of five stable isotopes (40Ca, 42Ca, 43Ca, 44Ca, and 46Ca) and one isotope with a half-life so long that it can be considered stable for all practical purposes (48Ca, with a half-life of about 4.3 × 1019 years). Calcium is the first (lightest) element to have six naturally occurring isotopes.
By far the most common isotope of calcium in nature is 40Ca, which makes up 96.941% of all natural calcium. It is produced in the silicon-burning process from fusion of alpha particles and is the heaviest stable nuclide with equal proton and neutron numbers; its occurrence is also supplemented slowly by the decay of primordial 40K. Adding another alpha particle leads to unstable 44Ti, which quickly decays via two successive electron captures to stable 44Ca; this makes up 2.806% of all natural calcium and is the second-most common isotope.
The other four natural isotopes, 42Ca, 43Ca, 46Ca, and 48Ca, are significantly rarer, each comprising less than 1% of all natural calcium. The four lighter isotopes are mainly products of the oxygen-burning and silicon-burning processes, leaving the two heavier ones to be produced via neutron capture processes. 46Ca is mostly produced in a "hot" s-process, as its formation requires a rather high neutron flux to allow short-lived 45Ca to capture a neutron. 48Ca is produced by electron capture in the r-process in type Ia supernovae, where high neutron excess and low enough entropy ensures its survival.
46Ca and 48Ca are the first "classically stable" nuclides with a six-neutron or eight-neutron excess respectively. Although extremely neutron-rich for such a light element, 48Ca is very stable because it is a doubly magic nucleus, having 20 protons and 28 neutrons arranged in closed shells. Its beta decay to 48Sc is very hindered because of the gross mismatch of nuclear spin: 48Ca has zero nuclear spin, being even–even, while 48Sc has spin 6+, so the decay is forbidden by the conservation of angular momentum. While two excited states of 48Sc are available for decay as well, they are also forbidden due to their high spins. As a result, when 48Ca does decay, it does so by double beta decay to 48Ti instead, being the lightest nuclide known to undergo double beta decay.
The heavy isotope 46Ca can also theoretically undergo double beta decay to 46Ti as well, but this has never been observed. The lightest and most common isotope 40Ca is also doubly magic and could undergo double electron capture to 40Ar, but this has likewise never been observed. Calcium is the only element to have two primordial doubly magic isotopes. The experimental lower limits for the half-lives of 40Ca and 46Ca are 5.9 × 1021 years and 2.8 × 1015 years respectively.
Apart from the practically stable 48Ca, the longest lived radioisotope of calcium is 41Ca. It decays by electron capture to stable 41K with a half-life of about a hundred thousand years. Its existence in the early Solar System as an extinct radionuclide has been inferred from excesses of 41K: traces of 41Ca also still exist today, as it is a cosmogenic nuclide, continuously reformed through neutron activation of natural 40Ca.
Many other calcium radioisotopes are known, ranging from 35Ca to 60Ca. They are all much shorter-lived than 41Ca, the most stable among them being 45Ca (half-life 163 days) and 47Ca (half-life 4.54 days). The isotopes lighter than 42Ca usually undergo beta plus decay to isotopes of potassium, and those heavier than 44Ca usually undergo beta minus decay to isotopes of scandium, although near the nuclear drip lines, proton emission and neutron emission begin to be significant decay modes as well.
Like other elements, a variety of processes alter the relative abundance of calcium isotopes. The best studied of these processes is the mass-dependent fractionation of calcium isotopes that accompanies the precipitation of calcium minerals such as calcite, aragonite and apatite from solution. Lighter isotopes are preferentially incorporated into these minerals, leaving the surrounding solution enriched in heavier isotopes at a magnitude of roughly 0.025% per atomic mass unit (amu) at room temperature. Mass-dependent differences in calcium isotope composition are conventionally expressed by the ratio of two isotopes (usually 44Ca/40Ca) in a sample compared to the same ratio in a standard reference material. 44Ca/40Ca varies by about 1% among common earth materials.
History
Calcium compounds were known for millennia, although their chemical makeup was not understood until the 17th century. Lime as a building material and as plaster for statues was used as far back as around 7000 BC. The first dated lime kiln dates back to 2500 BC and was found in Khafajah, Mesopotamia.
At about the same time, dehydrated gypsum (CaSO4·2H2O) was being used in the Great Pyramid of Giza. This material would later be used for the plaster in the tomb of Tutankhamun. The ancient Romans instead used lime mortars made by heating limestone (CaCO3). The name "calcium" itself derives from the Latin word calx "lime".
Vitruvius noted that the lime that resulted was lighter than the original limestone, attributing this to the boiling of the water. In 1755, Joseph Black proved that this was due to the loss of carbon dioxide, which as a gas had not been recognised by the ancient Romans.
In 1789, Antoine Lavoisier suspected that lime might be an oxide of a fundamental chemical element. In his table of the elements, Lavoisier listed five "salifiable earths" (i.e., ores that could be made to react with acids to produce salts (salis = salt, in Latin): chaux (calcium oxide), magnésie (magnesia, magnesium oxide), baryte (barium sulfate), alumine (alumina, aluminium oxide), and silice (silica, silicon dioxide)). About these "elements", Lavoisier reasoned:
Calcium, along with its congeners magnesium, strontium, and barium, was first isolated by Humphry Davy in 1808. Following the work of Jöns Jakob Berzelius and Magnus Martin af Pontin on electrolysis, Davy isolated calcium and magnesium by putting a mixture of the respective metal oxides with mercury(II) oxide on a platinum plate which was used as the anode, the cathode being a platinum wire partially submerged into mercury. Electrolysis then gave calcium–mercury and magnesium–mercury amalgams, and distilling off the mercury gave the metal. However, pure calcium cannot be prepared in bulk by this method and a workable commercial process for its production was not found until over a century later.
Occurrence and production
At 3%, calcium is the fifth most abundant element in the Earth's crust, and the third most abundant metal behind aluminium and iron. It is also the fourth most abundant element in the lunar highlands. Sedimentary calcium carbonate deposits pervade the Earth's surface as fossilized remains of past marine life; they occur in two forms, the rhombohedral calcite (more common) and the orthorhombic aragonite (forming in more temperate seas). Minerals of the first type include limestone, dolomite, marble, chalk, and iceland spar; aragonite beds make up the Bahamas, the Florida Keys, and the Red Sea basins. Corals, sea shells, and pearls are mostly made up of calcium carbonate. Among the other important minerals of calcium are gypsum (CaSO4·2H2O), anhydrite (CaSO4), fluorite (CaF2), and apatite ([Ca5(PO4)3X], X = OH, Cl, or F).
The major producers of calcium are China (about 10000 to 12000 tonnes per year), Russia (about 6000 to 8000 tonnes per year), and the United States (about 2000 to 4000 tonnes per year). Canada and France are also among the minor producers. In 2005, about 24000 tonnes of calcium were produced; about half of the world's extracted calcium is used by the United States, with about 80% of the output used each year.
In Russia and China, Davy's method of electrolysis is still used, but is instead applied to molten calcium chloride. Since calcium is less reactive than strontium or barium, the oxide–nitride coating that results in air is stable and lathe machining and other standard metallurgical techniques are suitable for calcium. In the United States and Canada, calcium is instead produced by reducing lime with aluminium at high temperatures.
Geochemical cycling
Calcium cycling provides a link between tectonics, climate, and the carbon cycle. In the simplest terms, uplift of mountains exposes calcium-bearing rocks such as some granites to chemical weathering and releases Ca2+ into surface water. These ions are transported to the ocean where they react with dissolved CO2 to form limestone (), which in turn settles to the sea floor where it is incorporated into new rocks. Dissolved CO2, along with carbonate and bicarbonate ions, are termed "dissolved inorganic carbon" (DIC).
The actual reaction is more complicated and involves the bicarbonate ion (HCO) that forms when CO2 reacts with water at seawater pH:
Ca^2+ + 2 HCO3- -> CaCO3_v + CO2 + H2O
At seawater pH, most of the CO2 is immediately converted back into . The reaction results in a net transport of one molecule of CO2 from the ocean/atmosphere into the lithosphere. The result is that each Ca2+ ion released by chemical weathering ultimately removes one CO2 molecule from the surficial system (atmosphere, ocean, soils and living organisms), storing it in carbonate rocks where it is likely to stay for hundreds of millions of years. The weathering of calcium from rocks thus scrubs CO2 from the ocean and atmosphere, exerting a strong long-term effect on climate.
Uses
The largest use of metallic calcium is in steelmaking, due to its strong chemical affinity for oxygen and sulfur. Its oxides and sulfides, once formed, give liquid lime aluminate and sulfide inclusions in steel which float out; on treatment, these inclusions disperse throughout the steel and become small and spherical, improving castability, cleanliness and general mechanical properties. Calcium is also used in maintenance-free automotive batteries, in which the use of 0.1% calcium–lead alloys instead of the usual antimony–lead alloys leads to lower water loss and lower self-discharging.
Due to the risk of expansion and cracking, aluminium is sometimes also incorporated into these alloys. These lead–calcium alloys are also used in casting, replacing lead–antimony alloys. Calcium is also used to strengthen aluminium alloys used for bearings, for the control of graphitic carbon in cast iron, and to remove bismuth impurities from lead. Calcium metal is found in some drain cleaners, where it functions to generate heat and calcium hydroxide that saponifies the fats and liquefies the proteins (for example, those in hair) that block drains.
Besides metallurgy, the reactivity of calcium is exploited to remove nitrogen from high-purity argon gas and as a getter for oxygen and nitrogen. It is also used as a reducing agent in the production of chromium, zirconium, thorium, and uranium. It can also be used to store hydrogen gas, as it reacts with hydrogen to form solid calcium hydride, from which the hydrogen can easily be re-extracted.
Calcium isotope fractionation during mineral formation has led to several applications of calcium isotopes. In particular, the 1997 observation by Skulan and DePaolo that calcium minerals are isotopically lighter than the solutions from which the minerals precipitate is the basis of analogous applications in medicine and in paleoceanography. In animals with skeletons mineralized with calcium, the calcium isotopic composition of soft tissues reflects the relative rate of formation and dissolution of skeletal mineral.
In humans, changes in the calcium isotopic composition of urine have been shown to be related to changes in bone mineral balance. When the rate of bone formation exceeds the rate of bone resorption, the 44Ca/40Ca ratio in soft tissue rises and vice versa. Because of this relationship, calcium isotopic measurements of urine or blood may be useful in the early detection of metabolic bone diseases like osteoporosis.
A similar system exists in seawater, where 44Ca/40Ca tends to rise when the rate of removal of Ca2+ by mineral precipitation exceeds the input of new calcium into the ocean. In 1997, Skulan and DePaolo presented the first evidence of change in seawater 44Ca/40Ca over geologic time, along with a theoretical explanation of these changes. More recent papers have confirmed this observation, demonstrating that seawater Ca2+ concentration is not constant, and that the ocean is never in a "steady state" with respect to calcium input and output. This has important climatological implications, as the marine calcium cycle is closely tied to the carbon cycle.
Many calcium compounds are used in food, as pharmaceuticals, and in medicine, among others. For example, calcium and phosphorus are supplemented in foods through the addition of calcium lactate, calcium diphosphate, and tricalcium phosphate. The last is also used as a polishing agent in toothpaste and in antacids. Calcium lactobionate is a white powder that is used as a suspending agent for pharmaceuticals. In baking, calcium phosphate is used as a leavening agent. Calcium sulfite is used as a bleach in papermaking and as a disinfectant, calcium silicate is used as a reinforcing agent in rubber, and calcium acetate is a component of liming rosin and is used to make metallic soaps and synthetic resins.
Calcium is on the World Health Organization's List of Essential Medicines.
Food sources
Foods rich in calcium include dairy products, such as yogurt and cheese, sardines, salmon, soy products, kale, and fortified breakfast cereals.
Because of concerns for long-term adverse side effects, including calcification of arteries and kidney stones, both the U.S. Institute of Medicine (IOM) and the European Food Safety Authority (EFSA) set Tolerable Upper Intake Levels (ULs) for combined dietary and supplemental calcium. From the IOM, people of ages 9–18 years are not to exceed 3 g/day combined intake; for ages 19–50, not to exceed 2.5 g/day; for ages 51 and older, not to exceed 2 g/day. EFSA set the UL for all adults at 2.5 g/day, but decided the information for children and adolescents was not sufficient to determine ULs.
Biological and pathological role
Function
Calcium is an essential element needed in large quantities. The Ca2+ ion acts as an electrolyte and is vital to the health of the muscular, circulatory, and digestive systems; is indispensable to the building of bone; and supports synthesis and function of blood cells. For example, it regulates the contraction of muscles, nerve conduction, and the clotting of blood. As a result, intra- and extracellular calcium levels are tightly regulated by the body. Calcium can play this role because the Ca2+ ion forms stable coordination complexes with many organic compounds, especially proteins; it also forms compounds with a wide range of solubilities, enabling the formation of the skeleton.
Binding
Calcium ions may be complexed by proteins through binding the carboxyl groups of glutamic acid or aspartic acid residues; through interacting with phosphorylated serine, tyrosine, or threonine residues; or by being chelated by γ-carboxylated amino acid residues. Trypsin, a digestive enzyme, uses the first method; osteocalcin, a bone matrix protein, uses the third.
Some other bone matrix proteins such as osteopontin and bone sialoprotein use both the first and the second. Direct activation of enzymes by binding calcium is common; some other enzymes are activated by noncovalent association with direct calcium-binding enzymes. Calcium also binds to the phospholipid layer of the cell membrane, anchoring proteins associated with the cell surface.
Solubility
As an example of the wide range of solubility of calcium compounds, monocalcium phosphate is very soluble in water, 85% of extracellular calcium is as dicalcium phosphate with a solubility of 2.00 mM, and the hydroxyapatite of bones in an organic matrix is tricalcium phosphate with a solubility of 1000 μM.
Nutrition
Calcium is a common constituent of multivitamin dietary supplements, but the composition of calcium complexes in supplements may affect its bioavailability which varies by solubility of the salt involved: calcium citrate, malate, and lactate are highly bioavailable, while the oxalate is less. Other calcium preparations include calcium carbonate, calcium citrate malate, and calcium gluconate. The intestine absorbs about one-third of calcium eaten as the free ion, and plasma calcium level is then regulated by the kidneys.
Hormonal regulation of bone formation and serum levels
Parathyroid hormone and vitamin D promote the formation of bone by allowing and enhancing the deposition of calcium ions there, allowing rapid bone turnover without affecting bone mass or mineral content. When plasma calcium levels fall, cell surface receptors are activated and the secretion of parathyroid hormone occurs; it then proceeds to stimulate the entry of calcium into the plasma pool by taking it from targeted kidney, gut, and bone cells, with the bone-forming action of parathyroid hormone being antagonised by calcitonin, whose secretion increases with increasing plasma calcium levels.
Abnormal serum levels
Excess intake of calcium may cause hypercalcemia. However, because calcium is absorbed rather inefficiently by the intestines, high serum calcium is more likely caused by excessive secretion of parathyroid hormone (PTH) or possibly by excessive intake of vitamin D, both of which facilitate calcium absorption. All these conditions result in excess calcium salts being deposited in the heart, blood vessels, or kidneys. Symptoms include anorexia, nausea, vomiting, memory loss, confusion, muscle weakness, increased urination, dehydration, and metabolic bone disease.
Chronic hypercalcaemia typically leads to calcification of soft tissue and its serious consequences: for example, calcification can cause loss of elasticity of vascular walls and disruption of laminar blood flow—and thence to plaque rupture and thrombosis. Conversely, inadequate calcium or vitamin D intakes may result in hypocalcemia, often caused also by inadequate secretion of parathyroid hormone or defective PTH receptors in cells. Symptoms include neuromuscular excitability, which potentially causes tetany and disruption of conductivity in cardiac tissue.
Bone disease
As calcium is required for bone development, many bone diseases can be traced to the organic matrix or the hydroxyapatite in molecular structure or organization of bone. Osteoporosis is a reduction in mineral content of bone per unit volume, and can be treated by supplementation of calcium, vitamin D, and bisphosphonates. Inadequate amounts of calcium, vitamin D, or phosphates can lead to softening of bones, called osteomalacia.
Safety
Metallic calcium
Because calcium reacts exothermically with water and acids, calcium metal coming into contact with bodily moisture results in severe corrosive irritation. When swallowed, calcium metal has the same effect on the mouth, oesophagus, and stomach, and can be fatal. However, long-term exposure is not known to have distinct adverse effects.
References
Bibliography
Chemical elements
Alkaline earth metals
Dietary minerals
Dietary supplements
Reducing agents
Sodium channel blockers
World Health Organization essential medicines
Chemical elements with face-centered cubic structure |
5669 | https://en.wikipedia.org/wiki/Chromium | Chromium | Chromium is a chemical element with the symbol Cr and atomic number 24. It is the first element in group 6. It is a steely-grey, lustrous, hard, and brittle transition metal.
Chromium metal is valued for its high corrosion resistance and hardness. A major development in steel production was the discovery that steel could be made highly resistant to corrosion and discoloration by adding metallic chromium to form stainless steel. Stainless steel and chrome plating (electroplating with chromium) together comprise 85% of the commercial use. Chromium is also greatly valued as a metal that is able to be highly polished while resisting tarnishing. Polished chromium reflects almost 70% of the visible spectrum, and almost 90% of infrared light. The name of the element is derived from the Greek word χρῶμα, chrōma, meaning color, because many chromium compounds are intensely colored.
Industrial production of chromium proceeds from chromite ore (mostly FeCr2O4) to produce ferrochromium, an iron-chromium alloy, by means of aluminothermic or silicothermic reactions. Ferrochromium is then used to produce alloys such as stainless steel. Pure chromium metal is produced by a different process: roasting and leaching of chromite to separate it from iron, followed by reduction with carbon and then aluminium.
In the United States, trivalent chromium (Cr(III)) ion is considered an essential nutrient in humans for insulin, sugar, and lipid metabolism. However, in 2014, the European Food Safety Authority, acting for the European Union, concluded that there was insufficient evidence for chromium to be recognized as essential.
While chromium metal and Cr(III) ions are considered non-toxic, hexavalent chromium, Cr(VI), is toxic and carcinogenic. According to the European Chemicals Agency (ECHA), chromium trioxide that is used in industrial electroplating processes is a "substance of very high concern" (SVHC).
Abandoned chromium production sites often require environmental cleanup.
Physical properties
Atomic
Chromium is the fourth transition metal found on the periodic table, and has an electron configuration of [Ar] 3d5 4s1. It is also the first element in the periodic table whose ground-state electron configuration violates the Aufbau principle. This occurs again later in the periodic table with other elements and their electron configurations, such as copper, niobium, and molybdenum. This occurs because electrons in the same orbital repel each other due to their like charges. In the previous elements, the energetic cost of promoting an electron to the next higher energy level is too great to compensate for that released by lessening inter-electronic repulsion. However, in the 3d transition metals, the energy gap between the 3d and the next-higher 4s subshell is very small, and because the 3d subshell is more compact than the 4s subshell, inter-electron repulsion is smaller between 4s electrons than between 3d electrons. This lowers the energetic cost of promotion and increases the energy released by it, so that the promotion becomes energetically feasible and one or even two electrons are always promoted to the 4s subshell. (Similar promotions happen for every transition metal atom but one, palladium.)
Chromium is the first element in the 3d series where the 3d electrons start to sink into the nucleus; they thus contribute less to metallic bonding, and hence the melting and boiling points and the enthalpy of atomisation of chromium are lower than those of the preceding element vanadium. Chromium(VI) is a strong oxidising agent in contrast to the molybdenum(VI) and tungsten(VI) oxides.
Bulk
Chromium is extremely hard, and is the third hardest element behind carbon (diamond) and boron. Its Mohs hardness is 8.5, which means that it can scratch samples of quartz and topaz, but can be scratched by corundum. Chromium is highly resistant to tarnishing, which makes it useful as a metal that preserves its outermost layer from corroding, unlike other metals such as copper, magnesium, and aluminium.
Chromium has a melting point of 1907 °C (3465 °F), which is relatively low compared to the majority of transition metals. However, it still has the second highest melting point out of all the Period 4 elements, being topped by vanadium by 3 °C (5 °F) at 1910 °C (3470 °F). The boiling point of 2671 °C (4840 °F), however, is comparatively lower, having the fourth lowest boiling point out of the Period 4 transition metals alone behind copper, manganese and zinc. The electrical resistivity of chromium at 20 °C is 125 nanoohm-meters.
Chromium has a high specular reflection in comparison to other transition metals. In infrared, at 425 μm, chromium has a maximum reflectance of about 72%, reducing to a minimum of 62% at 750 μm before rising again to 90% at 4000 μm. When chromium is used in stainless steel alloys and polished, the specular reflection decreases with the inclusion of additional metals, yet is still high in comparison with other alloys. Between 40% and 60% of the visible spectrum is reflected from polished stainless steel. The explanation on why chromium displays such a high turnout of reflected photon waves in general, especially the 90% in infrared, can be attributed to chromium's magnetic properties. Chromium has unique magnetic properties - chromium is the only elemental solid that shows antiferromagnetic ordering at room temperature and below. Above 38 °C, its magnetic ordering becomes paramagnetic. The antiferromagnetic properties, which cause the chromium atoms to temporarily ionize and bond with themselves, are present because the body-centric cubic's magnetic properties are disproportionate to the lattice periodicity. This is due to the magnetic moments at the cube's corners and the unequal, but antiparallel, cube centers. From here, the frequency-dependent relative permittivity of chromium, deriving from Maxwell's equations and chromium's antiferromagnetism, leaves chromium with a high infrared and visible light reflectance.
Passivation
Chromium metal left standing in air is passivated - it forms a thin, protective, surface layer of oxide. This layer has a spinel structure a few atomic layers thick; it is very dense and inhibits the diffusion of oxygen into the underlying metal. In contrast, iron forms a more porous oxide through which oxygen can migrate, causing continued rusting. Passivation can be enhanced by short contact with oxidizing acids like nitric acid. Passivated chromium is stable against acids. Passivation can be removed with a strong reducing agent that destroys the protective oxide layer on the metal. Chromium metal treated in this way readily dissolves in weak acids.
Chromium, unlike iron and nickel, does not suffer from hydrogen embrittlement. However, it does suffer from nitrogen embrittlement, reacting with nitrogen from air and forming brittle nitrides at the high temperatures necessary to work the metal parts.
Isotopes
Naturally occurring chromium is composed of four stable isotopes; 50Cr, 52Cr, 53Cr and 54Cr, with 52Cr being the most abundant (83.789% natural abundance). 50Cr is observationally stable, as it is theoretically capable of decaying to 50Ti via double electron capture with a half-life of no less than 1.3 years. Twenty-five radioisotopes have been characterized, ranging from 42Cr to 70Cr; the most stable radioisotope is 51Cr with a half-life of 27.7 days. All of the remaining radioactive isotopes have half-lives that are less than 24 hours and the majority less than 1 minute. Chromium also has two metastable nuclear isomers.
53Cr is the radiogenic decay product of 53Mn (half-life 3.74 million years). Chromium isotopes are typically collocated (and compounded) with manganese isotopes. This circumstance is useful in isotope geology. Manganese-chromium isotope ratios reinforce the evidence from 26Al and 107Pd concerning the early history of the Solar System. Variations in 53Cr/52Cr and Mn/Cr ratios from several meteorites indicate an initial 53Mn/55Mn ratio that suggests Mn-Cr isotopic composition must result from in-situ decay of 53Mn in differentiated planetary bodies. Hence 53Cr provides additional evidence for nucleosynthetic processes immediately before coalescence of the Solar System.
The isotopes of chromium range in atomic mass from 43 u (43Cr) to 67 u (67Cr). The primary decay mode before the most abundant stable isotope, 52Cr, is electron capture and the primary mode after is beta decay. 53Cr has been posited as a proxy for atmospheric oxygen concentration.
Chemistry and compounds
Chromium is a member of group 6, of the transition metals. The +3 and +6 states occur most commonly within chromium compounds, followed by +2; charges of +1, +4 and +5 for chromium are rare, but do nevertheless occasionally exist.
Common oxidation states
Chromium(0)
Many Cr(0) complexes are known. Bis(benzene)chromium and chromium hexacarbonyl are highlights in organochromium chemistry.
Chromium(II)
Chromium(II) compounds are uncommon, in part because they readily oxidize to chromium(III) derivatives in air. Water-stable chromium(II) chloride that can be made by reducing chromium(III) chloride with zinc. The resulting bright blue solution created from dissolving chromium(II) chloride is stable at neutral pH. Some other notable chromium(II) compounds include chromium(II) oxide , and chromium(II) sulfate . Many chromium(II) carboxylates are known. The red chromium(II) acetate (Cr2(O2CCH3)4) is somewhat famous. It features a Cr-Cr quadruple bond.
Chromium(III)
A large number of chromium(III) compounds are known, such as chromium(III) nitrate, chromium(III) acetate, and chromium(III) oxide. Chromium(III) can be obtained by dissolving elemental chromium in acids like hydrochloric acid or sulfuric acid, but it can also be formed through the reduction of chromium(VI) by cytochrome c7. The ion has a similar radius (63 pm) to (radius 50 pm), and they can replace each other in some compounds, such as in chrome alum and alum.
Chromium(III) tends to form octahedral complexes. Commercially available chromium(III) chloride hydrate is the dark green complex [CrCl2(H2O)4]Cl. Closely related compounds are the pale green [CrCl(H2O)5]Cl2 and violet [Cr(H2O)6]Cl3. If anhydrous violet chromium(III) chloride is dissolved in water, the violet solution turns green after some time as the chloride in the inner coordination sphere is replaced by water. This kind of reaction is also observed with solutions of chrome alum and other water-soluble chromium(III) salts. A tetrahedral coordination of chromium(III) has been reported for the Cr-centered Keggin anion [α-CrW12O40]5–.
Chromium(III) hydroxide (Cr(OH)3) is amphoteric, dissolving in acidic solutions to form [Cr(H2O)6]3+, and in basic solutions to form . It is dehydrated by heating to form the green chromium(III) oxide (Cr2O3), a stable oxide with a crystal structure identical to that of corundum.
Chromium(VI)
Chromium(VI) compounds are oxidants at low or neutral pH. Chromate anions () and dichromate (Cr2O72−) anions are the principal ions at this oxidation state. They exist at an equilibrium, determined by pH:
2 [CrO4]2− + 2 H+ [Cr2O7]2− + H2O
Chromium(VI) oxyhalides are known also and include chromyl fluoride (CrO2F2) and chromyl chloride (). However, despite several erroneous claims, chromium hexafluoride (as well as all higher hexahalides) remains unknown, as of 2020.
Sodium chromate is produced industrially by the oxidative roasting of chromite ore with sodium carbonate. The change in equilibrium is visible by a change from yellow (chromate) to orange (dichromate), such as when an acid is added to a neutral solution of potassium chromate. At yet lower pH values, further condensation to more complex oxyanions of chromium is possible.
Both the chromate and dichromate anions are strong oxidizing reagents at low pH:
+ 14 + 6 e− → 2 + 21 (ε0 = 1.33 V)
They are, however, only moderately oxidizing at high pH:
+ 4 + 3 e− → + 5 (ε0 = −0.13 V)
Chromium(VI) compounds in solution can be detected by adding an acidic hydrogen peroxide solution. The unstable dark blue chromium(VI) peroxide (CrO5) is formed, which can be stabilized as an ether adduct .
Chromic acid has the hypothetical formula . It is a vaguely described chemical, despite many well-defined chromates and dichromates being known. The dark red chromium(VI) oxide , the acid anhydride of chromic acid, is sold industrially as "chromic acid". It can be produced by mixing sulfuric acid with dichromate and is a strong oxidizing agent.
Other oxidation states
Compounds of chromium(V) are rather rare; the oxidation state +5 is only realized in few compounds but are intermediates in many reactions involving oxidations by chromate. The only binary compound is the volatile chromium(V) fluoride (CrF5). This red solid has a melting point of 30 °C and a boiling point of 117 °C. It can be prepared by treating chromium metal with fluorine at 400 °C and 200 bar pressure. The peroxochromate(V) is another example of the +5 oxidation state. Potassium peroxochromate (K3[Cr(O2)4]) is made by reacting potassium chromate with hydrogen peroxide at low temperatures. This red brown compound is stable at room temperature but decomposes spontaneously at 150–170 °C.
Compounds of chromium(IV) are slightly more common than those of chromium(V). The tetrahalides, CrF4, CrCl4, and CrBr4, can be produced by treating the trihalides () with the corresponding halogen at elevated temperatures. Such compounds are susceptible to disproportionation reactions and are not stable in water. Organic compounds containing Cr(IV) state such as chromium tetra t-butoxide are also known.
Most chromium(I) compounds are obtained solely by oxidation of electron-rich, octahedral chromium(0) complexes. Other chromium(I) complexes contain cyclopentadienyl ligands. As verified by X-ray diffraction, a Cr-Cr quintuple bond (length 183.51(4) pm) has also been described. Extremely bulky monodentate ligands stabilize this compound by shielding the quintuple bond from further reactions.
Occurrence
Chromium is the 21st most abundant element in Earth's crust with an average concentration of 100 ppm. Chromium compounds are found in the environment from the erosion of chromium-containing rocks, and can be redistributed by volcanic eruptions. Typical background concentrations of chromium in environmental media are: atmosphere <10 ng/m3; soil <500 mg/kg; vegetation <0.5 mg/kg; freshwater <10 μg/L; seawater <1 μg/L; sediment <80 mg/kg. Chromium is mined as chromite (FeCr2O4) ore.
About two-fifths of the chromite ores and concentrates in the world are produced in South Africa, about a third in Kazakhstan, while India, Russia, and Turkey are also substantial producers. Untapped chromite deposits are plentiful, but geographically concentrated in Kazakhstan and southern Africa. Although rare, deposits of native chromium exist. The Udachnaya Pipe in Russia produces samples of the native metal. This mine is a kimberlite pipe, rich in diamonds, and the reducing environment helped produce both elemental chromium and diamonds.
The relation between Cr(III) and Cr(VI) strongly depends on pH and oxidative properties of the location. In most cases, Cr(III) is the dominating species, but in some areas, the ground water can contain up to 39 µg/L of total chromium, of which 30 µg/L is Cr(VI).
History
Early applications
Chromium minerals as pigments came to the attention of the west in the eighteenth century. On 26 July 1761, Johann Gottlob Lehmann found an orange-red mineral in the Beryozovskoye mines in the Ural Mountains which he named Siberian red lead. Though misidentified as a lead compound with selenium and iron components, the mineral was in fact crocoite with a formula of PbCrO4. In 1770, Peter Simon Pallas visited the same site as Lehmann and found a red lead mineral that was discovered to possess useful properties as a pigment in paints. After Pallas, the use of Siberian red lead as a paint pigment began to develop rapidly throughout the region. Crocoite would be the principal source of chromium in pigments until the discovery of chromite many years later.
In 1794, Louis Nicolas Vauquelin received samples of crocoite ore. He produced chromium trioxide (CrO3) by mixing crocoite with hydrochloric acid. In 1797, Vauquelin discovered that he could isolate metallic chromium by heating the oxide in a charcoal oven, for which he is credited as the one who truly discovered the element. Vauquelin was also able to detect traces of chromium in precious gemstones, such as ruby and emerald.
During the nineteenth century, chromium was primarily used not only as a component of paints, but in tanning salts as well. For quite some time, the crocoite found in Russia was the main source for such tanning materials. In 1827, a larger chromite deposit was discovered near Baltimore, United States, which quickly met the demand for tanning salts much more adequately than the crocoite that had been used previously. This made the United States the largest producer of chromium products until the year 1848, when larger deposits of chromite were uncovered near the city of Bursa, Turkey. With the development of metallurgy and chemical industries in the Western world, the need for chromium increased.
Chromium is also famous for its reflective, metallic luster when polished. It is used as a protective and decorative coating on car parts, plumbing fixtures, furniture parts and many other items, usually applied by electroplating. Chromium was used for electroplating as early as 1848, but this use only became widespread with the development of an improved process in 1924.
Production
Approximately 28.8 million metric tons (Mt) of marketable chromite ore was produced in 2013, and converted into 7.5 Mt of ferrochromium. According to John F. Papp, writing for the USGS, "Ferrochromium is the leading end use of chromite ore, [and] stainless steel is the leading end use of ferrochromium."
The largest producers of chromium ore in 2013 have been South Africa (48%), Kazakhstan (13%), Turkey (11%), and India (10%), with several other countries producing the rest of about 18% of the world production.
The two main products of chromium ore refining are ferrochromium and metallic chromium. For those products the ore smelter process differs considerably. For the production of ferrochromium, the chromite ore (FeCr2O4) is reduced in large scale in electric arc furnace or in smaller smelters with either aluminium or silicon in an aluminothermic reaction.
For the production of pure chromium, the iron must be separated from the chromium in a two step roasting and leaching process. The chromite ore is heated with a mixture of calcium carbonate and sodium carbonate in the presence of air. The chromium is oxidized to the hexavalent form, while the iron forms the stable Fe2O3. The subsequent leaching at higher elevated temperatures dissolves the chromates and leaves the insoluble iron oxide. The chromate is converted by sulfuric acid into the dichromate.
4 FeCr2O4 + 8 Na2CO3 + 7 O2 → 8 Na2CrO4 + 2 Fe2O3 + 8 CO2
2 Na2CrO4 + H2SO4 → Na2Cr2O7 + Na2SO4 + H2O
The dichromate is converted to the chromium(III) oxide by reduction with carbon and then reduced in an aluminothermic reaction to chromium.
Na2Cr2O7 + 2 C → Cr2O3 + Na2CO3 + CO
Cr2O3 + 2 Al → Al2O3 + 2 Cr
Applications
The creation of metal alloys account for 85% of the available chromium's usage. The remainder of chromium is used in the chemical, refractory, and foundry industries.
Metallurgy
The strengthening effect of forming stable metal carbides at grain boundaries, and the strong increase in corrosion resistance made chromium an important alloying material for steel. High-speed tool steels contain between 3 and 5% chromium. Stainless steel, the primary corrosion-resistant metal alloy, is formed when chromium is introduced to iron in concentrations above 11%. For stainless steel's formation, ferrochromium is added to the molten iron. Also, nickel-based alloys have increased strength due to the formation of discrete, stable, metal, carbide particles at the grain boundaries. For example, Inconel 718 contains 18.6% chromium. Because of the excellent high-temperature properties of these nickel superalloys, they are used in jet engines and gas turbines in lieu of common structural materials. ASTM B163 relies on Chromium for condenser and heat-exchanger tubes, while castings with high strength at elevated temperatures that contain Chromium are standardised with ASTM A567. AISI type 332 is used where high temperature would normally cause carburization, oxidation or corrosion. Incoloy 800 "is capable of remaining stable and maintaining its austenitic structure even after long time exposures to high temperatures". Nichrome is used as resistance wire for heating elements in things like toasters and space heaters. These uses make chromium a strategic material. Consequently, during World War II, U.S. road engineers were instructed to avoid chromium in yellow road paint, as it "may become a critical material during the emergency." The United States likewise considered chromium "essential for the German war industry" and made intense diplomatic efforts to keep it out of the hands of Nazi Germany.
The high hardness and corrosion resistance of unalloyed chromium makes it a reliable metal for surface coating; it is still the most popular metal for sheet coating, with its above-average durability, compared to other coating metals. A layer of chromium is deposited on pretreated metallic surfaces by electroplating techniques. There are two deposition methods: thin, and thick. Thin deposition involves a layer of chromium below 1 µm thickness deposited by chrome plating, and is used for decorative surfaces. Thicker chromium layers are deposited if wear-resistant surfaces are needed. Both methods use acidic chromate or dichromate solutions. To prevent the energy-consuming change in oxidation state, the use of chromium(III) sulfate is under development; for most applications of chromium, the previously established process is used.
In the chromate conversion coating process, the strong oxidative properties of chromates are used to deposit a protective oxide layer on metals like aluminium, zinc, and cadmium. This passivation and the self-healing properties of the chromate stored in the chromate conversion coating, which is able to migrate to local defects, are the benefits of this coating method. Because of environmental and health regulations on chromates, alternative coating methods are under development.
Chromic acid anodizing (or Type I anodizing) of aluminium is another electrochemical process that does not lead to the deposition of chromium, but uses chromic acid as an electrolyte in the solution. During anodization, an oxide layer is formed on the aluminium. The use of chromic acid, instead of the normally used sulfuric acid, leads to a slight difference of these oxide layers.
The high toxicity of Cr(VI) compounds, used in the established chromium electroplating process, and the strengthening of safety and environmental regulations demand a search for substitutes for chromium, or at least a change to less toxic chromium(III) compounds.
Pigment
The mineral crocoite (which is also lead chromate PbCrO4) was used as a yellow pigment shortly after its discovery. After a synthesis method became available starting from the more abundant chromite, chrome yellow was, together with cadmium yellow, one of the most used yellow pigments. The pigment does not photodegrade, but it tends to darken due to the formation of chromium(III) oxide. It has a strong color, and was used for school buses in the United States and for the postal services (for example, the Deutsche Post) in Europe. The use of chrome yellow has since declined due to environmental and safety concerns and was replaced by organic pigments or other alternatives that are free from lead and chromium. Other pigments that are based around chromium are, for example, the deep shade of red pigment chrome red, which is simply lead chromate with lead(II) hydroxide (PbCrO4·Pb(OH)2). A very important chromate pigment, which was used widely in metal primer formulations, was zinc chromate, now replaced by zinc phosphate. A wash primer was formulated to replace the dangerous practice of pre-treating aluminium aircraft bodies with a phosphoric acid solution. This used zinc tetroxychromate dispersed in a solution of polyvinyl butyral. An 8% solution of phosphoric acid in solvent was added just before application. It was found that an easily oxidized alcohol was an essential ingredient. A thin layer of about 10–15 µm was applied, which turned from yellow to dark green when it was cured. There is still a question as to the correct mechanism. Chrome green is a mixture of Prussian blue and chrome yellow, while the chrome oxide green is chromium(III) oxide.
Chromium oxides are also used as a green pigment in the field of glassmaking and also as a glaze for ceramics. Green chromium oxide is extremely lightfast and as such is used in cladding coatings. It is also the main ingredient in infrared reflecting paints, used by the armed forces to paint vehicles and to give them the same infrared reflectance as green leaves.
Other uses
Chromium(III) ions present in corundum crystals (aluminium oxide) cause them to be colored red; when corundum appears as such, it is known as a ruby. If the corundum is lacking in chromium(III) ions, it is known as a sapphire. A red-colored artificial ruby may also be achieved by doping chromium(III) into artificial corundum crystals, thus making chromium a requirement for making synthetic rubies. Such a synthetic ruby crystal was the basis for the first laser, produced in 1960, which relied on stimulated emission of light from the chromium atoms in such a crystal. Ruby has a laser transition at 694.3 nanometers, in a deep red color.
Because of their toxicity, chromium(VI) salts are used for the preservation of wood. For example, chromated copper arsenate (CCA) is used in timber treatment to protect wood from decay fungi, wood-attacking insects, including termites, and marine borers. The formulations contain chromium based on the oxide CrO3 between 35.3% and 65.5%. In the United States, 65,300 metric tons of CCA solution were used in 1996.
Chromium(III) salts, especially chrome alum and chromium(III) sulfate, are used in the tanning of leather. The chromium(III) stabilizes the leather by cross linking the collagen fibers. Chromium tanned leather can contain between 4 and 5% of chromium, which is tightly bound to the proteins. Although the form of chromium used for tanning is not the toxic hexavalent variety, there remains interest in management of chromium in the tanning industry. Recovery and reuse, direct/indirect recycling, and "chrome-less" or "chrome-free" tanning are practiced to better manage chromium usage.
The high heat resistivity and high melting point makes chromite and chromium(III) oxide a material for high temperature refractory applications, like blast furnaces, cement kilns, molds for the firing of bricks and as foundry sands for the casting of metals. In these applications, the refractory materials are made from mixtures of chromite and magnesite. The use is declining because of the environmental regulations due to the possibility of the formation of chromium(VI).
Several chromium compounds are used as catalysts for processing hydrocarbons. For example, the Phillips catalyst, prepared from chromium oxides, is used for the production of about half the world's polyethylene. Fe-Cr mixed oxides are employed as high-temperature catalysts for the water gas shift reaction. Copper chromite is a useful hydrogenation catalyst.
Chromates of metals are used in humistor.
Uses of compounds
Chromium(IV) oxide (CrO2) is a magnetic compound. Its ideal shape anisotropy, which imparts high coercivity and remnant magnetization, made it a compound superior to γ-Fe2O3. Chromium(IV) oxide is used to manufacture magnetic tape used in high-performance audio tape and standard audio cassettes.
Chromium(III) oxide (Cr2O3) is a metal polish known as green rouge.
Chromic acid is a powerful oxidizing agent and is a useful compound for cleaning laboratory glassware of any trace of organic compounds. It is prepared by dissolving potassium dichromate in concentrated sulfuric acid, which is then used to wash the apparatus. Sodium dichromate is sometimes used because of its higher solubility (50 g/L versus 200 g/L respectively). The use of dichromate cleaning solutions is now phased out due to the high toxicity and environmental concerns. Modern cleaning solutions are highly effective and chromium free.
Potassium dichromate is a chemical reagent, used as a titrating agent.
Chromates are added to drilling muds to prevent corrosion of steel under wet conditions.
Chrome alum is Chromium(III) potassium sulfate and is used as a mordant (i.e., a fixing agent) for dyes in fabric and in tanning.
Biological role
The biologically beneficial effects of chromium(III) are debated. Chromium is accepted by the U.S. National Institutes of Health as a trace element for its roles in the action of insulin, a hormone that mediates the metabolism and storage of carbohydrate, fat, and protein. The mechanism of its actions in the body, however, have not been defined, leaving in question the essentiality of chromium.
In contrast, hexavalent chromium (Cr(VI) or Cr6+) is highly toxic and mutagenic. Ingestion of chromium(VI) in water has been linked to stomach tumors, and it may also cause allergic contact dermatitis (ACD).
"Chromium deficiency", involving a lack of Cr(III) in the body, or perhaps some complex of it, such as glucose tolerance factor, is controversial. Some studies suggest that the biologically active form of chromium (III) is transported in the body via an oligopeptide called low-molecular-weight chromium-binding substance (LMWCr), which might play a role in the insulin signaling pathway.
The chromium content of common foods is generally low (1–13 micrograms per serving). The chromium content of food varies widely, due to differences in soil mineral content, growing season, plant cultivar, and contamination during processing. Chromium (and nickel) leach into food cooked in stainless steel, with the effect being largest when the cookware is new. Acidic foods that are cooked for many hours also exacerbate this effect.
Dietary recommendations
There is disagreement on chromium's status as an essential nutrient. Governmental departments from Australia, New Zealand, India, Japan, and the United States consider chromium essential while the European Food Safety Authority (EFSA) of the European Union does not.
The U.S. National Academy of Medicine (NAM) updated the Estimated Average Requirements (EARs) and the Recommended Dietary Allowances (RDAs) for chromium in 2001. For chromium, there was insufficient information to set EARs and RDAs, so its needs are described as estimates for Adequate Intakes (AIs). The current AIs of chromium for women ages 14 through 50 is 25 μg/day, and the AIs for women ages 50 and above is 20 μg/day. The AIs for women who are pregnant are 30 μg/day, and for women who are lactating, the set AIs are 45 μg/day. The AIs for men ages 14 through 50 are 35 μg/day, and the AIs for men ages 50 and above are 30 μg/day. For children ages 1 through 13, the AIs increase with age from 0.2 μg/day up to 25 μg/day. As for safety, the NAM sets Tolerable Upper Intake Levels (ULs) for vitamins and minerals when the evidence is sufficient. In the case of chromium, there is not yet enough information, hence no UL has been established. Collectively, the EARs, RDAs, AIs, and ULs are the parameters for the nutrition recommendation system known as Dietary Reference Intake (DRI). Australia and New Zealand consider chromium to be an essential nutrient, with an AI of 35 μg/day for men, 25 μg/day for women, 30 μg/day for women who are pregnant, and 45 μg/day for women who are lactating. A UL has not been set due to the lack of sufficient data. India considers chromium to be an essential nutrient, with an adult recommended intake of 33 μg/day. Japan also considers chromium to be an essential nutrient, with an AI of 10 μg/day for adults, including women who are pregnant or lactating. A UL has not been set. The EFSA of the European Union however, does not consider chromium to be an essential nutrient; chromium is the only mineral for which the United States and the European Union disagree.
Labeling
For U.S. food and dietary supplement labeling purposes, the amount of the substance in a serving is expressed as a percent of the Daily Value (%DV). For chromium labeling purposes, 100% of the Daily Value was 120 μg. As of May 27, 2016, the percentage of daily value was revised to 35 μg to bring the chromium intake into a consensus with the official Recommended Dietary Allowance. A table of the old and new adult daily values is provided at Reference Daily Intake.
Food sources
Food composition databases such as those maintained by the U.S. Department of Agriculture do not contain information on the chromium content of foods. A wide variety of animal and vegetable foods contain chromium. Content per serving is influenced by the chromium content of the soil in which the plants are grown, by foodstuffs fed to animals, and by processing methods, as chromium is leached into foods if processed or cooked in stainless steel equipment. One diet analysis study conducted in Mexico reported an average daily chromium intake of 30 micrograms. An estimated 31% of adults in the United States consume multi-vitamin/mineral dietary supplements, which often contain 25 to 60 micrograms of chromium.
Supplementation
Chromium is an ingredient in total parenteral nutrition (TPN), because deficiency can occur after months of intravenous feeding with chromium-free TPN. It is also added to nutritional products for preterm infants. Although the mechanism of action in biological roles for chromium is unclear, in the United States chromium-containing products are sold as non-prescription dietary supplements in amounts ranging from 50 to 1,000 μg. Lower amounts of chromium are also often incorporated into multi-vitamin/mineral supplements consumed by an estimated 31% of adults in the United States. Chemical compounds used in dietary supplements include chromium chloride, chromium citrate, chromium(III) picolinate, chromium(III) polynicotinate, and other chemical compositions. The benefit of supplements has not been proven.
Approved and disapproved health claims
In 2005, the U.S. Food and Drug Administration had approved a qualified health claim for chromium picolinate with a requirement for very specific label wording: "One small study suggests that chromium picolinate may reduce the risk of insulin resistance, and therefore possibly may reduce the risk of type 2 diabetes. FDA concludes, however, that the existence of such a relationship between chromium picolinate and either insulin resistance or type 2 diabetes is highly uncertain." At the same time, in answer to other parts of the petition, the FDA rejected claims for chromium picolinate and cardiovascular disease, retinopathy or kidney disease caused by abnormally high blood sugar levels. In 2010, chromium(III) picolinate was approved by Health Canada to be used in dietary supplements. Approved labeling statements include: a factor in the maintenance of good health, provides support for healthy glucose metabolism, helps the body to metabolize carbohydrates and helps the body to metabolize fats. The European Food Safety Authority (EFSA) approved claims in 2010 that chromium contributed to normal macronutrient metabolism and maintenance of normal blood glucose concentration, but rejected claims for maintenance or achievement of a normal body weight, or reduction of tiredness or fatigue.
Given the evidence for chromium deficiency causing problems with glucose management in the context of intravenous nutrition products formulated without chromium, research interest turned to whether chromium supplementation would benefit people who have type 2 diabetes but are not chromium deficient. Looking at the results from four meta-analyses, one reported a statistically significant decrease in fasting plasma glucose levels (FPG) and a non-significant trend in lower hemoglobin A1C. A second reported the same, a third reported significant decreases for both measures, while a fourth reported no benefit for either. A review published in 2016 listed 53 randomized clinical trials that were included in one or more of six meta-analyses. It concluded that whereas there may be modest decreases in FPG and/or HbA1C that achieve statistical significance in some of these meta-analyses, few of the trials achieved decreases large enough to be expected to be relevant to clinical outcome.
Two systematic reviews looked at chromium supplements as a mean of managing body weight in overweight and obese people. One, limited to chromium picolinate, a popular supplement ingredient, reported a statistically significant −1.1 kg (2.4 lb) weight loss in trials longer than 12 weeks. The other included all chromium compounds and reported a statistically significant −0.50 kg (1.1 lb) weight change. Change in percent body fat did not reach statistical significance. Authors of both reviews considered the clinical relevance of this modest weight loss as uncertain/unreliable. The European Food Safety Authority reviewed the literature and concluded that there was insufficient evidence to support a claim.
Chromium is promoted as a sports performance dietary supplement, based on the theory that it potentiates insulin activity, with anticipated results of increased muscle mass, and faster recovery of glycogen storage during post-exercise recovery. A review of clinical trials reported that chromium supplementation did not improve exercise performance or increase muscle strength. The International Olympic Committee reviewed dietary supplements for high-performance athletes in 2018 and concluded there was no need to increase chromium intake for athletes, nor support for claims of losing body fat.
Fresh-water fish
Chromium is naturally present in the environment in trace amounts, but industrial use in rubber and stainless steel manufacturing, chrome plating, dyes for textiles, tanneries and other uses contaminates aquatic systems. In Bangladesh, rivers in or downstream from industrialized areas exhibit heavy metal contamination. Irrigation water standards for chromium are 0.1 mg/L, but some rivers are more than five times that amount. The standard for fish for human consumption is less than 1 mg/kg, but many tested samples were more than five times that amount. Chromium, especially hexavalent chromium, is highly toxic to fish because it is easily absorbed across the gills, readily enters blood circulation, crosses cell membranes and bioconcentrates up the food chain. In contrast, the toxicity of trivalent chromium is very low, attributed to poor membrane permeability and little biomagnification.
Acute and chronic exposure to chromium(VI) affects fish behavior, physiology, reproduction and survival. Hyperactivity and erratic swimming have been reported in contaminated environments. Egg hatching and fingerling survival are affected. In adult fish there are reports of histopathological damage to liver, kidney, muscle, intestines, and gills. Mechanisms include mutagenic gene damage and disruptions of enzyme functions.
There is evidence that fish may not require chromium, but benefit from a measured amount in diet. In one study, juvenile fish gained weight on a zero chromium diet, but the addition of 500 μg of chromium in the form of chromium chloride or other supplement types, per kilogram of food (dry weight), increased weight gain. At 2,000 μg/kg the weight gain was no better than with the zero chromium diet, and there were increased DNA strand breaks.
Precautions
Water-insoluble chromium(III) compounds and chromium metal are not considered a health hazard, while the toxicity and carcinogenic properties of chromium(VI) have been known for a long time. Because of the specific transport mechanisms, only limited amounts of chromium(III) enter the cells. Acute oral toxicity ranges between 50 and 150 mg/kg. A 2008 review suggested that moderate uptake of chromium(III) through dietary supplements poses no genetic-toxic risk. In the US, the Occupational Safety and Health Administration (OSHA) has designated an air permissible exposure limit (PEL) in the workplace as a time-weighted average (TWA) of 1 mg/m3. The National Institute for Occupational Safety and Health (NIOSH) has set a recommended exposure limit (REL) of 0.5 mg/m3, time-weighted average. The IDLH (immediately dangerous to life and health) value is 250 mg/m3.
Chromium(VI) toxicity
The acute oral toxicity for chromium(VI) ranges between 1.5 and 3.3 mg/kg. In the body, chromium(VI) is reduced by several mechanisms to chromium(III) already in the blood before it enters the cells. The chromium(III) is excreted from the body, whereas the chromate ion is transferred into the cell by a transport mechanism, by which also sulfate and phosphate ions enter the cell. The acute toxicity of chromium(VI) is due to its strong oxidant properties. After it reaches the blood stream, it damages the kidneys, the liver and blood cells through oxidation reactions. Hemolysis, renal, and liver failure result. Aggressive dialysis can be therapeutic.
The carcinogenity of chromate dust has been known for a long time, and in 1890 the first publication described the elevated cancer risk of workers in a chromate dye company. Three mechanisms have been proposed to describe the genotoxicity of chromium(VI). The first mechanism includes highly reactive hydroxyl radicals and other reactive radicals which are by products of the reduction of chromium(VI) to chromium(III). The second process includes the direct binding of chromium(V), produced by reduction in the cell, and chromium(IV) compounds to the DNA. The last mechanism attributed the genotoxicity to the binding to the DNA of the end product of the chromium(III) reduction.
Chromium salts (chromates) are also the cause of allergic reactions in some people. Chromates are often used to manufacture, amongst other things, leather products, paints, cement, mortar and anti-corrosives. Contact with products containing chromates can lead to allergic contact dermatitis and irritant dermatitis, resulting in ulceration of the skin, sometimes referred to as "chrome ulcers". This condition is often found in workers that have been exposed to strong chromate solutions in electroplating, tanning and chrome-producing manufacturers.
Environmental issues
Because chromium compounds were used in dyes, paints, and leather tanning compounds, these compounds are often found in soil and groundwater at active and abandoned industrial sites, needing environmental cleanup and remediation. Primer paint containing hexavalent chromium is still widely used for aerospace and automobile refinishing applications.
In 2010, the Environmental Working Group studied the drinking water in 35 American cities in the first nationwide study. The study found measurable hexavalent chromium in the tap water of 31 of the cities sampled, with Norman, Oklahoma, at the top of list; 25 cities had levels that exceeded California's proposed limit.
The more toxic hexavalent chromium form can be reduced to the less soluble trivalent oxidation state in soils by organic matter, ferrous iron, sulfides, and other reducing agents, with the rates of such reduction being faster under more acidic conditions than under more alkaline ones. In contrast, trivalent chromium can be oxidized to hexavalent chromium in soils by manganese oxides, such as Mn(III) and Mn(IV) compounds. Since the solubility and toxicity of chromium (VI) are greater that those of chromium (III), the oxidation-reduction conversions between the two oxidation states have implications for movement and bioavailability of chromium in soils, groundwater, and plants.
Notes
References
General bibliography
External links
ATSDR Case Studies in Environmental Medicine: Chromium Toxicity U.S. Department of Health and Human Services
IARC Monograph "Chromium and Chromium compounds"
It's Elemental – The Element Chromium
The Merck Manual – Mineral Deficiency and Toxicity
National Institute for Occupational Safety and Health – Chromium Page
Chromium at The Periodic Table of Videos (University of Nottingham)
Chemical elements
Dietary minerals
Native element minerals
Chemical hazards
Chemical elements with body-centered cubic structure |
5672 | https://en.wikipedia.org/wiki/Cadmium | Cadmium | Cadmium is a chemical element with the symbol Cd and atomic number 48. This soft, silvery-white metal is chemically similar to the two other stable metals in group 12, zinc and mercury. Like zinc, it demonstrates oxidation state +2 in most of its compounds, and like mercury, it has a lower melting point than the transition metals in groups 3 through 11. Cadmium and its congeners in group 12 are often not considered transition metals, in that they do not have partly filled d or f electron shells in the elemental or common oxidation states. The average concentration of cadmium in Earth's crust is between 0.1 and 0.5 parts per million (ppm). It was discovered in 1817 simultaneously by Stromeyer and Hermann, both in Germany, as an impurity in zinc carbonate.
Cadmium occurs as a minor component in most zinc ores and is a byproduct of zinc production. Cadmium was used for a long time as a corrosion-resistant plating on steel, and cadmium compounds are used as red, orange, and yellow pigments, to color glass, and to stabilize plastic. Cadmium use is generally decreasing because it is toxic (it is specifically listed in the European Restriction of Hazardous Substances Directive) and nickel–cadmium batteries have been replaced with nickel–metal hydride and lithium-ion batteries. One of its few new uses is in cadmium telluride solar panels.
Although cadmium has no known biological function in higher organisms, a cadmium-dependent carbonic anhydrase has been found in marine diatoms.
Characteristics
Physical properties
Cadmium is a soft, malleable, ductile, silvery-white divalent metal. It is similar in many respects to zinc but forms complex compounds. Unlike most other metals, cadmium is resistant to corrosion and is used as a protective plate on other metals. As a bulk metal, cadmium is insoluble in water and is not flammable; however, in its powdered form it may burn and release toxic fumes.
Chemical properties
Although cadmium usually has an oxidation state of +2, it also exists in the +1 state. Cadmium and its congeners are not always considered transition metals, in that they do not have partly filled d or f electron shells in the elemental or common oxidation states. Cadmium burns in air to form brown amorphous cadmium oxide (CdO); the crystalline form of this compound is a dark red which changes color when heated, similar to zinc oxide. Hydrochloric acid, sulfuric acid, and nitric acid dissolve cadmium by forming cadmium chloride (CdCl2), cadmium sulfate (CdSO4), or cadmium nitrate (Cd(NO3)2). The oxidation state +1 can be produced by dissolving cadmium in a mixture of cadmium chloride and aluminium chloride, forming the Cd22+ cation, which is similar to the Hg22+ cation in mercury(I) chloride.
Cd + CdCl2 + 2 AlCl3 → Cd2(AlCl4)2
The structures of many cadmium complexes with nucleobases, amino acids, and vitamins have been determined.
Isotopes
Naturally occurring cadmium is composed of eight isotopes. Two of them are radioactive, and three are expected to decay but have not measurably done so under laboratory conditions. The two natural radioactive isotopes are 113Cd (beta decay, half-life is ) and 116Cd (two-neutrino double beta decay, half-life is ). The other three are 106Cd, 108Cd (both double electron capture), and 114Cd (double beta decay); only lower limits on these half-lives have been determined. At least three isotopes – 110Cd, 111Cd, and 112Cd – are stable. Among the isotopes that do not occur naturally, the most long-lived are 109Cd with a half-life of 462.6 days, and 115Cd with a half-life of 53.46 hours. All of the remaining radioactive isotopes have half-lives of less than 2.5 hours, and the majority have half-lives of less than 5 minutes. Cadmium has 8 known meta states, with the most stable being 113mCd (t1⁄2 = 14.1 years), 115mCd (t1⁄2 = 44.6 days), and 117mCd (t1⁄2 = 3.36 hours).
The known isotopes of cadmium range in atomic mass from 94.950 u (95Cd) to 131.946 u (132Cd). For isotopes lighter than 112 u, the primary decay mode is electron capture and the dominant decay product is element 47 (silver). Heavier isotopes decay mostly through beta emission producing element 49 (indium).
One isotope of cadmium, 113Cd, absorbs neutrons with high selectivity: With very high probability, neutrons with energy below the cadmium cut-off will be absorbed; those higher than the cut-off will be transmitted. The cadmium cut-off is about 0.5 eV, and neutrons below that level are deemed slow neutrons, distinct from intermediate and fast neutrons.
Cadmium is created via the s-process in low- to medium-mass stars with masses of 0.6 to 10 solar masses, over thousands of years. In that process, a silver atom captures a neutron and then undergoes beta decay.
History
Cadmium (Latin cadmia, Greek καδμεία meaning "calamine", a cadmium-bearing mixture of minerals that was named after the Greek mythological character Κάδμος, Cadmus, the founder of Thebes) was discovered in contaminated zinc compounds sold in pharmacies in Germany in 1817 by Friedrich Stromeyer. Karl Samuel Leberecht Hermann simultaneously investigated the discoloration in zinc oxide and found an impurity, first suspected to be arsenic, because of the yellow precipitate with hydrogen sulfide. Additionally Stromeyer discovered that one supplier sold zinc carbonate instead of zinc oxide. Stromeyer found the new element as an impurity in zinc carbonate (calamine), and, for 100 years, Germany remained the only important producer of the metal. The metal was named after the Latin word for calamine, because it was found in this zinc ore. Stromeyer noted that some impure samples of calamine changed color when heated but pure calamine did not. He was persistent in studying these results and eventually isolated cadmium metal by roasting and reducing the sulfide. The potential for cadmium yellow as pigment was recognized in the 1840s, but the lack of cadmium limited this application.
Even though cadmium and its compounds are toxic in certain forms and concentrations, the British Pharmaceutical Codex from 1907 states that cadmium iodide was used as a medication to treat "enlarged joints, scrofulous glands, and chilblains".
In 1907, the International Astronomical Union defined the international ångström in terms of a red cadmium spectral line (1 wavelength = 6438.46963 Å). This was adopted by the 7th General Conference on Weights and Measures in 1927. In 1960, the definitions of both the metre and ångström were changed to use krypton.
After the industrial scale production of cadmium started in the 1930s and 1940s, the major application of cadmium was the coating of iron and steel to prevent corrosion; in 1944, 62% and in 1956, 59% of the cadmium in the United States was used for plating. In 1956, 24% of the cadmium in the United States was used for a second application in red, orange and yellow pigments from sulfides and selenides of cadmium.
The stabilizing effect of cadmium chemicals like the carboxylates cadmium laurate and cadmium stearate on PVC led to an increased use of those compounds in the 1970s and 1980s. The demand for cadmium in pigments, coatings, stabilizers, and alloys declined as a result of environmental and health regulations in the 1980s and 1990s; in 2006, only 7% of to total cadmium consumption was used for plating, and only 10% was used for pigments.
At the same time, these decreases in consumption were compensated by a growing demand for cadmium for nickel–cadmium batteries, which accounted for 81% of the cadmium consumption in the United States in 2006.
Occurrence
Cadmium makes up about 0.1 ppm of Earth's crust. It is much rarer than zinc, which makes up about 65 ppm. No significant deposits of cadmium-containing ores are known. The only cadmium mineral of importance, greenockite (CdS), is nearly always associated with sphalerite (ZnS). This association is caused by geochemical similarity between zinc and cadmium, with no geological process likely to separate them. Thus, cadmium is produced mainly as a byproduct of mining, smelting, and refining sulfidic ores of zinc, and, to a lesser degree, lead and copper. Small amounts of cadmium, about 10% of consumption, are produced from secondary sources, mainly from dust generated by recycling iron and steel scrap. Production in the United States began in 1907, but wide use began after World War I.
Metallic cadmium can be found in the Vilyuy River basin in Siberia.
Rocks mined for phosphate fertilizers contain varying amounts of cadmium, resulting in a cadmium concentration of as much as 300 mg/kg in the fertilizers and a high cadmium content in agricultural soils. Coal can contain significant amounts of cadmium, which ends up mostly in coal fly ash.
Cadmium in soil can be absorbed by crops such as rice and cocoa. Chinese ministry of agriculture measured in 2002 that 28% of rice it sampled had excess lead and 10% had excess cadmium above limits defined by law. Consumer Reports tested 28 brands of dark chocolate sold in the United States in 2022, and found cadmium in all of them, with 13 exceeding the California Maximum Allowable Dose level.
Some plants such as willow trees and poplars have been found to clean both lead and cadmium from soil.
Typical background concentrations of cadmium do not exceed 5 ng/m3 in the atmosphere; 2 mg/kg in soil; 1 μg/L in freshwater and 50 ng/L in seawater. Concentrations of cadmium above 10 μg/L may be stable in water having low total solute concentrations and p H and can be difficult to remove by conventional water treatment processes.
Production
Cadmium is a common impurity in zinc ores, and it is most often isolated during the production of zinc. Some zinc ores concentrates from zinc sulfate ores contain up to 1.4% of cadmium. In the 1970s, the output of cadmium was per ton of zinc. Zinc sulfide ores are roasted in the presence of oxygen, converting the zinc sulfide to the oxide. Zinc metal is produced either by smelting the oxide with carbon or by electrolysis in sulfuric acid. Cadmium is isolated from the zinc metal by vacuum distillation if the zinc is smelted, or cadmium sulfate is precipitated from the electrolysis solution.
The British Geological Survey reports that in 2001, China was the top producer of cadmium with almost one-sixth of the world's production, closely followed by South Korea and Japan.
Applications
Cadmium is a common component of electric batteries, pigments, coatings, and electroplating.
Batteries
In 2009, 86% of cadmium was used in batteries, predominantly in rechargeable nickel–cadmium batteries. Nickel–cadmium cells have a nominal cell potential of 1.2 V. The cell consists of a positive nickel hydroxide electrode and a negative cadmium electrode plate separated by an alkaline electrolyte (potassium hydroxide). The European Union put a limit on cadmium in electronics in 2004 of 0.01%, with some exceptions, and in 2006 reduced the limit on cadmium content to 0.002%. Another type of battery based on cadmium is the silver–cadmium battery.
Electroplating
Cadmium electroplating, consuming 6% of the global production, is used in the aircraft industry to reduce corrosion of steel components. This coating is passivated by chromate salts. A limitation of cadmium plating is hydrogen embrittlement of high-strength steels from the electroplating process. Therefore, steel parts heat-treated to tensile strength above 1300 MPa (200 ksi) should be coated by an alternative method (such as special low-embrittlement cadmium electroplating processes or physical vapor deposition).
Titanium embrittlement from cadmium-plated tool residues resulted in banishment of those tools (and the implementation of routine tool testing to detect cadmium contamination) in the A-12/SR-71, U-2, and subsequent aircraft programs that use titanium.
Nuclear fission
Cadmium is used in the control rods of nuclear reactors, acting as a very effective neutron poison to control neutron flux in nuclear fission. When cadmium rods are inserted in the core of a nuclear reactor, cadmium absorbs neutrons, preventing them from creating additional fission events, thus controlling the amount of reactivity. The pressurized water reactor designed by Westinghouse Electric Company uses an alloy consisting of 80% silver, 15% indium, and 5% cadmium.
Televisions
QLED TVs have been starting to include cadmium in construction. Some companies have been looking to reduce the environmental impact of human exposure and pollution of the material in televisions during production.
Anticancer drugs
Complexes based on heavy metals have great potential for the treatment of a wide variety of cancers but their use is often limited due to toxic side effects. However, scientists are advancing in the field and new promising cadmium complex compounds with reduced toxicity have been discovered.
Compounds
Cadmium oxide was used in black and white television phosphors and in the blue and green phosphors of color television cathode ray tubes. Cadmium sulfide (CdS) is used as a photoconductive surface coating for photocopier drums.
Various cadmium salts are used in paint pigments, with CdS as a yellow pigment being the most common. Cadmium selenide is a red pigment, commonly called cadmium red. To painters who work with the pigment, cadmium provides the most brilliant and durable yellows, oranges, and reds – so much so that during production, these colors are significantly toned down before they are ground with oils and binders or blended into watercolors, gouaches, acrylics, and other paint and pigment formulations. Because these pigments are potentially toxic, users should use a barrier cream on the hands to prevent absorption through the skin even though the amount of cadmium absorbed into the body through the skin is reported to be less than 1%.
In PVC, cadmium was used as heat, light, and weathering stabilizers. Currently, cadmium stabilizers have been completely replaced with barium-zinc, calcium-zinc and organo-tin stabilizers. Cadmium is used in many kinds of solder and bearing alloys, because it has a low coefficient of friction and fatigue resistance. It is also found in some of the lowest-melting alloys, such as Wood's metal.
Semiconductors
Cadmium is an element in some semiconductor materials. Cadmium sulfide, cadmium selenide, and cadmium telluride are used in some photodetectors and solar cells. HgCdTe detectors are sensitive to mid-infrared light and used in some motion detectors.
Laboratory uses
Helium–cadmium lasers are a common source of blue or ultraviolet laser light. Lasers at wavelengths of 325, 354 and 442 nm are made using this gain medium; some models can switch between these wavelengths. They are notably used in fluorescence microscopy as well as various laboratory uses requiring laser light at these wavelengths.
Cadmium selenide quantum dots emit bright luminescence under UV excitation (He–Cd laser, for example). The color of this luminescence can be green, yellow or red depending on the particle size. Colloidal solutions of those particles are used for imaging of biological tissues and solutions with a fluorescence microscope.
In molecular biology, cadmium is used to block voltage-dependent calcium channels from fluxing calcium ions, as well as in hypoxia research to stimulate proteasome-dependent degradation of Hif-1α.
Cadmium-selective sensors based on the fluorophore BODIPY have been developed for imaging and sensing of cadmium in cells. One powerful method for monitoring cadmium in aqueous environments involves electrochemistry. By employing a self-assembled monolayer one can obtain a cadmium selective electrode with a ppt-level sensitivity.
Biological role and research
Cadmium has no known function in higher organisms and is considered toxic. Cadmium is considered an environmental pollutant that causes health hazard to living organisms. Administration of cadmium to cells causes oxidative stress and increases the levels of antioxidants produced by cells to protect against macro molecular damage.
However a cadmium-dependent carbonic anhydrase has been found in some marine diatoms. The diatoms live in environments with very low zinc concentrations and cadmium performs the function normally carried out by zinc in other anhydrases. This was discovered with X-ray absorption near edge structure (XANES) spectroscopy.
Cadmium is preferentially absorbed in the kidneys of humans. Up to about 30 mg of cadmium is commonly inhaled throughout human childhood and adolescence. Cadmium is under research regarding its toxicity in humans, potentially elevating risks of cancer, cardiovascular disease, and osteoporosis.
Environment
The biogeochemistry of cadmium and its release to the environment has been the subject of review, as has the speciation of cadmium in the environment.
Safety
Individuals and organizations have been reviewing cadmium's bioinorganic aspects for its toxicity. The most dangerous form of occupational exposure to cadmium is inhalation of fine dust and fumes, or ingestion of highly soluble cadmium compounds. Inhalation of cadmium fumes can result initially in metal fume fever, but may progress to chemical pneumonitis, pulmonary edema, and death.
Cadmium is also an environmental hazard. Human exposure is primarily from fossil fuel combustion, phosphate fertilizers, natural sources, iron and steel production, cement production and related activities, nonferrous metals production, and municipal solid waste incineration. Other sources of cadmium include bread, root crops, and vegetables.
There have been a few instances of general population poisoning as the result of long-term exposure to cadmium in contaminated food and water. Research into an estrogen mimicry that may induce breast cancer is ongoing, . In the decades leading up to World War II, mining operations contaminated the Jinzū River in Japan with cadmium and traces of other toxic metals. As a consequence, cadmium accumulated in the rice crops along the riverbanks downstream of the mines. Some members of the local agricultural communities consumed the contaminated rice and developed itai-itai disease and renal abnormalities, including proteinuria and glucosuria. The victims of this poisoning were almost exclusively post-menopausal women with low iron and low body stores of other minerals. Similar general population cadmium exposures in other parts of the world have not resulted in the same health problems because the populations maintained sufficient iron and other mineral levels. Thus, although cadmium is a major factor in the itai-itai disease in Japan, most researchers have concluded that it was one of several factors.
Cadmium is one of six substances banned by the European Union's Restriction of Hazardous Substances (RoHS) directive, which regulates hazardous substances in electrical and electronic equipment, but allows for certain exemptions and exclusions from the scope of the law.
The International Agency for Research on Cancer has classified cadmium and cadmium compounds as carcinogenic to humans. Although occupational exposure to cadmium is linked to lung and prostate cancer, there is still uncertainty about the carcinogenicity of cadmium in low environmental exposure. Recent data from epidemiological studies suggest that intake of cadmium through diet is associated with a higher risk of endometrial, breast, and prostate cancer as well as with osteoporosis in humans. A recent study has demonstrated that endometrial tissue is characterized by higher levels of cadmium in current and former smoking females.
Cadmium exposure is associated with a large number of illnesses including kidney disease, early atherosclerosis, hypertension, and cardiovascular diseases. Although studies show a significant correlation between cadmium exposure and occurrence of disease in human populations, a molecular mechanism has not yet been identified. One hypothesis holds that cadmium is an endocrine disruptor and some experimental studies have shown that it can interact with different hormonal signaling pathways. For example, cadmium can bind to the estrogen receptor alpha, and affect signal transduction along the estrogen and MAPK signaling pathways at low doses.
The tobacco plant absorbs and accumulates heavy metals such as cadmium from the surrounding soil into its leaves. Following tobacco smoke inhalation, these are readily absorbed into the body of users. Tobacco smoking is the most important single source of cadmium exposure in the general population. An estimated 10% of the cadmium content of a cigarette is inhaled through smoking. Absorption of cadmium through the lungs is more effective than through the gut. As much as 50% of the cadmium inhaled in cigarette smoke may be absorbed.
On average, cadmium concentrations in the blood of smokers is 4 to 5 times greater than non-smokers and in the kidney, 2–3 times greater than in non-smokers. Despite the high cadmium content in cigarette smoke, there seems to be little exposure to cadmium from passive smoking.
In a non-smoking population, food is the greatest source of exposure. High quantities of cadmium can be found in crustaceans, mollusks, offal, frog legs, cocoa solids, bitter and semi-bitter chocolate, seaweed, fungi and algae products. However, grains, vegetables, and starchy roots and tubers are consumed in much greater quantity in the U.S., and are the source of the greatest dietary exposure there. Most plants bio-accumulate metal toxins such as cadmium and when composted to form organic fertilizers, yield a product that often can contain high amounts (e.g., over 0.5 mg) of metal toxins for every kilogram of fertilizer. Fertilizers made from animal dung (e.g., cow dung) or urban waste can contain similar amounts of cadmium. The cadmium added to the soil from fertilizers (rock phosphates or organic fertilizers) become bio-available and toxic only if the soil pH is low (i.e., acidic soils).
Zinc, copper, calcium, and iron ions, and selenium with vitamin C are used to treat cadmium intoxication, though it is not easily reversed.
Regulations
Because of the adverse effects of cadmium on the environment and human health, the supply and use of cadmium is restricted in Europe under the REACH Regulation.
The EFSA Panel on Contaminants in the Food Chain specifies that 2.5 μg/kg body weight is a tolerable weekly intake for humans. The Joint FAO/WHO Expert Committee on Food Additives has declared 7 μg/kg body weight to be the provisional tolerable weekly intake level. The state of California requires a food label to carry a warning about potential exposure to cadmium on products such as cocoa powder.
The U.S. Occupational Safety and Health Administration (OSHA) has set the permissible exposure limit (PEL) for cadmium at a time-weighted average (TWA) of 0.005 ppm. The National Institute for Occupational Safety and Health (NIOSH) has not set a recommended exposure limit (REL) and has designated cadmium as a known human carcinogen. The IDLH (immediately dangerous to life and health) level for cadmium is 9 mg/m3.
In addition to mercury, the presence of cadmium in some batteries has led to the requirement of proper disposal (or recycling) of batteries.
Product recalls
In May 2006, a sale of the seats from Arsenal F.C.'s old stadium, Highbury in London, England was cancelled when the seats were discovered to contain trace amounts of cadmium. Reports of high levels of cadmium use in children's jewelry in 2010 led to a US Consumer Product Safety Commission investigation. The U.S. CPSC issued specific recall notices for cadmium content in jewelry sold by Claire's and Wal-Mart stores.
In June 2010, McDonald's voluntarily recalled more than 12 million promotional Shrek Forever After 3D Collectible Drinking Glasses because of the cadmium levels in paint pigments on the glassware. The glasses were manufactured by Arc International, of Millville, New Jersey, USA.
See also
Red List building materials
Toxic heavy metal
References
Further reading
External links
Cadmium at The Periodic Table of Videos (University of Nottingham)
ATSDR Case Studies in Environmental Medicine: Cadmium Toxicity U.S. Department of Health and Human Services
National Institute for Occupational Safety and Health – Cadmium Page
NLM Hazardous Substances Databank – Cadmium, Elemental
Chemical elements
Transition metals
Endocrine disruptors
IARC Group 1 carcinogens
Chemical hazards
Soil contamination
Testicular toxicants
Native element minerals
Chemical elements with hexagonal close-packed structure |
5675 | https://en.wikipedia.org/wiki/Curium | Curium | Curium is a transuranic, radioactive chemical element with the symbol Cm and atomic number 96 and its made entirely from curry. This actinide element was named after eminent scientists Marie and Pierre Curie, both known for their research on radioactivity. Curium was first intentionally made by the team of Glenn T. Seaborg, Ralph A. James, and Albert Ghiorso in 1944, using the cyclotron at Berkeley. They bombarded the newly discovered element plutonium (the isotope 239Pu) with alpha particles. This was then sent to the Metallurgical Laboratory at University of Chicago where a tiny sample of curium was eventually separated and identified. The discovery was kept secret until after the end of World War II. The news was released to the public in November 1947. Most curium is produced by bombarding uranium or plutonium with neutrons in nuclear reactors – one tonne of spent nuclear fuel contains ~20 grams of curium.
Curium is a hard, dense, silvery metal with a high melting and boiling point for an actinide. It is paramagnetic at ambient conditions, but becomes antiferromagnetic upon cooling, and other magnetic transitions are also seen in many curium compounds. In compounds, curium usually has valence +3 and sometimes +4; the +3 valence is predominant in solutions. Curium readily oxidizes, and its oxides are a dominant form of this element. It forms strongly fluorescent complexes with various organic compounds, but there is no evidence of its incorporation into bacteria and archaea. If it gets into the human body, curium accumulates in bones, lungs, and liver, where it promotes cancer.
All known isotopes of curium are radioactive and have small critical mass for a nuclear chain reaction. They mostly emit α-particles; radioisotope thermoelectric generators can use the heat from this process, but this is hindered by the rarity and high cost of curium. Curium is used in making heavier actinides and the 238Pu radionuclide for power sources in artificial cardiac pacemakers and RTGs for spacecraft. It served as the α-source in the alpha particle X-ray spectrometers of several space probes, including the Sojourner, Spirit, Opportunity, and Curiosity Mars rovers and the Philae lander on comet 67P/Churyumov–Gerasimenko, to analyze the composition and structure of the surface.
History
Though curium had likely been produced in previous nuclear experiments as well as the natural nuclear fission reactor at Oklo, Gabon, it was first intentionally synthesized, isolated and identified in 1944, at University of California, Berkeley, by Glenn T. Seaborg, Ralph A. James, and Albert Ghiorso. In their experiments, they used a cyclotron.
Curium was chemically identified at the Metallurgical Laboratory (now Argonne National Laboratory), University of Chicago. It was the third transuranium element to be discovered even though it is the fourth in the series – the lighter element americium was still unknown.
The sample was prepared as follows: first plutonium nitrate solution was coated on a platinum foil of ~0.5 cm2 area, the solution was evaporated and the residue was converted into plutonium(IV) oxide (PuO2) by annealing. Following cyclotron irradiation of the oxide, the coating was dissolved with nitric acid and then precipitated as the hydroxide using concentrated aqueous ammonia solution. The residue was dissolved in perchloric acid, and further separation was done by ion exchange to yield a certain isotope of curium. The separation of curium and americium was so painstaking that the Berkeley group initially called those elements pandemonium (from Greek for all demons or hell) and delirium (from Latin for madness).
Curium-242 was made in July–August 1944 by bombarding 239Pu with α-particles to produce curium with the release of a neutron:
^{239}_{94}Pu + ^{4}_{2}He -> ^{242}_{96}Cm + ^{1}_{0}n
Curium-242 was unambiguously identified by the characteristic energy of the α-particles emitted during the decay:
^{242}_{96}Cm -> ^{238}_{94}Pu + ^{4}_{2}He
The half-life of this alpha decay was first measured as 150 days and then corrected to 162.8 days.
Another isotope 240Cm was produced in a similar reaction in March 1945:
^{239}_{94}Pu + ^{4}_{2}He -> ^{240}_{96}Cm + 3^{1}_{0}n
The α-decay half-life of 240Cm was correctly determined as 26.7 days.
The discovery of curium and americium in 1944 was closely related to the Manhattan Project, so the results were confidential and declassified only in 1945. Seaborg leaked the synthesis of the elements 95 and 96 on the U.S. radio show for children, the Quiz Kids, five days before the official presentation at an American Chemical Society meeting on November 11, 1945, when one listener asked if any new transuranic element beside plutonium and neptunium had been discovered during the war. The discovery of curium (242Cm and 240Cm), its production, and its compounds was later patented listing only Seaborg as the inventor.
The element was named after Marie Curie and her husband Pierre Curie, who are known for discovering radium and for their work in radioactivity. It followed the example of gadolinium, a lanthanide element above curium in the periodic table, which was named after the explorer of rare-earth elements Johan Gadolin:
"As the name for the element of atomic number 96 we should like to propose "curium", with symbol Cm. The evidence indicates that element 96 contains seven 5f electrons and is thus analogous to the element gadolinium, with its seven 4f electrons in the regular rare earth series. On this basis element 96 is named after the Curies in a manner analogous to the naming of gadolinium, in which the chemist Gadolin was honored."
The first curium samples were barely visible, and were identified by their radioactivity. Louis Werner and Isadore Perlman made the first substantial sample of 30 µg curium-242 hydroxide at University of California, Berkeley in 1947 by bombarding americium-241 with neutrons. Macroscopic amounts of curium(III) fluoride were obtained in 1950 by W. W. T. Crane, J. C. Wallmann and B. B. Cunningham. Its magnetic susceptibility was very close to that of GdF3 providing the first experimental evidence for the +3 valence of curium in its compounds. Curium metal was produced only in 1951 by reduction of CmF3 with barium.
Characteristics
Physical
A synthetic, radioactive element, curium is a hard, dense metal with a silvery-white appearance and physical and chemical properties resembling gadolinium. Its melting point of 1344 °C is significantly higher than that of the previous elements neptunium (637 °C), plutonium (639 °C) and americium (1176 °C). In comparison, gadolinium melts at 1312 °C. Curium boils at 3556 °C. With a density of 13.52 g/cm3, curium is lighter than neptunium (20.45 g/cm3) and plutonium (19.8 g/cm3), but heavier than most other metals. Of two crystalline forms of curium, α-Cm is more stable at ambient conditions. It has a hexagonal symmetry, space group P63/mmc, lattice parameters a = 365 pm and c = 1182 pm, and four formula units per unit cell. The crystal consists of double-hexagonal close packing with the layer sequence ABAC and so is isotypic with α-lanthanum. At pressure >23 GPa, at room temperature, α-Cm becomes β-Cm, which has face-centered cubic symmetry, space group Fmm and lattice constant a = 493 pm. On further compression to 43 GPa, curium becomes an orthorhombic γ-Cm structure similar to α-uranium, with no further transitions observed up to 52 GPa. These three curium phases are also called Cm I, II and III.
Curium has peculiar magnetic properties. Its neighbor element americium shows no deviation from Curie-Weiss paramagnetism in the entire temperature range, but α-Cm transforms to an antiferromagnetic state upon cooling to 65–52 K, and β-Cm exhibits a ferrimagnetic transition at ~205 K. Curium pnictides show ferromagnetic transitions upon cooling: 244CmN and 244CmAs at 109 K, 248CmP at 73 K and 248CmSb at 162 K. The lanthanide analog of curium, gadolinium, and its pnictides, also show magnetic transitions upon cooling, but the transition character is somewhat different: Gd and GdN become ferromagnetic, and GdP, GdAs and GdSb show antiferromagnetic ordering.
In accordance with magnetic data, electrical resistivity of curium increases with temperature – about twice between 4 and 60 K – and then is nearly constant up to room temperature. There is a significant increase in resistivity over time (~) due to self-damage of the crystal lattice by alpha decay. This makes uncertain the true resistivity of curium (~). Curium's resistivity is similar to that of gadolinium, and the actinides plutonium and neptunium, but significantly higher than that of americium, uranium, polonium and thorium.
Under ultraviolet illumination, curium(III) ions show strong and stable yellow-orange fluorescence with a maximum in the range of 590–640 nm depending on their environment. The fluorescence originates from the transitions from the first excited state 6D7/2 and the ground state 8S7/2. Analysis of this fluorescence allows monitoring interactions between Cm(III) ions in organic and inorganic complexes.
Chemical
Curium ion in solution almost always has a +3 oxidation state, the most stable oxidation state for curium. A +4 oxidation state is seen mainly in a few solid phases, such as CmO2 and CmF4. Aqueous curium(IV) is only known in the presence of strong oxidizers such as potassium persulfate, and is easily reduced to curium(III) by radiolysis and even by water itself. Chemical behavior of curium is different from the actinides thorium and uranium, and is similar to americium and many lanthanides. In aqueous solution, the Cm3+ ion is colorless to pale green; Cm4+ ion is pale yellow. The optical absorption of Cm3+ ion contains three sharp peaks at 375.4, 381.2 and 396.5 nm and their strength can be directly converted into the concentration of the ions. The +6 oxidation state has only been reported once in solution in 1978, as the curyl ion (): this was prepared from beta decay of americium-242 in the americium(V) ion . Failure to get Cm(VI) from oxidation of Cm(III) and Cm(IV) may be due to the high Cm4+/Cm3+ ionization potential and the instability of Cm(V).
Curium ions are hard Lewis acids and thus form most stable complexes with hard bases. The bonding is mostly ionic, with a small covalent component. Curium in its complexes commonly exhibits a 9-fold coordination environment, with a tricapped trigonal prismatic molecular geometry.
Isotopes
About 19 radioisotopes and 7 nuclear isomers, 233Cm to 251Cm, are known; none are stable. The longest half-lives are 15.6 million years (247Cm) and 348,000 years (248Cm). Other long-lived ones are 245Cm (8500 years), 250Cm (8300 years) and 246Cm (4760 years). Curium-250 is unusual: it mostly (~86%) decays by spontaneous fission. The most commonly used isotopes are 242Cm and 244Cm with the half-lives 162.8 days and 18.1 years, respectively.
All isotopes 242Cm-248Cm, and 250Cm, undergo a self-sustaining nuclear chain reaction and thus in principle can be a nuclear fuel in a reactor. As in most transuranic elements, nuclear fission cross section is especially high for the odd-mass curium isotopes 243Cm, 245Cm and 247Cm. These can be used in thermal-neutron reactors, whereas a mixture of curium isotopes is only suitable for fast breeder reactors since the even-mass isotopes are not fissile in a thermal reactor and accumulate as burn-up increases. The mixed-oxide (MOX) fuel, which is to be used in power reactors, should contain little or no curium because neutron activation of 248Cm will create californium. Californium is a strong neutron emitter, and would pollute the back end of the fuel cycle and increase the dose to reactor personnel. Hence, if minor actinides are to be used as fuel in a thermal neutron reactor, the curium should be excluded from the fuel or placed in special fuel rods where it is the only actinide present.
The adjacent table lists the critical masses for curium isotopes for a sphere, without moderator or reflector. With a metal reflector (30 cm of steel), the critical masses of the odd isotopes are about 3–4 kg. When using water (thickness ~20–30 cm) as the reflector, the critical mass can be as small as 59 gram for 245Cm, 155 gram for 243Cm and 1550 gram for 247Cm. There is significant uncertainty in these critical mass values. While it is usually on the order of 20%, the values for 242Cm and 246Cm were listed as large as 371 kg and 70.1 kg, respectively, by some research groups.
Curium is not currently used as nuclear fuel due to its low availability and high price. 245Cm and 247Cm have very small critical mass and so could be used in tactical nuclear weapons, but none are known to have been made. Curium-243 is not suitable for such, due to its short half-life and strong α emission, which would cause excessive heat. Curium-247 would be highly suitable due to its long half-life, which is 647 times longer than plutonium-239 (used in many existing nuclear weapons).
Occurrence
The longest-lived isotope, 247Cm, has half-life 15.6 million years; so any primordial curium, that is, present on Earth when it formed, should have decayed by now. Its past presence as an extinct radionuclide is detectable as an excess of its primordial, long-lived daughter 235U. Traces of curium may occur naturally in uranium minerals due to neutron capture and beta decay, though this has not been confirmed. Traces of 247Cm are also probably brought to Earth in cosmic rays, but again this has not been confirmed.
Curium is made artificially in small amounts for research purposes. It also occurs as one of the waste products in spent nuclear fuel. Curium is present in nature in some areas used for nuclear weapons testing. Analysis of the debris at the test site of the United States' first thermonuclear weapon, Ivy Mike, (1 November 1952, Enewetak Atoll), besides einsteinium, fermium, plutonium and americium also revealed isotopes of berkelium, californium and curium, in particular 245Cm, 246Cm and smaller quantities of 247Cm, 248Cm and 249Cm.
Atmospheric curium compounds are poorly soluble in common solvents and mostly adhere to soil particles. Soil analysis revealed about 4,000 times higher concentration of curium at the sandy soil particles than in water present in the soil pores. An even higher ratio of about 18,000 was measured in loam soils.
The transuranium elements from americium to fermium, including curium, occurred naturally in the natural nuclear fission reactor at Oklo, but no longer do so.
Curium, and other non-primordial actinides, have also been suspected to exist in the spectrum of Przybylski's Star.
Synthesis
Isotope preparation
Curium is made in small amounts in nuclear reactors, and by now only kilograms of 242Cm and 244Cm have been accumulated, and grams or even milligrams for heavier isotopes. Hence the high price of curium, which has been quoted at 160–185 USD per milligram, with a more recent estimate at US$2,000/g for 242Cm and US$170/g for 244Cm. In nuclear reactors, curium is formed from 238U in a series of nuclear reactions. In the first chain, 238U captures a neutron and converts into 239U, which via β− decay transforms into 239Np and 239Pu.
Further neutron capture followed by β−-decay gives americium (241Am) which further becomes 242Cm:
For research purposes, curium is obtained by irradiating not uranium but plutonium, which is available in large amounts from spent nuclear fuel. A much higher neutron flux is used for the irradiation that results in a different reaction chain and formation of 244Cm:
Curium-244 alpha decays to 240Pu, but it also absorbs neutrons, hence a small amount of heavier curium isotopes. Of those, 247Cm and 248Cm are popular in scientific research due to their long half-lives. But the production rate of 247Cm in thermal neutron reactors is low because it is prone to fission due to thermal neutrons. Synthesis of 250Cm by neutron capture is unlikely due to the short half-life of the intermediate 249Cm (64 min), which β− decays to the berkelium isotope 249Bk.
The above cascade of (n,γ) reactions gives a mix of different curium isotopes. Their post-synthesis separation is cumbersome, so a selective synthesis is desired. Curium-248 is favored for research purposes due to its long half-life. The most efficient way to prepare this isotope is by α-decay of the californium isotope 252Cf, which is available in relatively large amounts due to its long half-life (2.65 years). About 35–50 mg of 248Cm is produced thus, per year. The associated reaction produces 248Cm with isotopic purity of 97%.
Another isotope, 245Cm, can be obtained for research, from α-decay of 249Cf; the latter isotope is produced in small amounts from β−-decay of 249Bk.
Metal preparation
Most synthesis routines yield a mix of actinide isotopes as oxides, from which a given isotope of curium needs to be separated. An example procedure could be to dissolve spent reactor fuel (e.g. MOX fuel) in nitric acid, and remove the bulk of the uranium and plutonium using a PUREX (Plutonium – URanium EXtraction) type extraction with tributyl phosphate in a hydrocarbon. The lanthanides and the remaining actinides are then separated from the aqueous residue (raffinate) by a diamide-based extraction to give, after stripping, a mixture of trivalent actinides and lanthanides. A curium compound is then selectively extracted using multi-step chromatographic and centrifugation techniques with an appropriate reagent. Bis-triazinyl bipyridine complex has been recently proposed as such reagent which is highly selective to curium. Separation of curium from the very chemically similar americium can also be done by treating a slurry of their hydroxides in aqueous sodium bicarbonate with ozone at elevated temperature. Both americium and curium are present in solutions mostly in the +3 valence state; americium oxidizes to soluble Am(IV) complexes, but curium stays unchanged and so can be isolated by repeated centrifugation.
Metallic curium is obtained by reduction of its compounds. Initially, curium(III) fluoride was used for this purpose. The reaction was done in an environment free of water and oxygen, in an apparatus made of tantalum and tungsten, using elemental barium or lithium as reducing agents.
Another possibility is reduction of curium(IV) oxide using a magnesium-zinc alloy in a melt of magnesium chloride and magnesium fluoride.
Compounds and reactions
Oxides
Curium readily reacts with oxygen forming mostly Cm2O3 and CmO2 oxides, but the divalent oxide CmO is also known. Black CmO2 can be obtained by burning curium oxalate (), nitrate (), or hydroxide in pure oxygen. Upon heating to 600–650 °C in vacuum (about 0.01 Pa), it transforms into the whitish Cm2O3:
4CmO2 ->[\Delta T] 2Cm2O3 + O2.
Or, Cm2O3 can be obtained by reducing CmO2 with molecular hydrogen:
2CmO2 + H2 -> Cm2O3 + H2O
Also, a number of ternary oxides of the type M(II)CmO3 are known, where M stands for a divalent metal, such as barium.
Thermal oxidation of trace quantities of curium hydride (CmH2–3) has been reported to give a volatile form of CmO2 and the volatile trioxide CmO3, one of two known examples of the very rare +6 state for curium. Another observed species was reported to behave similar to a supposed plutonium tetroxide and was tentatively characterized as CmO4, with curium in the extremely rare +8 state; but new experiments seem to indicate that CmO4 does not exist, and have cast doubt on the existence of PuO4 as well.
Halides
The colorless curium(III) fluoride (CmF3) can be made by adding fluoride ions into curium(III)-containing solutions. The brown tetravalent curium(IV) fluoride (CmF4) on the other hand is only obtained by reacting curium(III) fluoride with molecular fluorine:
A series of ternary fluorides are known of the form A7Cm6F31 (A = alkali metal).
The colorless curium(III) chloride (CmCl3) is made by reacting curium hydroxide (Cm(OH)3) with anhydrous hydrogen chloride gas. It can be further turned into other halides such as curium(III) bromide (colorless to light green) and curium(III) iodide (colorless), by reacting it with the ammonia salt of the corresponding halide at temperatures of ~400–450°C:
Or, one can heat curium oxide to ~600°C with the corresponding acid (such as hydrobromic for curium bromide). Vapor phase hydrolysis of curium(III) chloride gives curium oxychloride:
Chalcogenides and pnictides
Sulfides, selenides and tellurides of curium have been obtained by treating curium with gaseous sulfur, selenium or tellurium in vacuum at elevated temperature. Curium pnictides of the type CmX are known for nitrogen, phosphorus, arsenic and antimony. They can be prepared by reacting either curium(III) hydride (CmH3) or metallic curium with these elements at elevated temperature.
Organocurium compounds and biological aspects
Organometallic complexes analogous to uranocene are known also for other actinides, such as thorium, protactinium, neptunium, plutonium and americium. Molecular orbital theory predicts a stable "curocene" complex (η8-C8H8)2Cm, but it has not been reported experimentally yet.
Formation of the complexes of the type (BTP = 2,6-di(1,2,4-triazin-3-yl)pyridine), in solutions containing n-C3H7-BTP and Cm3+ ions has been confirmed by EXAFS. Some of these BTP-type complexes selectively interact with curium and thus are useful for separating it from lanthanides and another actinides. Dissolved Cm3+ ions bind with many organic compounds, such as hydroxamic acid, urea, fluorescein and adenosine triphosphate. Many of these compounds are related to biological activity of various microorganisms. The resulting complexes show strong yellow-orange emission under UV light excitation, which is convenient not only for their detection, but also for studying interactions between the Cm3+ ion and the ligands via changes in the half-life (of the order ~0.1 ms) and spectrum of the fluorescence.
Curium has no biological significance. There are a few reports on biosorption of Cm3+ by bacteria and archaea, but no evidence for incorporation of curium into them.
Applications
Radionuclides
Curium is one of the most radioactive isolable elements. Its two most common isotopes 242Cm and 244Cm are strong alpha emitters (energy 6 MeV); they have fairly short half-lives, 162.8 days and 18.1 years, and give as much as 120 W/g and 3 W/g of heat, respectively. Therefore, curium can be used in its common oxide form in radioisotope thermoelectric generators like those in spacecraft. This application has been studied for the 244Cm isotope, while 242Cm was abandoned due to its prohibitive price, around 2000 USD/g. 243Cm with a ~30-year half-life and good energy yield of ~1.6 W/g could be a suitable fuel, but it gives significant amounts of harmful gamma and beta rays from radioactive decay products. As an α-emitter, 244Cm needs much less radiation shielding, but it has a high spontaneous fission rate, and thus a lot of neutron and gamma radiation. Compared to a competing thermoelectric generator isotope such as 238Pu, 244Cm emits 500 times more neutrons, and its higher gamma emission requires a shield that is 20 times thicker— of lead for a 1 kW source, compared to for 238Pu. Therefore, this use of curium is currently considered impractical.
A more promising use of 242Cm is for making 238Pu, a better radioisotope for thermoelectric generators such as in heart pacemakers. The alternate routes to 238Pu use the (n,γ) reaction of 237Np, or deuteron bombardment of uranium, though both reactions always produce 236Pu as an undesired by-product since the latter decays to 232U with strong gamma emission. Curium is a common starting material for making higher transuranic and superheavy elements. Thus, bombarding 248Cm with neon (22Ne), magnesium (26Mg), or calcium (48Ca) yields isotopes of seaborgium (265Sg), hassium (269Hs and 270Hs), and livermorium (292Lv, 293Lv, and possibly 294Lv). Californium was discovered when a microgram-sized target of curium-242 was irradiated with 35 MeV alpha particles using the cyclotron at Berkeley:
+ → +
Only about 5,000 atoms of californium were produced in this experiment.
The odd-mass curium isotopes 243Cm, 245Cm, and 247Cm are all highly fissile and can release additional energy in a thermal spectrum nuclear reactor. All curium isotopes are fissionable in fast-neutron reactors. This is one of the motives for minor actinide separation and transmutation in the nuclear fuel cycle, helping to reduce the long-term radiotoxicity of used, or spent nuclear fuel.
X-ray spectrometer
The most practical application of 244Cm—though rather limited in total volume—is as α-particle source in alpha particle X-ray spectrometers (APXS). These instruments were installed on the Sojourner, Mars, Mars 96, Mars Exploration Rovers and Philae comet lander, as well as the Mars Science Laboratory to analyze the composition and structure of the rocks on the surface of planet Mars. APXS was also used in the Surveyor 5–7 moon probes but with a 242Cm source.
An elaborate APXS setup has a sensor head containing six curium sources with a total decay rate of several tens of millicuries (roughly one gigabecquerel). The sources are collimated on a sample, and the energy spectra of the alpha particles and protons scattered from the sample are analyzed (proton analysis is done only in some spectrometers). These spectra contain quantitative information on all major elements in the sample except for hydrogen, helium and lithium.
Safety
Due to its radioactivity, curium and its compounds must be handled in appropriate labs under special arrangements. While curium itself mostly emits α-particles which are absorbed by thin layers of common materials, some of its decay products emit significant fractions of beta and gamma rays, which require a more elaborate protection. If consumed, curium is excreted within a few days and only 0.05% is absorbed in the blood. From there, ~45% goes to the liver, 45% to the bones, and the remaining 10% is excreted. In bone, curium accumulates on the inside of the interfaces to the bone marrow and does not significantly redistribute with time; its radiation destroys bone marrow and thus stops red blood cell creation. The biological half-life of curium is about 20 years in the liver and 50 years in the bones. Curium is absorbed in the body much more strongly via inhalation, and the allowed total dose of 244Cm in soluble form is 0.3 μCi. Intravenous injection of 242Cm- and 244Cm-containing solutions to rats increased the incidence of bone tumor, and inhalation promoted lung and liver cancer.
Curium isotopes are inevitably present in spent nuclear fuel (about 20 g/tonne). The isotopes 245Cm–248Cm have decay times of thousands of years and must be removed to neutralize the fuel for disposal. Such a procedure involves several steps, where curium is first separated and then converted by neutron bombardment in special reactors to short-lived nuclides. This procedure, nuclear transmutation, while well documented for other elements, is still being developed for curium.
References
Bibliography
Holleman, Arnold F. and Wiberg, Nils Lehrbuch der Anorganischen Chemie, 102 Edition, de Gruyter, Berlin 2007, .
Penneman, R. A. and Keenan T. K. The radiochemistry of americium and curium, University of California, Los Alamos, California, 1960
External links
Curium at The Periodic Table of Videos (University of Nottingham)
NLM Hazardous Substances Databank – Curium, Radioactive
Chemical elements
Chemical elements with double hexagonal close-packed structure
Actinides
American inventions
Synthetic elements
Marie Curie
Pierre Curie |
5681 | https://en.wikipedia.org/wiki/Corporate%20title | Corporate title | Corporate titles or business titles are given to corporate officers to show what duties and responsibilities they have in the organization. Such titles are used by publicly and privately held for-profit corporations, cooperatives, non-profit organizations, educational institutions, partnerships, and sole proprietorships that also confer corporate titles.
Variations
There are considerable variations in the composition and responsibilities of corporate title.
Within the corporate office or corporate center of a corporation, some corporations have a chairman and chief executive officer (CEO) as the top-ranking executive, while the number two is the president and chief operating officer (COO); other corporations have a president and CEO but no official deputy. Typically, senior managers are "higher" than vice presidents, although many times a senior officer may also hold a vice president title, such as executive vice president and chief financial officer (CFO). The board of directors is technically not part of management itself, although its chairman may be considered part of the corporate office if he or she is an executive chairman.
A corporation often consists of different businesses, whose senior executives report directly to the CEO or COO, but that depends on the form of the business. If organized as a division then the top manager is often known as an executive vice president (EVP). If that business is a subsidiary which has considerably more independence, then the title might be chairman and CEO.
In many countries, particularly in Europe and Asia, there is a separate executive board for day-to-day business and supervisory board (elected by shareholders) for control purposes. In these countries, the CEO presides over the executive board and the chairman presides over the supervisory board, and these two roles will always be held by different people. This ensures a distinction between management by the executive board and governance by the supervisory board. This seemingly allows for clear lines of authority. There is a strong parallel here with the structure of government, which tends to separate the political cabinet from the management civil service.
In the United States and other countries that follow a single-board corporate structure, the board of directors (elected by the shareholders) is often equivalent to the European or Asian supervisory board, while the functions of the executive board may be vested either in the board of directors or in a separate committee, which may be called an operating committee (J.P. Morgan Chase), management committee (Goldman Sachs), executive committee (Lehman Brothers), executive council (Hewlett-Packard), or executive board (HeiG) composed of the division/subsidiary heads and senior officers that report directly to the CEO.
United States
State laws in the United States traditionally required certain positions to be created within every corporation, such as president, secretary and treasurer. Today, the approach under the Model Business Corporation Act, which is employed in many states, is to grant corporations discretion in determining which titles to have, with the only mandated organ being the board of directors.
Some states that do not employ the MBCA continue to require that certain offices be established. Under the law of Delaware, where most large US corporations are established, stock certificates must be signed by two officers with titles specified by law (e.g. a president and secretary or a president and treasurer). Every corporation incorporated in California must have a chairman of the board or a president (or both), as well as a secretary and a chief financial officer.
Limited liability company (LLC)-structured companies are generally run directly by their members, but the members can agree to appoint officers such as a CEO or to appoint "managers" to operate the company.
American companies are generally led by a CEO. In some companies, the CEO also has the title of "president". In other companies, a president is a different person, and the primary duties of the two positions are defined in the company's bylaws (or the laws of the governing legal jurisdiction). Many companies also have a CFO, a chief operating officer (COO) and other senior positions such as chief legal officer (CLO), chief strategy officer (CSO), chief marketing officer (CMO), etc. that report to the president and CEO. The next level, which are not executive positions, is middle management and may be called "vice presidents", "directors" or "managers", depending on the size and required managerial depth of the company.
United Kingdom
In British English, the title of managing director is generally synonymous with that of chief executive officer. Managing directors do not have any particular authority under the Companies Act in the UK, but do have implied authority based on the general understanding of what their position entails, as well as any authority expressly delegated by the board of directors.
Japan and South Korea
In Japan, corporate titles are roughly standardized across companies and organizations; although there is variation from company to company, corporate titles within a company are always consistent, and the large companies in Japan generally follow the same outline. These titles are the formal titles that are used on business cards. Korean corporate titles are similar to those of Japan.
Legally, Japanese and Korean companies are only required to have a board of directors with at least one representative director. In Japanese, a company director is called a torishimariyaku (取締役) and a representative director is called a daihyō torishimariyaku (代表取締役). The equivalent Korean titles are isa (이사, 理事) and daepyo-isa (대표이사, 代表理事). These titles are often combined with lower titles, e.g. senmu torishimariyaku or jōmu torishimariyaku for Japanese executives who are also board members. Most Japanese companies also have statutory auditors, who operate alongside the board of directors in supervisory roles.
Under the commercial code in Japan, Jugyōin (従業員) meaning the "employee", is different from Kaishain (会社員), meaning the "stockholders".
The typical structure of executive titles in large companies includes the following:
{| class="wikitable"
!English gloss
!Hanja
!Korean
!Comments
|-
|Chairman
|会長
(會長)
|Hoejang(회장)
|Often a semi-retired president or company founder. Denotes a position with considerable power within the company exercised through behind-the-scenes influence via the active president.
|-
|Vice chairman
|副会長
(副會長)
|Bu-hoejang(부회장)
|At Korean family-owned chaebol companies such as Samsung, the vice-chairman commonly holds the CEO title (i.e., vice chairman and CEO)
|-
|President
|社長
|Sajang(사장)
|Often CEO of the corporation. Some companies do not have the "chairman" position, in which case the "president" is the top position that is equally respected and authoritative.
|-
|Deputy president
or senior executive vice president
|副社長
|Bu-sajang(부사장)
|Reports to the president
|-
|Executive vice president
|専務
|Jŏnmu(전무)
|
|-
|Senior vice president
|常務
|Sangmu(상무)
|
|-
|Vice president
or general manager
or department head
|部長
|Bujang(부장)
|Highest non-executive title; denotes a head of a division or department. There is significant variation in the official English translation used by different companies.
|-
|Deputy general manager
|次長
|Chajang(차장)
|Direct subordinate to bujang
|-
|Manager
or section head
|課長
|Gwajang(과장)
|Denotes a head of a team or section underneath a larger division or department
|-
|Assistant manager
or team leader
|係長
(代理)
|Daeri'''(대리)
|
|-
|Staff
|社員
|Sawon(사원)
|Staff without managerial titles are often referred to without using a title at all
|}
The top management group, comprising jomu/sangmu and above, is often referred to collectively as "cadre" or "senior management" (幹部 or 重役; kambu or juyaku in Japanese; ganbu or jungyŏk in Korean).
Some Japanese and Korean companies have also adopted American-style titles, but these are not yet widespread and their usage varies. For example, although there is a Korean translation for "chief operating officer" (최고운영책임자, choego unyŏng chaegimja), not many companies have yet adopted it with the exception of a few multi-national companies such as Samsung and CJ (a spin-off from Samsung), while the CFO title is often used alongside other titles such as bu-sajang (SEVP) or Jŏnmu (EVP).
Since the late 1990s, many Japanese companies have introduced the title of shikkō yakuin (執行役員) or 'officer', seeking to emulate the separation of directors and officers found in American companies. In 2002, the statutory title of shikkō yaku (執行役) was introduced for use in companies that introduced a three-committee structure in their board of directors. The titles are frequently given to buchō and higher-level personnel. Although the two titles are very similar in intent and usage, there are several legal distinctions: shikkō yaku make their own decisions in the course of performing work delegated to them by the board of directors, and are considered managers of the company rather than employees, with a legal status similar to that of directors. Shikkō yakuin are considered employees of the company that follow the decisions of the board of directors, although in some cases directors may have the shikkō yakuin title as well.
Senior management
The highest-level executives in senior management usually have titles beginning with "chief" and ending with "officer", forming what is often called the "C-suite", or "CxO", where "x" is a variable that could be any functional area (not to be confused with CXO). The traditional three such officers are CEO, COO, and CFO. Depending on the management structure, titles may exist instead of, or be blended/overlapped with, other traditional executive titles, such as president, various designations of vice presidents (e.g. VP of marketing), and general managers or directors of various divisions (such as director of marketing); the latter may or may not imply membership of the board of directors.
Certain other prominent positions have emerged, some of which are sector-specific. For example, chief audit executive (CAE), chief procurement officer (CPO) and chief risk officer (CRO) positions are often found in many types of financial services companies. Technology companies of all sorts now tend to have a chief technology officer (CTO) to manage technology development. A chief information officer (CIO) oversees information technology (IT) matters, either in companies that specialize in IT or in any kind of company that relies on it for supporting infrastructure.
Many companies now also have a chief marketing officer (CMO), particularly mature companies in competitive sectors, where brand management is a high priority. A chief value officer (CVO) is introduced in companies where business processes and organizational entities are focused on the creation and maximization of value. Approximately 50% of the S&P 500 companies have created a chief strategy officer (CSO) in their top management team to lead strategic planning and manage inorganic growth, which provides a long range perspective versus the tactical view of the COO or CFO. This function often replaces a COO on the C-Suite team, in cases where the company wants to focus on growth rather than efficiency and cost containment. A chief administrative officer (CAO) may be found in many large complex organizations that have various departments or divisions. Additionally, many companies now call their top diversity leadership position the chief diversity officer (CDO). However, this and many other nontraditional and lower-ranking titles are not universally recognized as corporate officers, and they tend to be specific to particular organizational cultures or the preferences of employees.
Specific corporate officer positions
Chairman of the board – presiding officer of the corporate board of directors. The chairman influences the board of directors, which in turn elects and removes the officers of a corporation and oversees the human, financial, environmental and technical operations of a corporation.
The CEO may also hold the title of "chairman", resulting in an executive chairman. In this case, the board frequently names an independent member of the board as a lead director. The C-suite is normally led by the CEO.
Executive chairman – the chairman's post may also exist as an office separate from that of CEO, and it is considered an executive chairman if that titleholder wields influence over company operations, such as Vince McMahon of WWE, Steve Case of AOL Time Warner, and Douglas Flint of HSBC. In particular, the group chairmanship of HSBC is considered the top position of that institution, outranking the chief executive, and is responsible for leading the board and representing the company in meetings with government figures. Prior to the creation of the group management board in 2006, HSBC's chairman essentially held the duties of a chief executive at an equivalent institution, while HSBC's chief executive served as the deputy. After the 2006 reorganization, the management cadre ran the business, while the chairman oversaw the controls of the business through compliance and audit and the direction of the business.
Non-executive chairman – also a separate post from the CEO, unlike an executive chairman, a non-executive chairman does not interfere in day-to-day company matters. Across the world, many companies have separated the roles of chairman and CEO, often resulting in a non-executive chairman, saying that this move improves corporate governance.
Chief business officer is a corporate senior executive who assumes full management responsibility for the company's deal making, provides leadership and executes a deal strategy that will allow the company to fulfill its scientific/technology mission and build shareholder value, provides managerial guidance to the company's product development staff as needed.
Chief of staff is a corporate director level manager who has overall responsibility for the staff activity within the company who often would have responsibility of hiring and firing of the highest level managers and sometimes directors. They can work with and report directly to managing directors and the chief executive officer.
Commissioner
Financial control officer, FCO or FC, also comptroller or controller – supervises accounting and financial reporting within an organization
Director or member of a board of directors – high-level official with a fiduciary responsibility of overseeing the operation of a corporation and elects or removes officers of a corporation; nominally, directors, other than the chairman are usually not considered to be employees of the company per se, although they may receive compensation, often including benefits; in publicly held companies. A board of directors is normally made up of members (directors) who are a mixture of corporate officials who are also management employees of the company (inside directors) and persons who are not employed by the company in any capacity (outside directors or non-executive directors). In privately held companies, the board of directors often only consists of the statutory corporate officials, and in sole proprietorship and partnerships, the board is entirely optional, and if it does exist, only operates in an advisory capacity to the owner or partners. Non-profit corporations' governing board members may be called directors like most for-profit corporations, or an alternative like trustees, governors, etc.
Director – a manager of managers within an organization who is often responsible for a major business function and who sometimes reports to a vice president (in some financial services companies the title vice president has a different meaning). Often used with name of a functional area; finance director, director of finance, marketing director, and so on. Not to be confused with a member of the board of directors, who is also referred to as a director. This is a middle management and not an executive level position, unless it is in the banking industry. Alternatively, a manager of managers is often referred to as a "senior manager' or as an "associate vice president", depending upon levels of management, and industry type.
President – legally recognized highest "titled" corporate officer, and usually a member of the board of directors. There is much variation; often the CEO also holds the title of president, while in other organizations if there is a separate CEO, the president is then second highest-ranking position. In such a case the president is often the COO and is considered to be more focused upon daily operations compared to the CEO, who is supposed to be the visionary. If the corporate president is not the COO (such as Richard Parsons of Time Warner from 1995 to 2001), then many division heads report directly to the CEO themselves, with the president taking on special assignments from the CEO.
Secretary or company secretary – legally recognized "titled" corporate officer who reports to the board of directors and is responsible for keeping the records of the board and the company. This title is often concurrently held by the treasurer in a dual position called secretary-treasurer; both positions may be concurrently held by the CFO. Note, however, that the secretary has a reporting line to the board of directors, regardless of any other reporting lines conferred by concurrent titles.
Treasurer – legally recognized corporate officer entrusted with the fiduciary responsibility of caring for company funds. Often this title is held concurrently with that of secretary in a dual role called secretary-treasurer. It can also be held concurrently with the title of CFO or fall under the jurisdiction of one, though the CFO tends to oversee the finance department instead, which deals with accounting and audits, while the treasurer deals directly with company funds. Note, however, that the treasurer has a reporting line to the board of directors, regardless of any other reporting lines conferred by concurrent titles.
Superintendent
Owner (sometimes proprietor or sole proprietor, for sole proprietorships)
Partner – Used in many different ways. This may indicate a co-owner as in a legal partnership or may be used in a general way to refer to a broad class of employees or temporary/contract workers who are often assigned field or customer service work. Associate is often used in a similar way.
Vice chair or vice chairman – officer of the board of directors who may stand in for the chairman in his or her absence. However, this type of vice chairman title on its own usually has only an advisory role and not an operational one (such as Ted Turner at Time Warner). An unrelated definition of vice chair describes an executive who is higher ranking or has more seniority than executive vice president. Sometimes, EVPs report to the vice chair, who in turn reports directly to the CEO (so vice chairs in effect constitute an additional layer of management), other vice chairs have more responsibilities but are otherwise on an equal tier with EVPs. Executive vice chairman are usually not on the board of directors. Royal Bank of Canada previously used vice chairs in their inner management circle until 2004 but have since renamed them as group heads.
List of chief officer (CO) titles
Middle management
Supervisor
Foreman
General manager or GM
Manager
Of counsel – A lawyer working on a part-time or temporary basis for a company or law firm.
Vice president – Middle or upper manager in a corporation. They often appear in various hierarchical layers such as executive vice president, senior vice president, associate vice president, or assistant vice president, with EVP usually considered the highest and usually reporting to the CEO or president. Many times, corporate officers such as the CFO, COO, CSO, CIO, CTO, secretary, or treasurer will concurrently hold vice president'' titles, commonly EVP or SVP. Vice presidents in small companies are also referred to as chiefs of a certain division, such as vice president for finance, or vice president for administration. In some financial contexts, the title of vice president is actually subordinate to a director.
See also
Corporate liability
Identification with corporation
International Executive Resources Group
List of corporate titles
Outline of management
References
External links
Taking Stock - Corporate Execs Get Scammed, Federal Bureau of Investigation
Title
.
Corporation-related lists
Lists of occupations
Management occupations
Positions of authority |
5685 | https://en.wikipedia.org/wiki/Cambridge%2C%20Massachusetts | Cambridge, Massachusetts | Cambridge ( ) is a city in Middlesex County, Massachusetts, in the United States. It is a major suburb in the Greater Boston metropolitan area, located directly across the Charles River from Boston. The city's population as of the 2020 U.S. census was 118,403, making it the most populous city in the county, the 4th most populous city in the state, behind Boston, Worcester, and Springfield, and ninth most populous city in New England. It was named in honor of the University of Cambridge in England, which was an important center of the Puritan theology that was embraced by the town's founders.
Cambridge is known globally as home to two of the world's most prestigious universities. Harvard University, an Ivy League university founded in Cambridge in 1636, is the oldest institution of higher learning in the United States and has routinely been ranked as one of the best universities in the world. The Massachusetts Institute of Technology (MIT), founded in 1861, is also located in Cambridge and has been similarly ranked highly among the world's best universities. Lesley University and Hult International Business School also are based in Cambridge. Radcliffe College, an elite women's liberal arts college, also was based in Cambridge from its 1879 founding until its assimiliation into Harvard in 1999.
Kendall Square, near MIT in the eastern part of Cambridge, has been called "the most innovative square mile on the planet" due to the high concentration of startup companies that have emerged there since 2010.
History
Pre-colonization
Massachusett Tribe inhabited the area that would become Cambridge for thousands of years prior to European colonization of the Americas, most recently under the name Anmoughcawgen. At the time of European contact and exploration, the area was inhabited by Naumkeag or Pawtucket to the north and Massachusett to the south, and may have been inhabited by other groups such as the Totant not well described in later European narratives. The contact period introduced a number of European infectious diseases which would decimate native populations in virgin soil epidemics, leaving the area uncontested upon the arrival of large groups of English settlers in 1630.
17th century and colonialism
In December 1630, the site of present-day Cambridge was chosen for settlement because it was safely upriver from Boston Harbor, making it easily defensible from attacks by enemy ships. The city was founded by Thomas Dudley, his daughter Anne Bradstreet, and his son-in-law Simon Bradstreet. The first houses were built in the spring of 1631. The settlement was initially referred to as "the newe towne". Official Massachusetts records show the name rendered as Newe Towne by 1632, and as Newtowne by 1638.
Located at the first convenient Charles River crossing west of Boston, Newtowne was one of several towns, including Boston, Dorchester, Watertown, and Weymouth, founded by the 700 original Puritan colonists of the Massachusetts Bay Colony under Governor John Winthrop. Its first preacher was Thomas Hooker, who led many of its original inhabitants west in 1636 to found Hartford and the Connecticut Colony; before leaving, they sold their plots to more recent immigrants from England. The original village site is now within Harvard Square. The marketplace where farmers sold crops from surrounding towns at the edge of a salt marsh (since filled) remains within a small park at the corner of John F. Kennedy and Winthrop Streets.
In 1636, Newe College, later renamed Harvard College after benefactor John Harvard, was founded as North America's first institution of higher learning. Its initial purpose was training ministers. According to Cotton Mather, Newtowne was chosen for the site of the college by the Great and General Court, then the legislature of Massachusetts Bay Colony, primarily for its proximity to the popular and highly respected Puritan preacher Thomas Shepard. In May 1638, the settlement's name was changed to Cambridge in honor of the University of Cambridge in Cambridge, England.
In 1639, the Massachusetts General Court purchased the land that became present-day Cambridge from the Naumkeag Squaw Sachem of Mistick.
The town comprised a much larger area than the present city, with various outlying parts becoming independent towns over the years: Cambridge Village (later Newtown and now Newton) in 1688, Cambridge Farms (now Lexington) in 1712 or 1713, and Little or South Cambridge (now Brighton) and Menotomy or West Cambridge (now Arlington) in 1807. In the late 19th century, various schemes for annexing Cambridge to Boston were pursued and rejected.
Newtowne's ministers, Hooker and Shepard, the college's first president, the college's major benefactor, and the first schoolmaster Nathaniel Eaton were all Cambridge alumni, as was the colony's governor John Winthrop. In 1629, Winthrop had led the signing of the founding document of the city of Boston, which was known as the Cambridge Agreement, after the university. In 1650, Governor Thomas Dudley signed the charter creating the corporation that still governs Harvard College.
Cambridge grew slowly as an agricultural village by road from Boston, the colony's capital. By the American Revolution, most residents lived near the Common and Harvard College, with most of the town comprising farms and estates. Most inhabitants were descendants of the original Puritan colonists, but there was also a small elite of Anglican "worthies" who were not involved in village life, made their livings from estates, investments, and trade, and lived in mansions along "the Road to Watertown", present-day Brattle Street, which is still known as Tory Row.
18th century and Revolutionary War
Coming south from Virginia, George Washington took command of the force of Patriot soldiers camped on Cambridge Common on July 3, 1775, which is now considered the birthplace of the Continental Army.
On January 24, 1776, Henry Knox arrived with an artillery train captured from Fort Ticonderoga, which allowed Washington to force the British Army to evacuate Boston. Most of the Loyalist estates in Cambridge were confiscated after the Revolutionary War.
19th century and industrialization
Between 1790 and 1840, Cambridge grew rapidly with the construction of West Boston Bridge in 1792 connecting Cambridge directly to Boston, making it no longer necessary to travel through the Boston Neck, Roxbury, and Brookline to cross the Charles River. A second bridge, the Canal Bridge, opened in 1809 alongside the new Middlesex Canal. The new bridges and roads made what were formerly estates and marshland into prime industrial and residential districts.
In the mid-19th century, Cambridge was the center of a literary revolution. It was home to some of the famous Fireside poets, named because their poems would often be read aloud by families in front of their evening fires. The Fireside poets, including Henry Wadsworth Longfellow, James Russell Lowell, and Oliver Wendell Holmes, were highly popular and influential in this era.
Soon after, turnpikes were built: the Cambridge and Concord Turnpike (today's Broadway and Concord Ave.), the Middlesex Turnpike (Hampshire St. and Massachusetts Ave. northwest of Porter Square), and what are today's Cambridge, Main, and Harvard Streets connected various areas of Cambridge to the bridges. In addition, the town was connected to the Boston & Maine Railroad, leading to the development of Porter Square as well as the creation of neighboring Somerville from the formerly rural parts of Charlestown.
Cambridge was incorporated as a city in 1846. The city's commercial center began to shift from Harvard Square to Central Square, which became the city's downtown around that time.
Between 1850 and 1900, Cambridge took on much of its present character, featuring streetcar suburban development along the turnpikes and working class and industrial neighborhoods focused on East Cambridge, comfortable middle-class housing on the old Cambridgeport, and Mid-Cambridge estates and upper-class enclaves near Harvard University and on the minor hills. The arrival of the railroad in North Cambridge and Northwest Cambridge led to three major changes: the development of massive brickyards and brickworks between Massachusetts Avenue, Concord Avenue, and Alewife Brook; the ice-cutting industry launched by Frederic Tudor on Fresh Pond; and the carving up of the last estates into residential subdivisions to house the thousands of immigrants who arrived to work in the new industries.
For much of the 19th and early 20th centuries, the city's largest employer was the New England Glass Company, founded in 1818. By the middle of the 19th century, it was the world's largest and most modern glassworks. In 1888, Edward Drummond Libbey moved all production to Toledo, Ohio, where it continues today under the name Owens-Illinois. The company's flint glassware with heavy lead content is prized by antique glass collectors, and the Toledo Museum of Art has a large collection. The Museum of Fine Arts in Boston and the Sandwich Glass Museum on Cape Cod also house several pieces.
In 1895, Edwin Ginn, founder of Ginn and Company, built the Athenaeum Press Building for his publishing textbook empire.
20th century
By 1920, Cambridge was one of New England's main industrial cities, with nearly 120,000 residents. Among the largest businesses in Cambridge during the period of industrialization was Carter's Ink Company, whose neon sign long adorned the Charles River and which was for many years the world's largest ink manufacturer. Next door was the Athenaeum Press. Confectionery and snack manufacturers in the Cambridgeport-Area 4-Kendall corridor included Kennedy Biscuit Factory, later part of Nabisco and originator of the Fig Newton, Necco, Squirrel Brands, George Close Company (1861–1930s), Page & Shaw, Daggett Chocolate (1892–1960s, recipes bought by Necco), Fox Cross Company (1920–1980, originator of the Charleston Chew, and now part of Tootsie Roll Industries), Kendall Confectionery Company, and James O. Welch (1927–1963, originator of Junior Mints, Sugar Daddies, Sugar Mamas, and Sugar Babies, now part of Tootsie Roll Industries). Main Street was nicknamed "Confectioner's Row".
Only the Cambridge Brands subsidiary of Tootsie Roll Industries remains in town, still manufacturing Junior Mints in the old Welch factory on Main Street. The Blake and Knowles Steam Pump Company (1886), the Kendall Boiler and Tank Company (1880, now in Chelmsford, Massachusetts), and the New England Glass Company (1818–1878) were among the industrial manufacturers in what are now Kendall Square and East Cambridge.
In 1935, the Cambridge Housing Authority and the Public Works Administration demolished an integrated low-income tenement neighborhood with African Americans and European immigrants. In its place, it built the whites-only "Newtowne Court" public housing development and the adjoining, blacks-only "Washington Elms" project in 1940; the city required segregation in its other public housing projects as well.
As industry in New England began to decline during the Great Depression and after World War II, Cambridge lost much of its industrial base. It also began to become an intellectual, rather than an industrial, center. Harvard University, which had always been important as both a landowner and an institution, began to play a more dominant role in the city's life and culture. When Radcliffe College was established in 1879, the town became a mecca for some of the nation's most academically talented female students. MIT's move from Boston to Cambridge in 1916 reinforced Cambridge's status as an intellectual center of the United States.
After the 1950s, the city's population began to decline slowly as families tended to be replaced by single people and young couples. In Cambridge Highlands, the technology company Bolt, Beranek, & Newman produced the first network router in 1969 and hosted the invention of computer-to-computer email in 1971. The 1980s brought a wave of high technology startups. Those selling advanced minicomputers were overtaken by the microcomputer. Cambridge-based VisiCorp made the first spreadsheet software for personal computers, VisiCalc, and helped propel the Apple II to major consumer success. It was overtaken and purchased by Cambridge-based Lotus Development, maker of Lotus 1-2-3 (which was, in turn, replaced in by Microsoft Excel).
The city continues to be home to many startups. Kendall Square was a major software hub through the dot-com boom and today hosts offices of such technology companies as Google, Microsoft, and Amazon. The Square also now houses the headquarters of Akamai.
In 1976, Harvard's plans to start experiments with recombinant DNA led to a three-month moratorium and a citizen review panel. In the end, Cambridge decided to allow such experiments but passed safety regulations in 1977. This led to regulatory certainty and acceptance when Biogen opened a lab in 1982, in contrast to the hostility that caused the Genetic Institute, a Harvard spinoff, to abandon Somerville and Boston for Cambridge. The biotech and pharmaceutical industries have since thrived in Cambridge, which now includes headquarters for Biogen and Genzyme; laboratories for Novartis, Teva, Takeda, Alnylam, Ironwood, Catabasis, Moderna Therapeutics, Editas Medicine; support companies such as Cytel; and many smaller companies.
By the end of the 20th century, Cambridge had one of the most costly housing markets in the Northeastern United States. While considerable class, race, and age diversity existed, it became more challenging for those who grew up in the city to afford to remain. The end of rent control in 1994 prompted many Cambridge renters to move to more affordable housing in Somerville and other Massachusetts cities and towns.
21st century
Cambridge's mix of amenities and proximity to Boston kept housing prices relatively stable despite the bursting of the United States housing bubble in 2008 and 2009. Cambridge has been a sanctuary city since 1985 and reaffirmed its status as such in 2006.
Geography
According to the U.S. Census Bureau, Cambridge has a total area of , of which is land and (9.82%) is water.
Adjacent municipalities
Cambridge is located in eastern Massachusetts, bordered by:
the city of Boston to the south and east (across the Charles River)
the city of Somerville to the north
the town of Arlington to the northwest
the town of Belmont and
the city of Watertown to the west
The border between Cambridge and the neighboring city of Somerville passes through densely populated neighborhoods, which are connected by the MBTA Red Line. Some of the main squares, Inman, Porter, and to a lesser extent, Harvard and Lechmere, are very close to the city line, as are Somerville's Union and Davis Squares.
Through the City of Cambridge's exclusive municipal water system, the city further controls two exclave areas, one being Payson Park Reservoir and Gatehouse, a 2009 listed American Water Landmark located roughly one mile west of Fresh Pond and surrounded by the town of Belmont. The second area is the larger Hobbs Brook and Stony Brook watersheds, which share borders with neighboring towns and cities including Lexington, Lincoln, Waltham and Weston.
Neighborhoods
Squares
Cambridge has been called the "City of Squares", as most of its commercial districts are major street intersections known as squares. Each square acts as a neighborhood center.
Kendall Square, formed by the junction of Broadway, Main Street, and Third Street, has been called "the most innovative square mile on the planet", owing to its high concentration of entrepreneurial start-ups and quality of innovation which have emerged in the vicinity of the square since 2010. Technology Square is an office and laboratory building cluster in this neighborhood. Just over the Longfellow Bridge from Boston, at the eastern end of the MIT campus, it is served by the Kendall/MIT station on the MBTA Red Line subway. Most of Cambridge's large office towers are located in the Square. A biotech industry has developed in this area. The Cambridge Innovation Center, a large co-working space, is in Kendall Square at 1 Broadway. The Cambridge Center office complex is in Kendall Square, and not at the actual center of Cambridge. The "One Kendall Square" complex is nearby, but not actually in Kendall Square.
Central Square is formed by the junction of Massachusetts Avenue, Prospect Street, and Western Avenue. Containing a variety of ethnic restaurants, it was economically depressed as recently as the late 1990s; it underwent gentrification in recent years (in conjunction with the development of the nearby University Park at MIT), and continues to grow more costly. It is served by the Central Station stop on the MBTA Red Line subway. Lafayette Square, formed by the junction of Massachusetts Avenue, Columbia Street, Sidney Street, and Main Street, is considered part of the Central Square area. Cambridgeport is south of Central Square along Magazine Street and Brookline Street.
Harvard Square is formed by the junction of Massachusetts Avenue, Brattle Street, Dunster Street, and JFK Street. This is the primary site of Harvard University and a major Cambridge shopping area. It is served by a Red Line station. Harvard Square was originally the Red Line's northwestern terminus and a major transfer point to streetcars that also operated in a short tunnel—which is still a major bus terminal, although the area under the Square was reconfigured dramatically in the 1980s when the Red Line was extended. The Harvard Square area includes Brattle Square and Eliot Square. A short distance away from the square lies the Cambridge Common, while the neighborhood north of Harvard and east of Massachusetts Avenue is known as Agassiz, after the famed scientist Louis Agassiz.
Porter Square is about a mile north on Massachusetts Avenue from Harvard Square, at the junction of Massachusetts and Somerville Avenues. It includes part of the city of Somerville and is served by the Porter Square Station, a complex housing a Red Line stop and a Fitchburg Line commuter rail stop. Lesley University's University Hall and Porter campus are in Porter Square.
Inman Square is at the junction of Cambridge and Hampshire streets in mid-Cambridge. It is home to restaurants, bars, music venues, and boutiques. Victorian streetlights, benches, and bus stops were added to the streets in the 2000s, and a new city park was installed.
Lechmere Square is at the junction of Cambridge and First streets, adjacent to the CambridgeSide Galleria shopping mall. It is served by Lechmere station on the MBTA Green Line.
Other neighborhoods
Cambridge's residential neighborhoods border but are not defined by the squares.
East Cambridge (Area 1) is bordered on the north by Somerville, on the east by the Charles River, on the south by Broadway and Main Street, and on the west by the Grand Junction Railroad tracks. It includes the NorthPoint development.
MIT Campus (Area 2) is bordered on the north by Broadway, on the south and east by the Charles River, and on the west by the Grand Junction Railroad tracks.
Wellington-Harrington (Area 3) is bordered on the north by Somerville, on the south and west by Hampshire Street, and on the east by the Grand Junction Railroad tracks. Referred to as "Mid-Block".
The Port, formerly known as Area 4, is bordered on the north by Hampshire Street, on the south by Massachusetts Avenue, on the west by Prospect Street, and on the east by the Grand Junction Railroad tracks. Residents of Area 4 often simply call their neighborhood "The Port" and the area of Cambridgeport and Riverside "The Coast". In October 2015, the Cambridge City Council officially renamed Area 4 "The Port", formalizing the longtime nickname, largely on the initiative of neighborhood native and then-Vice Mayor Dennis Benzan. The port is usually the busier part of the city.
Cambridgeport (Area 5) is bordered on the north by Massachusetts Avenue, on the south by the Charles River, on the west by River Street, and on the east by the Grand Junction Railroad tracks.
Mid-Cambridge (Area 6) is bordered on the north by Kirkland and Hampshire Streets and Somerville, on the south by Massachusetts Avenue, on the west by Peabody Street, and on the east by Prospect Street.
Riverside (Area 7), an area sometimes called "The Coast", is bordered on the north by Massachusetts Avenue, on the south by the Charles River, on the west by JFK Street, and on the east by River Street.
Baldwin (Area 8) is bordered on the north by Somerville, on the south and east by Kirkland Street, and on the west by Massachusetts Avenue.
Neighborhood Nine or Radcliffe (formerly called Peabody, until the recent relocation of a neighborhood school by that name) is bordered on the north by railroad tracks, on the south by Concord Avenue, on the west by railroad tracks, and on the east by Massachusetts Avenue.
The Avon Hill sub-neighborhood consists of the higher elevations within the area bounded by Upland Road, Raymond Street, Linnaean Street and Massachusetts Avenue.
Brattle area/West Cambridge (Area 10) is bordered on the north by Concord Avenue and Garden Street, on the south by the Charles River and Watertown, on the west by Fresh Pond and the Collins Branch Library, and on the east by JFK Street. It includes the sub-neighborhoods of Brattle Street (formerly known as Tory Row) and Huron Village.
North Cambridge (Area 11) is bordered on the north by Arlington and Somerville, on the south by railroad tracks, on the west by Belmont, and on the east by Somerville.
Cambridge Highlands (Area 12) is bordered on the north and east by railroad tracks, on the south by Fresh Pond, and on the west by Belmont.
Strawberry Hill (Area 13) is bordered on the north by Fresh Pond, on the south by Watertown, on the west by Belmont, and on the east by the Watertown-Cambridge Greenway (formerly railroad tracks).
Gallery
Climate
In the Köppen-Geiger classification, Cambridge has a hot-summer humid continental climate (Dfa) with hot summers and cold winters, that can appear in the southern end of New England's interior. Abundant rain falls on the city (and in the winter often as snow); it has no dry season. The average January temperature is 26.6 °F (−3 °C), making Cambridge part of Group D, independent of the isotherm. There are four well-defined seasons.
Demographics
As of the census of 2010, there were 105,162 people, 44,032 households, and 17,420 families residing in the city. The population density was . There were 47,291 housing units at an average density of . The racial makeup of the city was 66.60% White, 11.70% Black or African American, 0.20% Native American, 15.10% Asian (3.7% Chinese, 1.4% Asian Indian, 1.2% Korean, 1.0% Japanese), 0.01% Pacific Islander, 2.10% from other races, and 4.30% from two or more races. 7.60% of the population were Hispanic or Latino of any race (1.6% Puerto Rican, 1.4% Mexican, 0.6% Dominican, 0.5% Colombian & Salvadoran, 0.4% Spaniard). Non-Hispanic Whites were 62.1% of the population in 2010, down from 89.7% in 1970. An individual resident of Cambridge is known as a Cantabrigian.
In 2010, there were 44,032 households, out of which 16.9% had children under the age of 18 living with them, 28.9% were married couples living together, 8.4% had a female householder with no husband present, and 60.4% were non-families. 40.7% of all households were made up of individuals, and 9.6% had someone living alone who was 65 years of age or older. The average household size was 2.00 and the average family size was 2.76.
In the city, the population was spread out, with 13.3% of the population under the age of 18, 21.2% from 18 to 24, 38.6% from 25 to 44, 17.8% from 45 to 64, and 9.2% who were 65 years of age or older. The median age was 30.5 years. For every 100 females, there were 96.1 males. For every 100 females age 18 and over, there were 94.7 males.
The median income for a household in the city was $47,979, and the median income for a family was $59,423 (these figures had risen to $58,457 and $79,533 respectively ). Males had a median income of $43,825 versus $38,489 for females. The per capita income for the city was $31,156. About 8.7% of families and 12.9% of the population were below the poverty line, including 15.1% of those under age 18 and 12.9% of those age 65 or over.
Cambridge has been ranked as one of the most liberal cities in America. Locals living in and near the city jokingly refer to it as "The People's Republic of Cambridge". For 2016, the residential property tax rate in Cambridge was $6.99 per $1,000. Cambridge enjoys the highest possible bond credit rating, AAA, with all three Wall Street rating agencies.
In 2000, 11.0% of city residents were of Irish ancestry; 7.2% were of English, 6.9% Italian, 5.5% West Indian and 5.3% German ancestry. 69.4% spoke only English at home, while 6.9% spoke Spanish, 3.2% Chinese or Mandarin, 3.0% Portuguese, 2.9% French Creole, 2.3% French, 1.5% Korean, and 1.0% Italian.
Income
Data is from the 2009–2013 American Community Survey 5-Year Estimates.
Economy
Manufacturing was an important part of Cambridge's economy in the late 19th and early 20th century, but educational institutions are its biggest employers today. Harvard and MIT together employ about 20,000. As a cradle of technological innovation, Cambridge was home to technology firms Analog Devices, Akamai, Bolt, Beranek, and Newman (BBN Technologies) (now part of Raytheon), General Radio (later GenRad), Lotus Development Corporation (now part of IBM), Polaroid, Symbolics, and Thinking Machines.
In 1996, Polaroid, Arthur D. Little, and Lotus were Cambridge's top employers, with over 1,000 employees, but they faded out a few years later. Health care and biotechnology firms such as Genzyme, Biogen Idec, bluebird bio, Millennium Pharmaceuticals, Sanofi, Pfizer and Novartis have significant presences in the city. Though headquartered in Switzerland, Novartis continues to expand its operations in Cambridge.
Other major biotech and pharmaceutical firms expanding their presence in Cambridge include GlaxoSmithKline, AstraZeneca, Shire, and Pfizer. Most of Cambridge's biotech firms are in Kendall Square and East Cambridge, which decades ago were the city's center of manufacturing. Some others are in University Park at MIT, a new development in another former manufacturing area.
None of the high technology firms that once dominated the economy was among the 25 largest employers in 2005, but by 2008 Akamai and ITA Software were. Google, IBM Research, Microsoft Research, and Philips Research maintain offices in Cambridge. In late January 2012—less than a year after acquiring Billerica-based analytic database management company, Vertica—Hewlett-Packard announced it would also be opening its first offices in Cambridge. Also around that time, e-commerce giants Staples and Amazon.com said they would be opening research and innovation centers in Kendall Square. And LabCentral provides a shared laboratory facility for approximately 25 emerging biotech companies.
The proximity of Cambridge's universities has also made the city a center for nonprofit groups and think tanks, including the National Bureau of Economic Research, the Smithsonian Astrophysical Observatory, the Lincoln Institute of Land Policy, Cultural Survival, and One Laptop per Child.
In September 2011, Cambridge launched its Entrepreneur Walk of Fame initiative, recognizing people who have made contributions to innovation in global business.
In 2021, Cambridge was one of approximately 27 US cities to receive a AAA rating from each of the three major credit rating agencies in the nation, Moody's Investors Service, Standard & Poor's and Fitch Ratings. 2021 marked the 22nd consecutive year that Cambridge had retained this distinction.
Top employers
, the city's ten largest employers are:
Arts and culture
Museums
Harvard Art Museum, including the Busch-Reisinger Museum, a collection of Germanic art, the Fogg Art Museum, a comprehensive collection of Western art, and the Arthur M. Sackler Museum, a collection of Middle East and Asian art
Harvard Museum of Natural History, including the Glass Flowers collection
List Visual Arts Center, MIT
MIT Museum
Peabody Museum of Archaeology and Ethnology, Harvard
Semitic Museum, Harvard
Public art
Cambridge has a large and varied collection of permanent public art, on both city property, managed by the Cambridge Arts Council, Community Art Center, and the Harvard and MIT campuses. Temporary public artworks are displayed as part of the annual Cambridge River Festival on the banks of the Charles River during winter celebrations in Harvard and Central Squares and at Harvard University campus sites. Experimental forms of public artistic and cultural expression include the Central Square World's Fair, the annual Somerville-based Honk! Festival, and If This House Could Talk, a neighborhood art and history event.
Street musicians and other performers entertain tourists and locals in Harvard Square during the warmer months. The performances are coordinated through a public process that has been developed collaboratively by the performers, city administrators, private organizations and business groups. The Cambridge public library contains four Works Progress Administration murals completed in 1935 by Elizabeth Tracy Montminy: Religion, Fine Arts, History of Books and Paper, and The Development of the Printing Press.
Architecture
Despite intensive urbanization during the late 19th century and the 20th century, Cambridge has several historic buildings, including some from the 17th century. The city also has abundant contemporary architecture, largely built by Harvard and MIT.
Notable historic buildings in the city include:
The Asa Gray House (1810)
Austin Hall, Harvard University (1882–1884)
Cambridge City Hall (1888–1889)
Cambridge Public Library (1888)
Christ Church, Cambridge (1761)
Cooper-Frost-Austin House (1689–1817)
Elmwood House (1767), residence of the president of Harvard University
First Church of Christ, Scientist (1924–1930)
The First Parish in Cambridge (1833)
Harvard-Epworth United Methodist Church (1891–1893)
Harvard Lampoon Building (1909)
The Hooper-Lee-Nichols House (1685–1850)
Longfellow House–Washington's Headquarters National Historic Site (1759), former home of poet Henry Wadsworth Longfellow and headquarters of George Washington
The Memorial Church of Harvard University (1932)
Memorial Hall, Harvard University (1870–1877)
Middlesex County Courthouse (1814–1848)
Urban Rowhouse (1875)
O'Reilly Spite House (1908), built to spite a neighbor who would not sell his adjacent land
Contemporary architecture:
Arthur M. Sackler Museum at Harvard University, one of the few buildings in the U.S. by Pritzker Prize winner James Stirling
Baker House dormitory at MIT by Finnish architect Alvar Aalto, one of only two Aalto buildings in the U.S.
Harvard Graduate Center/Harkness Commons by The Architects Collaborative with Walter Gropius
Carpenter Center for the Visual Arts at Harvard, the only Le Corbusier building in North America
Design Research Building by Benjamin Thompson and Associates
Harvard Science Center, Holyoke Center, and Peabody Terrace by Catalan architect and Harvard Graduate School of Design Dean Josep Lluís Sert
Kresge Auditorium, MIT, by Eero Saarinen
Harvard Art Museums, renovation and major expansion of Fogg Museum building, completed in 2014 by Renzo Piano
MIT Chapel by Eero Saarinen
MIT Media Lab, two buildings by I. M. Pei and Fumihiko Maki
Simmons Hall at MIT by Steven Holl
Stata Center, home to the MIT Computer Science and Artificial Intelligence Laboratory, the Department of Linguistics, and the Department of Philosophy by Frank Gehry
Music
The city has an active music scene, from classical performances to the latest popular bands. Beyond its colleges and universities, Cambridge has many music venues, including The Middle East, Club Passim, The Plough and Stars, The Lizard Lounge and the Nameless Coffeehouse.
Parks and recreation
Consisting largely of densely built residential space, Cambridge lacks significant tracts of public parkland. Easily accessible open space on the university campuses, including Harvard Yard, Radcliffe Yard, and MIT's Great Lawn, as well as the considerable open space of Mount Auburn Cemetery and Fresh Pond Reservation, partly compensates for this. At Cambridge's western edge, the cemetery is known as a garden cemetery because of its landscaping (the oldest planned landscape in the country) and arboretum. Although known as a Cambridge landmark, much of the cemetery lies within Watertown. It is also an Important Bird Area (IBA) in the Greater Boston area. Fresh Pond Reservation is the largest open green space in Cambridge with 162 acres (656,000 m2) of land around a 155-acre (627,000 m2) kettle hole lake. This land includes a 2.25-mile walking trail around the reservoir and a public 9-hole golf course.
Public parkland includes the esplanade along the Charles River, which mirrors its Boston counterpart, Cambridge Common, Danehy Park, and Alewife Brook Reservation.
Government
Federal and state representation
Cambridge is split between Massachusetts's 5th and 7th U.S. congressional districts. The 5th district seat is held by Democrat Katherine Clark, who replaced now-Senator Ed Markey in a 2013 special election; the 7th is represented by Democrat Ayanna Pressley, elected in 2018. The state's senior United States senator is Democrat Elizabeth Warren, elected in 2012, who lives in Cambridge. The governor of Massachusetts is Democrat Maura Healey, elected in 2022.
Cambridge is represented in six districts in the Massachusetts House of Representatives: the 24th Middlesex (which includes parts of Belmont and Arlington), the 25th and 26th Middlesex (the latter of which includes a portion of Somerville), the 29th Middlesex (which includes a small part of Watertown), and the Eighth and Ninth Suffolk (both including parts of the City of Boston). The city is represented in the Massachusetts Senate as a part of the 2nd Middlesex, Middlesex and Suffolk, and 1st Suffolk and Middlesex districts.
Politics
From 1860 to 1880, Republicans Abraham Lincoln, Ulysses S. Grant, Rutherford B. Hayes, and James Garfield each won Cambridge, Grant doing so by margins of over 20 points in both of his campaigns. Following that, from 1884 to 1892, Grover Cleveland won Cambridge in all three of his presidential campaigns, by less than ten points each time.
Then from 1896 to 1924, Cambridge became something of a "swing" city with a slight Republican lean. GOP nominees carried the city in five of the eight presidential elections during that time frame, with five of the elections resulting in either a plurality or a margin of victory of fewer than ten points.
The city of Cambridge is extremely Democratic in modern times, however. In the last 23 presidential elections dating back to the nomination of Al Smith in 1928, the Democratic nominee has carried Cambridge in every election. Every Democratic nominee since Massachusetts native John F. Kennedy in 1960 has received at least 70% of the vote, except for Jimmy Carter in 1976 and 1980. Since 1928, the only Republican nominee to come within ten points of carrying Cambridge is Dwight Eisenhower in his 1956 re-election bid.
City government
Cambridge has a city government led by a mayor and a nine-member city council. There is also a six-member school committee that functions alongside the superintendent of public schools. The councilors and school committee members are elected every two years using proportional representation.
The mayor is elected by the city councilors from among themselves and serves as the chair of city council meetings. The mayor also sits on the school committee. The mayor is not the city's chief executive. Rather, the city manager, who is appointed by the city council, serves in that capacity.
Under the city's Plan E form of government, the city council does not have the power to appoint or remove city officials who are under the direction of the city manager. The city council and its members are also forbidden from giving orders to any subordinate of the city manager.
Yi-An Huang is the City Manager as of September 6, 2022, succeeding Owen O'Riordan (now the Deputy City Manager) who briefly served as the Acting City Manager after Louis DePasquale resigned on July 5, 2022, after six years in office.
* = current mayor
** = former mayor
On March 8, 2021, Cambridge City Council voted to recognize polyamorous domestic partnerships, becoming the second city in the United States following neighboring Somerville, which had done so in 2020.
County government
Cambridge was a county seat of Middlesex County, along with Lowell, until the abolition of county government. Though the county government was abolished in 1997, the county still exists as a geographical and political region. The employees of Middlesex County courts, jails, registries, and other county agencies now work directly for the state. The county's registrars of Deeds and Probate remain in Cambridge, but the Superior Court and District Attorney have had their operations transferred to Woburn. Third District Court has shifted operations to Medford, and the county Sheriff's office awaits near-term relocation.
Education
Higher education
Cambridge is perhaps best known as an academic and intellectual center. Its colleges and universities include:
Cambridge School of Culinary Arts
Harvard University
Hult International Business School
Lesley University
Longy School of Music of Bard College
Massachusetts Institute of Technology
Radcliffe College (now merged with Harvard College)
At least 258 of the world's total 962 Nobel Prize winners have at some point in their careers been affiliated with universities in Cambridge.
Cambridge College is named for Cambridge and was based in Cambridge until 2017, when it consolidated to a new headquarters in neighboring Boston.
The American Academy of Arts and Sciences, one of the nation's oldest learned societies founded in 1780, is based in Cambridge.
Primary and secondary public education
The city's schools constitute the Cambridge Public School District. Schools include:
Amigos School
Baldwin School (formerly the Agassiz School)
Cambridgeport School
Fletcher-Maynard Academy
Graham and Parks Alternative School
Haggerty School
Kennedy-Longfellow School
King Open School
Martin Luther King Jr. School
Morse School (a Core Knowledge school)
Peabody School
Tobin School (a Montessori school)
Five upper schools offer grades 6–8 in some of the same buildings as the elementary schools:
Amigos School
Cambridge Street Upper School
Putnam Avenue Upper School
Rindge Avenue Upper School
Vassal Lane Upper School
Cambridge has three district public high school programs, including Cambridge Rindge and Latin School (CRLS).
Other public charter schools include Benjamin Banneker Charter School, which serves grades K–6; Community Charter School of Cambridge in Kendall Square, which serves grades 7–12; and Prospect Hill Academy, a charter school whose upper school is in Central Square though it is not a part of the Cambridge Public School District.
Primary and secondary private education
Cambridge also has several private schools, including:
Boston Archdiocesan Choir School
Buckingham Browne & Nichols School
Cambridge Montessori school
Cambridge Friends School
Fayerweather Street School
International School of Boston (formerly École Bilingue)
Matignon High School
Shady Hill School
St. Peter School
Media
Newspapers
Cambridge is served by a single online newspaper, Cambridge Day. The last physical newspaper in the city, Cambridge Chronicle, ceased publication in 2022 and today only cross-posts regional stories from other Gannett properties.
Radio
Cambridge is home to the following radio stations, including both commercially-licensed and student-run stations:
Television and broadband
Cambridge Community Television (CCTV) has served the city since its inception in 1988. CCTV operates Cambridge's public access television facility and three television channels, 8, 9, and 96, on the Cambridge cable system (Comcast). The city has invited tenders from other cable providers, but Comcast remains its only fixed television and broadband utility, though services from American satellite TV providers are available. In October 2014, Cambridge City Manager Richard Rossi appointed a citizen Broadband Task Force to "examine options to increase competition, reduce pricing, and improve speed, reliability and customer service for both residents and businesses."
Infrastructure
Utilities
Cable television service is provided by XFINITY (Comcast Communications).
Parts of Cambridge are served by a district heating systems loop for industrial organizations that also cover Boston.
Electric service and natural gas are both provided by Eversource Energy.
Landline telecommunications service are provided by Harvard University, Massachusetts Institute of Technology (MIT), and Verizon Communications. All phones in Cambridge are inter-connected to central office locations in the metropolitan area.
The city maintains its own Public, educational, and government access (PEG) known as Cambridge Community Television (CCTV).
Water department
Cambridge obtains water from Hobbs Brook (in Lincoln and Waltham) and Stony Brook (Waltham and Weston), as well as an emergency connection to the Massachusetts Water Resources Authority. The city owns over of land in other towns that includes these reservoirs and portions of their watershed. Water from these reservoirs flows by gravity through an aqueduct to Fresh Pond in Cambridge. It is then treated in an adjacent plant and pumped uphill to an elevation of above sea level at the Payson Park Reservoir (Belmont). The water is then redistributed downhill via gravity to individual users in the city. A new water treatment plant opened in 2001.
In October 2016, the city announced that, owing to drought conditions, they would begin buying water from the MWRA. On January 3, 2017, Cambridge announced that "As a result of continued rainfall each month since October 2016, we have been able to significantly reduce the need to use MWRA water. We have not purchased any MWRA water since December 12, 2016 and if 'average' rainfall continues this could continue for several months."
Sewer service is available in Cambridge. The city is inter-connected with the Massachusetts Water Resources Authority (MWRA)'s sewage network with sewage treatment plant in the Boston Harbor.
Transportation
Road
Cambridge is served by several major roads, including Route 2, Route 16, and the Route 28. The Massachusetts Turnpike does not pass through Cambridge but provides access by an exit in nearby Allston. Both U.S. Route 1 and Interstate 93 also provide additional access at the eastern end of Cambridge via Leverett Circle in Boston. Route 2A runs the length of the city, chiefly along Massachusetts Avenue. The Charles River forms the southern border of Cambridge and is crossed by 11 bridges connecting Cambridge to Boston, eight of which are open to motorized road traffic, including the Longfellow Bridge and the Harvard Bridge.
Cambridge has an irregular street network because many of the roads date from the colonial era. Contrary to popular belief, the road system did not evolve from longstanding cow-paths. Roads connected various village settlements with each other and nearby towns and were shaped by geographic features, most notably streams, hills, and swampy areas. Today, the major "squares" are typically connected by long, mostly straight roads, such as Massachusetts Avenue between Harvard Square and Central Square or Hampshire Street between Kendall Square and Inman Square.
On October 25, 2022, Cambridge City Council voted 8–1 to eliminate parking minimums from the city code, citing declining car ownership, with the aim of promoting housing construction.
Mass transit
Cambridge is served by the Massachusetts Bay Transportation Authority, including Porter station on the regional Commuter Rail, Lechmere station on the Green Line, and Alewife, Porter, Harvard, Central, and Kendall Square/MIT stations on the Red Line. Alewife station, the terminus of the Red Line, has a large multi-story parking garage.
The Harvard bus tunnel under Harvard Square connects to the Red Line underground. This tunnel was originally opened for streetcars in 1912 and served trackless trolleys, trolleybuses, and buses as the routes were converted; four lines of the MBTA trolleybus system continued to use it until their conversion to diesel in 2022. The tunnel was partially reconfigured when the Red Line was extended to Alewife in the early 1980s.
Both Union Square station in Somerville on the Green Line and Community College station in Charlestown on the Orange Line are located just outside of Cambridge.
Besides the state-owned transit agency, the city is also served by the Charles River Transportation Management Agency (CRTMA) shuttles which are supported by some of the largest companies operating in the city, in addition to the municipal government itself.
Cycling
Cambridge has several bike paths, including one along the Charles River, and the Linear Park connecting the Minuteman Bikeway at Alewife with the Somerville Community Path. A connection to Watertown opened in 2022. Bike parking is common and there are bike lanes on many streets, although concerns have been expressed regarding the suitability of many of the lanes. On several central MIT streets, bike lanes transfer onto the sidewalk. Cambridge bans cycling on certain sections of sidewalk where pedestrian traffic is heavy.
Bicycling Magazine in 2006 rated Boston as one of the worst cities in the nation for bicycling, but it has given Cambridge honorable mention as one of the best and was called "Boston's great hope" by the magazine. Boston has since then followed the example of Cambridge and made considerable efforts to improve bicycling safety and convenience.
Walking
Walking is a popular activity in Cambridge. In 2000, among U.S. cities with more than 100,000 residents, Cambridge had the highest percentage of commuters who walked to work. Cambridge's major historic squares have changed into modern walking neighborhoods, including traffic calming features based on the needs of pedestrians rather than of motorists.
Intercity
The Boston intercity bus and train stations at South Station in Boston, and Logan International Airport in East Boston, both of which are accessible by subway. The Fitchburg Line rail service from Porter Square connects to some western suburbs. Since October 2010, there has also been intercity bus service between Alewife Station (Cambridge) and New York City.
Police department
In addition to the Cambridge Police Department, the city is patrolled by the Fifth (Brighton) Barracks of Troop H of the Massachusetts State Police. Owing, however, to proximity, the city also practices functional cooperation with the Fourth (Boston) Barracks of Troop H, as well. The campuses of Harvard and MIT are patrolled by the Harvard University Police Department and MIT Police Department, respectively.
Fire department
The city of Cambridge is protected by the Cambridge Fire Department. Established in 1832, the CFD operates eight engine companies, four ladder companies, one rescue company, and three paramedic squad companies from eight fire stations located throughout the city. The Acting Chief is Thomas F. Cahill Jr.
Emergency medical services (EMS)
The city of Cambridge receives emergency medical services from PRO EMS, a privately contracted ambulance service.
Public library services
Further educational services are provided at the Cambridge Public Library. The large modern main building was built in 2009, and connects to the restored 1888 Richardson Romanesque building. It was founded as the private Cambridge Athenaeum in 1849 and was acquired by the city in 1858, and became the Dana Library. The 1888 building was a donation of Frederick H. Rindge.
Sister cities and twin towns
Cambridge's sister cities with active relationships are:
Coimbra, Portugal (1982)
Gaeta, Italy (1982)
Tsukuba, Japan (1983)
San José Las Flores, El Salvador (1987)
Yerevan, Armenia (1987)
Galway, Ireland (1997)
Les Cayes, Haiti (2014)
Cambridge has ten additional inactive sister city relationships:
Dublin, Ireland (1983)
Ischia, Italy (1984)
Catania, Italy (1987)
Kraków, Poland (1989)
Florence, Italy (1992)
Santo Domingo Oeste, Dominican Republic (2003)
Southwark, England (2004)
Yuseong (Daejeon), Korea (2005)
Haidian (Beijing), China (2005)
Cienfuegos, Cuba (2005)
Notes
References
Citations
Sources
Cambridge article by Rev. Edward Abbott in Volume 1, pages 305–358.
Eliot, Samuel Atkins. A History of Cambridge, Massachusetts: 1630–1913. Cambridge, Massachusetts: The Cambridge Tribune, 1913.
Paige, Lucius. History of Cambridge, Massachusettse: 1630–1877. Cambridge, Massachusetts: The Riverside Press, 1877.
Survey of Architectural History in Cambridge: Mid Cambridge. Cambridge, Massachusetts: Cambridge Historical Commission, 1967. .
Survey of Architectural History in Cambridge: Cambridgeport. Cambridge, Massachusetts: Cambridge Historical Commission, 1971. .
Survey of Architectural History in Cambridge: Old Cambridge. Cambridge, Massachusetts: Cambridge Historical Commission, 1973. .
Survey of Architectural History in Cambridge: Northwest Cambridge. Cambridge, Massachusetts: Cambridge Historical Commission, 1977. .
Survey of Architectural History in Cambridge: East Cambridge (revised edition). Cambridge, Massachusetts: Cambridge Historical Commission, 1988.
External links
The Innovation Trail – History of invention in Cambridge and Boston
1630 establishments in the Massachusetts Bay Colony
Charles River
Cities in Massachusetts
Cities in Middlesex County, Massachusetts
County seats in Massachusetts
Populated places established in 1630 |
5689 | https://en.wikipedia.org/wiki/College | College | A college (Latin: collegium) is an educational institution or a constituent part of one. A college may be a degree-awarding tertiary educational institution, a part of a collegiate or federal university, an institution offering vocational education, a further education institution, or a secondary school.
In most of the world, a college may be a high school or secondary school, a college of further education, a training institution that awards trade qualifications, a higher-education provider that does not have university status (often without its own degree-awarding powers), or a constituent part of a university. In the United States, a college may offer undergraduate programs – either as an independent institution or as the undergraduate program of a university – or it may be a residential college of a university or a community college, referring to (primarily public) higher education institutions that aim to provide affordable and accessible education, usually limited to two-year associate degrees. The word is generally also used as a synonym for a university in the US. Colleges in countries such as France, Belgium, and Switzerland provide secondary education.
Etymology
The word "college" is from the Latin verb lego, legere, legi, lectum, "to collect, gather together, pick", plus the preposition cum, "with", thus meaning "selected together". Thus "colleagues" are literally "persons who have been selected to work together". In ancient Rome a collegium was a "body, guild, corporation united in colleagueship; of magistrates, praetors, tribunes, priests, augurs; a political club or trade guild". Thus a college was a form of corporation or corporate body, an artificial legal person (body/corpus) with its own legal personality, with the capacity to enter into legal contracts, to sue and be sued. In mediaeval England there were colleges of priests, for example in chantry chapels; modern survivals include the Royal College of Surgeons in England (originally the Guild of Surgeons Within the City of London), the College of Arms in London (a body of heralds enforcing heraldic law), an electoral college (to elect representatives); all groups of persons "selected in common" to perform a specified function and appointed by a monarch, founder or other person in authority. As for the modern "college of education", it was a body created for that purpose, for example Eton College was founded in 1440 by letters patent of King Henry VI for the constitution of a college of Fellows, priests, clerks, choristers, poor scholars, and old poor men, with one master or governor, whose duty it shall be to instruct these scholars and any others who may resort thither from any part of England in the knowledge of letters, and especially of grammar, without payment".
Overview
Higher education
Within higher education, the term can be used to refer to:
A constituent part of a collegiate university, for example King's College, Cambridge, or of a federal university, for example King's College London.
A liberal arts college, an independent institution of higher education focusing on undergraduate education, such as Williams College or Amherst College.
A liberal arts division of a university whose undergraduate program does not otherwise follow a liberal arts model, such as the Yuanpei College at Peking University.
An institute providing specialised training, such as a college of further education, for example Belfast Metropolitan College, a teacher training college, or an art college.
A Catholic higher education institute which includes universities, colleges, and other institutions of higher education privately run by the Catholic Church, typically by religious institutes. Those tied to the Holy See are specifically called pontifical universities.
In the United States, college is sometimes but rarely a synonym for a research university, such as Dartmouth College, one of the eight universities in the Ivy League.
In the United States, the undergraduate college of a university which also confers graduate degrees, such as Yale College, the undergraduate college within Yale University.
Further education
A sixth form college or college of further education is an educational institution in England, Wales, Northern Ireland, Belize, the Caribbean, Malta, Norway, Brunei, and Southern Africa, among others, where students aged 16 to 19 typically study for advanced school-level qualifications, such as A-levels, BTEC, HND or its equivalent and the International Baccalaureate Diploma, or school-level qualifications such as GCSEs. In Singapore and India, this is known as a junior college. The municipal government of the city of Paris uses the phrase "sixth form college" as the English name for a lycée.
Secondary education
In some national education systems, secondary schools may be called "colleges" or have "college" as part of their title.
In Australia the term "college" is applied to any private or independent (non-government) primary and, especially, secondary school as distinct from a state school. Melbourne Grammar School, Cranbrook School, Sydney and The King's School, Parramatta are considered colleges.
There has also been a recent trend to rename or create government secondary schools as "colleges". In the state of Victoria, some state high schools are referred to as secondary colleges, although the pre-eminent government secondary school for boys in Melbourne is still named Melbourne High School. In Western Australia, South Australia and the Northern Territory, "college" is used in the name of all state high schools built since the late 1990s, and also some older ones. In New South Wales, some high schools, especially multi-campus schools resulting from mergers, are known as "secondary colleges". In Queensland some newer schools which accept primary and high school students are styled state college, but state schools offering only secondary education are called "State High School". In Tasmania and the Australian Capital Territory, "college" refers to the final two years of high school (years 11 and 12), and the institutions which provide this. In this context, "college" is a system independent of the other years of high school. Here, the expression is a shorter version of matriculation college.
In a number of Canadian cities, many government-run secondary schools are called "collegiates" or "collegiate institutes" (C.I.), a complicated form of the word "college" which avoids the usual "post-secondary" connotation. This is because these secondary schools have traditionally focused on academic, rather than vocational, subjects and ability levels (for example, collegiates offered Latin while vocational schools offered technical courses). Some private secondary schools (such as Upper Canada College, Vancouver College) choose to use the word "college" in their names nevertheless. Some secondary schools elsewhere in the country, particularly ones within the separate school system, may also use the word "college" or "collegiate" in their names.
In New Zealand the word "college" normally refers to a secondary school for ages 13 to 17 and "college" appears as part of the name especially of private or integrated schools. "Colleges" most frequently appear in the North Island, whereas "high schools" are more common in the South Island.
In the Netherlands, "college" is equivalent to HBO (Higher professional education). It is oriented towards professional training with clear occupational outlook, unlike universities which are scientifically oriented.
In South Africa, some secondary schools, especially private schools on the English public school model, have "college" in their title, including six of South Africa's Elite Seven high schools. A typical example of this category would be St John's College.
Private schools that specialize in improving children's marks through intensive focus on examination needs are informally called "cram-colleges".
In Sri Lanka the word "college" (known as Vidyalaya in Sinhala) normally refers to a secondary school, which usually signifies above the 5th standard. During the British colonial period a limited number of exclusive secondary schools were established based on English public school model (Royal College Colombo, S. Thomas' College, Mount Lavinia, Trinity College, Kandy) these along with several Catholic schools (St. Joseph's College, Colombo, St Anthony's College) traditionally carry their name as colleges. Following the start of free education in 1931 large group of central colleges were established to educate the rural masses. Since Sri Lanka gained Independence in 1948, many schools that have been established have been named as "college".
Other
As well as an educational institution, the term, in accordance with its etymology, may also refer to any formal group of colleagues set up under statute or regulation; often under a Royal Charter. Examples include an electoral college, the College of Arms, a college of canons, and the College of Cardinals. Other collegiate bodies include professional associations, particularly in medicine and allied professions. In the UK these include the Royal College of Nursing and the Royal College of Physicians. Examples in the United States include the American College of Physicians, the American College of Surgeons, and the American College of Dentists. An example in Australia is the Royal Australian College of General Practitioners.
College by country
The different ways in which the term "College" is used to describe educational institutions in various regions of the world is listed below:
Americas
Canada
In Canadian English, the term "college" usually refers to a trades school, applied arts/science/technology/business/health school or community college. These are post-secondary institutions granting certificates, diplomas, associate degrees and (in some cases) bachelor's degrees. The French acronym specific to public institutions within Quebec's particular system of pre-university and technical education is CEGEP (Collège d'enseignement général et professionnel, "college of general and professional education"). They are collegiate-level institutions that a student typically enrols in if they wish to continue onto university in the Quebec education system, or to learn a trade. In Ontario and Alberta, there are also institutions that are designated university colleges, which only grant undergraduate degrees. This is to differentiate between universities, which have both undergraduate and graduate programs and those that do not.
In Canada, there is a strong distinction between "college" and "university". In conversation, one specifically would say either "they are going to university" (i.e., studying for a three- or four-year degree at a university) or "they are going to college" (i.e., studying at a technical/career training).
Usage in a university setting
The term college also applies to distinct entities that formally act as an affiliated institution of the university, formally referred to as federated college, or affiliated colleges. A university may also formally include several constituent colleges, forming a collegiate university. Examples of collegiate universities in Canada include Trent University, and the University of Toronto. These types of institutions act independently, maintaining their own endowments, and properties. However, they remain either affiliated, or federated with the overarching university, with the overarching university being the institution that formally grants the degrees. For example, Trinity College was once an independent institution, but later became federated with the University of Toronto. Several centralized universities in Canada have mimicked the collegiate university model; although constituent colleges in a centralized university remains under the authority of the central administration. Centralized universities that have adopted the collegiate model to a degree includes the University of British Columbia, with Green College and St. John's College; and the Memorial University of Newfoundland, with Sir Wilfred Grenfell College.
Occasionally, "college" refers to a subject specific faculty within a university that, while distinct, are neither federated nor affiliated—College of Education, College of Medicine, College of Dentistry, College of Biological Science among others.
The Royal Military College of Canada is a military college which trains officers for the Canadian Armed Forces. The institution is a full-fledged university, with the authority to issue graduate degrees, although it continues to word the term college in its name. The institution's sister schools, Royal Military College Saint-Jean also uses the term college in its name, although it academic offering is akin to a CEGEP institution in Quebec. A number of post-secondary art schools in Canada formerly used the word college in their names, despite formally being universities. However, most of these institutions were renamed, or re-branded in the early 21st century, omitting the word college from its name.
Usage in secondary education
The word college continues to be used in the names public separate secondary schools in Ontario. A number of independent schools across Canada also use the word college in its name.
Public secular school boards in Ontario also refer to their secondary schools as collegiate institutes. However, usage of the word collegiate institute varies between school boards. Collegiate institute is the predominant name for secondary schools in Lakehead District School Board, and Toronto District School Board, although most school boards in Ontario use collegiate institute alongside high school, and secondary school in the names of their institutions. Similarly, secondary schools in Regina, and Saskatoon are referred to as Collegiate.
Chile
Officially, since 2009, the Pontifical Catholic University of Chile incorporated the term "college" as the name of a tertiary education program as a bachelor's degree. The program features a Bachelor of Natural Sciences and Mathematics, a Bachelor of Social Science and a Bachelor of Arts and Humanities. It has the same system as the American universities, it combines majors and minors and finally, it let the students continue a higher degree in the same university once the program it is completed.
But in Chile, the term "college" is not usually used for tertiary education, but is used mainly in the name of some private bilingual schools, corresponding to levels 0, 1 and 2 of the ISCED 2011. Some examples are they Santiago College, Saint George's College, among others.
United States
In the United States, there were 5,916 post-secondary institutions (universities and colleges) having peaked at 7,253 in 2012–13 and fallen every year since. A "college" in the US can refer to a constituent part of a university (which can be a residential college, the sub-division of the university offering undergraduate courses, or a school of the university offering particular specialized courses), an independent institution offering bachelor's-level courses, or an institution offering instruction in a particular professional, technical or vocational field. In popular usage, the word "college" is the generic term for any post-secondary undergraduate education. Americans "go to college" after high school, regardless of whether the specific institution is formally a college or a university. Some students choose to dual-enroll, by taking college classes while still in high school. The word and its derivatives are the standard terms used to describe the institutions and experiences associated with American post-secondary undergraduate education.
Students must pay for college before taking classes. Some borrow the money via loans, and some students fund their educations with cash, scholarships, grants, or some combination of these payment methods. In 2011, the state or federal government subsidized $8,000 to $100,000 for each undergraduate degree. For state-owned schools (called "public" universities), the subsidy was given to the college, with the student benefiting from lower tuition. The state subsidized on average 50% of public university tuition.
Colleges vary in terms of size, degree, and length of stay. Two-year colleges, also known as junior or community colleges, usually offer an associate degree, and four-year colleges usually offer a bachelor's degree. Often, these are entirely undergraduate institutions, although some have graduate school programs.
Four-year institutions in the U.S. that emphasize a liberal arts curriculum are known as liberal arts colleges. Until the 20th century, liberal arts, law, medicine, theology, and divinity were about the only form of higher education available in the United States. These schools have traditionally emphasized instruction at the undergraduate level, although advanced research may still occur at these institutions.
While there is no national standard in the United States, the term "university" primarily designates institutions that provide undergraduate and graduate education. A university typically has as its core and its largest internal division an undergraduate college teaching a liberal arts curriculum, also culminating in a bachelor's degree. What often distinguishes a university is having, in addition, one or more graduate schools engaged in both teaching graduate classes and in research. Often these would be called a School of Law or School of Medicine, (but may also be called a college of law, or a faculty of law). An exception is Vincennes University, Indiana, which is styled and chartered as a "university" even though almost all of its academic programs lead only to two-year associate degrees. Some institutions, such as Dartmouth College and The College of William & Mary, have retained the term "college" in their names for historical reasons. In one unique case, Boston College and Boston University, the former located in Chestnut Hill, Massachusetts and the latter located in Boston, Massachusetts, are completely separate institutions.
Usage of the terms varies among the states. In 1996, for example, Georgia changed all of its four-year institutions previously designated as colleges to universities, and all of its vocational technology schools to technical colleges.
The terms "university" and "college" do not exhaust all possible titles for an American institution of higher education. Other options include "institute" (Worcester Polytechnic Institute and Massachusetts Institute of Technology), "academy" (United States Military Academy), "union" (Cooper Union), "conservatory" (New England Conservatory), and "school" (Juilliard School). In colloquial use, they are still referred to as "college" when referring to their undergraduate studies.
The term college is also, as in the United Kingdom, used for a constituent semi-autonomous part of a larger university but generally organized on academic rather than residential lines. For example, at many institutions, the undergraduate portion of the university can be briefly referred to as the college (such as The College of the University of Chicago, Harvard College at Harvard, or Columbia College at Columbia) while at others, such as the University of California, Berkeley, "colleges" are collections of academic programs and other units that share some common characteristics, mission, or disciplinary focus (the "college of engineering", the "college of nursing", and so forth). There exist other variants for historical reasons, including some uses that exist because of mergers and acquisitions; for example, Duke University, which was called Trinity College until the 1920s, still calls its main undergraduate subdivision Trinity College of Arts and Sciences.
Residential colleges
Some American universities, such as Princeton, Rice, and Yale have established residential colleges (sometimes, as at Harvard, the first to establish such a system in the 1930s, known as houses) along the lines of Oxford or Cambridge. Unlike the Oxbridge colleges, but similarly to Durham, these residential colleges are not autonomous legal entities nor are they typically much involved in education itself, being primarily concerned with room, board, and social life. At the University of Michigan, University of California, San Diego and the University of California, Santa Cruz, each residential college teaches its own core writing courses and has its own distinctive set of graduation requirements.
Many U.S. universities have placed increased emphasis on their residential colleges in recent years. This is exemplified by the creation of new colleges at Ivy League schools such as Yale University and Princeton University, and efforts to strengthen the contribution of the residential colleges to student education, including through a 2016 taskforce at Princeton on residential colleges.
Origin of the U.S. usage
The founders of the first institutions of higher education in the United States were graduates of the University of Oxford and the University of Cambridge. The small institutions they founded would not have seemed to them like universities – they were tiny and did not offer the higher degrees in medicine and theology. Furthermore, they were not composed of several small colleges. Instead, the new institutions felt like the Oxford and Cambridge colleges they were used to – small communities, housing and feeding their students, with instruction from residential tutors (as in the United Kingdom, described above). When the first students graduated, these "colleges" assumed the right to confer degrees upon them, usually with authority—for example, The College of William & Mary has a royal charter from the British monarchy allowing it to confer degrees while Dartmouth College has a charter permitting it to award degrees "as are usually granted in either of the universities, or any other college in our realm of Great Britain."
The leaders of Harvard College (which granted America's first degrees in 1642) might have thought of their college as the first of many residential colleges that would grow up into a New Cambridge university. However, over time, few new colleges were founded there, and Harvard grew and added higher faculties. Eventually, it changed its title to university, but the term "college" had stuck and "colleges" have arisen across the United States.
In U.S. usage, the word "college" not only embodies a particular type of school, but has historically been used to refer to the general concept of higher education when it is not necessary to specify a school, as in "going to college" or "college savings accounts" offered by banks.
In a survey of more than 2,000 college students in 33 states and 156 different campuses, the U.S. Public Interest Research Group found the average student spends as much as $1,200 each year on textbooks and supplies alone. By comparison, the group says that's the equivalent of 39 percent of tuition and fees at a community college, and 14 percent of tuition and fees at a four-year public university.
Morrill Land-Grant Act
In addition to private colleges and universities, the U.S. also has a system of government funded, public universities. Many were founded under the Morrill Land-Grant Colleges Act of 1862. A movement had arisen to bring a form of more practical higher education to the masses, as "...many politicians and educators wanted to make it possible for all young Americans to receive some sort of advanced education." The Morrill Act "...made it possible for the new western states to establish colleges for the citizens." Its goal was to make higher education more easily accessible to the citizenry of the country, specifically to improve agricultural systems by providing training and scholarship in the production and sales of agricultural products, and to provide formal education in "...agriculture, home economics, mechanical arts, and other professions that seemed practical at the time."
The act was eventually extended to allow all states that had remained with the Union during the American Civil War, and eventually all states, to establish such institutions. Most of the colleges established under the Morrill Act have since become full universities, and some are among the elite of the world.
Benefits of college
Selection of a four-year college as compared to a two-year junior college, even by marginal students such as those with a C+ grade average in high school and SAT scores in the mid 800s, increases the probability of graduation and confers substantial economic and social benefits.
Asia
Bangladesh
In Bangladesh, educational institutions offering higher secondary (11th–12th grade) education are known as colleges.
Hong Kong
In Hong Kong, the term 'college' is used by tertiary institutions as either part of their names or to refer to a constituent part of the university, such as the colleges in the collegiate The Chinese University of Hong Kong; or to a residence hall of a university, such as St. John's College, University of Hong Kong. Many older secondary schools have the term 'college' as part of their names.
India
The modern system of education was heavily influenced by the British starting in 1835.
In India, the term "college" is commonly reserved for institutions that offer high school diplomas at year 12 ("Junior College", similar to American high schools), and those that offer the bachelor's degree; some colleges, however, offer programmes up to PhD level. Generally, colleges are located in different parts of a state and all of them are affiliated to a regional university. The colleges offer programmes leading to degrees of that university. Colleges may be either Autonomous or non-autonomous. Autonomous Colleges are empowered to establish their own syllabus, and conduct and assess their own examinations; in non-autonomous colleges, examinations are conducted by the university, at the same time for all colleges under its affiliation. There are several hundred universities and each university has affiliated colleges, often a large number.
The first liberal arts and sciences college in India was "Cottayam College" or the "Syrian College", Kerala in 1815. The First inter linguistic residential education institution in Asia was started at this college. At present it is a Theological seminary which is popularly known as Orthodox Theological Seminary or Old Seminary. After that, CMS College, Kottayam, established in 1817, and the Presidency College, Kolkata, also 1817, initially known as Hindu College. The first college for the study of Christian theology and ecumenical enquiry was Serampore College (1818). The first Missionary institution to impart Western style education in India was the Scottish Church College, Calcutta (1830). The first commerce and economics college in India was Sydenham College, Mumbai (1913).
In India a new term has been introduced that is Autonomous Institutes & Colleges. An autonomous Colleges are colleges which need to be affiliated to a certain university. These colleges can conduct their own admission procedure, examination syllabus, fees structure etc. However, at the end of course completion, they cannot issue their own degree or diploma. The final degree or diploma is issued by the affiliated university.
Also, some significant changes can pave way under the NEP (New Education Policy 2020) which may affect the present guidelines for universities and colleges.
Israel
In Israel, any non-university higher-learning facility is called a college. Institutions accredited by the Council for Higher Education in Israel (CHE) to confer a bachelor's degree are called "Academic Colleges" (; plural ). These colleges (at least 4 for 2012) may also offer master's degrees and act as Research facilities. There are also over twenty teacher training colleges or seminaries, most of which may award only a Bachelor of Education (BEd) degree.
Academic colleges: Any educational facility that had been approved to offer at least bachelor's degree is entitled by CHE to use the term academic college in its name.
Engineering academic college: Any academic facility that offer at least bachelor's degree and most of it faculties are providing an Engineering degree and Engineering license.
Educational academic college: After an educational facility that had been approved for "Teachers seminar" status is then approved to provide a Bachelor of Education, its name is changed to include "Educational Academic college."
Technical college: A "Technical college" () is an educational facility that is approved to allow to provide P.E degree (הנדסאי) (14'th class) or technician (טכנאי) (13'th class) diploma and licenses.
Training College: A "Training College" ( or ) is an educational facility that provides basic training allowing a person to receive a working permit in a field such as alternative medicine, cooking, Art, Mechanical, Electrical and other professions. A trainee could receive the right to work in certain professions as apprentice (j. mechanic, j. Electrician etc.). After working in the training field for enough time an apprentice could have a license to operate (Mechanic, Electrician). This educational facility is mostly used to provide basic training for low tech jobs and for job seekers without any training that are provided by the nation's Employment Service (שירות התעסוקה).
Macau
Following the Portuguese usage, the term "college" (colégio) in Macau has traditionally been used in the names for private (and non-governmental) pre-university educational institutions, which correspond to form one to form six level tiers. Such schools are usually run by the Roman Catholic church or missionaries in Macau. Examples include Chan Sui Ki Perpetual Help College, Yuet Wah College, and Sacred Heart Canossian College.
Philippines
In the Philippines, colleges usually refer to institutions of learning that grant degrees but whose scholastic fields are not as diverse as that of a university (University of Santo Tomas, University of the Philippines, Ateneo de Manila University, De La Salle University, Far Eastern University, and AMA University), such as the San Beda College which specializes in law, AMA Computer College whose campuses are spread all over the Philippines which specializes in information and computing technologies, and the Mapúa Institute of Technology which specializes in engineering, or to component units within universities that do not grant degrees but rather facilitate the instruction of a particular field, such as a College of Science and College of Engineering, among many other colleges of the University of the Philippines.
A state college may not have the word "college" on its name, but may have several component colleges, or departments. Thus, the Eulogio Amang Rodriguez Institute of Science and Technology is a state college by classification.
Usually, the term "college" is also thought of as a hierarchical demarcation between the term "university", and quite a number of colleges seek to be recognized as universities as a sign of improvement in academic standards (Colegio de San Juan de Letran, San Beda College), and increase in the diversity of the offered degree programs (called "courses"). For private colleges, this may be done through a survey and evaluation by the Commission on Higher Education and accrediting organizations, as was the case of Urios College which is now the Fr. Saturnino Urios University. For state colleges, it is usually done by a legislation by the Congress or Senate. In common usage, "going to college" simply means attending school for an undergraduate degree, whether it's from an institution recognized as a college or a university.
When it comes to referring to the level of education, college is the term more used to be synonymous to tertiary or higher education. A student who is or has studied his/her undergraduate degree at either an institution with college or university in its name is considered to be going to or have gone to college.
Singapore
The term "college" in Singapore is generally only used for pre-university educational institutions called "Junior Colleges", which provide the final two years of secondary education (equivalent to sixth form in British terms or grades 11–12 in the American system). Since 1 January 2005, the term also refers to the three campuses of the Institute of Technical Education with the introduction of the "collegiate system", in which the three institutions are called ITE College East, ITE College Central, and ITE College West respectively.
The term "university" is used to describe higher-education institutions offering locally conferred degrees. Institutions offering diplomas are called "polytechnics", while other institutions are often referred to as "institutes" and so forth.
Sri Lanka
There are several professional and vocational institutions that offer post-secondary education without granting degrees that are referred to as "colleges". This includes the Sri Lanka Law College, the many Technical Colleges and Teaching Colleges.
Turkey
In Turkey, the term "kolej" (college) refers to a private high school, typically preceded by one year of preparatory language education. Notable Turkish colleges include Robert College, Uskudar American Academy, American Collegiate Institute and Tarsus American College.
Africa
South Africa
Although the term "college" is hardly used in any context at any university in South Africa, some non-university tertiary institutions call themselves colleges. These include teacher training colleges, business colleges and wildlife management colleges. See: List of universities in South Africa#Private colleges and universities; List of post secondary institutions in South Africa.
Zimbabwe
The term college is mainly used by private or independent secondary schools with Advanced Level (Upper 6th formers) and also Polytechnic Colleges which confer diplomas only. A student can complete secondary education (International General Certificate of Secondary Education, IGCSE) at 16 years and proceed straight to a poly-technical college or they can proceed to Advanced level (16 to 19 years) and obtain a General Certificate of Education (GCE) certificate which enables them to enroll at a university, provided they have good grades. Alternatively, with lower grades, the GCE certificate holders will have an added advantage over their GCSE counterparts if they choose to enroll at a polytechnical college. Some schools in Zimbabwe choose to offer the International Baccalaureate studies as an alternative to the IGCSE and GCE.
Europe
Greece
Kollegio (in Greek Κολλέγιο) refers to the Centers of Post-Lyceum Education (in Greek Κέντρο Μεταλυκειακής Εκπαίδευσης, abbreviated as KEME), which are principally private and belong to the Greek post-secondary education system. Some of them have links to EU or US higher education institutions or accreditation organizations, such as the NEASC. Kollegio (or Kollegia in plural) may also refer to private non-tertiary schools, such as the Athens College.
Ireland
In Ireland the term "college" is normally used to describe an institution of tertiary education. University students often say they attend "college" rather than "university". Until 1989, no university provided teaching or research directly; they were formally offered by a constituent college of the university.
There are number of secondary education institutions that traditionally used the word "college" in their names: these are either older, private schools (such as Belvedere College, Gonzaga College, Castleknock College, and St. Michael's College) or what were formerly a particular kind of secondary school. These secondary schools, formerly known as "technical colleges," were renamed "community colleges," but remain secondary schools.
The country's only ancient university is the University of Dublin. Created during the reign of Elizabeth I, it is modelled on the collegiate universities of Cambridge and Oxford. However, only one constituent college was ever founded, hence the curious position of Trinity College Dublin today; although both are usually considered one and the same, the university and college are completely distinct corporate entities with separate and parallel governing structures.
Among more modern foundations, the National University of Ireland, founded in 1908, consisted of constituent colleges and recognised colleges until 1997. The former are now referred to as constituent universities – institutions that are essentially universities in their own right. The National University can trace its existence back to 1850 and the creation of the Queen's University of Ireland and the creation of the Catholic University of Ireland in 1854. From 1880, the degree awarding roles of these two universities was taken over by the Royal University of Ireland, which remained until the creation of the National University in 1908 and Queen's University Belfast.
The state's two new universities, Dublin City University and University of Limerick, were initially National Institute for Higher Education institutions. These institutions offered university level academic degrees and research from the start of their existence and were awarded university status in 1989 in recognition of this.
Third level technical education in the state has been carried out in the Institutes of Technology, which were established from the 1970s as Regional Technical Colleges. These institutions have delegated authority which entitles them to give degrees and diplomas from Quality and Qualifications Ireland (QQI) in their own names.
A number of private colleges exist such as Dublin Business School, providing undergraduate and postgraduate courses validated by QQI and in some cases by other universities.
Other types of college include colleges of education, such as the Church of Ireland College of Education. These are specialist institutions, often linked to a university, which provide both undergraduate and postgraduate academic degrees for people who want to train as teachers.
A number of state-funded further education colleges exist – which offer vocational education and training in a range of areas from business studies and information and communications technology to sports injury therapy. These courses are usually one, two or less often three years in duration and are validated by QQI at Levels 5 or 6, or for the BTEC Higher National Diploma award, which is a Level 6/7 qualification, validated by Edexcel. There are numerous private colleges (particularly in Dublin and Limerick) which offer both further and higher education qualifications. These degrees and diplomas are often certified by foreign universities/international awarding bodies and are aligned to the National Framework of Qualifications at Levels 6, 7 and 8.
Netherlands
In the Netherlands there are 3 main educational routes after high school.
MBO (middle-level applied education), which is the equivalent of junior college. Designed to prepare students for either skilled trades and technical occupations and workers in support roles in professions such as engineering, accountancy, business administration, nursing, medicine, architecture, and criminology or for additional education at another college with more advanced academic material.
HBO (higher professional education), which is the equivalent of college and has a professional orientation. After HBO (typically 4–6 years), pupils can enroll in a (professional) master's program (1–2 years) or enter the job market. The HBO is taught in vocational universities (hogescholen), of which there are over 40 in the Netherlands, each of which offers a broad variety of programs, with the exception of some that specialize in arts or agriculture. Note that the hogescholen are not allowed to name themselves university in Dutch. This also stretches to English and therefore HBO institutions are known as universities of applied sciences.
WO (Scientific education), which is the equivalent to university level education and has an academic orientation.
HBO graduates can be awarded two titles, which are Baccalaureus (bc.) and Ingenieur (ing.). At a WO institution, many more bachelor's and master's titles can be awarded. Bachelor's degrees: Bachelor of Arts (BA), Bachelor of Science (BSc) and Bachelor of Laws (LLB). Master's degrees: Master of Arts (MA), Master of Laws (LLM) and Master of Science (MSc). The PhD title is a research degree awarded upon completion and defense of a doctoral thesis.
Portugal
Presently in Portugal, the term colégio (college) is normally used as a generic reference to a private (non-government) school that provides from basic to secondary education. Many of the private schools include the term colégio in their name. Some special public schools – usually of the boarding school type – also include the term in their name, with a notable example being the Colégio Militar (Military College). The term colégio interno (literally "internal college") is used specifically as a generic reference to a boarding school.
Until the 19th century, a colégio was usually a secondary or pre-university school, of public or religious nature, where the students usually lived together. A model for these colleges was the Royal College of Arts and Humanities, founded in Coimbra by King John III of Portugal in 1542.
United Kingdom
Secondary education and further education
Further education (FE) colleges and sixth form colleges are institutions providing further education to students over 16. Some of these also provide higher education courses (see below). In the context of secondary education, 'college' is used in the names of some private schools, e.g. Eton College and Winchester College.
Higher education
In higher education, a college is normally a provider that does not hold university status, although it can also refer to a constituent part of a collegiate or federal university or a grouping of academic faculties or departments within a university. Traditionally the distinction between colleges and universities was that colleges did not award degrees while universities did, but this is no longer the case with NCG having gained taught degree awarding powers (the same as some universities) on behalf of its colleges, and many of the colleges of the University of London holding full degree awarding powers and being effectively universities. Most colleges, however, do not hold their own degree awarding powers and continue to offer higher education courses that are validated by universities or other institutions that can award degrees.
In England, , over 60% of the higher education providers directly funded by HEFCE (208/340) are sixth-form or further education colleges, often termed colleges of further and higher education, along with 17 colleges of the University of London, one university college, 100 universities, and 14 other providers (six of which use 'college' in their name). Overall, this means over two-thirds of state-supported higher education providers in England are colleges of one form or another. Many private providers are also called colleges, e.g. the New College of the Humanities and St Patrick's College, London.
Colleges within universities vary immensely in their responsibilities. The large constituent colleges of the University of London are effectively universities in their own right; colleges in some universities, including those of the University of the Arts London and smaller colleges of the University of London, run their own degree courses but do not award degrees; those at the University of Roehampton provide accommodation and pastoral care as well as delivering the teaching on university courses; those at Oxford and Cambridge deliver some teaching on university courses as well as providing accommodation and pastoral care; and those in Durham, Kent, Lancaster and York provide accommodation and pastoral care but do not normally participate in formal teaching. The legal status of these colleges also varies widely, with University of London colleges being independent corporations and recognised bodies, Oxbridge colleges, colleges of the University of the Highlands and Islands (UHI) and some Durham colleges being independent corporations and listed bodies, most Durham colleges being owned by the university but still listed bodies, and those of other collegiate universities not having formal recognition. When applying for undergraduate courses through UCAS, University of London colleges are treated as independent providers, colleges of Oxford, Cambridge, Durham and UHI are treated as locations within the universities that can be selected by specifying a 'campus code' in addition to selecting the university, and colleges of other universities are not recognised.
The UHI and the University of Wales Trinity Saint David (UWTSD) both include further education colleges. However, while the UHI colleges integrate FE and HE provision, UWTSD maintains a separation between the university campuses (Lampeter, Carmarthen and Swansea) and the two colleges (Coleg Sir Gâr and Coleg Ceredigion; n.b. coleg is Welsh for college), which although part of the same group are treated as separate institutions rather than colleges within the university.
A university college is an independent institution with the power to award taught degrees, but which has not been granted university status. University College is a protected title that can only be used with permission, although note that University College London, University College, Oxford and University College, Durham are colleges within their respective universities and not university colleges (in the case of UCL holding full degree awarding powers that set it above a university college), while University College Birmingham is a university in its own right and also not a university college.
Oceania
Australia
In Australia a college may be an institution of tertiary education that is smaller than a university, run independently or as part of a university. Following a reform in the 1980s many of the formerly independent colleges now belong to a larger universities.
Referring to parts of a university, there are residential colleges which provide residence for students, both undergraduate and postgraduate, called university colleges. These colleges often provide additional tutorial assistance, and some host theological study. Many colleges have strong traditions and rituals, so are a combination of dormitory style accommodation and fraternity or sorority culture.
Most technical and further education institutions (TAFEs), which offer certificate and diploma vocational courses, are styled "TAFE colleges" or "Colleges of TAFE". In some places, such as Tasmania, college refers to a type of school for Year 11 and 12 students, e.g. Don College.
New Zealand
The constituent colleges of the former University of New Zealand (such as Canterbury University College) have become independent universities. Some halls of residence associated with New Zealand universities retain the name of "college", particularly at the University of Otago (which although brought under the umbrella of the University of New Zealand, already possessed university status and degree awarding powers). The institutions formerly known as "Teacher-training colleges" now style themselves "College of education".
Some universities, such as the University of Canterbury, have divided their university into constituent administrative "Colleges" – the College of Arts containing departments that teach Arts, Humanities and Social Sciences, College of Science containing Science departments, and so on. This is largely modelled on the Cambridge model, discussed above.
Like the United Kingdom some professional bodies in New Zealand style themselves as "colleges", for example, the Royal Australasian College of Surgeons, the Royal Australasian College of Physicians.
In some parts of the country, secondary school is often referred to as college and the term is used interchangeably with high school. This sometimes confuses people from other parts of New Zealand. But in all parts of the country many secondary schools have "College" in their name, such as Rangitoto College, New Zealand's largest secondary.
Notes
References
External links
See also
Community college
Residential college
University college
Vocational university
Madrasa
Ashrama (stage)
Educational stages
Higher education
Types of university or college
Youth |
5691 | https://en.wikipedia.org/wiki/Codex | Codex | The codex (: codices ) was the historical ancestor of the modern book. Instead of being composed of sheets of paper, it used sheets of vellum, papyrus, or other materials. The term codex is often used for ancient manuscript books, with handwritten contents. A codex, much like the modern book, is bound by stacking the pages and securing one set of edges by a variety of methods over the centuries, yet in a form analogous to modern bookbinding. Modern books are divided into paperback (or softback) and those bound with stiff boards, called hardbacks. Elaborate historical bindings are called treasure bindings. At least in the Western world, the main alternative to the paged codex format for a long document was the continuous scroll, which was the dominant form of document in the ancient world. Some codices are continuously folded like a concertina, in particular the Maya codices and Aztec codices, which are actually long sheets of paper or animal skin folded into pages. In Japan, concertina-style codices called orihon developed during the Heian period (794–1185) were made of paper.
The Ancient Romans developed the form from wax tablets. The gradual replacement of the scroll by the codex has been called the most important advance in book making before the invention of the printing press. The codex transformed the shape of the book itself, and offered a form that has lasted ever since. The spread of the codex is often associated with the rise of Christianity, which early on adopted the format for the Bible. First described in the 1st century of the Common Era, when the Roman poet Martial praised its convenient use, the codex achieved numerical parity with the scroll around 300 CE, and had completely replaced it throughout what was by then a Christianized Greco-Roman world by the 6th century.
Etymology and origins
The word codex comes from the Latin word caudex, meaning "trunk of a tree", "block of wood" or "book". The codex began to replace the scroll almost as soon as it was invented, although new finds add three centuries to its history (see below). In Egypt, by the fifth century, the codex outnumbered the scroll by ten to one based on surviving examples. By the sixth century, the scroll had almost vanished as a medium for literature. The change from rolls to codices roughly coincides with the transition from papyrus to parchment as the preferred writing material, but the two developments are unconnected. In fact, any combination of codices and scrolls with papyrus and parchment is technically feasible and common in the historical record.
Technically, even modern notebooks and paperbacks are codices, but publishers and scholars reserve the term for manuscript (hand-written) books produced from Late antiquity until the Middle Ages. The scholarly study of these manuscripts is sometimes called codicology. The study of ancient documents in general is called paleography.
The codex provided considerable advantages over other book formats, primarily its compactness, sturdiness, economic use of materials by using both sides (recto and verso), and ease of reference (a codex accommodates random access, as opposed to a scroll, which uses sequential access).
History
The Romans used precursors made of reusable wax-covered tablets of wood for taking notes and other informal writings. Two ancient polyptychs, a pentaptych and octoptych excavated at Herculaneum, used a unique connecting system that presages later sewing on of thongs or cords. A first evidence of the use of papyrus in codex form comes from the Ptolemaic period in Egypt, as a find at the University of Graz shows.
Julius Caesar may have been the first Roman to reduce scrolls to bound pages in the form of a note-book, possibly even as a papyrus codex. At the turn of the 1st century AD, a kind of folded parchment notebook called pugillares membranei in Latin became commonly used for writing in the Roman Empire. Theodore Cressy Skeat theorized that this form of notebook was invented in Rome and then spread rapidly to the Near East.
Codices are described in certain works by the Classical Latin poet, Martial. He wrote a series of five couplets meant to accompany gifts of literature that Romans exchanged during the festival of Saturnalia. Three of these books are specifically described by Martial as being in the form of a codex; the poet praises the compendiousness of the form (as opposed to the scroll), as well as the convenience with which such a book can be read on a journey. In another poem by Martial, the poet advertises a new edition of his works, specifically noting that it is produced as a codex, taking less space than a scroll and being more comfortable to hold in one hand. According to Theodore Cressy Skeat, this might be the first recorded known case of an entire edition of a literary work (not just a single copy) being published in codex form, though it was likely an isolated case and was not a common practice until a much later time.
In his discussion of one of the earliest parchment codices to survive from Oxyrhynchus in Egypt, Eric Turner seems to challenge Skeat's notion when stating, "its mere existence is evidence that this book form had a prehistory", and that "early experiments with this book form may well have taken place outside of Egypt." Early codices of parchment or papyrus appear to have been widely used as personal notebooks, for instance in recording copies of letters sent (Cicero Fam. 9.26.1). Early codices were not always cohesive. They often contained multiple languages, various topics and even multiple authors. "Such codices formed libraries in their own right." The parchment notebook pages were "more durable, and could withstand being folded and stitched to other sheets". Parchments whose writing was no longer needed were commonly washed or scraped for re-use, creating a palimpsest; the erased text, which can often be recovered, is older and usually more interesting than the newer text which replaced it. Consequently, writings in a codex were often considered informal and impermanent. Parchment (animal skin) was expensive, and therefore it was used primarily by the wealthy and powerful, who were also able to pay for textual design and color. "Official documents and deluxe manuscripts [in the late Middle Ages] were written in gold and silver ink on parchment...dyed or painted with costly purple pigments as an expression of imperial power and wealth."
As early as the early 2nd century, there is evidence that a codex—usually of papyrus—was the preferred format among Christians. In the library of the Villa of the Papyri, Herculaneum (buried in AD 79), all the texts (of Greek literature) are scrolls (see Herculaneum papyri). However, in the Nag Hammadi library, hidden about AD 390, all texts (Gnostic) are codices. Despite this comparison, a fragment of a non-Christian parchment codex of Demosthenes' De Falsa Legatione from Oxyrhynchus in Egypt demonstrates that the surviving evidence is insufficient to conclude whether Christians played a major or central role in the development of early codices—or if they simply adopted the format to distinguish themselves from Jews.
The earliest surviving fragments from codices come from Egypt, and are variously dated (always tentatively) towards the end of the 1st century or in the first half of the 2nd. This group includes the Rylands Library Papyrus P52, containing part of St John's Gospel, and perhaps dating from between 125 and 160.
In Western culture, the codex gradually replaced the scroll. Between the 4th century, when the codex gained wide acceptance, and the Carolingian Renaissance in the 8th century, many works that were not converted from scroll to codex were lost. The codex improved on the scroll in several ways. It could be opened flat at any page for easier reading, pages could be written on both front and back (recto and verso), and the protection of durable covers made it more compact and easier to transport.
The ancients stored codices with spines facing inward, and not always vertically. The spine could be used for the incipit, before the concept of a proper title developed in medieval times. Though most early codices were made of papyrus, papyrus was fragile and supplied from Egypt, the only place where papyrus grew. The more durable parchment and vellum gained favor, despite the cost.
The codices of pre-Columbian Mesoamerica (Mexico and Central America) had a similar appearance when closed to the European codex, but were instead made with long folded strips of either fig bark (amatl) or plant fibers, often with a layer of whitewash applied before writing. New World codices were written as late as the 16th century (see Maya codices and Aztec codices). Those written before the Spanish conquests seem all to have been single long sheets folded concertina-style, sometimes written on both sides of the amatl paper. There are significant codices produced in the colonial era, with pictorial and alphabetic texts in Spanish or an indigenous language such as Nahuatl.
In East Asia, the scroll remained standard for far longer than in the Mediterranean world. There were intermediate stages, such as scrolls folded concertina-style and pasted together at the back and books that were printed only on one side of the paper. This replaced traditional Chinese writing mediums such as bamboo and wooden slips, as well as silk and paper scrolls. The evolution of the codex in China began with folded-leaf pamphlets in the 9th century, during the late Tang dynasty (618–907), improved by the 'butterfly' bindings of the Song dynasty (960–1279), the wrapped back binding of the Yuan dynasty (1271–1368), the stitched binding of the Ming (1368–1644) and Qing dynasties (1644–1912), and finally the adoption of Western-style bookbinding in the 20th century. The initial phase of this evolution, the accordion-folded palm-leaf-style book, most likely came from India and was introduced to China via Buddhist missionaries and scriptures.
Judaism still retains the Torah scroll, at least for ceremonial use.
Preparation
The first stage in creating a codex is to prepare the animal skin. The skin is washed with water and lime but not together. The skin is soaked in the lime for a couple of days. The hair is removed, and the skin is dried by attaching it to a frame, called a herse. The parchment maker attaches the skin at points around the circumference. The skin attaches to the herse by cords. To prevent it from being torn, the maker wraps the area of the skin attached to the cord around a pebble called a pippin. After completing that, the maker uses a crescent shaped knife called a lunarium or lunellum to remove any remaining hairs. Once the skin completely dries, the maker gives it a deep clean and processes it into sheets. The number of sheets from a piece of skin depends on the size of the skin and the final product dimensions. For example, the average calfskin can provide three-and-a-half medium sheets of writing material, which can be doubled when they are folded into two conjoint leaves, also known as a bifolium. Historians have found evidence of manuscripts in which the scribe wrote down the medieval instructions now followed by modern membrane makers. Defects can often be found in the membrane, whether they are from the original animal, human error during the preparation period, or from when the animal was killed. Defects can also appear during the writing process. Unless the manuscript is kept in perfect condition, defects can also appear later in its life.
Preparation of pages for writing
Firstly, the membrane must be prepared. The first step is to set up the quires. The quire is a group of several sheets put together. Raymond Clemens and Timothy Graham point out, in "Introduction to Manuscript Studies", that "the quire was the scribe's basic writing unit throughout the Middle Ages":
Pricking is the process of making holes in a sheet of parchment (or membrane) in preparation of it ruling. The lines were then made by ruling between the prick marks.... The process of entering ruled lines on the page to serve as a guide for entering text. Most manuscripts were ruled with horizontal lines that served as the baselines on which the text was entered and with vertical bounding lines that marked the boundaries of the columns.
Forming quire
From the Carolingian period to the end of the Middle Ages, different styles of folding the quire came about. For example, in continental Europe throughout the Middle Ages, the quire was put into a system in which each side folded on to the same style. The hair side met the hair side and the flesh side to the flesh side. This was not the same style used in the British Isles, where the membrane was folded so that it turned out an eight-leaf quire, with single leaves in the third and sixth positions. The next stage was tacking the quire. Tacking is when the scribe would hold together the leaves in quire with thread. Once threaded together, the scribe would then sew a line of parchment up the "spine" of the manuscript to protect the tacking.
Materials
The materials codices are made with are their support, and include papyrus, parchment (sometimes referred to as membrane or vellum), and paper. They are written and drawn on with metals, pigments and ink. The quality, size, and choice of support determine the status of a codex. Papyrus is found only in late antiquity and the early Middle Ages. Codices intended for display were bound with more durable materials than vellum. Parchment varied widely due to animal species and finish, and identification of animals used to make it has only begun to be studied in the 21st century. How manufacturing influenced the final products, technique, and style, is little understood. However, changes in style are underpinned more by variation in technique. Before the 14th and 15th century, paper was expensive, and its use may mark off the deluxe copy.
Structure
The structure of a codex includes its size, format/ordinatio(its quires or gatherings), consisting of sheets folded a number of times, often twice- a bifolio), sewing, bookbinding and rebinding. A quire consisted of a number of folded sheets inserting into one another- at least three, but most commonly four bifolia, that is eight sheets and sixteen pages: Latin quaternio or Greek tetradion, which became a synonym for quires. Unless an exemplar (text to be copied) was copied exactly, format differed. In preparation for writing codices, ruling patterns were used that determined the layout of each page. Holes were prickled with a spiked lead wheel and a circle. Ruling was then applied separately on each page or once through the top folio. Ownership markings, decorations and illumination are also a part of it. They are specific to the scriptoria, or any production center, and libraries of codices.
Pages
Watermarks may provide, although often approximate, dates for when the copying occurred. The layout– size of the margin and the number of lines– is determined. There may be textual articulations, running heads, openings, chapters and paragraphs. Space was reserved for illustrations and decorated guide letters. The apparatus of books for scholars became more elaborate during the 13th and 14th centuries when chapter, verse, page numbering, marginalia finding guides, indexes, glossaries and tables of contents were developed.
The libraire
By a close examination of the physical attributes of a codex, it is sometimes possible to match up long-separated elements originally from the same book. In 13th-century book publishing, due to secularization, stationers or libraires emerged. They would receive commissions for texts, which they would contract out to scribes, illustrators, and binders, to whom they supplied materials. Due to the systematic format used for assembly by the libraire, the structure can be used to reconstruct the original order of a manuscript. However, complications can arise in the study of a codex. Manuscripts were frequently rebound, and this resulted in a particular codex incorporating works of different dates and origins, thus different internal structures. Additionally, a binder could alter or unify these structures to ensure a better fit for the new binding. Completed quires or books of quires might constitute independent book units- booklets, which could be returned to the stationer, or combined with other texts to make anthologies or miscellanies. Exemplars were sometimes divided into quires for simultaneous copying and loaned out to students for study. To facilitate this, catchwords were used- a word at the end of a page providing the next page's first word.
See also
Grimoire
History of books
History of scrolls
List of codices
List of florilegia and botanical codices
List of New Testament papyri
List of New Testament uncials
Traditional Chinese bookbinding
Volume (bibliography)
Index (publishing)
Citations
General and cited references
External links
Centre for the History of the Book
The Codex and Canon Consciousness – Draft paper by Robert Kraft on the change from scroll to codex
The Construction of the Codex In Classic- and Postclassic-Period Maya Civilization Maya Codex and Paper Making
Encyclopaedia Romana: "Scroll and codex"
K. C. Hanson, Catalogue of New Testament Papyri & Codices 2nd—10th Centuries
Medieval and Renaissance manuscripts, including Vulgates, Breviaries, Contracts, and Herbal Texts from 12 -17th century, Center for Digital Initiatives, University of Vermont Libraries
1st-century introductions
Books by type
Codicology
Italian inventions
Manuscripts by type |
5693 | https://en.wikipedia.org/wiki/Claude%20Shannon | Claude Shannon | Claude Elwood Shannon (April 30, 1916 – February 24, 2001) was an American mathematician, electrical engineer, computer scientist and cryptographer known as the "father of information theory". He is credited alongside George Boole for laying the foundations of the Information Age.
As a 21-year-old master's degree student at the Massachusetts Institute of Technology (MIT), he wrote his thesis demonstrating that electrical applications of Boolean algebra could construct any logical numerical relationship. Shannon contributed to the field of cryptanalysis for national defense of the United States during World War II, including his fundamental work on codebreaking and secure telecommunications, writing a paper which would be considered one of the foundational pieces of modern cryptography.
His mathematical theory of information laid the foundations for the field of information theory, with his famous paper being called the "Magna Carta of the Information Age" by Scientific American. He also made contributions to artificial intelligence. His achievements are said to be on par with those of Albert Einstein and Alan Turing in their fields.
Biography
Childhood
The Shannon family lived in Gaylord, Michigan, and Claude was born in a hospital in nearby Petoskey. His father, Claude Sr. (1862–1934), was a businessman and, for a while, a judge of probate in Gaylord. His mother, Mabel Wolf Shannon (1890–1945), was a language teacher, who also served as the principal of Gaylord High School. Claude Sr. was a descendant of New Jersey settlers, while Mabel was a child of German immigrants. Shannon's family was active in their Methodist Church during his youth.
Most of the first 16 years of Shannon's life were spent in Gaylord, where he attended public school, graduating from Gaylord High School in 1932. Shannon showed an inclination towards mechanical and electrical things. His best subjects were science and mathematics. At home, he constructed such devices as models of planes, a radio-controlled model boat and a barbed-wire telegraph system to a friend's house a half-mile away. While growing up, he also worked as a messenger for the Western Union company.
Shannon's childhood hero was Thomas Edison, whom he later learned was a distant cousin. Both Shannon and Edison were descendants of John Ogden (1609–1682), a colonial leader and an ancestor of many distinguished people.
Logic circuits
In 1932, Shannon entered the University of Michigan, where he was introduced to the work of George Boole. He graduated in 1936 with two bachelor's degrees: one in electrical engineering and the other in mathematics.
In 1936, Shannon began his graduate studies in electrical engineering at MIT, where he worked on Vannevar Bush's differential analyzer, an early analog computer. While studying the complicated ad hoc circuits of this analyzer, Shannon designed switching circuits based on Boole's concepts. In 1937, he wrote his master's degree thesis, A Symbolic Analysis of Relay and Switching Circuits. A paper from this thesis was published in 1938. In this work, Shannon proved that his switching circuits could be used to simplify the arrangement of the electromechanical relays that were used during that time in telephone call routing switches. Next, he expanded this concept, proving that these circuits could solve all problems that Boolean algebra could solve. In the last chapter, he presented diagrams of several circuits, including a 4-bit full adder.
Using this property of electrical switches to implement logic is the fundamental concept that underlies all electronic digital computers. Shannon's work became the foundation of digital circuit design, as it became widely known in the electrical engineering community during and after World War II. The theoretical rigor of Shannon's work superseded the ad hoc methods that had prevailed previously. Howard Gardner called Shannon's thesis "possibly the most important, and also the most noted, master's thesis of the century."
Shannon received his PhD in mathematics from MIT in 1940. Vannevar Bush had suggested that Shannon should work on his dissertation at the Cold Spring Harbor Laboratory, in order to develop a mathematical formulation for Mendelian genetics. This research resulted in Shannon's PhD thesis, called An Algebra for Theoretical Genetics.
In 1940, Shannon became a National Research Fellow at the Institute for Advanced Study in Princeton, New Jersey. In Princeton, Shannon had the opportunity to discuss his ideas with influential scientists and mathematicians such as Hermann Weyl and John von Neumann, and he also had occasional encounters with Albert Einstein and Kurt Gödel. Shannon worked freely across disciplines, and this ability may have contributed to his later development of mathematical information theory.
Wartime research
Shannon then joined Bell Labs to work on fire-control systems and cryptography during World War II, under a contract with section D-2 (Control Systems section) of the National Defense Research Committee (NDRC).
Shannon is credited with the invention of signal-flow graphs, in 1942. He discovered the topological gain formula while investigating the functional operation of an analog computer.
For two months early in 1943, Shannon came into contact with the leading British mathematician Alan Turing. Turing had been posted to Washington to share with the U.S. Navy's cryptanalytic service the methods used by the British Government Code and Cypher School at Bletchley Park to break the cyphers used by the Kriegsmarine U-boats in the north Atlantic Ocean. He was also interested in the encipherment of speech and to this end spent time at Bell Labs. Shannon and Turing met at teatime in the cafeteria. Turing showed Shannon his 1936 paper that defined what is now known as the "universal Turing machine". This impressed Shannon, as many of its ideas complemented his own.
In 1945, as the war was coming to an end, the NDRC was issuing a summary of technical reports as a last step prior to its eventual closing down. Inside the volume on fire control, a special essay titled Data Smoothing and Prediction in Fire-Control Systems, coauthored by Shannon, Ralph Beebe Blackman, and Hendrik Wade Bode, formally treated the problem of smoothing the data in fire-control by analogy with "the problem of separating a signal from interfering noise in communications systems." In other words, it modeled the problem in terms of data and signal processing and thus heralded the coming of the Information Age.
Shannon's work on cryptography was even more closely related to his later publications on communication theory. At the close of the war, he prepared a classified memorandum for Bell Telephone Labs entitled "A Mathematical Theory of Cryptography", dated September 1945. A declassified version of this paper was published in 1949 as "Communication Theory of Secrecy Systems" in the Bell System Technical Journal. This paper incorporated many of the concepts and mathematical formulations that also appeared in his A Mathematical Theory of Communication. Shannon said that his wartime insights into communication theory and cryptography developed simultaneously, and that "they were so close together you couldn't separate them". In a footnote near the beginning of the classified report, Shannon announced his intention to "develop these results … in a forthcoming memorandum on the transmission of information."
While he was at Bell Labs, Shannon proved that the cryptographic one-time pad is unbreakable in his classified research that was later published in 1949. The same article also proved that any unbreakable system must have essentially the same characteristics as the one-time pad: the key must be truly random, as large as the plaintext, never reused in whole or part, and kept secret.
Information theory
In 1948, the promised memorandum appeared as "A Mathematical Theory of Communication", an article in two parts in the July and October issues of the Bell System Technical Journal. This work focuses on the problem of how best to encode the message a sender wants to transmit. Shannon developed information entropy as a measure of the information content in a message, which is a measure of uncertainty reduced by the message. In so doing, he essentially invented the field of information theory.
The book The Mathematical Theory of Communication reprints Shannon's 1948 article and Warren Weaver's popularization of it, which is accessible to the non-specialist. Weaver pointed out that the word "information" in communication theory is not related to what you do say, but to what you could say. That is, information is a measure of one's freedom of choice when one selects a message. Shannon's concepts were also popularized, subject to his own proofreading, in John Robinson Pierce's Symbols, Signals, and Noise.
Information theory's fundamental contribution to natural language processing and computational linguistics was further established in 1951, in his article "Prediction and Entropy of Printed English", showing upper and lower bounds of entropy on the statistics of English – giving a statistical foundation to language analysis. In addition, he proved that treating space as the 27th letter of the alphabet actually lowers uncertainty in written language, providing a clear quantifiable link between cultural practice and probabilistic cognition.
Another notable paper published in 1949 is "Communication Theory of Secrecy Systems", a declassified version of his wartime work on the mathematical theory of cryptography, in which he proved that all theoretically unbreakable cyphers must have the same requirements as the one-time pad. He is also credited with the introduction of sampling theory, which is concerned with representing a continuous-time signal from a (uniform) discrete set of samples. This theory was essential in enabling telecommunications to move from analog to digital transmissions systems in the 1960s and later.
He returned to MIT to hold an endowed chair in 1956.
Teaching at MIT
In 1956 Shannon joined the MIT faculty to work in the Research Laboratory of Electronics (RLE). He continued to serve on the MIT faculty until 1978.
Later life
Shannon developed Alzheimer's disease and spent the last few years of his life in a nursing home; he died in 2001, survived by his wife, a son and daughter, and two granddaughters.
Hobbies and inventions
Outside of Shannon's academic pursuits, he was interested in juggling, unicycling, and chess. He also invented many devices, including a Roman numeral computer called THROBAC, and juggling machines. He built a device that could solve the Rubik's Cube puzzle.
Shannon designed the Minivac 601, a digital computer trainer to teach business people about how computers functioned. It was sold by the Scientific Development Corp starting in 1961.
He is also considered the co-inventor of the first wearable computer along with Edward O. Thorp. The device was used to improve the odds when playing roulette.
Personal life
Shannon married Norma Levor, a wealthy, Jewish, left-wing intellectual in January 1940. The marriage ended in divorce after about a year. Levor later married Ben Barzman.
Shannon met his second wife, Betty Shannon (née Mary Elizabeth Moore), when she was a numerical analyst at Bell Labs. They were married in 1949. Betty assisted Claude in building some of his most famous inventions. They had three children.
Shannon presented himself as apolitical and an atheist.
Tributes
There are six statues of Shannon sculpted by Eugene Daub: one at the University of Michigan; one at MIT in the Laboratory for Information and Decision Systems; one in Gaylord, Michigan; one at the University of California, San Diego; one at Bell Labs; and another at AT&T Shannon Labs. The statue in Gaylord is located in the Claude Shannon Memorial Park. After the breakup of the Bell System, the part of Bell Labs that remained with AT&T Corporation was named Shannon Labs in his honor.
According to Neil Sloane, an AT&T Fellow who co-edited Shannon's large collection of papers in 1993, the perspective introduced by Shannon's communication theory (now called information theory) is the foundation of the digital revolution, and every device containing a microprocessor or microcontroller is a conceptual descendant of Shannon's publication in 1948: "He's one of the great men of the century. Without him, none of the things we know today would exist. The whole digital revolution started with him." The cryptocurrency unit shannon (a synonym for gwei) is named after him.
A Mind at Play, a biography of Shannon written by Jimmy Soni and Rob Goodman, was published in 2017. They described Shannon as "the most important genius you’ve never heard of, a man whose intellect was on par with Albert Einstein and Isaac Newton".
On April 30, 2016, Shannon was honored with a Google Doodle to celebrate his life on what would have been his 100th birthday.
The Bit Player, a feature film about Shannon directed by Mark Levinson premiered at the World Science Festival in 2019. Drawn from interviews conducted with Shannon in his house in the 1980s, the film was released on Amazon Prime in August 2020.
The Mathematical Theory of Communication
Weaver's Contribution
Shannon's The Mathematical Theory of Communication, begins with an interpretation of his own work by Warren Weaver. Although Shannon's entire work is about communication itself, Warren Weaver communicated his ideas in such a way that those not acclimated to complex theory and mathematics could comprehend the fundamental laws he put forth. The coupling of their unique communicational abilities and ideas generated the Shannon-Weaver model, although the mathematical and theoretical underpinnings emanate entirely from Shannon's work after Weaver's introduction. For the layman, Weaver's introduction better communicates The Mathematical Theory of Communication, but Shannon's subsequent logic, mathematics, and expressive precision was responsible for defining the problem itself.
Other work
Shannon's mouse
"Theseus", created in 1950, was a mechanical mouse controlled by an electromechanical relay circuit that enabled it to move around a labyrinth of 25 squares. The maze configuration was flexible and it could be modified arbitrarily by rearranging movable partitions. The mouse was designed to search through the corridors until it found the target. Having travelled through the maze, the mouse could then be placed anywhere it had been before, and because of its prior experience it could go directly to the target. If placed in unfamiliar territory, it was programmed to search until it reached a known location and then it would proceed to the target, adding the new knowledge to its memory and learning new behavior. Shannon's mouse appears to have been the first artificial learning device of its kind.
Shannon's estimate for the complexity of chess
In 1949 Shannon completed a paper (published in March 1950) which estimates the game-tree complexity of chess, which is approximately 10120. This number is now often referred to as the "Shannon number", and is still regarded today as an accurate estimate of the game's complexity. The number is often cited as one of the barriers to solving the game of chess using an exhaustive analysis (i.e. brute force analysis).
Shannon's computer chess program
On March 9, 1949, Shannon presented a paper called "Programming a Computer for playing Chess". The paper was presented at the National Institute for Radio Engineers Convention in New York. He described how to program a computer to play chess based on position scoring and move selection. He proposed basic strategies for restricting the number of possibilities to be considered in a game of chess. In March 1950 it was published in Philosophical Magazine, and is considered one of the first articles published on the topic of programming a computer for playing chess, and using a computer to solve the game.
His process for having the computer decide on which move to make was a minimax procedure, based on an evaluation function of a given chess position. Shannon gave a rough example of an evaluation function in which the value of the black position was subtracted from that of the white position. Material was counted according to the usual chess piece relative value (1 point for a pawn, 3 points for a knight or bishop, 5 points for a rook, and 9 points for a queen). He considered some positional factors, subtracting ½ point for each doubled pawn, backward pawn, and isolated pawn; mobility was incorporated by adding 0.1 point for each legal move available.
Shannon's maxim
Shannon formulated a version of Kerckhoffs' principle as "The enemy knows the system". In this form it is known as "Shannon's maxim".
Commemorations
Shannon centenary
The Shannon centenary, 2016, marked the life and influence of Claude Elwood Shannon on the hundredth anniversary of his birth on April 30, 1916. It was inspired in part by the Alan Turing Year. An ad hoc committee of the IEEE Information Theory Society including Christina Fragouli, Rüdiger Urbanke, Michelle Effros, Lav Varshney and Sergio Verdú, coordinated worldwide events. The initiative was announced in the History Panel at the 2015 IEEE Information Theory Workshop Jerusalem and the IEEE Information Theory Society newsletter.
A detailed listing of confirmed events was available on the website of the IEEE Information Theory Society.
Some of the planned activities included:
Bell Labs hosted the First Shannon Conference on the Future of the Information Age on April 28–29, 2016, in Murray Hill, New Jersey, to celebrate Claude Shannon and the continued impact of his legacy on society. The event includes keynote speeches by global luminaries and visionaries of the information age who will explore the impact of information theory on society and our digital future, informal recollections, and leading technical presentations on subsequent related work in other areas such as bioinformatics, economic systems, and social networks. There is also a student competition
Bell Labs launched a Web exhibit on April 30, 2016, chronicling Shannon's hiring at Bell Labs (under an NDRC contract with US Government), his subsequent work there from 1942 through 1957, and details of Mathematics Department. The exhibit also displayed bios of colleagues and managers during his tenure, as well as original versions of some of the technical memoranda which subsequently became well known in published form.
The Republic of Macedonia is planning a commemorative stamp. A USPS commemorative stamp is being proposed, with an active petition.
A documentary on Claude Shannon and on the impact of information theory, The Bit Player, is being produced by Sergio Verdú and Mark Levinson.
A trans-Atlantic celebration of both George Boole's bicentenary and Claude Shannon's centenary that is being led by University College Cork and the Massachusetts Institute of Technology. A first event was a workshop in Cork, When Boole Meets Shannon, and will continue with exhibits at the Boston Museum of Science and at the MIT Museum.
Many organizations around the world are holding observance events, including the Boston Museum of Science, the Heinz-Nixdorf Museum, the Institute for Advanced Study, Technische Universität Berlin, University of South Australia (UniSA), Unicamp (Universidade Estadual de Campinas), University of Toronto, Chinese University of Hong Kong, Cairo University, Telecom ParisTech, National Technical University of Athens, Indian Institute of Science, Indian Institute of Technology Bombay, Indian Institute of Technology Kanpur, Nanyang Technological University of Singapore, University of Maryland, University of Illinois at Chicago, École Polytechnique Federale de Lausanne, The Pennsylvania State University (Penn State), University of California Los Angeles, Massachusetts Institute of Technology, Chongqing University of Posts and Telecommunications, and University of Illinois at Urbana-Champaign.
A logo that appears on this page was crowdsourced on Crowdspring.
The Math Encounters presentation of May 4, 2016, at the National Museum of Mathematics in New York, titled Saving Face: Information Tricks for Love and Life, focused on Shannon's work in information theory. A video recording and other material are available.
Awards and honors list
The Claude E. Shannon Award was established in his honor; he was also its first recipient, in 1972.
Stuart Ballantine Medal of the Franklin Institute, 1955
Member of the American Academy of Arts and Sciences, 1957
Harvey Prize, the Technion of Haifa, Israel, 1972
Alfred Noble Prize, 1939 (award of civil engineering societies in the US)
National Medal of Science, 1966, presented by President Lyndon B. Johnson
Kyoto Prize, 1985
Morris Liebmann Memorial Prize of the Institute of Radio Engineers, 1949
United States National Academy of Sciences, 1956
Medal of Honor of the Institute of Electrical and Electronics Engineers, 1966
Golden Plate Award of the American Academy of Achievement, 1967
Royal Netherlands Academy of Arts and Sciences (KNAW), foreign member, 1975
Member of the American Philosophical Society, 1983
Basic Research Award, Eduard Rhein Foundation, Germany, 1991
Marconi Society Lifetime Achievement Award, 2000
Donnor Professor of Science, MIT, 1958–1979
Selected works
Claude E. Shannon: A Symbolic Analysis of Relay and Switching Circuits, master's thesis, MIT, 1937.
Claude E. Shannon: "A Mathematical Theory of Communication", Bell System Technical Journal, Vol. 27, pp. 379–423, 623–656, 1948 (abstract).
Claude E. Shannon and Warren Weaver: The Mathematical Theory of Communication. The University of Illinois Press, Urbana, Illinois, 1949.
See also
Entropy power inequality
Error-correcting codes with feedback
List of pioneers in computer science
Models of communication
n-gram
Noisy channel coding theorem
Nyquist–Shannon sampling theorem
One-time pad
Product cipher
Pulse-code modulation
Rate distortion theory
Sampling
Shannon capacity
Shannon entropy
Shannon index
Shannon multigraph
Shannon security
Shannon switching game
Shannon–Fano coding
Shannon–Hartley law
Shannon–Hartley theorem
Shannon's expansion
Shannon's source coding theorem
Shannon-Weaver model of communication
Whittaker–Shannon interpolation formula
References
Further reading
Rethnakaran Pulikkoonattu — Eric W. Weisstein: Mathworld biography of Shannon, Claude Elwood (1916–2001) Shannon, Claude Elwood (1916–2001) – from Eric Weisstein's World of Scientific Biography
Claude E. Shannon: Programming a Computer for Playing Chess, Philosophical Magazine, Ser.7, Vol. 41, No. 314, March 1950. (Available online under External links below)
David Levy: Computer Gamesmanship: Elements of Intelligent Game Design, Simon & Schuster, 1983.
Mindell, David A., "Automation's Finest Hour: Bell Labs and Automatic Control in World War II", IEEE Control Systems, December 1995, pp. 72–80.
Poundstone, William, Fortune's Formula, Hill & Wang, 2005,
Gleick, James, The Information: A History, A Theory, A Flood, Pantheon, 2011,
Jimmy Soni and Rob Goodman, A Mind at Play: How Claude Shannon Invented the Information Age, Simon and Schuster, 2017,
Nahin, Paul J., The Logician and the Engineer: How George Boole and Claude Shannon Create the Information Age, Princeton University Press, 2013,
Everett M. Rogers, Claude Shannon's Cryptography Research During World War II and the Mathematical Theory of Communication, 1994 Proceedings of IEEE International Carnahan Conference on Security Technology, pp. 1–5, 1994. Claude Shannon's cryptography research during World War II and the mathematical theory of communication
External links
Guide to the Claude Elwood Shannon papers at the Library of Congress
Claude Elwood Shannon (1916–2001) at the Notices of the American Mathematical Society
1916 births
2001 deaths
20th-century American engineers
20th-century American essayists
20th-century American male writers
20th-century American mathematicians
20th-century American non-fiction writers
20th-century atheists
21st-century atheists
American atheists
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American geneticists
American information theorists
American male essayists
American male non-fiction writers
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Burials at Mount Auburn Cemetery
Combinatorial game theorists
Communication theorists
Computer chess people
Control theorists
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Information theory
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5695 | https://en.wikipedia.org/wiki/Community | Community | A community is a social unit (a group of living things) with a shared socially significant characteristic, such as place, set of norms, culture, religion, values, customs, or identity. Communities may share a sense of place situated in a given geographical area (e.g. a country, village, town, or neighbourhood) or in virtual space through communication platforms. Durable good relations that extend beyond immediate genealogical ties also define a sense of community, important to their identity, practice, and roles in social institutions such as family, home, work, government, TV network, society, or humanity at large. Although communities are usually small relative to personal social ties, "community" may also refer to large group affiliations such as national communities, international communities, and virtual communities.
The English-language word "community" derives from the Old French (Modern French: ), which comes from the Latin communitas "community", "public spirit" (from Latin communis, "common").
Human communities may have intent, belief, resources, preferences, needs, and risks in common, affecting the identity of the participants and their degree of cohesiveness.
Perspectives of various disciplines
Archaeology
Archaeological studies of social communities use the term "community" in two ways, paralleling usage in other areas. The first is an informal definition of community as a place where people used to live. In this sense it is synonymous with the concept of an ancient settlement—whether a hamlet, village, town, or city. The second meaning resembles the usage of the term in other social sciences: a community is a group of people living near one another who interact socially. Social interaction on a small scale can be difficult to identify with archaeological data. Most reconstructions of social communities by archaeologists rely on the principle that social interaction in the past was conditioned by physical distance. Therefore, a small village settlement likely constituted a social community and spatial subdivisions of cities and other large settlements may have formed communities. Archaeologists typically use similarities in material culture—from house types to styles of pottery—to reconstruct communities in the past. This classification method relies on the assumption that people or households will share more similarities in the types and styles of their material goods with other members of a social community than they will with outsiders.
Sociology
Ecology
In ecology, a community is an assemblage of populations—potentially of different species—interacting with one another. Community ecology is the branch of ecology that studies interactions between and among species. It considers how such interactions, along with interactions between species and the abiotic environment, affect social structure and species richness, diversity and patterns of abundance. Species interact in three ways: competition, predation and mutualism:
Competition typically results in a double negative—that is both species lose in the interaction.
Predation involves a win/lose situation, with one species winning.
Mutualism sees both species co-operating in some way, with both winning.
The two main types of ecological communities are major communities, which are self-sustaining and self-regulating (such as a forest or a lake), and minor communities, which rely on other communities (like fungi decomposing a log) and are the building blocks of major communities. Moreover, we can establish other non-taxonomic subdivisions of biocenosis, such as guilds.
Semantics
The concept of "community" often has a positive semantic connotation, exploited rhetorically by populist politicians and by advertisers
to promote feelings and associations of mutual well-being, happiness and togetherness—veering towards an almost-achievable utopian community.
In contrast, the epidemiological term "community transmission" can have negative implications, and instead of a "criminal community" one often speaks of a "criminal underworld" or of the "criminal fraternity".
Key concepts
Gemeinschaft and Gesellschaft
In (1887), German sociologist Ferdinand Tönnies described two types of human association: (usually translated as "community") and ("society" or "association"). Tönnies proposed the – dichotomy as a way to think about social ties. No group is exclusively one or the other. stress personal social interactions, and the roles, values, and beliefs based on such interactions. stress indirect interactions, impersonal roles, formal values, and beliefs based on such interactions.
Sense of community
In a seminal 1986 study, McMillan and Chavis identify four elements of "sense of community":
membership: feeling of belonging or of sharing a sense of personal relatedness,
influence: mattering, making a difference to a group and of the group mattering to its members
reinforcement: integration and fulfillment of needs,
shared emotional connection.
A "sense of community index" (SCI) was developed by Chavis and colleagues, and revised and adapted by others. Although originally designed to assess sense of community in neighborhoods, the index has been adapted for use in schools, the workplace, and a variety of types of communities.
Studies conducted by the APPA indicate that young adults who feel a sense of belonging in a community, particularly small communities, develop fewer psychiatric and depressive disorders than those who do not have the feeling of love and belonging.
Socialization
The process of learning to adopt the behavior patterns of the community is called socialization. The most fertile time of socialization is usually the early stages of life, during which individuals develop the skills and knowledge and learn the roles necessary to function within their culture and social environment. For some psychologists, especially those in the psychodynamic tradition, the most important period of socialization is between the ages of one and ten. But socialization also includes adults moving into a significantly different environment where they must learn a new set of behaviors.
Socialization is influenced primarily by the family, through which children first learn community norms. Other important influences include schools, peer groups, people, mass media, the workplace, and government. The degree to which the norms of a particular society or community are adopted determines one's willingness to engage with others. The norms of tolerance, reciprocity, and trust are important "habits of the heart", as de Tocqueville put it, in an individual's involvement in community.
Community development
Community development is often linked with community work or community planning, and may involve stakeholders, foundations, governments, or contracted entities including non-government organisations (NGOs), universities or government agencies to progress the social well-being of local, regional and, sometimes, national communities. More grassroots efforts, called community building or community organizing, seek to empower individuals and groups of people by providing them with the skills they need to effect change in their own communities. These skills often assist in building political power through the formation of large social groups working for a common agenda. Community development practitioners must understand both how to work with individuals and how to affect communities' positions within the context of larger social institutions. Public administrators, in contrast, need to understand community development in the context of rural and urban development, housing and economic development, and community, organizational and business development.
Formal accredited programs conducted by universities, as part of degree granting institutions, are often used to build a knowledge base to drive curricula in public administration, sociology and community studies. The General Social Survey from the National Opinion Research Center at the University of Chicago and the Saguaro Seminar at the Harvard Kennedy School are examples of national community development in the United States. The Maxwell School of Citizenship and Public Affairs at Syracuse University in New York State offers core courses in community and economic development, and in areas ranging from non-profit development to US budgeting (federal to local, community funds). In the United Kingdom, the University of Oxford has led in providing extensive research in the field through its Community Development Journal, used worldwide by sociologists and community development practitioners.
At the intersection between community development and community building are a number of programs and organizations with community development tools. One example of this is the program of the Asset Based Community Development Institute of Northwestern University. The institute makes available downloadable tools to assess community assets and make connections between non-profit groups and other organizations that can help in community building. The Institute focuses on helping communities develop by "mobilizing neighborhood assets" – building from the inside out rather than the outside in. In the disability field, community building was prevalent in the 1980s and 1990s with roots in John McKnight's approaches.
Community building and organizing
In The Different Drum: Community-Making and Peace (1987) Scott Peck argues that the almost accidental sense of community that exists at times of crisis can be consciously built. Peck believes that conscious community building is a process of deliberate design based on the knowledge and application of certain rules. He states that this process goes through four stages:
Pseudocommunity: When people first come together, they try to be "nice" and present what they feel are their most personable and friendly characteristics.
Chaos: People move beyond the inauthenticity of pseudo-community and feel safe enough to present their "shadow" selves.
Emptiness: Moves beyond the attempts to fix, heal and convert of the chaos stage, when all people become capable of acknowledging their own woundedness and brokenness, common to human beings.
True community: Deep respect and true listening for the needs of the other people in this community.
In 1991, Peck remarked that building a sense of community is easy but maintaining this sense of community is difficult in the modern world. An interview with M. Scott Peck by Alan Atkisson. In Context #29, p. 26.
The three basic types of community organizing are grassroots organizing, coalition building, and "institution-based community organizing", (also called "broad-based community organizing", an example of which is faith-based community organizing, or Congregation-based Community Organizing).
Community building can use a wide variety of practices, ranging from simple events (e.g., potlucks, small book clubs) to larger-scale efforts (e.g., mass festivals, construction projects that involve local participants rather than outside contractors).
Community building that is geared toward citizen action is usually termed "community organizing". In these cases, organized community groups seek accountability from elected officials and increased direct representation within decision-making bodies. Where good-faith negotiations fail, these constituency-led organizations seek to pressure the decision-makers through a variety of means, including picketing, boycotting, sit-ins, petitioning, and electoral politics.
Community organizing can focus on more than just resolving specific issues. Organizing often means building a widely accessible power structure, often with the end goal of distributing power equally throughout the community. Community organizers generally seek to build groups that are open and democratic in governance. Such groups facilitate and encourage consensus decision-making with a focus on the general health of the community rather than a specific interest group.
If communities are developed based on something they share in common, whether location or values, then one challenge for developing communities is how to incorporate individuality and differences. Rebekah Nathan suggests in her book, My Freshman Year, we are drawn to developing communities totally based on sameness, despite stated commitments to diversity, such as those found on university websites.
Types of community
A number of ways to categorize types of community have been proposed. One such breakdown is as follows:
Location-based Communities: range from the local neighbourhood, suburb, village, town or city, region, nation or even the planet as a whole. These are also called communities of place.
Identity-based Communities: range from the local clique, sub-culture, ethnic group, religious, multicultural or pluralistic civilisation, or the global community cultures of today. They may be included as communities of need or identity, such as disabled persons, or frail aged people.
Organizationally-based Communities: range from communities organized informally around family or network-based guilds and associations to more formal incorporated associations, political decision-making structures, economic enterprises, or professional associations at a small, national or international scale.
Intentional Communities: a mix of all three previous types, these are highly cohesive residential communities with a common social or spiritual purpose, ranging from monasteries and ashrams to modern ecovillages and housing cooperatives.
The usual categorizations of community relations have a number of problems: (1) they tend to give the impression that a particular community can be defined as just this kind or another; (2) they tend to conflate modern and customary community relations; (3) they tend to take sociological categories such as ethnicity or race as given, forgetting that different ethnically defined persons live in different kinds of communities—grounded, interest-based, diasporic, etc.
In response to these problems, Paul James and his colleagues have developed a taxonomy that maps community relations, and recognizes that actual communities can be characterized by different kinds of relations at the same time:
Grounded community relations. This involves enduring attachment to particular places and particular people. It is the dominant form taken by customary and tribal communities. In these kinds of communities, the land is fundamental to identity.
Life-style community relations. This involves giving primacy to communities coming together around particular chosen ways of life, such as morally charged or interest-based relations or just living or working in the same location. Hence the following sub-forms:
community-life as morally bounded, a form taken by many traditional faith-based communities.
community-life as interest-based, including sporting, leisure-based and business communities which come together for regular moments of engagement.
community-life as proximately-related, where neighbourhood or commonality of association forms a community of convenience, or a community of place (see below).
Projected community relations. This is where a community is self-consciously treated as an entity to be projected and re-created. It can be projected as through thin advertising slogan, for example gated community, or can take the form of ongoing associations of people who seek political integration, communities of practice based on professional projects, associative communities which seek to enhance and support individual creativity, autonomy and mutuality. A nation is one of the largest forms of projected or imagined community.
In these terms, communities can be nested and/or intersecting; one community can contain another—for example a location-based community may contain a number of ethnic communities. Both lists above can used in a cross-cutting matrix in relation to each other.
Internet communities
In general, virtual communities value knowledge and information as currency or social resource. What differentiates virtual communities from their physical counterparts is the extent and impact of "weak ties", which are the relationships acquaintances or strangers form to acquire information through online networks. Relationships among members in a virtual community tend to focus on information exchange about specific topics. A survey conducted by Pew Internet and The American Life Project in 2001 found those involved in entertainment, professional, and sports virtual-groups focused their activities on obtaining information.
An epidemic of bullying and harassment has arisen from the exchange of information between strangers, especially among teenagers, in virtual communities. Despite attempts to implement anti-bullying policies, Sheri Bauman, professor of counselling at the University of Arizona, claims the "most effective strategies to prevent bullying" may cost companies revenue.
Virtual Internet-mediated communities can interact with offline real-life activity, potentially forming strong and tight-knit groups such as QAnon.
See also
Circles of Sustainability
Communitarianism
Community theatre
Engaged theory
Outline of community
Wikipedia community
Notes
References
Barzilai, Gad. 2003. Communities and Law: Politics and Cultures of Legal Identities. Ann Arbor: University of Michigan Press.
Beck, U. 1992. Risk Society: Towards a New Modernity. London: Sage: 2000. What is globalization? Cambridge: Polity Press.
Chavis, D.M., Hogge, J.H., McMillan, D.W., & Wandersman, A. 1986. "Sense of community through Brunswick's lens: A first look." Journal of Community Psychology, 14(1), 24–40.
Chipuer, H.M., & Pretty, G.M.H. (1999). A review of the Sense of Community Index: Current uses, factor structure, reliability, and further development. Journal of Community Psychology, 27(6), 643–658.
Christensen, K., et al. (2003). Encyclopedia of Community. 4 volumes. Thousand Oaks, CA: Sage.
Cohen, A. P. 1985. The Symbolic Construction of Community. Routledge: New York.
Durkheim, Émile. 1950 [1895] The Rules of Sociological Method. Translated by S.A. Solovay and J.H. Mueller. New York: The Free Press.
Cox, F., J. Erlich, J. Rothman, and J. Tropman. 1970. Strategies of Community Organization: A Book of Readings. Itasca, IL: F.E. Peacock Publishers.
Effland, R. 1998. The Cultural Evolution of Civilizations Mesa Community College.
Giddens, A. 1999. "Risk and Responsibility" Modern Law Review 62(1): 1–10.
Lenski, G. 1974. Human Societies: An Introduction to Macrosociology. New York: McGraw-Hill, Inc.
Long, D.A., & Perkins, D.D. (2003). Confirmatory Factor Analysis of the Sense of Community Index and Development of a Brief SCI. Journal of Community Psychology, 31, 279–296.
Lyall, Scott, ed. (2016). Community in Modern Scottish Literature. Brill | Rodopi: Leiden | Boston.
Nancy, Jean-Luc. La Communauté désœuvrée – philosophical questioning of the concept of community and the possibility of encountering a non-subjective concept of it
Newman, D. 2005. Sociology: Exploring the Architecture of Everyday Life, Chapter 5. "Building Identity: Socialization" Pine Forge Press. Retrieved: 2006-08-05.
Putnam, R.D. 2000. Bowling Alone: The collapse and revival of American community. New York: Simon & Schuster
Sarason, S.B. 1974. The psychological sense of community: Prospects for a community psychology. San Francisco: Jossey-Bass. 1986. "Commentary: The emergence of a conceptual center." Journal of Community Psychology, 14, 405–407.
Smith, M.K. 2001. Community. Encyclopedia of informal education. Last updated: January 28, 2005. Retrieved: 2006-07-15.
Types of organization |
5698 | https://en.wikipedia.org/wiki/Charles%20Babbage | Charles Babbage | Charles Babbage (; 26 December 1791 – 18 October 1871) was an English polymath. A mathematician, philosopher, inventor and mechanical engineer, Babbage originated the concept of a digital programmable computer.
Babbage is considered by some to be "father of the computer". Babbage is credited with inventing the first mechanical computer, the Difference Engine, that eventually led to more complex electronic designs, though all the essential ideas of modern computers are to be found in Babbage's Analytical Engine, programmed using a principle openly borrowed from the Jacquard loom. Babbage had a broad range of interests in addition to his work on computers covered in his 1832 book Economy of Manufactures and Machinery. His varied work in other fields has led him to be described as "pre-eminent" among the many polymaths of his century.
Babbage, who died before the complete successful engineering of many of his designs, including his Difference Engine and Analytical Engine, remained a prominent figure in the ideating of computing. Parts of Babbage's incomplete mechanisms are on display in the Science Museum in London. In 1991, a functioning difference engine was constructed from Babbage's original plans. Built to tolerances achievable in the 19th century, the success of the finished engine indicated that Babbage's machine would have worked.
Early life
Babbage's birthplace is disputed, but according to the Oxford Dictionary of National Biography he was most likely born at 44 Crosby Row, Walworth Road, London, England. A blue plaque on the junction of Larcom Street and Walworth Road commemorates the event.
His date of birth was given in his obituary in The Times as 26 December 1792; but then a nephew wrote to say that Babbage was born one year earlier, in 1791. The parish register of St. Mary's, Newington, London, shows that Babbage was baptised on 6 January 1792, supporting a birth year of 1791.
Babbage was one of four children of Benjamin Babbage and Betsy Plumleigh Teape. His father was a banking partner of William Praed in founding Praed's & Co. of Fleet Street, London, in 1801. In 1808, the Babbage family moved into the old Rowdens house in East Teignmouth. Around the age of eight, Babbage was sent to a country school in Alphington near Exeter to recover from a life-threatening fever. For a short time, he attended King Edward VI Grammar School in Totnes, South Devon, but his health forced him back to private tutors for a time.
Babbage then joined the 30-student Holmwood Academy, in Baker Street, Enfield, Middlesex, under the Reverend Stephen Freeman. The academy had a library that prompted Babbage's love of mathematics. He studied with two more private tutors after leaving the academy. The first was a clergyman near Cambridge; through him Babbage encountered Charles Simeon and his evangelical followers, but the tuition was not what he needed. He was brought home, to study at the Totnes school: this was at age 16 or 17. The second was an Oxford tutor, under whom Babbage reached a level in Classics sufficient to be accepted by the University of Cambridge.
At the University of Cambridge
Babbage arrived at Trinity College, Cambridge, in October 1810. He was already self-taught in some parts of contemporary mathematics; he had read Robert Woodhouse, Joseph Louis Lagrange, and Marie Agnesi. As a result, he was disappointed in the standard mathematical instruction available at the university.
Babbage, John Herschel, George Peacock, and several other friends formed the Analytical Society in 1812; they were also close to Edward Ryan. As a student, Babbage was also a member of other societies such as The Ghost Club, concerned with investigating supernatural phenomena, and the Extractors Club, dedicated to liberating its members from the madhouse, should any be committed to one.
In 1812, Babbage transferred to Peterhouse, Cambridge. He was the top mathematician there, but did not graduate with honours. He instead received a degree without examination in 1814. He had defended a thesis that was considered blasphemous in the preliminary public disputation, but it is not known whether this fact is related to his not sitting the examination.
After Cambridge
Considering his reputation, Babbage quickly made progress. He lectured to the Royal Institution on astronomy in 1815, and was elected a Fellow of the Royal Society in 1816. After graduation, on the other hand, he applied for positions unsuccessfully, and had little in the way of a career. In 1816 he was a candidate for a teaching job at Haileybury College; he had recommendations from James Ivory and John Playfair, but lost out to Henry Walter. In 1819, Babbage and Herschel visited Paris and the Society of Arcueil, meeting leading French mathematicians and physicists. That year Babbage applied to be professor at the University of Edinburgh, with the recommendation of Pierre Simon Laplace; the post went to William Wallace.
With Herschel, Babbage worked on the electrodynamics of Arago's rotations, publishing in 1825. Their explanations were only transitional, being picked up and broadened by Michael Faraday. The phenomena are now part of the theory of eddy currents, and Babbage and Herschel missed some of the clues to unification of electromagnetic theory, staying close to Ampère's force law.
Babbage purchased the actuarial tables of George Barrett, who died in 1821 leaving unpublished work, and surveyed the field in 1826 in Comparative View of the Various Institutions for the Assurance of Lives. This interest followed a project to set up an insurance company, prompted by Francis Baily and mooted in 1824, but not carried out. Babbage did calculate actuarial tables for that scheme, using Equitable Society mortality data from 1762 onwards.
During this whole period, Babbage depended awkwardly on his father's support, given his father's attitude to his early marriage, of 1814: he and Edward Ryan wedded the Whitmore sisters. He made a home in Marylebone in London and established a large family. On his father's death in 1827, Babbage inherited a large estate (value around £100,000, equivalent to £ or $ today), making him independently wealthy. After his wife's death in the same year he spent time travelling. In Italy he met Leopold II, Grand Duke of Tuscany, foreshadowing a later visit to Piedmont. In April 1828 he was in Rome, and relying on Herschel to manage the difference engine project, when he heard that he had become a professor at Cambridge, a position he had three times failed to obtain (in 1820, 1823 and 1826).
Royal Astronomical Society
Babbage was instrumental in founding the Royal Astronomical Society in 1820, initially known as the Astronomical Society of London. Its original aims were to reduce astronomical calculations to a more standard form, and to circulate data. These directions were closely connected with Babbage's ideas on computation, and in 1824 he won its Gold Medal, cited "for his invention of an engine for calculating mathematical and astronomical tables".
Babbage's motivation to overcome errors in tables by mechanisation had been a commonplace since Dionysius Lardner wrote about it in 1834 in the Edinburgh Review (under Babbage's guidance). The context of these developments is still debated. Babbage's own account of the origin of the difference engine begins with the Astronomical Society's wish to improve The Nautical Almanac. Babbage and Herschel were asked to oversee a trial project, to recalculate some part of those tables. With the results to hand, discrepancies were found. This was in 1821 or 1822, and was the occasion on which Babbage formulated his idea for mechanical computation. The issue of the Nautical Almanac is now described as a legacy of a polarisation in British science caused by attitudes to Sir Joseph Banks, who had died in 1820.
Babbage studied the requirements to establish a modern postal system, with his friend Thomas Frederick Colby, concluding there should be a uniform rate that was put into effect with the introduction of the Uniform Fourpenny Post supplanted by the Uniform Penny Post in 1839 and 1840. Colby was another of the founding group of the Society. He was also in charge of the Survey of Ireland. Herschel and Babbage were present at a celebrated operation of that survey, the remeasuring of the Lough Foyle baseline.
British Lagrangian School
The Analytical Society had initially been no more than an undergraduate provocation. During this period it had some more substantial achievements. In 1816 Babbage, Herschel and Peacock published a translation from French of the lectures of Sylvestre Lacroix, which was then the state-of-the-art calculus textbook.
Reference to Lagrange in calculus terms marks out the application of what are now called formal power series. British mathematicians had used them from about 1730 to 1760. As re-introduced, they were not simply applied as notations in differential calculus. They opened up the fields of functional equations (including the difference equations fundamental to the difference engine) and operator (D-module) methods for differential equations. The analogy of difference and differential equations was notationally changing Δ to D, as a "finite" difference becomes "infinitesimal". These symbolic directions became popular, as operational calculus, and pushed to the point of diminishing returns. The Cauchy concept of limit was kept at bay. Woodhouse had already founded this second "British Lagrangian School" with its treatment of Taylor series as formal.
In this context function composition is complicated to express, because the chain rule is not simply applied to second and higher derivatives. This matter was known to Woodhouse by 1803, who took from Louis François Antoine Arbogast what is now called Faà di Bruno's formula. In essence it was known to Abraham De Moivre (1697). Herschel found the method impressive, Babbage knew of it, and it was later noted by Ada Lovelace as compatible with the analytical engine. In the period to 1820 Babbage worked intensively on functional equations in general, and resisted both conventional finite differences and Arbogast's approach (in which Δ and D were related by the simple additive case of the exponential map). But via Herschel he was influenced by Arbogast's ideas in the matter of iteration, i.e. composing a function with itself, possibly many times. Writing in a major paper on functional equations in the Philosophical Transactions (1815/6), Babbage said his starting point was work of Gaspard Monge.
Academic
From 1828 to 1839, Babbage was Lucasian Professor of Mathematics at Cambridge. Not a conventional resident don, and inattentive to his teaching responsibilities, he wrote three topical books during this period of his life. He was elected a Foreign Honorary Member of the American Academy of Arts and Sciences in 1832. Babbage was out of sympathy with colleagues: George Biddell Airy, his predecessor as Lucasian Professor of Mathematics at Trinity College, Cambridge, thought an issue should be made of his lack of interest in lecturing. Babbage planned to lecture in 1831 on political economy. Babbage's reforming direction looked to see university education more inclusive, universities doing more for research, a broader syllabus and more interest in applications; but William Whewell found the programme unacceptable. A controversy Babbage had with Richard Jones lasted for six years. He never did give a lecture.
It was during this period that Babbage tried to enter politics. Simon Schaffer writes that his views of the 1830s included disestablishment of the Church of England, a broader political franchise, and inclusion of manufacturers as stakeholders. He twice stood for Parliament as a candidate for the borough of Finsbury. In 1832 he came in third among five candidates, missing out by some 500 votes in the two-member constituency when two other reformist candidates, Thomas Wakley and Christopher Temple, split the vote. In his memoirs Babbage related how this election brought him the friendship of Samuel Rogers: his brother Henry Rogers wished to support Babbage again, but died within days. In 1834 Babbage finished last among four. In 1832, Babbage, Herschel and Ivory were appointed Knights of the Royal Guelphic Order, however they were not subsequently made knights bachelor to entitle them to the prefix Sir, which often came with appointments to that foreign order (though Herschel was later created a baronet).
"Declinarians", learned societies and the BAAS
Babbage now emerged as a polemicist. One of his biographers notes that all his books contain a "campaigning element". His Reflections on the Decline of Science and some of its Causes (1830) stands out, however, for its sharp attacks. It aimed to improve British science, and more particularly to oust Davies Gilbert as President of the Royal Society, which Babbage wished to reform. It was written out of pique, when Babbage hoped to become the junior secretary of the Royal Society, as Herschel was the senior, but failed because of his antagonism to Humphry Davy. Michael Faraday had a reply written, by Gerrit Moll, as On the Alleged Decline of Science in England (1831). On the front of the Royal Society Babbage had no impact, with the bland election of the Duke of Sussex to succeed Gilbert the same year. As a broad manifesto, on the other hand, his Decline led promptly to the formation in 1831 of the British Association for the Advancement of Science (BAAS).
The Mechanics' Magazine in 1831 identified as Declinarians the followers of Babbage. In an unsympathetic tone it pointed out David Brewster writing in the Quarterly Review as another leader; with the barb that both Babbage and Brewster had received public money.
In the debate of the period on statistics (qua data collection) and what is now statistical inference, the BAAS in its Statistical Section (which owed something also to Whewell) opted for data collection. This Section was the sixth, established in 1833 with Babbage as chairman and John Elliot Drinkwater as secretary. The foundation of the Statistical Society followed. Babbage was its public face, backed by Richard Jones and Robert Malthus.
On the Economy of Machinery and Manufactures
Babbage published On the Economy of Machinery and Manufactures (1832), on the organisation of industrial production. It was an influential early work of operational research. John Rennie the Younger in addressing the Institution of Civil Engineers on manufacturing in 1846 mentioned mostly surveys in encyclopaedias, and Babbage's book was first an article in the Encyclopædia Metropolitana, the form in which Rennie noted it, in the company of related works by John Farey Jr., Peter Barlow and Andrew Ure. From An essay on the general principles which regulate the application of machinery to manufactures and the mechanical arts (1827), which became the Encyclopædia Metropolitana article of 1829, Babbage developed the schematic classification of machines that, combined with discussion of factories, made up the first part of the book. The second part considered the "domestic and political economy" of manufactures.
The book sold well, and quickly went to a fourth edition (1836). Babbage represented his work as largely a result of actual observations in factories, British and abroad. It was not, in its first edition, intended to address deeper questions of political economy; the second (late 1832) did, with three further chapters including one on piece rate. The book also contained ideas on rational design in factories, and profit sharing.
"Babbage principle"
In Economy of Machinery was described what is now called the "Babbage principle". It pointed out commercial advantages available with more careful division of labour. As Babbage himself noted, it had already appeared in the work of Melchiorre Gioia in 1815. The term was introduced in 1974 by Harry Braverman. Related formulations are the "principle of multiples" of Philip Sargant Florence, and the "balance of processes".
What Babbage remarked is that skilled workers typically spend parts of their time performing tasks that are below their skill level. If the labour process can be divided among several workers, labour costs may be cut by assigning only high-skill tasks to high-cost workers, restricting other tasks to lower-paid workers. He also pointed out that training or apprenticeship can be taken as fixed costs; but that returns to scale are available by his approach of standardisation of tasks, therefore again favouring the factory system. His view of human capital was restricted to minimising the time period for recovery of training costs.
Publishing
Another aspect of the work was its detailed breakdown of the cost structure of book publishing. Babbage took the unpopular line, from the publishers' perspective, of exposing the trade's profitability. He went as far as to name the organisers of the trade's restrictive practices. Twenty years later he attended a meeting hosted by John Chapman to campaign against the Booksellers Association, still a cartel.
Influence
It has been written that "what Arthur Young was to agriculture, Charles Babbage was to the factory visit and machinery". Babbage's theories are said to have influenced the layout of the 1851 Great Exhibition, and his views had a strong effect on his contemporary George Julius Poulett Scrope. Karl Marx argued that the source of the productivity of the factory system was exactly the combination of the division of labour with machinery, building on Adam Smith, Babbage and Ure. Where Marx picked up on Babbage and disagreed with Smith was on the motivation for division of labour by the manufacturer: as Babbage did, he wrote that it was for the sake of profitability, rather than productivity, and identified an impact on the concept of a trade.
John Ruskin went further, to oppose completely what manufacturing in Babbage's sense stood for. Babbage also affected the economic thinking of John Stuart Mill. George Holyoake saw Babbage's detailed discussion of profit sharing as substantive, in the tradition of Robert Owen and Charles Fourier, if requiring the attentions of a benevolent captain of industry, and ignored at the time.
Works by Babbage and Ure were published in French translation in 1830; On the Economy of Machinery was translated in 1833 into French by Édouard Biot, and into German the same year by Gottfried Friedenberg. The French engineer and writer on industrial organisation Léon Lalanne was influenced by Babbage, but also by the economist Claude Lucien Bergery, in reducing the issues to "technology". William Jevons connected Babbage's "economy of labour" with his own labour experiments of 1870. The Babbage principle is an inherent assumption in Frederick Winslow Taylor's scientific management.
Mary Everest Boole claimed that there was profound influence – via her uncle George Everest – of Indian thought in general and Indian logic, in particular, on Babbage and on her husband George Boole, as well as on Augustus De Morgan:
Think what must have been the effect of the intense Hinduizing of three such men as Babbage, De Morgan, and George Boole on the mathematical atmosphere of 1830–65. What share had it in generating the Vector Analysis and the mathematics by which investigations in physical science are now conducted?
Natural theology
In 1837, responding to the series of eight Bridgewater Treatises, Babbage published his Ninth Bridgewater Treatise, under the title On the Power, Wisdom and Goodness of God, as manifested in the Creation. In this work Babbage weighed in on the side of uniformitarianism in a current debate. He preferred the conception of creation in which a God-given natural law dominated, removing the need for continuous "contrivance".
The book is a work of natural theology, and incorporates extracts from related correspondence of Herschel with Charles Lyell. Babbage put forward the thesis that God had the omnipotence and foresight to create as a divine legislator. In this book, Babbage dealt with relating interpretations between science and religion; on the one hand, he insisted that "there exists no fatal collision between the words of Scripture and the facts of nature;" on the other hand, he wrote that the Book of Genesis was not meant to be read literally in relation to scientific terms. Against those who said these were in conflict, he wrote "that the contradiction they have imagined can have no real existence, and that whilst the testimony of Moses remains unimpeached, we may also be permitted to confide in the testimony of our senses."
The Ninth Bridgewater Treatise was quoted extensively in Vestiges of the Natural History of Creation. The parallel with Babbage's computing machines is made explicit, as allowing plausibility to the theory that transmutation of species could be pre-programmed.
Jonar Ganeri, author of Indian Logic, believes Babbage may have been influenced by Indian thought; one possible route would be through Henry Thomas Colebrooke. Mary Everest Boole argues that Babbage was introduced to Indian thought in the 1820s by her uncle George Everest:
Some time about 1825, [Everest] came to England for two or three years, and made a fast and lifelong friendship with Herschel and with Babbage, who was then quite young. I would ask any fair-minded mathematician to read Babbage's Ninth Bridgewater Treatise and compare it with the works of his contemporaries in England; and then ask himself whence came the peculiar conception of the nature of miracle which underlies Babbage's ideas of Singular Points on Curves (Chap, viii) – from European Theology or Hindu Metaphysic? Oh! how the English clergy of that day hated Babbage's book!
Religious views
Babbage was raised in the Protestant form of the Christian faith, his family having inculcated in him an orthodox form of worship. He explained:
Rejecting the Athanasian Creed as a "direct contradiction in terms", in his youth he looked to Samuel Clarke's works on religion, of which Being and Attributes of God (1704) exerted a particularly strong influence on him. Later in life, Babbage concluded that "the true value of the Christian religion rested, not on speculative [theology] … but … upon those doctrines of kindness and benevolence which that religion claims and enforces, not merely in favour of man himself but of every creature susceptible of pain or of happiness."
In his autobiography Passages from the Life of a Philosopher (1864), Babbage wrote a whole chapter on the topic of religion, where he identified three sources of divine knowledge:
A priori or mystical experience
From Revelation
From the examination of the works of the Creator
He stated, on the basis of the design argument, that studying the works of nature had been the more appealing evidence, and the one which led him to actively profess the existence of God. Advocating for natural theology, he wrote:
Like Samuel Vince, Babbage also wrote a defence of the belief in divine miracles. Against objections previously posed by David Hume, Babbage advocated for the belief of divine agency, stating "we must not measure the credibility or incredibility of an event by the narrow sphere of our own experience, nor forget that there is a Divine energy which overrides what we familiarly call the laws of nature." He alluded to the limits of human experience, expressing: "all that we see in a miracle is an effect which is new to our observation, and whose cause is concealed. The cause may be beyond the sphere of our observation, and would be thus beyond the familiar sphere of nature; but this does not make the event a violation of any law of nature. The limits of man's observation lie within very narrow boundaries, and it would be arrogance to suppose that the reach of man's power is to form the limits of the natural world."
Later life
The British Association was consciously modelled on the Deutsche Naturforscher-Versammlung, founded in 1822. It rejected romantic science as well as metaphysics, and started to entrench the divisions of science from literature, and professionals from amateurs. Belonging as he did to the "Wattite" faction in the BAAS, represented in particular by James Watt the younger, Babbage identified closely with industrialists. He wanted to go faster in the same directions, and had little time for the more gentlemanly component of its membership. Indeed, he subscribed to a version of conjectural history that placed industrial society as the culmination of human development (and shared this view with Herschel). A clash with Roderick Murchison led in 1838 to his withdrawal from further involvement. At the end of the same year he sent in his resignation as Lucasian professor, walking away also from the Cambridge struggle with Whewell. His interests became more focussed, on computation and metrology, and on international contacts.
Metrology programme
A project announced by Babbage was to tabulate all physical constants (referred to as "constants of nature", a phrase in itself a neologism), and then to compile an encyclopaedic work of numerical information. He was a pioneer in the field of "absolute measurement". His ideas followed on from those of Johann Christian Poggendorff, and were mentioned to Brewster in 1832. There were to be 19 categories of constants, and Ian Hacking sees these as reflecting in part Babbage's "eccentric enthusiasms". Babbage's paper On Tables of the Constants of Nature and Art was reprinted by the Smithsonian Institution in 1856, with an added note that the physical tables of Arnold Henry Guyot "will form a part of the important work proposed in this article".
Exact measurement was also key to the development of machine tools. Here again Babbage is considered a pioneer, with Henry Maudslay, William Sellers, and Joseph Whitworth.
Engineer and inventor
Through the Royal Society Babbage acquired the friendship of the engineer Marc Brunel. It was through Brunel that Babbage knew of Joseph Clement, and so came to encounter the artisans whom he observed in his work on manufactures. Babbage provided an introduction for Isambard Kingdom Brunel in 1830, for a contact with the proposed Bristol & Birmingham Railway. He carried out studies, around 1838, to show the superiority of the broad gauge for railways, used by Brunel's Great Western Railway.
In 1838, Babbage invented the pilot (also called a cow-catcher), the metal frame attached to the front of locomotives that clears the tracks of obstacles; he also constructed a dynamometer car. His eldest son, Benjamin Herschel Babbage, worked as an engineer for Brunel on the railways before emigrating to Australia in the 1850s.
Babbage also invented an ophthalmoscope, which he gave to Thomas Wharton Jones for testing. Jones, however, ignored it. The device only came into use after being independently invented by Hermann von Helmholtz.
Cryptography
Babbage achieved notable results in cryptography, though this was still not known a century after his death. Letter frequency was category 18 of Babbage's tabulation project. Joseph Henry later defended interest in it, in the absence of the facts, as relevant to the management of movable type.
As early as 1845, Babbage had solved a cipher that had been posed as a challenge by his nephew Henry Hollier, and in the process, he made a discovery about ciphers that were based on Vigenère tables. Specifically, he realised that enciphering plain text with a keyword rendered the cipher text subject to modular arithmetic. During the Crimean War of the 1850s, Babbage broke Vigenère's autokey cipher as well as the much weaker cipher that is called Vigenère cipher today. His discovery was kept a military secret, and was not published. Credit for the result was instead given to Friedrich Kasiski, a Prussian infantry officer, who made the same discovery some years later. However, in 1854, Babbage published the solution of a Vigenère cipher, which had been published previously in the Journal of the Society of Arts. In 1855, Babbage also published a short letter, "Cypher Writing", in the same journal. Nevertheless, his priority was not established until 1985.
Public nuisances
Babbage involved himself in well-publicised but unpopular campaigns against public nuisances. He once counted all the broken panes of glass of a factory, publishing in 1857 a "Table of the Relative Frequency of the Causes of Breakage of Plate Glass Windows": Of 464 broken panes, 14 were caused by "drunken men, women or boys".
Babbage's distaste for commoners (the Mob) included writing "Observations of Street Nuisances" in 1864, as well as tallying up 165 "nuisances" over a period of 80 days. He especially hated street music, and in particular the music of organ grinders, against whom he railed in various venues. The following quotation is typical:
Babbage was not alone in his campaign. A convert to the cause was the MP Michael Thomas Bass.
In the 1860s, Babbage also took up the anti-hoop-rolling campaign. He blamed hoop-rolling boys for driving their iron hoops under horses' legs, with the result that the rider is thrown and very often the horse breaks a leg. Babbage achieved a certain notoriety in this matter, being denounced in debate in Commons in 1864 for "commencing a crusade against the popular game of tip-cat and the trundling of hoops."
Computing pioneer
Babbage's machines were among the first mechanical computers. That they were not actually completed was largely because of funding problems and clashes of personality, most notably with George Biddell Airy, the Astronomer Royal.
Babbage directed the building of some steam-powered machines that achieved some modest success, suggesting that calculations could be mechanised. For more than ten years he received government funding for his project, which amounted to £17,000, but eventually the Treasury lost confidence in him.
While Babbage's machines were mechanical and unwieldy, their basic architecture was similar to that of a modern computer. The data and program memory were separated, operation was instruction-based, the control unit could make conditional jumps, and the machine had a separate I/O unit.
Background on mathematical tables
In Babbage's time, printed mathematical tables were calculated by human computers; in other words, by hand. They were central to navigation, science and engineering, as well as mathematics. Mistakes were known to occur in transcription as well as calculation.
At Cambridge, Babbage saw the fallibility of this process, and the opportunity of adding mechanisation into its management. His own account of his path towards mechanical computation references a particular occasion:
There was another period, seven years later, when his interest was aroused by the issues around computation of mathematical tables. The French official initiative by Gaspard de Prony, and its problems of implementation, were familiar to him. After the Napoleonic Wars came to a close, scientific contacts were renewed on the level of personal contact: in 1819 Charles Blagden was in Paris looking into the printing of the stalled de Prony project, and lobbying for the support of the Royal Society. In works of the 1820s and 1830s, Babbage referred in detail to de Prony's project.
Difference engine
Babbage began in 1822 with what he called the difference engine, made to compute values of polynomial functions. It was created to calculate a series of values automatically. By using the method of finite differences, it was possible to avoid the need for multiplication and division.
For a prototype difference engine, Babbage brought in Joseph Clement to implement the design, in 1823. Clement worked to high standards, but his machine tools were particularly elaborate. Under the standard terms of business of the time, he could charge for their construction, and would also own them. He and Babbage fell out over costs around 1831.
Some parts of the prototype survive in the Museum of the History of Science, Oxford. This prototype evolved into the "first difference engine". It remained unfinished and the finished portion is located at the Science Museum in London. This first difference engine would have been composed of around 25,000 parts, weighed , and would have been tall. Although Babbage received ample funding for the project, it was never completed. He later (1847–1849) produced detailed drawings for an improved version,"Difference Engine No. 2", but did not receive funding from the British government. His design was finally constructed in 1989–1991, using his plans and 19th-century manufacturing tolerances. It performed its first calculation at the Science Museum, London, returning results to 31 digits.
Nine years later, in 2000, the Science Museum completed the printer Babbage had designed for the difference engine.
Completed models
The Science Museum has constructed two Difference Engines according to Babbage's plans for the Difference Engine No 2. One is owned by the museum. The other, owned by the technology multimillionaire Nathan Myhrvold, went on exhibition at the Computer History Museum in Mountain View, California on 10 May 2008. The two models that have been constructed are not replicas.
Analytical Engine
After the attempt at making the first difference engine fell through, Babbage worked to design a more complex machine called the Analytical Engine. He hired C. G. Jarvis, who had previously worked for Clement as a draughtsman. The Analytical Engine marks the transition from mechanised arithmetic to fully-fledged general purpose computation. It is largely on it that Babbage's standing as computer pioneer rests.
The major innovation was that the Analytical Engine was to be programmed using punched cards: the Engine was intended to use loops of Jacquard's punched cards to control a mechanical calculator, which could use as input the results of preceding computations. The machine was also intended to employ several features subsequently used in modern computers, including sequential control, branching and looping. It would have been the first mechanical device to be, in principle, Turing-complete. The Engine was not a single physical machine, but rather a succession of designs that Babbage tinkered with until his death in 1871.
Ada Lovelace and Italian followers
Ada Lovelace, who corresponded with Babbage during his development of the Analytical Engine, is credited with developing an algorithm that would enable the Engine to calculate a sequence of Bernoulli numbers. Despite documentary evidence in Lovelace's own handwriting, some scholars dispute to what extent the ideas were Lovelace's own. For this achievement, she is often described as the first computer programmer; though no programming language had yet been invented.
Lovelace also translated and wrote literature supporting the project. Describing the engine's programming by punch cards, she wrote: "We may say most aptly that the Analytical Engine weaves algebraical patterns just as the Jacquard loom weaves flowers and leaves."
Babbage visited Turin in 1840 at the invitation of Giovanni Plana, who had developed in 1831 an analog computing machine that served as a perpetual calendar. Here in 1840 in Turin, Babbage gave the only public explanation and lectures about the Analytical Engine. In 1842 Charles Wheatstone approached Lovelace to translate a paper of Luigi Menabrea, who had taken notes of Babbage's Turin talks; and Babbage asked her to add something of her own. Fortunato Prandi who acted as interpreter in Turin was an Italian exile and follower of Giuseppe Mazzini.
Swedish followers
Per Georg Scheutz wrote about the difference engine in 1830, and experimented in automated computation. After 1834 and Lardner's Edinburgh Review article he set up a project of his own, doubting whether Babbage's initial plan could be carried out. This he pushed through with his son, Edvard Scheutz. Another Swedish engine was that of Martin Wiberg (1860).
Legacy
In 2011, researchers in Britain proposed a multimillion-pound project, "Plan 28", to construct Babbage's Analytical Engine. Since Babbage's plans were continually being refined and were never completed, they intended to engage the public in the project and crowd-source the analysis of what should be built. It would have the equivalent of 675 bytes of memory, and run at a clock speed of about 7 Hz. They hoped to complete it by the 150th anniversary of Babbage's death, in 2021.
Advances in MEMS and nanotechnology have led to recent high-tech experiments in mechanical computation. The benefits suggested include operation in high radiation or high temperature environments. These modern versions of mechanical computation were highlighted in The Economist in its special "end of the millennium" black cover issue in an article entitled "Babbage's Last Laugh".
Due to his association with the town Babbage was chosen in 2007 to appear on the 5 Totnes pound note. An image of Babbage features in the British cultural icons section of the newly designed British passport in 2015.
Family
On 25 July 1814, Babbage married Georgiana Whitmore, sister of British parliamentarian William Wolryche-Whitmore, at St. Michael's Church in Teignmouth, Devon. The couple lived at Dudmaston Hall, Shropshire (where Babbage engineered the central heating system), before moving to 5 Devonshire Street, London in 1815.
Charles and Georgiana had eight children, but only four – Benjamin Herschel, Georgiana Whitmore, Dugald Bromhead and Henry Prevost – survived childhood. Charles' wife Georgiana died in Worcester on 1 September 1827, the same year as his father, their second son (also named Charles) and their newborn son Alexander.
Benjamin Herschel Babbage (1815–1878)
Charles Whitmore Babbage (1817–1827)
Georgiana Whitmore Babbage (1818 – 26 September 1834)
Edward Stewart Babbage (1819–1821)
Francis Moore Babbage (1821–????)
Dugald Bromhead (Bromheald?) Babbage (1823–1901)
(Maj-Gen) Henry Prevost Babbage (1824–1918)
Alexander Forbes Babbage (1827–1827)
His youngest surviving son, Henry Prevost Babbage (1824–1918), went on to create six small demonstration pieces for Difference Engine No. 1 based on his father's designs, one of which was sent to Harvard University where it was later discovered by Howard H. Aiken, pioneer of the Harvard Mark I. Henry Prevost's 1910 Analytical Engine Mill, previously on display at Dudmaston Hall, is now on display at the Science Museum.
Death
Babbage lived and worked for over 40 years at 1 Dorset Street, Marylebone, where he died, at the age of 79, on 18 October 1871; he was buried in London's Kensal Green Cemetery. According to Horsley, Babbage died "of renal inadequacy, secondary to cystitis." He had declined both a knighthood and baronetcy. He also argued against hereditary peerages, favouring life peerages instead.
Autopsy report
In 1983, the autopsy report for Charles Babbage was discovered and later published by his great-great-grandson. A copy of the original is also available. Half of Babbage's brain is preserved at the Hunterian Museum in the Royal College of Surgeons in London. The other half of Babbage's brain is on display in the Science Museum, London.
Memorials
There is a black plaque commemorating the 40 years Babbage spent at 1 Dorset Street, London. Locations, institutions and other things named after Babbage include:
The Moon crater, Babbage
The Charles Babbage Institute, an information technology archive and research center at the University of Minnesota
Babbage River Falls, Yukon, Canada
The Charles Babbage Premium, an annual computing award
British Rail named a locomotive after Charles Babbage in the 1990s.
Babbage Island, Western Australia
The Babbage Building at the University of Plymouth, where the university's school of computing is based
The Babbage programming language for GEC 4000 series minicomputers
"Babbage", The Economist 's Science and Technology blog
The former chain retail computer and video-games store "Babbage's" (now GameStop) was named after him.
In fiction and film
Babbage frequently appears in steampunk works; he has been called an iconic figure of the genre. Other works in which Babbage appears include:
The 2008 short film Babbage, screened at the 2008 Cannes Film Festival, a 2009 finalist with Haydenfilms, and shown at the 2009 HollyShorts Film Festival and other international film festivals. The film shows Babbage at a dinner party, with guests discussing his life and work.
Sydney Padua created The Thrilling Adventures of Lovelace and Babbage, a cartoon alternate history in which Babbage and Lovelace succeed in building the Analytical Engine. It quotes heavily from the writings of Lovelace, Babbage and their contemporaries.
Kate Beaton, cartoonist of webcomic Hark! A Vagrant, devoted one of her comic strips to Charles and Georgiana Babbage.
The Doctor Who episode "Spyfall, Part 2" (Season 12, episode 2) features Charles Babbage and Ada Gordon as characters who assist the Doctor when she's stuck in the year 1834.
Publications
(Reissued by Cambridge University Press 2009, .)
(The LOCOMAT site contains a reconstruction of this table.)
See also
Babbage's congruence
IEEE Computer Society Charles Babbage Award
List of pioneers in computer science
Notes
References
.
External links
The Babbage Papers The papers held by the Science Museum Library and Archives which relate mostly to Babbage's automatic calculating engines
The Babbage Engine: Computer History Museum, Mountain View CA, US. Multi-page account of Babbage, his engines and his associates, including a video of the Museum's functioning replica of the Difference Engine No 2 in action
Analytical Engine Museum John Walker's (of AutoCAD fame) comprehensive catalogue of the complete technical works relating to Babbage's machine.
Charles Babbage A history at the School of Mathematics and Statistics, University of St Andrews Scotland.
Mr. Charles Babbage: obituary from The Times (1871)
The Babbage Pages
Charles Babbage, The Online Books Page, University of Pennsylvania
The Babbage Difference Engine: an overview of how it works
"On a Method of Expressing by Signs the Action of Machinery", 1826. Original edition
Charles Babbage Institute: pages on "Who Was Charles Babbage?" including biographical note, description of Difference Engine No. 2, publications by Babbage, archival and published sources on Babbage, sources on Babbage and Ada Lovelace
Babbage's Ballet by Ivor Guest, Ballet Magazine, 1997
Babbage's Calculating Machine (1872) – full digital facsimile from Linda Hall Library
Author profile in the database zbMATH
The 'difference engine' built by Georg & Edvard Scheutz in 1843
1791 births
1871 deaths
19th-century English mathematicians
Alumni of Peterhouse, Cambridge
Alumni of Trinity College, Cambridge
British business theorists
Burials at Kensal Green Cemetery
Corresponding members of the Saint Petersburg Academy of Sciences
English Christians
English computer scientists
English engineers
Fellows of the American Academy of Arts and Sciences
Fellows of the Royal Astronomical Society
Fellows of the Royal Society of Edinburgh
Fellows of the Royal Society
Lucasian Professors of Mathematics
People educated at Totnes Grammar School
People of the Industrial Revolution
Recipients of the Gold Medal of the Royal Astronomical Society
Mathematicians from London |
5700 | https://en.wikipedia.org/wiki/Cross-dressing | Cross-dressing | Cross-dressing is the act of wearing clothes traditionally or stereotypically associated with a different gender. From as early as pre-modern history, cross-dressing has been practiced in order to disguise, comfort, entertain, and express oneself.
Almost every human society throughout history has had expected norms for each gender relating to style, color, or type of clothing they are expected to wear, and likewise most societies have had a set of guidelines, views or even laws defining what type of clothing is appropriate for each gender. Therefore, cross-dressing allows individuals to express themselves by acting beyond guidelines, views, or even laws defining what type of clothing is expected and appropriate for each gender.
The term "cross-dressing" refers to an action or a behavior, without attributing or implying any specific causes or motives for that behavior. Cross-dressing is not synonymous with being transgender.
Terminology
The phenomenon of cross-dressing is seen throughout recorded history, being referred to as far back as the Hebrew Bible. The terms used to describe it have changed throughout history; the Anglo-Saxon-rooted term "cross-dresser" is viewed more favorably than the Latin-origin term "transvestite" in some circles, where it has come to be seen as outdated and derogatory. Its first mention originated in Magnus Hirschfeld's Die Transvestiten (The Transvestites) in 1910, originally associating cross-dressing with non-heterosexual behavior or derivations of sexual intent. Its connotations largely changed in the 20th century as its use was more frequently associated with sexual excitement, otherwise known as transvestic disorder. This term was historically used to diagnose psychiatric disorders (e.g. transvestic fetishism), but the former (cross-dressing) was coined by the transgender community. The Oxford English Dictionary gives 1911 as the earliest citation of the term "cross-dressing", by Edward Carpenter: "Cross-dressing must be taken as a general indication of, and a cognate phenomenon to, homosexuality". In 1928, Havelock Ellis used the two terms "cross-dressing" and "transvestism" interchangeably. The earliest citations for "cross-dress" and "cross-dresser" are 1966 and 1976, respectively.
En femme
The term en femme is a lexical borrowing of a French phrase. It is used in the transgender and crossdressing community to describe the act of wearing feminine clothing or expressing a stereotypically feminine personality. The term is borrowed from the modern French phrase en femme meaning "as a woman." Most crossdressers also use a female name whilst en femme; that is their "femme name". In the cross-dressing community the persona a man adopts when he dresses as a woman is known as his "femme self".
Between 1987 and 1991, JoAnn Roberts and CDS published a magazine called "En Femme" that was "for the transvestite, transsexual, crossdresser, and female impersonator."
En homme
The term en homme is an anglicized adaptation of a French phrase. It is used in the transgender and crossdressing community to describe the act of wearing masculine clothing or expressing a stereotypically masculine personality. The term is derived from the modern colloquial French phrase en tant qu'homme meaning "as a man" and the anglicized adaptation en homme literally translates as "in man". Most crossdressers also use a homme (male) name whilst en homme.
History
Non-Western history
Cross-dressing has been practiced throughout much of recorded history, in many societies, and for many reasons. Examples exist in Greek, Norse, and Hindu mythology. Cross-dressing can be found in theater and religion, such as kabuki, Noh, and Korean shamanism, as well as in folklore, literature, and music. For instance, in examining kabuki culture during Japan's edo period, cross-dressing was not only used for theater purposes but also because current societal trends: cross-dressing and the switching of genders was a familiar concept to the Japanese at the time which allowed them to interchange characters's genders easily and incorporate geisha fashion into men's wear. This was especially common in the story-telling of ancient stories such as the character Benten from Benten Kozō. He was a thief in the play cross-dressing as a woman. Cross-dressing was also exhibited in Japanese Noh for similar reasons. Societal standards at the time broke boundaries between gender. For example, ancient Japanese portraits of aristocrats have no clear differentiation in characteristics between male and female beauty. Thus, in Noh performance, the cross-dressing of actors was common; especially given the ease of disguising biological sex with the use of masks and heavy robes. In a non-entertainment context, cross-dressing is also exhibited in Korean shamanism for religious purposes. Specifically, this is displayed in chaesu-gut, a shamanistic rite gut in which a shaman offers a sacrifice to the spirits to intermediate in the fortunes of the intended humans for the gut. Here, cross-dressing serves many purposes. Firstly, the shaman (typically a woman) would cross-dress as both male and female spirits can occupy her. This allows her to represent the opposite sex and become a cross-sex icon in 75% of the time of the ritual. This also allows her to become a sexually liminal being. It is clear that in entertainment, literature, art, and religion, different civilizations have utilized cross-dressing for many different purposes.
Western history
In the British and European context, theatrical troupes ("playing companies") were all-male, with the female parts undertaken by boy players.
The Rebecca Riots took place between 1839 and 1843 in West and Mid Wales. They were a series of protests undertaken by local farmers and agricultural workers in response to unfair taxation. The rioters, often men dressed as women, took their actions against toll-gates, as they were tangible representations of high taxes and tolls. The riots ceased prior to 1844 due to several factors, including increased troop levels, a desire by the protestors to avoid violence and the appearance of criminal groups using the guise of the biblical character Rebecca for their own purposes. In 1844 an Act of Parliament to consolidate and amend the laws relating to turnpike trusts in Wales was passed.
A variety of historical figures are known to have cross-dressed to varying degrees. Many women found they had to disguise themselves as men in order to participate in the wider world. For example, it is postulated that Margaret King cross-dressed in the early 19th century to attend medical school, as universities at that time accepted only male students. A century later, Vita Sackville-West dressed as a young soldier in order to "walk out" with her girlfriend Violet Keppel, to avoid the street harassment that two women would have faced. The prohibition on women wearing male garb, once strictly applied, still has echoes today in some Western societies which require girls and women to wear skirts, for example as part of school uniform or office dress codes. In some countries, even in casual settings, women are still prohibited from wearing traditionally male clothing. Sometimes all trousers, no matter how loose and long, are automatically considered "indecent", which may render their wearer subject to severe punishment, as in the case of Lubna al-Hussein in Sudan in 2009.
Legal issues
In many countries, cross-dressing was illegal under laws that identified it as indecent or immoral. Many such laws were challenged in the late 1900s giving people the right to freedom of gender expression with regard to their clothing.
For instance, from 1840 forward, United States saw state and city laws forbidding people from appearing in public while dressed in clothes not commonly associated with their assigned sex. The goal of this wave of policies was to create a tool that would enforce a normative gender narrative, targeting multiple gender identities across the gender spectrum. With the progression of time, styles, and societal trends, it became even more difficult to draw the line between what was cross-dressing or not. Only recently have these laws changed. As recently as 2011, it was still possible for a man to get arrested for "impersonating a woman" — a vestige of the 19th century laws. Even with this, legal issues surrounding cross-dressing perpetuated all throughout the mid 20th century. During this time period, police would often reference laws that did not exist or laws that have been repealed in order to target the LGBTQ+ community.
This extends beyond the United States: There still remains 13 UN member States that explicitly criminalize transgender individuals, and there exist even more countries that use a great deal of diverse laws to target them. The third edition of the Trans Legal Mapping Report, done by the International Lesbian, Gay, Bisexual, Trans, and Intersex Association found that an especially common method to target these individuals is through cross-dressing regulations. For instance, only in 2014 did an appeal court in Malaysia finally overturned a state law prohibiting Muslim men from cross-dressing as women.
In the Australian state of Tasmania, cross-dressing in public was made a criminal offence in 1935, and this law was only repealed in 2000.
Varieties
There are many different kinds of cross-dressing and many different reasons why an individual might engage in cross-dressing behavior. Some people cross-dress as a matter of comfort or style, a personal preference for clothing associated with the opposite gender. Some people cross-dress to shock others or challenge social norms; others will limit their cross-dressing to underwear, so that it is not apparent. Some people attempt to pass as a member of the opposite gender in order to gain access to places or resources they would not otherwise be able to reach.
Theater and performance
Single-sex theatrical troupes often have some performers who cross-dress to play roles written for members of the opposite sex (travesti and trouser roles). Cross-dressing, particularly the depiction of males wearing dresses, is often used for comic effect onstage and on-screen.
Boy player refers to children who performed in Medieval and English Renaissance playing companies. Some boy players worked for the adult companies and performed the female roles as women did not perform on the English stage in this period. Others worked for children's companies in which all roles, not just the female ones, were played by boys.
In an effort to clamp down on kabuki's popularity, women's kabuki, known as , was banned in 1629 in Japan for being too erotic. Following this ban, young boys began performing in , which was also soon banned. Thus adult men play female roles in kabuki.
Dan is the general name for female roles in Chinese opera, often referring to leading roles. They may be played by male or female actors. In the early years of Peking opera, all roles were played by men, but this practice is no longer common in any Chinese opera genre.
Women have often been excluded from Noh, and men often play female characters in it.
Drag is a special form of performance art based on the act of cross-dressing. A drag queen is usually a male-assigned person who performs as an exaggeratedly feminine character, in heightened costuming sometimes consisting of a showy dress, high-heeled shoes, obvious make-up, and wig. A drag queen may imitate famous female film or pop-music stars. A faux queen is a female-assigned person employing the same techniques. A drag king is a counterpart of the drag queen – a female-assigned person who adopts a masculine persona in performance or imitates a male film or pop-music star. Some female-assigned people undergoing gender reassignment therapy also self-identify as 'drag kings'.The modern activity of battle reenactments has raised the question of women passing as male soldiers. In 1989, Lauren Burgess dressed as a male soldier in a U.S. National Park Service reenactment of the Battle of Antietam, and was ejected after she was discovered to be a woman. Burgess sued the Park Service for sexual discrimination. The case spurred spirited debate among Civil War buffs. In 1993, a federal judge ruled in Burgess's favor.
"Wigging" refers to the practice of male stunt doubles taking the place of an actress, parallel to "paint downs", where white stunt doubles are made up to resemble black actors. Female stunt doubles have begun to protest this norm of "historical sexism", saying that it restricts their already limited job possibilities.
British pantomime, television and comedy
Cross-dressing is a traditional popular trope in British comedy. The pantomime dame in British pantomime dates from the 19th century, which is part of the theatrical tradition of female characters portrayed by male actors in drag. Widow Twankey (Aladdin's mother) is a popular pantomime dame: in 2004 Ian McKellen played the role.
The Monty Python comedy troupe donned frocks and makeup, playing female roles while speaking in falsetto. Character comics such as Benny Hill and Dick Emery drew upon several female identities. In the BBC's long-running sketch show The Dick Emery Show (broadcast from 1963 to 1981), Emery played Mandy, a busty peroxide blonde whose catchphrase, "Ooh, you are awful ... but I like you!", was given in response to a seemingly innocent remark made by her interviewer, but perceived by her as ribald double entendre. The popular tradition of cross dressing in British comedy extended to the 1984 music video for Queen's "I Want to Break Free" where the band parody several female characters from the soap opera Coronation Street.
Sexual fetishes
A transvestic fetishist is a person who cross-dresses as part of a sexual fetish. According to the fourth edition of Diagnostic and Statistical Manual of Mental Disorders, this fetishism was limited to heterosexual men; however, DSM-5 does not have this restriction, and opens it to women and men, regardless of their sexual orientation.
Sometimes either member of a heterosexual couple will cross-dress in order to arouse the other. For example, the male might wear skirts or lingerie and/or the female will wear boxers or other male clothing. (See also forced feminization)
Passing
Some people who cross-dress may endeavor to project a complete impression of belonging to another gender, including mannerisms, speech patterns, and emulation of sexual characteristics. This is referred to as passing or "trying to pass", depending how successful the person is. An observer who sees through the cross-dresser's attempt to pass is said to have "read" or "clocked" them. There are videos, books, and magazines on how a man may look more like a woman.
Others may choose to take a mixed approach, adopting some feminine traits and some masculine traits in their appearance. For instance, a man might wear both a dress and a beard. This is sometimes known as "genderfuck". In a broader context, cross-dressing may also refer to other actions undertaken to pass as a particular sex, such as packing (accentuating the male crotch bulge) or, the opposite, tucking (concealing the male crotch bulge).
Gender disguise
Gender disguise has been used by women and girls to pass as male, and by men and boys to pass as female. Gender disguise has also been used as a plot device in storytelling, particularly in narrative ballads, and is a recurring motif in literature, theater, and film. Historically, some women have cross-dressed to take up male-dominated or male-exclusive professions, such as military service. Conversely, some men have cross-dressed to escape from mandatory military service or as a disguise to assist in political or social protest, as men in Wales did in the Rebecca Riots and when conducting Ceffyl Pren as a form of mob justice.
Sports
Conversation surrounding exclusion and inequality in sports has been around for decades. While the fight for equality in sports has been going on, there are a couple of notable women who have dressed as men or hid their gender to insert themselves into the very gatekept world of sports.
Roberta "Bobbi" Gibb
Roberta "Bobbi" Gibb is the first woman to have competed in the Boston Marathon. In 1966 Bobbi Gibb wrote a letter to the Boston Athletic Association asking to participate in the race happening that year. When Gibb received her letter back in the mail she was faced with the news that her entry to the race was denied due to her gender. Rather than just accept her fate, Gibb did not take no for an answer and decided to run the marathon anyways—however, she would do it hidden as a man. On the day of the race Gibb showed up in an oversized sweatshirt, her brother's shorts, and men's running shoes. Gibb hid in the bushes until the race started and then joined in with the crowd. Eventually her fellow runners figured out Gibb's real gender but stated that they would make sure that she finished the race. Gibb ended up finishing her first Boston Marathon in 3 hours, 27 minutes and 40 seconds. She crossed the finish line with blistered, bleeding feet from the men's running shoes she was wearing. Gibb's act of defiance influenced other women marathon runners of the time like Katherine Switzer, who also registered under an alias to be able to run the race in 1967. It would not be until 1972 until there was an official women's race within the Boston Marathon.
Sam Kerr
Sam Kerr is a forward for the Australian Women's Soccer Team and Chelsea FC in the FA Women's Super League. Kerr has been regarded as one of the best forward players in the sport and has been one of the most highly paid players in women's soccer as well. While Kerr now shares the world state with other great women soccer players, as a young child she shared the field with young boys. Kerr grew up in a suburb of Perth where there was little to no access to young girls soccer teams in the direct area. Not having a girls team to play on did not bother Kerr though, she simply played on a youth boys team where all of her teammates just assumed she was also a boy. Kerr states in her book My Journey to the World Cup that she continued to hide her gender because she did not want to be treated any differently. In her book Kerr also reviled that when one of her teammates found out that she was, in fact a girl, he cried. While Kerr's act of hiding her gender was initially an accident, it is still an example of how women (and in the case a young girl) can create opportunities for themselves by looking or acting as a man.
War
One of the most common instances of gender disguise is in the instance of war/militaristic situations. From Joan of Arc in the 15th century to Mulan from the animated Disney Mulan to young girls in World War II, there have been many different people of many different sexes that disguise themselves as men in order to be able to fight in wars.
Joan of Arc
Born c. 1412, St Joan of Arc or the Maid of Orleans is one of the oldest examples of gender disguise. At 13, after receiving a revelation that she was supposed to lead the French to victory over the English in the 100 years war, Joan donned the clothing of a male soldier in the French army. Joan was able to convince King Charles the VIII to allow her to take the lead of some of the French armies in order to help him get his crown back. Ultimately, Joan of Arc was successful in claiming victory over the English but was captured in 1430 and found guilty of heretic, leading to her execution in 1431.The impact of her actions was seen even after Joan's death in 1431. During the suffragette movement, Joan of Arc was used as an inspiration for the movement, particularly in Britain where many used her actions as fuel for their fight for political reform.
Deborah Sampson
Born in 1760 in Plympton, Massachusetts, Deborah Sampson was the first female soldier in the US Army. The only woman in the Revolution to receive a full military pension, at age 18 Deborah took the name “Robert Shirtleff” and enlisted in union forces. In her capacity as a soldier, she was very successful, being named captain and leading an infantry in the capture of 15 enemy soldiers among other things. One and a half years into service, her true sex was revealed when she had to receive medical care. Following an honorable discharge, Deborah petitioned congress for her full pay that was withheld on the grounds of being an “invalid soldier” and eventually received it. She died in 1827 at age 66. Even after her death, Deborah Sampson continues to be a "hero of the American Revolution". In 2019, a diary from corporal Abner Weston shares about Deborah Sampson's previously unknown first attempt to enlist in the Continental Army.
These women are just a few among many who have disguised themselves as men in order to be able to fight in many different wars. Others who have used gender disguise for this purpose include Kit Kavanaugh/Christian Davies, Hannah Snell, Sarah Emma Edmonds, Frances Clayton, Dorothy Lawrence, Zoya Smirnow, Brita Olofsdotter, and Margaret Ann Bulkly/James Barry.
Journalism and culture
In some instances, women in journalism deem is necessary to wear the identity of a man in order to gather information that is only accessible from the male point of view. In other cases, people cross-dress to cope with strict cultural norms and expectations.
Norah Vincent
Norah Vincent, author of the book Self-Made Man: One Woman's Journey Into Manhood and Back Again, used gender disguise in order to go undercover as a men to penetrate men’s social circles and experience life as a man. In 2003, Vincent put her life on pause to adopt a new masculine identity as Ned Vincent. She worked with a makeup artist and vocal coach in order to convincingly play the role of a biological man. She wore an undersized sports bra, a stuffed jock strap, and size 11½ shoes to deceive those around her. In her book, Vincent makes discoveries about socialization, romance, sex, and stress as a man that leads her to conclude that, “[Men] have different problems than women have, but they don't have it better.” However, Vincent developed controversial opinions about sex and gender, claiming that transgender people are not legitimate until they undergo hormone therapy and surgical intervention. After writing Self-Made Man, Vincent became a victim of depression; she died by medically assisted suicide in 2022.
Bacha posh
Bacha posh, an Afghani tradition, involves the crossdressing of young Afghan girls by their families so that they present to the public as boys. Families engage in bacha posh so that their daughters may avoid the oppression that women face under Afghanistan's deeply patriarchal society. Other reasons for having a bacha posh daughter include economic pressure, as girls and women are generally prohibited from work in contemporary Afghanistan, and social pressure, as families with boys tend to be more well regarded in Afghan society. While there isn’t a law that prohibits bacha posh, girls are expected to revert to traditional gender norms upon reaching puberty. According to Thomas Barfield, an anthropology professor at Boston University, bacha posh is "one of the most under-investigated" topics in the realm of gender studies, making difficult to determine exactly how common the practice is in Afghan society. However, some prominent female figures in Afghan society have admitted to being bacha posh in their youth. A more famous example of this is Afghan parliament member Azita Rafaat. Rafaat claims that bacha posh was a positive experience that built her self-confidence in Afghanistan's heavily patriarchal society and gave her a more well rounded understanding of women's issues in Afghanistan.
Clothes
The actual determination of cross-dressing is largely socially constructed. For example, in Western society, trousers have long been adopted for usage by women, and it is no longer regarded as cross-dressing. In cultures where men have traditionally worn skirt-like garments such as the kilt or sarong, these are not seen as women's clothing, and wearing them is not seen as cross-dressing for men. As societies are becoming more global in nature, both men's and women's clothing are adopting styles of dress associated with other cultures.
Cosplaying may also involve cross-dressing, for some females may wish to dress as a male, and vice versa (see Crossplay (cosplay)). Breast binding (for females) is not uncommon and is one of the things likely needed to cosplay a male character.
In most parts of the world, it remains socially disapproved for men to wear clothes traditionally associated with women. Attempts are occasionally made, e.g. by fashion designers, to promote the acceptance of skirts as everyday wear for men. Cross-dressers have complained that society permits women to wear pants or jeans and other masculine clothing, while condemning any man who wants to wear clothing sold for women.
While creating a more feminine figure, male cross-dressers will often utilize different types and styles of breast forms, which are silicone or foam prostheses traditionally used by women who have undergone mastectomies to recreate the visual appearance of a breast. Some male cross-dressers may also use hip or butt pads to create a profile that appears more stereotypically feminine.
While most male cross-dressers utilize clothing associated with modern women, some are involved in subcultures that involve dressing as little girls or in vintage clothing. Some such men have written that they enjoy dressing as femininely as possible, so they wear frilly dresses with lace and ribbons, bridal gowns complete with veils, as well as multiple petticoats, corsets, girdles and/or garter belts with nylon stockings.
The term underdressing is used by male cross-dressers to describe wearing female undergarments such as panties under their male clothes. The famous low-budget film-maker Edward D. Wood, Jr. (who also went out in public dressed in drag as "Shirley", his female alter ego) said he often wore women's underwear under his military uniform as a Marine during World War II. Female masking is a form of cross-dressing in which men wear masks that present them as female.
Social issues
Cross-dressers may begin wearing clothing associated with the opposite sex in childhood, using the clothes of a sibling, parent, or friend. Some parents have said they allowed their children to cross-dress and, in many cases, the child stopped when they became older. The same pattern often continues into adulthood, where there may be confrontations with a spouse, partner, family member or friend. Married cross-dressers can experience considerable anxiety and guilt if their spouse objects to their behavior.
Sometimes because of guilt or other reasons cross-dressers dispose of all their clothing, a practice called "purging", only to start collecting the other gender's clothing again.
Festivals
Celebrations of cross-dressing occur in widespread cultures. The Abissa festival in Côte d'Ivoire, Ofudamaki in Japan, and Kottankulangara Festival in India are all examples of this.
Analysis
Advocacy for social change has done much to relax the constrictions of gender roles on men and women, but they are still subject to prejudice from some people. It is noticeable that as being transgender becomes more socially accepted as a normal human condition, the prejudices against cross-dressing are changing quite quickly, just as the similar prejudices against homosexuals have changed rapidly in recent decades.
The reason it is so hard to have statistics for female cross-dressers is that the line where cross-dressing stops and cross-dressing begins has become blurred, whereas the same line for men is as well defined as ever. This is one of the many issues being addressed by third wave feminism as well as the modern-day masculist movement.
The general culture has very mixed views about cross-dressing. A woman who wears her husband's shirt to bed is considered attractive, while a man who wears his wife's nightgown to bed may be considered transgressive. Marlene Dietrich in a tuxedo was considered very erotic; Jack Lemmon in a dress was considered ridiculous. All this may result from an overall gender role rigidity for males; that is, because of the prevalent gender dynamic throughout the world, men frequently encounter discrimination when deviating from masculine gender norms, particularly violations of heteronormativity. A man's adoption of feminine clothing is often considered a going down in the gendered social order whereas a woman's adoption of what are traditionally men's clothing (at least in the English-speaking world) has less of an impact because women have been traditionally subordinate to men, unable to affect serious change through style of dress. Thus when a male cross-dresser puts on his clothes, he transforms into the quasi-female and thereby becomes an embodiment of the conflicted gender dynamic. Following the work of Judith Butler, gender proceeds along through ritualized performances, but in male cross-dressing it becomes a performative "breaking" of the masculine and a "subversive repetition" of the feminine.
Psychoanalysts today do not regard cross-dressing by itself as a psychological problem, unless it interferes with a person's life. "For instance," said Joseph Merlino, senior editor of Freud at 150: 21st Century Essays on a Man of Genius, "[suppose that]...I'm a cross-dresser and I don't want to keep it confined to my circle of friends, or my party circle, and I want to take that to my wife and I don't understand why she doesn't accept it, or I take it to my office and I don't understand why they don't accept it, then it's become a problem because it's interfering with my relationships and environment."
Cross-dressing in the 21st century
Fashion trends
Cross-dressing today is much more common and normalized thanks to trends such as camp fashion and androgynous fashion. These trends have long histories but have recently been popularized thanks to major designers, fashion media, and celebrities today.
Camp is a style of fashion that has had a long history extending all the way back to the Victorian era to the modern era. During the Victorian era up until the mid-20th century, it was defined as an exaggerated and flamboyant style of dressing. This was typically associated with ideas of effeminacy, de-masculization, and homosexuality. As the trend entered the 20th century, it also developed an association with a lack of conduct, creating the connotation that those who engaged in Camp are unrefined, improper, distasteful, and, essentially, undignified. Though this was its former understanding, Camp has now developed a new role in the fashion industry. It is considered a fashion style that has "failed seriousness" and has instead become a fun way of self-expression. Thanks to its integration with high fashion and extravagance, Camp is now seen as a high art form of absurdity: including loud, vibrant, bold, fun, and empty frivolity.
Camp is often used in drag culture as a method of exaggerating or inversing traditional conceptions of what it means to be feminine. In actuality, the QTPOC community has had a large impact on Camp. This is exhibited by ballroom culture, camp/glamour queens, Black '70s funk, Caribbean Carnival costumes, Blaxploitation movies, "pimp/player fashion", and more. This notion has also been materialized by camp icons such as Josephine Baker and RuPaul.
Androgynous fashion is described as neither masculine nor feminine rather it is the embodiment of a gender inclusive and sexually neutral fashion of expression. The general understanding of androgynous fashion is mixing both masculine and feminine pieces with the goal of producing a look that has no visual differentiations between one gender or another. This look is achieved by masking the general body so that one cannot identify the biological sex of an individual given the silhouette of the clothing pieces: Therefore, many androgynous looks include looser, baggier clothing that can conceal curves in the female body or using more "feminine" fabrics and prints for men.
Both of these style forms have been normalized and popularized by celebrities such as Harry Styles, Timothée Chalamet, Billie Eilish, Princess Diana, and more.
Societal changes
Beyond fashion, cross-dressing in non-Western countries have not fully outgrown the negative connotations that it has in the West. For instance, many Eastern and Southeastern Asian countries have a narrative of discrimination and stigma against LGBTQ and cross-dressing individuals. This is especially evident in the post-pandemic world. During this time, it was clear to see the failures of these governments to provide sufficient support to these individuals due to a lack of legal services, lack of job opportunity, and more. For instance, to be able to receive government aid, these individuals need to be able to quickly change their legal name, gender, and other information on official ID documents. This fault augmented the challenges of income loss, food insecurity, safe housing, healthcare, and more for many trans and cross-dressing individuals. This was especially pertinent as many of these individuals relied on entertainment and sex work for income. With the pandemic removing these job opportunities, the stigmatisation and discrimination against these individuals only increased, especially in Southeast Asian countries.
On the other hand, some Asian countries have grown to be more accepting of cross-dressing as modernization has increased. For instance, among Japan's niche communities there exists the otokonoko. This is a group of male-assigned individuals who engage in female cross-dressing as a form of gender expression. This trend originated with manga and grew with an increase in maid cafes, cosplaying, and more in the 2010s. With the normalization of this through cosplay, cross-dressing has become a large part of otaku and anime culture.
Across media
Women dressed as men, and less often men dressed as women, is a common trope in fiction and folklore. For example, in Norse myth, Thor disguised himself as Freya. These disguises were also popular in Gothic fiction, such as in works by Charles Dickens, Alexandre Dumas, père, and Eugène Sue, and in a number of Shakespeare's plays, such as Twelfth Night. In The Wind in the Willows, Toad dresses as a washerwoman, and in The Lord of the Rings, Éowyn pretends to be a man.
In science fiction, fantasy and women's literature, this literary motif is occasionally taken further, with literal transformation of a character from male to female or vice versa. Virginia Woolf's Orlando: A Biography focuses on a man who becomes a woman, as does a warrior in Peter S. Beagle's The Innkeeper's Song; while in Geoff Ryman's The Warrior Who Carried Life, Cara magically transforms herself into a man.
Other popular examples of gender disguise include Madame Doubtfire (published as Alias Madame Doubtfire in the United States) and its movie adaptation Mrs. Doubtfire, featuring a man disguised as a woman. Similarly, the movie Tootsie features Dustin Hoffman disguised as a woman, while the movie The Associate features Whoopi Goldberg disguised as a man.
Medical views
The 10th edition of the International Statistical Classification of Diseases and Related Health Problems lists dual-role transvestism (non-sexual cross-dressing) and fetishistic transvestism (cross-dressing for sexual pleasure) as disorders. Both listings were removed for the 11th edition.
Transvestic fetishism is a paraphilia and a psychiatric diagnosis in the DSM-5 version of the Diagnostic and Statistical Manual of Mental Disorders.
See also
Androgyny
Breeches role
Breeching (boys)
Cross-dressing ball
Cross-gender acting
Drag (clothing)
Effeminacy
Femme
Femminiello
Gender bender
Gender identity
Gender variance
List of transgender-related topics
List of transgender-rights organizations
List of wartime crossdressers
Otokonoko, male crossdressing in Japan
Queer heterosexuality
Sex and gender distinction
Social construction of gender
Sexual orientation hypothesis
Transvestism
Travesti (theatre)
Tri-Ess
Womanless wedding
Notes
References
Further reading
Anders, Charles. The Lazy Crossdresser, Greenery Press, 2002. .
Boyd, Helen. My Husband Betty, Thunder's Mouth Press, 2003
Clute, John & Grant, John. The Encyclopedia of Fantasy, Orbit Books, 1997.
"Lynne". "A Cross-Dressing-Perspective"
External links
The Gender Centre (Australia)
Crossdressing Support Group (Canada)
The EnFemme Archives
En Femme Magazine No. 1, Digital Transgender Archive
Clothing controversies |
5702 | https://en.wikipedia.org/wiki/Channel%20Tunnel | Channel Tunnel | The Channel Tunnel (), also known as the Chunnel, is a underwater railway tunnel that connects Folkestone (Kent, England) with Coquelles (Pas-de-Calais, France) beneath the English Channel at the Strait of Dover. It is the only fixed link between the island of Great Britain and the European mainland. At its lowest point, it is below the sea bed and below sea level. At , it has the longest underwater section of any tunnel in the world and is the third longest railway tunnel in the world. The speed limit for trains through the tunnel is . The tunnel is owned and operated by the company Getlink, formerly "Groupe Eurotunnel".
The tunnel carries high-speed Eurostar passenger trains, LeShuttle services for road vehicles and freight trains. It connects end-to-end with high-speed railway lines: the LGV Nord in France and High Speed 1 in England. In 2017, rail services carried 10.3 million passengers and 1.22 million tonnes of freight, and the Shuttle carried 10.4 million passengers, 2.6 million cars, 51,000 coaches, and 1.6 million lorries (equivalent to 21.3 million tonnes of freight), compared with 11.7 million passengers, 2.6 million lorries and 2.2 million cars by sea through the Port of Dover.
Plans to build a cross-Channel fixed link appeared as early as 1802, but British political and media pressure motivated by fears of compromising national security had disrupted attempts to build one. An early unsuccessful attempt was made in the late 19th century, on the English side, "in the hope of forcing the hand of the English Government". The eventual successful project, organised by Eurotunnel, began construction in 1988 and opened in 1994. Estimated to cost £5.5 billion in 1985, it was at the time the most expensive construction project ever proposed. The cost finally amounted to £9 billion (equivalent to £ billion in ), well over budget.
Since its opening, the tunnel has experienced mechanical problems. Both fires and cold weather have temporarily disrupted its operation. Since at least 1997, aggregations of migrants around Calais seeking entry to the United Kingdom, such as through the tunnel, have prompted deterrence and countermeasures.
Origins
Earlier proposals
In 1802, Albert Mathieu-Favier, a French mining engineer, put forward a proposal to tunnel under the English Channel, with illumination from oil lamps, horse-drawn coaches, and an artificial island positioned mid-Channel for changing horses. His design envisaged a bored two-level tunnel with the top tunnel used for transport and the bottom one for groundwater flows.
In 1839, Aimé Thomé de Gamond, a Frenchman, performed the first geological and hydrographical surveys on the Channel between Calais and Dover. He explored several schemes and, in 1856, presented a proposal to Napoleon III for a mined railway tunnel from Cap Gris-Nez to East Wear Point with a port/airshaft on the Varne sandbank at a cost of 170 million francs, or less than £7 million.
In 1865, a deputation led by George Ward Hunt proposed the idea of a tunnel to the Chancellor of the Exchequer of the day, William Ewart Gladstone.
In 1866, Henry Marc Brunel made a survey of the floor of the Strait of Dover. By his results, he proved that the floor was composed of chalk, like the adjoining cliffs, and thus a tunnel was feasible. For this survey, he invented the gravity corer, which is still used in geology.
Around 1866, William Low and Sir John Hawkshaw promoted tunnel ideas, but apart from preliminary geological studies, none were implemented.
An official Anglo-French protocol was established in 1876 for a cross-Channel railway tunnel.
In 1881, British railway entrepreneur Sir Edward Watkin and Alexandre Lavalley, a French Suez Canal contractor, were in the Anglo-French Submarine Railway Company that conducted exploratory work on both sides of the Channel. From June 1882 to March 1883, the British tunnel boring machine tunneled, through chalk, a total of , while Lavalley used a similar machine to drill from Sangatte on the French side. However, the cross-Channel tunnel project was abandoned in 1883, despite this success, after fears raised by the British military that an underwater tunnel might be used as an invasion route. Nevertheless, in 1883, this TBM was used to bore a railway ventilation tunnel— in diameter and long—between Birkenhead and Liverpool, England, through sandstone under the Mersey River. These early works were encountered more than a century later during the TML project.
A 1907 film, Tunnelling the English Channel by pioneer filmmaker Georges Méliès, depicts King Edward VII and President Armand Fallières dreaming of building a tunnel under the English Channel.
In 1919, during the Paris Peace Conference, British prime minister David Lloyd George repeatedly brought up the idea of a Channel tunnel as a way of reassuring France about British willingness to defend against another German attack. The French did not take the idea seriously, and nothing came of the proposal.
In the 1920s, Winston Churchill advocated for the Channel Tunnel, using that exact name in his essay "Should Strategists Veto The Tunnel?" It was published on 27 July 1924 in the Weekly Dispatch, and argued vehemently against the idea that the tunnel could be used by a Continental enemy in an invasion of Britain. Churchill expressed his enthusiasm for the project again in an article for the Daily Mail on 12 February 1936, "Why Not A Channel Tunnel?"
There was another proposal in 1929, but nothing came of this discussion and the idea was shelved. Proponents estimated the construction cost at US$150 million. The engineers had addressed the concerns of both nations' military leaders by designing two sumps—one near the coast of each country—that could be flooded at will to block the tunnel but this did not appease military leaders, or dispel concerns about hordes of tourists who would disrupt English life. Military fears continued during the Second World War. After the fall of France, as Britain prepared for an expected German invasion, a Royal Navy officer in the Directorate of Miscellaneous Weapons Development calculated that Hitler could use slave labour to build two Channel tunnels in 18 months. The estimate caused rumours that Germany had already begun digging.
A British film from Gaumont Studios, The Tunnel (also called TransAtlantic Tunnel), was released in 1935 as a science-fiction project concerning the creation of a transatlantic tunnel. It referred briefly to its protagonist, a Mr. McAllan, as having completed a British Channel tunnel successfully in 1940, five years into the future of the film's release.
By 1955, defence arguments had become less relevant due to the dominance of air power, and both the British and French governments supported technical and geological surveys. In 1958 the 1881 workings were cleared in preparation for a £100,000 geological survey by the Channel Tunnel Study Group. 30% of the funding came from Channel Tunnel Co Ltd, the largest shareholder of which was the British Transport Commission, as successor to the South Eastern Railway. A detailed geological survey was carried out in 1964 and 1965.
Although the two countries agreed to build a tunnel in 1964, the phase 1 initial studies and signing of a second agreement to cover phase 2 took until 1973. The plan described a government-funded project to create two tunnels to accommodate car shuttle wagons on either side of a service tunnel. Construction started on both sides of the Channel in 1974.
On 20 January 1975, to the dismay of their French partners, the then-governing Labour Party in Britain cancelled the project due to uncertainty about EEC membership, doubling cost estimates and the general economic crisis at the time. By this time the British tunnel boring machine was ready and the Ministry of Transport had conducted a experimental drive. (This short tunnel, called Adit A1, was eventually reused as the starting and access point for tunnelling operations from the British side, and remains an access point to the service tunnel.) The cancellation costs were estimated at £17 million. On the French side, a tunnel-boring machine had been installed underground in a stub tunnel. It lay there for 14 years until 1988, when it was sold, dismantled, refurbished and shipped to Turkey, where it was used to drive the Moda tunnel for the Istanbul Sewerage Scheme.
Initiation of project
In 1979, the "Mouse-hole Project" was suggested when the Conservatives came to power in Britain. The concept was a single-track rail tunnel with a service tunnel but without shuttle terminals. The British government took no interest in funding the project, but British Prime Minister Margaret Thatcher did not object to a privately funded project, although she said she assumed it would be for cars rather than trains. In 1981, Thatcher and French president François Mitterrand agreed to establish a working group to evaluate a privately funded project. In June 1982 the Franco-British study group favoured a twin tunnel to accommodate conventional trains and a vehicle shuttle service. In April 1985 promoters were invited to submit scheme proposals. Four submissions were shortlisted:
Channel Tunnel, a rail proposal based on the 1975 scheme presented by Channel Tunnel Group/France–Manche (CTG/F–M).
Eurobridge, a suspension bridge with a series of spans with a roadway in an enclosed tube.
Euroroute, a tunnel between artificial islands approached by bridges.
Channel Expressway, a set of large-diameter road tunnels with mid-Channel ventilation towers.
The cross-Channel ferry industry protested under the name "Flexilink". In 1975 there was no campaign protesting a fixed link, with one of the largest ferry operators (Sealink) being state-owned. Flexilink continued rousing opposition throughout 1986 and 1987. Public opinion strongly favoured a drive-through tunnel, but concerns about ventilation, accident management and driver mesmerisation led to the only shortlisted rail submission, CTG/F-M, being awarded the project in January 1986. Reasons given for the selection included that it caused least disruption to shipping in the Channel and least environmental disruption, was the best protected against terrorism, and was the most likely to attract sufficient private finance.
Arrangement
The British Channel Tunnel Group consisted of two banks and five construction companies, while their French counterparts, France–Manche, consisted of three banks and five construction companies. The banks' role was to advise on financing and secure loan commitments. On 2 July 1985, the groups formed Channel Tunnel Group/France–Manche (CTG/F–M). Their submission to the British and French governments was drawn from the 1975 project, including 11 volumes and a substantial environmental impact statement.
The Anglo-French Treaty on the Channel Tunnel was signed by both governments in Canterbury Cathedral. The Treaty of Canterbury (1986) prepared the Concession for the construction and operation of the Fixed Link by privately owned companies and outlined arbitration methods to be used in the event of disputes. It set up the Intergovernmental Commission (IGC), responsible for monitoring all matters associated with the Tunnel's construction and operation on behalf of the British and French governments, and a Safety Authority to advise the IGC.
It drew a land frontier between the two countries in the middle of the Channel tunnel—the first of its kind.
Design and construction were done by the ten construction companies in the CTG/F-M group. The French terminal and boring from Sangatte were done by the five French construction companies in the joint venture group GIE Transmanche Construction. The English Terminal and boring from Shakespeare Cliff were done by the five British construction companies in the Translink Joint Venture. The two partnerships were linked by a bi-national project organisation, TransManche Link (TML). The Maître d'Oeuvre was a supervisory engineering body employed by Eurotunnel under the terms of the concession that monitored the project and reported to the governments and banks.
In France, with its long tradition of infrastructure investment, the project had widespread approval. The French National Assembly approved it unanimously in April 1987, and after a public inquiry, the Senate approved it unanimously in June. In Britain, select committees examined the proposal, making history by holding hearings away from Westminster, in Kent. In February 1987, the third reading of the Channel Tunnel Bill took place in the House of Commons, and passed by 94 votes to 22. The Channel Tunnel Act gained Royal assent and passed into law in July. Parliamentary support for the project came partly from provincial members of Parliament on the basis of promises of regional Eurostar through train services that never materialised; the promises were repeated in 1996 when the contract for construction of the Channel Tunnel Rail Link was awarded.
Cost
The tunnel is a build-own-operate-transfer (BOOT) project with a concession. TML would design and build the tunnel, but financing was through a separate legal entity, Eurotunnel. Eurotunnel absorbed CTG/F-M and signed a construction contract with TML, but the British and French governments controlled final engineering and safety decisions, now in the hands of the Channel Tunnel Safety Authority. The British and French governments gave Eurotunnel a 55-year operating concession (from 1987; extended by 10 years to 65 years in 1993) to repay loans and pay dividends. A Railway Usage Agreement was signed between Eurotunnel, British Rail and SNCF guaranteeing future revenue in exchange for the railways obtaining half of the tunnel's capacity.
Private funding for such a complex infrastructure project was of unprecedented scale. Initial equity of £45 million was raised by CTG/F-M, increased by £206 million private institutional placement, £770 million was raised in a public share offer that included press and television advertisements, a syndicated bank loan and letter of credit arranged £5 billion. Privately financed, the total investment costs at 1985 prices were £2.6 billion. At the 1994 completion actual costs were, in 1985 prices, £4.65 billion: an 80% cost overrun. The cost overrun was partly due to enhanced safety, security, and environmental demands. Financing costs were 140% higher than forecast.
Construction
Working from both the English and French sides of the Channel, eleven tunnel boring machines or TBMs cut through chalk marl to construct two rail tunnels and a service tunnel. The vehicle shuttle terminals are at Cheriton (part of Folkestone) and Coquelles, and are connected to the English M20 and French A16 motorways respectively.
Tunnelling commenced in 1988, and the tunnel began operating in 1994. In 1985 prices, the total construction cost was £4.65 billion (equivalent to £ billion in 2015), an 80% cost overrun. At the peak of construction 15,000 people were employed with daily expenditure over £3 million. Ten workers, eight of them British, were killed during construction between 1987 and 1993, most in the first few months of boring.
Completion
A diameter pilot hole allowed the service tunnel to break through without ceremony on 30 October 1990. On 1 December 1990, Englishman Graham Fagg and Frenchman Phillippe Cozette broke through the service tunnel with the media watching. Eurotunnel completed the tunnel on time. (A BBC TV television commentator called Graham Fagg "the first man to cross the Channel by land for 8000 years".) The two tunnelling efforts met each other with an offset of only . A Paddington Bear soft toy was chosen by British tunnellers as the first item to pass through to their French counterparts when the two sides met.
The tunnel was officially opened, one year later than originally planned, by Queen Elizabeth II and the French president, François Mitterrand, in a ceremony held in Calais on 6 May 1994. The Queen travelled through the tunnel to Calais on a Eurostar train, which stopped nose to nose with the train that carried President Mitterrand from Paris. Following the ceremony President Mitterrand and the Queen travelled on Le Shuttle to a similar ceremony in Folkestone. A full public service did not start for several months. The first freight train, however, ran on 1 June 1994 and carried Rover and Mini cars being exported to Italy.
The Channel Tunnel Rail Link (CTRL), now called High Speed 1, runs from St Pancras railway station in London to the tunnel portal at Folkestone in Kent. It cost £5.8 billion. On 16 September 2003 the prime minister, Tony Blair, opened the first section of High Speed 1, from Folkestone to north Kent. On 6 November 2007, the Queen officially opened High Speed 1 and St Pancras International station, replacing the original slower link to Waterloo International railway station. High Speed 1 trains travel at up to , the journey from London to Paris taking 2 hours 15 minutes, to Brussels 1 hour 51 minutes.
In 1994, the American Society of Civil Engineers elected the tunnel as one of the seven modern Wonders of the World. In 1995, the American magazine Popular Mechanics published the results.
Opening dates
The opening was phased for various services offered as the Channel Tunnel Safety Authority, the IGC, gave permission for various services to begin at several dates over the period 1994/1995 but start-up dates were a few days later.
Engineering
Site investigation undertaken in the 20 years before construction confirmed earlier speculations that a tunnel could be bored through a chalk marl stratum. The chalk marl is conducive to tunnelling, with impermeability, ease of excavation and strength. The chalk marl runs along the entire length of the English side of the tunnel, but on the French side a length of has variable and difficult geology. The tunnel consists of three bores: two diameter rail tunnels, apart, in length with a diameter service tunnel in between. The three bores are connected by cross-passages and piston relief ducts. The service tunnel was used as a pilot tunnel, boring ahead of the main tunnels to determine the conditions. English access was provided at Shakespeare Cliff and French access from a shaft at Sangatte. The French side used five tunnel boring machines (TBMs), and the English side six. The service tunnel uses Service Tunnel Transport System (STTS) and Light Service Tunnel Vehicles (LADOGS). Fire safety was a critical design issue.
Between the portals at Beussingue and Castle Hill the tunnel is long, with under land on the French side and on the UK side, and under sea. It is the third-longest rail tunnel in the world, behind the Gotthard Base Tunnel in Switzerland and the Seikan Tunnel in Japan, but with the longest under-sea section. The average depth is below the seabed. On the UK side, of the expected of spoil approximately was used for fill at the terminal site, and the remainder was deposited at Lower Shakespeare Cliff behind a seawall, reclaiming of land. This land was then made into the Samphire Hoe Country Park. Environmental impact assessment did not identify any major risks for the project, and further studies into safety, noise, and air pollution were overall positive. However, environmental objections were raised over a high-speed link to London.
Geology
Successful tunnelling required a sound understanding of topography and geology and the selection of the best rock strata through which to dig. The geology of this site generally consists of northeasterly dipping Cretaceous strata, part of the northern limb of the Wealden-Boulonnais dome. Characteristics include:
Continuous chalk on the cliffs on either side of the Channel containing no major faulting, as observed by Verstegan in 1605.
Four geological strata, marine sediments laid down 90–100 million years ago; pervious upper and middle chalk above slightly pervious lower chalk and finally impermeable Gault Clay. A sandy stratum, glauconitic marl (tortia), is in between the chalk marl and gault clay.
A layer of chalk marl (French: craie bleue) in the lower third of the lower chalk appeared to present the best tunnelling medium. The chalk has a clay content of 30–40% providing impermeability to groundwater yet relatively easy excavation with strength allowing minimal support. Ideally, the tunnel would be bored in the bottom of the chalk marl, allowing water inflow from fractures and joints to be minimised, but above the gault clay that would increase stress on the tunnel lining and swell and soften when wet.
On the English side, the stratum dip is less than 5°; on the French side, this increases to 20°. Jointing and faulting are present on both sides. On the English side, only minor faults of displacement less than exist; on the French side, displacements of up to are present owing to the Quenocs anticlinal fold. The faults are of limited width, filled with calcite, pyrite and remolded clay. The increased dip and faulting restricted the selection of routes on the French side. To avoid confusion, microfossil assemblages were used to classify the chalk marl. On the French side, particularly near the coast, the chalk was harder, more brittle and more fractured than on the English side. This led to the adoption of different tunnelling techniques on the two sides.
The Quaternary undersea valley Fosse Dangeard, and Castle Hill landslip at the English portal, caused concerns. Identified by the 1964–65 geophysical survey, the Fosse Dangeard is an infilled valley system extending below the seabed, south of the tunnel route in mid-channel. A 1986 survey showed that a tributary crossed the path of the tunnel, and so the tunnel route was made as far north and deep as possible. The English terminal had to be located in the Castle Hill landslip, which consists of displaced and tipping blocks of lower chalk, glauconitic marl and gault debris. Thus the area was stabilised by buttressing and inserting drainage adits. The service tunnel acted as a pilot preceding the main ones, so that the geology, areas of crushed rock, and zones of high water inflow could be predicted. Exploratory probing took place in the service tunnel, in the form of extensive forward probing, vertical downward probes and sideways probing.
Site investigation
Marine soundings and samplings by Thomé de Gamond were carried out during 1833–67, establishing the seabed depth at a maximum of and the continuity of geological strata (layers). Surveying continued over many years, with 166 marine and 70 land-deep boreholes being drilled and over 4,000 line kilometres of the marine geophysical survey completed. Surveys were undertaken in 1958–1959, 1964–1965, 1972–1974 and 1986–1988.
The surveying in 1958–59 catered for immersed tube and bridge designs, as well as a bored tunnel, and thus a wide area was investigated. At this time, marine geophysics surveying for engineering projects was in its infancy, with poor positioning and resolution from seismic profiling. The 1964–65 surveys concentrated on a northerly route that left the English coast at Dover harbour; using 70 boreholes, an area of deeply weathered rock with high permeability was located just south of Dover harbour.
Given the previous survey results and access constraints, a more southerly route was investigated in the 1972–73 survey, and the route was confirmed to be feasible. Information for the tunnelling project also came from work before the 1975 cancellation. On the French side at Sangatte, a deep shaft with adits was made. On the English side at Shakespeare Cliff, the government allowed of diameter tunnel to be driven. The actual tunnel alignment, method of excavation and support were essentially the same as the 1975 attempt. In the 1986–87 survey, previous findings were reinforced, and the characteristics of the gault clay and the tunnelling medium (chalk marl that made up 85% of the route) were investigated. Geophysical techniques from the oil industry were employed.
Tunnelling
Tunnelling was a major engineering challenge, with the only precedent being the undersea Seikan Tunnel in Japan, which opened in 1988. A serious health and safety risk with building tunnels underwater is major water inflow due to the high hydrostatic pressure from the sea above, under weak ground conditions. The tunnel also had the challenge of time: being privately funded, the early financial return was paramount.
The objective was to construct two rail tunnels, apart, in length; a service tunnel between the two main ones; pairs of -diameter cross-passages linking the rail tunnels to the service one at spacing; piston relief ducts in diameter connecting the rail tunnels apart; two undersea crossover caverns to connect the rail tunnels, with the service tunnel always preceding the main ones by at least to ascertain the ground conditions. There was plenty of experience with excavating through chalk in the mining industry, while the undersea crossover caverns were a complex engineering problem. The French one was based on the Mount Baker Ridge freeway tunnel in Seattle; the UK cavern was dug from the service tunnel ahead of the main ones, to avoid delay.
Precast segmental linings in the main TBM drives were used, but two different solutions were used. On the French side, neoprene and grout sealed bolted linings made of cast iron or high-strength reinforced concrete were used; on the English side, the main requirement was for speed so bolting of cast-iron lining segments was only carried out in areas of poor geology. In the UK rail tunnels, eight lining segments plus a key segment were used; in the French side, five segments plus a key. On the French side, a diameter deep grout-curtained shaft at Sangatte was used for access. On the English side, a marshalling area was below the top of Shakespeare Cliff, the New Austrian Tunnelling method (NATM) was first applied in the chalk marl here. On the English side, the land tunnels were driven from Shakespeare Cliff—the same place as the marine tunnels—not from Folkestone. The platform at the base of the cliff was not large enough for all of the drives and, despite environmental objections, tunnel spoil was placed behind a reinforced concrete seawall, on condition of placing the chalk in an enclosed lagoon, to avoid wide dispersal of chalk fines. Owing to limited space, the precast lining factory was on the Isle of Grain in the Thames estuary, which used Scottish granite aggregate delivered by ship from the Foster Yeoman coastal super quarry at Glensanda in Loch Linnhe on the west coast of Scotland.
On the French side, owing to the greater permeability to water, earth pressure balance TBMs with open and closed modes was used. The TBMs were of a closed nature during the initial , but then operated as open, boring through the chalk marl stratum. This minimised the impact to the ground, allowed high water pressures to be withstood and it also alleviated the need to grout ahead of the tunnel. The French effort required five TBMs: two main marine machines, one mainland machine (the short land drives of allowed one TBM to complete the first drive then reverse direction and complete the other), and two service tunnel machines. On the English side, the simpler geology allowed faster open-faced TBMs. Six machines were used; all commenced digging from Shakespeare Cliff, three marine-bound and three for the land tunnels. Towards the completion of the undersea drives, the UK TBMs were driven steeply downwards and buried clear of the tunnel. These buried TBMs were then used to provide an electrical earth. The French TBMs then completed the tunnel and were dismantled. A gauge railway was used on the English side during construction.
In contrast to the English machines, which were given technical names, the French tunnelling machines were all named after women: Brigitte, Europa, Catherine, Virginie, Pascaline, Séverine.
At the end of the tunnelling, one machine was on display at the side of the M20 motorway in Folkestone until Eurotunnel sold it on eBay for £39,999 to a scrap metal merchant. Another machine (T4 "Virginie") still survives on the French side, adjacent to Junction 41 on the A16, in the middle of the D243E3/D243E4 roundabout. On it are the words "hommage aux bâtisseurs du tunnel", meaning "tribute to the builders of the tunnel".
Tunnel boring machines
The eleven tunnel boring machines were designed and manufactured through a joint venture between the Robbins Company of Kent, Washington, United States; Markham & Co. of Chesterfield, England; and Kawasaki Heavy Industries of Japan. The TBMs for the service tunnels and main tunnels on the UK side were designed and manufactured by James Howden & Company Ltd, Scotland.
Railway design
Loading gauge
The loading gauge height is .
Communications
There are three communication systems:
Concession radio (CR) for mobile vehicles and personnel within Eurotunnel's Concession (terminals, tunnels, coastal shafts)
Track-to-train radio (TTR) for secure speech and data between trains and the railway control centre
Shuttle internal radio (SIR) for communication between shuttle crew and to passengers over car radios
Power supply
Power is delivered to the locomotives via an overhead line at . with a normal overhead clearance of . All tunnel services run on electricity, shared equally from English and French sources. There are two substations fed at 400 kV at each terminal, but in an emergency, the tunnel's lighting (about 20,000 light fittings) and the plant can be powered solely from either England or France.
The traditional railway south of London uses a 750 V DC third rail to deliver electricity, but since the opening of High Speed 1 there is no longer any need for tunnel trains to use it. High Speed 1, the tunnel and the LGV Nord all have power provided via overhead catenary at 25 kV 50 Hz. The railways on "classic" lines in Belgium are also electrified by overhead wires, but at 3000 V DC.
Signalling
A cab signalling system gives information directly to train drivers on a display. There is a train protection system that stops the train if the speed exceeds that indicated on the in-cab display. TVM430, as used on LGV Nord and High Speed 1, is used in the tunnel. The TVM signalling is interconnected with the signalling on the high-speed lines on either side, allowing trains to enter and exit the tunnel system without stopping. The maximum speed is .
Signalling in the tunnel is coordinated from two control centres: The main control centre at the Folkestone terminal, and a backup at the Calais terminal, which is staffed at all times and can take over all operations in the event of a breakdown or emergency.
Track system
Conventional ballasted tunnel track was ruled out owing to the difficulty of maintenance and lack of stability and precision. The Sonneville International Corporation's track system was chosen based on reliability and cost-effectiveness based on a good performance in Swiss tunnels and worldwide. The type of track used is known as Low Vibration Track (LVT). Like a ballasted track, the LVT is of the free-floating type, held in place by gravity and friction. Reinforced concrete blocks of 100 kg support the rails every 60 cm and are held by 12 mm thick closed-cell polymer foam pads placed at the bottom of rubber boots. The latter separates the blocks' mass movements from the lean encasement concrete. The ballastless track provides extra overhead clearance necessary for the passage of larger trains. The corrugated rubber walls of the boots add a degree of isolation of horizontal wheel-rail vibrations and are insulators of the track signal circuit in the humid tunnel environment. UIC60 (60 kg/m) rails of 900A grade rest on rail pads, which fit the RN/Sonneville bolted dual leaf-springs. The rails, LVT-blocks and their boots with pads were assembled outside the tunnel, in a fully automated process developed by the LVT inventor, Mr. Roger Sonneville. About 334,000 Sonneville blocks were made on the Sangatte site.
Maintenance activities are less than projected. Initially, the rails were ground on a yearly basis or after approximately 100MGT of traffic. Ride quality continues to be noticeably smooth and of low noise. Maintenance is facilitated by the existence of two tunnel junctions or crossover facilities, allowing for two-way operation in each of the six tunnel segments, and providing safe access for maintenance of one isolated tunnel segment at a time. The two crossovers are the largest artificial undersea caverns ever built, at150 m long, 10 m high and 18 m wide. The English crossover is from Shakespeare Cliff, and the French crossover is from Sangatte.
Ventilation, cooling and drainage
The ventilation system maintains the air pressure in the service tunnel higher than in the rail tunnels, so that in the event of a fire, smoke does not enter the service tunnel from the rail tunnels. Two cooling water pipes in each rail tunnel circulate chilled water to remove heat generated by the rail traffic. Pumping stations remove water in the tunnels from rain, seepage, and so on.
During the design stage of the tunnel, engineers found that its aerodynamic properties and the heat generated by high-speed trains as they passed through it would raise the temperature inside the tunnel to . As well as making the trains "unbearably warm" for passengers, this also presented a risk of equipment failure and track distortion. To cool the tunnel to below , engineers installed of diameter cooling pipes carrying of water. The network—Europe's largest cooling system—was supplied by eight York Titan chillers running on R22, a hydrochlorofluorocarbon (HCFC) refrigerant gas.
Due to R22's ozone depletion potential (ODP) and high global warming potential (GWP), its use is being phased out in developed countries. Since 1 January 2015, it has been illegal in Europe to use HCFCs to service air-conditioning equipment; broken equipment that used HCFCs must be replaced with equipment that does not use it. In 2016, Trane was selected to provide replacement chillers for the tunnel's cooling network. The York chillers were decommissioned and four "next generation" Trane Series E CenTraVac large-capacity (2600 kW to 14,000 kW) chillers were installed—two in Sangatte, France, and two at Shakespeare Cliff, UK. The energy-efficient chillers, using Honeywell's non-flammable, ultra-low GWP R1233zd(E) refrigerant, maintain temperatures at , and in their first year of operation generated savings of 4.8 GWh—approximately 33%, equating to €500,000 ($585,000)—for tunnel operator Getlink.
Rolling stock
Rolling stock used previously
Operators
LeShuttle
Getlink operates the LeShuttle, a vehicle shuttle service, through the tunnel.
Car shuttle sets have two separate halves: single and double deck. Each half has two loading/unloading wagons and 12 carrier wagons. Eurotunnel's original order was for nine car shuttle sets.
Heavy goods vehicle (HGV) shuttle sets also have two halves, with each half containing one loading wagon, one unloading wagon and 14 carrier wagons. There is a club car behind the leading locomotive, where drivers must stay during the journey. Eurotunnel originally ordered six HGV shuttle sets.
Initially 38 LeShuttle locomotives were commissioned, with one at each end of a shuttle train.
Freight locomotives
Forty-six Class 92 locomotives for hauling freight trains and overnight passenger trains (the Nightstar project, which was abandoned) were commissioned, running on both overhead AC and third-rail DC power. However, RFF does not let these run on French railways, so there are plans to certify Alstom Prima II locomotives for use in the tunnel.
International passenger
Thirty-one Eurostar trains, based on the French TGV, built to UK loading gauge with many modifications for safety within the tunnel, were commissioned, with ownership split between British Rail, French national railways (SNCF) and Belgian national railways (NMBS/SNCB). British Rail ordered seven more for services north of London. Around 2010, Eurostar ordered ten trains from Siemens based on its Velaro product. The Class 374 entered service in 2016 and has been operating through the Channel Tunnel ever since alongside the current Class 373.
Germany (DB) has since around 2005 tried to get permission to run train services to London. At the end of 2009, extensive fire-proofing requirements were dropped and DB received permission to run German Intercity-Express (ICE) test trains through the tunnel. In June 2013 DB was granted access to the tunnel, but these plans were ultimately dropped.
In October 2021, Renfe, the Spanish state railway company, expressed interest in operating a cross-Channel route between Paris and London using some of their existing trains with the intention of competing with Eurostar. No details have been revealed as to which trains would be used.
Service locomotives
Diesel locomotives for rescue and shunting work are Eurotunnel Class 0001 and Eurotunnel Class 0031.
Operation
The following chart presents the estimated number of passengers and tonnes of freight, respectively, annually transported through the Channel Tunnel since 1994 (M = million).
Usage and services
Transport services offered by the tunnel are as follows:
Eurotunnel Le Shuttle roll-on roll-off shuttle service for road vehicles and their drivers and passengers,
Eurostar passenger trains,
through freight trains.
Both the freight and passenger traffic forecasts that led to the construction of the tunnel were overestimated; in particular, Eurotunnel's commissioned forecasts were over-predictions. Although the captured share of Channel crossings was forecast correctly, high competition (especially from budget airlines which expanded rapidly in the 1990s and 2000s) and reduced tariffs led to low revenue. Overall cross-Channel traffic was overestimated.
With the EU's liberalisation of international rail services, the tunnel and High Speed 1 have been open to competition since 2010. There have been a number of operators interested in running trains through the tunnel and along High Speed 1 to London. In June 2013, after several years, DB obtained a license to operate Frankfurt – London trains, not expected to run before 2016 because of delivery delays of the custom-made trains.
Plans for the service to Frankfurt seem to have been shelved in 2018.
Passenger traffic volumes
Cross-tunnel passenger traffic volumes peaked at 18.4 million in 1998, dropped to 14.9 million in 2003 and has increased substantially since then.
At the time of the decision about building the tunnel, 15.9 million passengers were predicted for Eurostar trains in the opening year. In 1995, the first full year, actual numbers were a little over 2.9 million, growing to 7.1 million in 2000, then dropping to 6.3 million in 2003. Eurostar was initially limited by the lack of a high-speed connection on the British side. After the completion of High Speed 1 in two stages in 2003 and 2007, traffic increased. In 2008, Eurostar carried 9,113,371 passengers, a 10% increase over the previous year, despite traffic limitations due to the 2008 Channel Tunnel fire. Eurostar passenger numbers continued to increase.
Freight traffic volumes
Freight volumes have been erratic, with a major decrease during 1997 due to a closure caused by a fire in a freight shuttle. Freight crossings increased over the period, indicating the substitutability of the tunnel by sea crossings. The tunnel has achieved a market share close to or above Eurotunnel's 1980s predictions but Eurotunnel's 1990 and 1994 predictions were overestimates.
For through freight trains, the first year prediction was 7.2 million tonnes; the actual 1995 figure was 1.3M tonnes. Through freight volumes peaked in 1998 at 3.1M tonnes. This fell back to 1.21M tonnes in 2007, increasing slightly to 1.24M tonnes in 2008. Together with that carried on freight shuttles, freight growth has occurred since opening, with 6.4M tonnes carried in 1995, 18.4M tonnes recorded in 2003 and 19.6M tonnes in 2007. Numbers fell back in the wake of the 2008 fire.
Eurotunnel's freight subsidiary is Europorte 2. In September 2006 EWS, the UK's largest rail freight operator, announced that owing to the cessation of UK-French government subsidies of £52 million per annum to cover the tunnel "Minimum User Charge" (a subsidy of around £13,000 per train, at a traffic level of 4,000 trains per annum), freight trains would stop running after 30 November.
Economic performance
Shares in Eurotunnel were issued at £3.50 per share on 9 December 1987. By mid-1989 the price had risen to £11.00. Delays and cost overruns led to the price dropping; during demonstration runs in October 1994, it reached an all-time low. Eurotunnel suspended payment on its debt in September 1995 to avoid bankruptcy. In December 1997 the British and French governments extended Eurotunnel's operating concession by 34 years, to 2086. The financial restructuring of Eurotunnel occurred in mid-1998, reducing debt and financial charges. Despite the restructuring, The Economist reported in 1998 that to break even Eurotunnel would have to increase fares, traffic and market share for sustainability. A cost-benefit analysis of the tunnel indicated that there were few impacts on the wider economy and few developments associated with the project and that the British economy would have been better off if it had not been constructed.
Under the terms of the Concession, Eurotunnel was obliged to investigate a cross-Channel road tunnel. In December 1999 road and rail tunnel proposals were presented to the British and French governments, but it was stressed that there was not enough demand for a second tunnel. A three-way treaty between the United Kingdom, France and Belgium governs border controls, with the establishment of control zones wherein the officers of the other nation may exercise limited customs and law enforcement powers. For most purposes, these are at either end of the tunnel, with the French border controls on the UK side of the tunnel and vice versa. For some city-to-city trains, the train is a control zone. A binational emergency plan coordinates UK and French emergency activities.
In 1999 Eurostar posted its first net profit, having made a loss of £925m in 1995. In 2005 Eurotunnel was described as being in a serious situation. In 2013, operating profits rose 4 percent from 2012, to £54 million.
Security
There is a need for full passport controls, as the tunnel acts as a border between the Schengen Area and the Common Travel Area. There are juxtaposed controls, meaning that passports are checked before boarding by officials of the departing country, and on arrival by officials of the destination country. These control points are only at the main Eurostar stations: French officials operate at London St Pancras, Ebbsfleet International and Ashford International, while British officials operate at Calais-Fréthun, Lille-Europe, Marne-la-Vallée–Chessy, Brussels-South and Paris-Gare du Nord. There are security checks before boarding as well. For the shuttle road-vehicle trains, there are juxtaposed passport controls before boarding the trains.
For Eurostar trains originating south of Paris, there is no passport and security check before departure, and those trains must stop in Lille at least 30 minutes to allow all passengers to be checked. No checks are performed on board. There have been plans for services from Amsterdam, Frankfurt and Cologne to London, but a major reason to cancel them was the need for a stop in Lille. Direct service from London to Amsterdam started on 4 April 2018; following the building of check-in terminals at Amsterdam and Rotterdam and the intergovernmental agreement, a direct service from the two Dutch cities to London started on 30 April 2020.
Terminals
The terminals' sites are at Cheriton (near Folkestone in the United Kingdom) and Coquelles (near Calais in France). The UK site uses the M20 motorway for access. The terminals are organised with the frontier controls juxtaposed with the entry to the system to allow travellers to go onto the motorway at the destination country immediately after leaving the shuttle.
To achieve design output at the French terminal, the shuttles accept cars on double-deck wagons; for flexibility, ramps were placed inside the shuttles to provide access to the top decks. At Folkestone there are of the main-line track, 45 turnouts and eight platforms. At Calais there are of track and 44 turnouts. At the terminals, the shuttle trains traverse a figure eight to reduce uneven wear on the wheels. There is a freight marshalling yard west of Cheriton at Dollands Moor Freight Yard.
Regional impact
A 1996 report from the European Commission predicted that Kent and Nord-Pas de Calais had to face increased traffic volumes due to the general growth of cross-Channel traffic and traffic attracted by the tunnel. In Kent, a high-speed rail line to London would transfer traffic from road to rail. Kent's regional development would benefit from the tunnel, but being so close to London restricts the benefits. Gains are in the traditional industries and are largely dependent on the development of Ashford International railway station, without which Kent would be totally dependent on London's expansion. Nord-Pas-de-Calais enjoys a strong internal symbolic effect of the Tunnel which results in significant gains in manufacturing.
The removal of a bottleneck by means like the tunnel does not necessarily induce economic gains in all adjacent regions. The image of a region being connected to European high-speed transport and active political response is more important for regional economic development. Some small-medium enterprises located in the immediate vicinity of the terminal have used the opportunity to re-brand the profile of their business with positive effects, such as The New Inn at Etchinghill which was able to commercially exploit its unique selling point as being 'the closest pub to the Channel Tunnel'. Tunnel-induced regional development is small compared to general economic growth. The South East of England is likely to benefit developmentally and socially from faster and cheaper transport to continental Europe, but the benefits are unlikely to be equally distributed throughout the region. The overall environmental impact is almost certainly negative.
Since the opening of the tunnel, small positive impacts on the wider economy have been felt, but it is difficult to identify major economic successes directly attributed to the tunnel. The Eurotunnel does operate profitably, offering an alternative transportation mode unaffected by poor weather. High costs of construction did delay profitability, however, and companies involved in the tunnel's construction and operation early in operation relied on government aid to deal with the accumulated debt.
Illegal immigration
Illegal immigrants and would-be asylum seekers have used the tunnel to attempt to enter Britain. By 1997, the problem had attracted international press attention, and by 1999, the French Red Cross opened the first migrant centre at Sangatte, using a warehouse once used for tunnel construction; by 2002, it housed up to 1,500 people at a time, most of them trying to get to the UK. In 2001, most came from Afghanistan, Iraq, and Iran, but African countries were also represented.
Eurotunnel, the company that operates the crossing, said that more than 37,000 migrants were intercepted between January and July 2015. Approximately 3,000 migrants, mainly from Ethiopia, Eritrea, Sudan and Afghanistan, were living in the temporary camps erected in Calais at the time of an official count in July 2015. An estimated 3,000 to 5,000 migrants were waiting in Calais for a chance to get to England.
Britain and France operate a system of juxtaposed controls on immigration and customs, where investigations happen before travel. France is part of the Schengen immigration zone, removing border checks in normal times between most EU member states; Britain and the Republic of Ireland form their own separate Common Travel Area immigration zone.
Most illegal immigrants and would-be asylum seekers who got into Britain found some way to ride a freight train. Trucks are loaded onto freight trains. In a few instances, migrants stowed away in a liquid chocolate tanker and managed to survive, spread across several attempts. Although the facilities were fenced, airtight security was deemed impossible; migrants would even jump from bridges onto moving trains. In several incidents people were injured during the crossing; others tampered with railway equipment, causing delays and requiring repairs. Eurotunnel said it was losing £5m per month because of the problem.
In 2001 and 2002, several riots broke out at Sangatte, and groups of migrants (up to 550 in a December 2001 incident) stormed the fences and attempted to enter en masse.
Other migrants seeking permanent UK settlement use the Eurostar passenger train. They may purport to be visitors (whether to be issued with a required visit visa, or deny and falsify their true intentions to obtain a maximum of 6-months-in-a-year at-port stamp); purport to be someone else whose documents they hold, or used forged or counterfeit passports. Such breaches result in refusal of permission to enter the UK, affected by Border Force after such a person's identity is fully established, assuming they persist in their application to enter the UK.
Diplomatic efforts
Local authorities in both France and the UK called for the closure of the Sangatte migrant camp, and Eurotunnel twice sought an injunction against the centre. As of 2006 the United Kingdom blamed France for allowing Sangatte to open, and France blamed both the UK for its then lax asylum rules/law, and the EU for not having a uniform immigration policy. The problem's cause célèbre nature even lead to journalists being detained as they followed migrants onto railway property.
In 2002, the European Commission told France that it was in breach of European Union rules on the free transfer of goods because of the delays and closures as a result of its poor security. The French government built a double fence, at a cost of £5 million, reducing the numbers of migrants detected each week reaching Britain on goods trains from 250 to almost none. Other measures included CCTV cameras and increased police patrols. At the end of 2002, the Sangatte centre was closed after the UK agreed to absorb some migrants.
On 23 and 30 June 2015, striking workers associated with MyFerryLink damaged sections of track by burning car tires, cancelling all trains and creating a backlog of vehicles. Hundreds seeking to reach Britain attempted to stow away inside and underneath transport trucks destined for the UK. Extra security measures included a £2 million upgrade of detection technology, £1 million extra for dog searches, and £12 million (over three years) towards a joint fund with France for security surrounding the Port of Calais.
Illegal attempts to cross and deaths
In 2002, a dozen migrants died in crossing attempts. In the two months from June to July 2015, ten migrants died near the French tunnel terminal, during a period when 1,500 attempts to evade security precautions were being made each day.
On 6 July 2015, a migrant died while attempting to climb onto a freight train while trying to reach Britain from the French side of the Channel. The previous month an Eritrean man was killed under similar circumstances.
During the night of 28 July 2015, one person, aged 25–30, was found dead after a night in which 1,500–2,000 migrants had attempted to enter the Eurotunnel terminal. The body of a Sudanese migrant was subsequently found inside the tunnel. On 4 August 2015, another Sudanese migrant walked nearly the entire length of one of the tunnels. He was arrested close to the British side, after having walked about through the tunnel.
Mechanical incidents
Fires
There have been three fires in the tunnel, all on the heavy goods vehicle (HGV) shuttles, that were significant enough to close the tunnel, as well as other minor incidents.
On 9 December 1994, during an "invitation only" testing phase, a fire broke out in a Ford Escort car while its owner was loading it onto the upper deck of a tourist shuttle. The fire started at about 10:00, with the shuttle train stationary in the Folkestone terminal, and was put out about 40 minutes later with no passenger injuries.
On 18 November 1996, a fire broke out on an HGV shuttle wagon in the tunnel, but nobody was seriously hurt. The exact cause is unknown, although it was neither a Eurotunnel equipment nor rolling stock problem; it may have been due to arson of a heavy goods vehicle. It is estimated that the heart of the fire reached , with the tunnel severely damaged over , with some affected to some extent. Full operation recommenced six months after the fire.
On 21 August 2006, the tunnel was closed for several hours when a truck on an HGV shuttle train caught fire.
On 11 September 2008, a fire occurred in the Channel Tunnel at 13:57 GMT. The incident started on an HGV shuttle train travelling towards France. The event occurred from the French entrance to the tunnel. No one was killed but several people were taken to hospitals suffering from smoke inhalation, and minor cuts and bruises. The tunnel was closed to all traffic, with the undamaged South Tunnel reopening for limited services two days later. Full service resumed on 9 February 2009 after repairs costing €60 million.
On 29 November 2012, the tunnel was closed for several hours after a truck on an HGV shuttle caught fire.
On 17 January 2015, both tunnels were closed following a lorry fire that filled the midsection of Running Tunnel North with smoke. Eurostar cancelled all services. The shuttle train had been heading from Folkestone to Coquelles and stopped adjacent to cross-passage CP 4418 just before 12:30 UTC. 38 passengers and four members of Eurotunnel staff were evacuated into the service tunnel and transported to France in special STTS road vehicles. They were taken to the Eurotunnel Fire/Emergency Management Centre close to the French portal.
Train failures
On the night of 19/20 February 1996, about 1,000 passengers became trapped in the Channel Tunnel when Eurostar trains from London broke down owing to failures of electronic circuits caused by snow and ice being deposited and then melting on the circuit boards.
On 3 August 2007, an electrical failure lasting six hours caused passengers to be trapped in the tunnel on a shuttle.
On the evening of 18 December 2009, during the December 2009 European snowfall, five London-bound Eurostar trains failed inside the tunnel, trapping 2,000 passengers for approximately 16 hours, during the coldest temperatures in eight years. A Eurotunnel spokesperson explained that snow had evaded the train's winterisation shields, and the transition from cold air outside to the tunnel's warm atmosphere had melted the snow, resulting in electrical failures. One train was turned back before reaching the tunnel; two trains were hauled out of the tunnel by Eurotunnel Class 0001 diesel locomotives. The blocking of the tunnel led to the implementation of Operation Stack, the transformation of the M20 motorway into a linear car park.
The occasion was the first time that a Eurostar train was evacuated inside the tunnel; the failing of four at once was described as "unprecedented". The Channel Tunnel reopened the following morning. Nirj Deva, Member of the European Parliament for South East England, had called for Eurostar chief executive Richard Brown to resign over the incidents. An independent report by Christopher Garnett (former CEO of Great North Eastern Railway) and Claude Gressier (a French transport expert) on the 18/19 December 2009 incidents was issued in February 2010, making 21 recommendations.
On 7 January 2010, a Brussels–London Eurostar broke down in the tunnel. The train had 236 passengers on board and was towed to Ashford; other trains that had not yet reached the tunnel were turned back.
Safety
The Channel Tunnel Safety Authority is responsible for some aspects of safety regulation in the tunnel; it reports to the Intergovernmental Commission (IGC).
The service tunnel is used for access to technical equipment in cross-passages and equipment rooms, to provide fresh-air ventilation and for emergency evacuation. The Service Tunnel Transport System (STTS) allows fast access to all areas of the tunnel. The service vehicles are rubber-tired with a buried wire guidance system. The 24 STTS vehicles are used mainly for maintenance but also for firefighting and emergencies. "Pods" with different purposes, up to a payload of , are inserted into the side of the vehicles. The vehicles cannot turn around within the tunnel and are driven from either end. The maximum speed is when the steering is locked. A fleet of 15 Light Service Tunnel Vehicles (LADOGS) was introduced to supplement the STTSs. The LADOGS has a short wheelbase with a turning circle, allowing two-point turns within the service tunnel. Steering cannot be locked like the STTS vehicles, and maximum speed is . Pods up to can be loaded onto the rear of the vehicles. Drivers in the tunnel sit on the right, and the vehicles drive on the left. Owing to the risk of French personnel driving on their native right side of the road, sensors in the vehicles alert the driver if the vehicle strays to the right side.
The three tunnels contain of air that needs to be conditioned for comfort and safety. Air is supplied from ventilation buildings at Shakespeare Cliff and Sangatte, with each building capable of providing 100% standby capacity. Supplementary ventilation also exists on either side of the tunnel. In the event of a fire, ventilation is used to keep smoke out of the service tunnel and move smoke in one direction in the main tunnel to give passengers clean air. The tunnel was the first main-line railway tunnel to have special cooling equipment. Heat is generated from traction equipment and drag. The design limit was set at , using a mechanical cooling system with refrigeration plants on both sides that run chilled water circulating in pipes within the tunnel.
Trains travelling at high speed create piston effect pressure changes that can affect passenger comfort, ventilation systems, tunnel doors, fans and the structure of the trains, and which drag on the trains. Piston relief ducts of diameter were chosen to solve the problem, with 4 ducts per kilometre to give close to optimum results. However, this design led to extreme lateral forces on the trains, so a reduction in train speed was required and restrictors were installed in the ducts.
The safety issue of a possible fire on a passenger-vehicle shuttle garnered much attention, with Eurotunnel noting that fire was the risk attracting the most attention in a 1994 safety case for three reasons: the opposition of ferry companies to passengers being allowed to remain with their cars; Home Office statistics indicating that car fires had doubled in ten years; and the long length of the tunnel. Eurotunnel commissioned the UK Fire Research Station—now part of the Building Research Establishment—to give reports of vehicle fires, and liaised with Kent Fire Brigade to gather vehicle fire statistics over one year. Fire tests took place at the French Mines Research Establishment with a mock wagon used to investigate how cars burned. The wagon door systems are designed to withstand fire inside the wagon for 30 minutes, longer than the transit time of 27 minutes. Wagon air conditioning units help to purge dangerous fumes from inside the wagon before travel. Each wagon has a fire detection and extinguishing system, with sensing of ions or ultraviolet radiation, smoke and gases that can trigger halon gas to quench a fire. Since the HGV wagons are not covered, fire sensors are located on the loading wagon and in the tunnel. A water main in the service tunnel provides water to the main tunnels at intervals. The ventilation system can control smoke movement. Special arrival sidings accept a train that is on fire, as the train is not allowed to stop whilst on fire in the tunnel unless continuing its journey would lead to a worse outcome. Eurotunnel has banned a wide range of hazardous goods from travelling in the tunnel. Two STTS (Service Tunnel Transportation System) vehicles with firefighting pods are on duty at all times, with a maximum delay of 10 minutes before they reach a burning train.
Unusual traffic
Trains
In 1999, the Kosovo Train for Life passed through the tunnel en route to Pristina, in Kosovo.
Other
In 2009, former F1 racing champion John Surtees drove a Ginetta G50 EV electric sports car prototype from England to France, using the service tunnel, as part of a charity event. He was required to keep to the speed limit. To celebrate the 2014 Tour de France's transfer from its opening stages in Britain to France in July of that year, Chris Froome of Team Sky rode a bicycle through the service tunnel, becoming the first solo rider to do so. The crossing took under an hour, reaching speeds of —faster than most cross-channel ferries.
Mobile network coverage
Since 2012, French operators Bouygues Telecom, Orange and SFR have covered Running Tunnel South, the tunnel bore normally used for travel from France to Britain.
In January 2014, UK operators EE and Vodafone signed ten-year contracts with Eurotunnel for Running Tunnel North. The agreements will enable both operators' subscribers to use 2G and 3G services. Both EE and Vodafone planned to offer LTE services on the route; EE said it expected to cover the route with LTE connectivity by the summer of 2014. EE and Vodafone will offer Channel Tunnel network coverage for travellers from the UK to France. Eurotunnel said it also held talks with Three UK but has yet to reach an agreement with the operator.
In May 2014, Eurotunnel announced that they had installed equipment from Alcatel-Lucent to cover Running Tunnel North and simultaneously to provide mobile service (GSM 900/1800 MHz and UMTS 2100 MHz) by EE, O2 and Vodafone. The service of EE and Vodafone commenced on the same date as the announcement. O2 service was expected to be available soon afterwards.
In November 2014, EE announced that it had previously switched on LTE earlier in September 2014. O2 turned on 2G, 3G and 4G services in November 2014, whilst Vodafone's 4G was due to go live later.
Other (non-transport) services
The tunnel also houses the 1,000 MW ElecLink interconnector to transfer power between the British and French electricity networks. During the night of 31 August/1 September 2021, the 51km-long 320 kV DC cable was switched into service for the first time.
See also
France–UK border
British Rail Class 373
Irish Sea tunnel
Japan–Korea Undersea Tunnel
List of transport megaprojects
Marmaray Tunnel
Samphire Hoe
Strait of Gibraltar crossing
References
Sources
Further reading
Article on a post-WW1 plan for a tunnel that was scrapped by the Great Depression. A total cost figure of 150 million was given in 1929
Autobiography of Sir John Stokes regarding 1882 deliberations
External links
UK website at eurotunnel.com
French website at eurotunnel.com/fr
Tribute website at chunnel.com
Channel Tunnel on OpenStreetMap wiki
Tunnels completed in 1994
Coastal construction
Eurostar
France–United Kingdom border crossings
Railway tunnels in England
Railway tunnels in France
Rail transport in France
Rail transport in England
Transport in Kent
Transport in Folkestone and Hythe
Undersea tunnels in Europe
International tunnels
International railway lines
Transport in Pas-de-Calais
Standard gauge railways in England
Standard gauge railways in France
Railway lines opened in 1994
Buildings and structures in Pas-de-Calais
1994 establishments in France
1994 establishments in England
25 kV AC railway electrification
English Channel
Dual-tube railway tunnels |
5703 | https://en.wikipedia.org/wiki/Cyberpunk | Cyberpunk | Cyberpunk is a subgenre of science fiction in a dystopian futuristic setting that tends to focus on a "combination of lowlife and high tech", featuring futuristic technological and scientific achievements, such as artificial intelligence and cyberware, juxtaposed with societal collapse, dystopia or decay. Much of cyberpunk is rooted in the New Wave science fiction movement of the 1960s and 1970s, when writers like Philip K. Dick, Michael Moorcock, Roger Zelazny, John Brunner, J. G. Ballard, Philip José Farmer and Harlan Ellison examined the impact of drug culture, technology, and the sexual revolution while avoiding the utopian tendencies of earlier science fiction.
Comics exploring cyberpunk themes began appearing as early as Judge Dredd, first published in 1977. Released in 1984, William Gibson's influential debut novel Neuromancer helped solidify cyberpunk as a genre, drawing influence from punk subculture and early hacker culture. Frank Miller's Ronin is an example of a cyberpunk graphic novel. Other influential cyberpunk writers included Bruce Sterling and Rudy Rucker. The Japanese cyberpunk subgenre began in 1982 with the debut of Katsuhiro Otomo's manga series Akira, with its 1988 anime film adaptation (also directed by Otomo) later popularizing the subgenre.
Early films in the genre include Ridley Scott's 1982 film Blade Runner, one of several of Philip K. Dick's works that have been adapted into films (in this case, Do Androids Dream of Electric Sheep?). The "first cyberpunk television series" was the TV series Max Headroom from 1987, playing in a futuristic dystopia ruled by an oligarchy of television networks, and where computer hacking played a central role in many story lines. The films Johnny Mnemonic (1995) and New Rose Hotel (1998), both based upon short stories by William Gibson, flopped commercially and critically, while The Matrix trilogy (1999–2003) and Judge Dredd (1995) were some of the most successful cyberpunk films.
Newer cyberpunk media includes Blade Runner 2049 (2017), a sequel to the original 1982 film; Dredd (2012), which was not a sequel to the original movie; Upgrade (2018); Alita: Battle Angel (2019), based on the 1990s Japanese manga Battle Angel Alita; the 2018 Netflix TV series Altered Carbon, based on Richard K. Morgan's 2002 novel of the same name; the 2020 remake of 1997 role-playing video game Final Fantasy VII; and the video game Cyberpunk 2077 (2020), based on R. Talsorian Games's 1988 tabletop role-playing game Cyberpunk.
Background
Lawrence Person has attempted to define the content and ethos of the cyberpunk literary movement stating:
Cyberpunk plots often center on conflict among artificial intelligences, hackers, and megacorporations, and tend to be set in a near-future Earth, rather than in the far-future settings or galactic vistas found in novels such as Isaac Asimov's Foundation or Frank Herbert's Dune. The settings are usually post-industrial dystopias but tend to feature extraordinary cultural ferment and the use of technology in ways never anticipated by its original inventors ("the street finds its own uses for things"). Much of the genre's atmosphere echoes film noir, and written works in the genre often use techniques from detective fiction. There are sources who view that cyberpunk has shifted from a literary movement to a mode of science fiction due to the limited number of writers and its transition to a more generalized cultural formation.
History and origins
The origins of cyberpunk are rooted in the New Wave science fiction movement of the 1960s and 1970s, where New Worlds, under the editorship of Michael Moorcock, began inviting and encouraging stories that examined new writing styles, techniques, and archetypes. Reacting to conventional storytelling, New Wave authors attempted to present a world where society coped with a constant upheaval of new technology and culture, generally with dystopian outcomes. Writers like Roger Zelazny, J. G. Ballard, Philip José Farmer, Samuel R. Delany, and Harlan Ellison often examined the impact of drug culture, technology, and the sexual revolution with an avant-garde style influenced by the Beat Generation (especially William S. Burroughs's science fiction writing), Dadaism, and their own ideas. Ballard attacked the idea that stories should follow the "archetypes" popular since the time of Ancient Greece, and the assumption that these would somehow be the same ones that would call to modern readers, as Joseph Campbell argued in The Hero with a Thousand Faces. Instead, Ballard wanted to write a new myth for the modern reader, a style with "more psycho-literary ideas, more meta-biological and meta-chemical concepts, private time systems, synthetic psychologies and space-times, more of the sombre half-worlds one glimpses in the paintings of schizophrenics."
This had a profound influence on a new generation of writers, some of whom would come to call their movement "cyberpunk". One, Bruce Sterling, later said:
Ballard, Zelazny, and the rest of New Wave was seen by the subsequent generation as delivering more "realism" to science fiction, and they attempted to build on this.
Samuel R. Delanys 1968 novel Nova is also considered one of the major forerunners of the cyberpunk movement. It prefigures, for instance, cyberpunk's staple trope of humans interfacing with computers via implants. Writer William Gibson claimed to be greatly influenced by Delany, and his novel Neuromancer includes allusions to Nova.
Similarly influential, and generally cited as proto-cyberpunk, is the Philip K. Dick novel Do Androids Dream of Electric Sheep?, first published in 1968. Presenting precisely the general feeling of dystopian post-economic-apocalyptic future as Gibson and Sterling later deliver, it examines ethical and moral problems with cybernetic, artificial intelligence in a way more "realist" than the Isaac Asimov Robot series that laid its philosophical foundation. Dick's protege and friend K. W. Jeter wrote a novel called Dr. Adder in 1972 that, Dick lamented, might have been more influential in the field had it been able to find a publisher at that time. It was not published until 1984, after which Jeter made it the first book in a trilogy, followed by The Glass Hammer (1985) and Death Arms (1987). Jeter wrote other standalone cyberpunk novels before going on to write three authorized sequels to Do Androids Dream of Electric Sheep?, named Blade Runner 2: The Edge of Human (1995), Blade Runner 3: Replicant Night (1996), and Blade Runner 4: Eye and Talon.
Do Androids Dream of Electric Sheep? was made into the seminal movie Blade Runner, released in 1982. This was one year after William Gibson's story "Johnny Mnemonic" helped move proto-cyberpunk concepts into the mainstream. That story, which also became a film years later in 1995, involves another dystopian future, where human couriers deliver computer data, stored cybernetically in their own minds.
Etymology
The term "cyberpunk" first appeared as the title of a short story by Bruce Bethke, written in 1980 and published in Amazing Stories in 1983. The name was picked up by Gardner Dozois, editor of Isaac Asimov's Science Fiction Magazine, and popularized in his editorials.
Bethke says he made two lists of words, one for technology, one for troublemakers, and experimented with combining them variously into compound words, consciously attempting to coin a term that encompassed both punk attitudes and high technology. He described the idea thus:
Afterward, Dozois began using this term in his own writing, most notably in a Washington Post article where he said "About the closest thing here to a self-willed esthetic 'school' would be the purveyors of bizarre hard-edged, high-tech stuff, who have on occasion been referred to as 'cyberpunks'—Sterling, Gibson, Shiner, Cadigan, Bear."
About that time in 1984, William Gibson's novel Neuromancer was published, delivering a glimpse of a future encompassed by what became an archetype of cyberpunk "virtual reality", with the human mind being fed light-based worldscapes through a computer interface. Some, perhaps ironically including Bethke himself, argued at the time that the writers whose style Gibson's books epitomized should be called "Neuromantics", a pun on the name of the novel plus "New Romantics", a term used for a New Wave pop music movement that had just occurred in Britain, but this term did not catch on. Bethke later paraphrased Michael Swanwick's argument for the term: "the movement writers should properly be termed neuromantics, since so much of what they were doing was clearly imitating Neuromancer".
Sterling was another writer who played a central role, often consciously, in the cyberpunk genre, variously seen as either keeping it on track, or distorting its natural path into a stagnant formula. In 1986, he edited a volume of cyberpunk stories called Mirrorshades: The Cyberpunk Anthology, an attempt to establish what cyberpunk was, from Sterling's perspective.
In the subsequent decade, the motifs of Gibson's Neuromancer became formulaic, climaxing in the satirical extremes of Neal Stephenson's Snow Crash in 1992.
Bookending the cyberpunk era, Bethke himself published a novel in 1995 called Headcrash, like Snow Crash a satirical attack on the genre's excesses. Fittingly, it won an honor named after cyberpunk's spiritual founder, the Philip K. Dick Award. It satirized the genre in this way:
The impact of cyberpunk, though, has been long-lasting. Elements of both the setting and storytelling have become normal in science fiction in general, and a slew of sub-genres now have -punk tacked onto their names, most obviously steampunk, but also a host of other cyberpunk derivatives.
Style and ethos
Primary figures in the cyberpunk movement include William Gibson, Neal Stephenson, Bruce Sterling, Bruce Bethke, Pat Cadigan, Rudy Rucker, and John Shirley. Philip K. Dick (author of Do Androids Dream of Electric Sheep?, from which the film Blade Runner was adapted) is also seen by some as prefiguring the movement.
Blade Runner can be seen as a quintessential example of the cyberpunk style and theme. Video games, board games, and tabletop role-playing games, such as Cyberpunk 2020 and Shadowrun, often feature storylines that are heavily influenced by cyberpunk writing and movies. Beginning in the early 1990s, some trends in fashion and music were also labeled as cyberpunk. Cyberpunk is also featured prominently in anime and manga (Japanese cyberpunk), with Akira, Ghost in the Shell and Cowboy Bebop being among the most notable.
Setting
Cyberpunk writers tend to use elements from crime fiction—particularly hardboiled detective fiction and film noir—and postmodernist prose to describe an often nihilistic underground side of an electronic society. The genre's vision of a troubled future is often called the antithesis of the generally utopian visions of the future popular in the 1940s and 1950s. Gibson defined cyberpunk's antipathy towards utopian science fiction in his 1981 short story "The Gernsback Continuum," which pokes fun at and, to a certain extent, condemns utopian science fiction.
In some cyberpunk writing, much of the action takes place online, in cyberspace, blurring the line between actual and virtual reality. A typical trope in such work is a direct connection between the human brain and computer systems. Cyberpunk settings are dystopias with corruption, computers, and computer networks. Giant, multinational corporations have for the most part replaced governments as centers of political, economic, and even military power.
The economic and technological state of Japan is a regular theme in the cyberpunk literature of the 1980s. Of Japan's influence on the genre, William Gibson said, "Modern Japan simply was cyberpunk." Cyberpunk is often set in urbanized, artificial landscapes, and "city lights, receding" was used by Gibson as one of the genre's first metaphors for cyberspace and virtual reality. The cityscapes of Hong Kong has had major influences in the urban backgrounds, ambiance and settings in many cyberpunk works such as Blade Runner and Shadowrun. Ridley Scott envisioned the landscape of cyberpunk Los Angeles in Blade Runner to be "Hong Kong on a very bad day". The streetscapes of the Ghost in the Shell film were based on Hong Kong. Its director Mamoru Oshii felt that Hong Kong's strange and chaotic streets where "old and new exist in confusing relationships", fit the theme of the film well. Hong Kong's Kowloon Walled City is particularly notable for its disorganized hyper-urbanization and breakdown in traditional urban planning to be an inspiration to cyberpunk landscapes. Portrayals of East Asia and Asians in Western cyberpunk have been criticized as Orientalist and promoting racist tropes playing on American and European fears of East Asian dominance; this has been referred to as "techno-Orientalism".
Society and government
Cyberpunk can be intended to disquiet readers and call them to action. It often expresses a sense of rebellion, suggesting that one could describe it as a type of cultural revolution in science fiction. In the words of author and critic David Brin:
...a closer look [at cyberpunk authors] reveals that they nearly always portray future societies in which governments have become wimpy and pathetic ...Popular science fiction tales by Gibson, Williams, Cadigan and others do depict Orwellian accumulations of power in the next century, but nearly always clutched in the secretive hands of a wealthy or corporate elite.
Cyberpunk stories have also been seen as fictional forecasts of the evolution of the Internet. The earliest descriptions of a global communications network came long before the World Wide Web entered popular awareness, though not before traditional science-fiction writers such as Arthur C. Clarke and some social commentators such as James Burke began predicting that such networks would eventually form.
Some observers cite that cyberpunk tends to marginalize sectors of society such as women and people of colour. It is claimed that, for instance, cyberpunk depicts fantasies that ultimately empower masculinity using fragmentary and decentered aesthetic that culminate in a masculine genre populated by male outlaws. Critics also note the absence of any reference to Africa or black characters in the quintessential cyberpunk film Blade Runner while other films reinforce stereotypes.
Media
Literature
Minnesota writer Bruce Bethke coined the term in 1983 for his short story "Cyberpunk", which was published in an issue of Amazing Science Fiction Stories. The term was quickly appropriated as a label to be applied to the works of William Gibson, Bruce Sterling, Pat Cadigan and others. Of these, Sterling became the movement's chief ideologue, thanks to his fanzine Cheap Truth. John Shirley wrote articles on Sterling and Rucker's significance. John Brunner's 1975 novel The Shockwave Rider is considered by many to be the first cyberpunk novel with many of the tropes commonly associated with the genre, some five years before the term was popularized by Dozois.
William Gibson with his novel Neuromancer (1984) is arguably the most famous writer connected with the term cyberpunk. He emphasized style, a fascination with surfaces, and atmosphere over traditional science-fiction tropes. Regarded as ground-breaking and sometimes as "the archetypal cyberpunk work", Neuromancer was awarded the Hugo, Nebula, and Philip K. Dick Awards. Count Zero (1986) and Mona Lisa Overdrive (1988) followed after Gibson's popular debut novel. According to the Jargon File, "Gibson's near-total ignorance of computers and the present-day hacker culture enabled him to speculate about the role of computers and hackers in the future in ways hackers have since found both irritatingly naïve and tremendously stimulating."
Early on, cyberpunk was hailed as a radical departure from science-fiction standards and a new manifestation of vitality. Shortly thereafter, however, some critics arose to challenge its status as a revolutionary movement. These critics said that the science fiction New Wave of the 1960s was much more innovative as far as narrative techniques and styles were concerned. Furthermore, while Neuromancers narrator may have had an unusual "voice" for science fiction, much older examples can be found: Gibson's narrative voice, for example, resembles that of an updated Raymond Chandler, as in his novel The Big Sleep (1939). Others noted that almost all traits claimed to be uniquely cyberpunk could in fact be found in older writers' works—often citing J. G. Ballard, Philip K. Dick, Harlan Ellison, Stanisław Lem, Samuel R. Delany, and even William S. Burroughs. For example, Philip K. Dick's works contain recurring themes of social decay, artificial intelligence, paranoia, and blurred lines between objective and subjective realities. The influential cyberpunk movie Blade Runner (1982) is based on his book, Do Androids Dream of Electric Sheep?. Humans linked to machines are found in Pohl and Kornbluth's Wolfbane (1959) and Roger Zelazny's Creatures of Light and Darkness (1968).
In 1994, scholar Brian Stonehill suggested that Thomas Pynchon's 1973 novel Gravity's Rainbow "not only curses but precurses what we now glibly dub cyberspace." Other important predecessors include Alfred Bester's two most celebrated novels, The Demolished Man and The Stars My Destination, as well as Vernor Vinge's novella True Names.
Reception and impact
Science-fiction writer David Brin describes cyberpunk as "the finest free promotion campaign ever waged on behalf of science fiction". It may not have attracted the "real punks", but it did ensnare many new readers, and it provided the sort of movement that postmodern literary critics found alluring. Cyberpunk made science fiction more attractive to academics, argues Brin; in addition, it made science fiction more profitable to Hollywood and to the visual arts generally. Although the "self-important rhetoric and whines of persecution" on the part of cyberpunk fans were irritating at worst and humorous at best, Brin declares that the "rebels did shake things up. We owe them a debt."
Fredric Jameson considers cyberpunk the "supreme literary expression if not of postmodernism, then of late capitalism itself".
Cyberpunk further inspired many later writers to incorporate cyberpunk ideas into their own works, such as George Alec Effinger's When Gravity Fails. Wired magazine, created by Louis Rossetto and Jane Metcalfe, mixes new technology, art, literature, and current topics in order to interest today's cyberpunk fans, which Paula Yoo claims "proves that hardcore hackers, multimedia junkies, cyberpunks and cellular freaks are poised to take over the world".
Film and television
The film Blade Runner (1982) is set in 2019 in a dystopian future in which manufactured beings called replicants are slaves used on space colonies and are legal prey on Earth to various bounty hunters who "retire" (kill) them. Although Blade Runner was largely unsuccessful in its first theatrical release, it found a viewership in the home video market and became a cult film. Since the movie omits the religious and mythical elements of Dick's original novel (e.g. empathy boxes and Wilbur Mercer), it falls more strictly within the cyberpunk genre than the novel does. William Gibson would later reveal that upon first viewing the film, he was surprised at how the look of this film matched his vision for Neuromancer, a book he was then working on. The film's tone has since been the staple of many cyberpunk movies, such as The Matrix trilogy (1999–2003), which uses a wide variety of cyberpunk elements. A sequel to Blade Runner was released in 2017.
The TV series Max Headroom (1987) is an iconic cyberpunk work, taking place in a futuristic dystopia ruled by an oligarchy of television networks. Computer hacking played a central role in many of the story lines. Max Headroom has been called "the first cyberpunk television series".
The number of films in the genre has grown steadily since Blade Runner. Several of Philip K. Dick's works have been adapted to the silver screen. The films Johnny Mnemonic (1995) and New Rose Hotel (1998), both based on short stories by William Gibson, flopped commercially and critically. Other cyberpunk films include RoboCop (1987), Total Recall (1990), Hardware (1990), The Lawnmower Man (1992), 12 Monkeys (1995), Hackers (1995), and Strange Days (1995). Some cyberpunk films have been described as tech-noir, a hybrid genre combining neo-noir and science fiction or cyberpunk.
Anime and manga
The Japanese cyberpunk subgenre began in 1982 with the debut of Katsuhiro Otomo's manga series Akira, with its 1988 anime film adaptation, which Otomo directed, later popularizing the subgenre. Akira inspired a wave of Japanese cyberpunk works, including manga and anime series such as Ghost in the Shell, Battle Angel Alita, and Cowboy Bebop. Other early Japanese cyberpunk works include the 1982 film Burst City, the 1985 original video animation Megazone 23, and the 1989 film Tetsuo: The Iron Man.
In contrast to Western cyberpunk which has roots in New Wave science fiction literature, Japanese cyberpunk has roots in underground music culture, specifically the Japanese punk subculture that arose from the Japanese punk music scene in the 1970s. The filmmaker Sogo Ishii introduced this subculture to Japanese cinema with the punk film Panic High School (1978) and the punk biker film Crazy Thunder Road (1980), both portraying the rebellion and anarchy associated with punk, and the latter featuring a punk biker gang aesthetic. Ishii's punk films paved the way for Otomo's seminal cyberpunk work Akira.
Cyberpunk themes are widely visible in anime and manga. In Japan, where cosplay is popular and not only teenagers display such fashion styles, cyberpunk has been accepted and its influence is widespread. William Gibson's Neuromancer, whose influence dominated the early cyberpunk movement, was also set in Chiba, one of Japan's largest industrial areas, although at the time of writing the novel Gibson did not know the location of Chiba and had no idea how perfectly it fit his vision in some ways. The exposure to cyberpunk ideas and fiction in the 1980s has allowed it to seep into the Japanese culture.
Cyberpunk anime and manga draw upon a futuristic vision which has elements in common with Western science fiction and therefore have received wide international acceptance outside Japan. "The conceptualization involved in cyberpunk is more of forging ahead, looking at the new global culture. It is a culture that does not exist right now, so the Japanese concept of a cyberpunk future, seems just as valid as a Western one, especially as Western cyberpunk often incorporates many Japanese elements." William Gibson is now a frequent visitor to Japan, and he came to see that many of his visions of Japan have become a reality:
Modern Japan simply was cyberpunk. The Japanese themselves knew it and delighted in it. I remember my first glimpse of Shibuya, when one of the young Tokyo journalists who had taken me there, his face drenched with the light of a thousand media-suns—all that towering, animated crawl of commercial information—said, "You see? You see? It is Blade Runner town." And it was. It so evidently was.
Influence
Akira (1982 manga) and its 1988 anime film adaptation have influenced numerous works in animation, comics, film, music, television and video games. Akira has been cited as a major influence on Hollywood films such as The Matrix, Chronicle, Looper, Midnight Special, and Inception, as well as cyberpunk-influenced video games such as Hideo Kojima's Snatcher and Metal Gear Solid, Valve's Half-Life series and Dontnod Entertainment's Remember Me. Akira has also influenced the work of musicians such as Kanye West, who paid homage to Akira in the "Stronger" music video, and Lupe Fiasco, whose album Tetsuo & Youth is named after Tetsuo Shima. The popular bike from the film, Kaneda's Motorbike, appears in Steven Spielberg'''s film Ready Player One, and CD Projekt's video game Cyberpunk 2077.Ghost in the Shell (1995) influenced a number of prominent filmmakers, most notably the Wachowskis in The Matrix (1999) and its sequels. The Matrix series took several concepts from the film, including the Matrix digital rain, which was inspired by the opening credits of Ghost in the Shell and a sushi magazine the wife of the senior designer of the animation, Simon Witheley, had in the kitchen at the time., and the way characters access the Matrix through holes in the back of their necks. Other parallels have been drawn to James Cameron's Avatar, Steven Spielberg's A.I. Artificial Intelligence, and Jonathan Mostow's Surrogates. James Cameron cited Ghost in the Shell as a source of inspiration, citing it as an influence on Avatar.
The original video animation Megazone 23 (1985) has a number of similarities to The Matrix. Battle Angel Alita (1990) has had a notable influence on filmmaker James Cameron, who was planning to adapt it into a film since 2000. It was an influence on his TV series Dark Angel, and he is the producer of the 2019 film adaptation Alita: Battle Angel.
Comics
In 1975, artist Moebius collaborated with writer Dan O'Bannon on a story called The Long Tomorrow, published in the French magazine Métal Hurlant. One of the first works featuring elements now seen as exemplifying cyberpunk, it combined influences from film noir and hardboiled crime fiction with a distant sci-fi environment. Author William Gibson stated that Moebius' artwork for the series, along with other visuals from Métal Hurlant, strongly influenced his 1984 novel Neuromancer. The series had a far-reaching impact in the cyberpunk genre, being cited as an influence on Ridley Scott's Alien (1979) and Blade Runner. Moebius later expanded upon The Long Tomorrow's aesthetic with The Incal, a graphic novel collaboration with Alejandro Jodorowsky published from 1980 to 1988. The story centers around the exploits of a detective named John Difool in various science fiction settings, and while not confined to the tropes of cyberpunk, it features many elements of the genre.
Concurrently with many other foundational cyberpunk works, DC Comics published Frank Miller's six-issue miniseries Rōnin from 1983 to 1984. The series, incorporating aspects of Samurai culture, martial arts films and manga, is set in a dystopian near-future New York. It explores the link between an ancient Japanese warrior and the apocalyptic, crumbling cityscape he finds himself in. The comic also bears several similarities to Akira, with highly powerful telepaths playing central roles, as well as sharing many key visuals.Rōnin would go on to influence many later works, including Samurai Jack and the Teenage Mutant Ninja Turtles, as well as video games such as Cyberpunk 2077. Two years later, Miller himself would incorporate several toned-down elements of Rōnin into his acclaimed 1986 miniseries The Dark Knight Returns, in which a retired Bruce Wayne once again takes up the mantle of Batman in a Gotham that is increasingly becoming more dystopian.
Paul Pope's Batman: Year 100, published in 2006, also exhibits several traits typical of cyberpunk fiction, such as a rebel protagonist opposing a future authoritarian state, and a distinct retrofuturist aesthetic that makes callbacks to both The Dark Knight Returns and Batman's original appearances in the 1940s.
Games
There are many cyberpunk video games. Popular series include Final Fantasy VII and its spin-offs and remake, the Megami Tensei series, Kojima's Snatcher and Metal Gear series, Deus Ex series, Syndicate series, and System Shock and its sequel. Other games, like Blade Runner, Ghost in the Shell, and the Matrix series, are based upon genre movies, or role-playing games (for instance the various Shadowrun games).
Several RPGs called Cyberpunk exist: Cyberpunk, Cyberpunk 2020, Cyberpunk v3.0 and Cyberpunk Red written by Mike Pondsmith and published by R. Talsorian Games, and GURPS Cyberpunk, published by Steve Jackson Games as a module of the GURPS family of RPGs. Cyberpunk 2020 was designed with the settings of William Gibson's writings in mind, and to some extent with his approval, unlike the approach taken by FASA in producing the transgenre Shadowrun game and its various sequels, which mixes cyberpunk with fantasy elements such as magic and fantasy races such as orcs and elves. Both are set in the near future, in a world where cybernetics are prominent. In addition, Iron Crown Enterprises released an RPG named Cyberspace, which was out of print for several years until recently being re-released in online PDF form. CD Projekt Red released Cyberpunk 2077, a cyberpunk open world first-person shooter/role-playing video game (RPG) based on the tabletop RPG Cyberpunk 2020, on December 10, 2020. In 1990, in a convergence of cyberpunk art and reality, the United States Secret Service raided Steve Jackson Games's headquarters and confiscated all their computers. Officials denied that the target had been the GURPS Cyberpunk sourcebook, but Jackson would later write that he and his colleagues "were never able to secure the return of the complete manuscript; [...] The Secret Service at first flatly refused to return anything – then agreed to let us copy files, but when we got to their office, restricted us to one set of out-of-date files – then agreed to make copies for us, but said "tomorrow" every day from March 4 to March 26. On March 26 we received a set of disks which purported to be our files, but the material was late, incomplete and well-nigh useless." Steve Jackson Games won a lawsuit against the Secret Service, aided by the new Electronic Frontier Foundation. This event has achieved a sort of notoriety, which has extended to the book itself as well. All published editions of GURPS Cyberpunk have a tagline on the front cover, which reads "The book that was seized by the U.S. Secret Service!" Inside, the book provides a summary of the raid and its aftermath.
Cyberpunk has also inspired several tabletop, miniature and board games such as Necromunda by Games Workshop. Netrunner is a collectible card game introduced in 1996, based on the Cyberpunk 2020 role-playing game. Tokyo NOVA, debuting in 1993, is a cyberpunk role-playing game that uses playing cards instead of dice.Cyberpunk 2077 set a new record for the largest number of simultaneous players in a single player game, with a record 1,003,262 playing just after the December 10th launch, according to Steam Database. That tops the previous Steam record of 472,962 players set by Fallout 4 back in 2015.
Music
Invariably the origin of cyberpunk music lies in the synthesizer-heavy scores of cyberpunk films such as Escape from New York (1981) and Blade Runner (1982). Some musicians and acts have been classified as cyberpunk due to their aesthetic style and musical content. Often dealing with dystopian visions of the future or biomechanical themes, some fit more squarely in the category than others. Bands whose music has been classified as cyberpunk include Psydoll, Front Line Assembly, Clock DVA, Angelspit and Sigue Sigue Sputnik.
Some musicians not normally associated with cyberpunk have at times been inspired to create concept albums exploring such themes. Albums such as the British musician and songwriter Gary Numan's Replicas, The Pleasure Principle and Telekon were heavily inspired by the works of Philip K. Dick. Kraftwerk's The Man-Machine and Computer World albums both explored the theme of humanity becoming dependent on technology. Nine Inch Nails' concept album Year Zero also fits into this category. Fear Factory concept albums are heavily based upon future dystopia, cybernetics, clash between man and machines, virtual worlds. Billy Idol's Cyberpunk drew heavily from cyberpunk literature and the cyberdelic counter culture in its creation. 1. Outside, a cyberpunk narrative fueled concept album by David Bowie, was warmly met by critics upon its release in 1995. Many musicians have also taken inspiration from specific cyberpunk works or authors, including Sonic Youth, whose albums Sister and Daydream Nation take influence from the works of Philip K. Dick and William Gibson respectively. Madonna's 2001 Drowned World Tour opened with a cyberpunk section, where costumes, asethetics and stage props were used to accentuate the dystopian nature of the theatrical concert. Lady Gaga used a cyberpunk-persona and visual style for her sixth studio album Chromatica (2020).
Vaporwave and synthwave are also influenced by cyberpunk. The former has been inspired by one of the messages of cyberpunk and is interpreted as a dystopian critique of capitalism in the vein of cyberpunk and the latter is more surface-level, inspired only by the aesthetic of cyberpunk as a nostalgic retrofuturistic revival of aspects of cyberpunk's origins.
Social impact
Art and architecture
Writers David Suzuki and Holly Dressel describe the cafes, brand-name stores and video arcades of the Sony Center in the Potsdamer Platz public square of Berlin, Germany, as "a vision of a cyberpunk, corporate urban future".
Society and counterculture
Several subcultures have been inspired by cyberpunk fiction. These include the cyberdelic counter culture of the late 1980s and early 1990s. Cyberdelic, whose adherents referred to themselves as "cyberpunks", attempted to blend the psychedelic art and drug movement with the technology of cyberculture. Early adherents included Timothy Leary, Mark Frauenfelder and R. U. Sirius. The movement largely faded following the dot-com bubble implosion of 2000.
Cybergoth is a fashion and dance subculture which draws its inspiration from cyberpunk fiction, as well as rave and Gothic subcultures. In addition, a distinct cyberpunk fashion of its own has emerged in recent years which rejects the raver and goth influences of cybergoth, and draws inspiration from urban street fashion, "post apocalypse", functional clothing, high tech sports wear, tactical uniform and multifunction. This fashion goes by names like "tech wear", "goth ninja" or "tech ninja".
The Kowloon Walled City in Hong Kong (demolished in 1994) is often referenced as the model cyberpunk/dystopian slum as, given its poor living conditions at the time coupled with the city's political, physical, and economic isolation has caused many in academia to be fascinated by the ingenuity of its spawning.
Related genres
As a wider variety of writers began to work with cyberpunk concepts, new subgenres of science fiction emerged, some of which could be considered as playing off the cyberpunk label, others which could be considered as legitimate explorations into newer territory. These focused on technology and its social effects in different ways. One prominent subgenre is "steampunk," which is set in an alternate history Victorian era that combines anachronistic technology with cyberpunk's bleak film noir world view. The term was originally coined around 1987 as a joke to describe some of the novels of Tim Powers, James P. Blaylock, and K.W. Jeter, but by the time Gibson and Sterling entered the subgenre with their collaborative novel The Difference Engine'' the term was being used earnestly as well.
Another subgenre is "biopunk" (cyberpunk themes dominated by biotechnology) from the early 1990s, a derivative style building on biotechnology rather than informational technology. In these stories, people are changed in some way not by mechanical means, but by genetic manipulation.
Cyberpunk works have been described as well situated within postmodern literature.
Registered trademark status
In the United States, the term "Cyberpunk" is a registered trademark by R. Talsorian Games Inc. for its tabletop role-playing game.
Within the European Union, the "Cyberpunk" trademark is owned by two parties: CD Projekt SA for "games and online gaming services" (particularly for the video game adaptation of the former) and by Sony Music for use outside games.
See also
Corporate warfare
Cyborg
Digital dystopia
Postcyberpunk
Posthumanization
Steampunk
Solarpunk
Transhumanism
Type 1 civilization
Utopian and dystopian fiction
References
External links
Cyberpunk on The Encyclopedia of Science Fiction
The Cyberpunk Directory—Comprehensive directory of cyberpunk resources
Cyberpunk Media Archive Archive of cyberpunk media
The Cyberpunk Project—A project dedicated toward maintaining a cyberpunk database, library, and other information
cyberpunks.com A website dedicated to cyberpunk themed news and media
Dystopian fiction
Subcultures
Postmodernism
Postmodern art
Science fiction culture
1960s neologisms |
5704 | https://en.wikipedia.org/wiki/Comic%20strip | Comic strip | A comic strip is a sequence of cartoons, arranged in interrelated panels to display brief humor or form a narrative, often serialized, with text in balloons and captions. Traditionally, throughout the 20th and into the 21st century, these have been published in newspapers and magazines, with daily horizontal strips printed in black-and-white in newspapers, while Sunday papers offered longer sequences in special color comics sections. With the advent of the internet, online comic strips began to appear as webcomics.
Most strips are written and drawn by a comics artist, known as a cartoonist. As the word "comic" implies, strips are frequently humorous. Examples of these gag-a-day strips are Blondie, Bringing Up Father, Marmaduke, and Pearls Before Swine. In the late 1920s, comic strips expanded from their mirthful origins to feature adventure stories, as seen in Popeye, Captain Easy, Buck Rogers, Tarzan, and Terry and the Pirates. In the 1940s, soap-opera-continuity strips such as Judge Parker and Mary Worth gained popularity. Because "comic" strips are not always funny, cartoonist Will Eisner has suggested that sequential art would be a better genre-neutral name.
Every day in American newspapers, for most of the 20th century, there were at least 200 different comic strips and cartoon panels, which makes 73,000 per year. Comic strips have appeared inside American magazines such as Liberty and Boys' Life, but also on the front covers, such as the Flossy Frills series on The American Weekly Sunday newspaper supplement. In the UK and the rest of Europe, comic strips are also serialized in comic book magazines, with a strip's story sometimes continuing over three pages.
History
Storytelling using a sequence of pictures has existed through history. One medieval European example in textile form is the Bayeux Tapestry. Printed examples emerged in 19th-century Germany and in 18th-century England, where some of the first satirical or humorous sequential narrative drawings were produced. William Hogarth's 18th-century English cartoons include both narrative sequences, such as A Rake's Progress, and single panels.
The Biblia pauperum ("Paupers' Bible"), a tradition of picture Bibles beginning in the Late Middle Ages, sometimes depicted Biblical events with words spoken by the figures in the miniatures written on scrolls coming out of their mouths—which makes them to some extent ancestors of the modern cartoon strips.
In China, with its traditions of block printing and of the incorporation of text with image, experiments with what became lianhuanhua date back to 1884.
Newspapers
The first newspaper comic strips appeared in North America in the late 19th century. The Yellow Kid is usually credited as one of the first newspaper strips. However, the art form combining words and pictures developed gradually and there are many examples which led up to the comic strip.
The Glasgow Looking Glass was the first mass-produced publication to tell stories using illustrations and is regarded as the worlds first comic strip. It satirised the political and social life of Scotland in the 1820s. It was conceived and illustrated by William Heath.
Swiss author and caricature artist Rodolphe Töpffer (Geneva, 1799–1846) is considered the father of the modern comic strips. His illustrated stories such as Histoire de M. Vieux Bois (1827), first published in the US in 1842 as The Adventures of Obadiah Oldbuck or Histoire de Monsieur Jabot (1831), inspired subsequent generations of German and American comic artists. In 1865, German painter, author, and caricaturist Wilhelm Busch created the strip Max and Moritz, about two trouble-making boys, which had a direct influence on the American comic strip. Max and Moritz was a series of seven severely moralistic tales in the vein of German children's stories such as Struwwelpeter ("Shockheaded Peter"). In the story's final act, the boys, after perpetrating some mischief, are tossed into a sack of grain, run through a mill, and consumed by a flock of geese (without anybody mourning their demise). Max and Moritz provided an inspiration for German immigrant Rudolph Dirks, who created the Katzenjammer Kids in 1897—a strip starring two German-American boys visually modelled on Max and Moritz. Familiar comic-strip iconography such as stars for pain, sawing logs for snoring, speech balloons, and thought balloons originated in Dirks' strip.
Hugely popular, Katzenjammer Kids occasioned one of the first comic-strip copyright ownership suits in the history of the medium. When Dirks left William Randolph Hearst for the promise of a better salary under Joseph Pulitzer, it was an unusual move, since cartoonists regularly deserted Pulitzer for Hearst. In a highly unusual court decision, Hearst retained the rights to the name "Katzenjammer Kids", while creator Dirks retained the rights to the characters. Hearst promptly hired Harold Knerr to draw his own version of the strip. Dirks renamed his version Hans and Fritz (later, The Captain and the Kids). Thus, two versions distributed by rival syndicates graced the comics pages for decades. Dirks' version, eventually distributed by United Feature Syndicate, ran until 1979.
In the United States, the great popularity of comics sprang from the newspaper war (1887 onwards) between Pulitzer and Hearst. The Little Bears (1893–96) was the first American comic strip with recurring characters, while the first color comic supplement was published by the Chicago Inter-Ocean sometime in the latter half of 1892, followed by the New York Journals first color Sunday comic pages in 1897. On January 31, 1912, Hearst introduced the nation's first full daily comic page in his New York Evening Journal. The history of this newspaper rivalry and the rapid appearance of comic strips in most major American newspapers is discussed by Ian Gordon. Numerous events in newspaper comic strips have reverberated throughout society at large, though few of these events occurred in recent years, owing mainly to the declining use of continuous storylines on newspaper comic strips, which since the 1970s had been waning as an entertainment form. From 1903 to 1905 Gustave Verbeek, wrote his comic series "The UpsideDowns of Old Man Muffaroo and Little Lady Lovekins". These comics were made in such a way that one could read the 6 panel comic, flip the book and keep reading. He made 64 such comics in total.
The longest-running American comic strips are:
The Katzenjammer Kids (1897–2006; 109 years)
Gasoline Alley (1918–present)
Ripley's Believe It or Not! (1918–present)
Barney Google and Snuffy Smith (1919–present)
Thimble Theater/Popeye (1919–present)
Blondie (1930–present)
Dick Tracy (1931–present)
Alley Oop (1932–present)
Bringing Up Father (1913–2000; 87 years)
Little Orphan Annie (1924–2010; 86 years)
Most newspaper comic strips are syndicated; a syndicate hires people to write and draw a strip and then distributes it to many newspapers for a fee. Some newspaper strips begin or remain exclusive to one newspaper. For example, the Pogo comic strip by Walt Kelly originally appeared only in the New York Star in 1948 and was not picked up for syndication until the following year.
Newspaper comic strips come in two different types: daily strips and Sunday strips. In the United States, a daily strip appears in newspapers on weekdays, Monday through Saturday, as contrasted with a Sunday strip, which typically only appears on Sundays. Daily strips usually are printed in black and white, and Sunday strips are usually in color. However, a few newspapers have published daily strips in color, and some newspapers have published Sunday strips in black and white.
Popularity
Making his first appearance in the British magazine Judy by writer and fledgling artist Charles H. Ross in 1867, Ally Sloper is one of the earliest comic strip characters and he is regarded as the first recurring character in comics. The highly popular character was spun off into his own comic, Ally Sloper's Half Holiday, in 1884.
While in the early 20th century comic strips were a frequent target for detractors of "yellow journalism", by the 1920s the medium became wildly popular. While radio, and later, television surpassed newspapers as a means of entertainment, most comic strip characters were widely recognizable until the 1980s, and the "funny pages" were often arranged in a way they appeared at the front of Sunday editions. In 1931, George Gallup's first poll had the comic section as the most important part of the newspaper, with additional surveys pointing out that the comic strips were the second most popular feature after the picture page. During the 1930s, many comic sections had between 12 and 16 pages, although in some cases, these had up to 24 pages.
The popularity and accessibility of strips meant they were often clipped and saved; authors including John Updike and Ray Bradbury have written about their childhood collections of clipped strips. Often posted on bulletin boards, clipped strips had an ancillary form of distribution when they were faxed, photocopied or mailed. The Baltimore Suns Linda White recalled, "I followed the adventures of Winnie Winkle, Moon Mullins and Dondi, and waited each fall to see how Lucy would manage to trick Charlie Brown into trying to kick that football. (After I left for college, my father would clip out that strip each year and send it to me just to make sure I didn't miss it.)"
Production and format
The two conventional formats for newspaper comics are strips and single gag panels. The strips are usually displayed horizontally, wider than they are tall. Single panels are square, circular or taller than they are wide. Strips usually, but not always, are broken up into several smaller panels with continuity from panel to panel. A horizontal strip can also be used for a single panel with a single gag, as seen occasionally in Mike Peters' Mother Goose and Grimm.
Early daily strips were large, often running the entire width of the newspaper, and were sometimes three or more inches high. Initially, a newspaper page included only a single daily strip, usually either at the top or the bottom of the page. By the 1920s, many newspapers had a comics page on which many strips were collected together. During the 1930s, the original art for a daily strip could be drawn as large as 25 inches wide by six inches high. Over decades, the size of daily strips became smaller and smaller, until by 2000, four standard daily strips could fit in an area once occupied by a single daily strip. As strips have become smaller, the number of panels have been reduced.
Proof sheets were the means by which syndicates provided newspapers with black-and-white line art for the reproduction of strips (which they arranged to have colored in the case of Sunday strips). Michigan State University Comic Art Collection librarian Randy Scott describes these as "large sheets of paper on which newspaper comics have traditionally been distributed to subscribing newspapers. Typically each sheet will have either six daily strips of a given title or one Sunday strip. Thus, a week of Beetle Bailey would arrive at the Lansing State Journal in two sheets, printed much larger than the final version and ready to be cut apart and fitted into the local comics page." Comic strip historian Allan Holtz described how strips were provided as mats (the plastic or cardboard trays in which molten metal is poured to make plates) or even plates ready to be put directly on the printing press. He also notes that with electronic means of distribution becoming more prevalent printed sheets "are definitely on their way out."
NEA Syndicate experimented briefly with a two-tier daily strip, Star Hawks, but after a few years, Star Hawks dropped down to a single tier.
In Flanders, the two-tier strip is the standard publication style of most daily strips like Spike and Suzy and Nero. They appear Monday through Saturday; until 2003 there were no Sunday papers in Flanders. In the last decades, they have switched from black and white to color.
Cartoon panels
Single panels usually, but not always, are not broken up and lack continuity. The daily Peanuts is a strip, and the daily Dennis the Menace is a single panel. J. R. Williams' long-run Out Our Way continued as a daily panel even after it expanded into a Sunday strip, Out Our Way with the Willets. Jimmy Hatlo's They'll Do It Every Time was often displayed in a two-panel format with the first panel showing some deceptive, pretentious, unwitting or scheming human behavior and the second panel revealing the truth of the situation.
Sunday comics
Sunday newspapers traditionally included a special color section. Early Sunday strips (known colloquially as "the funny papers", shortened to "the funnies"), such as Thimble Theatre and Little Orphan Annie, filled an entire newspaper page, a format known to collectors as full page. Sunday pages during the 1930s and into the 1940s often carried a secondary strip by the same artist as the main strip. No matter whether it appeared above or below a main strip, the extra strip was known as the topper, such as The Squirrel Cage which ran along with Room and Board, both drawn by Gene Ahern.
During the 1930s, the original art for a Sunday strip was usually drawn quite large. For example, in 1930, Russ Westover drew his Tillie the Toiler Sunday page at a size of 17" × 37". In 1937, the cartoonist Dudley Fisher launched the innovative Right Around Home, drawn as a huge single panel filling an entire Sunday page.
Full-page strips were eventually replaced by strips half that size. Strips such as The Phantom and Terry and the Pirates began appearing in a format of two strips to a page in full-size newspapers, such as the New Orleans Times Picayune, or with one strip on a tabloid page, as in the Chicago Sun-Times. When Sunday strips began to appear in more than one format, it became necessary for the cartoonist to allow for rearranged, cropped or dropped panels. During World War II, because of paper shortages, the size of Sunday strips began to shrink. After the war, strips continued to get smaller and smaller because of increased paper and printing costs. The last full-page comic strip was the Prince Valiant strip for 11 April 1971.
Comic strips have also been published in Sunday newspaper magazines. Russell Patterson and Carolyn Wells' New Adventures of Flossy Frills was a continuing strip series seen on Sunday magazine covers. Beginning January 26, 1941, it ran on the front covers of Hearst's American Weekly newspaper magazine supplement, continuing until March 30 of that year. Between 1939 and 1943, four different stories featuring Flossy appeared on American Weekly covers.
Sunday comics sections employed offset color printing with multiple print runs imitating a wide range of colors. Printing plates were created with four or more colors—traditionally, the CMYK color model: cyan, magenta, yellow and "K" for black. With a screen of tiny dots on each printing plate, the dots allowed an image to be printed in a halftone that appears to the eye in different gradations. The semi-opaque property of ink allows halftone dots of different colors to create an optical effect of full-color imagery.
Underground comic strips
The decade of the 1960s saw the rise of underground newspapers, which often carried comic strips, such as Fritz the Cat and The Fabulous Furry Freak Brothers. Zippy the Pinhead initially appeared in underground publications in the 1970s before being syndicated. Bloom County and Doonesbury began as strips in college newspapers under different titles, and later moved to national syndication. Underground comic strips covered subjects that are usually taboo in newspaper strips, such as sex and drugs. Many underground artists, notably Vaughn Bode, Dan O'Neill, Gilbert Shelton, and Art Spiegelman went on to draw comic strips for magazines such as Playboy, National Lampoon, and Pete Millar's CARtoons. Jay Lynch graduated from undergrounds to alternative weekly newspapers to Mad and children's books.
Webcomics
Webcomics, also known as online comics and internet comics, are comics that are available to read on the Internet. Many are exclusively published online, but the majority of traditional newspaper comic strips have some Internet presence. King Features Syndicate and other syndicates often provide archives of recent strips on their websites. Some, such as Scott Adams, creator of Dilbert, include an email address in each strip.
Conventions and genres
Most comic strip characters do not age throughout the strip's life, but in some strips, like Lynn Johnston's award-winning For Better or For Worse, the characters age as the years pass. The first strip to feature aging characters was Gasoline Alley.
The history of comic strips also includes series that are not humorous, but tell an ongoing dramatic story. Examples include The Phantom, Prince Valiant, Dick Tracy, Mary Worth, Modesty Blaise, Little Orphan Annie, Flash Gordon, and Tarzan. Sometimes these are spin-offs from comic books, for example Superman, Batman, and The Amazing Spider-Man.
A number of strips have featured animals as main characters. Some are non-verbal (Marmaduke, The Angriest Dog in the World), some have verbal thoughts but are not understood by humans, (Garfield, Snoopy in Peanuts), and some can converse with humans (Bloom County, Calvin and Hobbes, Mutts, Citizen Dog, Buckles, Get Fuzzy, Pearls Before Swine, and Pooch Cafe). Other strips are centered entirely on animals, as in Pogo and Donald Duck. Gary Larson's The Far Side was unusual, as there were no central characters. Instead The Far Side used a wide variety of characters including humans, monsters, aliens, chickens, cows, worms, amoebas, and more. John McPherson's Close to Home also uses this theme, though the characters are mostly restricted to humans and real-life situations. Wiley Miller not only mixes human, animal, and fantasy characters, but also does several different comic strip continuities under one umbrella title, Non Sequitur. Bob Thaves's Frank & Ernest began in 1972 and paved the way for some of these strips, as its human characters were manifest in diverse forms—as animals, vegetables, and minerals.
Social and political influence
The comics have long held a distorted mirror to contemporary society, and almost from the beginning have been used for political or social commentary. This ranged from the conservative slant of Harold Gray's Little Orphan Annie to the unabashed liberalism of Garry Trudeau's Doonesbury. Al Capp's Li'l Abner espoused liberal opinions for most of its run, but by the late 1960s, it became a mouthpiece for Capp's repudiation of the counterculture.
Pogo used animals to particularly devastating effect, caricaturing many prominent politicians of the day as animal denizens of Pogo's Okeefenokee Swamp. In a fearless move, Pogo's creator Walt Kelly took on Joseph McCarthy in the 1950s, caricaturing him as a bobcat named Simple J. Malarkey, a megalomaniac who was bent on taking over the characters' birdwatching club and rooting out all undesirables. Kelly also defended the medium against possible government regulation in the McCarthy era. At a time when comic books were coming under fire for supposed sexual, violent, and subversive content, Kelly feared the same would happen to comic strips. Going before the Congressional subcommittee, he proceeded to charm the members with his drawings and the force of his personality. The comic strip was safe for satire.
During the early 20th century, comic strips were widely associated with publisher William Randolph Hearst, whose papers had the largest circulation of strips in the United States. Hearst was notorious for his practice of yellow journalism, and he was frowned on by readers of The New York Times and other newspapers which featured few or no comic strips. Hearst's critics often assumed that all the strips in his papers were fronts for his own political and social views. Hearst did occasionally work with or pitch ideas to cartoonists, most notably his continued support of George Herriman's Krazy Kat. An inspiration for Bill Watterson and other cartoonists, Krazy Kat gained a considerable following among intellectuals during the 1920s and 1930s.
Some comic strips, such as Doonesbury and Mallard Fillmore, may be printed on the editorial or op-ed page rather than the comics page because of their regular political commentary. For example, the August 12, 1974 Doonesbury strip was awarded a 1975 Pulitzer Prize for its depiction of the Watergate scandal. Dilbert is sometimes found in the business section of a newspaper instead of the comics page because of the strip's commentary about office politics, and Tank McNamara often appears on the sports page because of its subject matter. Lynn Johnston's For Better or For Worse created an uproar when Lawrence, one of the strip's supporting characters, came out of the closet.
Publicity and recognition
The world's longest comic strip is long and on display at Trafalgar Square as part of the London Comedy Festival. The London Cartoon Strip was created by 15 of Britain's best known cartoonists and depicts the history of London.
The Reuben, named for cartoonist Rube Goldberg, is the most prestigious award for U.S. comic strip artists. Reuben awards are presented annually by the National Cartoonists Society (NCS).
In 1995, the United States Postal Service issued a series of commemorative stamps, Comic Strip Classics, marking the comic-strip centennial.
Today's strip artists, with the help of the NCS, enthusiastically promote the medium, which since the 1970s (and particularly the 1990s) has been considered to be in decline due to numerous factors such as changing tastes in humor and entertainment, the waning relevance of newspapers in general and the loss of most foreign markets outside English-speaking countries. One particularly humorous example of such promotional efforts is the Great Comic Strip Switcheroonie, held in 1997 on April Fool's Day, an event in which dozens of prominent artists took over each other's strips. Garfields Jim Davis, for example, switched with Blondies Stan Drake, while Scott Adams (Dilbert) traded strips with Bil Keane (The Family Circus).
While the 1997 Switcheroonie was a one-time publicity stunt, an artist taking over a feature from its originator is an old tradition in newspaper cartooning (as it is in the comic book industry). In fact, the practice has made possible the longevity of the genre's more popular strips. Examples include Little Orphan Annie (drawn and plotted by Harold Gray from 1924 to 1944 and thereafter by a succession of artists including Leonard Starr and Andrew Pepoy), and Terry and the Pirates, started by Milton Caniff in 1934 and picked up by George Wunder.
A business-driven variation has sometimes led to the same feature continuing under a different name. In one case, in the early 1940s, Don Flowers' Modest Maidens was so admired by William Randolph Hearst that he lured Flowers away from the Associated Press and to King Features Syndicate by doubling the cartoonist's salary, and renamed the feature Glamor Girls to avoid legal action by the AP. The latter continued to publish Modest Maidens, drawn by Jay Allen in Flowers' style.
Issues in U.S. newspaper comic strips
As newspapers have declined, the changes have affected comic strips. Jeff Reece, lifestyle editor of The Florida Times-Union, wrote, "Comics are sort of the 'third rail' of the newspaper."
Size
In the early decades of the 20th century, all Sunday comics received a full page, and daily strips were generally the width of the page. The competition between papers for having more cartoons than the rest from the mid-1920s, the growth of large-scale newspaper advertising during most of the thirties, paper rationing during World War II, the decline on news readership (as television newscasts began to be more common) and inflation (which has caused higher printing costs) beginning during the fifties and sixties led to Sunday strips being published on smaller and more diverse formats. As newspapers have reduced the page count of Sunday comic sections since the late 1990s (by the 2010s, most sections have only four pages, with the back page not always being destined for comics) has also led to further downsizes.
Daily strips have suffered as well. Before the mid-1910s, there was not a "standard" size", with strips running the entire width of a page or having more than one tier. By the 1920s, strips often covered six of the eight columns occupied by a traditional broadsheet paper. During the 1940s, strips were reduced to four columns wide (with a "transition" width of five columns). As newspapers became narrower beginning in the 1970s, strips have gotten even smaller, often being just three columns wide, a similar width to the one most daily panels occupied before the 1940s.
In an issue related to size limitations, Sunday comics are often bound to rigid formats that allow their panels to be rearranged in several different ways while remaining readable. Such formats usually include throwaway panels at the beginning, which some newspapers will omit for space. As a result, cartoonists have less incentive to put great efforts into these panels. Garfield and Mutts were known during the mid-to-late 80s and 1990s respectively for their throwaways on their Sunday strips, however both strips now run "generic" title panels.
Some cartoonists have complained about this, with Walt Kelly, creator of Pogo, openly voicing his discontent about being forced to draw his Sunday strips in such rigid formats from the beginning. Kelly's heirs opted to end the strip in 1975 as a form of protest against the practice. Since then, Calvin and Hobbes creator Bill Watterson has written extensively on the issue, arguing that size reduction and dropped panels reduce both the potential and freedom of a cartoonist. After a lengthy battle with his syndicate, Watterson won the privilege of making half page-sized Sunday strips where he could arrange the panels any way he liked. Many newspaper publishers and a few cartoonists objected to this, and some papers continued to print Calvin and Hobbes at small sizes. Opus won that same privilege years after Calvin and Hobbes ended, while Wiley Miller circumvented further downsizes by making his Non Sequitur Sunday strip available only in a vertical arrangement. Most strips created since 1990, however, are drawn in the unbroken "third-page" format. Few newspapers still run half-page strips, as with Prince Valiant and Hägar the Horrible in the front page of the Reading Eagle Sunday comics section until the mid-2010s.
Format
With the success of The Gumps during the 1920s, it became commonplace for strips (comedy- and adventure-laden alike) to have lengthy stories spanning weeks or months. The "Monarch of Medioka" story in Floyd Gottfredson's Mickey Mouse comic strip ran from September 8, 1937 to May 2, 1938. Between the 1960s and the late 1980s, as television news relegated newspaper reading to an occasional basis rather than daily, syndicators were abandoning long stories and urging cartoonists to switch to simple daily gags, or week-long "storylines" (with six consecutive (mostly unrelated) strips following a same subject), with longer storylines being used mainly on adventure-based and dramatic strips. Strips begun during the mid-1980s or after (such as Get Fuzzy, Over the Hedge, Monty, and others) are known for their heavy use of storylines, lasting between one and three weeks in most cases.
The writing style of comic strips changed as well after World War II. With an increase in the number of college-educated readers, there was a shift away from slapstick comedy and towards more cerebral humor. Slapstick and visual gags became more confined to Sunday strips, because as Garfield creator Jim Davis put it, "Children are more likely to read Sunday strips than dailies."
Second author
Many older strips are no longer drawn by the original cartoonist, who has either died or retired. Such strips are known as "zombie strips". A cartoonist, paid by the syndicate or sometimes a relative of the original cartoonist, continues writing the strip, a tradition that became commonplace in the early half of the 20th century. Hägar the Horrible and Frank and Ernest are both drawn by the sons of the creators. Some strips which are still in affiliation with the original creator are produced by small teams or entire companies, such as Jim Davis' Garfield, however there is some debate if these strips fall in this category.
This act is commonly criticized by modern cartoonists including Watterson and Pearls Before Swine'''s Stephan Pastis. The issue was addressed in six consecutive Pearls strips in 2005. Charles Schulz, of Peanuts fame, requested that his strip not be continued by another cartoonist after his death. He also rejected the idea of hiring an inker or letterer, comparing it to a golfer hiring a man to make his putts. Schulz's family has honored his wishes and refused numerous proposals by syndicators to continue Peanuts with a new author.
Assistants
Since the consolidation of newspaper comics by the first quarter of the 20th century, most cartoonists have used a group of assistants (with usually one of them credited). However, quite a few cartoonists (e.g.: George Herriman and Charles Schulz, among others) have done their strips almost completely by themselves; often criticizing the use of assistants for the same reasons most have about their editors hiring anyone else to continue their work after their retirement.
Rights to the strips
Historically, syndicates owned the creators' work, enabling them to continue publishing the strip after the original creator retired, left the strip, or died. This practice led to the term "legacy strips", or more pejoratively "zombie strips". Most syndicates signed creators to 10- or even 20-year contracts. (There have been exceptions, however, such as Bud Fisher's Mutt and Jeff being an early—if not the earliest—case in which the creator retained ownership of his work.) Both these practices began to change with the 1970 debut of Universal Press Syndicate, as the company gave cartoonists a 50-percent ownership share of their work. Creators Syndicate, founded in 1987, granted artists full rights to the strips, something that Universal Press did in 1990, followed by King Features in 1995. By 1999 both Tribune Media Services and United Feature had begun granting ownership rights to creators (limited to new and/or hugely popular strips).
Censorship
Starting in the late 1940s, the national syndicates which distributed newspaper comic strips subjected them to very strict censorship. Li'l Abner was censored in September 1947 and was pulled from the Pittsburgh Press by Scripps-Howard. The controversy, as reported in Time, centered on Capp's portrayal of the U.S. Senate. Said Edward Leech of Scripps, "We don't think it is good editing or sound citizenship to picture the Senate as an assemblage of freaks and crooks... boobs and undesirables."
As comics are easier for children to access compared to other types of media, they have a significantly more rigid censorship code than other media. Stephan Pastis has lamented that the "unwritten" censorship code is still "stuck somewhere in the 1950s". Generally, comics are not allowed to include such words as "damn", "sucks", "screwed", and "hell", although there have been exceptions such as the September 22, 2010 Mother Goose and Grimm in which an elderly man says, "This nursing home food sucks," and a pair of Pearls Before Swine comics from January 11, 2011 with a character named Ned using the word "crappy". Naked backsides and shooting guns cannot be shown, according to Dilbert cartoonist Scott Adams. Such comic strip taboos were detailed in Dave Breger's book But That's Unprintable (Bantam, 1955).
Many issues such as sex, narcotics, and terrorism cannot or can very rarely be openly discussed in strips, although there are exceptions, usually for satire, as in Bloom County. This led some cartoonists to resort to double entendre or dialogue children do not understand, as in Greg Evans' Luann. Another example of wordplay to get around censorship is a July 27, 2016 Pearls Before Swine strip that features Pig talking to his sister, and says the phrase "I SIS!" repeatedly after correcting his sister's grammar. The strip then cuts to a scene of a NSA wiretap agent, following a scene of Pig being arrested by the FBI saying "Never correct your sister's grammar", implying that the CIA mistook the phrase "I SIS" with "ISIS". Younger cartoonists have claimed commonplace words, images, and issues should be allowed in the comics, considering that the pressure on "clean" humor has been a chief factor for the declining popularity of comic strips since the 1990s (Aaron McGruder, creator of The Boondocks, decided to end his strip partly because of censorship issues, while the Popeye daily comic strip ended in 1994 after newspapers objected to a storyline they considered to be a satire on abortion). Some of the taboo words and topics are mentioned daily on television and other forms of visual media. Webcomics and comics distributed primarily to college newspapers are much freer in this respect.
See alsoBiblia pauperumBilly Ireland Cartoon Library & Museum
Comic book
Comics studies
History of American comics
List of British comic strips
List of cartoonists
List of newspaper comic strips
Military humor comic strips
References
Bibliography
Further reading
Blackbeard, Bill, ed. The Smithsonian Collection of Newspaper Comics. (1977) Smithsonian Institution Press/Harry N. Abrams
Castelli, Alfredo. Here We Are AgainGordon, Ian. Comic Strips and Consumer Culture (1998) Smithsonian Institution Press
Goulart, Ron. Encyclopedia of American ComicsGoulart, Ron. The FunniesGoulart, Ron. The Adventurous DecadeHoltz, Allan. American Newspaper Comics: An Encyclopedic Reference Guide. (2012) University of Michigan Press.
Horn, Maurice. The World Encyclopedia of Comics. (1976) Chelsea House, (1982) Avon.
Horn, Maurice. The World Encyclopedia of Cartoons (Chelsea House, 1979) – 6 volumes
Horn, Maurice. 100 Years of American Newspaper Comics (Gramercy Books, 1996)
Koenigsberg, Moses. King News, Moses Koenigsberg
Mott, Frank Luther. American JournalismRobbins, Trina. A Century of Women CartoonistsRobbins, Trina and Yronwode, Cat. Women and the ComicsRobinson, Jerry. The ComicsSheridan, Martin. Comics And Their CreatorsStein, Daniel and Jan-Noel Thon, eds. From Comic Strips to Graphic Novels. Contributions to the Theory and History of Graphic Narrative. Berlin/Boston 2015.
Tebbell. The Compact History of the American NewspaperStrickler, Dave. Syndicated Comic Strips and ArtistsWatson, Elmo Scott. A History of Newspaper Syndicates in the United States, Elmo Scott Watson
Waugh, Coulton. The Comics''
External links
National Cartoonists Society
Comic Art Collection at the University of Missouri
Billy Ireland Cartoon Library and Museum at Ohio State University
Comics formats
Comics terminology |
5715 | https://en.wikipedia.org/wiki/Cryptanalysis | Cryptanalysis | Cryptanalysis (from the Greek kryptós, "hidden", and analýein, "to analyze") refers to the process of analyzing information systems in order to understand hidden aspects of the systems. Cryptanalysis is used to breach cryptographic security systems and gain access to the contents of encrypted messages, even if the cryptographic key is unknown.
In addition to mathematical analysis of cryptographic algorithms, cryptanalysis includes the study of side-channel attacks that do not target weaknesses in the cryptographic algorithms themselves, but instead exploit weaknesses in their implementation.
Even though the goal has been the same, the methods and techniques of cryptanalysis have changed drastically through the history of cryptography, adapting to increasing cryptographic complexity, ranging from the pen-and-paper methods of the past, through machines like the British Bombes and Colossus computers at Bletchley Park in World War II, to the mathematically advanced computerized schemes of the present. Methods for breaking modern cryptosystems often involve solving carefully constructed problems in pure mathematics, the best-known being integer factorization.
Overview
In encryption, confidential information (called the "plaintext") is sent securely to a recipient by the sender first converting it into an unreadable form ("ciphertext") using an encryption algorithm. The ciphertext is sent through an insecure channel to the recipient. The recipient decrypts the ciphertext by applying an inverse decryption algorithm, recovering the plaintext. To decrypt the ciphertext, the recipient requires a secret knowledge from the sender, usually a string of letters, numbers, or bits, called a cryptographic key. The concept is that even if an unauthorized person gets access to the ciphertext during transmission, without the secret key they cannot convert it back to plaintext.
Encryption has been used throughout history to send important military, diplomatic and commercial messages, and today is very widely used in computer networking to protect email and internet communication.
The goal of cryptanalysis is for a third party, a cryptanalyst, to gain as much information as possible about the original ("plaintext"), attempting to "break" the encryption to read the ciphertext and learning the secret key so future messages can be decrypted and read. A mathematical technique to do this is called a cryptographic attack. Cryptographic attacks can be characterized in a number of ways:
Amount of information available to the attacker
Attacks can be classified based on what type of information the attacker has available. As a basic starting point it is normally assumed that, for the purposes of analysis, the general algorithm is known; this is Shannon's Maxim "the enemy knows the system" – in its turn, equivalent to Kerckhoffs' principle. This is a reasonable assumption in practice – throughout history, there are countless examples of secret algorithms falling into wider knowledge, variously through espionage, betrayal and reverse engineering. (And on occasion, ciphers have been broken through pure deduction; for example, the German Lorenz cipher and the Japanese Purple code, and a variety of classical schemes):
Ciphertext-only: the cryptanalyst has access only to a collection of ciphertexts or codetexts.
Known-plaintext: the attacker has a set of ciphertexts to which they know the corresponding plaintext.
Chosen-plaintext (chosen-ciphertext): the attacker can obtain the ciphertexts (plaintexts) corresponding to an arbitrary set of plaintexts (ciphertexts) of their own choosing.
Adaptive chosen-plaintext: like a chosen-plaintext attack, except the attacker can choose subsequent plaintexts based on information learned from previous encryptions, similarly to the Adaptive chosen ciphertext attack.
Related-key attack: Like a chosen-plaintext attack, except the attacker can obtain ciphertexts encrypted under two different keys. The keys are unknown, but the relationship between them is known; for example, two keys that differ in the one bit.
Computational resources required
Attacks can also be characterised by the resources they require. Those resources include:
Time – the number of computation steps (e.g., test encryptions) which must be performed.
Memory – the amount of storage required to perform the attack.
Data – the quantity and type of plaintexts and ciphertexts required for a particular approach.
It is sometimes difficult to predict these quantities precisely, especially when the attack is not practical to actually implement for testing. But academic cryptanalysts tend to provide at least the estimated order of magnitude of their attacks' difficulty, saying, for example, "SHA-1 collisions now 252."
Bruce Schneier notes that even computationally impractical attacks can be considered breaks: "Breaking a cipher simply means finding a weakness in the cipher that can be exploited with a complexity less than brute force. Never mind that brute-force might require 2128 encryptions; an attack requiring 2110 encryptions would be considered a break...simply put, a break can just be a certificational weakness: evidence that the cipher does not perform as advertised."
Partial breaks
The results of cryptanalysis can also vary in usefulness. Cryptographer Lars Knudsen (1998) classified various types of attack on block ciphers according to the amount and quality of secret information that was discovered:
Total break – the attacker deduces the secret key.
Global deduction – the attacker discovers a functionally equivalent algorithm for encryption and decryption, but without learning the key.
Instance (local) deduction – the attacker discovers additional plaintexts (or ciphertexts) not previously known.
Information deduction – the attacker gains some Shannon information about plaintexts (or ciphertexts) not previously known.
Distinguishing algorithm – the attacker can distinguish the cipher from a random permutation.
Academic attacks are often against weakened versions of a cryptosystem, such as a block cipher or hash function with some rounds removed. Many, but not all, attacks become exponentially more difficult to execute as rounds are added to a cryptosystem, so it's possible for the full cryptosystem to be strong even though reduced-round variants are weak. Nonetheless, partial breaks that come close to breaking the original cryptosystem may mean that a full break will follow; the successful attacks on DES, MD5, and SHA-1 were all preceded by attacks on weakened versions.
In academic cryptography, a weakness or a break in a scheme is usually defined quite conservatively: it might require impractical amounts of time, memory, or known plaintexts. It also might require the attacker be able to do things many real-world attackers can't: for example, the attacker may need to choose particular plaintexts to be encrypted or even to ask for plaintexts to be encrypted using several keys related to the secret key. Furthermore, it might only reveal a small amount of information, enough to prove the cryptosystem imperfect but too little to be useful to real-world attackers. Finally, an attack might only apply to a weakened version of cryptographic tools, like a reduced-round block cipher, as a step towards breaking the full system.
History
Cryptanalysis has coevolved together with cryptography, and the contest can be traced through the history of cryptography—new ciphers being designed to replace old broken designs, and new cryptanalytic techniques invented to crack the improved schemes. In practice, they are viewed as two sides of the same coin: secure cryptography requires design against possible cryptanalysis.
Classical ciphers
Although the actual word "cryptanalysis" is relatively recent (it was coined by William Friedman in 1920), methods for breaking codes and ciphers are much older. David Kahn notes in The Codebreakers that Arab scholars were the first people to systematically document cryptanalytic methods.
The first known recorded explanation of cryptanalysis was given by Al-Kindi (c. 801–873, also known as "Alkindus" in Europe), a 9th-century Arab polymath, in Risalah fi Istikhraj al-Mu'amma (A Manuscript on Deciphering Cryptographic Messages). This treatise contains the first description of the method of frequency analysis. Al-Kindi is thus regarded as the first codebreaker in history. His breakthrough work was influenced by Al-Khalil (717–786), who wrote the Book of Cryptographic Messages, which contains the first use of permutations and combinations to list all possible Arabic words with and without vowels.
Frequency analysis is the basic tool for breaking most classical ciphers. In natural languages, certain letters of the alphabet appear more often than others; in English, "E" is likely to be the most common letter in any sample of plaintext. Similarly, the digraph "TH" is the most likely pair of letters in English, and so on. Frequency analysis relies on a cipher failing to hide these statistics. For example, in a simple substitution cipher (where each letter is simply replaced with another), the most frequent letter in the ciphertext would be a likely candidate for "E". Frequency analysis of such a cipher is therefore relatively easy, provided that the ciphertext is long enough to give a reasonably representative count of the letters of the alphabet that it contains.
Al-Kindi's invention of the frequency analysis technique for breaking monoalphabetic substitution ciphers was the most significant cryptanalytic advance until World War II. Al-Kindi's Risalah fi Istikhraj al-Mu'amma described the first cryptanalytic techniques, including some for polyalphabetic ciphers, cipher classification, Arabic phonetics and syntax, and most importantly, gave the first descriptions on frequency analysis. He also covered methods of encipherments, cryptanalysis of certain encipherments, and statistical analysis of letters and letter combinations in Arabic. An important contribution of Ibn Adlan (1187–1268) was on sample size for use of frequency analysis.
In Europe, Italian scholar Giambattista della Porta (1535–1615) was the author of a seminal work on cryptanalysis, De Furtivis Literarum Notis.
Successful cryptanalysis has undoubtedly influenced history; the ability to read the presumed-secret thoughts and plans of others can be a decisive advantage. For example, in England in 1587, Mary, Queen of Scots was tried and executed for treason as a result of her involvement in three plots to assassinate Elizabeth I of England. The plans came to light after her coded correspondence with fellow conspirators was deciphered by Thomas Phelippes.
In Europe during the 15th and 16th centuries, the idea of a polyalphabetic substitution cipher was developed, among others by the French diplomat Blaise de Vigenère (1523–96). For some three centuries, the Vigenère cipher, which uses a repeating key to select different encryption alphabets in rotation, was considered to be completely secure (le chiffre indéchiffrable—"the indecipherable cipher"). Nevertheless, Charles Babbage (1791–1871) and later, independently, Friedrich Kasiski (1805–81) succeeded in breaking this cipher. During World War I, inventors in several countries developed rotor cipher machines such as Arthur Scherbius' Enigma, in an attempt to minimise the repetition that had been exploited to break the Vigenère system.
Ciphers from World War I and World War II
In World War I, the breaking of the Zimmermann Telegram was instrumental in bringing the United States into the war. In World War II, the Allies benefitted enormously from their joint success cryptanalysis of the German ciphers – including the Enigma machine and the Lorenz cipher – and Japanese ciphers, particularly 'Purple' and JN-25. 'Ultra' intelligence has been credited with everything between shortening the end of the European war by up to two years, to determining the eventual result. The war in the Pacific was similarly helped by 'Magic' intelligence.
Cryptanalysis of enemy messages played a significant part in the Allied victory in World War II. F. W. Winterbotham, quoted the western Supreme Allied Commander, Dwight D. Eisenhower, at the war's end as describing Ultra intelligence as having been "decisive" to Allied victory. Sir Harry Hinsley, official historian of British Intelligence in World War II, made a similar assessment about Ultra, saying that it shortened the war "by not less than two years and probably by four years"; moreover, he said that in the absence of Ultra, it is uncertain how the war would have ended.
In practice, frequency analysis relies as much on linguistic knowledge as it does on statistics, but as ciphers became more complex, mathematics became more important in cryptanalysis. This change was particularly evident before and during World War II, where efforts to crack Axis ciphers required new levels of mathematical sophistication. Moreover, automation was first applied to cryptanalysis in that era with the Polish Bomba device, the British Bombe, the use of punched card equipment, and in the Colossus computers – the first electronic digital computers to be controlled by a program.
Indicator
With reciprocal machine ciphers such as the Lorenz cipher and the Enigma machine used by Nazi Germany during World War II, each message had its own key. Usually, the transmitting operator informed the receiving operator of this message key by transmitting some plaintext and/or ciphertext before the enciphered message. This is termed the indicator, as it indicates to the receiving operator how to set his machine to decipher the message.
Poorly designed and implemented indicator systems allowed first Polish cryptographers and then the British cryptographers at Bletchley Park to break the Enigma cipher system. Similar poor indicator systems allowed the British to identify depths that led to the diagnosis of the Lorenz SZ40/42 cipher system, and the comprehensive breaking of its messages without the cryptanalysts seeing the cipher machine.
Depth
Sending two or more messages with the same key is an insecure process. To a cryptanalyst the messages are then said to be "in depth." This may be detected by the messages having the same indicator by which the sending operator informs the receiving operator about the key generator initial settings for the message.
Generally, the cryptanalyst may benefit from lining up identical enciphering operations among a set of messages. For example, the Vernam cipher enciphers by bit-for-bit combining plaintext with a long key using the "exclusive or" operator, which is also known as "modulo-2 addition" (symbolized by ⊕ ):
Plaintext ⊕ Key = Ciphertext
Deciphering combines the same key bits with the ciphertext to reconstruct the plaintext:
Ciphertext ⊕ Key = Plaintext
(In modulo-2 arithmetic, addition is the same as subtraction.) When two such ciphertexts are aligned in depth, combining them eliminates the common key, leaving just a combination of the two plaintexts:
Ciphertext1 ⊕ Ciphertext2 = Plaintext1 ⊕ Plaintext2
The individual plaintexts can then be worked out linguistically by trying probable words (or phrases), also known as "cribs," at various locations; a correct guess, when combined with the merged plaintext stream, produces intelligible text from the other plaintext component:
(Plaintext1 ⊕ Plaintext2) ⊕ Plaintext1 = Plaintext2
The recovered fragment of the second plaintext can often be extended in one or both directions, and the extra characters can be combined with the merged plaintext stream to extend the first plaintext. Working back and forth between the two plaintexts, using the intelligibility criterion to check guesses, the analyst may recover much or all of the original plaintexts. (With only two plaintexts in depth, the analyst may not know which one corresponds to which ciphertext, but in practice this is not a large problem.) When a recovered plaintext is then combined with its ciphertext, the key is revealed:
Plaintext1 ⊕ Ciphertext1 = Key
Knowledge of a key then allows the analyst to read other messages encrypted with the same key, and knowledge of a set of related keys may allow cryptanalysts to diagnose the system used for constructing them.
Development of modern cryptography
Governments have long recognized the potential benefits of cryptanalysis for intelligence, both military and diplomatic, and established dedicated organizations devoted to breaking the codes and ciphers of other nations, for example, GCHQ and the NSA, organizations which are still very active today.
Even though computation was used to great effect in the cryptanalysis of the Lorenz cipher and other systems during World War II, it also made possible new methods of cryptography orders of magnitude more complex than ever before. Taken as a whole, modern cryptography has become much more impervious to cryptanalysis than the pen-and-paper systems of the past, and now seems to have the upper hand against pure cryptanalysis. The historian David Kahn notes:
Kahn goes on to mention increased opportunities for interception, bugging, side channel attacks, and quantum computers as replacements for the traditional means of cryptanalysis. In 2010, former NSA technical director Brian Snow said that both academic and government cryptographers are "moving very slowly forward in a mature field."
However, any postmortems for cryptanalysis may be premature. While the effectiveness of cryptanalytic methods employed by intelligence agencies remains unknown, many serious attacks against both academic and practical cryptographic primitives have been published in the modern era of computer cryptography:
The block cipher Madryga, proposed in 1984 but not widely used, was found to be susceptible to ciphertext-only attacks in 1998.
FEAL-4, proposed as a replacement for the DES standard encryption algorithm but not widely used, was demolished by a spate of attacks from the academic community, many of which are entirely practical.
The A5/1, A5/2, CMEA, and DECT systems used in mobile and wireless phone technology can all be broken in hours, minutes or even in real-time using widely available computing equipment.
Brute-force keyspace search has broken some real-world ciphers and applications, including single-DES (see EFF DES cracker), 40-bit "export-strength" cryptography, and the DVD Content Scrambling System.
In 2001, Wired Equivalent Privacy (WEP), a protocol used to secure Wi-Fi wireless networks, was shown to be breakable in practice because of a weakness in the RC4 cipher and aspects of the WEP design that made related-key attacks practical. WEP was later replaced by Wi-Fi Protected Access.
In 2008, researchers conducted a proof-of-concept break of SSL using weaknesses in the MD5 hash function and certificate issuer practices that made it possible to exploit collision attacks on hash functions. The certificate issuers involved changed their practices to prevent the attack from being repeated.
Thus, while the best modern ciphers may be far more resistant to cryptanalysis than the Enigma, cryptanalysis and the broader field of information security remain quite active.
Symmetric ciphers
Boomerang attack
Brute-force attack
Davies' attack
Differential cryptanalysis
Impossible differential cryptanalysis
Improbable differential cryptanalysis
Integral cryptanalysis
Linear cryptanalysis
Meet-in-the-middle attack
Mod-n cryptanalysis
Related-key attack
Sandwich attack
Slide attack
XSL attack
Asymmetric ciphers
Asymmetric cryptography (or public-key cryptography) is cryptography that relies on using two (mathematically related) keys; one private, and one public. Such ciphers invariably rely on "hard" mathematical problems as the basis of their security, so an obvious point of attack is to develop methods for solving the problem. The security of two-key cryptography depends on mathematical questions in a way that single-key cryptography generally does not, and conversely links cryptanalysis to wider mathematical research in a new way.
Asymmetric schemes are designed around the (conjectured) difficulty of solving various mathematical problems. If an improved algorithm can be found to solve the problem, then the system is weakened. For example, the security of the Diffie–Hellman key exchange scheme depends on the difficulty of calculating the discrete logarithm. In 1983, Don Coppersmith found a faster way to find discrete logarithms (in certain groups), and thereby requiring cryptographers to use larger groups (or different types of groups). RSA's security depends (in part) upon the difficulty of integer factorization – a breakthrough in factoring would impact the security of RSA.
In 1980, one could factor a difficult 50-digit number at an expense of 1012 elementary computer operations. By 1984 the state of the art in factoring algorithms had advanced to a point where a 75-digit number could be factored in 1012 operations. Advances in computing technology also meant that the operations could be performed much faster, too. Moore's law predicts that computer speeds will continue to increase. Factoring techniques may continue to do so as well, but will most likely depend on mathematical insight and creativity, neither of which has ever been successfully predictable. 150-digit numbers of the kind once used in RSA have been factored. The effort was greater than above, but was not unreasonable on fast modern computers. By the start of the 21st century, 150-digit numbers were no longer considered a large enough key size for RSA. Numbers with several hundred digits were still considered too hard to factor in 2005, though methods will probably continue to improve over time, requiring key size to keep pace or other methods such as elliptic curve cryptography to be used.
Another distinguishing feature of asymmetric schemes is that, unlike attacks on symmetric cryptosystems, any cryptanalysis has the opportunity to make use of knowledge gained from the public key.
Attacking cryptographic hash systems
Birthday attack
Hash function security summary
Rainbow table
Side-channel attacks
Black-bag cryptanalysis
Man-in-the-middle attack
Power analysis
Replay attack
Rubber-hose cryptanalysis
Timing analysis
Quantum computing applications for cryptanalysis
Quantum computers, which are still in the early phases of research, have potential use in cryptanalysis. For example, Shor's Algorithm could factor large numbers in polynomial time, in effect breaking some commonly used forms of public-key encryption.
By using Grover's algorithm on a quantum computer, brute-force key search can be made quadratically faster. However, this could be countered by doubling the key length.
See also
Economics of security
Global surveillance
Information assurance, a term for information security often used in government
Information security, the overarching goal of most cryptography
National Cipher Challenge
Security engineering, the design of applications and protocols
Security vulnerability; vulnerabilities can include cryptographic or other flaws
Topics in cryptography
Zendian Problem
Historic cryptanalysts
Conel Hugh O'Donel Alexander
Charles Babbage
Lambros D. Callimahos
Joan Clarke
Alastair Denniston
Agnes Meyer Driscoll
Elizebeth Friedman
William F. Friedman
Meredith Gardner
Friedrich Kasiski
Al-Kindi
Dilly Knox
Solomon Kullback
Marian Rejewski
Joseph Rochefort, whose contributions affected the outcome of the Battle of Midway
Frank Rowlett
Abraham Sinkov
Giovanni Soro, the Renaissance's first outstanding cryptanalyst
John Tiltman
Alan Turing
William T. Tutte
John Wallis – 17th-century English mathematician
William Stone Weedon – worked with Fredson Bowers in World War II
Herbert Yardley
References
Citations
Sources
Ibrahim A. Al-Kadi,"The origins of cryptology: The Arab contributions", Cryptologia, 16(2) (April 1992) pp. 97–126.
Friedrich L. Bauer: "Decrypted Secrets". Springer 2002.
Helen Fouché Gaines, "Cryptanalysis", 1939, Dover.
David Kahn, "The Codebreakers – The Story of Secret Writing", 1967.
Lars R. Knudsen: Contemporary Block Ciphers. Lectures on Data Security 1998: 105–126
Abraham Sinkov, Elementary Cryptanalysis: A Mathematical Approach, Mathematical Association of America, 1966.
Christopher Swenson, Modern Cryptanalysis: Techniques for Advanced Code Breaking,
Friedman, William F., Military Cryptanalysis, Part I,
Friedman, William F., Military Cryptanalysis, Part II,
Friedman, William F., Military Cryptanalysis, Part III, Simpler Varieties of Aperiodic Substitution Systems,
Friedman, William F., Military Cryptanalysis, Part IV, Transposition and Fractionating Systems,
Friedman, William F. and Lambros D. Callimahos, Military Cryptanalytics, Part I, Volume 1,
Friedman, William F. and Lambros D. Callimahos, Military Cryptanalytics, Part I, Volume 2,
Friedman, William F. and Lambros D. Callimahos, Military Cryptanalytics, Part II, Volume 1,
Friedman, William F. and Lambros D. Callimahos, Military Cryptanalytics, Part II, Volume 2,
Transcript of a lecture given by Prof. Tutte at the University of Waterloo
Further reading
External links
Basic Cryptanalysis (files contain 5 line header, that has to be removed first)
Distributed Computing Projects
List of tools for cryptanalysis on modern cryptography
Simon Singh's crypto corner
The National Museum of Computing
UltraAnvil tool for attacking simple substitution ciphers
How Alan Turing Cracked The Enigma Code Imperial War Museums
Cryptographic attacks
Applied mathematics
Arab inventions |
5716 | https://en.wikipedia.org/wiki/Chicano | Chicano | Chicano (masculine form) or Chicana (feminine form) is an ethnic identity for Mexican Americans who have a non-Anglo self-image, embracing their Mexican Native ancestry. Chicano was originally a classist and racist slur used toward low-income Mexicans that was reclaimed in the 1940s among youth who belonged to the Pachuco and Pachuca subculture. In the 1960s, Chicano was widely reclaimed in the building of a movement toward political empowerment, ethnic solidarity, and pride in being of indigenous descent (with many using the Nahuatl language or names). Chicano developed its own meaning separate from Mexican American identity. Youth in barrios rejected cultural assimilation into whiteness and embraced their own identity and worldview as a form of empowerment and resistance. The community forged an independent political and cultural movement, sometimes working alongside the Black power movement.
The Chicano Movement faltered by the mid-1970s as a result of external and internal pressures. It was under state surveillance, infiltration, and repression by U.S. government agencies, informants, and agent provocateurs, such as through COINTELPRO. The Chicano Movement also had a fixation on masculine pride and machismo that fractured the community through sexism toward Chicanas and homophobia toward queer Chicana/os. In the 1980s, assimilation and economic mobility motivated many to embrace Hispanic identity in an era of conservatism. The term Hispanic emerged from a collaboration between the U.S. government and Mexican-American political elites in the Hispanic Caucus of Congress. They used the term to identify themselves and the community with mainstream American culture, depart from Chicanismo, and distance themselves from what they perceived as the "militant" Black Caucus.At the grassroots level, Chicana/os continued to build the feminist, gay and lesbian, and anti-apartheid movements, which kept the identity politically relevant. After a decade of Hispanic dominance, Chicana/o student activism in the early 1990s recession and the anti-Gulf War movement revived the identity with a demand to expand Chicana/o studies programs. Chicanas were active at the forefront, despite facing critiques from "movement loyalists", as they did in the Chicano Movement. Chicana feminists addressed employment discrimination, environmental racism, healthcare, sexual violence, and exploitation in their communities and in solidarity with the Third World. Chicanas worked to "liberate her entire people"; not to oppress men, but to be equal partners in the movement. Xicanisma, coined by Ana Castillo in 1994, called for Chicana/os to "reinsert the forsaken feminine into our consciousness", to embrace one's Indigenous roots, and support Indigenous sovereignty.
In the 2000s, earlier traditions of anti-imperialism in the Chicano Movement were expanded. Building solidarity with undocumented immigrants became more important, despite issues of legal status and economic competitiveness sometimes maintaining distance between groups. U.S. foreign interventions abroad were connected with domestic issues concerning the rights of undocumented immigrants in the United States. Chicano/a consciousness increasingly became transnational and transcultural, thinking beyond and bridging with communities over political borders. The identity was renewed based on Indigenous and decolonial consciousness, cultural expression, resisting gentrification, defense of immigrants, and the rights of women and queer people. Xicanx identity also emerged in the 2010s, based on the Chicana feminist intervention of Xicanisma.
Etymology
The etymology of the term Chicano is the subject of some debate by historians. Some believe Chicano is a Spanish language derivative of an older Nahuatl word Mexitli ("Meh-shee-tlee"). Mexitli formed part of the expression Huitzilopochtlil Mexitli—a reference to the historic migration of the Mexica people from their homeland of Aztlán to the Oaxaca Valley. Mexitli is the root of the word Mexica, which refers to the Mexica people, and its singular form Mexihcatl (). The x in Mexihcatl represents an /ʃ/ or sh sound in both Nahuatl and early modern Spanish, while the glottal stop in the middle of the Nahuatl word disappeared.
The word Chicano may derive from the loss of the initial syllable of Mexicano (Mexican). According to Villanueva, "given that the velar (x) is a palatal phoneme (S) with the spelling (sh)," in accordance with the Indigenous phonological system of the Mexicas ("Meshicas"), it would become "Meshicano" or "Mechicano." In this explanation, Chicano comes from the "xicano" in "Mexicano." Some Chicanos replace the Ch with the letter X, or Xicano, to reclaim the Nahuatl sh sound that the Spanish did not have a letter for and marked with the letter "x". The first two syllables of Xicano are therefore in Nahuatl while the last syllable is Castilian.
In Mexico's Indigenous regions, Indigenous people refer to members of the non-indigenous majority as mexicanos, referring to the modern nation of Mexico. Among themselves, the speaker identifies by their (village or tribal) identity, such as Mayan, Zapotec, Mixtec, Huastec, or any of the other hundreds of indigenous groups. A newly emigrated Nahuatl speaker in an urban center might have referred to his cultural relatives in this country, different from himself, as , shortened to Chicanos or Xicanos.
Usage of terms
Early recorded use
The town of Chicana was shown on the Gutiérrez 1562 New World map near the mouth of the Colorado River, and is probably pre-Columbian in origin. The town was again included on Desegno del Discoperto Della Nova Franza, a 1566 French map by Paolo Forlani. Roberto Cintli Rodríguez places the location of Chicana at the mouth of the Colorado River, near present-day Yuma, Arizona. An 18th century map of the Nayarit Missions used the name Xicana for a town near the same location of Chicana, which is considered to be the oldest recorded usage of that term.
A gunboat, the Chicana, was sold in 1857 to Jose Maria Carvajal to ship arms on the Rio Grande. The King and Kenedy firm submitted a voucher to the Joint Claims Commission of the United States in 1870 to cover the costs of this gunboat's conversion from a passenger steamer. No explanation for the boat's name is known.
The Chicano poet and writer Tino Villanueva traced the first documented use of the term as an ethnonym to 1911, as referenced in a then-unpublished essay by University of Texas anthropologist José Limón. Linguists Edward R. Simmen and Richard F. Bauerle report the use of the term in an essay by Mexican-American writer, Mario Suárez, published in the Arizona Quarterly in 1947. There is ample literary evidence to substantiate that Chicano is a long-standing endonym, as a large body of Chicano literature pre-dates the 1950s.
Reclaiming the term
In the 1940s, "Chicano" was reclaimed by Pachuco youth as an expression of defiance to Anglo-American society. At the time, Chicano was used among English and Spanish speakers as a classist and racist slur to refer to working class Mexican Americans in Spanish-speaking neighborhoods. In Mexico, the term was used with Pocho "to deride Mexicans living in the United States, and especially their U.S.-born children, for losing their culture, customs, and language." Mexican anthropologist Manuel Gamio reported in 1930 that Chicamo (with an m) was used as a derogatory term by Hispanic Texans for recently arrived Mexican immigrants displaced during the Mexican Revolution in the beginning of the early 20th century.
By the 1950s, Chicano referred to those who resisted total assimilation, while Pocho referred (often pejoratively) to those who strongly advocated for assimilation. In his essay "Chicanismo" in The Oxford Encyclopedia of Mesoamerican Cultures (2002), José Cuéllar, dates the transition from derisive to positive to the late 1950s, with increasing use by young Mexican-American high school students. These younger, politically aware Mexican Americans adopted the term "as an act of political defiance and ethnic pride", similar to the reclaiming of Black by African Americans. The Chicano Movement during the 1960s and early 1970s played a significant role in reclaiming "Chicano," challenging those who used it as a term of derision on both sides of the Mexico-U.S. border.
Demographic differences in the adoption of Chicano occurred at first. It was more likely to be used by males than females, and less likely to be used among those of higher socioeconomic status. Usage was also generational, with third-generation men more likely to use the word. This group was also younger, more political, and different from traditional Mexican cultural heritage. Chicana was a similar classist term to refer to "[a] marginalized, brown woman who is treated as a foreigner and is expected to do menial labor and ask nothing of the society in which she lives." Among Mexican Americans, Chicano and Chicana began to be viewed as a positive identity of self-determination and political solidarity. In Mexico, Chicano may still be associated with a Mexican American person of low importance, class, and poor morals (similar to the terms Cholo, Chulo and Majo), indicating a difference in cultural views.
Chicano Movement
Chicano was widely reclaimed in the 1960s and 1970s during the Chicano Movement to assert a distinct ethnic, political, and cultural identity that resisted assimilation into whiteness, systematic racism and stereotypes, colonialism, and the American nation-state. Chicano identity formed around seven themes: unity, economy, education, institutions, self-defense, culture, and political liberation, in an effort to bridge regional and class divisions. The notion of Aztlán, a mythical homeland claimed to be located in the southwestern United States, mobilized Mexican Americans to take social and political action. Chicano became a unifying term for mestizos. Xicano was also used in the 1970s.
In the 1970s, Chicanos developed a reverence for machismo while also maintaining the values of their original platform. For instance, Oscar Zeta Acosta defined machismo as the source of Chicano identity, claiming that this "instinctual and mystical source of manhood, honor and pride... alone justifies all behavior." Armando Rendón wrote in Chicano Manifesto (1971) that machismo was "in fact an underlying drive of the gathering identification of Mexican Americans... the essence of machismo, of being macho, is as much a symbolic principle for the Chicano revolt as it is a guideline for family life."
From the beginning of the Chicano Movement, some Chicanas criticized the idea that machismo must guide the people and questioned if machismo was "indeed a genuinely Mexican cultural value or a kind of distorted view of masculinity generated by the psychological need to compensate for the indignities suffered by Chicanos in a white supremacist society." Angie Chabram-Dernersesian found that most of the literature on the Chicano Movement focused on men and boys, while almost none focused on Chicanas. The omission of Chicanas and the machismo of the Chicano Movement led to a shift by the 1990s.
Xicanisma
Xicanisma was coined by Ana Castillo in Massacre of the Dreamers (1994) as a recognition of a shift in consciousness since the Chicano Movement and to reinvigorate Chicana feminism. The aim of Xicanisma is not to replace patriarchy with matriarchy, but to create "a nonmaterialistic and nonexploitive society in which feminine principles of nurturing and community prevail"; where the feminine is reinserted into our consciousness rather than subordinated by colonization. The X reflects the Sh sound in Mesoamerican languages that the Spanish could not pronounce (such as Tlaxcala, which is pronounced Tlash-KAH-lah), and so marked this sound with a letter X. More than a letter, the X in Xicanisma is also a symbol to represent being at a literal crossroads or otherwise embodying hybridity.
Xicanisma acknowledges Indigenous survival after hundreds of years of colonization and the need to reclaim one's Indigenous roots while also being "committed to the struggle for liberation of all oppressed people", wrote Francesca A. López. Activists like Guillermo Gómez-Peña, issued "a call for a return to the Amerindian roots of most Latinos as well as a call for a strategic alliance to give agency to Native American groups." This can include one's Indigenous roots from Mexico "as well as those with roots centered in Central and South America," wrote Francisco Rios. Castillo argued that this shift in language was important because "language is the vehicle by which we perceive ourselves in relation to the world".
Among a minority of Mexican Americans, the term Xicanx may be used to refer to gender non-conformity. Luis J. Rodriguez states that "even though most US Mexicans may not use this term," that it can be important for gender non-conforming Mexican Americans. Xicanx may destabilize aspects of the coloniality of gender in Mexican American communities. Artist Roy Martinez states that it is not "bound to the feminine or masculine aspects" and that it may be "inclusive to anyone who identifies with it". Some prefer the -e suffix Xicane in order to be more in-line with Spanish-speaking language constructs.
Distinction from other terms
Mexican American
In the 1930s, "community leaders promoted the term Mexican American to convey an assimilationist ideology stressing white identity," as noted by legal scholar Ian Haney López. Lisa Y. Ramos argues that "this phenomenon demonstrates why no Black-Brown civil rights effort emerged prior to the 1960s." Chicano youth rejected the previous generation's racial aspirations to assimilate into Anglo-American society and developed a "Pachuco culture that fashioned itself neither as Mexican nor American."
In the Chicano Movement, possibilities for Black–brown unity arose: "Chicanos defined themselves as proud members of a brown race, thereby rejecting, not only the previous generation's assimilationist orientation, but their racial pretensions as well." Chicano leaders collaborated with Black Power movement leaders and activists. Mexican Americans insisted that Mexicans were white, while Chicanos embraced being non-white and the development of brown pride.
Mexican American continued to be used by a more assimilationist faction who wanted to define Mexican Americans "as a white ethnic group that had little in common with African Americans." Carlos Muñoz argues that the desire to separate themselves from Blackness and political struggle was rooted in an attempt to minimize "the existence of racism toward their own people, [believing] they could "deflect" anti-Mexican sentiment in society" through affiliating with whiteness.
Hispanic
Following the decline of the Chicano Movement, Hispanic was first defined by the U.S. Federal Office of Management and Budget's (OMB) Directive No. 15 in 1977 as "a person of Mexican, Dominican, Puerto Rican, Cuban, Central or South America or other Spanish culture or origin, regardless of race." The term was promoted by Mexican American political elites to encourage cultural assimilation into whiteness and move away from Chicanismo. The rise of Hispanic identity paralleled the emerging era of political and cultural conservatism in the United States during the 1980s.
Key members of the Mexican American political elite, all of whom were middle-aged men, helped popularize the term Hispanic among Mexican Americans. The term was picked up by electronic and print media. Laura E. Gómez conducted a series of interviews with these elites and found that one of the main reasons Hispanic was promoted was to move away from Chicano: "The Chicano label reflected the more radical political agenda of Mexican-Americans in the 1960s and 1970s, and the politicians who call themselves Hispanic today are the harbingers of a more conservative, more accomadationist politics."
Gómez found that some of these elites promoted Hispanic to appeal to white American sensibilities, particularly in regard to separating themselves from Black political consciousness. Gómez records:Another respondent agreed with this position, contrasting his white colleagues' perceptions of the Congressional Hispanic Caucus with their perception of the Congressional Black Caucus. 'We certainly haven't been militant like the Black Caucus. We're seen as a power bloc—an ethnic power bloc striving to deal with mainstream issues.'In 1980, Hispanic was first made available as a self-identification on U.S. census forms. While Chicano also appeared on the 1980 U.S. census, it was only permitted to be selected as a subcategory underneath Spanish/Hispanic descent, which erased the possibility of Afro-Chicanos and of Chicanos being of Indigenous descent. Chicano did not appear on any subsequent census forms and Hispanic has remained. Since then, Hispanic has widely been used by politicians and the media. For this reason, many Chicanos reject the term Hispanic.
Other terms
Instead of or in addition to identifying as Chicano or any of its variations, some may prefer:
Latino/a, also anglicized as "Latin." Some US Latinos use Latin as a gender neutral alternative.
Latin American (especially if immigrant).
Mexican;
"Brown"
Mestizo; [insert racial identity ] (e.g. ); .
(or ) / ; ; .
Part/member of . (Internal identifier, Spanish for "the Race")
American, solely.
Identity
Chicano and Chicana identity reflects elements of ethnic, political, cultural and Indigenous hybridity. These qualities of what constitutes Chicano identity may be expressed by Chicanos differently. Armando Rendón wrote in the Chicano Manifesto (1971), "I am Chicano. What it means to me may be different than what it means to you." Benjamin Alire Sáenz wrote "There is no such thing as the Chicano voice: there are only Chicano and Chicana voices." The identity can be somewhat ambiguous (e.g. in the 1991 Culture Clash play A Bowl of Beings, in response to Che Guevara's demand for a definition of "Chicano", an "armchair activist" cries out, "I still don't know!").
Many Chicanos understand themselves as being "neither from here, nor from there", as neither from the United States or Mexico. Juan Bruce-Novoa wrote in 1990: "A Chicano lives in the space between the hyphen in Mexican-American." Being Chicano/a may represent the struggle of being institutionally acculturated to assimilate into the Anglo-dominated society of the United States, yet maintaining the cultural sense developed as a Latin-American cultured U.S.-born Mexican child. Rafael Pérez-Torres wrote, "one can no longer assert the wholeness of a Chicano subject ... It is illusory to deny the nomadic quality of the Chicano community, a community in flux that yet survives and, through survival, affirms itself."
Ethnic identity
Chicano is a way for Mexican Americans to assert ethnic solidarity and Brown Pride. Boxer Rodolfo Gonzales was one of the first to reclaim the term in this way. This Brown Pride movement established itself alongside the Black is Beautiful movement. Chicano identity emerged as a symbol of pride in having a non-white and non-European image of oneself. It challenged the U.S. census designation "Whites with Spanish Surnames" that was used in the 1950s. Chicanos asserted ethnic pride at a time when Mexican assimilation into whiteness was being promoted by the U.S. government. Ian Haney López argues that this was to "serve Anglo self-interest", who claimed Mexicans were white to try to deny racism against them.
Alfred Arteaga argues that Chicano as an ethnic identity is born out of the European colonization of the Americas. He states that Chicano arose as hybrid ethnicity or race amidst colonial violence. This hybridity extends beyond a previously generalized "Aztec" ancestry, since the Indigenous peoples of Mexico are a diverse group of nations and peoples. A 2011 study found that 85 to 90% of maternal mtDNA lineages in Mexican Americans are Indigenous. Chicano ethnic identity may involve more than just Indigenous and Spanish ancestry. It may also include African ancestry (as a result of Spanish slavery or runaway slaves from Anglo-Americans). Arteaga concluded that "the physical manifestation of the Chicano, is itself a product of hybridity."Robert Quintana Hopkins argues that Afro-Chicanos are sometimes erased from the ethnic identity "because so many people uncritically apply the 'one drop rule' in the U.S. [which] ignores the complexity of racial hybridity." Black and Chicano communities have engaged in close political movements and struggles for liberation, yet there have also been tensions between Black and Chicano communities. This has been attributed to racial capitalism and anti-Blackness in Chicano communities. Afro-Chicano rapper Choosey stated "there's a stigma that Black and Mexican cultures don't get along, but I wanted to show the beauty in being a product of both."
Political identity
Chicano political identity developed from a reverence of Pachuco resistance in the 1940s. Luis Valdez wrote that "Pachuco determination and pride grew through the 1950s and gave impetus to the Chicano Movement of the 1960s ... By then the political consciousness stirred by the 1943 Zoot Suit Riots had developed into a movement that would soon issue the Chicano Manifesto—a detailed platform of political activism." By the 1960s, the Pachuco figure "emerged as an icon of resistance in Chicano cultural production." The Pachuca was not regarded with the same status. Catherine Ramírez credits this to the Pachuca being interpreted as a symbol of "dissident femininity, female masculinity, and, in some instances, lesbian sexuality".
The political identity was founded on the principle that the U.S. nation-state had impoverished and exploited the Chicano people and communities. Alberto Varon argued that this brand of Chicano nationalism focused on the machismo subject in its calls for political resistance. Chicano machismo was both a unifying and fracturing force. Cherríe Moraga argued that it fostered homophobia and sexism, which became obstacles to the Movement. As the Chicano political consciousness developed, Chicanas, including Chicana lesbians of color brought attention to "reproductive rights, especially sterilization abuse [sterilization of Latinas], battered women's shelters, rape crisis centers, [and] welfare advocacy." Chicana texts like Essays on La Mujer (1977), Mexican Women in the United States (1980), and This Bridge Called My Back (1981) have been relatively ignored even in Chicano Studies. Sonia Saldívar-Hull argued that even when Chicanas have challenged sexism, their identities have been invalidated.
Chicano political activist groups like the Brown Berets (1967–1972; 1992–Present) gained support in their protests of educational inequalities and demanding an end to police brutality. They collaborated with the Black Panthers and Young Lords, which were founded in 1966 and 1968 respectively. Membership in the Brown Berets was estimated to have reached five thousand in over 80 chapters (mostly centered in California and Texas). The Brown Berets helped organize the Chicano Blowouts of 1968 and the national Chicano Moratorium, which protested the high rate of Chicano casualties in the Vietnam War. Police harassment, infiltration by federal agents provacateur via COINTELPRO, and internal disputes led to the decline and disbandment of the Berets in 1972. Sánchez, then a professor at East Los Angeles College, revived the Brown Berets in 1992 prompted by the high number of Chicano homicides in Los Angeles County, hoping to replace the gang life with the Brown Berets.
Reies Tijerina, who was a vocal claimant to the rights of Latin Americans and Mexican Americans and a major figure of the early Chicano Movement, wrote: "The Anglo press degradized the word 'Chicano.' They use it to divide us. We use it to unify ourselves with our people and with Latin America."
Cultural identity
Chicano represents a cultural identity that is neither fully "American" or "Mexican." Chicano culture embodies the "in-between" nature of cultural hybridity. Central aspects of Chicano culture include lowriding, hip hop, rock, graffiti art, theater, muralism, visual art, literature, poetry, and more. Notable subcultures include the Cholo, Pachuca, Pachuco, and Pinto subcultures. Chicano culture has had international influence in the form of lowrider car clubs in Brazil and England, music and youth culture in Japan, Māori youth enhancing lowrider bicycles and taking on cholo style, and intellectuals in France "embracing the deterritorializing qualities of Chicano subjectivity."
As early as the 1930s, the precursors to Chicano cultural identity were developing in Los Angeles, California and the Southwestern United States. Former zoot suiter Salvador "El Chava" reflects on how racism and poverty forged a hostile social environment for Chicanos which led to the development of gangs: "we had to protect ourselves". Barrios and colonias (rural barrios) emerged throughout southern California and elsewhere in neglected districts of cities and outlying areas with little infrastructure. Alienation from public institutions made some Chicano youth susceptible to gang channels, who became drawn to their rigid hierarchical structure and assigned social roles in a world of government-sanctioned disorder.
Pachuco culture, which probably originated in the El Paso-Juarez area, spread to the borderland areas of California and Texas as Pachuquismo, which would eventually evolve into Chicanismo. Chicano zoot suiters on the west coast were influenced by Black zoot suiters in the jazz and swing music scene on the East Coast. Chicano zoot suiters developed a unique cultural identity, as noted by Charles "Chaz" Bojórquez, "with their hair done in big pompadours, and "draped" in tailor-made suits, they were swinging to their own styles. They spoke Cálo, their own language, a cool jive of half-English, half-Spanish rhythms. [...] Out of the zootsuiter experience came lowrider cars and culture, clothes, music, tag names, and, again, its own graffiti language." San Antonio-based Chicano artist Adan Hernandez regarded pachucos as "the coolest thing to behold in fashion, manner, and speech.” As described by artist Carlos Jackson, "Pachuco culture remains a prominent theme in Chicano art because the contemporary urban cholo culture" is seen as its heir.
Many aspects of Chicano culture like lowriding cars and bicycles have been stigmatized and policed by Anglo Americans who perceive Chicanos as "juvenile delinquents or gang members" for their embrace of nonwhite style and cultures, much as they did Pachucos. These negative societal perceptions of Chicanos were amplified by media outlets such as the Los Angeles Times. Luis Alvarez remarks how negative portrayals in the media served as a tool to advocate for increased policing of Black and Brown male bodies in particular: "Popular discourse characterizing nonwhite youth as animal-like, hypersexual, and criminal marked their bodies as "other" and, when coming from city officials and the press, served to help construct for the public a social meaning of African Americans and Mexican American youth [as, in their minds, justifiably criminalized]."
Chicano rave culture in southern California provided a space for Chicanos to partially escape criminalization in the 1990s. Artist and archivist Guadalupe Rosales states that "a lot of teenagers were being criminalized or profiled as criminals or gangsters, so the party scene gave access for people to escape that". Numerous party crews, such as Aztek Nation, organized events and parties would frequently take place in neighborhood backyards, particularly in East and South Los Angeles, the surrounding valleys, and Orange County. By 1995, it was estimated that over 500 party crews were in existence. They laid the foundations for "an influential but oft-overlooked Latin dance subculture that offered community for Chicano ravers, queer folk, and other marginalized youth." Ravers used map points techniques to derail police raids. Rosales states that a shift occurred around the late 1990s and increasing violence affected the Chicano party scene.
Indigenous identity
Chicano identity functions as a way to reclaim one's Indigenous American, and often Indigenous Mexican, ancestry—to form an identity distinct from European identity, despite some Chicanos being of partial European descent—as a way to resist and subvert colonial domination. Rather than part of European American culture, Alicia Gasper de Alba referred to Chicanismo as an "alter-Native culture, an Other American culture Indigenous to the land base now known as the West and Southwest of the United States." While influenced by settler-imposed systems and structures, Alba refers to Chicano culture as "not immigrant but native, not foreign but colonized, not alien but different from the overarching hegemony of white America."
The Plan Espiritual de Aztlán (1969) drew from Frantz Fanon's The Wretched of the Earth (1961). In Wretched, Fanon stated: "the past existence of an Aztec civilization does not change anything very much in the diet of the Mexican peasant today", elaborating that "this passionate search for a national culture which existed before the colonial era finds its legitimate reason in the anxiety shared by native intellectuals to shrink away from that of Western culture in which they all risk being swamped ... the native intellectuals, since they could not stand wonderstruck before the history of today's barbarity, decided to go back further and to delve deeper down; and, let us make no mistake, it was with the greatest delight that they discovered that there was nothing to be ashamed of in the past, but rather dignity, glory, and solemnity."
The Chicano Movement adopted this perspective through the notion of Aztlán—a mythic Aztec homeland which Chicanos used as a way to connect themselves to a precolonial past, before the time of the gringo' invasion of our lands." Chicano scholars have described how this functioned as a way for Chicanos to reclaim a diverse or imprecise Indigenous past; while recognizing how Aztlán promoted divisive forms of Chicano nationalism that "did little to shake the walls and bring down the structures of power as its rhetoric so firmly proclaimed". As stated by Chicano historian Juan Gómez-Quiñones, the Plan Espiritual de Aztlán was "stripped of what radical element it possessed by stressing its alleged romantic idealism, reducing the concept of Aztlán to a psychological ploy ... all of which became possible because of the Plan's incomplete analysis which, in turn, allowed it ... to degenerate into reformism."
While acknowledging its romanticized and exclusionary foundations, Chicano scholars like Rafael Pérez-Torres state that Aztlán opened a subjectivity which stressed a connection to Indigenous peoples and cultures at a critical historical moment in which Mexican-Americans and Mexicans were "under pressure to assimilate particular standards—of beauty, of identity, of aspiration. In a Mexican context, the pressure was to urbanize and Europeanize ... "Mexican-Americans" were expected to accept anti-indigenous discourses as their own." As Pérez-Torres concludes, Aztlán allowed "for another way of aligning one's interests and concerns with community and with history ... though hazy as to the precise means in which agency would emerge, Aztlán valorized a Chicanismo that rewove into the present previously devalued lines of descent." Romanticized notions of Aztlán have declined among some Chicanos, who argue for a need to reconstruct the place of Indigeneity in relation to Chicano identity.
Danza Azteca grew popular in the U.S. with the rise of the Chicano Movement, which inspired some "Latinos to embrace their ethnic heritage and question the Eurocentric norms forced upon them." The use of pre-contact Aztec cultural elements has been critiqued by some Chicanos who stress a need to represent the diversity of Indigenous ancestry among Chicanos. Patrisia Gonzales portrays Chicanos as descendants of the Indigenous peoples of Mexico who have been displaced by colonial violence, positioning them as "detribalized Indigenous peoples and communities." Roberto Cintli Rodríguez describes Chicanos as "de-Indigenized," which he remarks occurred "in part due to religious indoctrination and a violent uprooting from the land", detaching millions of people from maíz-based cultures throughout the greater Mesoamerican region. Rodríguez asks how and why "peoples who are clearly red or brown and undeniably Indigenous to this continent have allowed ourselves, historically, to be framed by bureaucrats and the courts, by politicians, scholars, and the media as alien, illegal, and less than human."
Gloria E. Anzaldúa has addressed Chicano's detribalization: "In the case of Chicanos, being 'Mexican' is not a tribe. So in a sense Chicanos and Mexicans are 'detribalized'. We don't have tribal affiliations but neither do we have to carry ID cards establishing tribal affiliation." Anzaldúa recognized that "Chicanos, people of color, and 'whites have often chosen "to ignore the struggles of Native people even when it's right in our caras (faces)," expressing disdain for this "willful ignorance". She concluded that "though both "detribalized urban mixed bloods" and Chicanos are recovering and reclaiming, this society is killing off urban mixed bloods through cultural genocide, by not allowing them equal opportunities for better jobs, schooling, and health care." Inés Hernández-Ávila argued that Chicanos should recognize and reconnect with their roots "respectfully and humbly" while also validating "those peoples who still maintain their identity as original peoples of this continent" in order to create radical change capable of "transforming our world, our universe, and our lives".
Political aspects
Anti-imperialism and international solidarity
During World War II, Chicano youth were targeted by white servicemen, who despised their "cool, measured indifference to the war, as well as an increasingly defiant posture toward whites in general". Historian Robin Kelley states that this "annoyed white servicemen to no end". During the Zoot Suit Riots (1943), white rage erupted in Los Angeles, which "became the site of racist attacks on Black and Chicano youth, during which white soldiers engaged in what amounted to a ritualized stripping of the zoot." Zoot suits were a symbol of collective resistance among Chicano and Black youth against city segregation and fighting in the war. Many Chicano and Black zoot-suiters engaged in draft evasion because they felt it was hypocritical for them to be expected to "fight for democracy" abroad yet face racism and oppression daily in the U.S.
This galvanized Chicano youth to focus on anti-war activism, "especially influenced by the Third World movements of liberation in Asia, Africa, and Latin America." Historian Mario T. García reflects that "these anti-colonial and anti-Western movements for national liberation and self-awareness touched a historical nerve among Chicanos as they began to learn that they shared some similarities with these Third World struggles." Chicano poet Alurista argued that "Chicanos cannot be truly free until they recognize that the struggle in the United States is intricately bound with the anti-imperialist struggle in other countries." The Cuban Revolution (1953–1959) led by Fidel Castro and Che Guevara was particularly influential to Chicanos, as noted by García, who notes that Chicanos viewed the revolution as "a nationalist revolt against 'Yankee imperialism' and neo-colonialism."
In the 1960s, the Chicano Movement brought "attention and commitment to local struggles with an analysis and understanding of international struggles". Chicano youth organized with Black, Latin American, and Filipino activists to form the Third World Liberation Front (TWLF), which fought for the creation of a Third World college. During the Third World Liberation Front strikes of 1968, Chicano artists created posters to express solidarity. Chicano poster artist Rupert García referred to the place of artists in the movement: "I was critical of the police, of capitalist exploitation. I did posters of Che, of Zapata, of other Third World leaders. As artists, we climbed down from the ivory tower." Learning from Cuban poster makers of the post-revolutionary period, Chicano artists "incorporated international struggles for freedom and self-determination, such as those of Angola, Chile, and South Africa", while also promoting the struggles of Indigenous people and other civil rights movements through Black-brown unity. Chicanas organized with women of color activists to create the Third World Women's Alliance (1968-1980), representing "visions of liberation in third world solidarity that inspired political projects among racially and economically marginalized communities" against U.S. capitalism and imperialism.
The Chicano Moratorium (1969–1971) against the Vietnam War was one of the largest demonstrations of Mexican-Americans in history, drawing over 30,000 supporters in East L.A. Draft evasion was a form of resistance for Chicano anti-war activists such as Rosalio Muñoz, Ernesto Vigil, and Salomon Baldengro. They faced a felony charge—a minimum of five years prison time, $10,000, or both. In response, Munoz wrote "I declare my independence of the Selective Service System. I accuse the government of the United States of America of genocide against the Mexican people. Specifically, I accuse the draft, the entire social, political, and economic system of the United States of America, of creating a funnel which shoots Mexican youth into Vietnam to be killed and to kill innocent men, women, and children...." Rodolfo Corky Gonzales expressed a similar stance: "My feelings and emotions are aroused by the complete disregard of our present society for the rights, dignity, and lives of not only people of other nations but of our own unfortunate young men who die for an abstract cause in a war that cannot be honestly justified by any of our present leaders."
Anthologies such as This Bridge Called My Back: Writings by Radical Women of Color (1981) were produced in the late 1970s and early 80s by writers who identified as lesbians of color, including Cherríe Moraga, Pat Parker, Toni Cade Bambara, Chrystos (self-identified claim of Menominee ancestry), Audre Lorde, Gloria E. Anzaldúa, Cheryl Clarke, Jewelle Gomez, Kitty Tsui, and Hattie Gossett, who developed a poetics of liberation. Kitchen Table: Women of Color Press and Third Woman Press, founded in 1979 by Chicana feminist Norma Alarcón, provided sites for the production of women of color and Chicana literatures and critical essays. While first world feminists focused "on the liberal agenda of political rights", Third World feminists "linked their agenda for women's rights with economic and cultural rights" and unified together "under the banner of Third World solidarity". Maylei Blackwell identifies that this internationalist critique of capitalism and imperialism forged by women of color has yet to be fully historicized and is "usually dropped out of the false historical narrative".
In the 1980s and 90s, Central American activists influenced Chicano leaders. The Mexican American Legislative Caucus (MALC) supported the Esquipulas Peace Agreement in 1987, standing in opposition to Contra aid. Al Luna criticized Reagan and American involvement while defending Nicaragua's Sandinista-led government: "President Reagan cannot credibly make public speeches for peace in Central America while at the same time advocating for a three-fold increase in funding to the Contras." The Southwest Voter Research Initiative (SVRI), launched by Chicano leader Willie Velásquez, intended to educate Chicano youth about Central and Latin American political issues. In 1988, "there was no significant urban center in the Southwest where Chicano leaders and activists had not become involved in lobbying or organizing to change U.S. policy in Nicaragua." In the early 1990s, Cherríe Moraga urged Chicano activists to recognize that "the Anglo invasion of Latin America [had] extended well beyond the Mexican/American border" while Gloria E. Anzaldúa positioned Central America as the primary target of a U.S. interventionism that had murdered and displaced thousands. However, Chicano solidarity narratives of Central Americans in the 1990s tended to center themselves, stereotype Central Americans, and filter their struggles "through Chicana/o struggles, histories, and imaginaries."
Chicano activists organized against the Gulf War (1990–91). Raul Ruiz of the Chicano Mexican Committee against the Gulf War stated that U.S. intervention was "to support U.S. oil interests in the region." Ruiz expressed, "we were the only Chicano group against the war. We did a lot of protesting in L.A. even though it was difficult because of the strong support for the war and the anti-Arab reaction that followed ... we experienced racist attacks [but] we held our ground." The end of the Gulf War, along with the Rodney King Riots, were crucial in inspiring a new wave of Chicano political activism. In 1994, one of the largest demonstrations of Mexican Americans in the history of the United States occurred when 70,000 people, largely Chicanos and Latinos, marched in Los Angeles and other cities to protest Proposition 187, which aimed to cut educational and welfare benefits for undocumented immigrants.
In 2004, Mujeres against Militarism and the Raza Unida Coalition sponsored a Day of the Dead vigil against militarism within the Latino community, addressing the War in Afghanistan (2001–) and the Iraq War (2003–2011) They held photos of the dead and chanted "no blood for oil." The procession ended with a five-hour vigil at Tia Chucha's Centro Cultural. They condemned "the Junior Reserve Officers Training Corps (JROTC) and other military recruitment programs that concentrate heavily in Latino and African American communities, noting that JROTC is rarely found in upper-income Anglo communities." Rubén Funkahuatl Guevara organized a benefit concert for Latin@s Against the War in Iraq and Mexamérica por la Paz at Self-Help Graphics against the Iraq War. Although the events were well-attended, Guevara stated that "the Feds know how to manipulate fear to reach their ends: world military dominance and maintaining a foothold in an oil-rich region were their real goals."
Labor organizing against capitalist exploitation
Chicano and Mexican labor organizers played an active role in notable labor strikes since the early 20th century including the Oxnard strike of 1903, Pacific Electric Railway strike of 1903, 1919 Streetcar Strike of Los Angeles, Cantaloupe strike of 1928, California agricultural strikes (1931–1941), and the Ventura County agricultural strike of 1941, endured mass deportations as a form of strikebreaking in the Bisbee Deportation of 1917 and Mexican Repatriation (1929–1936), and experienced tensions with one another during the Bracero program (1942–1964). Although organizing laborers were harassed, sabotaged, and repressed, sometimes through warlike tactics from capitalist owners who engaged in coervice labor relations and collaborated with and received support from local police and community organizations, Chicano and Mexican workers, particularly in agriculture, have been engaged in widespread unionization activities since the 1930s.
Prior to unionization, agricultural workers, many of whom were undocumented aliens, worked in dismal conditions. Historian F. Arturo Rosales recorded a Federal Project Writer of the period, who stated: "It is sad, yet true, commentary that to the average landowner and grower in California the Mexican was to be placed in much the same category with ranch cattle, with this exception–the cattle were for the most part provided with comparatively better food and water and immeasurably better living accommodations." Growers used cheap Mexican labor to reap bigger profits and, until the 1930s, perceived Mexicans as docile and compliant with their subjugated status because they "did not organize troublesome labor unions, and it was held that he was not educated to the level of unionism". As one grower described, "We want the Mexican because we can treat them as we cannot treat any other living man ... We can control them by keeping them at night behind bolted gates, within a stockade eight feet high, surrounded by barbed wire ... We can make them work under armed guards in the fields."
Unionization efforts were initiated by the Confederación de Uniones Obreras (Federation of Labor Unions) in Los Angeles, with twenty-one chapters quickly extending throughout southern California, and La Unión de Trabajadores del Valle Imperial (Imperial Valley Workers' Union). The latter organized the Cantaloupe strike of 1928, in which workers demanded better working conditions and higher wages, but "the growers refused to budge and, as became a pattern, local authorities sided with the farmers and through harassment broke the strike". Communist-led organizations such as the Cannery and Agricultural Workers' Industrial Union (CAWIU) supported Mexican workers, renting spaces for cotton pickers during the cotton strikes of 1933 after they were thrown out of company housing by growers. Capitalist owners used "red-baiting" techniques to discredit the strikes through associating them with communists. Chicana and Mexican working women showed the greatest tendency to organize, particularly in the Los Angeles garment industry with the International Ladies' Garment Workers' Union, led by anarchist Rose Pesotta.
During World War II, the government-funded Bracero program (1942–1964) hindered unionization efforts. In response to the California agricultural strikes and the 1941 Ventura County strike of Chicano and Mexican, as well as Filipino, lemon pickers/packers, growers organized the Ventura County Citrus Growers Committee (VCCGC) and launched a lobbying campaign to pressure the U.S. government to pass laws to prohibit labor organizing. VCCGC joined with other grower associations, forming a powerful lobbying bloc in Congress, and worked to legislate for (1) a Mexican guest workers program, which would become the Bracero program, (2) laws prohibiting strike activity, and (3) military deferments for pickers. Their lobbying efforts were successful: unionization among farmworkers was made illegal, farmworkers were excluded from minimum wage laws, and the usage of child labor by growers was ignored. In formerly active areas, such as Santa Paula, union activity stopped for over thirty years as a result.
When World War II ended, the Bracero program continued. Legal anthropologist Martha Menchaca states that this was "regardless of the fact that massive quantities of crops were no longer needed for the war effort ... after the war, the braceros were used for the benefit of the large-scale growers and not for the nation's interest." The program was extended for an indefinite period in 1951. In the mid-1940s, labor organizer Ernesto Galarza founded the National Farm Workers Union (NFWU) in opposition to the Bracero Program, organizing a large-scale 1947 strike against the Di Giorgio Fruit Company in Arvin, California. Hundreds of Mexican, Filipino, and white workers walked out and demanded higher wages. The strike was broken by the usual tactics, with law enforcement on the side of the owners, evicting strikers and bringing in undocumented workers as strikebreakers. The NFWU folded, but served as a precursor to the United Farm Workers Union led by César Chávez. By the 1950s, opposition to the Bracero program had grown considerably, as unions, churches, and Mexican-American political activists raised awareness about the effects it had on American labor standards. On December 31, 1964, the U.S. government conceded and terminated the program.
Following the closure of the Bracero program, domestic farmworkers began to organize again because "growers could not longer maintain the peonage system" with the end of imported laborers from Mexico. Labor organizing formed part of the Chicano Movement via the struggle of farmworkers against depressed wages and working conditions. César Chávez began organizing Chicano farmworkers in the early 1960s, first through the National Farm Workers Association (NFWA) and then merging the association with the Agricultural Workers Organizing Committee (AWOC), an organization of mainly Filipino workers, to form the United Farm Workers. The labor organizing of Chávez was central to the expansion of unionization throughout the United States and inspired the Farm Labor Organizing Committee (FLOC), under the leadership of Baldemar Velásquez, which continues today. Farmworkers collaborated with local Chicano organizations, such as in Santa Paula, California, where farmworkers attended Brown Berets meetings in the 1970s and Chicano youth organized to improve working conditions and initiate an urban renewal project on the eastside of the city.
Although Mexican and Chicano workers, organizers, and activists organized for decades to improve working conditions and increase wages, some scholars characterize these gains as minimal. As described by Ronald Mize and Alicia Swords, "piecemeal gains in the interests of workers have had very little impact on the capitalist agricultural labor process, so picking grapes, strawberries, and oranges in 1948 is not so different from picking those same crops in 2008." U.S. agriculture today remains totally reliant on Mexican labor, with Mexican-born individuals now constituting about 90% of the labor force.
Struggles in the education system
Chicanos often endure struggles in the U.S. education system, such as being erased in curriculums and devalued as students. Some Chicanos identify schools as colonial institutions that exercise control over colonized students by teaching Chicanos to idolize whiteness and develop a negative self-image of themselves and their worldviews. School segregation between Mexican and white students was not legally ended until the late 1940s. In Orange County, California, 80% of Mexican students could only attend schools that taught Mexican children manual education, or gardening, bootmaking, blacksmithing, and carpentry for Mexican boys and sewing and homemaking for Mexican girls. White schools taught academic preparation. When Sylvia Mendez was told to attend a Mexican school, her parents brought suit against the court in Mendez vs. Westminster (1947) and won.
Although legal segregation had been successfully challenged, de facto or segregation-in-practice continued in many areas. Schools with primarily Mexican American enrollment were still treated as "Mexican schools" much as before the legal overturning of segregation. Mexican American students were still treated poorly in schools. Continued bias in the education system motivated Chicanos to protest and use direct action, such as walkouts, in the 1960s. On March 5, 1968, the Chicano Blowouts at East Los Angeles High School occurred as a response to the racist treatment of Chicano students, an unresponsive school board, and a high dropout rate. It became known as "the first major mass protest against racism undertaken by Mexican-Americans in the history of the United States."
Sal Castro, a Chicano social science teacher at the school was arrested and fired for inspiring the walkouts. It was led by Harry Gamboa Jr. who was named "one of the hundred most dangerous and violent subversives in the United States" for organizing the student walkouts. The day prior, FBI director J. Edgar Hoover sent out a memo to law enforcement to place top priority on "political intelligence work to prevent the development of nationalist movements in minority communities". Chicana activist Alicia Escalante protested Castro's dismissal: "We in the Movement will at least be able to hold our heads up and say that we haven't submitted to the gringo or to the pressures of the system. We are brown and we are proud. I am at least raising my children to be proud of their heritage, to demand their rights, and as they become parents they too will pass this on until justice is done."
In 1969, Plan de Santa Bárbara was drafted as a 155-page document that outlined the foundation of Chicano Studies programs in higher education. It called for students, faculty, employees and the community to come together as "central and decisive designers and administrators of these programs". Chicano students and activists asserted that universities should exist to serve the community. However, by the mid-1970s, much of the radicalism of earlier Chicano studies became deflated by the education system, aimed to alter Chicano Studies programs from within. Mario García argued that one "encountered a deradicalization of the radicals". Some opportunistic faculty avoided their political responsibilities to the community. University administrators co-opted oppositional forces within Chicano Studies programs and encouraged tendencies that led "to the loss of autonomy of Chicano Studies programs." At the same time, "a domesticated Chicano Studies provided the university with the facade of being tolerant, liberal, and progressive."
Some Chicanos argued that the solution was to create "publishing outlets that would challenge Anglo control of academic print culture with its rules on peer review and thereby publish alternative research," arguing that a Chicano space in the colonial academy could "avoid colonization in higher education". In an attempt to establish educational autonomy, they worked with institutions like the Ford Foundation, but found that "these organizations presented a paradox". Rodolfo Acuña argued that such institutions "quickly became content to only acquire funding for research and thereby determine the success or failure of faculty". Chicano Studies became "much closer [to] the mainstream than its practitioners wanted to acknowledge." Others argued that Chicano Studies at UCLA shifted from its earlier interests in serving the Chicano community to gaining status within the colonial institution through a focus on academic publishing, which alienated it from the community.In 2012, the Mexican American Studies Department Programs (MAS) in Tucson Unified School District were banned after a campaign led by Anglo-American politician Tom Horne accused it of working to "promote the overthrow of the U.S. government, promote resentment toward a race or class of people, are designed primarily for pupils of a particular ethnic group or advocate ethnic solidarity instead of the treatment of pupils as individuals." Classes on Latino literature, American history/Mexican-American perspectives, Chicano art, and an American government/social justice education project course were banned. Readings of In Lak'ech from Luis Valdez's poem Pensamiento Serpentino were also banned.
Seven books, including Paulo Friere's Pedagogy of the Oppressed and works covering Chicano history and critical race theory, were banned, taken from students, and stored away. The ban was overturned in 2017 by Judge A. Wallace Tashima, who ruled that it was unconstitutional and motivated by racism by depriving Chicano students of knowledge, thereby violating their Fourteenth Amendment right. The Xicanx Institute for Teaching & Organizing (XITO) emerged to carry on the legacy of the MAS programs. Chicanos continue to support the institution of Chicano studies programs. In 2021, students at Southwestern College, the closest college to the Mexico-United States Border urged for the creation of a Chicanx Studies Program to service the predominately Latino student body.
Rejection of borders
The Chicano concept of sin fronteras rejects the idea of borders. Some argued that the 1848 Treaty of Guadalupe Hidalgo transformed the Rio Grande region from a rich cultural center to a rigid border poorly enforced by the United States government. At the end of the Mexican-American War, 80,000 Spanish-Mexican-Indian people were forced into sudden U.S. habitation. Some Chicanos identified with the idea of Aztlán as a result, which celebrated a time preceding land division and rejected the "immigrant/foreigner" categorization by Anglo society. Chicano activists have called for unionism between both Mexicans and Chicanos on both sides of the border.
In the early 20th century, the border crossing had become a site of dehumanization for Mexicans. Protests in 1910 arose along the Santa Fe Bridge from abuses committed against Mexican workers while crossing the border. The 1917 Bath riots erupted after Mexicans crossing the border were required to strip naked and be disinfected with chemical agents like gasoline, kerosene, sulfuric acid, and Zyklon B, the latter of which was the fumigation of choice and would later notoriously be used in the gas chambers of Nazi Germany. Chemical dousing continued into the 1950s. During the early 20th century, Chicanos used corridos "to counter Anglocentric hegemony." Ramón Saldivar stated that "corridos served the symbolic function of empirical events and for creating counterfactual worlds of lived experience (functioning as a substitute for fiction writing)."Newspaper Sin Fronteras (1976–1979) openly rejected the Mexico-United States border. The newspaper considered it "to be only an artificial creation that in time would be destroyed by the struggles of Mexicans on both sides of the border" and recognized that "Yankee political, economic, and cultural colonialism victimized all Mexicans, whether in the U.S. or in Mexico." Similarly, the General Brotherhood of Workers (CASA), important to the development of young Chicano intellectuals and activists, identified that, as "victims of oppression, Mexicanos could achieve liberation and self-determination only by engaging in a borderless struggle to defeat American international capitalism."
Chicana theorist Gloria E. Anzaldúa notably emphasized the border as a "1,950 mile-long wound that does not heal". In referring to the border as a wound, writer Catherine Leen suggests that Anzaldúa recognizes "the trauma and indeed physical violence very often associated with crossing the border from Mexico to the US, but also underlies the fact that the cyclical nature of this immigration means that this process will continue and find little resolution." Anzaldúa writes that la frontera signals "the coming together of two self-consistent but habitually incompatible frames of reference [which] cause un choque, a cultural collision" because "the U.S.-Mexican border es una herida abierta where the Third World grates against the first and bleeds." Chicano and Mexican artists and filmmakers continue to address "the contentious issues of exploitation, exclusion, and conflict at the border and attempt to overturn border stereotypes" through their work. Luis Alberto Urrea writes "the border runs down the middle of me. I have a barbed wire fence neatly bisecting my heart."
Sociological aspects
Criminalization
The 19th-century and early-20th-century image of the Mexican in the U.S. was "that of the greasy Mexican bandit or bandito," who was perceived as criminal because of Mestizo ancestry and "Indian blood." This rhetoric fueled anti-Mexican sentiment among whites, which led to many lynchings of Mexicans in the period as an act of racist violence. One of the largest massacres of Mexicans was known as La Matanza in Texas, where hundreds of Mexicans were lynched by white mobs. Many whites viewed Mexicans as inherently criminal, which they connected to their Indigenous ancestry. White historian Walter P. Webb wrote in 1935, "there is a cruel streak in the Mexican nature ... this cruelty may be a heritage from the Spanish and of the Inquisition; it may, and doubtless should be, attributed partly to Indian blood." The "greasy bandito" stereotype of the old West evolved into images of "crazed Zoot-Suiters and pachuco killers in the 1940s, to contemporary cholos, gangsters, and gang members." Pachucos were portrayed as violent criminals in American mainstream media, which fueled the Zoot Suit Riots; initiated by off-duty policemen conducting a vigilante-hunt, the riots targeted Chicano youth who wore the zoot suit as a symbol of empowerment. On-duty police supported the violence against Chicano zoot suiters; they "escorted the servicemen to safety and arrested their Chicano victims." Arrest rates of Chicano youth rose during these decades, fueled by the "criminal" image portrayed in the media, by politicians, and by the police. Not aspiring to assimilate in Anglo-American society, Chicano youth were criminalized for their defiance to cultural assimilation: "When many of the same youth began wearing what the larger society considered outlandish clothing, sporting distinctive hairstyles, speaking in their own language (Caló), and dripping with attitude, law enforcement redoubled their efforts to rid [them from] the streets."
In the 1970s and subsequent decades, there was a wave of police killings of Chicanos. One of the most prominent cases was Luis "Tato" Rivera, who was a 20-year-old Chicano shot in the back by officer Craig Short in 1975. 2,000 Chicano demonstrators showed up to the city hall of National City, California in protest. Short was indicted for manslaughter by district attorney Ed Miller and was acquitted of all charges. Short was later appointed acting chief of police of National City in 2003. Another high-profile case was the murder of Ricardo Falcón, a student at the University of Colorado and leader of the United Latin American Students (UMAS), by Perry Brunson, a member of the far-right American Independent Party, at a gas station. Bruson was tried for manslaughter and was "acquitted by an all-White jury". Falcón became a martyr for the Chicano Movement as police violence increased in the subsequent decades. Similar cases led sociologist Alfredo Mirandé to refer to the U.S. criminal justice system as gringo justice, because "it reflected one standard for Anglos and another for Chicanos."
The criminalization of Chicano youth in the barrio remains omnipresent. Chicano youth who adopt a cholo or chola identity endure hyper-criminalization in what has been described by Victor Rios as the youth control complex. While older residents initially "embraced the idea of a chola or cholo as a larger subculture not necessarily associated with crime and violence (but rather with a youthful temporary identity), law enforcement agents, ignorant or disdainful of barrio life, labeled youth who wore clean white tennis shoes, shaved their heads, or long socks, as deviant." Community members were convinced by the police of cholo criminality, which led to criminalization and surveillance "reminiscent of the criminalization of Chicana and Chicano youth during the Zoot-Suit era in the 1940s."
Sociologist José S. Plascencia-Castillo refers to the barrio as a panopticon that leads to intense self-regulation, as Cholo youth are both scrutinized by law enforcement to "stay in their side of town" and by the community who in some cases "call the police to have the youngsters removed from the premises". The intense governance of Chicano youth, especially of cholo identity, has deep implications on youth experience, affecting their physical and mental health as well as their outlook on the future. Some youth feel they "can either comply with the demands of authority figures, and become obedient and compliant, and suffer the accompanying loss of identity and self-esteem, or, adopt a resistant stance and contest social invisibility to command respect in the public sphere."
Gender and sexuality
Chicanas
Chicanas often confront objectification in Anglo society, being perceived as "exotic", "lascivious", and "hot" at a very young age while also facing denigration as "barefoot", "pregnant", "dark", and "low-class". These perceptions in society create numerous negative sociological and psychological effects, such as excessive dieting and eating disorders. Social media may enhance these stereotypes of Chicana women and girls. Numerous studies have found that Chicanas experience elevated levels of stress as a result of sexual expectations by society, as well as their parents and families.
Although many Chicana youth desire open conversation of these gender roles and sexuality, as well as mental health, these issues are often not discussed openly in Chicano families, which perpetuates unsafe and destructive practices. While young Chicanas are objectified, middle-aged Chicanas discuss feelings of being invisible, saying they feel trapped in balancing family obligations to their parents and children while attempting to create a space for their own sexual desires. The expectation that Chicanas should be "protected" by Chicanos may also constrict the agency and mobility of Chicanas.
Chicanas are often relegated to a secondary and subordinate status in families. Cherrie Moraga argues that this issue of patriarchal ideology in Chicano and Latino communities runs deep, as the great majority of Chicano and Latino men believe in and uphold male supremacy. Moraga argues that this ideology is not only upheld by men in Chicano families, but also by mothers in their relationship to their children: "the daughter must constantly earn the mother's love, prove her fidelity to her. The son—he gets her love for free."
Chicanos
Chicanos develop their manhood within a context of marginalization in white society. Some argue that "Mexican men and their Chicano brothers suffer from an inferiority complex due to the conquest and genocide inflicted upon their Indigenous ancestors," which leaves Chicano men feeling trapped between identifying with the so-called "superior" European and the so-called "inferior" Indigenous sense of self. This conflict may manifest itself in the form of hypermasculinity or machismo, in which a "quest for power and control over others in order to feel better" about oneself is undertaken. This may result in men developing abusive behaviors, the development of an impenetrable "cold" persona, alcohol abuse, and other destructive and self-isolating behaviors.
The lack of discussion of what it means to be a Chicano man between Chicano male youth and their fathers or their mothers creates a search for identity that often leads to self-destructive behaviors. Chicano male youth tend to learn about sex from their peers as well as older male family members who perpetuate the idea that as men they have "a right to engage in sexual activity without commitment". The looming threat of being labeled a joto (gay) for not engaging in sexual activity also conditions many Chicanos to "use" women for their own sexual desires. Gabriel S. Estrada argues that the criminalization of Chicanos proliferates further homophobia among Chicano boys and men who may adopt hypermasculine personas to escape such association.
Heteronormativity
Heteronormative gender roles are typically enforced in Chicano families. Any deviation from gender and sexual conformity is commonly perceived as a weakening or attack of la familia. However, Chicano men who retain a masculine or machismo performance are afforded some mobility to discreetly engage in homosexual behaviors, as long as it remains on the fringes. Effeminacy in Chicanos, Chicana lesbianism, and any deviation is understood as an attack on the family.
Queer Chicana/os may seek refuge in their families, if possible, because it is difficult for them to find spaces where they feel safe in the dominant and hostile white gay culture. Chicano machismo, religious traditionalism, and homophobia creates challenges for them to feel accepted by their families. Gabriel S. Estrada argues that upholding "Judeo-Christian mandates against homosexuality that are not native to [Indigenous Mexico]," exiles queer Chicana/o youth.
Mental health
Chicanos may seek out both Western biomedical healthcare and Indigenous health practices when dealing with trauma or illness. The effects of colonization are proven to produce psychological distress among Indigenous communities. Intergenerational trauma, along with racism and institutionalized systems of oppression, have been shown to adversely impact the mental health of Chicanos and Latinos. Mexican Americans are three times more likely than European Americans to live in poverty. Chicano adolescent youth experience high rates of depression and anxiety. Chicana adolescents have higher rates of depression and suicidal ideation than their European-American and African-American peers. Chicano adolescents experience high rates of homicide, and suicide. Chicanos ages ten to seventeen are at a greater risk for mood and anxiety disorders than their European-American and African-American peers. Scholars have determined that the reasons for this are unclear due to the scarcity of studies on Chicano youth, but that intergenerational trauma, acculturative stress, and family factors are believed to contribute.
Among Mexican immigrants who have lived in the United States for less than thirteen years, lower rates of mental health disorders were found in comparison to Mexican-Americans and Chicanos born in the United States. Scholar Yvette G. Flores concludes that these studies demonstrate that "factors associated with living in the United States are related to an increased risk of mental disorders." Risk factors for negative mental health include historical and contemporary trauma stemming from colonization, marginalization, discrimination, and devaluation. The disconnection of Chicanos from their Indigeneity has been cited as a cause of trauma and negative mental health:Loss of language, cultural rituals, and spiritual practices creates shame and despair. The loss of culture and language often goes unmourned, because it is silenced and denied by those who occupy, conquer, or dominate. Such losses and their psychological and spiritual impact are passed down across generations, resulting in depression, disconnection, and spiritual distress in subsequent generations, which are manifestations of historical or intergenerational trauma.Psychological distress may emerge from Chicanos being "othered" in society since childhood and is linked to psychiatric disorders and symptoms which are culturally bound—susto (fright), nervios (nerves), mal de ojo (evil eye), and ataque de nervios (an attack of nerves resembling a panic attack). Manuel X. Zamarripa discusses how mental health and spirituality are often seen as disconnected subjects in Western perspectives. Zamarripa states "in our community, spirituality is key for many of us in our overall wellbeing and in restoring and giving balance to our lives". For Chicanos, Zamarripa recognizes that identity, community, and spirituality are three core aspects which are essential to maintaining good mental health.
Spirituality
Chicano spirituality has been described as a process of engaging in a journey to unite one's consciousness for the purposes of cultural unity and social justice. It brings together many elements and is therefore hybrid in nature. Scholar Regina M Marchi states that Chicano spirituality "emphasizes elements of struggle, process, and politics, with the goal of creating a unity of consciousness to aid social development and political action". Lara Medina and Martha R. Gonzales explain that "reclaiming and reconstructing our spirituality based on non-Western epistemologies is central to our process of decolonization, particularly in these most troubling times of incessant Eurocentric, heteronormative patriarchy, misogyny, racial injustice, global capitalist greed, and disastrous global climate change." As a result, some scholars state that Chicano spirituality must involve a study of Indigenous Ways of Knowing (IWOK). The Circulo de Hombres group in San Diego, California spiritually heals Chicano, Latino, and Indigenous men "by exposing them to Indigenous-based frameworks, men of this cultural group heal and rehumanize themselves through Maya-Nahua Indigenous-based concepts and teachings", helping them process intergenerational trauma and dehumanization that has resulted from colonization. A study on the group reported that reconnecting with Indigenous worldviews was overwhelmingly successful in helping Chicano, Latino, and Indigenous men heal. As stated by Jesus Mendoza, "our bodies remember our indigenous roots and demand that we open our mind, hearts, and souls to our reality".
Chicano spirituality is a way for Chicanos to listen, reclaim, and survive while disrupting coloniality. While historically Catholicism was the primary way for Chicanos to express their spirituality, this is changing rapidly. According to a Pew Research Center report in 2015, "the primary role of Catholicism as a conduit to spirituality has declined and some Chicanos have changed their affiliation to other Christian religions and many more have stopped attending church altogether." Increasingly, Chicanos are considering themselves spiritual rather than religious or part of an organized religion. A study on spirituality and Chicano men in 2020 found that many Chicanos indicated the benefits of spirituality through connecting with Indigenous spiritual beliefs and worldviews instead of Christian or Catholic organized religion in their lives. Dr. Lara Medina defines spirituality as (1) Knowledge of oneself—one's gifts and one's challenges, (2) Co-creation or a relationship with communities (others), and (3) A relationship with sacred sources of life and death 'the Great Mystery' or Creator. Jesus Mendoza writes that, for Chicanos, "spirituality is our connection to the earth, our pre-Hispanic history, our ancestors, the mixture of pre-Hispanic religion with Christianity ... a return to a non-Western worldview that understands all life as sacred." In her writing on Gloria Anzaldua's idea of spiritual activism, AnaLouise Keating states that spirituality is distinct from organized religion and New Age thinking. Leela Fernandes defines spirituality as follows:When I speak of spirituality, at the most basic level I am referring to an understanding of the self as encompassing body and mind, as well as spirit. I am also referring to a transcendent sense of interconnection that moves beyond the knowable, visible material world. This sense of interconnection has been described variously as divinity, the sacred, spirit, or simply the universe. My understanding is also grounded in a form of lived spirituality, which is directly accessible to all and which does not need to be mediated by religious experts, institutions or theological texts; this is what is often referred to as the mystical side of spirituality... Spirituality can be as much about practices of compassion, love, ethics, and truth defined in nonreligious terms as it can be related to the mystical reinterpretations of existing religious traditions.
David Carrasco states that Mesoamerican spiritual or religious beliefs have historically always been evolving in response to the conditions of the world around them: "These ritual and mythic traditions were not mere repetitions of ancient ways. New rituals and mythic stories were produced to respond to ecological, social, and economic changes and crises." This was represented through the art of the Olmecs, Maya, and Mexica. European colonizers sought and worked to destroy Mesoamerican worldviews regarding spirituality and replace these with a Christian model. The colonizers used syncreticism in art and culture, exemplified through practices such as the idea presented in the Testerian Codices that "Jesus ate tortillas with his disciples at the last supper" or the creation of the Virgen de Guadalupe (mirroring the Christian Mary) in order to force Christianity into Mesoamerican cosmology.
Chicanos can create new spiritual traditions by recognizing this history or "by observing the past and creating a new reality". Gloria Anzaldua states that this can be achieved through nepantla spirituality or a space where, as stated by Jesus Mendoza, "all religious knowledge can coexist and create a new spirituality ... where no one is above the other ... a place where all is useful and none is rejected." Anzaldua and other scholars acknowledge that this is a difficult process that involves navigating many internal contradictions in order to find a path towards spiritual liberation. Cherrie Moraga calls for a deeper self-exploration of who Chicanos are in order to reach "a place of deeper inquiry into ourselves as a people ... possibly, we must turn our eyes away from racist America and take stock at the damages done to us. Possibly, the greatest risks yet to be taken are entre nosotros, where we write, paint, dance, and draw the wound for one another to build a stronger pueblo. The women artist seemed disposed to do this, their work often mediating the delicate area between cultural affirmation and criticism." Laura E. Pérez states in her study of Chicana art that "the artwork itself [is] altar-like, a site where the disembodied—divine, emotional, or social—[is] acknowledged, invoked, meditated upon, and released as a shared offering."
Cultural aspects
The diversity of Chicano cultural production is vast. Guillermo Gómez-Peña wrote that the complexity and diversity of the Chicano community includes influences from Central American, Caribbean, Africans, and Asian Americans who have moved into Chicano communities as well as queer people of color. Many Chicano artists continue to question "conventional, static notions of Chicanismo," while others conform to more conventional cultural traditions.
Film
Chicano film has been marginalized since its inception and was established in the 1960s. The generally marginal status of Chicanos in the film industry has meant that many Chicano films are not released with wide theatrical distribution. Chicano film emerged from the creation of political plays and documentaries. This included El Teatro Campesino's Yo Soy Joaquín (1969), Luis Valdez's El Corrido (1976), and Efraín Gutiérrez's Please, Don't Bury Me Alive! (1976), the latter of which is referred to as the first full-length Chicano film.
Docudramas then emerged like Esperanza Vasquez's Agueda Martínez (1977), Jesús Salvador Treviño's Raíces de Sangre (1977), and Robert M. Young's ¡Alambrista! (1977). Luis Valdez's Zoot Suit (1981), Young's The Ballad of Gregorio Cortez (1982), Gregory Nava's, My Family/Mi familia (1995) and Selena (1997), and Josefina López's Real Women Have Curves (2002). Chicana/o films continue to be regarded as a small niche in the film industry that has yet to receive mainstream commercial success. However, Chicana/o films have been influential in shaping how Chicana/os see themselves.
Literature
Chicano literature tends to focus on challenging the dominant narrative, while embracing notions of hybridity, including the use of Spanglish, as well as the blending of genre forms, such as fiction and autobiography. José Antonio Villarreal's Pocho (1959) is widely recognized as the first major Chicano novel. Poet Alurista wrote that Chicano literature served an important role to push back against narratives by white Anglo-Saxon Protestant culture that sought to "keep Mexicans in their place."
Rodolfo "Corky" Gonzales's "Yo Soy Joaquin" is one of the first examples of explicitly Chicano poetry. Other early influential poems included "El Louie" by José Montoya and Abelardo "Lalo" Delgado's poem "Stupid America." In 1967, Octavio Romano founded Tonatiuh-Quinto Sol Publications, which was the first dedicated Chicano publication houses. The novel Chicano (1970) by Richard Vasquez, was the first novel about Mexican Americans to be released by a major publisher. It was widely read in high schools and universities during the 1970s and is now recognized as a breakthrough novel.
Chicana feminist writers have tended to focus on themes of identity, questioning how identity is constructed, who constructs it, and for what purpose in a racist, classist, and patriarchal structure. Characters in books such as Victuum (1976) by Isabella Ríos, The House on Mango Street (1983) by Sandra Cisneros, Loving in the War Years: lo que nunca pasó por sus labios (1983) by Cherríe Moraga, The Last of the Menu Girls (1986) by Denise Chávez, Margins (1992) by Terri de la Peña, and Gulf Dreams (1996) by Emma Pérez have also been read regarding how they intersect with themes of gender and sexuality. Catrióna Rueda Esquibel performs a queer reading of Chicana literature in With Her Machete in Her Hand (2006) to demonstrate how some of the intimate relationships between girls and women contributed to a discourse on homoeroticism and queer sexuality in Chicana/o literature.
Chicano characters who were gay tended to be removed from the barrio and were typically portrayed with negative attributes, such as the character of "Joe Pete" in Pocho and the unnamed protagonist of John Rechy's City of Night (1963). Other characters in the Chicano canon may also be read as queer, including the unnamed protagonist of Tomás Rivera's ...y no se lo tragó la tierra (1971), and "Antonio Márez" in Rudolfo Anaya's Bless Me, Ultima (1972). Juan Bruce-Novoa wrote that homosexuality was "far from being ignored during the 1960s and 1970s," despite homophobia restricting representations: "our community is less sexually repressive than we might expect".
Music
Lalo Guerrero has been lauded as the "father of Chicano music." Beginning in the 1930s, he wrote songs in the big band and swing genres and expanded into traditional genres of Mexican music. During the farmworkers' rights campaign, he wrote music in support of César Chávez and the United Farm Workers. Other notable musicians include Selena, who sang a mixture of Mexican, Tejano, and American popular music, and died in 1995 at the age of 23; Zack de la Rocha, social activist and lead vocalist of Rage Against the Machine; and Los Lonely Boys, a Texas-style country rock band.
Chicano electro
Chicano techno and electronic music artists DJ Rolando, Santiago Salazar, DJ Tranzo, and Esteban Adame have released music through independent labels like Underground Resistance, Planet E, Krown Entertainment, and Rush Hour. In the 1990s, house music artists such as DJ Juanito (Johnny Loopz), Rudy "Rude Dog" Gonzalez, and Juan V. released numerous tracks through Los Angeles-based house labels Groove Daddy Records and Bust A Groove.
DJ Rolando's techno track "Knights of the Jaguar," released on the UR label in 1999, became the most well-known Chicano techno track after charting at #43 in the UK in 2000. Mixmag commented: "after it was released, it spread like wildfire all over the world. It's one of those rare tracks that feels like it can play for an eternity without anyone batting an eyelash." It's consistently placed on Best Songs lists. The official video for the track features various portraits of Chicana/os in Detroit among several Chicano murals, lowrider cars and lowrider bicycles, and lifestyle.
Salazar and Adame are also affiliated with Underground Resistance and have collaborated with Nomadico. Salazar founded music labels Major People, Ican (as in Mex-Ican, with Esteban Adame) and Historia y Violencia (with Juan Mendez a.k.a. Silent Servant) and released his debut album Chicanismo in 2015 to positive reviews. Nomadico's label Yaxteq, founded in 2015, has released tracks by veteran Los Angeles techno producer Xavier De Enciso and Honduran producer Ritmos.
Chicano folk
A growing Tex-Mex polka band trend influenced by the and music of Mexican immigrants, has in turn influenced much new Chicano folk music, especially on large-market Spanish language radio stations and on television music video programs in the U.S. Some of these artists, like the band Quetzal, are known for the political content of political songs.
Chicano rap
Hip hop culture, which is cited as having formed in the 1980s street culture of African American, West Indian (especially Jamaican), and Puerto Rican New York City Bronx youth and characterized by DJing, rap music, graffiti, and breakdancing, was adopted by many Chicano youth by the 1980s as its influence moved westward across the United States. Chicano artists were beginning to develop their own style of hip hop. Rappers such as Ice-T and Eazy-E shared their music and commercial insights with Chicano rappers in the late 1980s. Chicano rapper Kid Frost, who is often cited as "the godfather of Chicano rap" was highly influenced by Ice-T and was even cited as his protégé. Chicano rap is a unique style of hip hop music which started with Kid Frost, who saw some mainstream exposure in the early 1990s. While Mellow Man Ace was the first mainstream rapper to use Spanglish, Frost's song "La Raza" paved the way for its use in American hip hop. Chicano rap tends to discuss themes of importance to young urban Chicanos. Some of the most prominent Chicano artists include A.L.T., Lil Rob, Psycho Realm, Baby Bash, Serio, A Lighter Shade of Brown, and Funky Aztecs. Chicano rap artists with less mainstream exposure, yet with popular underground followings include Cali Life Style, Ese 40'z, Sleepy Loka, Ms. Sancha, Mac Rockelle, Sir Dyno, and Choosey.
Chicano R&B artists include Paula DeAnda, Amanda Perez, Frankie J, and Victor Ivan Santos (early member of the Kumbia Kings and associated with Baby Bash).
Chicano jazz
Although Latin jazz is most popularly associated with artists from the Caribbean (particularly Cuba) and Brazil, young Mexican Americans have played a role in its development over the years, going back to the 1930s and early 1940s, the era of the zoot suit, when young Mexican-American musicians in Los Angeles and San Jose, such as Jenni Rivera, began to experiment with , a jazz-like fusion genre that has grown recently in popularity among Mexican Americans
Chicano rock
In the 1950s, 1960s and 1970s, a wave of Chicano pop music surfaced through innovative musicians Carlos Santana, Johnny Rodriguez, Ritchie Valens and Linda Ronstadt. Joan Baez, who is also of Mexican-American descent, included Hispanic themes in some of her protest folk songs. Chicano rock is rock music performed by Chicano groups or music with themes derived from Chicano culture.
There are two undercurrents in Chicano rock. One is a devotion to the original rhythm and blues roots of Rock and roll including Ritchie Valens, Sunny and the Sunglows, and ? and the Mysterians. Groups inspired by this include Sir Douglas Quintet, Thee Midniters, Los Lobos, War, Tierra, and El Chicano, and, of course, the Chicano Blues Man himself, the late Randy Garribay. The second theme is the openness to Latin American sounds and influences. Trini Lopez, Santana, Malo, Azteca, Toro, Ozomatli and other Chicano Latin rock groups follow this approach. Chicano rock crossed paths of other Latin rock genres (Rock en español) by Cubans, Puerto Ricans, such as Joe Bataan and Ralphi Pagan and South America (Nueva canción). Rock band The Mars Volta combines elements of progressive rock with traditional Mexican folk music and Latin rhythms along with Cedric Bixler-Zavala's Spanglish lyrics.
Chicano punk is a branch of Chicano rock. There were many bands that emerged from the California punk scene, including The Zeros, Bags, Los Illegals, The Brat, The Plugz, Manic Hispanic, and the Cruzados; as well as others from outside of California including Mydolls from Houston, Texas and Los Crudos from Chicago, Illinois. Some music historians argue that Chicanos of Los Angeles in the late 1970s might have independently co-founded punk rock along with the already-acknowledged founders from European sources when introduced to the US in major cities. The rock band ? and the Mysterians, which was composed primarily of Mexican-American musicians, was the first band to be described as punk rock. The term was reportedly coined in 1971 by rock critic Dave Marsh in a review of their show for Creem magazine.
Performance arts
El Teatro Campesino (The Farmworkers' Theater) was founded by Luis Valdez and Agustin Lira in 1965 as the cultural wing of the United Farm Workers (UFW) as a result of the Great Delano Grape Strike in 1965. All of the actors were farmworkers and involved in organizing for farmworkers' rights. Its first performances sought to recruit members for the UFW and dissuade strikebreakers. Many early performances were not scripted and were rather conceived through the direction of Valdez and others through actos, in which a scenario would be proposed for a scene and then dialogue would simply be improvised.Chicano performance art continued with the work of Los Angeles' comedy troupe Culture Clash, Guillermo Gómez-Peña, and Nao Bustamante, known internationally for her conceptual art pieces and as a participant in Work of Art: The Next Great Artist. Chicano performance art became popular in the 1970s, blending humor and pathos for tragicomic effect. Groups such as Asco and the Royal Chicano Air Force illustrated this aspect of performance art through their work. Asco (Spanish for naseau or disgust), composed of Willie Herón, Gronk, Harry Gamboa Jr., and Patssi Valdez, created performance pieces such as the Walking Mural, walking down Whittier Boulevard dressed as "a multifaceted mural, a Christmas tree, and the Virgin of Guadalupe. Asco continued its conceptual performance piece until 1987.
In the 1990s, San Diego-based artist cooperative of David Avalos, Louis Hock, and Elizabeth Sisco used their National Endowment for the Arts $5,000 fellowship subversively, deciding to circulate money back to the community: "handing 10-dollar bills to undocumented workers to spend as they please." Their piece Arte Reembolsa (Art Rebate) created controversy among the art establishment, with the documentation of the piece featuring "footage of U.S. House and Senate members questioning whether the project was, in fact, art."
One of the most well-known performance art troupes is La Pocha Nostra, which has been covered in numerous articles for various performance art pieces. The troupe has been active since 1993 yet has remained relevant into the 2010s and 2020s due to its political commentary, including anti-corporate stances. The troupe regularly uses parody and humor in their performances to make complex commentary on various social issues. Creating thought-provoking performances that challenge the audience to think differently is often their intention with each performance piece.
Visual arts
The Chicano visual art tradition, like the identity, is grounded in community empowerment and resisting assimilation and oppression. Prior to the introduction of spray cans, paint brushes were used by Chicano "shoeshine boys [who] marked their names on the walls with their daubers to stake out their spots on the sidewalk" in the early 20th century. Pachuco graffiti culture in Los Angeles was already "in full bloom" by the 1930s and 1940s, pachucos developed their placa, "a distinctive calligraphic writing style" which went on to influence contemporary graffiti tagging. Paño, a form of pinto arte (a caló term for male prisoner) using pen and pencil, developed in the 1930s, first using bed sheets and pillowcases as canvases. Paño has been described as rasquachismo, a Chicano worldview and artmaking method which makes the most from the least.
Graffiti artists, such as Charles "Chaz" Bojórquez, developed an original style of graffiti art known as West Coast Cholo style influenced by Mexican murals and pachuco placas (tags which indicate territorial boundaries) in the mid-20th century. In the 1960s, Chicano graffiti artists from San Antonio to L.A. (especially in East LA, Whittier, and Boyle Heights) used the art form to challenge authority, tagging police cars, buildings, and subways as "a demonstration of their bravado and anger", understanding their work as "individual acts of pride or protest, gang declarations of territory or challenge, and weapons in a class war." Chicano graffiti artists wrote C/S as an abbreviation for con safos or the variant con safo (loosely meaning "don't touch this" and expressing a "the same to you" attitude)—a common expression among Chicanos on the eastside of Los Angeles and throughout the Southwest.
The Chicano Movement and political identity had heavily influenced Chicano artists by the 1970s. Alongside the Black arts movement, this led to the development of institutions such as Self-Help Graphics, Los Angeles Contemporary Exhibitions, and Plaza de la Raza. Artists such as Harry Gamboa Jr., Gronk, and Judith Baca created art which "stood in opposition to the commercial galleries, museums, and civic institutional mainstream". This was exemplified with Asco's tagging of LACMA after "a curator refused to even entertain the idea of a Chicano art show within its walls" in 1972. Chicano art collectives such as the Royal Chicano Air Force, founded in 1970 by Ricardo Favela, José Montoya and Esteban Villa, supported the United Farm Workers movement through art activism, using art to create and inspire social change. Favela believed that it was important to keep the culture alive through their artwork. Favela stated "I was dealing with art forms very foreign to me, always trying to do western art, but there was always something lacking... it was very simple: it was just my Chicano heart wanting to do Chicano art." Other Chicano visual art collectives included Con Safo in San Antonio, which included Felipe Reyes, José Esquivel, Roberto Ríos, Jesse Almazán, Jesse "Chista" Cantú, Jose Garza, Mel Casas, Rudy Treviño, César Martínez, Kathy Vargas, Amado Peña, Jr., Robando Briseño, and Roberto Gonzalez. The Mujeres Muralistas in the Mission District, San Francisco included Patricia Rodriguez, Graciela Carrillo, Consuelo Mendez, and Irene Perez.
Chicano muralism, which began in the 1960s, became a state-sanctioned artform in the 1970s as an attempt by outsiders to "prevent gang violence and dissuade graffiti practices". This led to the creation of murals at Estrada Courts and other sites throughout Chicano communities. In some instances, these murals were covered with the placas they were instituted by the state to prevent. Marcos Sanchez-Tranquilino states that "rather than vandalism, the tagging of one's own murals points toward a complex sense of wall ownership and a social tension created by the uncomfortable yet approving attentions of official cultural authority." This created a division between established Chicano artists who celebrated inclusion and acceptance by the dominant culture and younger Chicano artists who "saw greater power in renegade muralism and barrio calligraphy than in state-sanctioned pieces." Chicano poster art became prominent in the 1970s as a way to challenge political authority, with pieces such as Rupert García's Save Our Sister (1972), depicting Angela Davis, and Yolanda M. López's Who's the Illegal Alien, Pilgrim? (1978) addressing settler colonialism.
The oppositional current of Chicano art was bolstered in the 1980s by a rising hip hop culture. The Olympic freeway murals, including Frank Romero's Going to the Olympics, created for the 1984 Olympic Games in Los Angeles became another site of contestation, as Chicano and other graffiti artists tagged the state-sanctioned public artwork. Government officials, muralists, and some residents were unable to understand the motivations for this, described it "as "mindless", "animalistic" vandalism perpetrated by "kids" who simply lack respect." L.A. had developed a distinct graffiti culture by the 1990s and, with the rise of drugs and violence, Chicano youth culture gravitated towards graffiti to express themselves and to mark their territory amidst state-sanctioned disorder. Following the Rodney King riots and the murder of Latasha Harlins, which exemplified an explosion of racial tensions bubbling under in American society, racialized youth in L.A., "feeling forgotten, angry, or marginalized, [embraced] graffiti's expressive power [as] a tool to push back."
Chicano art, although accepted into some institutional art spaces in shows like Chicano Art: Resistance and Affirmation, was still largely excluded from many mainstream art institutions in the 1990s. By the 2000s, attitudes towards graffiti by white hipster culture were changing, as it became known as "street art". In academic circles, "street art" was termed "post-graffiti". By the 2000s, where the LAPD once deployed CRASH (Community Resources Against Street Hoodlums) units in traditionally Chicano neighborhoods like Echo Park and "often brutalized suspected taggers and gang members", street art was now being mainstreamed by the white art world in those same neighborhoods.Despite this shift, Chicano artists continued to challenge what was acceptable to both insiders and outsiders of their communities. Controversy surrounding Chicana artist Alma López's "Our Lady" at the Museum of International Folk Art in 2001 erupted when "local demonstrators demanded the image be removed from the state-run museum". Previously, López's digital mural "Heaven" (2000), which depicted two Latina women embracing, had been vandalized. López received homophobic slurs, threats of physical violence, and over 800 hate mail inquiries for "Our Lady." Santa Fe Archbishop Michael J Sheehan referred to the woman in López's piece as "a tart or a street woman". López stated that the response came from the conservative Catholic Church, "which finds women's bodies inherently sinful, and thereby promot[es] hatred of women's bodies." The art was again protested in 2011.
Manuel Paul's mural "Por Vida" (2015) at Galeria de la Raza in Mission District, San Francisco, which depicted queer and trans Chicanos, was targeted multiple times after its unveiling. Paul, a queer DJ and artist of the Maricón Collective, received online threats for the work. Ani Rivera, director of Galeria de la Raza, attributed the anger towards the mural to gentrification, which has led "some people [to] associate LGBT people with non-Latino communities." The mural was meant to challenge "long-held assumptions regarding the traditional exclusivity of heterosexuality in lowrider culture". Some credited the negative response to the mural's direct challenging of machismo and heteronormativity in the community.
Xandra Ibarra's video art Spictacle II: La Tortillera (2004) was censored by San Antonio's Department of Arts and Culture in 2020 from "XicanX: New Visions", a show which aimed to challenge "previous and existing surveys of Chicano and Latino identity-based exhibitions" through highlighting "the womxn, queer, immigrant, indigenous and activist artists who are at the forefront of the movement". Ibarra stated "the video is designed to challenge normative ideals of Mexican womanhood and is in alignment with the historical lineage of LGBTQAI+ artists' strategies to intervene in homophobic and sexist violence."
International influence
Chicano culture has become popular in some areas internationally, most prominently in Japan, Brazil, and Thailand. Chicano ideas such as Chicano hybridity and borderlands theory have found influence as well, such as in decoloniality. In São Paulo, Chicano cultural influence has formed the "Cho-Low" (combination of Cholo and Lowrider) subculture that has formed a sense of cultural pride among youth.
Chicano cultural influence is strong in Japan, where Chicano culture took hold in the 1980s and continued to grow with contributions from Shin Miyata, Junichi Shimodaira, Miki Style, Night Tha Funksta, and MoNa (Sad Girl). Miyata owns a record label, Gold Barrio Records, that re-releases Chicano music. Chicano fashion and other cultural aspects have also been adopted in Japan. There has been debate over whether this is cultural appropriation, with most arguing that it is appreciation rather than appropriation. In an interview asking why Chicano culture is popular in Japan, two long-time proponents of Chicano culture in Japan agreed that "it's not about Mexico or about America: it's an alluring quality unique to the hybrid nature of Chicano and imprinted in all its resulting art forms, from lowriders in the '80s to TikTok videos today, that people relate to and appreciate, not only in Japan but around the world."
Most recently, Chicano culture has found influence in Thailand among working-class men and women that is called "Thaino" culture. They state that they have disassociated the violence that Hollywood portrays of Chicanos from the Chicano people themselves. They have adopted rules of no cocaine or amphetamines, and only marijuana, which is legal in Thailand. The leader of one group stated that he was inspired by how Chicanos created a culture out of defiance "to fight against people who were racist toward them" and that this inspired him, since he was born in a slum in Thailand. He also stated "if you look closely at [Chicano] culture, you'll notice how gentle it is. You can see this in their Latin music, dances, clothes, and how they iron their clothes. It's both neat and gentle."
See also
Caló
Casta
Chicana feminism
Chicano Moratorium
Chicano nationalism
Chicano Park
Cosmic race
Josefa Segovia
Latino punk
Mexican Americans
Race (U.S. Census)
References
Further reading
Maylei Blackwell, ¡Chicana Power!: Contested Histories of Feminism in the Chicano Movement.Austin: University of Texas Press, 2011.
Rodolfo Acuña, Occupied America: A History of Chicanos, Longman, 2006.
John R. Chavez, "The Chicano Image and the Myth of Aztlan Rediscovered", in Patrick Gerster and Nicholas Cords (eds.), Myth America: A Historical Anthology, Volume II. St. James, New York: Brandywine Press, 1997.
John R. Chavez, The Lost Land: A Chicano Image of the American Southwest, Las Cruces: New Mexico State University Publications, 1984.
Lorena Oropeza, Raza Si, Guerra No: Chicano Protest and Patriotism during the Viet Nam War Era. Los Angeles:University of California Press, 2005. .
Ignacio López-Calvo, Latino Los Angeles in Film and Fiction: The Cultural Production of Social Anxiety. University of Arizona Press, 2011.
Natalia Molina, Fit to Be Citizens?: Public Health and Race in Los Angeles, 1879–1940. Los Angeles: University of California Press, 2006.
Michael A. Olivas, Colored Men and Hombres Aquí: Hernandez V. Texas and the Emergence of Mexican American Lawyering. Arte Público Press, 2006.
Randy J. Ontiveros, In the Spirit of a New People: The Cultural Politics of the Chicano Movement. New York University Press, 2014.
Gregorio Riviera and Tino Villanueva (eds.), MAGINE: Literary Arts Journal. Special Issue on Chicano Art. Vol. 3, Nos. 1 & 2. Boston: Imagine Publishers. 1986.
F. Arturo Rosales, Chicano! The History of the Mexican American Civil Rights Movement. Houston, Texas: Arte Publico Press, 1996.
Lorena Oropeza, The King of Adobe: Reies López Tijerina, Lost Prophet of the Chicano Movement. Chapel Hill, North Carolina: The University of North Carolina Press, 2019.
External links
California Ethnic and Multicultural Archives – In the Chicano/Latino Collections
California Ethnic and Multicultural Archives – Digital Chicano Art
Chicano Studies Research Center
Chicano tattoo gallery
Education and the Mexican-American; Racism in America : past, present, future symposium 1968-10-03, National Records and Archives Administration, American Archive of Public Broadcasting
El Centro Chicano y Latino
ImaginArte – Interpreting and Re-imaging Chican@Art
Mexican American
Latin American culture
Mexican-American culture
Hispanic and Latino American
Hispanic and Latino American history |
5717 | https://en.wikipedia.org/wiki/Canary%20Islands | Canary Islands | The Canary Islands (; , ), also known informally as the Canaries, are a Spanish autonomous community and archipelago in Macaronesia in the Atlantic Ocean. At their closest point to the African mainland, they are west of Morocco. They are the southernmost of the autonomous communities of Spain. The islands have a population of 2.2 million people and are the most populous special territory of the European Union.
The eight main islands are (from largest to smallest in area) Tenerife, Fuerteventura, Gran Canaria, Lanzarote, La Palma, La Gomera, El Hierro and La Graciosa. The archipelago includes many smaller islands and islets, including Alegranza, Isla de Lobos, Montaña Clara, Roque del Oeste, and Roque del Este. It also includes a number of rocks, including Garachico and Anaga. In ancient times, the island chain was often referred to as "the Fortunate Isles". The Canary Islands are the southernmost region of Spain, and the largest and most populous archipelago of Macaronesia. Because of their location, the Canary Islands have historically been considered a link between the four continents of Africa, North America, South America, and Europe.
In 2019, the Canary Islands had a population of 2,153,389, with a density of 287.39 inhabitants per km2, making it the eighth most populous autonomous community of Spain. The population is mostly concentrated in the two capital islands: around 43% on the island of Tenerife and 40% on the island of Gran Canaria.
The Canary Islands, especially Tenerife, Gran Canaria, Fuerteventura, and Lanzarote, are a major tourist destination, with over 12 million visitors per year. This is due to their beaches, subtropical climate, and important natural attractions, especially Maspalomas in Gran Canaria and Mount Teide (a World Heritage Site) in Tenerife. Mount Teide is the highest peak in Spain and the 4th tallest volcano in the world, measured from its base on the ocean floor. The islands have warm summers and winters warm enough for the climate to be technically tropical at sea level. The amount of precipitation and the level of maritime moderation vary depending on location and elevation. The archipelago includes green areas as well as desert. The islands' high mountains are ideal for astronomical observation, because they lie above the temperature inversion layer. As a result, the archipelago boasts two professional observatories: the Teide Observatory on Tenerife, and Roque de los Muchachos Observatory on La Palma.
In 1927, the Province of Canary Islands was split into two provinces. In 1982, the autonomous community of the Canary Islands was established. The cities of Santa Cruz de Tenerife and Las Palmas de Gran Canaria are, jointly, the capitals of the islands. Those cities are also, respectively, the capitals of the provinces of Santa Cruz de Tenerife and Las Palmas. Las Palmas de Gran Canaria has been the largest city in the Canaries since 1768, except for a brief period in the 1910s. Between the 1833 territorial division of Spain and 1927, Santa Cruz de Tenerife was the sole capital of the Canary Islands. In 1927, it was ordered by decree that the capital of the Canary Islands would be shared between two cities, and this arrangement persists to the present day. The third largest city in the Canary Islands is San Cristóbal de La Laguna (another World Heritage Site) on Tenerife.
During the Age of Sail, the islands were the main stopover for Spanish galleons during the Spanish colonisation of the Americas, which sailed that far south in order to catch the prevailing northeasterly trade winds.
Etymology
The name Islas Canarias is likely derived from the Latin name Canariae Insulae, meaning "Islands of the Dogs", a name that was evidently generalized from the ancient name of one of these islands, Canaria – presumably Gran Canaria. According to the historian Pliny the Elder, the island Canaria contained "vast multitudes of dogs of very large size". The connection to dogs is retained in their depiction on the islands' coat-of-arms.
Other theories speculate that the name comes from the Nukkari Berber tribe living in the Moroccan Atlas, named in Roman sources as Canarii, though Pliny again mentions the relation of this term with dogs.
The name of the islands is not derived from the canary bird; rather, the birds are named after the islands.
Physical geography
Tenerife is the largest and most populous island of the archipelago. Gran Canaria, with 865,070 inhabitants, is both the Canary Islands' second most populous island, and the third most populous one in Spain after Tenerife (966,354 inhabitants) and Majorca (896,038 inhabitants). The island of Fuerteventura is the second largest in the archipelago and located from the African coast.
The islands form the Macaronesia ecoregion with the Azores, Cape Verde, Madeira, and the Savage Isles. The Canary Islands is the largest and most populated archipelago of the Macaronesia region. The archipelago consists of seven large and several smaller islands, all of which are volcanic in origin.
According to the position of the islands with respect to the north-east trade winds, the climate can be mild and wet or very dry. Several native species form laurisilva forests.
As a consequence, the individual islands in the Canary archipelago tend to have distinct microclimates. Those islands such as El Hierro, La Palma and La Gomera lying to the west of the archipelago have a climate which is influenced by the moist Canary Current. They are well vegetated even at low levels and have extensive tracts of sub-tropical laurisilva forest. As one travels east toward the African coast, the influence of the current diminishes, and the islands become increasingly arid. Fuerteventura and Lanzarote, the islands which are closest to the African mainland, are effectively desert or semi desert. Gran Canaria is known as a "continent in miniature" for its diverse landscapes like Maspalomas and Roque Nublo. In terms of its climate Tenerife is particularly interesting. The north of the island lies under the influence of the moist Atlantic winds and is well vegetated, while the south of the island around the tourist resorts of Playa de las Américas and Los Cristianos is arid. The island rises to almost above sea level, and at altitude, in the cool relatively wet climate, forests of the endemic pine Pinus canariensis thrive. Many of the plant species in the Canary Islands, like the Canary Island pine and the dragon tree, Dracaena draco are endemic, as noted by Sabin Berthelot and Philip Barker Webb in their work, L'Histoire Naturelle des Îles Canaries (1835–50).
Climate
The climate is warm subtropical and generally semidesertic, moderated by the sea and in summer by the trade winds. There are a number of microclimates and the classifications range mainly from semi-arid to desert. According to Köppen, the majority of the Canary Islands have a hot desert climate (BWh) and a hot semi-arid climate (BSh), caused partly due to the cool Canary Current. There also exists a subtropical humid climate which is very influenced by the ocean in the middle of the islands of La Gomera, Tenerife and La Palma, where laurisilva cloud forests grow.
Geology
The seven major islands, one minor island, and several small islets were originally volcanic islands, formed by the Canary hotspot. The Canary Islands is the only place in Spain where volcanic eruptions have been recorded during the Modern Era, with some volcanoes still active (El Hierro, 2011).
Volcanic islands such as those in the Canary chain often have steep ocean cliffs caused by catastrophic debris avalanches and landslides. The island chain's most recent eruption occurred at Cumbre Vieja, a volcanic ridge on La Palma, in 2021.
The Teide volcano on Tenerife is the highest mountain in Spain, and the third tallest volcano on Earth on a volcanic ocean island. All the islands except La Gomera have been active in the last million years; four of them (Lanzarote, Tenerife, La Palma and El Hierro) have historical records of eruptions since European discovery. The islands rise from Jurassic oceanic crust associated with the opening of the Atlantic. Underwater magmatism commenced during the Cretaceous, and continued to the present day. The current islands reached the ocean's surface during the Miocene. The islands were once considered as a distinct physiographic section of the Atlas Mountains province, which in turn is part of the larger African Alpine System division, but are nowadays recognized as being related to a magmatic hot spot.
In the summer of 2011 a series of low-magnitude earthquakes occurred beneath El Hierro. These had a linear trend of northeast–southwest. In October a submarine eruption occurred about south of Restinga. This eruption produced gases and pumice, but no explosive activity was reported.
The following table shows the highest mountains in each of the islands:
Natural symbols
The official natural symbols associated with Canary Islands are the bird Serinus canaria (canary) and the Phoenix canariensis palm.
National parks
Four of Spain's thirteen national parks are located in the Canary Islands, more than any other autonomous community. Two of these have been declared UNESCO World Heritage Sites and the other two are part of Biosphere Reserves. The parks are:
Teide National Park is the oldest and largest national park in the Canary Islands and one of the oldest in Spain. Located in the geographic centre of the island of Tenerife, it is the most visited national park in Spain. In 2010, it became the most visited national park in Europe and second worldwide. The park's highlight is the Teide volcano; standing at an altitude of , it is the highest elevation of the country and the third largest volcano on Earth from its base. In 2007, the Teide National Park was declared one of the 12 Treasures of Spain.
Politics
Governance
The regional executive body, the Parliament of the Canary Islands, is presided over by Fernando Clavijo Batlle (Canarian Coalition), the current President of the Canary Islands. The latter is invested by the members of the regional legislature, the Parliament of the Canary Islands, that consists of 70 elected legislators. The last regional election took place in May 2023.
The islands have 14 seats in the Spanish Senate. Of these, 11 seats are directly elected (3 for Gran Canaria, 3 for Tenerife, and 1 each for Lanzarote (including La Graciosa), Fuerteventura, La Palma, La Gomera and El Hierro) while the other 3 are appointed by the regional legislature.
Political geography
The Autonomous Community of the Canary Islands consists of two provinces (), Las Palmas and Santa Cruz de Tenerife, whose capitals (Las Palmas de Gran Canaria and Santa Cruz de Tenerife) are capitals of the autonomous community. Each of the seven major islands is ruled by an island council named Cabildo Insular. Each island is subdivided into smaller municipalities (municipios); Las Palmas is divided into 34 municipalities, and Santa Cruz de Tenerife is divided into 54 municipalities.
The international boundary of the Canaries is one subject of dispute in the Morocco-Spain relations. Moreover, in 2022 the UN has declared the Canary Island's territorial waters as Moroccan coast and Morocco has authorised gas and oil exploration in what the Canary Islands states to be Canarian territorial waters and Western Sahara waters. Morocco's official position is that international laws regarding territorial limits do not authorise Spain to claim seabed boundaries based on the territory of the Canaries, since the Canary Islands enjoy a large degree of autonomy. In fact, the islands do not enjoy any special degree of autonomy as each one of the Spanish regions is considered an autonomous community with equal status to the European ones.
Canarian nationalism
There are some pro-independence political parties, like the National Congress of the Canaries (CNC) and the Popular Front of the Canary Islands, but their popular support is almost insignificant, with no presence in either the autonomous parliament or the cabildos insulares. According to a 2012 study by the Centro de Investigaciones Sociológicas, when asked about national identity, the majority of respondents from the Canary Islands (53.8%) consider themselves Spanish and Canarian in equal measures, followed by 24% who consider themselves more Canarian than Spanish. Only 6.1% of the respondents consider themselves only Canarian while 7% consider themselves only Spanish.
Defence
The defence of the territory is the responsibility of the Spanish Armed Forces. As such, various components of the Army, Navy, Air Force and the Civil Guard are based in the territory.
History
Ancient and pre-Hispanic times
Before the arrival of humans, the Canaries were inhabited by prehistoric animals; for example, the giant lizard (Gallotia goliath), the Tenerife and Gran Canaria giant rats, and giant prehistoric tortoises, Geochelone burchardi and Geochelone vulcanica.
Although the original settlement of what are now called the Canary Islands is not entirely clear, linguistic, genetic, and archaeological analyses indicate that indigenous peoples were living on the Canary Islands at least 2000 years ago but possibly one thousand years or more before, and that they shared a common origin with the Berbers on the nearby North African coast. Reaching the islands may have taken place using several small boats, landing on the easternmost islands Lanzarote and Fuerteventura. These groups came to be known collectively as the Guanches, although Guanches had been the name for only the indigenous inhabitants of Tenerife.
As José Farrujia describes, 'The indigenous Canarians lived mainly in natural caves, usually near the coast, 300–500m above sea level. These caves were sometimes isolated but more commonly formed settlements, with burial caves nearby'. Archaeological work has uncovered a rich culture visible through artefacts of ceramics, human figures, fishing, hunting and farming tools, plant fibre clothing and vessels, as well as cave paintings. At Lomo de los Gatos on Gran Canaria, a site occupied from 1,600 years ago up until the 1960s, round stone houses, complex burial sites, and associated artefacts have been found. Across the islands are thousands of Libyco-Berber alphabet inscriptions scattered and they have been extensively documented by many linguists.
The social structure of indigenous Canarians encompassed 'a system of matrilineal descent in most of the islands, in which inheritance was passed on via the female line. Social status and wealth were hereditary and determined the individual's position in the social pyramid, which consisted of the king, the relatives of the king, the lower nobility, villeins, plebeians, and finally executioners, butchers, embalmers, and prisoners'. Their religion was animist, centring on the sun and moon, as well as natural features such as mountains.
Exploration
The islands may have been visited by the Phoenicians, the Greeks, and the Carthaginians. King Juba II, Caesar Augustus's Numidian protégé, is credited with discovering the islands for the Western world. According to Pliny the Elder, Juba found the islands uninhabited, but found "a small temple of stone" and "some traces of buildings". Juba dispatched a naval contingent to re-open the dye production facility at Mogador in what is now western Morocco in the early first century AD. That same naval force was subsequently sent on an exploration of the Canary Islands, using Mogador as their mission base.
The names given by Romans to the individual islands were Ninguaria or Nivaria (Tenerife), Canaria (Gran Canaria), Pluvialia or Invale (Lanzarote), Ombrion (La Palma), Planasia (Fuerteventura), Iunonia or Junonia (El Hierro) and Capraria (La Gomera).
From the 14th century onward, numerous visits were made by sailors from Majorca, Portugal and Genoa. Lancelotto Malocello settled on Lanzarote in 1312. The Majorcans established a mission with a bishop in the islands that lasted from 1350 to 1400.
Castilian conquest
In 1402, the Castilian colonisation of the islands began with the expedition of the French explorers Jean de Béthencourt and Gadifer de la Salle, nobles and vassals of Henry III of Castile, to Lanzarote. From there, they went on to conquer Fuerteventura (1405) and El Hierro. These invasions were "brutal cultural and military clashes between the indigenous population and the Castilians" lasting over a century due to formidable resistance by indigenous Canarians. Professor Mohamed Adhikari has defined the conquest of the islands as a genocide of the Guanches.
Béthencourt received the title King of the Canary Islands, but still recognised King Henry III as his overlord. It was not a simple military enterprise, given the aboriginal resistance on some islands. Neither was it politically, since the particular interests of the nobility (determined to strengthen their economic and political power through the acquisition of the islands) conflicted with those of the states, particularly Castile, which were in the midst of territorial expansion and in a process of strengthening of the Crown against the nobility.
Historians distinguish two periods in the conquest of the Canary Islands:
Aristocratic conquest (Conquista señorial). This refers to the early conquests carried out by the nobility, for their own benefit and without the direct participation of the Crown of Castile, which merely granted rights of conquest in exchange for pacts of vassalage between the noble conqueror and the Crown. One can identify within this period an early phase known as the Betancurian or Norman Conquest, carried out by Jean de Bethencourt (who was originally from Normandy) and Gadifer de la Salle between 1402 and 1405, which involved the islands of Lanzarote, El Hierro and Fuerteventura. The subsequent phase is known as the Castilian Conquest, carried out by Castilian nobles who acquired, through purchases, assignments and marriages, the previously conquered islands and also incorporated the island of La Gomera around 1450.
Royal conquest (Conquista realenga). This defines the conquest between 1478 and 1496, carried out directly by the Crown of Castile, during the reign of the Catholic Monarchs, who armed and partly financed the conquest of those islands which were still unconquered: Gran Canaria, La Palma and Tenerife. This phase of the conquest came to an end in the year 1496, with the dominion of the island of Tenerife, bringing the entire Canarian Archipelago under the control of the Crown of Castile.
Béthencourt also established a base on the island of La Gomera, but it would be many years before the island was fully conquered. The natives of La Gomera, and of Gran Canaria, Tenerife, and La Palma, resisted the Castilian invaders for almost a century. In 1448 Maciot de Béthencourt sold the lordship of Lanzarote to Portugal's Prince Henry the Navigator, an action that was accepted by neither the natives nor the Castilians. Despite Pope Nicholas V ruling that the Canary Islands were under Portuguese control, the crisis swelled to a revolt which lasted until 1459 with the final expulsion of the Portuguese. In 1479, Portugal and Castile signed the Treaty of Alcáçovas, which settled disputes between Castile and Portugal over the control of the Atlantic. This treaty recognized Castilian control of the Canary Islands but also confirmed Portuguese possession of the Azores, Madeira, and the Cape Verde islands, and gave the Portuguese rights to any further islands or lands in the Atlantic that might be discovered.
The Castilians continued to dominate the islands, but due to the topography and the resistance of the native Guanches, they did not achieve complete control until 1496, when Tenerife and La Palma were finally subdued by Alonso Fernández de Lugo. As a result of this 'the native pre-Hispanic population declined quickly due to war, epidemics, and slavery'. The Canaries were incorporated into the Kingdom of Castile.
After the conquest and the introduction of slavery
After the conquest, the Castilians imposed a new economic model, based on single-crop cultivation: first sugarcane; then wine, an important item of trade with England. Gran Canaria was conquered by the Crown of Castile on 6 March 1480, and Tenerife was conquered in 1496, and each had its own governor. There has been speculation that the abundance of Roccella tinctoria on the Canary Islands offered a profit motive for Jean de Béthencourt during his conquest of the islands. Lichen has been used for centuries to make dyes. This includes royal purple colors derived from roccella tinctoria, also known as orseille.
The objective of the Spanish Crown to convert the islands into a powerhouse of cultivation required a much larger labour force. This was attained through a brutal practice of enslavement, not only of indigenous Canarians but large numbers of Africans who were forcibly taken from North and Sub-Saharan Africa. Whilst the first slave plantations in the Atlantic region were across Madeira, Cape Verde, and the Canary Islands, it was only the Canary Islands which had an indigenous population and were therefore invaded rather than newly occupied.
This agriculture industry was largely based on sugarcane and the Castilians converted large swaths of the landscape for sugarcane production, and the processing and manufacturing of sugar, facilitated by enslaved labourers. The cities of Santa Cruz de Tenerife and Las Palmas de Gran Canaria became a stopping point for the Spanish traders, as well as conquistadors, and missionaries on their way to the New World. This trade route brought great wealth to the Castilian social sectors of the islands and soon were attracting merchants and adventurers from all over Europe. As the wealth grew, enslaved African workers were also forced into demeaning domestic roles for the rich Castilians on the islands such as servants in their houses. Research on the skeletons of some of these enslaved workers from the burial site of Finca Clavijo on Gran Canaria have showed that 'all of the adults buried in Finca Clavijo undertook extensive physical activity that involved significant stress on the spine and appendicular skeleton' that result from relentless hard labour, akin to the physical abnormalities found with enslaved peoples from other sugarcane plantations around the world. These findings of the physical strain that the enslaved at Finca Clavijo were subjected to in order to provide wealth for the Spanish elite has inspired a poem by British writer Ralph Hoyte, entitled Close to the Bone.
As a result of the huge wealth generated, magnificent palaces and churches were built on La Palma during this busy, prosperous period. The Church of El Salvador survives as one of the island's finest examples of the architecture of the 16th century. Civilian architecture survives in forms such as Casas de los Sánchez-Ochando or Casa Quintana.
The Canaries' wealth invited attacks by pirates and privateers. Ottoman Turkish admiral and privateer Kemal Reis ventured into the Canaries in 1501, while Murat Reis the Elder captured Lanzarote in 1585.
The most severe attack took place in 1599, during the Dutch Revolt. A Dutch fleet of 74 ships and 12,000 men, commanded by Pieter van der Does, attacked the capital Las Palmas de Gran Canaria (the city had 3,500 of Gran Canaria's 8,545 inhabitants). The Dutch attacked the Castillo de la Luz, which guarded the harbor. The Canarians evacuated civilians from the city, and the Castillo surrendered (but not the city). The Dutch moved inland, but Canarian cavalry drove them back to Tamaraceite, near the city.
The Dutch then laid siege to the city, demanding the surrender of all its wealth. They received 12 sheep and 3 calves. Furious, the Dutch sent 4,000 soldiers to attack the Council of the Canaries, who were sheltering in the village of Santa Brígida. 300 Canarian soldiers ambushed the Dutch in the village of Monte Lentiscal, killing 150 and forcing the rest to retreat. The Dutch concentrated on Las Palmas de Gran Canaria, attempting to burn it down. The Dutch pillaged Maspalomas, on the southern coast of Gran Canaria, San Sebastián on La Gomera, and Santa Cruz on La Palma, but eventually gave up the siege of Las Palmas and withdrew.
In 1618 the Barbary pirates from North Africa attacked Lanzarote and La Gomera taking 1000 captives to be sold as slaves. Another noteworthy attack occurred in 1797, when Santa Cruz de Tenerife was attacked by a British fleet under Horatio Nelson on 25 July. The British were repulsed, losing almost 400 men. It was during this battle that Nelson lost his right arm.
18th to 19th century
The sugar-based economy of the islands faced stiff competition from Spain's Caribbean colonies. Low sugar prices in the 19th century caused severe recessions on the islands. A new cash crop, cochineal (cochinilla), came into cultivation during this time, reinvigorating the islands' economy. During this time the Canarian-American trade was developed, in which Canarian products such as cochineal, sugarcane and rum were sold in American ports such as Veracruz, Campeche, La Guaira and Havana, among others.
By the end of the 18th century, Canary Islanders had already emigrated to Spanish American territories, such as Havana, Veracruz, and Santo Domingo, San Antonio, Texas and St. Bernard Parish, Louisiana. These economic difficulties spurred mass emigration during the 19th and first half of the 20th century, primarily to the Americas. Between 1840 and 1890 as many as 40,000 Canary Islanders emigrated to Venezuela. Also, thousands of Canarians moved to Puerto Rico where the Spanish monarchy felt that Canarians would adapt to island life better than other immigrants from the mainland of Spain. Deeply entrenched traditions, such as the Mascaras Festival in the town of Hatillo, Puerto Rico, are an example of Canarian culture still preserved in Puerto Rico. Similarly, many thousands of Canarians emigrated to the shores of Cuba. During the Spanish–American War of 1898, the Spanish fortified the islands against a possible American attack, but no such event took place.
Romantic period and scientific expeditions
Sirera and Renn (2004) distinguish two different types of expeditions, or voyages, during the period 1770–1830, which they term "the Romantic period":
First are "expeditions financed by the States, closely related with the official scientific Institutions. characterised by having strict scientific objectives (and inspired by) the spirit of Illustration and progress". In this type of expedition, Sirera and Renn include the following travellers:
J. Edens, whose 1715 ascent and observations of Mt. Teide influenced many subsequent expeditions.
Louis Feuillée (1724), who was sent to measure the meridian of El Hierro and to map the islands.
Jean-Charles de Borda (1771, 1776) who more accurately measured the longitudes of the islands and the height of Mount Teide
the Baudin-Ledru expedition (1796) which aimed to recover a valuable collection of natural history objects.
The second type of expedition identified by Sirera and Renn is one that took place starting from more or less private initiatives. Among these, the key exponents were the following:
Alexander von Humboldt (1799)
Buch and Smith (1815)
Broussonet
Webb
Sabin Berthelot.
Sirera and Renn identify the period 1770–1830 as one in which "In a panorama dominated until that moment by France and England enters with strength and brio Germany of the Romantic period whose presence in the islands will increase".
Early 20th century
At the beginning of the 20th century, the British introduced a new cash-crop, the banana, the export of which was controlled by companies such as Fyffes.
30 November 1833 the Province of Canary Islands had been created with the capital being declared as Santa Cruz de Tenerife. The rivalry between the cities of Las Palmas de Gran Canaria and Santa Cruz de Tenerife for the capital of the islands led to the division of the archipelago into two provinces on 23 September 1927.
During the time of the Second Spanish Republic, Marxist and anarchist workers' movements began to develop, led by figures such as Jose Miguel Perez and Guillermo Ascanio. However, outside of a few municipalities, these organisations were a minority and fell easily to Nationalist forces during the Spanish Civil War.
Franco regime
In 1936, Francisco Franco was appointed General Commandant of the Canaries. He joined the military revolt of 17 July which began the Spanish Civil War. Franco quickly took control of the archipelago, except for a few points of resistance on La Palma and in the town of Vallehermoso, on La Gomera. Though there was never a war in the islands, the post-war suppression of political dissent on the Canaries was most severe.
During the Second World War, Winston Churchill prepared plans for the British seizure of the Canary Islands as a naval base, in the event of Gibraltar being invaded from the Spanish mainland. The planned operation was known as Operation Pilgrim.
Opposition to Franco's regime did not begin to organise until the late 1950s, which experienced an upheaval of parties such as the Communist Party of Spain and the formation of various nationalist, leftist parties.
During the Ifni War, the Franco regime set up concentration camps on the islands to extrajudicially imprison those in Western Sahara suspected of disloyalty to Spain, many of whom were colonial troops recruited on the spot but were later deemed to be potential fifth columnists and deported to the Canary Islands. These camps were characterised by the use of forced labour for infrastructure projects and highly unsanitary conditions resulting in the widespread occurrence of tuberculosis.
Self-governance
After the death of Franco, there was a pro-independence armed movement based in Algeria, the Movement for the Independence and Self-determination of the Canaries Archipelago (MAIAC). In 1968, the Organisation of African Unity recognized the MAIAC as a legitimate African independence movement, and declared the Canary Islands as an African territory still under foreign rule.
After the establishment of a democratic constitutional monarchy in Spain, autonomy was granted to the Canaries via a law passed in 1982, with a newly established autonomous devolved government and parliament. In 1983, the first autonomous elections were held. The Spanish Socialist Workers' Party (PSOE) won. In the 2007 elections, the PSOE gained a plurality of seats, but the nationalist Canarian Coalition and the conservative Partido Popular (PP) formed a ruling coalition government.
Capitals
At present, the Canary Islands is the only autonomous community in Spain that has two capitals: Santa Cruz de Tenerife and Las Palmas de Gran Canaria, since the was created in 1982.
The political capital of the archipelago did not exist as such until the nineteenth century. The first cities founded by the Europeans at the time of the conquest of the Canary Islands in the 15th century were: Telde (in Gran Canaria), San Marcial del Rubicón (in Lanzarote) and Betancuria (in Fuerteventura). These cities boasted the first European institutions present in the archipelago, including Catholic bishoprics. Although, because the period of splendor of these cities developed before the total conquest of the archipelago and its incorporation into the Crown of Castile never had a political and real control of the entire Canary archipelago.
The function of a Canarian city with full jurisdiction for the entire archipelago only exists after the conquest of the Canary Islands, although originally de facto, that is, without legal and real meaning and linked to the headquarters of the Canary Islands General Captaincy.
Las Palmas de Gran Canaria was the first city that exercised this function. This is because the residence of the Captain General of the Canary Islands was in this city during part of the sixteenth and seventeenth centuries. In May 1661, the Captain General of the Canary Islands, Jerónimo de Benavente y Quiñones, moved the headquarters of the captaincy to the city of San Cristóbal de La Laguna on the island of Tenerife. This was due to the fact that this island since the conquest was the most populated, productive and with the highest economic expectations. La Laguna would be considered the de facto capital of the archipelago until the official status of the capital of Canary Islands in the city of Santa Cruz de Tenerife was confirmed in the 19th century, due in part to the constant controversies and rivalries between the bourgeoisies of San Cristóbal de La Laguna and Las Palmas de Gran Canaria for the economic, political and institutional hegemony of the archipelago.
Already in 1723, the Captain General of the Canary Islands Lorenzo Fernandez de Villavicencio had moved the headquarters of the General Captaincy of the Canary Islands from San Cristóbal de La Laguna to Santa Cruz de Tenerife. This decision continued without pleasing the society of the island of Gran Canaria. It would be after the creation of the Province of Canary Islands in November 1833 in which Santa Cruz would become the first fully official capital of the Canary Islands (De jure and not of de facto as happened previously). Santa Cruz de Tenerife would be the capital of the Canary archipelago until during the Government of General Primo de Rivera in 1927 the Province of Canary Islands was split in two provinces: Las Palmas with capital in Las Palmas de Gran Canaria, and Santa Cruz de Tenerife with capital in the homonymous city.
Finally, with the Statute of Autonomy of the Canary Islands in 1982 and the creation of the Autonomous Community of the Canary Islands, the capital of the archipelago between Las Palmas de Gran Canaria and Santa Cruz de Tenerife is fixed, which is how it remains today.
Demographics
The Canary Islands have a population of 2,153,389 inhabitants (2019), making it the eighth most populous of Spain's autonomous communities. The total area of the archipelago is , resulting in a population density of 287.4 inhabitants per square kilometre.
The population of the islands according to the 2019 data are:
Tenerife – 917,841
Gran Canaria – 851,231
Lanzarote – 152,289 (including the population of La Graciosa)
Fuerteventura – 116,886
La Palma – 82,671
La Gomera – 21,503
El Hierro – 10,968
The Canary Islands have become home to many European residents, mainly coming from Italy, Germany and the UK. Because of the vast immigration to Venezuela and Cuba during the second half of the 20th century and the later return to the Canary Islands of these people along with their families, there are many residents whose country of origin was Venezuela (66,593) or Cuba (41,807). Since the 1990s, many illegal migrants have reached the Canary Islands, Melilla and Ceuta, using them as entry points to the EU.
Religion
The Catholic Church has been the majority religion in the archipelago for more than five centuries, ever since the Conquest of the Canary Islands. There are also several other religious communities.
Roman Catholic Church
The overwhelming majority of native Canarians are Roman Catholic (76.7%) with various smaller foreign-born populations of other Christian beliefs such as Protestants.
The appearance of the Virgin of Candelaria (Patron of Canary Islands) was credited with moving the Canary Islands toward Christianity. Two Catholic saints were born in the Canary Islands: Peter of Saint Joseph de Betancur and José de Anchieta. Both born on the island of Tenerife, they were respectively missionaries in Guatemala and Brazil.
The Canary Islands are divided into two Catholic dioceses, each governed by a bishop:
Diócesis Canariense: Includes the islands of the Eastern Province: Gran Canaria, Fuerteventura and Lanzarote. Its capital was San Marcial El Rubicón (1404) and Las Palmas de Gran Canaria (1483–present). There was a previous bishopric which was based in Telde, but it was later abolished.
Diócesis Nivariense: Includes the islands of the western province: Tenerife, La Palma, La Gomera and El Hierro. Its capital is San Cristóbal de La Laguna (1819–present).
Other religions
Separate from the overwhelming Christian majority are a minority of Muslims. Among the followers of Islam, the Islamic Federation of the Canary Islands exists to represent the Islamic community in the Canary Islands as well as to provide practical support to members of the Islamic community. For its part, there is also the Evangelical Council of the Canary Islands in the archipelago.
Other religious faiths represented include Jehovah's Witnesses, The Church of Jesus Christ of Latter-day Saints as well as Hinduism. Minority religions are also present such as the Church of the Guanche People which is classified as a neo-pagan native religion. Also present are Buddhism, Judaism, Baháʼí, African religion, and Chinese religions.
According to Statista in 2019, there are 75,662 Muslims in Canary Islands.
Statistics
The distribution of beliefs in 2012 according to the CIS Barometer Autonomy was as follows:
Catholic 84.9%
Atheist/Agnostic/Unbeliever 12.3%
Other religions 1.7%
Population genetics
Islands
Ordered from west to east, the Canary Islands are El Hierro, La Palma, La Gomera, Tenerife, Gran Canaria, Fuerteventura, and Lanzarote. In addition, north of Lanzarote are the islets of La Graciosa, Montaña Clara, Alegranza, Roque del Este and Roque del Oeste, belonging to the Chinijo Archipelago, and northeast of Fuerteventura is the islet of Lobos. There are also a series of small adjacent rocks in the Canary Islands: the Roques de Anaga, Garachico and Fasnia in Tenerife, and those of Salmor and Bonanza in El Hierro.
El Hierro
El Hierro, the westernmost island, covers , making it the second smallest of the major islands, and the least populous with 10,798 inhabitants. The whole island was declared Reserve of the Biosphere in 2000. Its capital is Valverde. Also known as Ferro, it was once believed to be the westernmost land in the world.
Fuerteventura
Fuerteventura, with a surface of , is the second largest island of the archipelago. It has been declared a biosphere reserve by UNESCO. It has a population of 113,275. The oldest of the islands, it is more eroded. Its highest point is the Peak of the Bramble, at a height of . Its capital is Puerto del Rosario.
Gran Canaria
Gran Canaria has 846,717 inhabitants. The capital, Las Palmas de Gran Canaria (377,203 inhabitants), is the most populous city and shares the status of capital of the Canaries with Santa Cruz de Tenerife. Gran Canaria's surface area is . Roque Nublo and Pico de las Nieves ("Peak of Snow") are located in the center of the island. On the south of the island are the Maspalomas Dunes (Gran Canaria).
La Gomera
La Gomera has an area of and is the second least populous island with 21,136 inhabitants. Geologically it is one of the oldest of the archipelago. The insular capital is San Sebastian de La Gomera. Garajonay National Park is located on the island.
Lanzarote
Lanzarote is the easternmost island and one of the oldest of the archipelago, and it has shown evidence of recent volcanic activity. It has a surface of , and a population of 149,183 inhabitants, including the adjacent islets of the Chinijo Archipelago. The capital is Arrecife, with 56,834 inhabitants.
Chinijo Archipelago
The Chinijo Archipelago includes the islands La Graciosa, Alegranza, Montaña Clara, Roque del Este and Roque del Oeste. It has a surface of , and only La Graciosa is populated, with 658 inhabitants. With , La Graciosa, is the largest island of the Chinijo Archipelago but also the smallest inhabited island of the Canaries.
La Palma
La Palma, with 81,863 inhabitants covering an area of , is in its entirety a biosphere reserve. For long it showed no signs of volcanic activity, even though the volcano Teneguía entered into eruption last in 1971. On September 19, 2021, the volcanic Cumbre Vieja on the island erupted. It is the second-highest island of the Canaries, with the Roque de los Muchachos at as its highest point. Santa Cruz de La Palma (known to those on the island as simply "Santa Cruz") is its capital.
Tenerife
Tenerife is, with its area of , the most extensive island of the Canary Islands. In addition, with 904,713 inhabitants it is the most populated island of the archipelago and Spain. Two of the islands' principal cities are located on it: the capital, Santa Cruz de Tenerife and San Cristóbal de La Laguna (a World Heritage Site). San Cristóbal de La Laguna, the second city of the island is home to the oldest university in the Canary Islands, the University of La Laguna. Teide, with its is the highest peak of Spain and also a World Heritage Site. Tenerife is the site of the worst air disaster in the history of aviation, in which 583 people were killed in the collision of two Boeing 747s on 27 March 1977.
La Graciosa
Graciosa Island or commonly La Graciosa is a volcanic island in the Canary Islands of Spain, located 2 km (1.2 mi) north of the island of Lanzarote across the Strait of El Río. It was formed by the Canary hotspot. The island is part of the Chinijo Archipelago and the Chinijo Archipelago Natural Park (Parque Natural del Archipiélago Chinijo). It is administered by the municipality of Teguise. In 2018 La Graciosa officially became the eighth Canary Island. Before then, La Graciosa had the status of an islet, administratively dependent on the island of Lanzarote. It is the smallest and least populated of the main islands, with a population of about 700 people.
Data
Economy and environment
The economy is based primarily on tourism, which makes up 32% of the GDP. The Canaries receive about 12 million tourists per year. Construction makes up nearly 20% of the GDP and tropical agriculture, primarily bananas and tobacco, are grown for export to Europe and the Americas. Ecologists are concerned that the resources, especially in the more arid islands, are being overexploited but there are still many agricultural resources like tomatoes, potatoes, onions, cochineal, sugarcane, grapes, vines, dates, oranges, lemons, figs, wheat, barley, maize, apricots, peaches and almonds.
Water resources are also being overexploited, due to the high water usage by tourists. Also, some islands (such as Gran Canaria and Tenerife) overexploit the ground water. This is done in such degree that, according to European and Spanish legal regulations, the current situation is not acceptable. To address the problems, good governance and a change in the water use paradigm have been proposed. These solutions depend largely on controlling water use and on demand management. As this is administratively difficult and politically unpalatable, most action is currently directed at increasing the public offer of water through import from outside; a decision which is economically, politically and environmentally questionable.
To bring in revenue for environmental protection, innovation, training and water sanitation a tourist tax was considered in 2018, along with a doubling of the ecotax and restrictions on holiday rents in the zones with the greatest pressure of demand.
The economy is € 25 billion (2001 GDP figures). The islands experienced continuous growth during a 20-year period, up until 2001, at a rate of approximately 5% annually. This growth was fueled mainly by huge amounts of foreign direct investment, mostly to develop tourism real estate (hotels and apartments), and European Funds (near €11 billion in the period from 2000 to 2007), since the Canary Islands are labelled Region Objective 1 (eligible for euro structural funds). Additionally, the EU allows the Canary Islands Government to offer special tax concessions for investors who incorporate under the Zona Especial Canaria (ZEC) regime and create more than five jobs.
Spain gave permission in August 2014 for Repsol and its partners to explore oil and natural gas prospects off the Canary Islands, involving an investment of €7.5 billion over four years, to commence at the end of 2016. Repsol at the time said the area could ultimately produce 100,000 barrels of oil a day, which would meet 10 percent of Spain's energy needs. However, the analysis of samples obtained did not show the necessary volume nor quality to consider future extraction, and the project was scrapped.
Despite currently having very high dependence on fossil fuels, research on the renewable energy potential concluded that a high potential for renewable energy technologies exists on the archipelago. This, in such extent even that a scenario pathway to 100% renewable energy supply by 2050 has been put forward.
The Canary Islands have great natural attractions, climate and beaches make the islands a major tourist destination, being visited each year by about 12 million people (11,986,059 in 2007, noting 29% of Britons, 22% of Spanish (from outside the Canaries), and 21% of Germans). Among the islands, Tenerife has the largest number of tourists received annually, followed by Gran Canaria and Lanzarote. The archipelago's principal tourist attraction is the Teide National Park (in Tenerife) where the highest mountain in Spain and third largest volcano in the world (Mount Teide), receives over 2.8 million visitors annually.
The combination of high mountains, proximity to Europe, and clean air has made the Roque de los Muchachos peak (on La Palma island) a leading location for telescopes like the Grantecan.
The islands, as an autonomous region of Spain, are in the European Union and the Schengen Area. They are in the European Union Customs Union but outside the VAT area. Instead of VAT there is a local Sales Tax (IGIC) which has a general rate of 7%, an increased tax rate of 13.5%, a reduced tax rate of 3% and a zero tax rate for certain basic need products and services. Consequently, some products are subject to additional VAT if being exported from the islands into mainland Spain or the rest of the EU.
Canarian time is Western European Time (WET) (or GMT; in summer one hour ahead of GMT). So Canarian time is one hour behind that of mainland Spain and the same as that of the UK, Ireland and mainland Portugal all year round.
Tourism statistics
The number of tourists who visited the Canary Islands had been in 2018 16,150,054 and in the year 2019 15,589,290.
GDP statistics
The Gross Domestic Product (GDP) in the Canary Islands in 2015 was , per capita. The figures by island are as follows:
Transport
The Canary Islands have eight airports altogether, two of the main ports of Spain, and an extensive network of autopistas (highways) and other roads. For a road map see multimap. Traffic congestion is sometimes a problem in Tenerife and on Grand Canaria.
Large ferry boats and fast ferries link most of the islands. Both types can transport large numbers of passengers, cargo, and vehicles. Fast ferries are made of aluminium and powered by modern and efficient diesel engines, while conventional ferries have a steel hull and are powered by heavy oil. Fast ferries travel in excess of ; conventional ferries travel in excess of , but are slower than fast ferries. A typical ferry ride between La Palma and Tenerife may take up to eight hours or more while a fast ferry takes about two and a half hours and between Tenerife and Gran Canaria can be about one hour.
The largest airport is the Gran Canaria Airport. Tenerife has two airports, Tenerife North Airport and Tenerife South Airport. The island of Tenerife gathers the highest passenger movement of all the Canary Islands through its two airports. The two main islands (Tenerife and Gran Canaria) receive the greatest number of passengers. Tenerife 6,204,499 passengers and Gran Canaria 5,011,176 passengers.
The port of Las Palmas is first in freight traffic in the islands, while the port of Santa Cruz de Tenerife is the first fishing port with approximately 7,500 tons of fish caught, according to the Spanish government publication Statistical Yearbook of State Ports. Similarly, it is the second port in Spain as regards ship traffic, only surpassed by the Port of Algeciras Bay. The port's facilities include a border inspection post (BIP) approved by the European Union, which is responsible for inspecting all types of imports from third countries or exports to countries outside the European Economic Area. The port of Los Cristianos (Tenerife) has the greatest number of passengers recorded in the Canary Islands, followed by the port of Santa Cruz de Tenerife. The Port of Las Palmas is the third port in the islands in passengers and first in number of vehicles transported.
The SS America was beached at the Canary islands on 18 January 1994. However, the ocean liner broke apart after the course of several years and eventually sank beneath the surface.
Rail transport
The Tenerife Tram opened in 2007 and is currently the only one in the Canary Islands, travelling between the cities of Santa Cruz de Tenerife and San Cristóbal de La Laguna.
Three more railway lines are being planned for the Canary Islands:
Airports
Tenerife South Airport – Tenerife
Tenerife North Airport – Tenerife
César Manrique-Lanzarote Airport – Lanzarote
Fuerteventura Airport – Fuerteventura
Gran Canaria Airport – Gran Canaria
La Palma Airport – La Palma
La Gomera Airport – La Gomera
El Hierro Airport – El Hierro
Ports
Port of Puerto del Rosario – Fuerteventura
Port of Arrecife – Lanzarote
Port of Playa Blanca—Lanzarote
Port of Santa Cruz de La Palma – La Palma
Port of San Sebastián de La Gomera – La Gomera
Port of La Estaca – El Hierro
Port of Las Palmas – Gran Canaria
Port of Arinaga – Gran Canaria
Port of Agaete – Gran Canaria
Port of Los Cristianos – Tenerife
Port of Santa Cruz de Tenerife – Tenerife
Port of Garachico – Tenerife
Port of Granadilla – Tenerife
Health
The Servicio Canario de Salud is an autonomous body of administrative nature attached to the Ministry responsible for Health of the Government of the Canary Islands. The majority of the archipelago's hospitals belong to this organization:
Hospital Nuestra Señora de los Reyes – El Hierro
Hospital General de La Palma – La Palma
Hospital Nuestra Señora de Guadalupe – La Gomera
Hospital Universitario Nuestra Señora de Candelaria – Tenerife
Hospital Universitario de Canarias – Tenerife
Hospital del Sur de Tenerife – Tenerife
Hospital del Norte de Tenerife – Tenerife
Hospital Universitario de Gran Canaria Doctor Negrín – Gran Canaria
Hospital Universitario Insular de Gran Canaria – Gran Canaria
Hospital General de Lanzarote Doctor José Molina Orosa – Lanzarote
Hospital General de Fuerteventura – Fuerteventura
Wildlife
Extinct fauna
The Canary Islands were previously inhabited by a variety of endemic animals, such as extinct giant lizards (Gallotia goliath), giant tortoises (Centrochelys burchardi and C. vulcanica), and Tenerife and Gran Canaria giant rats (Canariomys bravoi and C. tamarani), among others. Extinct birds known only from Pleistocene and Holocene age bones include the Canary Islands quail (Coturnix gomerae), Dune shearwater (Puffinus holeae), Lava shearwater (P. olsoni), Trias greenfinch (Chloris triasi), Slender-billed greenfinch (C. aurelioi) and the Long-legged bunting (Emberiza alcoveri).
Current fauna
The bird life includes European and African species, such as the black-bellied sandgrouse, Canary, Graja, a subspecies of red-billed chough endemic to La Palma, Gran Canaria blue chaffinch, Tenerife blue chaffinch, Canary Islands chiffchaff, Fuerteventura chat, Tenerife goldcrest, La Palma chaffinch, Canarian Egyptian vulture, Bolle's pigeon, Laurel pigeon, Plain swift, and Houbara bustard.
Terrestrial fauna includes the El Hierro giant lizard, La Gomera giant lizard, and the La Palma giant lizard. Mammals include the Canarian shrew, Canary big-eared bat, the Algerian hedgehog, and the more recently introduced mouflon.
Marine life
The marine life found in the Canary Islands is also varied, being a combination of North Atlantic, Mediterranean and endemic species. In recent years, the increasing popularity of both scuba diving and underwater photography have provided biologists with much new information on the marine life of the islands.
Fish species found in the islands include many species of shark, ray, moray eel, bream, jack, grunt, scorpionfish, triggerfish, grouper, goby, and blenny. In addition, there are many invertebrate species, including sponge, jellyfish, anemone, crab, mollusc, sea urchin, starfish, sea cucumber and coral.
There are a total of five different species of marine turtle that are sighted periodically in the islands, the most common of these being the endangered loggerhead sea turtle. The other four are the green sea turtle, hawksbill sea turtle, leatherback sea turtle and Kemp's ridley sea turtle. Currently, there are no signs that any of these species breed in the islands, and so those seen in the water are usually migrating. However, it is believed that some of these species may have bred in the islands in the past, and there are records of several sightings of leatherback sea turtle on beaches in Fuerteventura, adding credibility to the theory.
Marine mammals include the large varieties of cetaceans including rare and not well-known species (see more details in the Marine life of the Canary Islands). Hooded seals have also been known to be vagrant in the Canary Islands every now and then. The Canary Islands were also formerly home to a population of the rarest pinniped in the world, the Mediterranean monk seal.
Native flora gallery
Holidays
Some holidays of those celebrated in the Canary Islands are international and national, others are regional holidays and others are of insular character. The official day of the autonomous community is Canary Islands Day on 30 May. The anniversary of the first session of the Parliament of the Canary Islands, based in the city of Santa Cruz de Tenerife, held on 30 May 1983, is commemorated with this day.
The common festive calendar throughout the Canary Islands is as follows:
In addition, each of the islands has an island festival, in which it is a holiday only on that specific island. These are the festivities of island patrons saints of each island. Organized chronologically are:
The most famous festivals of the Canary Islands is the carnival. It is the most famous and international festival of the archipelago. The carnival is celebrated in all the islands and all its municipalities, perhaps the two busiest are those of the two Canarian capitals; the Carnival of Santa Cruz de Tenerife (Tourist Festival of International Interest) and the Carnival of Las Palmas de Gran Canaria. It is celebrated on the streets between the months of February and March. But the rest of the islands of the archipelago have their carnivals with their own traditions among which stand out: The Festival of the Carneros of El Hierro, the Festival of the Diabletes of Teguise in Lanzarote, Los Indianos de La Palma, the Carnival of San Sebastián de La Gomera and the Carnival of Puerto del Rosario in Fuerteventura.
Science and technology
In the 1960s, Gran Canaria was selected as the location for one of the 14 ground stations in the Manned Space Flight Network (MSFN) to support the NASA space program. Maspalomas Station, located in the south of the island, took part in a number of space missions including the Apollo 11 Moon landings and Skylab. Today it continues to support satellite communications as part of the ESA network.
Because of the remote location, a number of astronomical observatories are located in the archipelago, including the Teide Observatory on Tenerife, the Roque de los Muchachos Observatory on La Palma, and the Temisas Astronomical Observatory on Gran Canaria.
Tenerife is the home of the Instituto de Astrofísica de Canarias (Astrophysical Institute of the Canaries). There is also an Instituto de Bio-Orgánica Antonio González (Antonio González Bio-Organic Institute) at the University of La Laguna. Also at that university are the Instituto de Lingüística Andrés Bello (Andrés Bello Institute of Linguistics), the Centro de Estudios Medievales y Renacentistas (Center for Medieval and Renaissance Studies), the Instituto Universitario de la Empresa (University Institute of Business), the Instituto de Derecho Regional (Regional Institute of Law), the Instituto Universitario de Ciencias Políticas y Sociales (University Institute of Political and Social Sciences) and the Instituto de Enfermedades Tropicales (Institute of Tropical Diseases). The latter is one of the seven institutions of the Red de Investigación de Centros de Enfermedades Tropicales (RICET, "Network of Research of Centers of Tropical Diseases"), located in various parts of Spain. The Instituto Volcanológico de Canarias (Volcanological Institute of the Canary Islands) is based in Tenerife.
Sports
A unique form of wrestling known as Canarian wrestling (lucha canaria) has opponents stand in a special area called a "terrero" and try to throw each other to the ground using strength and quick movements.
Another sport is the "game of the sticks" (palo canario) where opponents fence with long sticks. This may have come about from the shepherds of the islands who would challenge each other using their long walking sticks.
Furthermore, there is the shepherd's jump (salto del pastor). This involves using a long stick to vault over an open area. This sport possibly evolved from the shepherd's need to occasionally get over an open area in the hills as they were tending their sheep.
The two main football teams in the archipelago are: the CD Tenerife (founded in 1912) and UD Las Palmas (founded in 1949). As of the 2023/2024 season, UD Las Palmas plays in La Liga, the top tier of Spanish football. CD Tenerife however plays in The Segunda Divisón. When in the same division, the clubs contest the Canary Islands derby. There are smaller clubs also playing in the mainland Spanish football league system, most notably UD Lanzarote and CD Laguna, although no other Canarian clubs have played in the top flight.
The mountainous terrain of the Canary Islands also caters to the growing popularity of ultra running and ultramarathons as host of annual competitive long-distance events including CajaMar Tenerife Bluetrail on Tenerife, Transvulcania on La Palma, Transgrancanaria on Gran Canaria, and the Half Marathon des Sables on Fuerteventura. A yearly Ironman Triathlon has been taking place on Lanzarote since 1992.
Notable athletes
Paco Campos, (1916–1995); a footballer who played as a forward. With 127 goals, 120 of which were for Atlético Madrid, he is the highest scoring player from the Canary Islands in La Liga.
Nicolás García Hemme, born 20 June 1988 in Las Palmas de Gran Canaria, Canary Islands, 2012 London Olympics, Taekwondo Silver Medalist in Men's Welterweight category (−80 kg).
Alfredo Cabrera, (1881–1964); shortstop for the St. Louis Cardinals in 1913
Sergio Rodríguez, born in San Cristóbal de La Laguna in 1986, played point guard for the Portland Trail Blazers, Sacramento Kings, and New York Knicks.
David Silva, born in Arguineguín in 1986, plays association football for Real Sociedad, member of the 2010 FIFA World Cup champion Spain national football team
Juan Carlos Valerón, born in Arguineguín in 1975, played association football for Deportivo la Coruna and Las Palmas.
Pedro, born in Santa Cruz de Tenerife in 1987, plays association football for Lazio, member of the 2010 FIFA World Cup champion Spain national football team
Carla Suárez Navarro, born in Las Palmas de Gran Canaria in 1988, professional tennis player
Paola Tirados, born in Las Palmas de Gran Canaria in 1980, synchronized swimmer, who participated in the Olympic Games of 2000, 2004 and 2008. She won the silver medal in Beijing in 2008 in the team competition category.
Jesé, born in Las Palmas de Gran Canaria in 1993, plays association football for Las Palmas.
Christo Bezuidenhout, born in Tenerife in 1970, played rugby union for Gloucester and South Africa.
Pedri, born in Tegueste in 2002, plays association football for Barcelona.
See also
History
Battle of Santa Cruz de Tenerife (1797)
First Battle of Acentejo
Pyramids of Güímar
Second Battle of Acentejo
Tanausu
Tenerife airport disaster; the deadliest commercial aviation disaster in history.
Geography
Cumbre Vieja, a volcano on La Palma
Guatiza (Lanzarote)
La Matanza de Acentejo
Los Llanos de Aridane
Orotava Valley
San Andrés
Islands of Macaronesia
Azores
Madeira
Cabo Verde
Culture
Canarian cuisine
Canarian Spanish
Religion in Canary Islands
Isleños
Military of the Canary Islands
Music of the Canary Islands
Silbo Gomero, a whistled language, is an indigenous variant of Spanish
Tortilla canaria
Virgin of Candelaria (Patron saint of Canary Islands)
References
Notes
Citations
Sources
Alfred Crosby, Ecological Imperialism: The Biological Expansion of Europe, 900–1900 (Cambridge University Press)
Felipe Fernández-Armesto, The Canary Islands after the Conquest: The Making of a Colonial Society in the Early-Sixteenth Century, Oxford U. Press, 1982. ;
Sergio Hanquet, Diving in Canaries, Litografía A. ROMERO, 2001.
Martin Wiemers: The butterflies of the Canary Islands. – A survey on their distribution, biology and ecology (Lepidoptera: Papilionoidea and Hesperioidea) – Linneana Belgica 15 (1995): 63–84 & 87–118
Further reading
*
External links
Canary Islands Government
Official Tourism Website of the Canary Islands
Cloud vortices near the Canaries, March 2023 NASA Earth Observatory POTD for April 15, 2023
Archipelagoes of Spain
Autonomous communities of Spain
Archipelagoes of Africa
North Africa
NUTS 1 statistical regions of the European Union
NUTS 2 statistical regions of the European Union
Outermost regions of the European Union
Physiographic sections |
5718 | https://en.wikipedia.org/wiki/Chuck%20D | Chuck D | Carlton Douglas Ridenhour (born August 1, 1960), known professionally as Chuck D, is an American rapper, best known as the leader and frontman of the hip hop group Public Enemy, which he co-founded in 1985 with Flavor Flav. Chuck D is also a member of the rock supergroup Prophets of Rage. He has released several solo albums, most notably Autobiography of Mistachuck (1996).
His work with Public Enemy helped create politically and socially conscious hip hop music in the mid-1980s. The Source ranked him at No. 12 on its list of the Top 50 Hip-Hop Lyricists of All Time. Chuck D has been nominated for six Grammys throughout his career, and has received the Grammy Lifetime Achievement Award as a member of Public Enemy. He was also inducted into the Rock and Roll Hall of Fame in 2013 as a member of Public Enemy.
Early life
Ridenhour was born on August 1, 1960, on Long Island, New York. When he was a child, his mother played Motown and showtunes in the home and his father belonged to the Columbia Record Club. He began writing lyrics after the New York City blackout of 1977. He attended W. Tresper Clarke High School, where he was offered no formal education in music. He then went to Adelphi University on Long Island to study graphic design, where he met William Drayton (Flavor Flav). He received a Bachelor of Fine Arts from Adelphi in 1984 and later received an honorary doctorate from Adelphi in 2013.
While at Adelphi, Ridenhour co-hosted hip hop radio show the Super Spectrum Mix Hour as Chuck D on Saturday nights at Long Island rock radio station WLIR, designed flyers for local hip-hop events, and drew a cartoon called Tales of the Skind for Adelphi student newspaper The Delphian.
Career
Ridenhour (using the nickname Chuck D) formed Public Enemy in 1985 with Flavor Flav. Upon hearing Ridenhour's demo track "Public Enemy Number One", fledgling producer/upcoming music-mogul Rick Rubin insisted on signing him to his Def Jam Records. Their major label releases were Yo! Bum Rush the Show (1987), It Takes a Nation of Millions to Hold Us Back (1988), Fear of a Black Planet (1990), Apocalypse 91... The Enemy Strikes Black (1991), the compilation album Greatest Misses (1992), and Muse Sick-n-Hour Mess Age (1994). They also released a full-length album soundtrack for the film He Got Game in 1998.
Ridenhour also contributed (as Chuck D) to several episodes of the documentary series The Blues. He has appeared as a featured artist on many other songs and albums, having collaborated with artists such as Janet Jackson, Kool Moe Dee, The Dope Poet Society, Run–D.M.C., Ice Cube, Boom Boom Satellites, Rage Against the Machine, Anthrax, John Mellencamp and many others. In 1990, he appeared on "Kool Thing", a song by the alternative rock band Sonic Youth, and along with Flavor Flav, he sang on George Clinton's song "Tweakin'", which appears on his 1989 album The Cinderella Theory. In 1993, he was the executive producer for Got 'Em Running Scared, an album by Ichiban Records group Chief Groovy Loo and the Chosen Tribe.
Later career
In 1996, Ridenhour released Autobiography of Mistachuck on Mercury Records. Chuck D made a rare appearance at the 1998 MTV Video Music Awards, presenting the Video Vanguard Award to the Beastie Boys, commending their musicianship. In November 1998, he settled out of court with Christopher "The Notorious B.I.G." Wallace's estate over the latter's sampling of his voice in the song "Ten Crack Commandments". The specific sampling is Ridenhour counting off the numbers one to nine on the track "Shut 'Em Down". He later described the decision to sue as "stupid".
In September 1999, he launched a multi-format "supersite" on the web site Rapstation.com. The site includes a TV and radio station with original programming, prominent hip hop DJs, celebrity interviews, free MP3 downloads (the first was contributed by rapper Coolio), downloadable ringtones by ToneThis, social commentary, current events, and regular features on turning rap careers into a viable living. Since 2000, he has been one of the most vocal supporters of peer-to-peer file sharing in the music industry.
He loaned his voice to Grand Theft Auto: San Andreas as DJ Forth Right MC for the radio station Playback FM. In 2000, he collaborated with Public Enemy's Gary G-Whiz and MC Lyte on the theme music to the television show Dark Angel. He appeared with Henry Rollins in a cover of Black Flag's "Rise Above" for the album Rise Above: 24 Black Flag Songs to Benefit the West Memphis Three. In 2003, he was featured in the PBS documentary Godfathers and Sons in which he recorded a version of Muddy Waters' song "Mannish Boy" with Common, Electrik Mud Cats, and Kyle Jason. He was also featured on Z-Trip's album Shifting Gears on a track called "Shock and Awe"; a 12-inch of the track was released featuring artwork by Shepard Fairey. In 2008 he contributed a chapter to Sound Unbound: Sampling Digital Music and Culture (The MIT Press, 2008) edited by Paul D. Miller a.k.a. DJ Spooky, and also turned up on The Go! Team's album Proof of Youth on the track "Flashlight Fight." He also fulfilled his childhood dreams of being a sports announcer by performing the play-by-play commentary in the video game NBA Ballers: Chosen One on Xbox 360 and PlayStation 3.
In 2009, Ridenhour wrote the foreword to the book The Love Ethic: The Reason Why You Can't Find and Keep Beautiful Black Love by Kamau and Akilah Butler. He also appeared on Brother Ali's album Us.
In March 2011, Chuck D re-recorded vocals with The Dillinger Escape Plan for a cover of "Fight the Power".
Chuck D duetted with Rock singer Meat Loaf on his 2011 album Hell in a Handbasket on the song "Mad Mad World/The Good God Is a Woman and She Don't Like Ugly".
In 2016 Chuck D joined the band Prophets of Rage along with B-Real and former members of Rage Against the Machine.
In July 2019, Ridenhour sued Terrordome Music Publishing and Reach Music Publishing for $1 million for withholding royalties.
In 2023, Chuck D released a four-part documentary on PBS entitled "Fight the Power: How Hip Hop Changed the World."
Rapping technique and creative process
Chuck D is known for his powerful rapping. How to Rap says he "has a powerful, resonant voice that is often acclaimed as one of the most distinct and impressive in hip-hop". Chuck says this was based on listening to Melle Mel and sportscasters such as Marv Albert.
Chuck often comes up with a title for a song first. He writes on paper, though sometimes edits using a computer. He prefers to not punch in or overdub vocals.
Chuck listed his favourite rap albums in Hip Hop Connection in March 2000:
N.W.A, Straight Outta Compton
Boogie Down Productions, Criminal Minded
Run-DMC, Tougher Than Leather
Big Daddy Kane, Looks Like a Job For...
Stetsasonic, In Full Gear
Ice Cube, AmeriKKKa's Most Wanted
Dr. Dre, The Chronic
De La Soul, 3 Feet High and Rising
Eric B. & Rakim, Follow the Leader
Run-DMC, Raising Hell ("It was the first record that made me realise this was an album-oriented genre")
Politics
Chuck D identifies as Black, as opposed to African or African-American. In a 1993 issue of DIRT Magazine covering a taping of In the Mix hosted by Alimi Ballard at the Apollo, Dan Field writes, At one point, Chuck bristles a bit at the term "African-American." He thinks of himself as Black and sees nothing wrong with the term. Besides, he says, having been born in the United States and lived his whole life here, he doesn't consider himself African. Being in Public Enemy has given him the chance to travel around the world, an experience that really opened his eyes and his mind. He says visiting Africa and experiencing life on a continent where the majority of people are Black gave him a new perspective and helped him get in touch with his own history. He also credits a trip to the ancient Egyptian pyramids at Giza with helping him appreciate the relative smallness of man.
Ridenhour is politically active; he co-hosted Unfiltered on Air America Radio, testified before the United States Congress in support of peer-to-peer MP3 sharing, and was involved in a 2004 rap political convention. He has continued to be an activist, publisher, lecturer, and producer.
Addressing the negative views associated with rap music, he co-wrote the essay book Fight the Power: Rap, Race, and Reality with Yusuf Jah. He argues that "music and art and culture is escapism, and escapism sometimes is healthy for people to get away from reality", but sometimes the distinction is blurred and that's when "things could lead a young mind in a direction." He also founded the record company Slam Jamz and acted as narrator in Kareem Adouard's short film Bling: Consequences and Repercussions, which examines the role of conflict diamonds in bling fashion. Despite Chuck D and Public Enemy's success, Chuck D claims that popularity or public approval was never a driving motivation behind their work. He is admittedly skeptical of celebrity status, revealing in a 1999 interview with BOMB Magazine that "The key for the record companies is to just keep making more and more stars, and make the ones who actually challenge our way of life irrelevant. The creation of celebrity has clouded the minds of most people in America, Europe and Asia. It gets people off the path they need to be on as individuals."
In an interview with Le Monde, published January 29, 2008, Chuck D stated that rap is devolving so much into a commercial enterprise, that the relationship between the rapper and the record label is that of slave to a master. He believes that nothing has changed for African-Americans since the debut of Public Enemy and, although he thinks that an Obama-Clinton alliance is great, he does not feel that the establishment will allow anything of substance to be accomplished. He stated that French President Nicolas Sarkozy is like any other European elite: he has profited through the murder, rape, and pillaging of those less fortunate and he refuses to allow equal opportunity for those men and women from Africa. In this article, he defended a comment made by Professor Griff in the past that he says was taken out of context by the media. The real statement was a critique of the Israeli government and its treatment of the Palestinian people. Chuck D stated that it is Public Enemy's belief that all human beings are equal.
In an interview with the magazine N'Digo published in June 2008, he spoke of today's mainstream urban music seemingly relishing the addictive euphoria of materialism and sexism, perhaps being the primary cause of many people harboring resentment towards the genre and its future. However, he has expressed hope for its resurrection, saying "It's only going to be dead if it doesn't talk about the messages of life as much as the messages of death and non-movement", citing artists such as NYOil, M.I.A. and The Roots as socially conscious artists who push the envelope creatively. "A lot of cats are out there doing it, on the Web and all over. They're just not placing their career in the hands of some major corporation."
In 2010, Chuck D released the track "Tear Down That Wall." He said "I talked about the wall not only just dividing the U.S. and Mexico but the states of California, New Mexico and Texas. But Arizona, it's like, come on. Now they're going to enforce a law that talks about basically racial profiling."
He is on the board of the TransAfrica Forum, a Pan African organization that is focused on African, Caribbean and Latin American issues.
He has been an activist with projects of The Revcoms, such as Refuse Fascism and Stop Mass Incarceration Network. Carl Dix interviewed Chuck D on The Revcoms' YouTube program The RNL – Revolution, Nothing Less! – Show.
In 2022, he endorsed Conrad Tillard, formerly the Nation of Islam Minister known as Conrad Muhammad and subsequently a Baptist Minister, in his campaign for New York State Senate in District 25 (covering part of eastern and north-central Brooklyn).
Personal life
Chuck D has claimed on Twitter to be a maternal great-grandson of architect George Washington Foster.
As of June 2023, he has three children aged 34, 30, and 10. The two oldest by his first ex-wife Deborah McClendon and the youngest by his ex-wife Gaye Theresa Johnson.
Chuck D lives in California and lost his home in the Thomas Fire that occurred from December 2017 to January 2018.
TV appearances
Narrated and appeared on-camera for the 2005 PBS documentary Harlem Globetrotters: The Team That Changed the World.
Appeared on-camera for the PBS program Independent Lens: Hip-Hop: Beyond Beats and Rhymes.
Appeared in an episode of NewsRadio as himself.
He appeared on The Henry Rollins Show.
He was a featured panelist (with Lars Ulrich) on the May 12, 2000, episode of the Charlie Rose show. Host Charlie Rose was discussing the Internet, copyright infringement, Napster Inc., and the future of the music industry.
He appeared on an episode of Space Ghost Coast to Coast with Pat Boone. While there, Space Ghost tried (and failed) to show he was "hip" to rap, saying his favorite rapper was M. C. Escher.
He appeared on an episode of Johnny Bravo.
He appeared via satellite to the UK, as a panelist on BBC's Newsnight on January 20, 2009, following Barack Obama's Inauguration.
He appeared on a Christmas episode of Adult Swim's Aqua Teen Hunger Force.
He appeared on VH1 Ultimate Albums Blood Sugar Sex Magik talking about the Red Hot Chili Peppers.
He appeared on Foo Fighters: Sonic Highways in the episode talking about the beginnings of the hip-hop scene in New York City
Music appearances
In 1990, Chuck featured on Sonic Youth single Kool Thing.
In 1993, Chuck rapped on "New Agenda" from Janet Jackson's janet. "I loved his work, but I'd never met him," said Jackson. "I called Chuck up and told him how much I admired their work. When I hear Chuck, it's like I'm hearing someone teaching, talking to a whole bunch of people. And instead of just having the rap in the bridge, as usual, I wanted him to do stuff all the way through. I sent him a tape. He said he loved the song, but he was afraid he was going to mess it up. I said 'Are you kidding?'"
In 1999, Chuck D appeared on Prince's hit "Undisputed" on the album Rave Un2 the Joy Fantastic.
In 2001, Chuck D appeared on the Japanese electronic duo Boom Boom Satellites track "Your Reality's a Fantasy but Your Fantasy Is Killing Me" on the album Umbra.
In 2001, Chuck D provided vocals for Public Domain's Rock Da Funky Beats.
In 2010, Chuck D made an appearance on the track "Transformação" (Portuguese for "Transformation") from Brazilian rapper MV Bill's album Causa E Efeito (meaning Cause and Effect).
In 2003 he was featured on the track "Access to the Excess" in Junkie XL's album Radio JXL: A Broadcast from the Computer Hell Cabin.
In 2011 Chuck D made an appearance on the track "Mad Mad World/The Good God Is a Woman and She Don't Like Ugly" from Meat Loaf's 2011 album Hell in a Handbasket.
In 2013, he has appeared in Mat Zo's single "Pyramid Scheme".
In 2013 he performed at the Rock and Roll Hall of Fame Music Masters concert tribute to The Rolling Stones.
In 2014 he performed with Jahi on "People Get Ready" and "Yo!" from the first album by Public Enemy spin-off project PE 2.0.
In 2016 he appeared in ASAP Ferg's album "Always Strive and Prosper" on the track "Beautiful People".
In 2017 he was featured on the track "America" on Logic's album "Everybody".
In 2019, he appeared on "Story of Everything", a song on Threads, an album by Sheryl Crow. The track also features Andra Day and Gary Clark Jr.
Discography
with Public Enemy
Studio albums
Yo! Bum Rush the Show (1987)
It Takes a Nation of Millions to Hold Us Back (1988)
Fear of a Black Planet (1990)
Apocalypse 91... The Enemy Strikes Black (1991)
Muse Sick-n-Hour Mess Age (1994)
He Got Game (1998)
There's a Poison Goin' On (1999)
Revolverlution (2002)
New Whirl Odor (2005)
How You Sell Soul to a Soulless People Who Sold Their Soul? (2007)
Most of My Heroes Still Don't Appear on No Stamp (2012)
The Evil Empire of Everything (2012)
Man Plans God Laughs (2015)
Nothing Is Quick in the Desert (2017)
What You Gonna Do When the Grid Goes Down? (2020)
with Confrontation Camp
Studio albums
Objects in the Mirror Are Closer Than They Appear (2001)
with Prophets of Rage
Studio albums
Prophets of Rage (2017)
Studio EPs
The Party's Over (2016)
Solo
Studio albums
Autobiography of Mistachuck (1996)
The Black in Man (2014)
If I Can't Change the People Around Me I Change the People Around Me (2016)
Celebration of Ignorance (2018)
Compilation albums
Action (DJ Matheos Worldwide International Remix) – Most*hifi (featuring Chuck D. and Huggy) (2010)
Don't Rhyme for the Sake of Riddlin' (as Mistachuck) (2012)
References
Other sources
Selected publications
External links
Public Enemy website
1960 births
Living people
Adelphi University alumni
American talk radio hosts
African-American male rappers
American male rappers
African-American male singers
American male singers
African-American television producers
Television producers from New York (state)
Mercury Records artists
Rappers from Queens, New York
Singers from New York (state)
People from Roosevelt, New York
Public Enemy (band) members
Rappers from New York (state)
Prophets of Rage members
Rap metal musicians
21st-century American rappers |
5721 | https://en.wikipedia.org/wiki/Coma | Coma | A coma is a deep state of prolonged unconsciousness in which a person cannot be awakened, fails to respond normally to painful stimuli, light, or sound, lacks a normal wake-sleep cycle and does not initiate voluntary actions. The person may experience respiratory and circulatory problems due to the body's inability to maintain normal bodily functions. People in a coma often require extensive medical care to maintain their health and prevent complications such as pneumonia or blood clots. Coma patients exhibit a complete absence of wakefulness and are unable to consciously feel, speak or move. Comas can be derived by natural causes, or can be medically induced.
Clinically, a coma can be defined as the consistent inability to follow a one-step command. It can also be defined as a score of ≤ 8 on the Glasgow Coma Scale (GCS) lasting ≥ 6 hours. For a patient to maintain consciousness, the components of wakefulness and awareness must be maintained. Wakefulness describes the quantitative degree of consciousness, whereas awareness relates to the qualitative aspects of the functions mediated by the cortex, including cognitive abilities such as attention, sensory perception, explicit memory, language, the execution of tasks, temporal and spatial orientation and reality judgment. From a neurological perspective, consciousness is maintained by the activation of the cerebral cortex—the gray matter that forms the outer layer of the brain—and by the reticular activating system (RAS), a structure located within the brainstem.
Etymology
The term 'coma', from the Greek koma, meaning deep sleep, had already been used in the Hippocratic corpus (Epidemica) and later by Galen (second century AD). Subsequently, it was hardly used in the known literature up to the middle of the 17th century. The term is found again in Thomas Willis' (1621–1675) influential De anima brutorum (1672), where lethargy (pathological sleep), 'coma' (heavy sleeping), carus (deprivation of the senses) and apoplexy (into which carus could turn and which he localized in the white matter) are mentioned. The term carus is also derived from Greek, where it can be found in the roots of several words meaning soporific or sleepy. It can still be found in the root of the term 'carotid'. Thomas Sydenham (1624–89) mentioned the term 'coma' in several cases of fever (Sydenham, 1685).
Signs and symptoms
General symptoms of a person in a comatose state are:
Inability to voluntarily open the eyes
A non-existent sleep-wake cycle
Lack of response to physical (painful) or verbal stimuli
Depressed brainstem reflexes, such as pupils not responding to light
Abnormal, difficulty, or irregular breathing or no breathing at all when coma was caused by cardiac arrest
Scores between 3 and 8 on the Glasgow Coma Scale
Causes
Many types of problems can cause a coma. Forty percent of comatose states result from drug poisoning. Certain drug use under certain conditions can damage or weaken the synaptic functioning in the ascending reticular activating system (ARAS) and keep the system from properly functioning to arouse the brain. Secondary effects of drugs, which include abnormal heart rate and blood pressure, as well as abnormal breathing and sweating, may also indirectly harm the functioning of the ARAS and lead to a coma. Given that drug poisoning is the cause for a large portion of patients in a coma, hospitals first test all comatose patients by observing pupil size and eye movement, through the vestibular-ocular reflex. (See Diagnosis below.)
The second most common cause of coma, which makes up about 25% of cases, is lack of oxygen, generally resulting from cardiac arrest. The Central Nervous System (CNS) requires a great deal of oxygen for its neurons. Oxygen deprivation in the brain, also known as hypoxia, causes sodium and calcium from outside of the neurons to decrease and intracellular calcium to increase, which harms neuron communication. Lack of oxygen in the brain also causes ATP exhaustion and cellular breakdown from cytoskeleton damage and nitric oxide production.
Twenty percent of comatose states result from an ischemic stroke, brain hemorrhage, or brain tumor. During a stroke, blood flow to part of the brain is restricted or blocked. An ischemic stroke, brain hemorrhage, or brain tumor may cause restriction of blood flow. Lack of blood to cells in the brain prevents oxygen from getting to the neurons, and consequently causes cells to become disrupted and die. As brain cells die, brain tissue continues to deteriorate, which may affect the functioning of the ARAS, causing unconsciousness and coma.
Comatose cases can also result from traumatic brain injury, excessive blood loss, malnutrition, hypothermia, hyperthermia, hyperammonemia, abnormal glucose levels, and many other biological disorders. Furthermore, studies show that 1 out of 8 patients with traumatic brain injury experience a comatose state.
Heart-related causes of coma include cardiac arrest, myocardial infarction, heart failure, arrhythmia when severe, cardiogenic shock, myocarditis, and pericarditis. Respiratory arrest is the only lung condition to cause coma, but many different lung conditions can cause decreased level of consciousness, but don't reach coma.
Other causes of coma include severe or persistent seizures, kidney failure, liver failure, hyperglycemia, hypoglycemia, and infections involving the brain, like meningitis and encephalitis.
Pathophysiology
Injury to either or both of the cerebral cortex or the reticular activating system (RAS) is sufficient to cause a person to enter coma.
The cerebral cortex is the outer layer of neural tissue of the cerebrum of the brain. The cerebral cortex is composed of gray matter which consists of the nuclei of neurons, whereas the inner portion of the cerebrum is composed of white matter and is composed of the axons of neuron. White matter is responsible for perception, relay of the sensory input via the thalamic pathway, and many other neurological functions, including complex thinking.
The RAS, on the other hand, is a more primitive structure in the brainstem which includes the reticular formation (RF). The RAS has two tracts, the ascending and descending tract. The ascending tract, or ascending reticular activating system (ARAS), is made up of a system of acetylcholine-producing neurons, and works to arouse and wake up the brain. Arousal of the brain begins from the RF, through the thalamus, and then finally to the cerebral cortex. Any impairment in ARAS functioning, a neuronal dysfunction, along the arousal pathway stated directly above, prevents the body from being aware of its surroundings. Without the arousal and consciousness centers, the body cannot awaken, remaining in a comatose state.
The severity and mode of onset of coma depends on the underlying cause. There are two main subdivisions of a coma: structural and diffuse neuronal. A structural cause, for example, is brought upon by a mechanical force that brings about cellular damage, such as physical pressure or a blockage in neural transmission. While a diffuse cause is limited to aberrations of cellular function, that fall under a metabolic or toxic subgroup. Toxin-induced comas are caused by extrinsic substances, whereas metabolic-induced comas are caused by intrinsic processes, such as body thermoregulation or ionic imbalances(e.g. sodium). For instance, severe hypoglycemia (low blood sugar) or hypercapnia (increased carbon dioxide levels in the blood) are examples of a metabolic diffuse neuronal dysfunction. Hypoglycemia or hypercapnia initially cause mild agitation and confusion, but progress to obtundation, stupor, and finally, complete unconsciousness. In contrast, coma resulting from a severe traumatic brain injury or subarachnoid hemorrhage can be instantaneous. The mode of onset may therefore be indicative of the underlying cause.
Structural and diffuse causes of coma are not isolated from one another, as one can lead to the other in some situations. For instance, coma induced by a diffuse metabolic process, such as hypoglycemia, can result in a structural coma if it is not resolved. Another example is if cerebral edema, a diffuse dysfunction, leads to ischemia of the brainstem, a structural issue, due to the blockage of the circulation in the brain.
Diagnosis
Although diagnosis of coma is simple, investigating the underlying cause of onset can be rather challenging. As such, after gaining stabilization of the patient's airways, breathing and circulation (the basic ABCs) various diagnostic tests, such as physical examinations and imaging tools (CT scan, MRI, etc.) are employed to access the underlying cause of the coma.
When an unconscious person enters a hospital, the hospital utilizes a series of diagnostic steps to identify the cause of unconsciousness. According to Young, the following steps should be taken when dealing with a patient possibly in a coma:
Perform a general examination and medical history check
Make sure the patient is in an actual comatose state and is not in a locked-in state or experiencing psychogenic unresponsiveness. Patients with locked-in syndrome present with voluntary movement of their eyes, whereas patients with psychogenic comas demonstrate active resistance to passive opening of the eyelids, with the eyelids closing abruptly and completely when the lifted upper eyelid is released (rather than slowly, asymmetrically and incompletely as seen in comas due to organic causes).
Find the site of the brain that may be causing coma (e.g., brainstem, back of brain...) and assess the severity of the coma with the Glasgow Coma Scale
Take blood work to see if drugs were involved or if it was a result of hypoventilation/hyperventilation
Check for levels of serum glucose, calcium, sodium, potassium, magnesium, phosphate, urea, and creatinine
Perform brain scans to observe any abnormal brain functioning using either CT or MRI scans
Continue to monitor brain waves and identify seizures of patient using EEGs
Initial evaluation
In the initial assessment of coma, it is common to gauge the level of consciousness on the AVPU (alert, vocal stimuli, painful stimuli, unresponsive) scale by spontaneously exhibiting actions and, assessing the patient's response to vocal and painful stimuli. More elaborate scales, such as the Glasgow Coma Scale, quantify an individual's reactions such as eye opening, movement and verbal response in order to indicate their extent of brain injury. The patient's score can vary from a score of 3 (indicating severe brain injury and death) to 15 (indicating mild or no brain injury).
In those with deep unconsciousness, there is a risk of asphyxiation as the control over the muscles in the face and throat is diminished. As a result, those presenting to a hospital with coma are typically assessed for this risk ("airway management"). If the risk of asphyxiation is deemed high, doctors may use various devices (such as an oropharyngeal airway, nasopharyngeal airway or endotracheal tube) to safeguard the airway.
Imaging and testing
Imaging basically encompasses computed tomography (CAT or CT) scan of the brain, or MRI for example, and is performed to identify specific causes of the coma, such as hemorrhage in the brain or herniation of the brain structures. Special tests such as an EEG can also show a lot about the activity level of the cortex such as semantic processing, presence of seizures, and are important available tools not only for the assessment of the cortical activity but also for predicting the likelihood of the patient's awakening. The autonomous responses such as the skin conductance response may also provide further insight on the patient's emotional processing.
In the treatment of traumatic brain injury (TBI), there are 4 examination methods that have proved useful: skull x-ray, angiography, computed tomography (CT), and magnetic resonance imaging (MRI). The skull x-ray can detect linear fractures, impression fractures (expression fractures) and burst fractures. Angiography is used on rare occasions for TBIs i.e. when there is suspicion of an aneurysm, carotid sinus fistula, traumatic vascular occlusion, and vascular dissection. A CT can detect changes in density between the brain tissue and hemorrhages like subdural and intracerebral hemorrhages. MRIs are not the first choice in emergencies because of the long scanning times and because fractures cannot be detected as well as CT. MRIs are used for the imaging of soft tissues and lesions in the posterior fossa which cannot be found with the use of CT.
Body movements
Assessment of the brainstem and cortical function through special reflex tests such as the oculocephalic reflex test (doll's eyes test), oculovestibular reflex test (cold caloric test), corneal reflex, and the gag reflex. Reflexes are a good indicator of what cranial nerves are still intact and functioning and is an important part of the physical exam. Due to the unconscious status of the patient, only a limited number of the nerves can be assessed. These include the cranial nerves number 2 (CN II), number 3 (CN III), number 5 (CN V), number 7 (CN VII), and cranial nerves 9 and 10 (CN IX, CN X).
Assessment of posture and physique is the next step. It involves general observation about the patient's positioning. There are often two stereotypical postures seen in comatose patients. Decorticate posturing is a stereotypical posturing in which the patient has arms flexed at the elbow, and arms adducted toward the body, with both legs extended. Decerebrate posturing is a stereotypical posturing in which the legs are similarly extended (stretched), but the arms are also stretched (extended at the elbow). The posturing is critical since it indicates where the damage is in the central nervous system. A decorticate posturing indicates a lesion (a point of damage) at or above the red nucleus, whereas a decerebrate posturing indicates a lesion at or below the red nucleus. In other words, a decorticate lesion is closer to the cortex, as opposed to a decerebrate posturing which indicates that the lesion is closer to the brainstem.
Pupil size
Pupil assessment is often a critical portion of a comatose examination, as it can give information as to the cause of the coma; the following table is a technical, medical guideline for common pupil findings and their possible interpretations:
Severity
A coma can be classified as (1) supratentorial (above Tentorium cerebelli), (2) infratentorial (below Tentorium cerebelli), (3) metabolic or (4) diffused. This classification is merely dependent on the position of the original damage that caused the coma, and does not correlate with severity or the prognosis. The severity of coma impairment however is categorized into several levels. Patients may or may not progress through these levels. In the first level, the brain responsiveness lessens, normal reflexes are lost, the patient no longer responds to pain and cannot hear.
The Rancho Los Amigos Scale is a complex scale that has eight separate levels, and is often used in the first few weeks or months of coma while the patient is under closer observation, and when shifts between levels are more frequent.
Treatment
Treatment for people in a coma will depend on the severity and cause of the comatose state. Upon admittance to an emergency department, coma patients will usually be placed in an Intensive Care Unit (ICU) immediately, where maintenance of the patient's respiration and circulation become a first priority. Stability of their respiration and circulation is sustained through the use of intubation, ventilation, administration of intravenous fluids or blood and other supportive care as needed.
Continued care
Once a patient is stable and no longer in immediate danger, there may be a shift of priority from stabilizing the patient to maintaining the state of their physical wellbeing. Moving patients every 2–3 hours by turning them side to side is crucial to avoiding bed sores as a result of being confined to a bed. Moving patients through the use of physical therapy also aids in preventing atelectasis, contractures or other orthopedic deformities which would interfere with a coma patient's recovery.
Pneumonia is also common in coma patients due to their inability to swallow which can then lead to aspiration. A coma patient's lack of a gag reflex and use of a feeding tube can result in food, drink or other solid organic matter being lodged within their lower respiratory tract (from the trachea to the lungs). This trapping of matter in their lower respiratory tract can ultimately lead to infection, resulting in aspiration pneumonia.
Coma patients may also deal with restlessness or seizures. As such, soft cloth restraints may be used to prevent them from pulling on tubes or dressings and side rails on the bed should be kept up to prevent patients from falling.
Caregivers
Coma has a wide variety of emotional reactions from the family members of the affected patients, as well as the primary care givers taking care of the patients. Research has shown that the severity of injury causing coma was found to have no significant impact compared to how much time has passed since the injury occurred. Common reactions, such as desperation, anger, frustration, and denial are possible. The focus of the patient care should be on creating an amicable relationship with the family members or dependents of a comatose patient as well as creating a rapport with the medical staff. Although there is heavy importance of a primary care taker, secondary care takers can play a supporting role to temporarily relieve the primary care taker's burden of tasks.
Prognosis
Comas can last from several days to, in particularly extreme cases, years. Some patients eventually gradually come out of the coma, some progress to a vegetative state or a minimally conscious state, and others die. Some patients who have entered a vegetative state go on to regain a degree of awareness; and in some cases may remain in vegetative state for years or even decades (the longest recorded period is 42 years).
Predicted chances of recovery will differ depending on which techniques were used to measure the patient's severity of neurological damage. Predictions of recovery are based on statistical rates, expressed as the level of chance the person has of recovering. Time is the best general predictor of a chance of recovery. For example, after four months of coma caused by brain damage, the chance of partial recovery is less than 15%, and the chance of full recovery is very low.
The outcome for coma and vegetative state depends on the cause, location, severity and extent of neurological damage. A deeper coma alone does not necessarily mean a slimmer chance of recovery; similarly, a milder coma does not indicate a higher chance of recovery. The most common cause of death for a person in a vegetative state is secondary infection such as pneumonia, which can occur in patients who lie still for extended periods.
Recovery
People may emerge from a coma with a combination of physical, intellectual, and psychological difficulties that need special attention. It is common for coma patients to awaken in a profound state of confusion and experience dysarthria, the inability to articulate any speech. Recovery is usually gradual. In the first days, the patient may only awaken for a few minutes, with increased duration of wakefulness as their recovery progresses, and they may eventually recover full awareness. That said, some patients may never progress beyond very basic responses.
There are reports of people coming out of a coma after long periods of time. After 19 years in a minimally conscious state, Terry Wallis spontaneously began speaking and regained awareness of his surroundings.
A man with brain-damage and trapped in a coma-like state for six years was brought back to consciousness in 2003 by doctors who planted electrodes deep inside his brain. The method, called deep brain stimulation (DBS), successfully roused communication, complex movement and eating ability in the 38-year-old American man with a traumatic brain injury. His injuries left him in a minimally conscious state, a condition akin to a coma but characterized by occasional, but brief, evidence of environmental and self-awareness that coma patients lack.
Society and culture
Research by Eelco Wijdicks on the depiction of comas in movies was published in Neurology in May 2006. Wijdicks studied 30 films (made between 1970 and 2004) that portrayed actors in prolonged comas, and he concluded that only two films accurately depicted the state of a coma patient and the agony of waiting for a patient to awaken: Reversal of Fortune (1990) and The Dreamlife of Angels (1998). The remaining 28 were criticized for portraying miraculous awakenings with no lasting side effects, unrealistic depictions of treatments and equipment required, and comatose patients remaining muscular and tanned.
Bioethics
A person in a coma is said to be in an unconscious state. Perspectives on personhood, identity and consciousness come into play when discussing the metaphysical and bioethical views on comas.
It has been argued that unawareness should be just as ethically relevant and important as a state of awareness and that there should be metaphysical support of unawareness as a state.
In the ethical discussions about disorders of consciousness (DOCs), two abilities are usually considered as central: experiencing well-being and having interest. Well-being can broadly be understood as the positive effect related to what makes life good (according to specific standards) for the individual in question. The only condition for well-being broadly considered is the ability to experience its 'positiveness'. That said, because experiencing positiveness is a basic emotional process with phylogenetic roots, it is likely to occur at a completely unaware level and therefore, introduces the idea of an unconscious well-being. As such, the ability of having interests, is crucial for describing two abilities which those with comas are deficient in. Having an interest in a certain domain can be understood as having a stake in something that can affect what makes our life good in that domain. An interest is what directly and immediately improves life from a certain point of view or within a particular domain, or greatly increases the likelihood of life improvement enabling the subject to realize some good. That said, sensitivity to reward signals is a fundamental element in the learning process, both consciously and unconsciously. Moreover, the unconscious brain is able to interact with its surroundings in a meaningful way and to produce meaningful information processing of stimuli coming from the external environment, including other people.
According to Hawkins, "1. A life is good if the subject is able to value, or more basically if the subject is able to care. Importantly, Hawkins stresses that caring has no need for cognitive commitment, i.e. for high-level cognitive activities: it requires being able to distinguish something, track it for a while, recognize it over time, and have certain emotional dispositions vis-à-vis something. 2. A life is good if the subject has the capacity for relationship with others, i.e. for meaningfully interacting with other people." This suggests that unawareness may (at least partly) fulfill both conditions identified by Hawkins for life to be good for a subject, thus making the unconscious ethically relevant.
See also
Brain death, lack of activity in both cortex, and lack of brainstem function
Coma scale, a system to assess the severity of coma
Locked-in syndrome, paralysis of most muscles, except ocular muscles of the eyes, while patient is conscious
Near-death experience, type of experience registered by people in a state of coma.
Persistent vegetative state (vegetative coma), deep coma without detectable awareness. Damage to the cortex, with an intact brainstem.
Process Oriented Coma Work, for an approach to working with residual consciousness in comatose patients.
Suspended animation, the inducement of a temporary cessation or decay of main body functions.
References
External links
Intensive care medicine
Emergency medicine
Symptoms and signs of mental disorders |
5722 | https://en.wikipedia.org/wiki/Call%20of%20Cthulhu%20%28role-playing%20game%29 | Call of Cthulhu (role-playing game) | Call of Cthulhu is a horror fiction role-playing game based on H. P. Lovecraft's story of the same name and the associated Cthulhu Mythos. The game, often abbreviated as CoC, is published by Chaosium; it was first released in 1981 and is in its seventh edition, with licensed foreign language editions available as well. Its game system is based on Chaosium's Basic Role-Playing (BRP) with additions for the horror genre. These include special rules for sanity and luck.
Gameplay
Setting
Call of Cthulhu is set in a darker version of our world based on H. P. Lovecraft's observation (from his essay, "Supernatural Horror in Literature") that "The oldest and strongest emotion of mankind is fear, and the strongest kind of fear is fear of the unknown." The original edition, first published in 1981, uses Basic Role-Playing as its basis and is set in the 1920s, the setting of many of Lovecraft's stories. The Cthulhu by Gaslight supplement blends the occult and Holmesian mystery and is mostly set in England during the 1890s. Cthulhu Now and Delta Green are set in a modern/1980s era and deal with conspiracies. Recent settings include 1000 AD (Cthulhu: Dark Ages), the 23rd century (Cthulhu Rising) and Ancient Rome (Cthulhu Invictus). The protagonists may also travel to places that are not of this earth, such as the Dreamlands (which can be accessed through dreams as well as being physically connected to the earth), other planets, or the voids of space. In keeping with the Lovecraftian theme, the gamemaster is called the Keeper of Arcane Lore ("the keeper"), while player characters are called Investigators of the Unknown ("investigators").
While predominantly focused on Lovecraftian fiction and horror, playing in the Cthulhu Mythos is not required. The system also includes ideas for non-Lovecraft games, such as using folk horror or the settings of other authors and horror movies, or with entirely custom settings and creatures by the gamemaster and/or players.
Mechanics
CoC uses the Basic Role-Playing system first developed for RuneQuest and used in other Chaosium games. It is skill-based, with player characters getting better with their skills by succeeding at using them for as long as they stay functionally healthy and sane. They do not, however, gain hit points and do not become significantly harder to kill. The game does not use levels.
CoC uses percentile dice (with results ranging from 1 to 100) to determine success or failure. Every player statistic is intended to be compatible with the notion that there is a probability of success for a particular action given what the player is capable of doing. For example, an artist may have a 75% chance of being able to draw something (represented by having 75 in Art skill), and thus rolling a number under 75 would yield a success. Rolling or less of the skill level (1-15 in the example) would be a "special success" (or an "impale" for combat skills) and would yield some extra bonus to be determined by the keeper. For example, the artist character might draw especially well or especially fast, or catch some unapparent detail in the drawing.
The players take the roles of ordinary people drawn into the realm of the mysterious: detectives, criminals, scholars, artists, war veterans, etc. Often, happenings begin innocently enough, until more and more of the workings behind the scenes are revealed. As the characters learn more of the true horrors of the world and the irrelevance of humanity, their sanity (represented by "Sanity Points", abbreviated SAN) inevitably withers away. The game includes a mechanism for determining how damaged a character's sanity is at any given point; encountering the horrific beings usually triggers a loss of SAN points. To gain the tools they need to defeat the horrors – mystic knowledge and magic – the characters may end up losing some of their sanity, though other means such as pure firepower or simply outsmarting one's opponents also exist. CoC has a reputation as a game in which it is quite common for a player character to die in gruesome circumstances or end up in a mental institution. Eventual triumph of the players is not guaranteed.
History
The original conception of Call of Cthulhu was Dark Worlds, a game commissioned by the publisher Chaosium but never published. Sandy Petersen contacted them regarding writing a supplement for their popular fantasy game RuneQuest set in Lovecraft's Dreamlands. He took over the writing of Call of Cthulhu, and the game was released in 1981. Petersen oversaw the first four editions with only minor changes to the system. Once he left, development was continued by Lynn Willis, who was credited as co-author in the fifth and sixth editions. After the death of Willis, Mike Mason became Call of Cthulhu line editor in 2013, continuing its development with Paul Fricker. Together they made the most significant rules alterations than in any previous edition, culminating in the release of the 7th edition in 2014.
Editions
Early releases
For those grounded in the RPG tradition, the very first release of Call of Cthulhu created a brand new framework for table-top gaming. Rather than the traditional format established by Dungeons & Dragons, which often involved the characters wandering through caves or tunnels and fighting different types of monsters, Sandy Petersen introduced the concept of the Onion Skin: Interlocking layers of information and nested clues that lead the player characters from seemingly minor investigations into a missing person to discovering mind-numbingly awful, global conspiracies to destroy the world. Unlike its predecessor games, CoC assumed that most investigators would not survive, alive or sane, and that the only safe way to deal with the vast majority of nasty things described in the rule books was to run away. A well-run CoC campaign should engender a sense of foreboding and inevitable doom in its players. The style and setting of the game, in a relatively modern time period, created an emphasis on real-life settings, character research, and thinking one's way around trouble.
The first book of Call of Cthulhu adventures was Shadows of Yog-Sothoth. In this work, the characters come upon a secret society's foul plot to destroy mankind, and pursue it first near to home and then in a series of exotic locations. This template was to be followed in many subsequent campaigns, including Fungi from Yuggoth (later known as Curse of Cthulhu and Day of the Beast), Spawn of Azathoth, and possibly the most highly acclaimed, Masks of Nyarlathotep.
Shadows of Yog-Sothoth is important not only because it represents the first published addition to the boxed first edition of Call of Cthulhu, but because its format defined a new way of approaching a campaign of linked RPG scenarios involving actual clues for the would-be detectives amongst the players to follow and link in order to uncover the dastardly plots afoot. Its format has been used by every other campaign-length Call of Cthulhu publication. The standard of CoC scenarios was well received by independent reviewers. The Asylum and Other Tales, a series of stand alone articles released in 1983, rated an overall 9/10 in Issue 47 of White Dwarf magazine.
The standard of the included 'clue' material varies from scenario to scenario, but reached its zenith in the original boxed versions of the Masks of Nyarlathotep and Horror on the Orient Express campaigns. Inside these one could find matchbooks and business cards apparently defaced by non-player characters, newspaper cuttings and (in the case of Orient Express) period passports to which players could attach their photographs, increasing the sense of immersion. Indeed, during the period that these supplements were produced, third party campaign publishers strove to emulate the quality of the additional materials, often offering separately-priced 'deluxe' clue packages for their campaigns.
Additional milieux were provided by Chaosium with the release of Dreamlands, a boxed supplement containing additional rules needed for playing within the Lovecraft Dreamlands, a large map and a scenario booklet, and Cthulhu By Gaslight, another boxed set which moved the action from the 1920s to the 1890s.
Cthulhu Now
In 1987, Chaosium issued the supplement titled Cthulhu Now, a collection of rules, supplemental source materials and scenarios for playing Call of Cthulhu in the present day. This proved to be a very popular alternative milieu, so much so that much of the supplemental material is now included in the core rule book.
Lovecraft Country
Lovecraft Country was a line of supplements for Call of Cthulhu released in 1990. These supplements were overseen by Keith Herber and provided backgrounds and adventures set in Lovecraft's fictional towns of Arkham, Kingsport, Innsmouth, Dunwich, and their environs. The intent was to give investigators a common base, as well as to center the action on well-drawn characters with clear motivations.
Terror Australis
In 1987, Terror Australis: Call of Cthulhu in the Land Down Under was published. In 2018, a revised and updated version of the 1987 game was reissued, with about triple the content and two new games. It requires the Call of Cthulhu Keeper's Rulebook (7th Edition) and is usable with Pulp Cthulhu.
Recent history
In the years since the collapse of the Mythos collectible card game (production ceased in 1997), the release of CoC books has been very sporadic, with up to a year between releases. Chaosium struggled with near bankruptcy for many years before finally starting their upward climb again.
2005 was Chaosium's busiest year for many years, with 10 releases for the game. Chaosium took to marketing "monographs"—short books by individual writers with editing and layout provided out-of-house—directly to the consumer, allowing the company to gauge market response to possible new works. The range of times and places in which the horrors of the Mythos can be encountered was also expanded in late 2005 onward with the addition of Cthulhu Dark Ages by Stéphane Gesbert, which gives a framework for playing games set in 11th century Europe, Secrets of Japan by Michael Dziesinski for gaming in modern-day Japan, and Secrets of Kenya by David Conyers for gaming in interwar period Africa.
In July 2011, Chaosium announced it would re-release a 30th anniversary edition of the CoC 6th edition role-playing game. This 320-page book features thick (3 mm) leatherette hardcovers with the front cover and spine stamped with gold foil. The interior pages are printed in black ink, on 90 gsm matte art paper. The binding is thread sewn, square backed. Chaosium offered a one-time printing of this Collector's Edition.
On May 28, 2013, a crowdfunding campaign on Kickstarter for the 7th edition of Call of Cthulhu was launched with a goal of $40,000; it ended on June 29 of the same year having collected $561,836. It included many more major revisions than any previous edition, and also split the core rules into two books, a Player's Guide and Keeper's Guide. Problems and delays fulfilling the Kickstarters for the 7th edition of Call of Cthulhu led Greg Stafford and Sandy Petersen (who had both left in 1998) to return to an active role at Chaosium in June 2015.
The available milieux were also expanded with the release of Cthulhu Through the Ages, a supplement containing additional rules needed for playing within the Roman Empire, Mythic Iceland, a futuristic micro-setting, and the End Times, where the monsters of the mythos attempt to subjugate or destroy the world.
Licenses
Chaosium has licensed other publishers to create supplements, video, card and board games using the setting and the Call of Cthulhu brand. Many, such as Delta Green by Pagan Publishing and Arkham Horror by Fantasy Flight, have moved away completely from Call of Cthulhu. Other licensees have included Infogrames, Miskatonic River Press, Theater of the Mind Enterprises, Triad Entertainment, Games Workshop, RAFM, Goodman Games, Grenadier Models Inc. and Yog-Sothoth.com. These supplements may be set in different time frames or even different game universes from the original game.
Trail of Cthulhu
In February 2008, Pelgrane Press published Trail of Cthulhu, a stand-alone game created by Kenneth Hite using the GUMSHOE System developed by Robin Laws. GUMSHOE is specifically designed to be used in investigative games.
Shadows of Cthulhu
In September 2008, Reality Deviant Publications published Shadows of Cthulhu, a supplement that brings Lovecraftian gaming to Green Ronin's True20 system.
Realms of Cthulhu
In October 2009, Reality Blurs published Realms of Cthulhu, a supplement for Pinnacle Entertainment's Savage Worlds system.
Delta Green
Pagan Publishing published Delta Green, a series of supplements originally set in the 1990s, although later supplements add support for playing closer to the present day. In these, player characters are agents of a secret agency known as Delta Green, which fights against creatures from the Mythos and conspiracies related to them. Arc Dream Publishing released a new version of Delta Green in 2016 as a standalone game, partially using the mechanics from Call of Cthulhu.
d20 Call of Cthulhu
In 2001, a stand-alone version of Call of Cthulhu was released by Wizards of the Coast, for the d20 system. Intended to preserve the feeling of the original game, the d20 conversion of the game rules were supposed to make the game more accessible to the large D&D player base. The d20 system also made it possible to use Dungeons & Dragons characters in Call of Cthulhu, as well as to introduce the Cthulhu Mythos into Dungeons & Dragons games. The d20 version of the game is no longer supported by Wizards as per their contract with Chaosium. Chaosium included d20 stats as an appendix in three releases (see Lovecraft Country), but have since dropped the "dual stat" idea.
Card games
Mythos was a collectible card game (CCG) based on the Cthulhu Mythos that Chaosium produced and marketed during the mid-1990s. While generally praised for its fast gameplay and unique mechanics, it ultimately failed to gain a very large market presence. It bears mention because its eventual failure brought the company to hard times that affected its ability to produce material for Call of Cthulhu. Call of Cthulhu: The Card Game is a second collectible card game, produced by Fantasy Flight Games.
Miniatures
The first licensed Call of Cthulhu gaming miniatures were sculpted by Andrew Chernack and released by Grenadier Models in boxed sets and blister packs in 1983. The license was later transferred to RAFM. As of 2011, RAFM still produce licensed Call of Cthulhu models sculpted by Bob Murch. Both lines include investigator player character models and the iconic monsters of the Cthulhu mythos.
As of July 2015, Reaper Miniatures started its third "Bones Kickstarter", a Kickstarter intended to help the company migrate some miniatures from metal to plastic, and introducing some new ones. Among the stretch goals was the second $50 expansion, devoted to the Mythos, with miniatures such as Cultists, Deep Ones, Mi'Go, and an extra $15 Shub-Niggurath "miniature" (it is, at least, 6x4 squares). It is expected for those miniatures to remain in the Reaper Miniatures catalogue after the Kickstarter project finishes. In 2020 Chaosium announced a license agreement with Ardacious for Call of Cthulhu virtual miniatures to be released on their augmented reality app Ardent Roleplay.
Video games
Shadow of the Comet
Shadow of the Comet (later repackaged as Call of Cthulhu: Shadow of the Comet) is an adventure game developed and released by Infogrames in 1993. The game is based on H. P. Lovecraft's Cthulhu Mythos and uses many elements from Lovecraft's The Dunwich Horror and The Shadow Over Innsmouth. A follow-up game, Prisoner of Ice, is not a direct sequel.
Prisoner of Ice
Prisoner of Ice (also Call of Cthulhu: Prisoner of Ice) is an adventure game developed and released by Infogrames for the PC and Macintosh computers in 1995 in America and Europe. It is based on H. P. Lovecraft's Cthulhu Mythos, particularly At the Mountains of Madness, and is a follow-up to Infogrames' earlier Shadow of the Comet. In 1997, the game was ported to the Sega Saturn and PlayStation exclusively in Japan.
Dark Corners of the Earth
A licensed first-person shooter adventure game by Headfirst Productions, based on Call of Cthulhu campaign Escape from Innsmouth and released by Bethesda Softworks in 2005/2006 for the PC and Xbox.
The Wasted Land
In April 2011, Chaosium and new developer Red Wasp Design announced a joint project to produce a mobile video game based on the Call of Cthulhu RPG, entitled Call of Cthulhu: The Wasted Land. The game was released on January 30, 2012.
Cthulhu Chronicles
In 2018, Metarcade produced Cthulhu Chronicles, a game for iOS with a campaign of nine mobile interactive fiction stories set in 1920s England based on Call of Cthulhu. The first five stories were released on July 10, 2018.
Call of Cthulhu
Call of Cthulhu is a survival horror role-playing video game developed by Cyanide and published by Focus Home Interactive for PlayStation 4, Xbox One and Windows. The game features a semi-open world environment and incorporates themes of Lovecraftian and psychological horror into a story which includes elements of investigation and stealth. It is inspired by H. P. Lovecraft's short story "The Call of Cthulhu".
Reception
Multiple reviews of various editions appeared in Space Gamer/Fantasy Gamer.
In the March 1982 edition (No. 49), William A. Barton noted that there were some shortcomings resulting from an assumption by the designers that players would have access to rules from RuneQuest that were not in Call of Cthulhu, but otherwise Barton called the game "an excellent piece of work.... The worlds of H. P. Lovecraft are truly open for the fantasy gamer."
In the October–November 1987 edition (No. 80), Lisa Cohen reviewed the 3rd edition, saying, ""This book can be for collectors of art, players, or anyone interested in knowledge about old time occult. It is the one reprint that is worth the money."
Multiple reviews of various editions appeared in White Dwarf.
In the August 1982 edition (Issue 32), Ian Bailey admired much about the first edition of the game; his only criticism was that the game was too "U.S. orientated and consequently any Keeper... who wants to set his game in the UK will have a lot of research to do." Bailey gave the game an above average rating of 9 out of 10, saying, "Call of Cthulhu is an excellent game and a welcome addition to the world of role-playing."
In the August 1986 edition (Issue 80), Ashley Shepherd thought the inclusion of much material in the 3rd edition that had been previously published as supplementary books "makes the game incredibly good value." He concluded, "This package is going to keep Call of Cthulhu at the front of the fantasy game genre."
Several reviews of various editions and supplements also appeared in Dragon.
In the May 1982 edition (Issue 61), David Cook thought the rules were too complex for new gamers, but said, "It is a good game for experienced role-playing gamers and ambitious judges, especially if they like Lovecraft’s type of story."
In the August 1987 edition (Issue 124), Ken Rolston reviewed the Terror Australis supplement for 3rd edition that introduced an Australian setting in the 1920s. Bambra thought that "Literate, macabre doom shambles from each page. Good reading, and a good campaign setting for COC adventures."
In the October 1988 edition (Issue 138), Ken Rolston gave an overview of the 3rd edition, and placed it ahead of its competitors due to superior campaign setting, tone and atmosphere, the player characters as investigators, and the use of realistic player handouts such as authentic-looking newspaper clippings. Rolston concluded, "CoC is one of role-playing’s acknowledged classics. Its various supplements over the years have maintained an exceptional level of quality; several, including Shadows of Yog-Sothoth and Masks of Nyarlathotep, deserve consideration among the greatest pinnacles of the fantasy role-playing game design."
In the June 1990 edition (Issue 158), Jim Bambra liked the updated setting of the 4th edition, placing the game firmly in Lovecraft's 1920s. He also liked the number of adventures included in the 192-page rulebook: "The fourth edition contains enough adventures to keep any group happily entertained and sanity blasted." However, while Cook questioned whether owners of the 2nd or 3rd edition would get good value for their money — "You lack only the car-chase rules and the improved layout of the three books in one. The rest of the material has received minor editing but no substantial changes" — Cook strongly recommended the new edition to newcomers, saying, "If you don’t already play CoC, all I can do is urge you to give it a try.... discover for yourself why it has made so many converts since its release."
In the October 1992 edition (Issue 186), Rick Swan admitted that he was skeptical that the 5th edition would offer anything new, but instead found that the new edition benefited from "fresh material, judicious editing, and thorough polishes." He concluded, "Few RPGs exceed the CoC game’s scope or match its skillful integration of background and game systems. And there’s no game more fun."
In his 1990 book The Complete Guide to Role-Playing Games, game critic Rick Swan gave the game a top rating of 4 out of 4, calling it "a masterpiece, easily the best horror RPG ever published and possibly the best RPG, period ... breathtaking in scope and as richly textured as a fine novel. All role-players owe it to themselves to experience this truly remarkable game."
In Issue 68 of Challenge, Craig Sheeley reviewed the fifth edition and liked the revisions. "The entire character generation process is highly streamlined and easily illustrated on a two-page flowchart." DeJong also liked the inclusion of material from all three of CoCs settings (1890s, 1920s, 1990s), calling it "One of the best features of this edition." And he was very impressed with the layout of the book, commenting, "The organization and format of this book deserve special mention. I hold that every game company should study this book to learn what to do right." DeJong concluded, "I am seriously impressed with this product. From cover to cover, it’s well done."
In a reader poll conducted by UK magazine Arcane in 1996 to determine the 50 most popular roleplaying games of all time, Call of Cthulhu was ranked 1st. Editor Paul Pettengale commented: "Call of Cthulhu is fully deserved of the title as the most popular roleplaying system ever - it's a game that doesn't age, is eminently playable, and which hangs together perfectly. The system, even though it's over ten years old, it still one of the very best you'll find in any roleplaying game. Also, there's not a referee in the land who could say they've read every Lovecraft inspired book or story going, so there's a pretty-well endless supply of scenario ideas. It's simply marvellous."
Scott Taylor for Black Gate in 2013 rated Call of Cthulhu as #4 in the top ten role-playing games of all time, saying "With various revisions, but never a full rewrite of its percentile-based system, Call of Cthulhu might be antiquated by today's standards, but remember it is supposed to be set in the 1920s, so to me that seems more than appropriate."
Awards
The game has won multiple awards:
1982, Origins Awards, Best Role Playing Game
1981, Game Designer's Guild, Select Award
1985, Games Day Award, Best Role Playing Game
1986, Games Day Award, Best Contemporary Role Playing Game
1987, Games Day Award, Best Other Role Playing Game
1993, Leeds Wargame Club, Best Role Playing Game
1994, Gamer's Choice Award, Hall of Fame
1995, Origins Award, Hall of Fame
2001, Origins Award, Best Graphic Presentation of a Book Product (for Call of Cthulhu 20th anniversary edition)
2002 Gold Ennie Award for "Best Graphic Design and Layout".
2003, GamingReport.com readers voted it as the number-one Gothic/Horror RPG
2014, ENNIE Awards - Call of Cthulhu 7th Edition Quickstart - 'Best Free Product (Silver)'
2016, UK Games Expo Awards - 'Best Roleplaying Game'
2017, Beasts of War Awards - 'Best RPG'
2017, Dragon Con Awards - 'Best Science Fiction or Fantasy Miniatures/Collectible Card/Role Playing Game' (for Pulp Cthulhu rules)
2017, ENNIE Awards - 'Best Supplement (Gold)' (for Pulp Cthulhu rules)
2017, ENNIE Awards - 'Best Cover Art (Gold)' (for Call of Cthulhu Investigator Handbook)
2017, ENNIE Awards - 'Best Cartography (Gold)' (for Call of Cthulhu Keeper Screen Pack)
2017, ENNIE Awards - 'Best Aid/Accessory (Gold)' (for Call of Cthulhu Keeper Screen Pack)
2017, ENNIE Awards - 'Best Production Values (Gold)' (for Call of Cthulhu Slipcase Set)
2018, Tabletop Gaming Magazine 'Top 150 Greatest Games of All Time' - Call of Cthulhu - Ranked #3 (Reader Poll)
2019, ENNIE Awards - 'Best Rules (Gold)' (for Call of Cthulhu Starter Set)
See also
Arkham Horror - a cooperative board game based on the Mythos.
Cthulhu Live - a live action role-playing game version of Call of Cthulhu.
CthulhuTech - another role-playing game, conceived for a "Cthulhu science-fiction setting".
List of Call of Cthulhu books
References
Sources
Review
Further reading
External links
American role-playing games
Basic Role-Playing System
Cthulhu Mythos role-playing games
D20 System
ENnies winners
Historical role-playing games
Horror role-playing games
Origins Award winners
Role-playing games based on novels
Role-playing games introduced in 1981
Sandy Petersen games
Works based on The Call of Cthulhu |
5724 | https://en.wikipedia.org/wiki/Cape%20Breton%20Island | Cape Breton Island | Cape Breton Island (, formerly ; or ; ) is a rugged and irregularly shaped island on the Atlantic coast of North America and part of the province of Nova Scotia, Canada.
The island accounts for 18.7% of Nova Scotia's total area. Although the island is physically separated from the Nova Scotia peninsula by the Strait of Canso, the long Canso Causeway connects it to mainland Nova Scotia. The island is east-northeast of the mainland with its northern and western coasts fronting on the Gulf of Saint Lawrence with its western coast forming the eastern limits of the Northumberland Strait. The eastern and southern coasts front the Atlantic Ocean with its eastern coast also forming the western limits of the Cabot Strait. Its landmass slopes upward from south to north, culminating in the highlands of its northern cape. One of the world's larger saltwater lakes, ("Arm of Gold" in French), dominates the island's centre.
The total population at the 2016 census numbered 132,010 Cape Bretoners, which is approximately 15% of the provincial population. Cape Breton Island has experienced a decline in population of approximately 2.9% since the 2011 census. Approximately 75% of the island's population is in the Cape Breton Regional Municipality (CBRM), which includes all of Cape Breton County and is often referred to as Industrial Cape Breton.
Toponymy
Cape Breton Island takes its name from its easternmost point, Cape Breton. At least two theories for this name have been put forward. The first connects it to the Bretons of northwestern France which discovered Canada. A Portuguese mappa mundi of 1516–1520 includes the label "terra q(ue) foy descuberta por Bertomes" in the vicinity of the Gulf of St Lawrence, which means "land discovered by Bretons".
The second connects it to the Gascon fishing port of Capbreton. Basque whalers and fishermen traded with the Miꞌkmaq of this island from the early sixteenth century.
The name "Cape Breton" first appears on a map of 1516, as C(abo) dos Bretoes, and became the general name for both the island and the cape toward the end of the 16th century.
William Francis Ganong argued that the Portuguese term Bertomes referred to Britons, and that the name should be interpreted as "Cape of the English". This theory is nowadays disagreed upon, due to the Portuguese etymology of Bertomes, meaning the Brittonic speaking people of Wales, Cornwall, Brittany and Galicia, who has close ties to Portugal.
History
Cape Breton Island's first residents were likely archaic maritime natives, ancestors of the Mi'kmaq people. These peoples and their progeny inhabited the island (known as Unama'ki) for several thousand years and continue to live there to this day. Their traditional lifestyle centred around hunting and fishing because of the unfavourable agricultural conditions of their maritime home. This ocean-centric lifestyle did, however, make them among the first Indigenous peoples to discover European explorers and sailors fishing in the St Lawrence Estuary. Italian explorer (sailing for the British crown) John Cabot reportedly visited the island in 1497. However, European histories and maps of the period are of too poor quality to be sure whether Cabot first visited Newfoundland or Cape Breton Island. This discovery is commemorated by Cape Breton's Cabot Trail, and by the Cabot's Landing Historic Site & Provincial Park, near the village of Dingwall.
The local Mi'kmaq peoples began trading with European fishermen when the fishermen began landing in their territories as early as the 1520s. In about 1521–22, the Portuguese under João Álvares Fagundes established a fishing colony on the island. As many as two hundred settlers lived in a village, the name of which is not known, located according to some historians at what is now Ingonish on the island's northeastern peninsula. These fishermen traded with the local population but did not maintain a permanent settlement. This Portuguese colony's fate is unknown, but it is mentioned as late as 1570.
During the Anglo-French War of 1627 to 1629, under King Charles I, the Kirkes took Quebec City, James Stewart, 4th Lord Ochiltree, planted a colony on Unama'ki at Baleine, Nova Scotia, and Alexander's son, William Alexander, 1st Earl of Stirling, established the first incarnation of "New Scotland" at Port Royal. These claims, and larger ideals of European colonization were the first time the island was incorporated as European territory, though it would be several decades later that treaties would actually be signed. However, no copies of these treaties exist.
These Scottish triumphs, which left Cape Sable as the only major French holding in North America, did not last. Charles I's haste to make peace with France on the terms most beneficial to him meant the new North American gains would be bargained away in the Treaty of Saint-Germain-en-Laye, which established which European power had laid claim over the territories.
The French quickly defeated the Scots at Baleine, and established the first European settlements on Île Royale, which is present-day Englishtown (1629) and St. Peter's (1630). These settlements lasted only one generation, until Nicolas Denys left in 1659. The island did not have any European settlers for another fifty years before those communities along with Louisbourg were re-established in 1713, after which point European settlement was permanently established on the island.
Île Royale
Known as Île Royale ("Royal Island") to the French, the island also saw active settlement by France. After the French ceded their claims to Newfoundland and the Acadian mainland to the British by the Treaty of Utrecht in 1713, the French relocated the population of Plaisance, Newfoundland, to Île Royale and the French garrison was established in the central eastern part at Sainte Anne. As the harbour at Sainte Anne experienced icing problems, it was decided to build a much larger fortification at Louisbourg to improve defences at the entrance to the Gulf of Saint Lawrence and to defend France's fishing fleet on the Grand Banks. The French also built the Louisbourg Lighthouse in 1734, the first lighthouse in Canada and one of the first in North America. In addition to Cape Breton Island, the French colony of Île Royale also included Île Saint-Jean, today called Prince Edward Island, and Les Îles-de-la-Madeleine.
Seven Years' War
Louisbourg itself was one of the most important commercial and military centres in New France. Louisbourg was captured by New Englanders with British naval assistance in the Siege of Louisbourg (1745) and by British forces in 1758. The French population of Île Royale was deported to France after each siege. While French settlers returned to their homes in Île Royale after the Treaty of Aix-la-Chapelle was signed in 1748, the fortress was demolished after the second siege in 1758. Île Royale remained formally part of New France until it was ceded to Great Britain by the Treaty of Paris in 1763. It was then merged with the adjacent British colony of Nova Scotia (present-day peninsular Nova Scotia and New Brunswick). Acadians who had been expelled from Nova Scotia and Île Royale were permitted to settle in Cape Breton beginning in 1764, and established communities in northwestern Cape Breton, near Chéticamp, and southern Cape Breton, on and near Isle Madame.
Some of the first British-sanctioned settlers on the island following the Seven Years' War were Irish, although upon settlement they merged with local French communities to form a culture rich in music and tradition. From 1763 to 1784, the island was administratively part of the colony of Nova Scotia and was governed from Halifax.
The first permanently settled Scottish community on Cape Breton Island was Judique, settled in 1775 by Michael Mor MacDonald. He spent his first winter using his upside-down boat for shelter, which is reflected in the architecture of the village's Community Centre. He composed a song about the area called "O 's àlainn an t-àite", or "O, Fair is the Place."
American Revolution
During the American Revolution, on 1 November 1776, John Paul Jones, the father of the American Navy, set sail in command of Alfred to free hundreds of American prisoners working in the area's coal mines. Although winter conditions prevented the freeing of the prisoners, the mission did result in the capture of Mellish, a vessel carrying a vital supply of winter clothing intended for John Burgoyne's troops in Canada.
Major Timothy Hierlihy and his regiment on board HMS Hope worked in and protected the coal mines at Sydney Cape Breton from privateer attacks. Sydney, Cape Breton provided a vital supply of coal for Halifax throughout the war. The British began developing the mining site at Sydney Mines in 1777. On 14 May 1778, Major Hierlihy arrived at Cape Breton. While there, Hierlihy reported that he "beat off many piratical attacks, killed some and took other prisoners."
A few years into the war, there was also a naval engagement between French ships and a British convoy off Sydney, Nova Scotia, near Spanish River (1781), Cape Breton. French ships, fighting with the Americans, were re-coaling and defeated a British convoy. Six French and 17 British sailors were killed, with many more wounded.
Colony of Cape Breton
In 1784, Britain split the colony of Nova Scotia into three separate colonies: New Brunswick, Cape Breton Island, and present-day peninsular Nova Scotia, in addition to the adjacent colonies of St. John's Island (renamed Prince Edward Island in 1798) and Newfoundland. The colony of Cape Breton Island had its capital at Sydney on its namesake harbour fronting on Spanish Bay and the Cabot Strait. Its first Lieutenant-Governor was Joseph Frederick Wallet DesBarres (1784–1787) and his successor was William Macarmick (1787).
A number of United Empire Loyalists emigrated to the Canadian colonies, including Cape Breton. David Mathews, the former Mayor of New York City during the American Revolution, emigrated with his family to Cape Breton in 1783. He succeeded Macarmick as head of the colony and served from 1795 to 1798.
From 1799 to 1807, the military commandant was John Despard, brother of Edward.
An order forbidding the granting of land in Cape Breton, issued in 1763, was removed in 1784. The mineral rights to the island were given over to the Duke of York by an order-in-council. The British government had intended that the Crown take over the operation of the mines when Cape Breton was made a colony, but this was never done, probably because of the rehabilitation cost of the mines. The mines were in a neglected state, caused by careless operations dating back at least to the time of the final fall of Louisbourg in 1758.
Large-scale shipbuilding began in the 1790s, beginning with schooners for local trade, moving in the 1820s to larger brigs and brigantines, mostly built for British ship owners. Shipbuilding peaked in the 1850s, marked in 1851 by the full-rigged ship Lord Clarendon, which was the largest wooden ship ever built in Cape Breton.
Merger with Nova Scotia
In 1820, the colony of Cape Breton Island was merged for the second time with Nova Scotia. This development is one of the factors which led to large-scale industrial development in the Sydney Coal Field of eastern Cape Breton County. By the late 19th century, as a result of the faster shipping, expanding fishery and industrialization of the island, exchanges of people between the island of Newfoundland and Cape Breton increased, beginning a cultural exchange that continues to this day.
The 1920s were some of the most violent times in Cape Breton. They were marked by several severe labour disputes. The famous murder of William Davis by strike breakers, and the seizing of the New Waterford power plant by striking miners led to a major union sentiment that persists to this day in some circles. William Davis Miners' Memorial Day continues to be celebrated in coal mining towns to commemorate the deaths of miners at the hands of the coal companies.
20th century
The turn of the 20th century saw Cape Breton Island at the forefront of scientific achievement with the now-famous activities launched by inventors Alexander Graham Bell and Guglielmo Marconi.
Following his successful invention of the telephone and being relatively wealthy, Bell acquired land near Baddeck in 1885. He chose the land, which he named Beinn Bhreagh, largely due to its resemblance to his early surroundings in Scotland. He established a summer estate complete with research laboratories, working with deaf people including Helen Keller, and continued to invent. Baddeck would be the site of his experiments with hydrofoil technologies as well as the Aerial Experiment Association, financed by his wife Mabel Gardiner Hubbard. These efforts resulted in the first powered flight in Canada when the AEA Silver Dart took off from the ice-covered waters of Bras d'Or Lake. Bell also built the forerunner to the iron lung and experimented with breeding sheep.
Marconi's contributions to Cape Breton Island were also quite significant, as he used the island's geography to his advantage in transmitting the first North American trans-Atlantic radio message from a station constructed at Table Head in Glace Bay to a receiving station at Poldhu in Cornwall, England. Marconi's pioneering work in Cape Breton marked the beginning of modern radio technology. Marconi's station at Marconi Towers, on the outskirts of Glace Bay, became the chief communication centre for the Royal Canadian Navy in World War I through to the early years of World War II.
Promotions for tourism beginning in the 1950s recognized the importance of the Scottish culture to the province, as the provincial government started encouraging the use of Gaelic once again. The establishment of funding for the Gaelic College of Celtic Arts and Crafts and formal Gaelic language courses in public schools are intended to address the near-loss of this culture to assimilation into Anglophone Canadian culture.
In the 1960s, the Fortress of Louisbourg was partially reconstructed by Parks Canada, using the labour of unemployed coal miners. Since 2009, this National Historic Site of Canada has attracted an average of 90 000 visitors per year.
Geography
The irregularly-shaped rectangular island is about 100 km wide and 150 long, for a total of in area.
It lies in the southeastern extremity of the Gulf of St. Lawrence. Cape Breton is separated from the Nova Scotia peninsula by the very deep Strait of Canso. The island is joined to the mainland by the Canso Causeway.
Cape Breton Island is composed of rocky shores, rolling farmland, glacial valleys, barren headlands, highlands, woods and plateaus.
Geology
The island is characterized by a number of elevations of ancient crystalline and metamorphic rock rising up from the south to the north, and contrasted with eroded lowlands. The bedrock of blocks that developed in different places around the globe, at different times, and then were fused together via tectonics.
Cape Breton is formed from three terranes. These are fragments of the earth's crust formed on a tectonic plate and attached by accretion or suture to crust lying on another plate. Each of these has its own distinctive geologic history, which is different from that of the surrounding areas. The southern half of the island formed from the Avalon terrane, which was once a microcontinent in the Paleozoic era. It is made up of volcanic rock that formed near what is now called Africa. Most of the northern half of the island is on the Bras d'Or terrane (part of the Ganderia terrane). It contains volcanic and sedimentary rock formed off the coast of what is now South America. The third terrane is the relatively small Blair River inlier on the far northwestern tip. It contains the oldest rock in the Maritimes, formed up to 1.6 billion years ago. These rocks, which can be seen in the Polletts Cove - Aspy Fault Wilderness Area north of Pleasant Bay, are likely part of the Canadian Shield, a large area of Precambrian igneous and metamorphic rock that forms the core of the North American continent.
The Avalon and Bras d'Or terranes were pushed together about 500 million years ago when the supercontinent Gondwana was formed. The Blair River inlier was sandwiched in between the two when Laurussia was formed 450-360 million years ago, at which time the land was found in the tropics. This collision also formed the Appalachian Mountains. Associated rifting and faulting is now visible as the canyons of the Cape Breton Highlands. Then, during the Carboniferous period, the area was flooded, which created sedimentary rock layers such as sandstone, shale, gypsum, and conglomerate. Later, most of the island was tropical forest which later formed coal deposits.
Much later, the land was shaped by repeated ice ages which left striations, till, U-shaped valleys, and carved the Bras d'Or Lake from the bedrock. Examples of U-shaped valleys are those of the Chéticamp, Grande Anse, and Clyburn River valleys. Other valleys have been eroded by water, forming V-shaped valleys and canyons. Cape Breton has many fault lines but few earthquakes. Since the North American continent is moving westward, earthquakes tend to occur on the western edge of the continent.
Climate
The warm summer humid continental climate is moderated by the proximity of the cold, oftentimes polar Labrador Current and its warmer counterpart the Gulf Stream, both being dominant currents in the North Atlantic Ocean.
Ecology
Lowlands
There are lowland areas in along the western shore, around Lake Ainslie, the Bras d'Or watershed, Boularderie Island, and the Sydney coalfield. They include salt marshes, coastal beaches, and freshwater wetlands.
Starting in the 1800s, many areas were cleared for farming or timber. Many farms were abandoned from the 1920s to the 1950s with fields being reclaimed by white spruce, red maple, white birch, and balsam fir. Higher slopes are dominated by yellow birch and sugar maple. In sheltered areas with sun and drainage, Acadian forest is found. Wetter areas have tamarack, and black spruce. The weather station at Ingonish records more rain than anywhere else in Nova Scotia.
Behind barrier beaches and dunes at Aspy Bay are salt marshes. The Aspy, Clyburn, and Ingonish rivers have all created floodplains which support populations of black ash, fiddle head fern, swamp loosestrife, swamp milkweed, southern twayblade, and bloodroot.
Red sandstone and white gypsum cliffs can be observed throughout this area. Bedrock is Carboniferous sedimentary with limestone, shale, and sandstone. Many fluvial remains from are glaciation found here. Mining has been ongoing for centuries, and more than 500 mine openings can be found, mainly in the east.
Karst topography is found in Dingwall, South Harbour, Plaster Provincial Park, along the Margaree and Middle Rivers, and along the north shore of Lake Ainslie. The presence of gypsum and limestone increases soil pH and produces some rich wetlands which support giant spear, tufted fen, and other mosses, as well as vascular plants like sedges.
Cape Breton Hills
This ecosystem is spread throughout Cape Breton and is defined as hills and slopes 150-300m above sea level, typically covered with Acadian forest.
It includes North Mountain, Kellys Mountain, and East Bay Hills.
Forests in this area were cleared for timber and agriculture and are now a mosaic of habitats depending on the local terrain, soils and microclimate. Typical species include ironwood, white ash, beech, sugar maple, red maple, and yellow birch. The understory can include striped maple, beaked hazelnut, fly honeysuckle, club mosses and ferns. Ephemerals are visible in the spring, such as Dutchman's breeches and spring beauty.
In ravines, shade tolerant trees like hemlock, white pine, red spruce are found. Less well-drained areas are forested with balsam fir and black spruce.
Highlands and the Northern Plateau
The Highlands comprise a tableland in the northern portions of Inverness and Victoria counties.
An extension of the Appalachian mountain chain, elevations average 350 metres at the edges of the plateau and rise to more than 500 metres at the centre. The area has broad, gently rolling hills bisected with deep valleys and steep-walled canyons. A majority of the land is a taiga of balsam fir, with some white birch, white spruce, mountain ash, and heart-leaf birch.
The northern and western edges of the plateau, particularly at high elevations, resemble arctic tundra. Trees 30–90 high, overgrown with reindeer lichens, can be 150 years old. At very high elevations some areas are exposed bedrock without any vegetation apart from Cladonia lichens. There are many barrens, or heaths, dominated by bushy species of the Ericaceae family.
Spruce, killed by spruce budworm in the late 1970s, has reestablished at lower elevations, but not at higher elevations due to moose browsing. Decomposition is slow, leaving thick layers of plant litter. Ground cover includes wood aster, twinflower, liverworts, wood sorrel, bluebead lily, goldthread, various ferns, and lily-of-the-valley, with bryophyte and large-leaved goldenrod at higher elevations. The understory can include striped maple, mountain ash, ferns, and mountain maple.
Near water, bog birch, alder, and mountain-ash are found. There are many open wetlands populated with stunted tamarack and black spruce. Poor drainage has led to the formation of peatlands which can support tufted clubrush, Bartram's serviceberry, coastal sedge, and bakeapple.
Cape Breton coastal
The eastern shore is unique in that while not at a high elevation, it has a cool climate with much rain and fog, strong winds, and low summer temperatures. It is dominated by a boreal forest of black spruce and balsam fir. Sheltered areas support tolerant hardwoods such as white birch and red maple. Many salt marshes, fens, and bogs are found there.
There are many beaches on the highly crenelated coastline. Unlike elsewhere on the island, these are rocky and support plants unlike those of sandy beaches. The coast provides habitat for common coast bird species like common eider, black legged kittiwake, black guillemot, whimbrel, and great cormorant.
Hydrology
Land is drained into the Gulf of Saint Lawrence via the rivers Aspy, Sydney, Mira, Framboise, Margaree, and Chéticamp. The largest freshwater lake is Lake Ainslie.
Government
Local government on the island is provided by the Cape Breton Regional Municipality, the Municipality of the County of Inverness, the Municipality of the County of Richmond, and the Municipality of the County of Victoria, along with the Town of Port Hawkesbury.
The island has five Miꞌkmaq Indian reserves: Eskasoni (the largest in population and land area), Membertou, Wagmatcook, Waycobah, and Potlotek.
Demographics
The island's residents can be grouped into five main cultures: Scottish, Mi'kmaq, Acadian, Irish, English, with respective languages Scottish Gaelic, Mi'kmaq, French, and English. English is now the primary language, including a locally distinctive Cape Breton accent, while Mi'kmaq, Scottish Gaelic and Acadian French are still spoken in some communities.
Later migrations of Black Loyalists, Italians, and Eastern Europeans mostly settled in the island's eastern part around the industrial Cape Breton region. Cape Breton Island's population has been in decline two decades with an increasing exodus in recent years due to economic conditions.
Population trend
Religious groups
Statistics Canada in 2001 reported a "religion" total of 145,525 for Cape Breton, including 5,245 with "no religious affiliation." Major categories included:
Roman Catholic: 96,260 (includes Eastern Catholic, Polish National Catholic Church, Old Catholic)
Protestant: 42,390
Christian, not included elsewhere: 580
Orthodox: 395
Jewish: 250
Muslim: 145
Economy
Much of the recent economic history of Cape Breton Island can be tied to the coal industry.
The island has two major coal deposits:
the Sydney Coal Field in the southeastern part of the island along the Atlantic Ocean drove the Industrial Cape Breton economy throughout the 19th and 20th centuries—until after World War II, its industries were the largest private employers in Canada.
the Inverness Coal Field in the western part of the island along the Gulf of St. Lawrence is significantly smaller but hosted several mines.
Sydney has traditionally been the main port, with facilities in a large, sheltered, natural harbour. It is the island's largest commercial centre and home to the Cape Breton Post daily newspaper, as well as one television station, CJCB-TV (CTV), and several radio stations. The Marine Atlantic terminal at North Sydney is the terminal for large ferries traveling to Channel-Port aux Basques and seasonally to Argentia, both on the island of Newfoundland.
Point Edward on the west side of Sydney Harbour is the location of Sydport, a former navy base () now converted to commercial use. The Canadian Coast Guard College is nearby at Westmount. Petroleum, bulk coal, and cruise ship facilities are also in Sydney Harbour.
Glace Bay, the second largest urban community in population, was the island's main coal mining centre until its last mine closed in the 1980s. Glace Bay was the hub of the Sydney & Louisburg Railway and a major fishing port. At one time, Glace Bay was known as the largest town in Nova Scotia, based on population.
Port Hawkesbury has risen to prominence since the completion of the Canso Causeway and Canso Canal created an artificial deep-water port, allowing extensive petrochemical, pulp and paper, and gypsum handling facilities to be established. The Strait of Canso is completely navigable to Seawaymax vessels, and Port Hawkesbury is open to the deepest-draught vessels on the world's oceans. Large marine vessels may also enter Bras d'Or Lake through the Great Bras d'Or channel, and small craft can use the Little Bras d'Or channel or St. Peters Canal. While commercial shipping no longer uses the St. Peters Canal, it remains an important waterway for recreational vessels.
The industrial Cape Breton area faced several challenges with the closure of the Cape Breton Development Corporation's (DEVCO) coal mines and the Sydney Steel Corporation's (SYSCO) steel mill. In recent years, the Island's residents have tried to diversify the area economy by investing in tourism developments, call centres, and small businesses, as well as manufacturing ventures in fields such as auto parts, pharmaceuticals, and window glazings.
While the Cape Breton Regional Municipality is in transition from an industrial to a service-based economy, the rest of Cape Breton Island outside the industrial area surrounding Sydney-Glace Bay has been more stable, with a mixture of fishing, forestry, small-scale agriculture, and tourism.
Tourism in particular has grown throughout the post-Second World War era, especially the growth in vehicle-based touring, which was furthered by the creation of the Cabot Trail scenic drive. The scenery of the island is rivalled in northeastern North America by only Newfoundland; and Cape Breton Island tourism marketing places a heavy emphasis on its Scottish Gaelic heritage through events such as the Celtic Colours Festival, held each October, as well as promotions through the Gaelic College of Celtic Arts and Crafts.
Whale-watching is a popular attraction for tourists. Whale-watching cruises are operated by vendors from Baddeck to Chéticamp. The most popular species of whale found in Cape Breton's waters is the pilot whale.
The Cabot Trail is a scenic road circuit around and over the Cape Breton Highlands with spectacular coastal vistas; over 400,000 visitors drive the Cabot Trail each summer and fall. Coupled with the Fortress of Louisbourg, it has driven the growth of the tourism industry on the island in recent decades. The Condé Nast travel guide has rated Cape Breton Island as one of the world's best island destinations.
Transport
The island's primary east–west road is Highway 105, the Trans-Canada Highway, although Trunk 4 is also heavily used. Highway 125 is an important arterial route around Sydney Harbour in the Cape Breton Regional Municipality. The Cabot Trail, circling the Cape Breton Highlands, and Trunk 19, along the island's western coast, are important secondary roads. The Cape Breton and Central Nova Scotia Railway maintains railway connections between the port of Sydney to the Canadian National Railway in Truro.
Cape Breton Island is served by several airports, the largest, the JA Douglas McCurdy Sydney Airport, situated on Trunk 4 between the communities of Sydney and Glace Bay, as well as smaller airports at Port Hawksbury, Margaree, and Baddeck.
Culture
Language
Gaelic speakers in Cape Breton, as elsewhere in Nova Scotia, constituted a large proportion of the local population from the 18th century on. They brought with them a common culture of poetry, traditional songs and tales, music and dance, and used this to develop distinctive local traditions.
Most Gaelic settlement in Nova Scotia happened between 1770 and 1840, with probably over 50,000 Gaelic speakers emigrating from the Scottish Highlands and the Hebrides to Nova Scotia and Prince Edward Island. Such emigration was facilitated by changes in Gaelic society and the economy, with sharp increases in rents, confiscation of land and disruption of local customs and rights. In Nova Scotia, poetry and song in Gaelic flourished. George Emmerson argues that an "ancient and rich" tradition of storytelling, song, and Gaelic poetry emerged during the 18th century and was transplanted from the Highlands of Scotland to Nova Scotia, where the language similarly took root there. The majority of those settling in Nova Scotia from the end of the 18th century through to middle of the next were from the Scottish Highlands, rather than the Lowlands, making the Highland tradition's impact more profound on the region. Gaelic settlement in Cape Breton began in earnest in the early nineteenth century.
The Gaelic language became dominant from Colchester County in the west of Nova Scotia into Cape Breton County in the east. It was reinforced in Cape Breton in the first half of the 19th century with an influx of Highland Scots numbering approximately 50,000 as a result of the Highland Clearances.
From 1892 to 1904, Jonathon MacKinnon published the Scottish Gaelic-language biweekly newspaper () in Sydney, Nova Scotia. During the 1920s, several Scottish Gaelic-language newspapers were printed in Sydney for distribution primarily on Cape Breton, including the (), which included Gaelic-language lessons; the United Church-affiliated (); and MacKinnon's later endeavor, ().
Gaelic speakers, however, tended to be poor; they were largely illiterate and had little access to education. This situation persisted into the early days of the twentieth century. In 1921 Gaelic was approved as an optional subject in the curriculum of Nova Scotia, but few teachers could be found and children were discouraged from using the language in schools. By 1931 the number of Gaelic speakers in Nova Scotia had fallen to approximately 25,000, mostly in discrete pockets. In Cape Breton it was still a majority language, but the proportion was falling. Children were no longer being raised with Gaelic.
From 1939 on, attempts were made to strengthen its position in the public school system in Nova Scotia, but funding, official commitment and the availability of teachers continued to be a problem. By the 1950s the number of speakers was less than 7,000. The advent of multiculturalism in Canada in the 1960s meant that new educational opportunities became available, with a gradual strengthening of the language at secondary and tertiary level. At present several schools in Cape Breton offer Gaelic Studies and Gaelic language programs, and the language is taught at Cape Breton University.
The 2016 Canadian Census shows that there are only 40 reported speakers of Gaelic as a mother tongue in Cape Breton. On the other hand, there are families and individuals who have recommenced intergenerational transmission. They include fluent speakers from Gaelic-speaking areas of Scotland and speakers who became fluent in Nova Scotia and who in some cases studied in Scotland. Other revitalization activities include adult education, community cultural events and publishing.
Traditional music
Cape Breton is well known for its traditional fiddle music, which was brought to North America by Scottish immigrants during the Highland Clearances. The traditional style has been well preserved in Cape Breton, and cèilidhs have become a popular attraction for tourists. Inverness County in particular has a heavy concentration of musical activity, with regular performances in communities such as Mabou and Judique. Judique is recognized as "" () or the 'Home of Celtic Music', featuring the Celtic Music Interpretive Centre. The traditional fiddle music of Cape Breton is studied by musicians around the world, where its global recognition continues to rise.
Local performers who have received significant recognition outside of Cape Breton include Angus Chisholm; Buddy MacMaster; Joseph Cormier, the first Cape Breton fiddler to record an album made available in Europe (1974); Lee Cremo; Bruce Guthro; Natalie MacMaster; Ashley MacIsaac; The Rankin Family; Aselin Debison; Gordie Sampson; John Allan Cameron; and the Barra MacNeils.
The Men of the Deeps are a male choral group of current and former miners from the industrial Cape Breton area.
Film and television
My Bloody Valentine: 1981 slasher film shot on location in Sydney Mines.
The Bay Boy: 1984 semi-autobiographical drama film about growing up in Glace Bay.
Margaret's Museum 1995 drama film which tells the story of a young girl living in a coal mining town where the death of men from accidents in "the pit" (the mines) has become almost routine.
Pit Pony 1999 TV series about small-town life in Glace Bay in 1904. The plot line revolves around the lives of the families of the men and boys who work in the coal mines.
Photo gallery
See also
Canadian Gaelic
Cape Breton accent
Cape Breton Labour Party
Cape Breton Regional Municipality
Provinces and territories of Canada
Province of Cape Breton Island
Sydney Tar Ponds
Cape Breton Highlands National Park
List of people from Cape Breton
Notes
References
Further reading
External links
Cape Breton Island Official Travel Guide
British North America
Canadian Gaelic
Former British colonies and protectorates in the Americas
Geographic regions of Nova Scotia
Islands of Nova Scotia |
5729 | https://en.wikipedia.org/wiki/Chariots%20of%20Fire | Chariots of Fire | Chariots of Fire is a 1981 British historical sports drama film directed by Hugh Hudson, written by Colin Welland and produced by David Puttnam. It is based on the true story of two British athletes in the 1924 Olympics: Eric Liddell, a devout Scottish Christian who runs for the glory of God, and Harold Abrahams, an English Jew who runs to overcome prejudice. Ben Cross and Ian Charleson star as Abrahams and Liddell, alongside Nigel Havers, Ian Holm, John Gielgud, Lindsay Anderson, Cheryl Campbell, Alice Krige, Brad Davis and Dennis Christopher in supporting roles. Kenneth Branagh makes his debut in a minor role.
Chariots of Fire was nominated for seven Academy Awards and won four, including Best Picture, Best Original Screenplay and Best Original Score for Vangelis' electronic theme tune. At the 35th British Academy Film Awards, the film was nominated in 11 categories and won in three, including Best Film. It is ranked 19th in the British Film Institute's list of Top 100 British films.
The film's title was inspired by the line "Bring me my Chariot of fire!" from the William Blake poem adapted into the British hymn and unofficial English anthem "Jerusalem"; the hymn is heard at the end of the film. The original phrase "chariot(s) of fire" is from 2 Kings 2:11 and 6:17 in the Bible.
Plot
During a 1978 funeral service in London in honour of the life of Harold Abrahams, headed by his former colleague Lord Andrew Lindsay, there is a flashback to when he was young and in a group of athletes running along a beach.
In 1919, Harold Abrahams enters the University of Cambridge, where he experiences antisemitism from the staff but enjoys participating in the Gilbert and Sullivan club. He becomes the first person ever to complete the Trinity Great Court Run, running around the college courtyard in the time it takes for the clock to strike 12, and achieves an undefeated string of victories in various national running competitions. Although focused on his running, he falls in love with Sybil Gordon, a leading Gilbert and Sullivan soprano.
Eric Liddell, born in China to Scottish missionary parents, is in Scotland. His devout sister Jennie disapproves of Liddell's plans to pursue competitive running. Still, Liddell sees running as a way of glorifying God before returning to China to work as a missionary. When they first race against each other, Liddell beats Abrahams. Abrahams takes it poorly, but Sam Mussabini, a professional trainer he had approached earlier, offers to take him on to improve his technique. This attracts criticism from the Cambridge college masters, who allege it is not gentlemanly for an amateur to "play the tradesman" by employing a professional coach. Abrahams dismisses this concern, interpreting it as cover for antisemitic and class-based prejudice. When Liddell accidentally misses a church prayer meeting because of his running, Jennie upbraids him and accuses him of no longer caring about God. Eric tells her that though he intends to return eventually to the China mission, he feels divinely inspired when running and that not to run would be to dishonour God.
After years of training and racing, the two athletes are accepted to represent Great Britain in the 1924 Olympics in Paris. Also accepted are Abrahams' Cambridge friends, Andrew Lindsay, Aubrey Montague, and Henry Stallard. While boarding the boat to France for the Olympics, Liddell discovers the heats for his 100-metre race will be on a Sunday. Despite intense pressure from the Prince of Wales and the British Olympic Committee, he refuses to run the race because his Christian convictions prevent him from running on the Lord's Day. A solution is found thanks to Liddell's teammate Lindsay, who, having already won a silver medal in the 400 metres hurdles, offers to give his place in the 400-metre race on the following Thursday to Liddell, who gratefully accepts. Liddell's religious convictions in the face of national athletic pride make headlines around the world; he delivers a sermon at the Paris Church of Scotland that Sunday, and quotes from Isaiah 40.
Abrahams is badly beaten by the heavily favoured United States runners in the 200 metre race. He knows his last chance for a medal will be the 100 metres. He competes in the race and wins. His coach Mussabini, who was barred from the stadium, is overcome that the years of dedication and training have paid off with an Olympic gold medal. Now Abrahams can get on with his life and reunite with his girlfriend Sybil, whom he had neglected for the sake of running. Before Liddell's race, the American coach remarks dismissively to his runners that Liddell has little chance of doing well in his now, far longer, 400 metre race. But one of the American runners, Jackson Scholz, hands Liddell a note of support that quotes . Liddell defeats the American favourites and wins the gold medal. The British team returns home triumphant.
A textual epilogue reveals that Abrahams married Sybil and became the elder statesman of British athletics while Liddell went on to do missionary work and was mourned by all of Scotland following his death in Japanese-occupied China.
Cast
Other actors in smaller roles include John Young as Eric and Jennie's father Reverend J.D. Liddell, Yvonne Gilan as their mother Mary, Benny Young as their older brother Rob, Yves Beneyton as French runner Géo André, Philip O'Brien as American coach George Collins, Patrick Doyle as Jimmie, and Ruby Wax as Bunty. Kenneth Branagh, who worked as a set gofer, appears as an extra in the Cambridge Society Day sequence. Stephen Fry has a likewise uncredited role as a Gilbert-and-Sullivan Club singer.
Production
Screenplay
Producer David Puttnam was looking for a story in the mould of A Man for All Seasons (1966), regarding someone who follows his conscience, and felt that sport provided clear situations in this sense. He discovered Eric Liddell's story by accident in 1977, when he happened upon An Approved History of the Olympic Games, a reference book on the Olympics, while housebound from the flu, in a rented house in Malibu.
Screenwriter Colin Welland, commissioned by Puttnam, did an enormous amount of research for his Academy Award-winning script. Among other things, he took out advertisements in London newspapers seeking memories of the 1924 Olympics, went to the National Film Archives for pictures and footage of the 1924 Olympics, and interviewed everyone involved who was still alive. Welland just missed Abrahams, who died on 14 January 1978, but he did attend Abrahams' February 1978 memorial service, which inspired the present-day framing device of the film. Aubrey Montague's son saw Welland's newspaper ad and sent him copies of the letters his father had sent home – which gave Welland something to use as a narrative bridge in the film. Except for changes in the greetings of the letters from "Darling Mummy" to "Dear Mum" and the change from Oxford to Cambridge, all of the readings from Montague's letters are from the originals.
Welland's original script also featured, in addition to Eric Liddell and Harold Abrahams, a third protagonist, 1924 Olympic gold medallist Douglas Lowe, who was presented as a privileged aristocratic athlete. However, Lowe refused to have anything to do with the film, and his character was written out and replaced by the fictional character of Lord Andrew Lindsay.
Initial financing towards development costs was provided by Goldcrest Films, who then sold the project to Mohamed Al-Fayed's Allied Stars, but kept a percentage of the profits.
Ian Charleson wrote Eric Liddell's speech to the post-race workingmen's crowd at the Scotland v. Ireland races. Charleson, who had studied the Bible intensively in preparation for the role, told director Hugh Hudson that he didn't feel the portentous and sanctimonious scripted speech was either authentic or inspiring. Hudson and Welland allowed him to write words he personally found inspirational instead.
Puttnam chose Hugh Hudson, a multiple award-winning advertising and documentary filmmaker who had never helmed a feature film, to direct Chariots of Fire. Hudson and Puttnam had known each other since the 1960s when Puttnam was an advertising executive and Hudson was making films for ad agencies. In 1977, Hudson had also been second-unit director on the Puttnam-produced film Midnight Express.
Casting
Director Hugh Hudson was determined to cast young, unknown actors in all the major roles of the film, and to back them up by using veterans like John Gielgud, Lindsay Anderson, and Ian Holm as their supporting cast. Hudson and producer David Puttnam did months of fruitless searching for the perfect actor to play Eric Liddell. They then saw Scottish stage actor Ian Charleson performing the role of Pierre in the Royal Shakespeare Company's production of Piaf, and knew immediately they had found their man. Unbeknownst to them, Charleson had heard about the film from his father, and desperately wanted to play the part, feeling it would "fit like a kid glove".
Ben Cross, who plays Harold Abrahams, was discovered while playing Billy Flynn in Chicago. In addition to having a natural pugnaciousness, he had the desired ability to sing and play the piano. Cross was thrilled to be cast, and said he was moved to tears by the film's script.
20th Century-Fox, which put up half of the production budget in exchange for distribution rights outside of North America, insisted on having a couple of notable American names in the cast. Thus the small parts of the two American champion runners, Jackson Scholz and Charley Paddock, were cast with recent headliners: Brad Davis had recently starred in Midnight Express (also produced by Puttnam), and Dennis Christopher had recently starred, as a young bicycle racer, in the popular indie film Breaking Away.
All of the actors portraying runners underwent an intensive three-month training regimen with renowned running coach Tom McNab. This training and isolation of the actors also created a strong bond and sense of camaraderie among them.
Filming
The beach scenes showing the athletes running towards the Carlton Hotel at Broadstairs, Kent, were shot in Scotland on West Sands, St Andrews next to the 18th hole of the Old Course at St Andrews Links. A plaque now commemorates the filming. The impact of these scenes (as the athletes run in slow motion to Vangelis's music) prompted Broadstairs town council to commemorate them with a seafront plaque.
All of the Cambridge scenes were actually filmed at Hugh Hudson's alma mater Eton College, because Cambridge refused filming rights, fearing depictions of anti-Semitism. The Cambridge administration greatly regretted the decision after the film's enormous success.
Liverpool Town Hall was the setting for the scenes depicting the British Embassy in Paris. The Colombes Olympic Stadium in Paris was represented by the Oval Sports Centre, Bebington, Merseyside. The nearby Woodside ferry terminal was used to represent the embarkation scenes set in Dover. The railway station scenes were filmed in York, using locomotives from the National Railway Museum. The filming of the Scotland–France international athletic meeting took place at Goldenacre Sports Ground, owned by George Heriot's School while the Scotland–Ireland meeting was at the nearby Inverleith Sports Ground. The scene depicting a performance of The Mikado was filmed in the Royal Court Theatre, Liverpool, with members of the D'Oyly Carte Opera Company who were on tour.
Editing
The film was slightly altered for the U.S. audience. A brief scene depicting a pre-Olympics cricket game between Abrahams, Liddell, Montague, and the rest of the British track team appears shortly after the beginning of the original film. For the American audience, this brief scene was deleted. In the U.S., to avoid the initial G rating, which had been strongly associated with children's films and might have hindered box office sales, a different scene was used – one depicting Abrahams and Montague arriving at a Cambridge railway station and encountering two First World War veterans who use an obscenity – in order to be given a PG rating. An off camera retort of "Win It For Israel" among exhortations of Abraham's fellow students before he takes on the challenge of The Great Court Run was curiously absent from the final cuts theatrically distributed in the U.S. but can be heard in versions broadcast on such cable outlets as TCM.
Soundtrack
Although the film is a period piece, set in the 1920s, the Academy Award-winning original soundtrack composed by Vangelis uses a modern 1980s electronic sound, with a strong use of synthesizer and piano among other instruments. This was a departure from earlier period films, which employed sweeping orchestral instrumentals. The title theme of the film has been used in subsequent films and television shows during slow-motion segments.
Vangelis, a Greek-born electronic composer who moved to Paris in the late 1960s, had been living in London since 1974. Director Hugh Hudson had collaborated with him on documentaries and commercials, and was also particularly impressed with his 1979 albums Opera Sauvage and China. David Puttnam also greatly admired Vangelis's body of work, having originally selected his compositions for his previous film Midnight Express. Hudson made the choice for Vangelis and for a modern score: "I knew we needed a piece which was anachronistic to the period to give it a feel of modernity. It was a risky idea but we went with it rather than have a period symphonic score." The soundtrack had a personal significance to Vangelis: after composing the theme he told Puttnam, "My father is a runner, and this is an anthem to him."
Hudson originally wanted Vangelis's 1977 tune "L'Enfant", from his Opera Sauvage album, to be the title theme of the film, and the beach running sequence was actually filmed with "L'Enfant" playing on loudspeakers for the runners to pace to. Vangelis finally convinced Hudson he could create a new and better piece for the film's main theme – and when he played the "Chariots of Fire" theme for Hudson, it was agreed the new tune was unquestionably better. The "L'Enfant" melody still made it into the film: when the athletes reach Paris and enter the stadium, a brass band marches through the field, and first plays a modified, acoustic performance of the piece. Vangelis's electronic "L'Enfant" track eventually was used prominently in the 1982 film The Year of Living Dangerously.
Some pieces of Vangelis's music in the film did not end up on the film's soundtrack album. One of them is the background music to the race Eric Liddell runs in the Scottish highlands. This piece is a version of "Hymne", the original version of which appears on Vangelis's 1979 album, Opéra sauvage. Various versions are also included on Vangelis's compilation albums Themes, Portraits, and Odyssey: The Definitive Collection, though none of these include the version used in the film.
Five lively Gilbert and Sullivan tunes also appear in the soundtrack, and serve as jaunty period music which counterpoints Vangelis's modern electronic score. These are: "He is an Englishman" from H.M.S. Pinafore, "Three Little Maids From School Are We" from The Mikado, "With Catlike Tread" from The Pirates of Penzance, "The Soldiers of Our Queen" from Patience, and "There Lived a King" from The Gondoliers.
The film also incorporates a major traditional work: "Jerusalem", sung by a British choir at the 1978 funeral of Harold Abrahams. The words, written by William Blake in 1804–08, were set to music by Hubert Parry in 1916 as a celebration of England. This hymn has been described as "England's unofficial national anthem", concludes the film and inspired its title. A handful of other traditional anthems and hymns and period-appropriate instrumental ballroom-dance music round out the film's soundtrack.
Release
The film was distributed by 20th Century-Fox and selected for the 1981 Royal Film Performance with its premiere on 30 March 1981 at the Odeon Haymarket before opening to the public the following day. It opened in Edinburgh on 4 April and in Oxford and Cambridge on 5 April with other openings in Manchester and Liverpool before expanding further in May into 20 additional London cinemas and 11 others nationally. It was shown in competition at the 1981 Cannes Film Festival on 20 May.
The film was distributed by The Ladd Company through Warner Bros. in North America and released on 25 September 1981 in Los Angeles, California and in New York Film Festival, on 26 September 1981 in New York and on 9 April 1982 in the United States.
Reception
Since its release, Chariots of Fire has received generally positive reviews from critics. , the film holds an 83% "Certified Fresh" rating on the review aggregator website Rotten Tomatoes, based on 111 reviews, with a weighted average of 7.7/10. The site's consensus reads: "Decidedly slower and less limber than the Olympic runners at the center of its story, Chariots of Fire nevertheless manages to make effectively stirring use of its spiritual and patriotic themes." On Metacritic, the film has a score of 78 out of 100 based on 19 critics' reviews, indicating "generally favorable reviews".
For its 2012 re-release, Kate Muir of The Times gave the film five stars, writing: "In a time when drug tests and synthetic fibres have replaced gumption and moral fibre, the tale of two runners competing against each other in the 1924 Olympics has a simple, undiminished power. From the opening scene of pale young men racing barefoot along the beach, full of hope and elation, backed by Vangelis's now famous anthem, the film is utterly compelling."
In its first four weeks at the Odeon Haymarket it grossed £106,484. The film was the highest-grossing British film for the year with theatrical rentals of £1,859,480. Its gross of almost $59 million in the United States and Canada made it the highest-grossing film import into the US (i.e. a film without any US input) at the time, surpassing Meatballs $43 million.
Accolades
The film was nominated for seven Academy Awards, winning four (including Best Picture). When accepting his Oscar for Best Original Screenplay, Colin Welland famously announced "The British are coming". It was the first film released by Warner Bros. to win Best Picture since My Fair Lady in 1964.
American Film Institute recognition
1998: AFI's 100 Years...100 Movies - Nominated
2005: AFI's 100 Years of Film Scores - Nominated
2006: AFI's 100 Years...100 Cheers - No. 100
2007: AFI's 100 Years...100 Movies (10th Anniversary Edition) - Nominated
2008: AFI's 10 Top 10 - Nominated Sports Movie
Other honours
BFI Top 100 British films (1999) – rank 19
Hot 100 No. 1 Hits of 1982 (USA) (8 May) – Vangelis, Chariots of Fire theme
Historical accuracy
Chariots of Fire is a film about achieving victory through self sacrifice and moral courage. While the producers' intent was to make a cinematic work that was historically authentic, the film was not intended to be historically accurate. Numerous liberties were taken with the actual historical chronology, the inclusion and exclusion of notable people, and the creation of fictional scenes for dramatic purpose, plot pacing and exposition.
Characters
The film depicts Abrahams as attending Gonville and Caius College, Cambridge, with three other Olympic athletes: Henry Stallard, Aubrey Montague, and Lord Andrew Lindsay. Abrahams and Stallard were, in fact, students there and competed in the 1924 Olympics. Montague also competed in the Olympics as depicted, but he attended Oxford, not Cambridge. Aubrey Montague sent daily letters to his mother about his time at Oxford and the Olympics; these letters were the basis of Montague's narration in the film.
The character of Lindsay was based partially on Lord Burghley, a significant figure in the history of British athletics. Although Burghley did attend Cambridge, he was not a contemporary of Harold Abrahams, as Abrahams was an undergraduate from 1919 to 1923 and Burghley was at Cambridge from 1923 to 1927. One scene in the film depicts the Burghley-based "Lindsay" as practising hurdles on his estate with full champagne glasses placed on each hurdle – this was something the wealthy Burghley did, although he used matchboxes instead of champagne glasses. The fictional character of Lindsay was created when Douglas Lowe, who was Britain's third athletics gold medallist in the 1924 Olympics, was not willing to be involved with the film.
Another scene in the film recreates the Great Court Run, in which the runners attempt to run around the perimeter of the Great Court at Trinity College, Cambridge in the time it takes the clock to strike 12 at midday. The film shows Abrahams performing the feat for the first time in history. In fact, Abrahams never attempted this race, and at the time of filming the only person on record known to have succeeded was Lord Burghley, in 1927. In Chariots of Fire, Lindsay, who is based on Lord Burghley, runs the Great Court Run with Abrahams in order to spur him on, and crosses the finish line just a moment too late. Since the film's release, the Great Court Run has also been successfully run by Trinity undergraduate Sam Dobin, in October 2007.
In the film, Eric Liddell is tripped up by a Frenchman in the 400-metre event of a Scotland–France international athletic meeting. He recovers, makes up a 20-metre deficit, and wins. This was based on fact; the actual race was the 440 yards at a Triangular Contest meet between Scotland, England, and Ireland at Stoke-on-Trent in England in July 1923. His achievement was remarkable as he had already won the 100- and 220-yard events that day. Also unmentioned with regard to Liddell is that it was he who introduced Abrahams to Sam Mussabini. This is alluded to: in the film, Abrahams first encounters Mussabini while he is watching Liddell race.
Abrahams and Liddell did race against each other twice, but not as depicted in the film, which shows Liddell winning the final of the 100 yards against a shattered Abrahams at the 1923 AAA Championship at Stamford Bridge. In fact, they raced only in a heat of the 220 yards, which Liddell won, five yards ahead of Abrahams, who did not progress to the final. In the 100 yards, Abrahams was eliminated in the heats and did not race against Liddell, who won the finals of both races the next day. They also raced against each other in the 200 m final at the 1924 Olympics, and this was also not shown in the film.
Abrahams' fiancée is misidentified as Sybil Gordon, a soprano with the D'Oyly Carte Opera Company. In fact, in 1936, Abrahams married Sybil Evers, who also performed with D'Oyly Carte, but they did not meet until 1934. Also, in the film, Sybil is depicted as singing the role of Yum-Yum in The Mikado, but neither Gordon nor Evers ever sang that role with D'Oyly Carte, although Evers was known for her charm in singing Peep-Bo, one of the two other "little maids from school". Harold Abrahams' love of and heavy involvement with Gilbert and Sullivan, as depicted in the film, is factual.
Liddell's sister was several years younger than she was portrayed in the film. Her disapproval of Liddell's track career was creative licence; she actually fully supported his sporting work. Jenny Liddell Somerville cooperated fully with the making of the film and has a brief cameo in the Paris Church of Scotland during Liddell's sermon.
At the memorial service for Harold Abrahams, which opens the film, Lord Lindsay mentions that he and Aubrey Montague are the only members of the 1924 Olympic team still alive. However, Montague died in 1948, 30 years before Abrahams' death.
Paris Olympics 1924
In the film, the 100m bronze medallist is a character called "Tom Watson"; the real medallist was Arthur Porritt of New Zealand, who refused permission for his name to be used in the film, allegedly out of modesty, and his wish was accepted by the film's producers, even though his permission was not necessary. However, the brief back-story given for Watson, who is called up to the New Zealand team from the University of Oxford, substantially matches Porritt's history. With the exception of Porritt, all the runners in the 100m final are identified correctly when they line up for inspection by the Prince of Wales.
Jackson Scholz is depicted as handing Liddell an inspirational Bible-quotation message before the 400 metres final: "It says in the Old Book, 'He that honors me, I will honor.' Good luck." In reality, the note was from members of the British team, and was handed to Liddell before the race by his attending masseur at the team's Paris hotel. For dramatic purposes, screenwriter Welland asked Scholz if he could be depicted handing the note, and Scholz readily agreed, saying "Yes, great, as long as it makes me look good."
The events surrounding Liddell's refusal to race on a Sunday are fictional. In the film, he does not learn that the 100-metre heat is to be held on the Christian Sabbath until he is boarding the boat to Paris. In fact, the schedule was made public several months in advance; Liddell did however face immense pressure to run on that Sunday and to compete in the 100 metres, getting called before a grilling by the British Olympic Committee, the Prince of Wales, and other grandees, and his refusal to run made headlines around the world.
The decision to change races was, even so, made well before embarking to Paris, and Liddell spent the intervening months training for the 400 metres, an event in which he had previously excelled. It is true, nonetheless, that Liddell's success in the Olympic 400m was largely unexpected.
The film depicts Lindsay, having already won a medal in the 400-metre hurdles, giving up his place in the 400-metre race for Liddell. In fact Burghley, on whom Lindsay is loosely based, was eliminated in the heats of the 110 hurdles (he would go on to win a gold medal in the 400 hurdles at the 1928 Olympics), and was not entered for the 400 metres.
The film reverses the order of Abrahams' 100m and 200m races at the Olympics. In reality, after winning the 100 metres race, Abrahams ran the 200 metres but finished last, Jackson Scholz taking the gold medal. In the film, before his triumph in the 100m, Abrahams is shown losing the 200m and being scolded by Mussabini. And during the following scene in which Abrahams speaks with his friend Montague while receiving a massage from Mussabini, there is a French newspaper clipping showing Scholz and Charley Paddock with a headline which states that the 200 metres was a triumph for the United States. In the same conversation, Abrahams laments getting "beaten out of sight" in the 200. The film thus has Abrahams overcoming the disappointment of losing the 200 by going on to win the 100, a reversal of the real order.
Eric Liddell actually also ran in the 200m race, and finished third, behind Paddock and Scholz. This was the only time in reality that Liddell and Abrahams competed in the same finals race. While their meeting in the 1923 AAA Championship in the film was fictitious, Liddell's record win in that race did spur Abrahams to train even harder.
Abrahams also won a silver medal as an opening runner for the 4 x 100 metres relay team, not shown in the film, and Aubrey Montague placed sixth in the steeplechase, as depicted.
London Olympics' 2012 revival
Chariots of Fire became a recurring theme in promotions for the 2012 Summer Olympics in London. The film's theme was featured at the opening of the 2012 London New Year's fireworks celebrating the Olympics. The runners who first tested the new Olympic Park were spurred on by the Chariots of Fire theme, and the music was also used to fanfare the carriers of the Olympic flame on parts of its route through the UK. The beach-running sequence was also recreated at St. Andrews and filmed as part of the Olympic torch relay.
The film's theme was also performed by the London Symphony Orchestra, conducted by Simon Rattle, during the Opening Ceremony of the games; the performance was accompanied by a comedy skit by Rowan Atkinson (as Mr. Bean) which included the opening beach-running footage from the film. The film's theme was again played during each medal ceremony of the 2012 Olympics.
As an official part of the London 2012 Festival celebrations, a new digitally re-mastered version of the film screened in 150 cinemas throughout the UK. The re-release began 13 July 2012, two weeks before the opening ceremony of the London Olympics.
A Blu-ray of the film was released on 10 July 2012 in North America, and was released 16 July 2012 in the UK. The release includes nearly an hour of special features, a CD sampler, and a 32-page "digibook".
Stage adaptation
A stage adaptation of Chariots of Fire was mounted in honour of the 2012 Olympics. The play, Chariots of Fire, which was adapted by playwright Mike Bartlett and included the Vangelis score, ran from 9 May to 16 June 2012 at London's Hampstead Theatre, and transferred to the Gielgud Theatre in the West End on 23 June, where it ran until 5 January 2013. It starred Jack Lowden as Eric Liddell and James McArdle as Harold Abrahams, and Edward Hall directed. Stage designer Miriam Buether transformed each theatre into an Olympic stadium, and composer Jason Carr wrote additional music. Vangelis also created several new pieces of music for the production.
The stage version for the London Olympic year was the idea of the film's director, Hugh Hudson, who co-produced the play; he stated, "Issues of faith, of refusal to compromise, standing up for one's beliefs, achieving something for the sake of it, with passion, and not just for fame or financial gain, are even more vital today."
Another play, Running for Glory, written by Philip Dart, based on the 1924 Olympics, and focusing on Abrahams and Liddell, toured parts of Britain from 25 February to 1 April 2012. It starred Nicholas Jacobs as Harold Abrahams, and Tom Micklem as Eric Liddell.
See also
List of films about the sport of athletics
Chariots of Fire, a race, inspired by the film, held in Cambridge since 1991
Great Britain at the 1924 Summer Olympics
Sabbath breaking
References
Notes
External links
Critics' Picks: Chariots of Fire retrospective video by A. O. Scott, The New York Times (2008)
Four speeches from the movie in text and audio from AmericanRhetoric.com
Chariots of Fire review by Roger Ebert
Chariots of Fire review in Variety
Chariots of Fire at the Arts & Faith Top 100 Spiritually Significant Films
Chariots of Fire Filming locations
Chariots of Fire screenplay, second draft, February 1980
Great Court Run
Chariots of Fire play – Hampstead Theatre
1981 films
1980s English-language films
1980s French-language films
20th Century Fox films
1980s biographical drama films
Best Foreign Language Film Golden Globe winners
Best Picture Academy Award winners
British biographical drama films
British sports drama films
University of Cambridge in fiction
Films about Christianity
Films about competitions
Films about religion
Films directed by Hugh Hudson
Films set in 1919
Films set in 1920
Films set in 1923
Films set in 1924
Films set in 1978
Films set in Cambridge
Films set in Kent
Films set in London
Films set in Paris
Films set in England
Films set in France
Films set in Scotland
Films set in the University of Cambridge
Films whose writer won the Best Original Screenplay Academy Award
Films that won the Best Original Score Academy Award
Goldcrest Films films
Biographical films about Jewish people
Films about the 1924 Summer Olympics
Films about Olympic track and field
Running films
Sport at the University of Cambridge
Sports films based on actual events
Warner Bros. films
Films scored by Vangelis
Films that won the Best Costume Design Academy Award
Films set on beaches
Religion and sports
Films shot in Edinburgh
Best Film BAFTA Award winners
Films produced by David Puttnam
The Ladd Company films
Biographical films about sportspeople
Cultural depictions of track and field athletes
1981 directorial debut films
1981 drama films
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Films shot in Yorkshire
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Films about antisemitism
1980s British films
Toronto International Film Festival People's Choice Award winners
Cultural depictions of Edward VIII and Wallis Simpson |
5734 | https://en.wikipedia.org/wiki/Consequentialism | Consequentialism | In ethical philosophy, consequentialism is a class of normative, teleological ethical theories that holds that the consequences of one's conduct are the ultimate basis for judgement about the rightness or wrongness of that conduct. Thus, from a consequentialist standpoint, a morally right act (or omission from acting) is one that will produce a good outcome. Consequentialism, along with eudaimonism, falls under the broader category of teleological ethics, a group of views which claim that the moral value of any act consists in its tendency to produce things of intrinsic value. Consequentialists hold in general that an act is right if and only if the act (or in some views, the rule under which it falls) will produce, will probably produce, or is intended to produce, a greater balance of good over evil than any available alternative. Different consequentialist theories differ in how they define moral goods, with chief candidates including pleasure, the absence of pain, the satisfaction of one's preferences, and broader notions of the "general good".
Consequentialism is usually contrasted with deontological ethics (or deontology): deontology, in which rules and moral duty are central, derives the rightness or wrongness of one's conduct from the character of the behaviour itself, rather than the outcomes of the conduct. It is also contrasted with both virtue ethics which focuses on the character of the agent rather than on the nature or consequences of the act (or omission) itself, and pragmatic ethics which treats morality like science: advancing collectively as a society over the course of many lifetimes, such that any moral criterion is subject to revision.
Some argue that consequentialist theories (such as utilitarianism) and deontological theories (such as Kantian ethics) are not necessarily mutually exclusive. For example, T. M. Scanlon advances the idea that human rights, which are commonly considered a "deontological" concept, can only be justified with reference to the consequences of having those rights. Similarly, Robert Nozick argued for a theory that is mostly consequentialist, but incorporates inviolable "side-constraints" which restrict the sort of actions agents are permitted to do. Derek Parfit argued that in practice, when understood properly, rule consequentialism, Kantian deontology, and contractualism would all end up prescribing the same behavior.
Forms of consequentialism
Utilitarianism
In summary, Jeremy Bentham states that people are driven by their interests and their fears, but their interests take precedence over their fears; their interests are carried out in accordance with how people view the consequences that might be involved with their interests. Happiness, in this account, is defined as the maximization of pleasure and the minimization of pain. It can be argued that the existence of phenomenal consciousness and "qualia" is required for the experience of pleasure or pain to have an ethical significance.
Historically, hedonistic utilitarianism is the paradigmatic example of a consequentialist moral theory. This form of utilitarianism holds that what matters is the aggregate happiness; the happiness of everyone, and not the happiness of any particular person. John Stuart Mill, in his exposition of hedonistic utilitarianism, proposed a hierarchy of pleasures, meaning that the pursuit of certain kinds of pleasure is more highly valued than the pursuit of other pleasures. However, some contemporary utilitarians, such as Peter Singer, are concerned with maximizing the satisfaction of preferences, hence preference utilitarianism. Other contemporary forms of utilitarianism mirror the forms of consequentialism outlined below.
Rule consequentialism
In general, consequentialist theories focus on actions. However, this need not be the case. Rule consequentialism is a theory that is sometimes seen as an attempt to reconcile consequentialism with deontology, or rules-based ethics—and in some cases, this is stated as a criticism of rule consequentialism. Like deontology, rule consequentialism holds that moral behavior involves following certain rules. However, rule consequentialism chooses rules based on the consequences that the selection of those rules has. Rule consequentialism exists in the forms of rule utilitarianism and rule egoism.
Various theorists are split as to whether the rules are the only determinant of moral behavior or not. For example, Robert Nozick held that a certain set of minimal rules, which he calls "side-constraints," are necessary to ensure appropriate actions. There are also differences as to how absolute these moral rules are. Thus, while Nozick's side-constraints are absolute restrictions on behavior, Amartya Sen proposes a theory that recognizes the importance of certain rules, but these rules are not absolute. That is, they may be violated if strict adherence to the rule would lead to much more undesirable consequences.
One of the most common objections to rule-consequentialism is that it is incoherent, because it is based on the consequentialist principle that what we should be concerned with is maximizing the good, but then it tells us not to act to maximize the good, but to follow rules (even in cases where we know that breaking the rule could produce better results).
In Ideal Code, Real World, Brad Hooker avoids this objection by not basing his form of rule-consequentialism on the ideal of maximizing the good. He writes:
[T]he best argument for rule-consequentialism is not that it derives from an overarching commitment to maximise the good. The best argument for rule-consequentialism is that it does a better job than its rivals of matching and tying together our moral convictions, as well as offering us help with our moral disagreements and uncertainties.
Derek Parfit described Hooker's book as the "best statement and defence, so far, of one of the most important moral theories."
State consequentialism
State consequentialism, also known as Mohist consequentialism, is an ethical theory that evaluates the moral worth of an action based on how much it contributes to the welfare of a state. According to the Stanford Encyclopedia of Philosophy, Mohist consequentialism, dating back to the 5th century BCE, is the "world's earliest form of consequentialism, a remarkably sophisticated version based on a plurality of intrinsic goods taken as constitutive of human welfare."
Unlike utilitarianism, which views utility as the sole moral good, "the basic goods in Mohist consequentialist thinking are...order, material wealth, and increase in population." During the time of Mozi, war and famine were common, and population growth was seen as a moral necessity for a harmonious society. The "material wealth" of Mohist consequentialism refers to basic needs, like shelter and clothing; and "order" refers to Mozi's stance against warfare and violence, which he viewed as pointless and a threat to social stability. In The Cambridge History of Ancient China, Stanford sinologist David Shepherd Nivison writes that the moral goods of Mohism "are interrelated: more basic wealth, then more reproduction; more people, then more production and wealth...if people have plenty, they would be good, filial, kind, and so on unproblematically."
The Mohists believed that morality is based on "promoting the benefit of all under heaven and eliminating harm to all under heaven." In contrast to Jeremy Bentham's views, state consequentialism is not utilitarian because it is not hedonistic or individualistic. The importance of outcomes that are good for the community outweigh the importance of individual pleasure and pain. The term state consequentialism has also been applied to the political philosophy of the Confucian philosopher Xunzi. On the other hand, "legalist" Han Fei "is motivated almost totally from the ruler's point of view."
Ethical egoism
Ethical egoism can be understood as a consequentialist theory according to which the consequences for the individual agent are taken to matter more than any other result. Thus, egoism will prescribe actions that may be beneficial, detrimental, or neutral to the welfare of others. Some, like Henry Sidgwick, argue that a certain degree of egoism promotes the general welfare of society for two reasons: because individuals know how to please themselves best, and because if everyone were an austere altruist then general welfare would inevitably decrease.
Ethical altruism
Ethical altruism can be seen as a consequentialist theory which prescribes that an individual take actions that have the best consequences for everyone except for himself. This was advocated by Auguste Comte, who coined the term altruism, and whose ethics can be summed up in the phrase "Live for others."
Two-level consequentialism
The two-level approach involves engaging in critical reasoning and considering all the possible ramifications of one's actions before making an ethical decision, but reverting to generally reliable moral rules when one is not in a position to stand back and examine the dilemma as a whole. In practice, this equates to adhering to rule consequentialism when one can only reason on an intuitive level, and to act consequentialism when in a position to stand back and reason on a more critical level.
This position can be described as a reconciliation between act consequentialism—in which the morality of an action is determined by that action's effects—and rule consequentialism—in which moral behavior is derived from following rules that lead to positive outcomes.
The two-level approach to consequentialism is most often associated with R. M. Hare and Peter Singer.
Motive consequentialism
Another consequentialist version is motive consequentialism, which looks at whether the state of affairs that results from the motive to choose an action is better or at least as good as each alternative state of affairs that would have resulted from alternative actions. This version gives relevance to the motive of an act and links it to its consequences. An act can therefore not be wrong if the decision to act was based on a right motive. A possible inference is that one can not be blamed for mistaken judgments if the motivation was to do good.
Negative consequentialism
Most consequentialist theories focus on promoting some sort of good consequences. However, negative utilitarianism lays out a consequentialist theory that focuses solely on minimizing bad consequences.
One major difference between these two approaches is the agent's responsibility. Positive consequentialism demands that we bring about good states of affairs, whereas negative consequentialism requires that we avoid bad ones. Stronger versions of negative consequentialism will require active intervention to prevent bad and ameliorate existing harm. In weaker versions, simple forbearance from acts tending to harm others is sufficient. An example of this is the slippery-slope argument, which encourages others to avoid a specified act on the grounds that it may ultimately lead to undesirable consequences.
Often "negative" consequentialist theories assert that reducing suffering is more important than increasing pleasure. Karl Popper, for example, claimed that "from the moral point of view, pain cannot be outweighed by pleasure." (While Popper is not a consequentialist per se, this is taken as a classic statement of negative utilitarianism.) When considering a theory of justice, negative consequentialists may use a statewide or global-reaching principle: the reduction of suffering (for the disadvantaged) is more valuable than increased pleasure (for the affluent or luxurious).
Acts and omissions
Since pure consequentialism holds that an action is to be judged solely by its result, most consequentialist theories hold that a deliberate action is no different from a deliberate decision not to act. This contrasts with the "acts and omissions doctrine", which is upheld by some medical ethicists and some religions: it asserts there is a significant moral distinction between acts and deliberate non-actions which lead to the same outcome. This contrast is brought out in issues such as voluntary euthanasia.
Actualism and possibilism
The normative status of an action depends on its consequences according to consequentialism. The consequences of the actions of an agent may include other actions by this agent. Actualism and possibilism disagree on how later possible actions impact the normative status of the current action by the same agent. Actualists assert that it is only relevant what the agent would actually do later for assessing the value of an alternative. Possibilists, on the other hand, hold that we should also take into account what the agent could do, even if she would not do it.
For example, assume that Gifre has the choice between two alternatives, eating a cookie or not eating anything. Having eaten the first cookie, Gifre could stop eating cookies, which is the best alternative. But after having tasted one cookie, Gifre would freely decide to continue eating cookies until the whole bag is finished, which would result in a terrible stomach ache and would be the worst alternative. Not eating any cookies at all, on the other hand, would be the second-best alternative. Now the question is: should Gifre eat the first cookie or not? Actualists are only concerned with the actual consequences. According to them, Gifre should not eat any cookies at all since it is better than the alternative leading to a stomach ache. Possibilists, however, contend that the best possible course of action involves eating the first cookie and this is therefore what Gifre should do.
One counterintuitive consequence of actualism is that agents can avoid moral obligations simply by having an imperfect moral character. For example, a lazy person might justify rejecting a request to help a friend by arguing that, due to her lazy character, she would not have done the work anyway, even if she had accepted the request. By rejecting the offer right away, she managed at least not to waste anyone's time. Actualists might even consider her behavior praiseworthy since she did what, according to actualism, she ought to have done. This seems to be a very easy way to "get off the hook" that is avoided by possibilism. But possibilism has to face the objection that in some cases it sanctions and even recommends what actually leads to the worst outcome.
Douglas W. Portmore has suggested that these and other problems of actualism and possibilism can be avoided by constraining what counts as a genuine alternative for the agent. On his view, it is a requirement that the agent has rational control over the event in question. For example, eating only one cookie and stopping afterward only is an option for Gifre if she has the rational capacity to repress her temptation to continue eating. If the temptation is irrepressible then this course of action is not considered to be an option and is therefore not relevant when assessing what the best alternative is. Portmore suggests that, given this adjustment, we should prefer a view very closely associated with possibilism called maximalism.
Issues
Action guidance
One important characteristic of many normative moral theories such as consequentialism is the ability to produce practical moral judgements. At the very least, any moral theory needs to define the standpoint from which the goodness of the consequences are to be determined. What is primarily at stake here is the responsibility of the agent.
The ideal observer
One common tactic among consequentialists, particularly those committed to an altruistic (selfless) account of consequentialism, is to employ an ideal, neutral observer from which moral judgements can be made. John Rawls, a critic of utilitarianism, argues that utilitarianism, in common with other forms of consequentialism, relies on the perspective of such an ideal observer. The particular characteristics of this ideal observer can vary from an omniscient observer, who would grasp all the consequences of any action, to an ideally informed observer, who knows as much as could reasonably be expected, but not necessarily all the circumstances or all the possible consequences. Consequentialist theories that adopt this paradigm hold that right action is the action that will bring about the best consequences from this ideal observer's perspective.
The real observer
In practice, it is very difficult, and at times arguably impossible, to adopt the point of view of an ideal observer. Individual moral agents do not know everything about their particular situations, and thus do not know all the possible consequences of their potential actions. For this reason, some theorists have argued that consequentialist theories can only require agents to choose the best action in line with what they know about the situation. However, if this approach is naïvely adopted, then moral agents who, for example, recklessly fail to reflect on their situation, and act in a way that brings about terrible results, could be said to be acting in a morally justifiable way. Acting in a situation without first informing oneself of the circumstances of the situation can lead to even the most well-intended actions yielding miserable consequences. As a result, it could be argued that there is a moral imperative for agents to inform themselves as much as possible about a situation before judging the appropriate course of action. This imperative, of course, is derived from consequential thinking: a better-informed agent is able to bring about better consequences.
Consequences for whom
Moral action always has consequences for certain people or things. Varieties of consequentialism can be differentiated by the beneficiary of the good consequences. That is, one might ask "Consequences for whom?"
Agent-focused or agent-neutral
A fundamental distinction can be drawn between theories which require that agents act for ends perhaps disconnected from their own interests and drives, and theories which permit that agents act for ends in which they have some personal interest or motivation. These are called "agent-neutral" and "agent-focused" theories respectively.
Agent-neutral consequentialism ignores the specific value a state of affairs has for any particular agent. Thus, in an agent-neutral theory, an actor's personal goals do not count any more than anyone else's goals in evaluating what action the actor should take. Agent-focused consequentialism, on the other hand, focuses on the particular needs of the moral agent. Thus, in an agent-focused account, such as one that Peter Railton outlines, the agent might be concerned with the general welfare, but the agent is more concerned with the immediate welfare of herself and her friends and family.
These two approaches could be reconciled by acknowledging the tension between an agent's interests as an individual and as a member of various groups, and seeking to somehow optimize among all of these interests. For example, it may be meaningful to speak of an action as being good for someone as an individual, but bad for them as a citizen of their town.
Human-centered?
Many consequentialist theories may seem primarily concerned with human beings and their relationships with other human beings. However, some philosophers argue that we should not limit our ethical consideration to the interests of human beings alone. Jeremy Bentham, who is regarded as the founder of utilitarianism, argues that animals can experience pleasure and pain, thus demanding that 'non-human animals' should be a serious object of moral concern.
More recently, Peter Singer has argued that it is unreasonable that we do not give equal consideration to the interests of animals as to those of human beings when we choose the way we are to treat them. Such equal consideration does not necessarily imply identical treatment of humans and non-humans, any more than it necessarily implies identical treatment of all humans.
Value of consequences
One way to divide various consequentialisms is by the types of consequences that are taken to matter most, that is, which consequences count as good states of affairs. According to utilitarianism, a good action is one that results in an increase in pleasure, and the best action is one that results in the most pleasure for the greatest number. Closely related is eudaimonic consequentialism, according to which a full, flourishing life, which may or may not be the same as enjoying a great deal of pleasure, is the ultimate aim. Similarly, one might adopt an aesthetic consequentialism, in which the ultimate aim is to produce beauty. However, one might fix on non-psychological goods as the relevant effect. Thus, one might pursue an increase in material equality or political liberty instead of something like the more ephemeral "pleasure". Other theories adopt a package of several goods, all to be promoted equally. As the consequentialist approach contains an inherent assumption that the outcomes of a moral decision can be quantified in terms of "goodness" or "badness," or at least put in order of increasing preference, it is an especially suited moral theory for a probabilistic and decision theoretical approach.
Virtue ethics
Consequentialism can also be contrasted with aretaic moral theories such as virtue ethics. Whereas consequentialist theories posit that consequences of action should be the primary focus of our thinking about ethics, virtue ethics insists that it is the character rather than the consequences of actions that should be the focal point. Some virtue ethicists hold that consequentialist theories totally disregard the development and importance of moral character. For example, Philippa Foot argues that consequences in themselves have no ethical content, unless it has been provided by a virtue such as benevolence.
However, consequentialism and virtue ethics need not be entirely antagonistic. Iain King has developed an approach that reconciles the two schools. Other consequentialists consider effects on the character of people involved in an action when assessing consequence. Similarly, a consequentialist theory may aim at the maximization of a particular virtue or set of virtues. Finally, following Foot's lead, one might adopt a sort of consequentialism that argues that virtuous activity ultimately produces the best consequences.
Ultimate end
The ultimate end is a concept in the moral philosophy of Max Weber, in which individuals act in a faithful, rather than rational, manner.
Teleological ethics
Teleological ethics (Greek: telos, 'end, purpose' + logos, 'science') is a broader class of views in moral philosophy which consequentialism falls under. In general, proponents of teleological ethics argue that the moral value of any act consists in its tendency to produce things of intrinsic value, meaning that an act is right if and only if it, or the rule under which it falls, produces, will probably produce, or is intended to produce, a greater balance of good over evil than any alternative act. This concept is exemplified by the famous aphorism, "the end justifies the means," variously attributed to Machiavelli or Ovid i.e. if a goal is morally important enough, any method of achieving it is acceptable.
Teleological theories differ among themselves on the nature of the particular end that actions ought to promote. The two major families of views in teleological ethics are virtue ethics and consequentialism. Teleological ethical theories are often discussed in opposition to deontological ethical theories, which hold that acts themselves are inherently good or bad, rather than good or bad because of extrinsic factors (such as the act's consequences or the moral character of the person who acts).
Etymology
The term consequentialism was coined by G. E. M. Anscombe in her essay "Modern Moral Philosophy" in 1958, to describe what she saw as the central error of certain moral theories, such as those propounded by Mill and Sidgwick.
The phrase and concept of "the end justifies the means" are at least as old as the first century BC. Ovid wrote in his Heroides that Exitus acta probat ("The result justifies the deed").
Criticisms
G. E. M. Anscombe objects to the consequentialism of Sidgwick on the grounds that the moral worth of an action is premised on the predictive capabilities of the individual, relieving them of the responsibility for the "badness" of an act should they "make out a case for not having foreseen" negative consequences.
The future amplification of the effects of small decisions is an important factor that makes it more difficult to predict the ethical value of consequences, even though most would agree that only predictable consequences are charged with a moral responsibility.
Bernard Williams has argued that consequentialism is alienating because it requires moral agents to put too much distance between themselves and their own projects and commitments. Williams argues that consequentialism requires moral agents to take a strictly impersonal view of all actions, since it is only the consequences, and not who produces them, that are said to matter. Williams argues that this demands too much of moral agents—since (he claims) consequentialism demands that they be willing to sacrifice any and all personal projects and commitments in any given circumstance in order to pursue the most beneficent course of action possible. He argues further that consequentialism fails to make sense of intuitions that it can matter whether or not someone is personally the author of a particular consequence. For example, that participating in a crime can matter, even if the crime would have been committed anyway, or would even have been worse, without the agent's participation.
Some consequentialists—most notably Peter Railton—have attempted to develop a form of consequentialism that acknowledges and avoids the objections raised by Williams. Railton argues that Williams's criticisms can be avoided by adopting a form of consequentialism in which moral decisions are to be determined by the sort of life that they express. On his account, the agent should choose the sort of life that will, on the whole, produce the best overall effects.
Notable consequentialists
R. M. Adams (born 1937)
Jonathan Baron (born 1944)
Jeremy Bentham (1748–1832)
Richard B. Brandt (1910–1997)
John Dewey (1857–1952)
Julia Driver (1961- )
Milton Friedman (1912–2006)
David Friedman (born 1945)
William Godwin (1756–1836)
R. M. Hare (1919–2002)
John Harsanyi (1920–2000)
Brad Hooker (born 1957)
Francis Hutcheson (1694–1746)
Shelly Kagan (born 1963)
Niccolò Machiavelli (1469–1527)
James Mill (1773–1836)
John Stuart Mill (1806–1873)
G. E. Moore (1873–1958)
Mozi (470–391 BCE)
Philip Pettit (born 1945)
Peter Railton (born 1950)
Henry Sidgwick (1838–1900)
Peter Singer (born 1946)
J. J. C. Smart (1920–2012)
Notable utilitarian consequentialists
See also
Charvaka
Demandingness objection
Dharma-yuddha
Effective altruism
Instrumental and intrinsic value
Lesser of two evils principle
Mental reservation
Mohism
Omission bias
Principle of double effect
Situational ethics
Utilitarianism
Welfarism
References
Further reading
External links
University of Texas. Ethics Unwrapped – Consequentialism
Normative ethics
Teleology
Ethical theories |
5735 | https://en.wikipedia.org/wiki/Conscription | Conscription | Conscription (also called the draft in the United States) is the state-mandated enlistment of people in a national service, mainly a military service. Conscription dates back to antiquity and it continues in some countries to the present day under various names. The modern system of near-universal national conscription for young men dates to the French Revolution in the 1790s, where it became the basis of a very large and powerful military. Most European nations later copied the system in peacetime, so that men at a certain age would serve 1–8 years on active duty and then transfer to the reserve force.
Conscription is controversial for a range of reasons, including conscientious objection to military engagements on religious or philosophical grounds; political objection, for example to service for a disliked government or unpopular war; sexism, in that historically men have been subject to the draft in the most cases; and ideological objection, for example, to a perceived violation of individual rights. Those conscripted may evade service, sometimes by leaving the country, and seeking asylum in another country. Some selection systems accommodate these attitudes by providing alternative service outside combat-operations roles or even outside the military, such as (alternative civil service) in Finland, (compulsory community service) in Austria, Germany and Switzerland. Several countries conscript male soldiers not only for armed forces, but also for paramilitary agencies, which are dedicated to police-like domestic only service like internal troops, border guards or non-combat rescue duties like civil defence.
As of 2023, many states no longer conscript their citizens, relying instead upon professional militaries with volunteers. The ability to rely on such an arrangement, however, presupposes some degree of predictability with regard to both war-fighting requirements and the scope of hostilities. Many states that have abolished conscription still, therefore, reserve the power to resume conscription during wartime or times of crisis. States involved in wars or interstate rivalries are most likely to implement conscription, and democracies are less likely than autocracies to implement conscription. With a few exceptions, such as Singapore and Egypt, former British colonies are less likely to have conscription, as they are influenced by British anti-conscription norms that can be traced back to the English Civil War; the United Kingdom abolished conscription in 1960.
History
In pre-modern times
Ilkum
Around the reign of Hammurabi (1791–1750 BC), the Babylonian Empire used a system of conscription called Ilkum. Under that system those eligible were required to serve in the royal army in time of war. During times of peace they were instead required to provide labour for other activities of the state. In return for this service, people subject to it gained the right to hold land. It is possible that this right was not to hold land per se but specific land supplied by the state.
Various forms of avoiding military service are recorded. While it was outlawed by the Code of Hammurabi, the hiring of substitutes appears to have been practiced both before and after the creation of the code. Later records show that Ilkum commitments could become regularly traded. In other places, people simply left their towns to avoid their Ilkum service. Another option was to sell Ilkum lands and the commitments along with them. With the exception of a few exempted classes, this was forbidden by the Code of Hammurabi.
Medieval levies
Under the feudal laws on the European continent, landowners in the medieval period enforced a system whereby all peasants, freemen commoners and noblemen aged 15 to 60 living in the countryside or in urban centers, were summoned for military duty when required by either the king or the local lord, bringing along the weapons and armor according to their wealth. These levies fought as footmen, sergeants, and men at arms under local superiors appointed by the king or the local lord such as the arrière-ban in France. Arrière-ban denoted a general levy, where all able-bodied males age 15 to 60 living in the Kingdom of France were summoned to go to war by the King (or the constable and the marshals). Men were summoned by the bailiff (or the sénéchal in the south). Bailiffs were military and political administrators installed by the King to steward and govern a specific area of a province following the king's commands and orders. The men summoned in this way were then summoned by the lieutenant who was the King's representative and military governor over an entire province comprising many bailiwicks, seneschalties and castellanies. All men from the richest noble to the poorest commoner were summoned under the arrière-ban and they were supposed to present themselves to the King or his officials.
In medieval Scandinavia the leiðangr (Old Norse), leidang (Norwegian), leding, (Danish), ledung (Swedish), lichting (Dutch), expeditio (Latin) or sometimes leþing (Old English), was a levy of free farmers conscripted into coastal fleets for seasonal excursions and in defence of the realm.
The bulk of the Anglo-Saxon English army, called the fyrd, was composed of part-time English soldiers drawn from the freemen of each county. In the 690s laws of Ine of Wessex, three levels of fines are imposed on different social classes for neglecting military service.
Some modern writers claim military service in Europe was restricted to the landowning minor nobility. These thegns were the land-holding aristocracy of the time and were required to serve with their own armour and weapons for a certain number of days each year. The historian David Sturdy has cautioned about regarding the fyrd as a precursor to a modern national army composed of all ranks of society, describing it as a "ridiculous fantasy":
The persistent old belief that peasants and small farmers gathered to form a national army or fyrd is a strange delusion dreamt up by antiquarians in the late eighteenth or early nineteenth centuries to justify universal military conscription.
In feudal Japan the shogun decree of 1393 exempted money lenders from religious or military levies, in return for a yearly tax. The Ōnin War weakened the shogun and levies were imposed again on money lenders. This overlordism was arbitrary and unpredictable for commoners. While the money lenders were not poor, several overlords tapped them for income. Levies became necessary for the survival of the overlord, allowing the lord to impose taxes at will. These levies included tansen tax on agricultural land for ceremonial expenses. Yakubu takumai tax was raised on all land to rebuild the Ise Grand Shrine, and munabechisen tax was imposed on all houses. At the time, land in Kyoto was acquired by commoners through usury and in 1422 the shogun threatened to repossess the land of those commoners who failed to pay their levies.
Military slavery
The system of military slaves was widely used in the Middle East, beginning with the creation of the corps of Turkic slave-soldiers (ghulams or mamluks) by the Abbasid caliph al-Mu'tasim in the 820s and 830s. The Turkish troops soon came to dominate the government, establishing a pattern throughout the Islamic world of a ruling military class, often separated by ethnicity, culture and even religion by the mass of the population, a paradigm that found its apogee in the Mamluks of Egypt and the Janissary corps of the Ottoman Empire, institutions that survived until the early 19th century.
In the middle of the 14th century, Ottoman Sultan Murad I developed personal troops to be loyal to him, with a slave army called the Kapıkulu. The new force was built by taking Christian children from newly conquered lands, especially from the far areas of his empire, in a system known as the devşirme (translated "gathering" or "converting"). The captive children were forced to convert to Islam. The Sultans had the young boys trained over several years. Those who showed special promise in fighting skills were trained in advanced warrior skills, put into the sultan's personal service, and turned into the Janissaries, the elite branch of the Kapıkulu. A number of distinguished military commanders of the Ottomans, and most of the imperial administrators and upper-level officials of the Empire, such as Pargalı İbrahim Pasha and Sokollu Mehmet Paşa, were recruited in this way. By 1609, the Sultan's Kapıkulu forces increased to about 100,000.
In later years, Sultans turned to the Barbary Pirates to supply their Jannissaries corps. Their attacks on ships off the coast of Africa or in the Mediterranean, and subsequent capture of able-bodied men for ransom or sale provided some captives for the Sultan's system. Starting in the 17th century, Christian families living under the Ottoman rule began to submit their sons into the Kapikulu system willingly, as they saw this as a potentially invaluable career opportunity for their children. Eventually the Sultan turned to foreign volunteers from the warrior clans of Circassians in southern Russia to fill his Janissary armies. As a whole the system began to break down, the loyalty of the Jannissaries became increasingly suspect. Mahmud II forcibly disbanded the Janissary corps in 1826.
Similar to the Janissaries in origin and means of development were the Mamluks of Egypt in the Middle Ages. The Mamluks were usually captive non-Muslim Iranian and Turkish children who had been kidnapped or bought as slaves from the Barbary coasts. The Egyptians assimilated and trained the boys and young men to become Islamic soldiers who served the Muslim caliphs and the Ayyubid sultans during the Middle Ages. The first mamluks served the Abbasid caliphs in 9th-century Baghdad. Over time they became a powerful military caste. On more than one occasion, they seized power, for example, ruling Egypt from 1250 to 1517.
From 1250 Egypt had been ruled by the Bahri dynasty of Kipchak origin. Slaves from the Caucasus served in the army and formed an elite corps of troops. They eventually revolted in Egypt to form the Burgi dynasty. The Mamluks' excellent fighting abilities, massed Islamic armies, and overwhelming numbers succeeded in overcoming the Christian Crusader fortresses in the Holy Land. The Mamluks were the most successful defence against the Mongol Ilkhanate of Persia and Iraq from entering Egypt.
On the western coast of Africa, Berber Muslims captured non-Muslims to put to work as laborers. They generally converted the younger people to Islam and many became quite assimilated. In Morocco, the Berber looked south rather than north. The Moroccan Sultan Moulay Ismail, called "the Bloodthirsty" (1672–1727), employed a corps of 150,000 black slaves, called his Black Guard. He used them to coerce the country into submission.
In modern times
Modern conscription, the massed military enlistment of national citizens (), was devised during the French Revolution, to enable the Republic to defend itself from the attacks of European monarchies. Deputy Jean-Baptiste Jourdan gave its name to the 5 September 1798 Act, whose first article stated: "Any Frenchman is a soldier and owes himself to the defense of the nation." It enabled the creation of the , what Napoleon Bonaparte called "the nation in arms", which overwhelmed European professional armies that often numbered only into the low tens of thousands. More than 2.6 million men were inducted into the French military in this way between the years 1800 and 1813.
The defeat of the Prussian Army in particular shocked the Prussian establishment, which had believed it was invincible after the victories of Frederick the Great. The Prussians were used to relying on superior organization and tactical factors such as order of battle to focus superior troops against inferior ones. Given approximately equivalent forces, as was generally the case with professional armies, these factors showed considerable importance. However, they became considerably less important when the Prussian armies faced Napoleon's forces that outnumbered their own in some cases by more than ten to one. Scharnhorst advocated adopting the , the military conscription used by France. The was the beginning of short-term compulsory service in Prussia, as opposed to the long-term conscription previously used.
In the Russian Empire, the military service time "owed" by serfs was 25 years at the beginning of the 19th century. In 1834 it was decreased to 20 years. The recruits were to be not younger than 17 and not older than 35. In 1874 Russia introduced universal conscription in the modern pattern, an innovation only made possible by the abolition of serfdom in 1861. New military law decreed that all male Russian subjects, when they reached the age of 20, were eligible to serve in the military for six years.
In the decades prior to World War I universal conscription along broadly Prussian lines became the norm for European armies, and those modeled on them. By 1914 the only substantial armies still completely dependent on voluntary enlistment were those of Britain and the United States. Some colonial powers such as France reserved their conscript armies for home service while maintaining professional units for overseas duties.
World Wars
The range of eligible ages for conscripting was expanded to meet national demand during the World Wars.
In the United States, the Selective Service System drafted men for World War I initially in an age range from 21 to 30 but expanded its eligibility in 1918 to an age range of 18 to 45. In the case of a widespread mobilization of forces where service includes homefront defense, ages of conscripts may range much higher, with the oldest conscripts serving in roles requiring lesser mobility.
Expanded-age conscription was common during the Second World War: in Britain, it was commonly known as "call-up" and extended to age 51. Nazi Germany termed it ("People's Storm") and included children as young as 16 and men as old as 60. During the Second World War, both Britain and the Soviet Union conscripted women. The United States was on the verge of drafting women into the Nurse Corps because it anticipated it would need the extra personnel for its planned invasion of Japan. However, the Japanese surrendered and the idea was abandoned.
During the Great Patriotic War, the Red Army conscripted nearly 30 million men.
Arguments against conscription
Sexism
Men's rights activists, feminists, and opponents of discrimination against men have criticized military conscription, or compulsory military service, as sexist. The National Coalition for Men, a men's rights group, sued the US Selective Service System in 2019, leading to it being declared unconstitutional by a US Federal Judge. The federal district judge's opinion was unanimously overturned on appeal to the U.S. Court of Appeals for the 5th Circuit. In September 2021, the House of Representatives passed the annual Defense Authorization Act, which included an amendment that states that "all Americans between the ages of 18 and 25 must register for selective service." This amendment omitted the word "male," which would have extended a potential draft to women; however, the amendment was removed before the National Defense Authorization Act was passed.
Feminists have argued, first, that military conscription is sexist because wars serve the interests of what they view as the patriarchy; second, that the military is a sexist institution and that conscripts are therefore indoctrinated into sexism; and third, that conscription of men normalizes violence by men as socially acceptable. Feminists have been organizers and participants in resistance to conscription in several countries.
Conscription has also been criticized on the ground that, historically, only men have been subjected to conscription. Men who opt out or are deemed unfit for military service must often perform alternative service, such as Zivildienst in Austria, Germany and Switzerland, or pay extra taxes, whereas women do not have these obligations. In the US, men who do not register with the Selective Service cannot apply for citizenship, receive federal financial aid, grants or loans, be employed by the federal government, be admitted to public colleges or universities, or, in some states, obtain a driver's license.
Involuntary servitude
Many American libertarians oppose conscription and call for the abolition of the Selective Service System, arguing that impressment of individuals into the armed forces amounts to involuntary servitude. For example, Ron Paul, a former U.S. Libertarian Party presidential nominee, has said that conscription "is wrongly associated with patriotism, when it really represents slavery and involuntary servitude". The philosopher Ayn Rand opposed conscription, opining that "of all the statist violations of individual rights in a mixed economy, the military draft is the worst. It is an abrogation of rights. It negates man's fundamental right—the right to life—and establishes the fundamental principle of statism: that a man's life belongs to the state, and the state may claim it by compelling him to sacrifice it in battle."
In 1917, a number of radicals and anarchists, including Emma Goldman, challenged the new draft law in federal court, arguing that it was a violation of the Thirteenth Amendment's prohibition against slavery and involuntary servitude. However, the Supreme Court unanimously upheld the constitutionality of the draft act in the case of Arver v. United States on 7 January 1918, on the ground that the Constitution gives Congress the power to declare war and to raise and support armies. The Court also relied on the principle of the reciprocal rights and duties of citizens. "It may not be doubted that the very conception of a just government in its duty to the citizen includes the reciprocal obligation of the citizen to render military service in case of need and the right to compel."
Economic
It can be argued that in a cost-to-benefit ratio, conscription during peacetime is not worthwhile. Months or years of service performed by the most fit and capable subtract from the productivity of the economy; add to this the cost of training them, and in some countries paying them. Compared to these extensive costs, some would argue there is very little benefit; if there ever was a war then conscription and basic training could be completed quickly, and in any case there is little threat of a war in most countries with conscription. In the United States, every male resident is required by law to register with the Selective Service System within 30 days following his 18th birthday and be available for a draft; this is often accomplished automatically by a motor vehicle department during licensing or by voter registration.
According to Milton Friedman the cost of conscription can be related to the parable of the broken window in anti-draft arguments. The cost of the work, military service, does not disappear even if no salary is paid. The work effort of the conscripts is effectively wasted, as an unwilling workforce is extremely inefficient. The impact is especially severe in wartime, when civilian professionals are forced to fight as amateur soldiers. Not only is the work effort of the conscripts wasted and productivity lost, but professionally skilled conscripts are also difficult to replace in the civilian workforce. Every soldier conscripted in the army is taken away from his civilian work, and away from contributing to the economy which funds the military. This may be less a problem in an agrarian or pre-industrialized state where the level of education is generally low, and where a worker is easily replaced by another. However, this is potentially more costly in a post-industrial society where educational levels are high and where the workforce is sophisticated and a replacement for a conscripted specialist is difficult to find. Even more dire economic consequences result if the professional conscripted as an amateur soldier is killed or maimed for life; his work effort and productivity are lost.
Arguments for conscription
Political and moral motives
Jean Jacques Rousseau argued vehemently against professional armies since he believed that it was the right and privilege of every citizen to participate to the defense of the whole society and that it was a mark of moral decline to leave the business to professionals. He based his belief upon the development of the Roman Republic, which came to an end at the same time as the Roman Army changed from a conscript to a professional force. Similarly, Aristotle linked the division of armed service among the populace intimately with the political order of the state. Niccolò Machiavelli argued strongly for conscription and saw the professional armies, made up of mercenary units, as the cause of the failure of societal unity in Italy.
Other proponents, such as William James, consider both mandatory military and national service as ways of instilling maturity in young adults. Some proponents, such as Jonathan Alter and Mickey Kaus, support a draft in order to reinforce social equality, create social consciousness, break down class divisions and allow young adults to immerse themselves in public enterprise. Charles Rangel called for the reinstatement of the draft during the Iraq War not because he seriously expected it to be adopted but to stress how the socioeconomic restratification meant that very few children of upper-class Americans served in the all-volunteer American armed forces.
Economic and resource efficiency
It is estimated by the British military that in a professional military, a company deployed for active duty in peacekeeping corresponds to three inactive companies at home. Salaries for each are paid from the military budget. In contrast, volunteers from a trained reserve are in their civilian jobs when they are not deployed.
It was more financially beneficial for less-educated young Portuguese men born in 1967 to participate in conscription than to participate in the highly competitive job market with men of the same age who continued to higher education.
Drafting of women
Throughout history, women have only been conscripted to join armed forces in a few countries, in contrast to the universal practice of conscription from among the male population. The traditional view has been that military service is a test of manhood and a rite of passage from boyhood into manhood. In recent years, this position has been challenged on the basis that it violates gender equality, and some countries, especially in Europe, have extended conscription obligations to women.
Nations that in present-day actively draft women into military service are Bolivia, Chad, Eritrea, Israel, Mozambique, Norway, North Korea
and Sweden.
Norway introduced female conscription in 2015, making it the first NATO member to have a legally compulsory national service for both men and women. In practice only motivated volunteers are selected to join the army in Norway.
Sweden introduced female conscription in 2010, but it was not activated until 2017. This made Sweden the second nation in Europe to draft women, and the second in the world to draft women on the same formal terms as men.
Israel has universal female conscription, although it is possible to avoid service by claiming a religious exemption and over a third of Israeli women do so.
Finland introduced voluntary female conscription in 1995, giving women between the ages of 18 and 29 an option to complete their military service alongside men.
Sudanese law allows for conscription of women, but this is not implemented in practice.
In the United Kingdom during World War II, beginning in 1941, women were brought into the scope of conscription but, as all women with dependent children were exempt and many women were informally left in occupations such as nursing or teaching, the number conscripted was relatively few.
In the Soviet Union, there was never conscription of women for the armed forces, but the severe disruption of normal life and the high proportion of civilians affected by World War II after the German invasion attracted many volunteers for "The Great Patriotic War". Medical doctors of both sexes could and would be conscripted (as officers). Also, the Soviet university education system required Department of Chemistry students of both sexes to complete an ROTC course in NBC defense, and such female reservist officers could be conscripted in times of war. The United States came close to drafting women into the Nurse Corps in preparation for a planned invasion of Japan.
In 1981 in the United States, several men filed lawsuit in the case Rostker v. Goldberg, alleging that the Selective Service Act of 1948 violates the Due Process Clause of the Fifth Amendment by requiring that only men register with the Selective Service System (SSS). The Supreme Court eventually upheld the Act, stating that "the argument for registering women was based on considerations of equity, but Congress was entitled, in the exercise of its constitutional powers, to focus on the question of military need, rather than 'equity.'" In 2013, Judge Gray H. Miller of the United States District Court for the Southern District of Texas ruled that the Service's men-only requirement was unconstitutional, as while at the time Rostker was decided, women were banned from serving in combat, the situation had since changed with the 2013 and 2015 restriction removals. Miller's opinion was reversed by the Fifth Circuit, stating that only the Supreme Court could overturn the Supreme Court precedence from Rostker. The Supreme Court considered but declined to review the Fifth Circuit's ruling in June 2021. In an opinion authored by Justice Sonia Sotomayor and joined by Justices Stephen Breyer and Brett Kavanaugh, the three justices agreed that the male-only draft was likely unconstitutional given the changes in the military's stance on the roles, but because Congress had been reviewing and evaluating legislation to eliminate its male-only draft requirement via the National Commission on Military, National, and Public Service (NCMNPS) since 2016, it would have been inappropriate for the Court to act at that time.
On 1 October 1999, in Taiwan, the Judicial Yuan of the Republic of China in its Interpretation 490 considered that the physical differences between males and females and the derived role differentiation in their respective social functions and lives would not make drafting only males a violation of the Constitution of the Republic of China. Though women are not conscripted in Taiwan, transsexual persons are exempt.
In 2018, the Netherlands started including women in its draft registration system, although conscription is not currently enforced for either sex.
Conscientious objection
A conscientious objector is an individual whose personal beliefs are incompatible with military service, or, more often, with any role in the armed forces. In some countries, conscientious objectors have special legal status, which augments their conscription duties. For example, Sweden allows conscientious objectors to choose a service in the weapons-free civil defense.
The reasons for refusing to serve in the military are varied. Some people are conscientious objectors for religious reasons. In particular, the members of the historic peace churches are pacifist by doctrine, and Jehovah's Witnesses, while not strictly pacifists, refuse to participate in the armed forces on the ground that they believe that Christians should be neutral in international conflicts.
By country
Austria
Every male citizen of the Republic of Austria from the age of 17 up to 50, specialists up to 65 years is liable to military service. However, besides mobilization, conscription calls to a six-month long basic military training in the can be done up to the age of 35. For men refusing to undergo this training, a nine-month lasting community service is mandatory.
Belgium
Belgium abolished the conscription in 1994. The last conscripts left active service in February 1995. To this day (2019), a small minority of the Belgian citizens supports the idea of reintroducing military conscription, for both men and women.
Bulgaria
Bulgaria had mandatory military service for males above 18 until conscription was ended in 2008. Due to a shortfall in the army of some 5500 soldiers, parts of the former ruling coalition have expressed their support for the return of mandatory military service, most notably Krasimir Karakachanov. Opposition towards this idea from the main coalition partner, GERB, saw a compromise in 2018, where instead of mandatory military service, Bulgaria could have possibly introduced a voluntary military service by 2019 where young citizens can volunteer for a period of 6 to 9 months, receiving a basic wage. However this has not gone forward.
Cambodia
Since the signing of the Peace Accord in 1993, there has been no official conscription in Cambodia. Also the National Assembly has repeatedly rejected to reintroduce it due to popular resentment. However, in November 2006, it was reintroduced. Although mandatory for all males between the ages of 18 and 30 (with some sources stating up to age 35), less than 20% of those in the age group are recruited amidst a downsizing of the armed forces.
China
Universal conscription in China dates back to the State of Qin, which eventually became the Qin Empire of 221 BC. Following unification, historical records show that a total of 300,000 conscript soldiers and 500,000 conscript labourers constructed the Great Wall of China. In the following dynasties, universal conscription was abolished and reintroduced on numerous occasions.
, universal military conscription is theoretically mandatory in China, and reinforced by law. However, due to the large population of China and large pool of candidates available for recruitment, the People's Liberation Army has always had sufficient volunteers, so conscription has not been required in practice.
Cuba
Cyprus
Military service in Cyprus has a deep rooted history entangled with the Cyprus problem. Military service in the Cypriot National Guard is mandatory for all male citizens of the Republic of Cyprus, as well as any male non-citizens born of a parent of Greek Cypriot descent, lasting from the 1 January of the year in which they turn 18 years of age to 31 December, of the year in which they turn 50. All male residents of Cyprus who are of military age (16 and over) are required to obtain an exit visa from the Ministry of Defense. Currently, military conscription in Cyprus lasts up to 14 months.
Denmark
Conscription is known in Denmark since the Viking Age, where one man out of every 10 had to serve the king. Frederick IV of Denmark changed the law in 1710 to every 4th man. The men were chosen by the landowner and it was seen as a penalty.
Since 12 February 1849, every physically fit man must do military service. According to §81 in the Constitution of Denmark, which was promulgated in 1849: Every male person able to carry arms shall be liable with his person to contribute to the defence of his country under such rules as are laid down by Statute. — Constitution of DenmarkThe legislation about compulsory military service is articulated in the Danish Law of Conscription. National service takes 4–12 months. It is possible to postpone the duty when one is still in full-time education. Every male turning 18 will be drafted to the 'Day of Defence', where they will be introduced to the Danish military and their health will be tested. Physically unfit persons are not required to do military service. It is only compulsory for men, while women are free to choose to join the Danish army. Almost all of the men have been volunteers in recent years, 96.9% of the total number of recruits having been volunteers in the 2015 draft.
After lottery, one can become a conscientious objector. Total objection (refusal from alternative civilian service) results in up to 4 months jailtime according to the law. However, in 2014 a Danish man, who signed up for the service and objected later, got only 14 days of home arrest. In many countries the act of desertion (objection after signing up) is punished harder than objecting the compulsory service.
Finland
Conscription in Finland is part of a general compulsion for national military service for all adult males (; ) defined in the 127§ of the Constitution of Finland.
Conscription can take the form of military or of civilian service. According to Finnish Defence Forces 2011 data slightly under 80% of Finnish males turned 30 had entered and finished the military service. The number of female volunteers to annually enter armed service had stabilised at approximately 300. The service period is 165, 255 or 347 days for the rank and file conscripts and 347 days for conscripts trained as NCOs or reserve officers. The length of civilian service is always twelve months. Those electing to serve unarmed in duties where unarmed service is possible serve either nine or twelve months, depending on their training.
Any Finnish male citizen who refuses to perform both military and civilian service faces a penalty of 173 days in prison, minus any served days. Such sentences are usually served fully in prison, with no parole. Jehovah's Witnesses are no longer exempted from service as of 27 February 2019. The inhabitants of demilitarized Åland are exempt from military service. By the Conscription Act of 1951, they are, however, required to serve a time at a local institution, like the coast guard. However, until such service has been arranged, they are freed from service obligation. The non-military service of Åland has not been arranged since the introduction of the act, and there are no plans to institute it. The inhabitants of Åland can also volunteer for military service on the mainland. As of 1995, women are permitted to serve on a voluntary basis and pursue careers in the military after their initial voluntary military service.
The military service takes place in Finnish Defence Forces or in the Finnish Border Guard. All services of the Finnish Defence Forces train conscripts. However, the Border Guard trains conscripts only in land-based units, not in coast guard detachments or in the Border Guard Air Wing. Civilian service may take place in the Civilian Service Center in Lapinjärvi or in an accepted non-profit organization of educational, social or medical nature.
Germany
Between 1956 and 2011 conscription was mandatory for all male citizens in the German federal armed forces (), as well as for the Federal Border Guard () in the 1970s (see Border Guard Service). With the end of the Cold War the German government drastically reduced the size of its armed forces. The low demand for conscripts led to the suspension of compulsory conscription in 2011. Since then, only volunteer professionals serve in the .
Greece
Since 1914 Greece has been enforcing mandatory military service, currently lasting 12 months (but historically up to 36 months) for all adult men. Citizens discharged from active service are normally placed in the reserve and are subject to periodic recalls of 1–10 days at irregular intervals.
Universal conscription was introduced in Greece during the military reforms of 1909, although various forms of selective conscription had been in place earlier. In more recent years, conscription was associated with the state of general mobilisation declared on 20 July 1974, due to the crisis in Cyprus (the mobilisation was formally ended on 18 December 2002).
The duration of military service has historically ranged between 9 and 36 months depending on various factors either particular to the conscript or the political situation in the Eastern Mediterranean. Although women are employed by the Greek army as officers and soldiers, they are not obliged to enlist. Soldiers receive no health insurance, but they are provided with medical support during their army service, including hospitalization costs.
Greece enforces conscription for all male citizens aged between 19 and 45. In August 2009, duration of the mandatory service was reduced from 12 months as it was before to 9 months for the army, but remained at 12 months for the navy and the air force. The number of conscripts allocated to the latter two has been greatly reduced aiming at full professionalization. Nevertheless, mandatory military service at the army was once again raised to 12 months in March 2021, unless served in units in Evros or the North Aegean islands where duration was kept at 9 months. Although full professionalization is under consideration, severe financial difficulties and mismanagement, including delays and reduced rates in the hiring of professional soldiers, as well as widespread abuse of the deferment process, has resulted in the postponement of such a plan.
Iran
In Iran, all men who reach the age of 18 must do about two years of compulsory military service in the Iranian army or Islamic Revolutionary Guard Corps. Before the 1979 revolution, women could serve in the military. However, after the establishment of the Islamic Republic, some Ayatollahs considered women's military service to be disrespectful to women by the Pahlavi government and banned women's military service in Iran. Therefore, Iranian women and girls were completely exempted from military service, which caused Iranian men and boys to oppose.
In Iran, men who refuse to go to military service are deprived of their citizenship rights, such as employment, health insurance, continuing their education at university, finding a job, going abroad, opening a bank account, etc. Iranian men have so far opposed mandatory military service and demanded that military service in Iran become a job like in other countries, but the Islamic Republic is opposed to this demand. Some Iranian military commanders consider the elimination of conscription or improving the condition of soldiers as a security issue and one of Ali Khamenei's powers as the commander-in-chief of the armed forces, so they treat it with caution. In Iran, usually wealthy people are exempted from conscription. Some other men can be exempted from conscription due to their fathers serving in the Iran-Iraq war.
Israel
There is a mandatory military service for all men and women in Israel who are fit and 18 years old. Men must serve 32 months while women serve 24 months, with the vast majority of conscripts being Jewish.
Some Israeli citizens are exempt from mandatory service:
Non-Jewish Arab citizens
permanent residents (non-civilian) such as the Druze of the Golan Heights
Male Ultra-Orthodox Jews can apply for deferment to study in Yeshiva and the deferment tends to become an exemption, although some do opt to serve in the military
Female religious Jews, as long as they declare they are unable to serve due to religious grounds. Most of whom opt for the alternative of volunteering in the national service Sherut Leumi
All of the exempt above are eligible to volunteer to the Israel Defense Forces (IDF), as long as they declare so.
Male Druze and male Circassian Israeli citizens are liable for conscription, in accordance with agreement set by their community leaders (their community leaders however signed a clause in which all female Druze and female Circassian are exempt from service).
A few male Bedouin Israeli citizens choose to enlist to the Israeli military in every draft (despite their Muslim-Arab background that exempt them from conscription).
South Africa
There was mandatory military conscription for all white men in South Africa from 1968 until the end of apartheid in 1994. Under South African defense law, young white men had to undergo two years' continuous military training after they leave school, after which they had to serve 720 days in occasional military duty over the next 12 years. The End Conscription Campaign began in 1983 in opposition to the requirement. In the same year the National Party government announced plans to extend conscription to white immigrants in the country.
South Korea
Lithuania
Lithuania abolished its conscription in 2008. In May 2015, the Lithuanian parliament voted to reintroduce conscription and the conscripts started their training in August 2015. From 2015 to 2017 there were enough volunteers to avoid drafting civilians.
Luxembourg
Luxembourg practiced military conscription from 1948 until 1967.
Moldova
Moldova, which currently has male conscription, has announced plans to abolish the practice. Moldova's Defense Ministry announced that a plan which stipulates the gradual elimination of military conscription will be implemented starting from the autumn of 2018.
Netherlands
Conscription, which was called "Service Duty" () in the Netherlands, was first employed in 1810 by French occupying forces. Napoleon's brother Louis Bonaparte, who was King of Holland from 1806 to 1810, had tried to introduce conscription a few years earlier, unsuccessfully. Every man aged 20 years or older had to enlist. By means of drawing lots it was decided who had to undertake service in the French army. It was possible to arrange a substitute against payment.
Later on, conscription was used for all men over the age of 18. Postponement was possible, due to study, for example. Conscientious objectors could perform an alternative civilian service instead of military service. For various reasons, this forced military service was criticized at the end of the twentieth century. Since the Cold War was over, so was the direct threat of a war. Instead, the Dutch army was employed in more and more peacekeeping operations. The complexity and danger of these missions made the use of conscripts controversial. Furthermore, the conscription system was thought to be unfair as only men were drafted.
In the European part of Netherlands, compulsory attendance has been officially suspended since 1 May 1997. Between 1991 and 1996, the Dutch armed forces phased out their conscript personnel and converted to an all-professional force. The last conscript troops were inducted in 1995, and demobilized in 1996. The suspension means that citizens are no longer forced to serve in the armed forces, as long as it is not required for the safety of the country. Since then, the Dutch army has become an all-professional force. However, to this day, every male and – from January 2020 onward – female citizen aged 17 gets a letter in which they are told that they have been registered but do not have to present themselves for service.
Norway
Conscription was constitutionally established the 12 April 1907 with Kongeriket Norges Grunnlov § 119..
, Norway currently employs a weak form of mandatory military service for men and women. In practice recruits are not forced to serve, instead only those who are motivated are selected. About 60,000 Norwegians are available for conscription every year, but only 8,000 to 10,000 are conscripted. Since 1985, women have been able to enlist for voluntary service as regular recruits. On 14 June 2013 the Norwegian Parliament voted to extend conscription to women, making Norway the first NATO member and first European country to make national service compulsory for both sexes. In earlier times, up until at least the early 2000s, all men aged 19–44 were subject to mandatory service, with good reasons required to avoid becoming drafted. There is a right of conscientious objection.
In addition to the military service, the Norwegian government draft a total of 8,000 men and women between 18 and 55 to non-military Civil defence duty. (Not to be confused with Alternative civilian service.) Former service in the military does not exclude anyone from later being drafted to the Civil defence, but an upper limit of total 19 months of service applies. Neglecting mobilisation orders to training exercises and actual incidents, may impose fines.
Serbia
, Serbia no longer practises mandatory military service. Prior to this, mandatory military service lasted 6 months for men. Conscientious objectors could however opt for 9 months of civil service instead.
On 15 December 2010, the Parliament of Serbia voted to suspend mandatory military service. The decision fully came into force on 1 January 2011.
Sweden
Sweden had conscription () for men between 1901 and 2010. During the last few decades it was selective. Since 1980, women have been allowed to sign up by choice, and, if passing the tests, do military training together with male conscripts. Since 1989 women have been allowed to serve in all military positions and units, including combat.
In 2010, conscription was made gender-neutral, meaning both women and men would be conscripted on equal terms. The conscription system was simultaneously deactivated in peacetime. Seven years later, referencing increased military threat, the Swedish Government reactivated military conscription. Beginning in 2018, both men and women are conscripted.
Taiwan
Taiwan, officially the Republic of China (ROC), maintains an active conscription system. All qualified male citizens of military age are now obligated to receive 4-month of military training. In December 2022, President Tsai Ing-wen led the government to announce the reinstatement of the mandatory 1-year active duty military service from January 2024.
United Kingdom
The United Kingdom introduced conscription to full-time military service for the first time in January 1916 (the eighteenth month of World War I) and abolished it in 1920. Ireland, then part of the United Kingdom, was exempted from the original 1916 military service legislation, and although further legislation in 1918 gave power for an extension of conscription to Ireland, the power was never put into effect.
Conscription was reintroduced in 1939, in the lead up to World War II, and continued in force until 1963. Northern Ireland was exempted from conscription legislation throughout the whole period.
In all, eight million men were conscripted during both World Wars, as well as several hundred thousand younger single women. The introduction of conscription in May 1939, before the war began, was partly due to pressure from the French, who emphasized the need for a large British army to oppose the Germans. From early 1942 unmarried women age 19–30 were conscripted. Most were sent to the factories, but they could volunteer for the Auxiliary Territorial Service (ATS) and other women's services. Some women served in the Women's Land Army: initially volunteers but later conscription was introduced. However, women who were already working in a skilled job considered helpful to the war effort, such as a General Post Office telephonist, were told to continue working as before. None was assigned to combat roles unless she volunteered. By 1943 women were liable to some form of directed labour up to age 51. During the Second World War, 1.4 million British men volunteered for service and 3.2 million were conscripted. Conscripts comprised 50% of the Royal Air Force, 60% of the Royal Navy and 80% of the British Army.
The abolition of conscription in Britain was announced on 4 April 1957, by new prime minister Harold Macmillan, with the last conscripts being recruited three years later.
United States
Conscription in the United States ended in 1973, but males aged between 18 and 25 are required to register with the Selective Service System to enable a reintroduction of conscription if necessary. President Gerald Ford had suspended mandatory draft registration in 1975, but President Jimmy Carter reinstated that requirement when the Soviet Union intervened in Afghanistan five years later. Consequently, Selective Service registration is still required of almost all young men. There have been no prosecutions for violations of the draft registration law since 1986. Males between the ages of 17 and 45, and female members of the US National Guard may be conscripted for federal militia service pursuant to 10 U.S. Code § 246 and the Militia Clauses of the United States Constitution.
In February 2019, the United States District Court for the Southern District of Texas ruled that male-only conscription registration breached the Fourteenth Amendment's equal protection clause. In National Coalition for Men v. Selective Service System, a case brought by non-profit men's rights organisation the National Coalition for Men against the U.S. Selective Service System, judge Gray H. Miller issued a declaratory judgement that the male-only registration requirement is unconstitutional, though did not specify what action the government should take. That ruling was reversed by the Fifth Circuit. In June 2021, the U.S. Supreme Court declined to review the decision by the Court of Appeals.
Other countries
Conscription in Australia
Conscription in Canada
Conscription in Egypt
Conscription in France
Conscription in Gibraltar
Conscription in Malaysia
Conscription in Mexico
Conscription in New Zealand
Conscription in Russia
Conscription in Singapore
Conscription in South Korea
Conscription in Switzerland
Conscription in Turkey
Conscription in Ukraine
Conscription in the Ottoman Empire
Conscription in the Russian Empire
See also
Civil conscription
Civilian Public Service
Corvée
Economic conscription
Quota System
Male expendability
Pospolite ruszenie, mass mobilization in Poland
Bevin Boys
Counter-recruitment
Draft evasion
Ephebic Oath
Home front during World War I
Home front during World War II
List of countries by number of military and paramilitary personnel
Military recruitment
Timeline of women's participation in warfare
War resister
References
Further reading
Burk, James (April 1989). "Debating the Draft in America", Armed Forces and Society p. vol. 15: pp. 431–48.
Challener, Richard D. The French theory of the nation in arms, 1866–1939 (1955)
Chambers, John Whiteclay. To Raise an Army: The Draft Comes to Modern America (1987)
Flynn, George Q. (1998 33(1): 5–20). "Conscription and Equity in Western Democracies, 1940–75", Journal of Contemporary History in JSTOR
Looks at citizens' responses to military conscription in several democracies since the French Revolution.
Krueger, Christine, and Sonja Levsen, eds. War Volunteering in Modern Times: From the French Revolution to the Second World War (Palgrave Macmillan 2011)
Littlewood, David. "Conscription in Britain, New Zealand, Australia and Canada during the Second World War", History Compass 18#4 (2020) online
External links
Political theories
Citizenship |
5738 | https://en.wikipedia.org/wiki/Cervix | Cervix | The cervix (: cervices) or cervix uteri (Latin, "neck of the uterus") is the lower part of the uterus (womb) in the human female reproductive system. The cervix is usually 2 to 3 cm long (~1 inch) and roughly cylindrical in shape, which changes during pregnancy. The narrow, central cervical canal runs along its entire length, connecting the uterine cavity and the lumen of the vagina. The opening into the uterus is called the internal os, and the opening into the vagina is called the external os. The lower part of the cervix, known as the vaginal portion of the cervix (or ectocervix), bulges into the top of the vagina. The cervix has been documented anatomically since at least the time of Hippocrates, over 2,000 years ago.
The cervical canal is a passage through which sperm must travel to fertilize an egg cell after sexual intercourse. Several methods of contraception, including cervical caps and cervical diaphragms, aim to block or prevent the passage of sperm through the cervical canal. Cervical mucus is used in several methods of fertility awareness, such as the Creighton model and Billings method, due to its changes in consistency throughout the menstrual period. During vaginal childbirth, the cervix must flatten and dilate to allow the fetus to progress along the birth canal. Midwives and doctors use the extent of the dilation of the cervix to assist decision-making during childbirth.
The cervical canal is lined with a single layer of column-shaped cells, while the ectocervix is covered with multiple layers of cells topped with flat cells. The two types of epithelia meet at the squamocolumnar junction. Infection with the human papillomavirus (HPV) can cause changes in the epithelium, which can lead to cancer of the cervix. Cervical cytology tests can often detect cervical cancer and its precursors, and enable early successful treatment. Ways to avoid HPV include avoiding sex, using condoms, and HPV vaccination. HPV vaccines, developed in the early 21st century, reduce the risk of cervical cancer by preventing infections from the main cancer-causing strains of HPV.
Structure
The cervix is part of the female reproductive system. Around in length, it is the lower narrower part of the uterus continuous above with the broader upper part—or body—of the uterus. The lower end of the cervix bulges through the anterior wall of the vagina, and is referred to as the vaginal portion of cervix (or ectocervix) while the rest of the cervix above the vagina is called the supravaginal portion of cervix. A central canal, known as the cervical canal, runs along its length and connects the cavity of the body of the uterus with the lumen of the vagina. The openings are known as the internal os and external orifice of the uterus (or external os), respectively. The mucosa lining the cervical canal is known as the endocervix, and the mucosa covering the ectocervix is known as the exocervix. The cervix has an inner mucosal layer, a thick layer of smooth muscle, and posteriorly the supravaginal portion has a serosal covering consisting of connective tissue and overlying peritoneum.
In front of the upper part of the cervix lies the bladder, separated from it by cellular connective tissue known as parametrium, which also extends over the sides of the cervix. To the rear, the supravaginal cervix is covered by peritoneum, which runs onto the back of the vaginal wall and then turns upwards and onto the rectum, forming the recto-uterine pouch. The cervix is more tightly connected to surrounding structures than the rest of the uterus.
The cervical canal varies greatly in length and width between women or over the course of a woman's life, and it can measure 8 mm (0.3 inch) at its widest diameter in premenopausal adults. It is wider in the middle and narrower at each end. The anterior and posterior walls of the canal each have a vertical fold, from which ridges run diagonally upwards and laterally. These are known as palmate folds, due to their resemblance to a palm leaf. The anterior and posterior ridges are arranged in such a way that they interlock with each other and close the canal. They are often effaced after pregnancy.
The ectocervix (also known as the vaginal portion of the cervix) has a convex, elliptical shape and projects into the cervix between the anterior and posterior vaginal fornices. On the rounded part of the ectocervix is a small, depressed external opening, connecting the cervix with the vagina. The size and shape of the ectocervix and the external opening (external os) can vary according to age, hormonal state, and whether childbirth has taken place. In women who have not had a vaginal delivery, the external opening is small and circular, and in women who have had a vaginal delivery, it is slit-like. On average, the ectocervix is long and wide.
Blood is supplied to the cervix by the descending branch of the uterine artery and drains into the uterine vein. The pelvic splanchnic nerves, emerging as S2–S3, transmit the sensation of pain from the cervix to the brain. These nerves travel along the uterosacral ligaments, which pass from the uterus to the anterior sacrum.
Three channels facilitate lymphatic drainage from the cervix. The anterior and lateral cervix drains to nodes along the uterine arteries, travelling along the cardinal ligaments at the base of the broad ligament to the external iliac lymph nodes and ultimately the paraaortic lymph nodes. The posterior and lateral cervix drains along the uterine arteries to the internal iliac lymph nodes and ultimately the paraaortic lymph nodes, and the posterior section of the cervix drains to the obturator and presacral lymph nodes. However, there are variations as lymphatic drainage from the cervix travels to different sets of pelvic nodes in some people. This has implications in scanning nodes for involvement in cervical cancer.
After menstruation and directly under the influence of estrogen, the cervix undergoes a series of changes in position and texture. During most of the menstrual cycle, the cervix remains firm, and is positioned low and closed. However, as ovulation approaches, the cervix becomes softer and rises to open in response to the higher levels of estrogen present. These changes are also accompanied by changes in cervical mucus, described below.
Development
As a component of the female reproductive system, the cervix is derived from the two paramesonephric ducts (also called Müllerian ducts), which develop around the sixth week of embryogenesis. During development, the outer parts of the two ducts fuse, forming a single urogenital canal that will become the vagina, cervix and uterus. The cervix grows in size at a smaller rate than the body of the uterus, so the relative size of the cervix over time decreases, decreasing from being much larger than the body of the uterus in fetal life, twice as large during childhood, and decreasing to its adult size, smaller than the uterus, after puberty. Previously it was thought that during fetal development, the original squamous epithelium of the cervix is derived from the urogenital sinus and the original columnar epithelium is derived from the paramesonephric duct. The point at which these two original epithelia meet is called the original squamocolumnar junction. New studies show, however, that all the cervical as well as large part of the vaginal epithelium are derived from Müllerian duct tissue and that phenotypic differences might be due to other causes.
Histology
The endocervical mucosa is about thick and lined with a single layer of columnar mucous cells. It contains numerous tubular mucous glands, which empty viscous alkaline mucus into the lumen. In contrast, the ectocervix is covered with nonkeratinized stratified squamous epithelium, which resembles the squamous epithelium lining the vagina. The junction between these two types of epithelia is called the squamocolumnar junction. Underlying both types of epithelium is a tough layer of collagen. The mucosa of the endocervix is not shed during menstruation. The cervix has more fibrous tissue, including collagen and elastin, than the rest of the uterus.
In prepubertal girls, the functional squamocolumnar junction is present just within the cervical canal. Upon entering puberty, due to hormonal influence, and during pregnancy, the columnar epithelium extends outward over the ectocervix as the cervix everts. Hence, this also causes the squamocolumnar junction to move outwards onto the vaginal portion of the cervix, where it is exposed to the acidic vaginal environment. The exposed columnar epithelium can undergo physiological metaplasia and change to tougher metaplastic squamous epithelium in days or weeks, which is very similar to the original squamous epithelium when mature. The new squamocolumnar junction is therefore internal to the original squamocolumnar junction, and the zone of unstable epithelium between the two junctions is called the transformation zone of the cervix. Histologically, the transformation zone is generally defined as surface squamous epithelium with surface columnar epithelium or stromal glands/crypts, or both.
After menopause, the uterine structures involute and the functional squamocolumnar junction moves into the cervical canal.
Nabothian cysts (or Nabothian follicles) form in the transformation zone where the lining of metaplastic epithelium has replaced mucous epithelium and caused a strangulation of the outlet of some of the mucous glands. A buildup of mucus in the glands forms Nabothian cysts, usually less than about in diameter, which are considered physiological rather than pathological. Both gland openings and Nabothian cysts are helpful to identify the transformation zone.
Function
Fertility
The cervical canal is a pathway through which sperm enter the uterus after being induced by estradiol after sexual intercourse, and some forms of artificial insemination. Some sperm remains in cervical crypts, infoldings of the endocervix, which act as a reservoir, releasing sperm over several hours and maximising the chances of fertilisation. A theory states the cervical and uterine contractions during orgasm draw semen into the uterus. Although the "upsuck theory" has been generally accepted for some years, it has been disputed due to lack of evidence, small sample size, and methodological errors.
Some methods of fertility awareness, such as the Creighton model and the Billings method involve estimating a woman's periods of fertility and infertility by observing physiological changes in her body. Among these changes are several involving the quality of her cervical mucus: the sensation it causes at the vulva, its elasticity (Spinnbarkeit), its transparency, and the presence of ferning.
Cervical mucus
Several hundred glands in the endocervix produce 20–60 mg of cervical mucus a day, increasing to 600 mg around the time of ovulation. It is viscous because it contains large proteins known as mucins. The viscosity and water content varies during the menstrual cycle; mucus is composed of around 93% water, reaching 98% at midcycle. These changes allow it to function either as a barrier or a transport medium to spermatozoa. It contains electrolytes such as calcium, sodium, and potassium; organic components such as glucose, amino acids, and soluble proteins; trace elements including zinc, copper, iron, manganese, and selenium; free fatty acids; enzymes such as amylase; and prostaglandins. Its consistency is determined by the influence of the hormones estrogen and progesterone. At midcycle around the time of ovulation—a period of high estrogen levels— the mucus is thin and serous to allow sperm to enter the uterus and is more alkaline and hence more hospitable to sperm. It is also higher in electrolytes, which results in the "ferning" pattern that can be observed in drying mucus under low magnification; as the mucus dries, the salts crystallize, resembling the leaves of a fern. The mucus has a stretchy character described as Spinnbarkeit most prominent around the time of ovulation.
At other times in the cycle, the mucus is thick and more acidic due to the effects of progesterone. This "infertile" mucus acts as a barrier to keep sperm from entering the uterus. Women taking an oral contraceptive pill also have thick mucus from the effects of progesterone. Thick mucus also prevents pathogens from interfering with a nascent pregnancy.
A cervical mucus plug, called the operculum, forms inside the cervical canal during pregnancy. This provides a protective seal for the uterus against the entry of pathogens and against leakage of uterine fluids. The mucus plug is also known to have antibacterial properties. This plug is released as the cervix dilates, either during the first stage of childbirth or shortly before. It is visible as a blood-tinged mucous discharge.
Childbirth
The cervix plays a major role in childbirth. As the fetus descends within the uterus in preparation for birth, the presenting part, usually the head, rests on and is supported by the cervix. As labour progresses, the cervix becomes softer and shorter, begins to dilate, and withdraws to face the anterior of the body. The support the cervix provides to the fetal head starts to give way when the uterus begins its contractions. During childbirth, the cervix must dilate to a diameter of more than to accommodate the head of the fetus as it descends from the uterus to the vagina. In becoming wider, the cervix also becomes shorter, a phenomenon known as effacement.
Along with other factors, midwives and doctors use the extent of cervical dilation to assist decision making during childbirth. Generally, the active first stage of labour, when the uterine contractions become strong and regular, begins when the cervical dilation is more than . The second phase of labor begins when the cervix has dilated to , which is regarded as its fullest dilation, and is when active pushing and contractions push the baby along the birth canal leading to the birth of the baby. The number of past vaginal deliveries is a strong factor in influencing how rapidly the cervix is able to dilate in labour. The time taken for the cervix to dilate and efface is one factor used in reporting systems such as the Bishop score, used to recommend whether interventions such as a forceps delivery, induction, or Caesarean section should be used in childbirth.
Cervical incompetence is a condition in which shortening of the cervix due to dilation and thinning occurs, before term pregnancy. Short cervical length is the strongest predictor of preterm birth.
Contraception
Several methods of contraception involve the cervix. Cervical diaphragms are reusable, firm-rimmed plastic devices inserted by a woman prior to intercourse that cover the cervix. Pressure against the walls of the vagina maintain the position of the diaphragm, and it acts as a physical barrier to prevent the entry of sperm into the uterus, preventing fertilisation. Cervical caps are a similar method, although they are smaller and adhere to the cervix by suction. Diaphragms and caps are often used in conjunction with spermicides. In one year, 12% of women using the diaphragm will undergo an unintended pregnancy, and with optimal use this falls to 6%. Efficacy rates are lower for the cap, with 18% of women undergoing an unintended pregnancy, and 10–13% with optimal use. Most types of progestogen-only pills are effective as a contraceptive because they thicken cervical mucus, making it difficult for sperm to pass along the cervical canal. In addition, they may also sometimes prevent ovulation. In contrast, contraceptive pills that contain both oestrogen and progesterone, the combined oral contraceptive pills, work mainly by preventing ovulation. They also thicken cervical mucus and thin the lining of the uterus, enhancing their effectiveness.
Clinical significance
Cancer
In 2008, cervical cancer was the third-most common cancer in women worldwide, with rates varying geographically from less than one to more than 50 cases per 100,000 women. It is a leading cause of cancer-related death in poor countries, where delayed diagnosis leading to poor outcomes is common. The introduction of routine screening has resulted in fewer cases of (and deaths from) cervical cancer, however this has mainly taken place in developed countries. Most developing countries have limited or no screening, and 85% of the global burden occurring there.
Cervical cancer nearly always involves human papillomavirus (HPV) infection. HPV is a virus with numerous strains, several of which predispose to precancerous changes in the cervical epithelium, particularly in the transformation zone, which is the most common area for cervical cancer to start. HPV vaccines, such as Gardasil and Cervarix, reduce the incidence of cervical cancer, by inoculating against the viral strains involved in cancer development.
Potentially precancerous changes in the cervix can be detected by cervical screening, using methods including a Pap smear (also called a cervical smear), in which epithelial cells are scraped from the surface of the cervix and examined under a microscope. The colposcope, an instrument used to see a magnified view of the cervix, was invented in 1925. The Pap smear was developed by Georgios Papanikolaou in 1928. A LEEP procedure using a heated loop of platinum to excise a patch of cervical tissue was developed by Aurel Babes in 1927. In some parts of the developed world including the UK, the Pap test has been superseded with liquid-based cytology.
A cheap, cost-effective and practical alternative in poorer countries is visual inspection with acetic acid (VIA). Instituting and sustaining cytology-based programs in these regions can be difficult, due to the need for trained personnel, equipment and facilities and difficulties in follow-up. With VIA, results and treatment can be available on the same day. As a screening test, VIA is comparable to cervical cytology in accurately identifying precancerous lesions.
A result of dysplasia is usually further investigated, such as by taking a cone biopsy, which may also remove the cancerous lesion. Cervical intraepithelial neoplasia is a possible result of the biopsy and represents dysplastic changes that may eventually progress to invasive cancer. Most cases of cervical cancer are detected in this way, without having caused any symptoms. When symptoms occur, they may include vaginal bleeding, discharge, or discomfort.
Inflammation
Inflammation of the cervix is referred to as cervicitis. This inflammation may be of the endocervix or ectocervix. When associated with the endocervix, it is associated with a mucous vaginal discharge and sexually transmitted infections such as chlamydia and gonorrhoea. As many as half of pregnant women having a gonorrheal infection of the cervix are asymptomatic. Other causes include overgrowth of the commensal flora of the vagina. When associated with the ectocervix, inflammation may be caused by the herpes simplex virus. Inflammation is often investigated through directly visualising the cervix using a speculum, which may appear whiteish due to exudate, and by taking a Pap smear and examining for causal bacteria. Special tests may be used to identify particular bacteria. If the inflammation is due to a bacterium, then antibiotics may be given as treatment.
Anatomical abnormalities
Cervical stenosis is an abnormally narrow cervical canal, typically associated with trauma caused by removal of tissue for investigation or treatment of cancer, or cervical cancer itself. Diethylstilbestrol, used from 1938 to 1971 to prevent preterm labour and miscarriage, is also strongly associated with the development of cervical stenosis and other abnormalities in the daughters of the exposed women. Other abnormalities include: vaginal adenosis, in which the squamous epithelium of the ectocervix becomes columnar; cancers such as clear cell adenocarcinomas; cervical ridges and hoods; and development of a cockscomb cervix appearance, which is the condition wherein, as the name suggests, the cervix of the uterus is shaped like a cockscomb. About one third of women born to diethylstilbestrol-treated mothers (i.e. in-utero exposure) develop a cockscomb cervix.
Enlarged folds or ridges of cervical stroma (fibrous tissues) and epithelium constitute a cockscomb cervix. Similarly, cockscomb polyps lining the cervix are usually considered or grouped into the same overarching description. It is in and of itself considered a benign abnormality; its presence, however is usually indicative of DES exposure, and as such women who experience these abnormalities should be aware of their increased risk of associated pathologies.
Cervical agenesis is a rare congenital condition in which the cervix completely fails to develop, often associated with the concurrent failure of the vagina to develop. Other congenital cervical abnormalities exist, often associated with abnormalities of the vagina and uterus. The cervix may be duplicated in situations such as bicornuate uterus and uterine didelphys.
Cervical polyps, which are benign overgrowths of endocervical tissue, if present, may cause bleeding, or a benign overgrowth may be present in the cervical canal. Cervical ectropion refers to the horizontal overgrowth of the endocervical columnar lining in a one-cell-thick layer over the ectocervix.
In mammals
Female marsupials have paired uteri and cervices. Most eutherian (placental) mammal species have a single cervix and single, bipartite or bicornuate uterus. Lagomorphs, rodents, aardvarks and hyraxes have a duplex uterus and two cervices. Lagomorphs and rodents share many morphological characteristics and are grouped together in the clade Glires. Anteaters of the family myrmecophagidae are unusual in that they lack a defined cervix; they are thought to have lost the characteristic rather than other mammals developing a cervix on more than one lineage. In domestic pigs, the cervix contains a series of five interdigitating pads that hold the boar's corkscrew-shaped penis during copulation.
Etymology and pronunciation
The word cervix () came to English from Latin, where it means "neck", and like its Germanic counterpart, it can refer not only to the neck [of the body] but also to an analogous narrowed part of an object. The cervix uteri (neck of the uterus) is thus the uterine cervix, but in English the word cervix used alone usually refers to it. Thus the adjective cervical may refer either to the neck (as in cervical vertebrae or cervical lymph nodes) or to the uterine cervix (as in cervical cap or cervical cancer).
Latin cervix came from the Proto-Indo-European root ker-, referring to a "structure that projects". Thus, the word cervix is linguistically related to the English word "horn", the Persian word for "head" ( sar), the Greek word for "head" ( koruphe), and the Welsh and Romanian words for "deer" (, Romanian: cerb).
The cervix was documented in anatomical literature in at least the time of Hippocrates; cervical cancer was first described more than 2,000 years ago, with descriptions provided by both Hippocrates and Aretaeus. However, there was some variation in word sense among early writers, who used the term to refer to both the cervix and the internal uterine orifice. The first attested use of the word to refer to the cervix of the uterus was in 1702.
References
Citations
Cited texts
External links
Human female reproductive system
Women's health |
5739 | https://en.wikipedia.org/wiki/Compiler | Compiler | In computing, a compiler is a computer program that translates computer code written in one programming language (the source language) into another language (the target language). The name "compiler" is primarily used for programs that translate source code from a high-level programming language to a low-level programming language (e.g. assembly language, object code, or machine code) to create an executable program.
There are many different types of compilers which produce output in different useful forms. A cross-compiler produces code for a different CPU or operating system than the one on which the cross-compiler itself runs. A bootstrap compiler is often a temporary compiler, used for compiling a more permanent or better optimised compiler for a language.
Related software include, a program that translates from a low-level language to a higher level one is a decompiler; a program that translates between high-level languages, usually called a source-to-source compiler or transpiler. A language rewriter is usually a program that translates the form of expressions without a change of language. A compiler-compiler is a compiler that produces a compiler (or part of one), often in a generic and reusable way so as to be able to produce many differing compilers.
A compiler is likely to perform some or all of the following operations, often called phases: preprocessing, lexical analysis, parsing, semantic analysis (syntax-directed translation), conversion of input programs to an intermediate representation, code optimization and machine specific code generation. Compilers generally implement these phases as modular components, promoting efficient design and correctness of transformations of source input to target output. Program faults caused by incorrect compiler behavior can be very difficult to track down and work around; therefore, compiler implementers invest significant effort to ensure compiler correctness.
Compilers are not the only language processor used to transform source programs. An interpreter is computer software that transforms and then executes the indicated operations. The translation process influences the design of computer languages, which leads to a preference of compilation or interpretation. In theory, a programming language can have both a compiler and an interpreter. In practice, programming languages tend to be associated with just one (a compiler or an interpreter).
History
Theoretical computing concepts developed by scientists, mathematicians, and engineers formed the basis of digital modern computing development during World War II. Primitive binary languages evolved because digital devices only understand ones and zeros and the circuit patterns in the underlying machine architecture. In the late 1940s, assembly languages were created to offer a more workable abstraction of the computer architectures. Limited memory capacity of early computers led to substantial technical challenges when the first compilers were designed. Therefore, the compilation process needed to be divided into several small programs. The front end programs produce the analysis products used by the back end programs to generate target code. As computer technology provided more resources, compiler designs could align better with the compilation process.
It is usually more productive for a programmer to use a high-level language, so the development of high-level languages followed naturally from the capabilities offered by digital computers. High-level languages are formal languages that are strictly defined by their syntax and semantics which form the high-level language architecture. Elements of these formal languages include:
Alphabet, any finite set of symbols;
String, a finite sequence of symbols;
Language, any set of strings on an alphabet.
The sentences in a language may be defined by a set of rules called a grammar.
Backus–Naur form (BNF) describes the syntax of "sentences" of a language and was used for the syntax of Algol 60 by John Backus. The ideas derive from the context-free grammar concepts by Noam Chomsky, a linguist. "BNF and its extensions have become standard tools for describing the syntax of programming notations, and in many cases parts of compilers are generated automatically from a BNF description."
In the 1940s, Konrad Zuse designed an algorithmic programming language called Plankalkül ("Plan Calculus"). While no actual implementation occurred until the 1970s, it presented concepts later seen in APL designed by Ken Iverson in the late 1950s. APL is a language for mathematical computations.
High-level language design during the formative years of digital computing provided useful programming tools for a variety of applications:
FORTRAN (Formula Translation) for engineering and science applications is considered to be the first high-level language.
COBOL (Common Business-Oriented Language) evolved from A-0 and FLOW-MATIC to become the dominant high-level language for business applications.
LISP (List Processor) for symbolic computation.
Compiler technology evolved from the need for a strictly defined transformation of the high-level source program into a low-level target program for the digital computer. The compiler could be viewed as a front end to deal with the analysis of the source code and a back end to synthesize the analysis into the target code. Optimization between the front end and back end could produce more efficient target code.
Some early milestones in the development of compiler technology:
1952: An Autocode compiler developed by Alick Glennie for the Manchester Mark I computer at the University of Manchester is considered by some to be the first compiled programming language.
1952: Grace Hopper's team at Remington Rand wrote the compiler for the A-0 programming language (and coined the term compiler to describe it), although the A-0 compiler functioned more as a loader or linker than the modern notion of a full compiler.
1954–1957: A team led by John Backus at IBM developed FORTRAN which is usually considered the first high-level language. In 1957, they completed a FORTRAN compiler that is generally credited as having introduced the first unambiguously complete compiler.
1959: The Conference on Data Systems Language (CODASYL) initiated development of COBOL. The COBOL design drew on A-0 and FLOW-MATIC. By the early 1960s COBOL was compiled on multiple architectures.
1958–1960: Algol 58 was the precursor to ALGOL 60. Algol 58 introduced code blocks, a key advance in the rise of structured programming. ALGOL 60 was the first language to implement nested function definitions with lexical scope. It included recursion. Its syntax was defined using BNF. ALGOL 60 inspired many languages that followed it. Tony Hoare remarked: "... it was not only an improvement on its predecessors but also on nearly all its successors."
1958–1962: John McCarthy at MIT designed LISP. The symbol processing capabilities provided useful features for artificial intelligence research. In 1962, LISP 1.5 release noted some tools: an interpreter written by Stephen Russell and Daniel J. Edwards, a compiler and assembler written by Tim Hart and Mike Levin.
Early operating systems and software were written in assembly language. In the 1960s and early 1970s, the use of high-level languages for system programming was still controversial due to resource limitations. However, several research and industry efforts began the shift toward high-level systems programming languages, for example, BCPL, BLISS, B, and C.
BCPL (Basic Combined Programming Language) designed in 1966 by Martin Richards at the University of Cambridge was originally developed as a compiler writing tool. Several compilers have been implemented, Richards' book provides insights to the language and its compiler. BCPL was not only an influential systems programming language that is still used in research but also provided a basis for the design of B and C languages.
BLISS (Basic Language for Implementation of System Software) was developed for a Digital Equipment Corporation (DEC) PDP-10 computer by W. A. Wulf's Carnegie Mellon University (CMU) research team. The CMU team went on to develop BLISS-11 compiler one year later in 1970.
Multics (Multiplexed Information and Computing Service), a time-sharing operating system project, involved MIT, Bell Labs, General Electric (later Honeywell) and was led by Fernando Corbató from MIT. Multics was written in the PL/I language developed by IBM and IBM User Group. IBM's goal was to satisfy business, scientific, and systems programming requirements. There were other languages that could have been considered but PL/I offered the most complete solution even though it had not been implemented. For the first few years of the Multics project, a subset of the language could be compiled to assembly language with the Early PL/I (EPL) compiler by Doug McIlory and Bob Morris from Bell Labs. EPL supported the project until a boot-strapping compiler for the full PL/I could be developed.
Bell Labs left the Multics project in 1969, and developed a system programming language B based on BCPL concepts, written by Dennis Ritchie and Ken Thompson. Ritchie created a boot-strapping compiler for B and wrote Unics (Uniplexed Information and Computing Service) operating system for a PDP-7 in B. Unics eventually became spelled Unix.
Bell Labs started the development and expansion of C based on B and BCPL. The BCPL compiler had been transported to Multics by Bell Labs and BCPL was a preferred language at Bell Labs. Initially, a front-end program to Bell Labs' B compiler was used while a C compiler was developed. In 1971, a new PDP-11 provided the resource to define extensions to B and rewrite the compiler. By 1973 the design of C language was essentially complete and the Unix kernel for a PDP-11 was rewritten in C. Steve Johnson started development of Portable C Compiler (PCC) to support retargeting of C compilers to new machines.
Object-oriented programming (OOP) offered some interesting possibilities for application development and maintenance. OOP concepts go further back but were part of LISP and Simula language science. Bell Labs became interested in OOP with the development of C++. C++ was first used in 1980 for systems programming. The initial design leveraged C language systems programming capabilities with Simula concepts. Object-oriented facilities were added in 1983. The Cfront program implemented a C++ front-end for C84 language compiler. In subsequent years several C++ compilers were developed as C++ popularity grew.
In many application domains, the idea of using a higher-level language quickly caught on. Because of the expanding functionality supported by newer programming languages and the increasing complexity of computer architectures, compilers became more complex.
DARPA (Defense Advanced Research Projects Agency) sponsored a compiler project with Wulf's CMU research team in 1970. The Production Quality Compiler-Compiler PQCC design would produce a Production Quality Compiler (PQC) from formal definitions of source language and the target. PQCC tried to extend the term compiler-compiler beyond the traditional meaning as a parser generator (e.g., Yacc) without much success. PQCC might more properly be referred to as a compiler generator.
PQCC research into code generation process sought to build a truly automatic compiler-writing system. The effort discovered and designed the phase structure of the PQC. The BLISS-11 compiler provided the initial structure. The phases included analyses (front end), intermediate translation to virtual machine (middle end), and translation to the target (back end). TCOL was developed for the PQCC research to handle language specific constructs in the intermediate representation. Variations of TCOL supported various languages. The PQCC project investigated techniques of automated compiler construction. The design concepts proved useful in optimizing compilers and compilers for the (since 1995, object-oriented) programming language Ada.
The Ada STONEMAN document formalized the program support environment (APSE) along with the kernel (KAPSE) and minimal (MAPSE). An Ada interpreter NYU/ED supported development and standardization efforts with the American National Standards Institute (ANSI) and the International Standards Organization (ISO). Initial Ada compiler development by the U.S. Military Services included the compilers in a complete integrated design environment along the lines of the STONEMAN document. Army and Navy worked on the Ada Language System (ALS) project targeted to DEC/VAX architecture while the Air Force started on the Ada Integrated Environment (AIE) targeted to IBM 370 series. While the projects did not provide the desired results, they did contribute to the overall effort on Ada development.
Other Ada compiler efforts got underway in Britain at the University of York and in Germany at the University of Karlsruhe. In the U. S., Verdix (later acquired by Rational) delivered the Verdix Ada Development System (VADS) to the Army. VADS provided a set of development tools including a compiler. Unix/VADS could be hosted on a variety of Unix platforms such as DEC Ultrix and the Sun 3/60 Solaris targeted to Motorola 68020 in an Army CECOM evaluation. There were soon many Ada compilers available that passed the Ada Validation tests. The Free Software Foundation GNU project developed the GNU Compiler Collection (GCC) which provides a core capability to support multiple languages and targets. The Ada version GNAT is one of the most widely used Ada compilers. GNAT is free but there is also commercial support, for example, AdaCore, was founded in 1994 to provide commercial software solutions for Ada. GNAT Pro includes the GNU GCC based GNAT with a tool suite to provide an integrated development environment.
High-level languages continued to drive compiler research and development. Focus areas included optimization and automatic code generation. Trends in programming languages and development environments influenced compiler technology. More compilers became included in language distributions (PERL, Java Development Kit) and as a component of an IDE (VADS, Eclipse, Ada Pro). The interrelationship and interdependence of technologies grew. The advent of web services promoted growth of web languages and scripting languages. Scripts trace back to the early days of Command Line Interfaces (CLI) where the user could enter commands to be executed by the system. User Shell concepts developed with languages to write shell programs. Early Windows designs offered a simple batch programming capability. The conventional transformation of these language used an interpreter. While not widely used, Bash and Batch compilers have been written. More recently sophisticated interpreted languages became part of the developers tool kit. Modern scripting languages include PHP, Python, Ruby and Lua. (Lua is widely used in game development.) All of these have interpreter and compiler support.
"When the field of compiling began in the late 50s, its focus was limited to the translation of high-level language programs into machine code ... The compiler field is increasingly intertwined with other disciplines including computer architecture, programming languages, formal methods, software engineering, and computer security." The "Compiler Research: The Next 50 Years" article noted the importance of object-oriented languages and Java. Security and parallel computing were cited among the future research targets.
Compiler construction
A compiler implements a formal transformation from a high-level source program to a low-level target program. Compiler design can define an end-to-end solution or tackle a defined subset that interfaces with other compilation tools e.g. preprocessors, assemblers, linkers. Design requirements include rigorously defined interfaces both internally between compiler components and externally between supporting toolsets.
In the early days, the approach taken to compiler design was directly affected by the complexity of the computer language to be processed, the experience of the person(s) designing it, and the resources available. Resource limitations led to the need to pass through the source code more than once.
A compiler for a relatively simple language written by one person might be a single, monolithic piece of software. However, as the source language grows in complexity the design may be split into a number of interdependent phases. Separate phases provide design improvements that focus development on the functions in the compilation process.
One-pass versus multi-pass compilers
Classifying compilers by number of passes has its background in the hardware resource limitations of computers. Compiling involves performing much work and early computers did not have enough memory to contain one program that did all of this work. So compilers were split up into smaller programs which each made a pass over the source (or some representation of it) performing some of the required analysis and translations.
The ability to compile in a single pass has classically been seen as a benefit because it simplifies the job of writing a compiler and one-pass compilers generally perform compilations faster than multi-pass compilers. Thus, partly driven by the resource limitations of early systems, many early languages were specifically designed so that they could be compiled in a single pass (e.g., Pascal).
In some cases, the design of a language feature may require a compiler to perform more than one pass over the source. For instance, consider a declaration appearing on line 20 of the source which affects the translation of a statement appearing on line 10. In this case, the first pass needs to gather information about declarations appearing after statements that they affect, with the actual translation happening during a subsequent pass.
The disadvantage of compiling in a single pass is that it is not possible to perform many of the sophisticated optimizations needed to generate high quality code. It can be difficult to count exactly how many passes an optimizing compiler makes. For instance, different phases of optimization may analyse one expression many times but only analyse another expression once.
Splitting a compiler up into small programs is a technique used by researchers interested in producing provably correct compilers. Proving the correctness of a set of small programs often requires less effort than proving the correctness of a larger, single, equivalent program.
Three-stage compiler structure
Regardless of the exact number of phases in the compiler design, the phases can be assigned to one of three stages. The stages include a front end, a middle end, and a back end.
The front end scans the input and verifies syntax and semantics according to a specific source language. For statically typed languages it performs type checking by collecting type information. If the input program is syntactically incorrect or has a type error, it generates error and/or warning messages, usually identifying the location in the source code where the problem was detected; in some cases the actual error may be (much) earlier in the program. Aspects of the front end include lexical analysis, syntax analysis, and semantic analysis. The front end transforms the input program into an intermediate representation (IR) for further processing by the middle end. This IR is usually a lower-level representation of the program with respect to the source code.
The middle end performs optimizations on the IR that are independent of the CPU architecture being targeted. This source code/machine code independence is intended to enable generic optimizations to be shared between versions of the compiler supporting different languages and target processors. Examples of middle end optimizations are removal of useless (dead-code elimination) or unreachable code (reachability analysis), discovery and propagation of constant values (constant propagation), relocation of computation to a less frequently executed place (e.g., out of a loop), or specialization of computation based on the context, eventually producing the "optimized" IR that is used by the back end.
The back end takes the optimized IR from the middle end. It may perform more analysis, transformations and optimizations that are specific for the target CPU architecture. The back end generates the target-dependent assembly code, performing register allocation in the process. The back end performs instruction scheduling, which re-orders instructions to keep parallel execution units busy by filling delay slots. Although most optimization problems are NP-hard, heuristic techniques for solving them are well-developed and implemented in production-quality compilers. Typically the output of a back end is machine code specialized for a particular processor and operating system.
This front/middle/back-end approach makes it possible to combine front ends for different languages with back ends for different CPUs while sharing the optimizations of the middle end. Practical examples of this approach are the GNU Compiler Collection, Clang (LLVM-based C/C++ compiler), and the Amsterdam Compiler Kit, which have multiple front-ends, shared optimizations and multiple back-ends.
Front end
The front end analyzes the source code to build an internal representation of the program, called the intermediate representation (IR). It also manages the symbol table, a data structure mapping each symbol in the source code to associated information such as location, type and scope.
While the frontend can be a single monolithic function or program, as in a scannerless parser, it was traditionally implemented and analyzed as several phases, which may execute sequentially or concurrently. This method is favored due to its modularity and separation of concerns. Most commonly, the frontend is broken into three phases: lexical analysis (also known as lexing or scanning), syntax analysis (also known as scanning or parsing), and semantic analysis. Lexing and parsing comprise the syntactic analysis (word syntax and phrase syntax, respectively), and in simple cases, these modules (the lexer and parser) can be automatically generated from a grammar for the language, though in more complex cases these require manual modification. The lexical grammar and phrase grammar are usually context-free grammars, which simplifies analysis significantly, with context-sensitivity handled at the semantic analysis phase. The semantic analysis phase is generally more complex and written by hand, but can be partially or fully automated using attribute grammars. These phases themselves can be further broken down: lexing as scanning and evaluating, and parsing as building a concrete syntax tree (CST, parse tree) and then transforming it into an abstract syntax tree (AST, syntax tree). In some cases additional phases are used, notably line reconstruction and preprocessing, but these are rare.
The main phases of the front end include the following:
converts the input character sequence to a canonical form ready for the parser. Languages which strop their keywords or allow arbitrary spaces within identifiers require this phase. The top-down, recursive-descent, table-driven parsers used in the 1960s typically read the source one character at a time and did not require a separate tokenizing phase. Atlas Autocode and Imp (and some implementations of ALGOL and Coral 66) are examples of stropped languages whose compilers would have a Line Reconstruction phase.
Preprocessing supports macro substitution and conditional compilation. Typically the preprocessing phase occurs before syntactic or semantic analysis; e.g. in the case of C, the preprocessor manipulates lexical tokens rather than syntactic forms. However, some languages such as Scheme support macro substitutions based on syntactic forms.
Lexical analysis (also known as lexing or tokenization) breaks the source code text into a sequence of small pieces called lexical tokens. This phase can be divided into two stages: the scanning, which segments the input text into syntactic units called lexemes and assigns them a category; and the evaluating, which converts lexemes into a processed value. A token is a pair consisting of a token name and an optional token value. Common token categories may include identifiers, keywords, separators, operators, literals and comments, although the set of token categories varies in different programming languages. The lexeme syntax is typically a regular language, so a finite state automaton constructed from a regular expression can be used to recognize it. The software doing lexical analysis is called a lexical analyzer. This may not be a separate step—it can be combined with the parsing step in scannerless parsing, in which case parsing is done at the character level, not the token level.
Syntax analysis (also known as parsing) involves parsing the token sequence to identify the syntactic structure of the program. This phase typically builds a parse tree, which replaces the linear sequence of tokens with a tree structure built according to the rules of a formal grammar which define the language's syntax. The parse tree is often analyzed, augmented, and transformed by later phases in the compiler.
Semantic analysis adds semantic information to the parse tree and builds the symbol table. This phase performs semantic checks such as type checking (checking for type errors), or object binding (associating variable and function references with their definitions), or definite assignment (requiring all local variables to be initialized before use), rejecting incorrect programs or issuing warnings. Semantic analysis usually requires a complete parse tree, meaning that this phase logically follows the parsing phase, and logically precedes the code generation phase, though it is often possible to fold multiple phases into one pass over the code in a compiler implementation.
Middle end
The middle end, also known as optimizer, performs optimizations on the intermediate representation in order to improve the performance and the quality of the produced machine code. The middle end contains those optimizations that are independent of the CPU architecture being targeted.
The main phases of the middle end include the following:
Analysis: This is the gathering of program information from the intermediate representation derived from the input; data-flow analysis is used to build use-define chains, together with dependence analysis, alias analysis, pointer analysis, escape analysis, etc. Accurate analysis is the basis for any compiler optimization. The control-flow graph of every compiled function and the call graph of the program are usually also built during the analysis phase.
Optimization: the intermediate language representation is transformed into functionally equivalent but faster (or smaller) forms. Popular optimizations are inline expansion, dead-code elimination, constant propagation, loop transformation and even automatic parallelization.
Compiler analysis is the prerequisite for any compiler optimization, and they tightly work together. For example, dependence analysis is crucial for loop transformation.
The scope of compiler analysis and optimizations vary greatly; their scope may range from operating within a basic block, to whole procedures, or even the whole program. There is a trade-off between the granularity of the optimizations and the cost of compilation. For example, peephole optimizations are fast to perform during compilation but only affect a small local fragment of the code, and can be performed independently of the context in which the code fragment appears. In contrast, interprocedural optimization requires more compilation time and memory space, but enable optimizations that are only possible by considering the behavior of multiple functions simultaneously.
Interprocedural analysis and optimizations are common in modern commercial compilers from HP, IBM, SGI, Intel, Microsoft, and Sun Microsystems. The free software GCC was criticized for a long time for lacking powerful interprocedural optimizations, but it is changing in this respect. Another open source compiler with full analysis and optimization infrastructure is Open64, which is used by many organizations for research and commercial purposes.
Due to the extra time and space needed for compiler analysis and optimizations, some compilers skip them by default. Users have to use compilation options to explicitly tell the compiler which optimizations should be enabled.
Back end
The back end is responsible for the CPU architecture specific optimizations and for code generation.
The main phases of the back end include the following:
Machine dependent optimizations: optimizations that depend on the details of the CPU architecture that the compiler targets. A prominent example is peephole optimizations, which rewrites short sequences of assembler instructions into more efficient instructions.
Code generation: the transformed intermediate language is translated into the output language, usually the native machine language of the system. This involves resource and storage decisions, such as deciding which variables to fit into registers and memory and the selection and scheduling of appropriate machine instructions along with their associated addressing modes (see also Sethi–Ullman algorithm). Debug data may also need to be generated to facilitate debugging.
Compiler correctness
Compiler correctness is the branch of software engineering that deals with trying to show that a compiler behaves according to its language specification. Techniques include developing the compiler using formal methods and using rigorous testing (often called compiler validation) on an existing compiler.
Compiled versus interpreted languages
Higher-level programming languages usually appear with a type of translation in mind: either designed as compiled language or interpreted language. However, in practice there is rarely anything about a language that requires it to be exclusively compiled or exclusively interpreted, although it is possible to design languages that rely on re-interpretation at run time. The categorization usually reflects the most popular or widespread implementations of a language – for instance, BASIC is sometimes called an interpreted language, and C a compiled one, despite the existence of BASIC compilers and C interpreters.
Interpretation does not replace compilation completely. It only hides it from the user and makes it gradual. Even though an interpreter can itself be interpreted, a set of directly executed machine instructions is needed somewhere at the bottom of the execution stack (see machine language).
Furthermore, for optimization compilers can contain interpreter functionality, and interpreters may include ahead of time compilation techniques. For example, where an expression can be executed during compilation and the results inserted into the output program, then it prevents it having to be recalculated each time the program runs, which can greatly speed up the final program. Modern trends toward just-in-time compilation and bytecode interpretation at times blur the traditional categorizations of compilers and interpreters even further.
Some language specifications spell out that implementations must include a compilation facility; for example, Common Lisp. However, there is nothing inherent in the definition of Common Lisp that stops it from being interpreted. Other languages have features that are very easy to implement in an interpreter, but make writing a compiler much harder; for example, APL, SNOBOL4, and many scripting languages allow programs to construct arbitrary source code at runtime with regular string operations, and then execute that code by passing it to a special evaluation function. To implement these features in a compiled language, programs must usually be shipped with a runtime library that includes a version of the compiler itself.
Types
One classification of compilers is by the platform on which their generated code executes. This is known as the target platform.
A native or hosted compiler is one whose output is intended to directly run on the same type of computer and operating system that the compiler itself runs on. The output of a cross compiler is designed to run on a different platform. Cross compilers are often used when developing software for embedded systems that are not intended to support a software development environment.
The output of a compiler that produces code for a virtual machine (VM) may or may not be executed on the same platform as the compiler that produced it. For this reason, such compilers are not usually classified as native or cross compilers.
The lower level language that is the target of a compiler may itself be a high-level programming language. C, viewed by some as a sort of portable assembly language, is frequently the target language of such compilers. For example, Cfront, the original compiler for C++, used C as its target language. The C code generated by such a compiler is usually not intended to be readable and maintained by humans, so indent style and creating pretty C intermediate code are ignored. Some of the features of C that make it a good target language include the #line directive, which can be generated by the compiler to support debugging of the original source, and the wide platform support available with C compilers.
While a common compiler type outputs machine code, there are many other types:
Source-to-source compilers are a type of compiler that takes a high-level language as its input and outputs a high-level language. For example, an automatic parallelizing compiler will frequently take in a high-level language program as an input and then transform the code and annotate it with parallel code annotations (e.g. OpenMP) or language constructs (e.g. Fortran's DOALL statements). Other terms for a source-to-source compiler are transcompiler or transpiler.
Bytecode compilers compile to assembly language of a theoretical machine, like some Prolog implementations
This Prolog machine is also known as the Warren Abstract Machine (or WAM).
Bytecode compilers for Java, Python are also examples of this category.
Just-in-time compilers (JIT compiler) defer compilation until runtime. JIT compilers exist for many modern languages including Python, JavaScript, Smalltalk, Java, Microsoft .NET's Common Intermediate Language (CIL) and others. A JIT compiler generally runs inside an interpreter. When the interpreter detects that a code path is "hot", meaning it is executed frequently, the JIT compiler will be invoked and compile the "hot" code for increased performance.
For some languages, such as Java, applications are first compiled using a bytecode compiler and delivered in a machine-independent intermediate representation. A bytecode interpreter executes the bytecode, but the JIT compiler will translate the bytecode to machine code when increased performance is necessary.
Hardware compilers (also known as synthesis tools) are compilers whose input is a hardware description language and whose output is a description, in the form of a netlist or otherwise, of a hardware configuration.
The output of these compilers target computer hardware at a very low level, for example a field-programmable gate array (FPGA) or structured application-specific integrated circuit (ASIC). Such compilers are said to be hardware compilers, because the source code they compile effectively controls the final configuration of the hardware and how it operates. The output of the compilation is only an interconnection of transistors or lookup tables.
An example of hardware compiler is XST, the Xilinx Synthesis Tool used for configuring FPGAs. Similar tools are available from Altera, Synplicity, Synopsys and other hardware vendors.
An assembler is a program that compiles human readable assembly language to machine code, the actual instructions executed by hardware. The inverse program that translates machine code to assembly language is called a disassembler.
A program that translates from a low-level language to a higher level one is a decompiler.
A program that translates into an object code format that is not supported on the compilation machine is called a cross compiler and is commonly used to prepare code for execution on embedded software applications.
A program that rewrites object code back into the same type of object code while applying optimisations and transformations is a binary recompiler.
See also
Abstract interpretation
Bottom-up parsing
Compile and go system
Compile farm
List of compilers
Metacompilation
References
Further reading
(2+xiv+270+6 pages)
Compiler textbook references A collection of references to mainstream Compiler Construction Textbooks
External links
Incremental Approach to Compiler Constructiona PDF tutorial
explaining the key conceptual difference between compilers and interpreters
Let's Build a Compiler, by Jack Crenshaw
American inventions
Compiler construction
Computer libraries
Programming language implementation
Utility software types |
5742 | https://en.wikipedia.org/wiki/Castrato | Castrato | A castrato (Italian, : castrati) is a male singer who underwent castration before puberty in order to retain singing voice equivalent to that of a soprano, mezzo-soprano, or contralto. The voice can also occur in one who, due to an endocrinological condition, never reaches sexual maturity.
Castration before puberty (or in its early stages) prevents the larynx from being transformed by the normal physiological events of puberty. As a result, the vocal range of prepubescence (shared by both sexes) is largely retained, and the voice develops into adulthood in a unique way. Prepubescent castration for this purpose diminished greatly in the late 18th century.
Methods of castration used to terminate the onset of puberty varied. Methods involved using opium to medically induce a coma, then submerging the boy into an ice or milk bath where the procedure of either severing the vas deferens (similar to a vasectomy), twisting the testicles until they atrophied, or complete removal via surgical cutting was performed (however the complete removal of the testicles was not a popularly used technique). The procedure was usually done to boys around the age of 8–10; recovery time from the procedure took around two weeks. The means by which future singers were prepared could lead to premature death. To prevent the child from experiencing the intense pain of castration, many were inadvertently administered lethal doses of opium or some other narcotic, or were killed by overlong compression of the carotid artery in the neck (intended to render them unconscious during the castration procedure).
The geographical locations of where these procedures took place is not known specifically. During the 18th century itself, the music historian Charles Burney was sent from pillar to post in search of places where the operation was carried out: I enquired throughout Italy at what place boys were chiefly qualified for singing by castration, but could get no certain intelligence. I was told at Milan that it was at Venice; at Venice that it was at Bologna; but at Bologna the fact was denied, and I was referred to Florence; from Florence to Rome, and from Rome I was sent to Naples ... it is said that there are shops in Naples with this inscription: 'QUI SI CASTRANO RAGAZZI' ("Here boys are castrated"); but I was utterly unable to see or hear of any such shops during my residence in that city.
As the castrato's body grew, his lack of testosterone meant that his epiphyses (bone-joints) did not harden in the normal manner. Thus the limbs of the castrati often grew unusually long, as did their ribs. This, combined with intensive training, gave them unrivalled lung-power and breath capacity. Operating through small, child-sized vocal cords, their voices were also extraordinarily flexible, and quite different from the equivalent adult female voice. Their vocal range was higher than that of the uncastrated adult male. Listening to the only surviving recordings of a castrato (see below), one can hear that the lower part of the voice sounds like a "super-high" tenor, with a more falsetto-like upper register above that.
Castrati were rarely referred to as such: in the 18th century, the euphemism musico (pl musici) was much more generally used, although it usually carried derogatory implications; another synonym was evirato, literally meaning "emasculated". Eunuch is a more general term since, historically, many eunuchs were castrated after puberty and thus the castration had no impact on their voices.
History
Castration as a means of subjugation, enslavement or other punishment has a very long history, dating back to ancient Sumer. In a Western context, eunuch singers are known to have existed from the early Byzantine Empire. In Constantinople around 400 AD, the empress Aelia Eudoxia had a eunuch choir-master, Brison, who may have established the use of castrati in Byzantine choirs, though whether Brison himself was a singer and whether he had colleagues who were eunuch singers is not certain. By the 9th century, eunuch singers were well-known (not least in the choir of Hagia Sophia) and remained so until the sack of Constantinople by the Western forces of the Fourth Crusade in 1204. Their fate from then until their reappearance in Italy more than three hundred years later is not clear. It seems likely that the Spanish tradition of soprano falsettists may have hidden castrati. Much of Spain was under Muslim rulers during the Middle Ages, and castration had a history going back to the ancient Near East. Stereotypically, eunuchs served as harem guards, but they were also valued as high-level political appointees since they could not start a dynasty which would threaten the ruler.
European classical tradition
Castrati first appeared in Italy in the mid-16th century, though at first the terms describing them were not always clear. The phrase soprano maschio (male soprano), which could also mean falsettist, occurs in the Due Dialoghi della Musica (Two dialogues upon music) of Luigi Dentice, an Oratorian priest, published in Rome in 1553. On 9 November 1555 Cardinal Ippolito II d'Este (famed as the builder of the Villa d'Este at Tivoli), wrote to Guglielmo Gonzaga, Duke of Mantua (1538–1587), that he has heard that the Duke was interested in his cantoretti (little singers) and offered to send him two, so that he could choose one for his own service. This is a rare term but probably does equate to castrato. The Cardinal's nephew, Alfonso II d'Este, Duke of Ferrara, was another early enthusiast, inquiring about castrati in 1556. There were certainly castrati in the Sistine Chapel choir in 1558, although not described as such: on 27 April of that year, Hernando Bustamante, a Spaniard from Palencia, was admitted (the first castrati so termed who joined the Sistine choir were Pietro Paolo Folignato and Girolamo Rossini, admitted in 1599). Surprisingly, considering the later French distaste for castrati, they certainly existed in France at this time also, being known of in Paris, Orléans, Picardy and Normandy, though they were not abundant: the King of France himself had difficulty in obtaining them. By 1574, there were castrati in the Ducal court chapel at Munich, where the Kapellmeister (music director) was the famous Orlando di Lasso. In 1589, by the bull Cum pro nostro pastorali munere, Pope Sixtus V re-organised the choir of St Peter's, Rome specifically to include castrati.
Thus the castrati came to supplant both boys (whose voices broke after only a few years) and falsettists (whose voices were weaker and less reliable) from the top line in such choirs. Women were banned by the Pauline dictum mulieres in ecclesiis taceant ("let women keep silent in the churches"; see I Corinthians, ch. 14, v. 34).
The Italian castrati were often rumored to have unusually long lives, but a 1993 study found that their lifespans were average.
Opera
Although the castrato (or musico) predates opera, there is some evidence that castrati had parts in the earliest operas. In the first performance of Monteverdi's Orfeo (1607), for example, they played subsidiary roles, including Speranza and (possibly) that of Euridice. Although female roles were performed by castrati in some of the papal states, this was increasingly rare; by 1680, they had supplanted "normal" male voices in lead roles, and retained their position as primo uomo for about a hundred years; an Italian opera not featuring at least one renowned castrato in a lead part would be doomed to fail. Because of the popularity of Italian opera throughout 18th-century Europe (except France), singers such as Ferri, Farinelli, Senesino and Pacchierotti became the first operatic superstars, earning enormous fees and hysterical public adulation. The strictly hierarchical organisation of opera seria favoured their high voices as symbols of heroic virtue, though they were frequently mocked for their strange appearance and bad acting. In his 1755 Reflections upon theatrical expression in tragedy, Roger Pickering wrote:
Farinelli drew every Body to the Haymarket. What a Pipe! What Modulation! What Extasy to the Ear! But, Heavens! What Clumsiness! What Stupidity! What Offence to the Eye! Reader, if of the City, thou mayest probably have seen in the Fields of Islington or Mile-End or, If thou art in the environs of St James', thou must have observed in the Park with what Ease and Agility a cow, heavy with calf, has rose up at the command of the Milk-woman's foot: thus from the mossy bank sprang the DIVINE FARINELLI.The training of the boys was rigorous. The regimen of one singing school in Rome (c. 1700) consisted of one hour of singing difficult and awkward pieces, one hour practising trills, one hour practising ornamented passaggi, one hour of singing exercises in their teacher's presence and in front of a mirror so as to avoid unnecessary movement of the body or facial grimaces, and one hour of literary study; all this, moreover, before lunch. After, half an hour would be devoted to musical theory, another to writing counterpoint, an hour copying down the same from dictation, and another hour of literary study. During the remainder of the day, the young castrati had to find time to practice their harpsichord playing, and to compose vocal music, either sacred or secular depending on their inclination. This demanding schedule meant that, if sufficiently talented, they were able to make a debut in their mid-teens with a perfect technique and a voice of a flexibility and power no woman or ordinary male singer could match.
In the 1720s and 1730s, at the height of the craze for these voices, it has been estimated that upwards of 4,000 boys were castrated annually in the service of art. Many came from poor homes and were castrated by their parents in the hope that their child might be successful and lift them from poverty (this was the case with Senesino). There are, though, records of some young boys asking to be operated on to preserve their voices (e.g. Caffarelli, who was from a wealthy family: his grandmother gave him the income from two vineyards to pay for his studies). Caffarelli was also typical of many castrati in being famous for tantrums on and off-stage, and for amorous adventures with noble ladies. Some, as described by Casanova, preferred gentlemen (noble or otherwise). Only a small percentage of boys castrated to preserve their voices had successful careers on the operatic stage; the better "also-rans" sang in cathedral or church choirs, but because of their marked appearance and the ban on their marrying, there was little room for them in society outside a musical context.
The castrati came in for a great amount of scurrilous and unkind abuse, and as their fame increased, so did the hatred of them. They were often castigated as malign creatures who lured men into homosexuality. There were homosexual castrati, as Casanova's accounts of 18th-century Italy bear witness. He mentions meeting an abbé whom he took for a girl in disguise, only later discovering that "she" was a famous castrato. In Rome in 1762 he attended a performance at which the prima donna was a castrato, "the favourite pathic" of Cardinal Borghese, who dined every evening with his protector. From his behaviour on stage "it was obvious that he hoped to inspire the love of those who liked him as a man, and probably would not have done so as a woman".
Decline
By the late 18th century, changes in operatic taste and social attitudes spelled the end for castrati. They lingered on past the end of the ancien régime (which their style of opera parallels), and two of their number, Pacchierotti and Crescentini, performed before Napoleon. The last great operatic castrato was Giovanni Battista Velluti (1781–1861), who performed the last operatic castrato role ever written: Armando in Il crociato in Egitto by Meyerbeer (Venice, 1824). Soon after this they were replaced definitively as the first men of the operatic stage by a new breed of heroic tenor, as first incarnated by the Frenchman Gilbert-Louis Duprez, the earliest so-called "king of the high Cs". His successors have included such singers as Enrico Tamberlik, Jean de Reszke, Francesco Tamagno, Enrico Caruso, Giovanni Martinelli, Beniamino Gigli, Jussi Björling, Franco Corelli and Luciano Pavarotti, among others.
After the unification of Italy in 1861, "eviration" was officially made illegal (the new Italian state had adopted the previous penal code of the Kingdom of Sardinia which expressly forbade the practice). In 1878, Pope Leo XIII prohibited the hiring of new castrati by the church: only in the Sistine Chapel and in other papal basilicas in Rome did a few castrati linger. A group photo of the Sistine Choir taken in 1898 shows that by then only six remained (plus the Direttore Perpetuo, the fine soprano castrato Domenico Mustafà), and in 1902 a ruling was extracted from Pope Leo that no further castrati should be admitted. The official end to the castrati came on St. Cecilia's Day, 22 November 1903, when the new pope, Pius X, issued his motu proprio, Tra le Sollecitudini ('Amongst the Cares'), which contained this instruction: "Whenever ... it is desirable to employ the high voices of sopranos and contraltos, these parts must be taken by boys, according to the most ancient usage of the Church."
The last Sistine castrato to survive was Alessandro Moreschi, the only castrato to have made solo recordings. While an interesting historical record, these discs of his give us only a glimpse of the castrato voice – although he had been renowned as "The Angel of Rome" at the beginning of his career, some would say he was past his prime when the recordings were made in 1902 and 1904 and he never attempted to sing opera. Domenico Salvatori, a castrato who was contemporary with Moreschi, made some ensemble recordings with him but has no surviving solo recordings. The recording technology of the day was not of modern high quality. Salvatori died in 1909; Moreschi retired officially in March 1913, and died in 1922.
The Catholic Church's involvement in the castrato phenomenon has long been controversial, and there have recently been calls for it to issue an official apology for its role. As early as 1748, Pope Benedict XIV tried to ban castrati from churches, but such was their popularity at the time that he realised that doing so might result in a drastic decline in church attendance.
The rumours of another castrato sequestered in the Vatican for the personal delectation of the Pontiff until as recently as 1959 have been proven false. The singer in question was a pupil of Moreschi's, Domenico Mancini, such a successful imitator of his teacher's voice that even Lorenzo Perosi, Direttore Perpetuo of the Sistine Choir from 1898 to 1956 and a strenuous opponent of the practice of castrato singers, thought he was a castrato. Mancini was in fact a moderately skilful falsettist and professional double bass player.
Modern castrati and similar voices
A male can retain his child voice if it never changes during puberty. The retained voice can be the treble voice shared by both sexes in childhood and is the same as a boy soprano voice. But as evidence shows, many castratos, such as Senesino and Caffarelli, were actually altos (mezzo-soprano) – not sopranos. So-called "natural" or "endocrinological castrati" are born with hormonal anomalies, such as Klinefelter's syndrome and Kallmann's syndrome, or have undergone unusual physical or medical events during their early lives that reproduce the vocal effects of castration without being castrated.
Jimmy Scott, Radu Marian and Javier Medina are examples of this type of high male voice via endocrinological diseases. Michael Maniaci is somewhat different, in that he has no hormonal or other anomalies, but claims that his voice did not "break" in the usual manner, leaving him still able to sing in the soprano register. Other uncastrated male adults sing soprano, generally using some form of falsetto but in a much higher range than most countertenors. Examples are Aris Christofellis, Jörg Waschinski, and Ghio Nannini.
However, it is believed the castrati possessed more of a tenorial chest register (the aria "Navigante che non spera" in Leonardo Vinci's opera Il Medo, written for Farinelli, requires notes down to C3, 131 Hz). Similar low-voiced singing can be heard from the jazz vocalist Jimmy Scott, whose range matches approximately that used by female blues singers. High-pitched singer Jordan Smith has demonstrated having more of a tenorial chest register.
Actor Chris Colfer has stated in interviews that when his voice began to change at puberty, he sang in a high voice "constantly" in an effort to retain his range. Actor and singer Alex Newell has soprano range. Voice actor Walter Tetley may or may not have been a castrato; Bill Scott, a co-worker of Tetley's during their later work in television, once half-jokingly quipped that Tetley's mother "had him fixed" to protect the child star's voice-acting career. Tetley did never personally divulge the exact reason for his condition, which left him with the voice of a preteen boy for his entire adult life. Botanist George Washington Carver was noted for his high voice, believed to be the result of pertussis and croup infections in his childhood that stunted his growth.
Notable castrati
Loreto Vittori (1604–1670)
Baldassare Ferri (1610–1680)
Atto Melani (1626–1714)
Giovanni Grossi ("Siface") (1653–1697)
Pier Francesco Tosi (1654–1732)
Francesco Ceccarelli (1752–1814)
Gaspare Pacchierotti (1740-1821)
Nicolo Grimaldi ("Nicolini") (1673–1732)
Gaetano Berenstadt (1687-1734)
Carlo Mannelli (1640–1697)
Antonio Bernacchi (1685–1756)
Francesco Bernardi ("Senesino") (1686–1758)
Valentino Urbani ("Valentini") (1690–1722)
Francesco Paolo Masullo (1679-1733)
Giacinto Fontana ("Farfallino") (1692–1739)
Giuseppe Aprile (1731-1813)
Giovanni Carestini ("Cusanino") (c. 1704–c. 1760)
Carlo Broschi ("Farinelli") (1705–1782)
Domenico Annibali ("Domenichino") (1705–1779)
Gaetano Majorano ("Caffarelli") (1710–1783)
Francesco Soto de Langa (1534-1619)
Felice Salimbeni (1712–1752)
Giaocchino Conti ("Gizziello") (1714–1761)
Giovanni Battista Mancini (1714 –1800)
Giovanni Manzuoli (1720–1782)
Gaetano Guadagni (1725–1792)
Giusto Fernando Tenducci (ca. 1736–1790)
Giuseppe Millico ("Il Muscovita") (1737–1802)
Angelo Maria Monticelli (1710–1764)
Gasparo Pacchierotti (1740–1821)
Venanzio Rauzzini (1746–1810)
Luigi Marchesi ("Marchesini") (1754–1829)
Vincenzo dal Prato (1756–1828)
Girolamo Crescentini (1762–1848)
Francesco Antonio Pistocchi (1659-1726)
Giovanni Battista "Giambattista" Velluti (1781–1861)
Domenico Mustafà (1829–1912)
Giovanni Cesari (1843–1904)
Domenico Salvatori (1855–1909)
Alessandro Moreschi (1858–1922)
See also
Cry to Heaven
The Alteration
Farinelli (film)
Sarrasine
Eunuch
Comprachicos
References
Bibliography
External links
All you would like to know about Castrati
Castrados por amor al arte
Recordings:
Antonio Maria Bononcini's Vorrei pupille belle, sung by Radu Marian
1904 Recording of Alessandro Moreschi singing Bach/Gounod Ave Maria
Javier Medina Avila, including an audio sample (Riccardo Broschi: Ombra fedele anch'io)
Voice types
Opera history
Italian opera terminology
Obsolete occupations
Androgyny |
5750 | https://en.wikipedia.org/wiki/Cognitive%20behavioral%20therapy | Cognitive behavioral therapy | Cognitive behavioral therapy (CBT) is a psycho-social intervention that aims to reduce symptoms of various mental health conditions, primarily depression and anxiety disorders. Cognitive behavioral therapy is one of the most effective means of treatment for substance abuse and co-occurring mental health disorders. CBT focuses on challenging and changing cognitive distortions (such as thoughts, beliefs, and attitudes) and their associated behaviors to improve emotional regulation and develop personal coping strategies that target solving current problems. Though it was originally designed to treat depression, its uses have been expanded to include many issues and the treatment of many mental health conditions, including anxiety, substance use disorders, marital problems, ADHD, and eating disorders. CBT includes a number of cognitive or behavioral psychotherapies that treat defined psychopathologies using evidence-based techniques and strategies.
CBT is a common form of talk therapy based on the combination of the basic principles from behavioral and cognitive psychology. It is different from historical approaches to psychotherapy, such as the psychoanalytic approach where the therapist looks for the unconscious meaning behind the behaviors, and then formulates a diagnosis. Instead, CBT is a "problem-focused" and "action-oriented" form of therapy, meaning it is used to treat specific problems related to a diagnosed mental disorder. The therapist's role is to assist the client in finding and practicing effective strategies to address the identified goals and to alleviate symptoms of the disorder. CBT is based on the belief that thought distortions and maladaptive behaviors play a role in the development and maintenance of many psychological disorders and that symptoms and associated distress can be reduced by teaching new information-processing skills and coping mechanisms.
When compared to psychoactive medications, review studies have found CBT alone to be as effective for treating less severe forms of depression, anxiety, post-traumatic stress disorder (PTSD), tics, substance use disorders, eating disorders, and borderline personality disorder. Some research suggests that CBT is most effective when combined with medication for treating mental disorders, such as major depressive disorder. CBT is recommended as the first line of treatment for the majority of psychological disorders in children and adolescents, including aggression and conduct disorder. Researchers have found that other bona fide therapeutic interventions were equally effective for treating certain conditions in adults. Along with interpersonal psychotherapy (IPT), CBT is recommended in treatment guidelines as a psychosocial treatment of choice.
Medical uses
In adults, CBT has been shown to be an effective part of treatment plans for anxiety disorders, body dysmorphic disorder, depression, eating disorders, chronic low back pain, personality disorders, psychosis, schizophrenia, substance use disorders, and bipolar disorder. It is also effective as part of treatment plans in the adjustment, depression, and anxiety associated with fibromyalgia, and with post-spinal cord injuries.
In children or adolescents, CBT is an effective part of treatment plans for anxiety disorders, body dysmorphic disorder, depression and suicidality, eating disorders and obesity, obsessive–compulsive disorder (OCD), and post-traumatic stress disorder (PTSD), as well as tic disorders, trichotillomania, and other repetitive behavior disorders. CBT has also been applied to a variety of childhood disorders, including depressive disorders and various anxiety disorders. CBT has shown to be the most effective intervention for people exposed to adverse childhood experiences in the form of abuse or neglect.
Criticism of CBT sometimes focuses on implementations (such as the UK IAPT) which may result initially in low quality therapy being offered by poorly trained practitioners. However, evidence supports the effectiveness of CBT for anxiety and depression.
Evidence suggests that the addition of hypnotherapy as an adjunct to CBT improves treatment efficacy for a variety of clinical issues.
The United Kingdom's National Institute for Health and Care Excellence (NICE) recommends CBT in the treatment plans for a number of mental health difficulties, including PTSD, OCD, bulimia nervosa, and clinical depression.
Depression and anxiety disorders
Cognitive behavioral therapy has been shown as an effective treatment for clinical depression. The American Psychiatric Association Practice Guidelines (April 2000) indicated that, among psychotherapeutic approaches, cognitive behavioral therapy and interpersonal psychotherapy had the best-documented efficacy for treatment of major depressive disorder.
A 2001 meta-analysis comparing CBT and psychodynamic psychotherapy suggested the approaches were equally effective in the short term for depression.
In contrast, a 2013 meta-analyses suggested that CBT, interpersonal therapy, and problem-solving therapy outperformed psychodynamic psychotherapy and behavioral activation in the treatment of depression.
According to a 2004 review by INSERM of three methods, cognitive behavioral therapy was either proven or presumed to be an effective therapy on several mental disorders. This included depression, panic disorder, post-traumatic stress, and other anxiety disorders.
CBT has been shown to be effective in the treatment of adults with anxiety disorders.
Results from a 2018 systematic review found a high strength of evidence that CBT-exposure therapy can reduce PTSD symptoms and lead to the loss of a PTSD diagnosis. CBT has also been shown to be effective for post-traumatic stress disorder in very young children (3 to 6 years of age). A Cochrane review found low quality evidence that CBT may be more effective than other psychotherapies in reducing symptoms of posttraumatic stress disorder in children and adolescents.
A systematic review of CBT in depression and anxiety disorders concluded that "CBT delivered in primary care, especially including computer- or Internet-based self-help programs, is potentially more effective than usual care and could be delivered effectively by primary care therapists."
Some meta-analyses find CBT more effective than psychodynamic therapy and equal to other therapies in treating anxiety and depression.
Theoretical approaches
One etiological theory of depression is Aaron T. Beck's cognitive theory of depression. His theory states that depressed people think the way they do because their thinking is biased towards negative interpretations. According to this theory, depressed people acquire a negative schema of the world in childhood and adolescence as an effect of stressful life events, and the negative schema is activated later in life when the person encounters similar situations.
Beck also described a negative cognitive triad. The cognitive triad is made up of the depressed individual's negative evaluations of themselves, the world, and the future. Beck suggested that these negative evaluations derive from the negative schemata and cognitive biases of the person. According to this theory, depressed people have views such as "I never do a good job", "It is impossible to have a good day", and "things will never get better". A negative schema helps give rise to the cognitive bias, and the cognitive bias helps fuel the negative schema. Beck further proposed that depressed people often have the following cognitive biases: arbitrary inference, selective abstraction, overgeneralization, magnification, and minimization. These cognitive biases are quick to make negative, generalized, and personal inferences of the self, thus fueling the negative schema.
A basic concept in some CBT treatments used in anxiety disorders is in vivo exposure. CBT-exposure therapy refers to the direct confrontation of feared objects, activities, or situations by a patient. For example, a woman with PTSD who fears the location where she was assaulted may be assisted by her therapist in going to that location and directly confronting those fears. Likewise, a person with a social anxiety disorder who fears public speaking may be instructed to directly confront those fears by giving a speech. This "two-factor" model is often credited to O. Hobart Mowrer. Through exposure to the stimulus, this harmful conditioning can be "unlearned" (referred to as extinction and habituation).
CBT for children with phobias is normally delivered over multiple sessions, but one-session treatment has been shown to be equally effective and is cheaper.
Specialised forms of CBT
CBT-SP, an adaptation of CBT for suicide prevention (SP), was specifically designed for treating youths who are severely depressed and who have recently attempted suicide within the past 90 days, and was found to be effective, feasible, and acceptable.
Acceptance and commitment therapy (ACT) is a specialist branch of CBT (sometimes referred to as contextual CBT). ACT uses mindfulness and acceptance interventions and has been found to have a greater longevity in therapeutic outcomes. In a study with anxiety, CBT and ACT improved similarly across all outcomes from pre- to post-treatment. However, during a 12-month follow-up, ACT proved to be more effective, showing that it is a highly viable lasting treatment model for anxiety disorders.
Computerized CBT (CCBT) has been proven to be effective by randomized controlled and other trials in treating depression and anxiety disorders, including children. Some research has found similar effectiveness to an intervention of informational websites and weekly telephone calls. CCBT was found to be equally effective as face-to-face CBT in adolescent anxiety.
Combined with other treatments
Studies have provided evidence that when examining animals and humans, that glucocorticoids may lead to a more successful extinction learning during exposure therapy for anxiety disorders. For instance, glucocorticoids can prevent aversive learning episodes from being retrieved and heighten reinforcement of memory traces creating a non-fearful reaction in feared situations. A combination of glucocorticoids and exposure therapy may be a better-improved treatment for treating people with anxiety disorders.
Prevention
For anxiety disorders, use of CBT with people at risk has significantly reduced the number of episodes of generalized anxiety disorder and other anxiety symptoms, and also given significant improvements in explanatory style, hopelessness, and dysfunctional attitudes. In another study, 3% of the group receiving the CBT intervention developed generalized anxiety disorder by 12 months postintervention compared with 14% in the control group. Individuals with subthreshold levels of panic disorder significantly benefitted from use of CBT. Use of CBT was found to significantly reduce social anxiety prevalence.
For depressive disorders, a stepped-care intervention (watchful waiting, CBT and medication if appropriate) achieved a 50% lower incidence rate in a patient group aged 75 or older. Another depression study found a neutral effect compared to personal, social, and health education, and usual school provision, and included a comment on potential for increased depression scores from people who have received CBT due to greater self recognition and acknowledgement of existing symptoms of depression and negative thinking styles. A further study also saw a neutral result. A meta-study of the Coping with Depression course, a cognitive behavioral intervention delivered by a psychoeducational method, saw a 38% reduction in risk of major depression.
Bipolar disorder
Many studies show CBT, combined with pharmacotherapy, is effective in improving depressive symptoms, mania severity and psychosocial functioning with mild to moderate effects, and that it is better than medication alone.
INSERM's 2004 review found that CBT is an effective therapy for several mental disorders, including bipolar disorder. This included schizophrenia, depression, bipolar disorder, panic disorder, post-traumatic stress, anxiety disorders, bulimia, anorexia, personality disorders and alcohol dependency.
Psychosis
In long-term psychoses, CBT is used to complement medication and is adapted to meet individual needs. Interventions particularly related to these conditions include exploring reality testing, changing delusions and hallucinations, examining factors which precipitate relapse, and managing relapses. Meta-analyses confirm the effectiveness of metacognitive training (MCT) for the improvement of positive symptoms (e.g., delusions).
For people at risk of psychosis, in 2014 the UK National Institute for Health and Care Excellence (NICE) recommended preventive CBT.
Schizophrenia
INSERM's 2004 review found that CBT is an effective therapy for several mental disorders, including schizophrenia.
A Cochrane review reported CBT had "no effect on long‐term risk of relapse" and no additional effect above standard care. A 2015 systematic review investigated the effects of CBT compared with other psychosocial therapies for people with schizophrenia and determined that there is no clear advantage over other, often less expensive, interventions but acknowledged that better quality evidence is needed before firm conclusions can be drawn.
Addiction and substance use disorders
Pathological and problem gambling
CBT is also used for pathological and problem gambling. The percentage of people who problem gamble is 1–3% around the world. Cognitive behavioral therapy develops skills for relapse prevention and someone can learn to control their mind and manage high-risk cases. There is evidence of efficacy of CBT for treating pathological and problem gambling at immediate follow up, however the longer term efficacy of CBT for it is currently unknown.
Smoking cessation
CBT looks at the habit of smoking cigarettes as a learned behavior, which later evolves into a coping strategy to handle daily stressors. Since smoking is often easily accessible and quickly allows the user to feel good, it can take precedence over other coping strategies, and eventually work its way into everyday life during non-stressful events as well. CBT aims to target the function of the behavior, as it can vary between individuals, and works to inject other coping mechanisms in place of smoking. CBT also aims to support individuals with strong cravings, which are a major reported reason for relapse during treatment.
In a 2008 controlled study out of Stanford University School of Medicine suggested CBT may be an effective tool to help maintain abstinence. The results of 304 random adult participants were tracked over the course of one year. During this program, some participants were provided medication, CBT, 24-hour phone support, or some combination of the three methods. At 20 weeks, the participants who received CBT had a 45% abstinence rate, versus non-CBT participants, who had a 29% abstinence rate. Overall, the study concluded that emphasizing cognitive and behavioral strategies to support smoking cessation can help individuals build tools for long term smoking abstinence.
Mental health history can affect the outcomes of treatment. Individuals with a history of depressive disorders had a lower rate of success when using CBT alone to combat smoking addiction.
A Cochrane review was unable to find evidence of any difference between CBT and hypnosis for smoking cessation. While this may be evidence of no effect, further research may uncover an effect of CBT for smoking cessation.
Substance use disorders
Studies have shown CBT to be an effective treatment for substance use disorders. For individuals with substance use disorders, CBT aims to reframe maladaptive thoughts, such as denial, minimizing and catastrophizing thought patterns, with healthier narratives. Specific techniques include identifying potential triggers and developing coping mechanisms to manage high-risk situations. Research has shown CBT to be particularly effective when combined with other therapy-based treatments or medication.
INSERM's 2004 review found that CBT is an effective therapy for several mental disorders, including alcohol dependency.
Internet addiction
Research has identified Internet addiction as a new clinical disorder that causes relational, occupational, and social problems. Cognitive behavioral therapy (CBT) has been suggested as the treatment of choice for Internet addiction, and addiction recovery in general has used CBT as part of treatment planning. There is also evidence for the efficacy of CBT in multicenter randomized controlled trials such as STICA (Short-Term Treatment of Internet and Computer Game Addiction).
Eating disorders
Though many forms of treatment can support individuals with eating disorders, CBT is proven to be a more effective treatment than medications and interpersonal psychotherapy alone. CBT aims to combat major causes of distress such as negative cognitions surrounding body weight, shape and size. CBT therapists also work with individuals to regulate strong emotions and thoughts that lead to dangerous compensatory behaviors. CBT is the first line of treatment for bulimia nervosa, and Eating Disorder Non-Specific. While there is evidence to support the efficacy of CBT for bulimia nervosa and binging, the evidence is somewhat variable and limited by small study sizes. INSERM's 2004 review found that CBT is an effective therapy for several mental disorders, including bulimia and anorexia nervosa.
With autistic adults
Emerging evidence for cognitive behavioral interventions aimed at reducing symptoms of depression, anxiety, and obsessive-compulsive disorder in autistic adults without intellectual disability has been identified through a systematic review. While the research was focused on adults, cognitive behavioral interventions have also been beneficial to autistic children.
Dementia and mild cognitive impairment
A Cochrane review in 2022 found that adults with dementia and mild cognitive impairment (MCI) who experience symptoms of depression may benefit from CBT, whereas other counselling or supportive interventions might not improve symptoms significantly. Across 5 different psychometric scales, where higher scores indicate severity of depression, adults receiving CBT reported somewhat lower mood scores than those receiving usual care for dementia and MCI overall. In this review, a sub-group analysis found clinically significant benefits only among those diagnosed with dementia, rather than MCI.
The likelihood of remission from depression also appeared to be 84% higher following CBT, though the evidence for this was less certain. Anxiety, cognition and other neuropsychiatric symptoms were not significantly improved following CBT, however this review did find moderate evidence of improved quality of life and daily living activity scores in those with dementia and MCI.
Post-traumatic stress
Cognitive behavioural therapy interventions may have some benefits for people who have post-traumatic stress related to surviving rape, sexual abuse, or sexual assault.
Other uses
Evidence suggests a possible role for CBT in the treatment of attention deficit hyperactivity disorder (ADHD), hypochondriasis, and bipolar disorder, but more study is needed and results should be interpreted with caution. CBT has been studied as an aid in the treatment of anxiety associated with stuttering. Initial studies have shown CBT to be effective in reducing social anxiety in adults who stutter, but not in reducing stuttering frequency.
There is some evidence that CBT is superior in the long-term to benzodiazepines and the nonbenzodiazepines in the treatment and management of insomnia. Computerized CBT (CCBT) has been proven to be effective by randomized controlled and other trials in treating insomnia. Some research has found similar effectiveness to an intervention of informational websites and weekly telephone calls. CCBT was found to be equally effective as face-to-face CBT in insomnia.
A Cochrane review of interventions aimed at preventing psychological stress in healthcare workers found that CBT was more effective than no intervention but no more effective than alternative stress-reduction interventions.
Cochrane Reviews have found no convincing evidence that CBT training helps foster care providers manage difficult behaviors in the youths under their care, nor was it helpful in treating people who abuse their intimate partners.
CBT has been applied in both clinical and non-clinical environments to treat disorders such as personality disorders and behavioral problems. INSERM's 2004 review found that CBT is an effective therapy for personality disorders.
Individuals with medical conditions
In the case of people with metastatic breast cancer, data is limited but CBT and other psychosocial interventions might help with psychological outcomes and pain management. A 2015 Cochrane review also found that CBT for symptomatic management of non-specific chest pain is probably effective in the short term. However, the findings were limited by small trials and the evidence was considered of questionable quality. Cochrane reviews have found no evidence that CBT is effective for tinnitus, although there appears to be an effect on management of associated depression and quality of life in this condition. CBT combined with hypnosis and distraction reduces self-reported pain in children.
There is limited evidence to support its use in coping with the impact of multiple sclerosis, sleep disturbances related to aging, and dysmenorrhea, but more study is needed and results should be interpreted with caution.
Previously CBT has been considered as moderately effective for treating chronic fatigue syndrome, however a National Institutes of Health Pathways to Prevention Workshop stated that in respect of improving treatment options for ME/CFS that the modest benefit from cognitive behavioral therapy should be studied as an adjunct to other methods. The Centres for Disease Control advice on the treatment of ME/CFS makes no reference to CBT while the National Institute for Health and Care Excellence states that cognitive behavioral therapy (CBT) has sometimes been assumed to be a cure for ME/CFS, however, it should only be offered to support people who live with ME/CFS to manage their symptoms, improve their functioning and reduce the distress associated with having a chronic illness."
Age
CBT is used to help people of all ages, but the therapy should be adjusted based on the age of the patient with whom the therapist is dealing. Older individuals in particular have certain characteristics that need to be acknowledged and the therapy altered to account for these differences thanks to age. Of the small number of studies examining CBT for the management of depression in older people, there is currently no strong support.
Description
Mainstream cognitive behavioral therapy assumes that changing maladaptive thinking leads to change in behavior and affect, but recent variants emphasize changes in one's relationship to maladaptive thinking rather than changes in thinking itself.
Cognitive distortions
Therapists use CBT techniques to help people challenge their patterns and beliefs and replace errors in thinking, known as cognitive distortions with "more realistic and effective thoughts, thus decreasing emotional distress and self-defeating behavior". Cognitive distortions can be either a pseudo-discrimination belief or an overgeneralization of something. CBT techniques may also be used to help individuals take a more open, mindful, and aware posture toward cognitive distortions so as to diminish their impact.
Mainstream CBT helps individuals replace "maladaptive... coping skills, cognitions, emotions and behaviors with more adaptive ones", by challenging an individual's way of thinking and the way that they react to certain habits or behaviors, but there is still controversy about the degree to which these traditional cognitive elements account for the effects seen with CBT over and above the earlier behavioral elements such as exposure and skills training.
Phases in therapy
CBT can be seen as having six phases:
Assessment or psychological assessment;
Reconceptualization;
Skills acquisition;
Skills consolidation and application training;
Generalization and maintenance;
Post-treatment assessment follow-up.
These steps are based on a system created by Kanfer and Saslow. After identifying the behaviors that need changing, whether they be in excess or deficit, and treatment has occurred, the psychologist must identify whether or not the intervention succeeded. For example, "If the goal was to decrease the behavior, then there should be a decrease relative to the baseline. If the critical behavior remains at or above the baseline, then the intervention has failed."
The steps in the assessment phase include:
Identify critical behaviors;
Determine whether critical behaviors are excesses or deficits;
Evaluate critical behaviors for frequency, duration, or intensity (obtain a baseline);
If excess, attempt to decrease frequency, duration, or intensity of behaviors; if deficits, attempt to increase behaviors.
The re-conceptualization phase makes up much of the "cognitive" portion of CBT.
Delivery protocols
There are different protocols for delivering cognitive behavioral therapy, with important similarities among them. Use of the term CBT may refer to different interventions, including "self-instructions (e.g. distraction, imagery, motivational self-talk), relaxation and/or biofeedback, development of adaptive coping strategies (e.g. minimizing negative or self-defeating thoughts), changing maladaptive beliefs about pain, and goal setting". Treatment is sometimes manualized, with brief, direct, and time-limited treatments for individual psychological disorders that are specific technique-driven. CBT is used in both individual and group settings, and the techniques are often adapted for self-help applications. Some clinicians and researchers are cognitively oriented (e.g. cognitive restructuring), while others are more behaviorally oriented (e.g. in vivo exposure therapy). Interventions such as imaginal exposure therapy combine both approaches.
Related techniques
CBT may be delivered in conjunction with a variety of diverse but related techniques such as exposure therapy, stress inoculation, cognitive processing therapy, cognitive therapy, metacognitive therapy, metacognitive training, relaxation training, dialectical behavior therapy, and acceptance and commitment therapy. Some practitioners promote a form of mindful cognitive therapy which includes a greater emphasis on self-awareness as part of the therapeutic process.
Methods of access
Therapist
A typical CBT programme would consist of face-to-face sessions between patient and therapist, made up of 6–18 sessions of around an hour each with a gap of 1–3 weeks between sessions. This initial programme might be followed by some booster sessions, for instance after one month and three months. CBT has also been found to be effective if patient and therapist type in real time to each other over computer links.
Cognitive-behavioral therapy is most closely allied with the scientist–practitioner model in which clinical practice and research are informed by a scientific perspective, clear operationalization of the problem, and an emphasis on measurement, including measuring changes in cognition and behavior and the attainment of goals. These are often met through "homework" assignments in which the patient and the therapist work together to craft an assignment to complete before the next session. The completion of these assignments – which can be as simple as a person with depression attending some kind of social event – indicates a dedication to treatment compliance and a desire to change. The therapists can then logically gauge the next step of treatment based on how thoroughly the patient completes the assignment. Effective cognitive behavioral therapy is dependent on a therapeutic alliance between the healthcare practitioner and the person seeking assistance. Unlike many other forms of psychotherapy, the patient is very involved in CBT. For example, an anxious patient may be asked to talk to a stranger as a homework assignment, but if that is too difficult, he or she can work out an easier assignment first. The therapist needs to be flexible and willing to listen to the patient rather than acting as an authority figure.
Computerized or Internet-delivered (CCBT)
Computerized cognitive behavioral therapy (CCBT) has been described by NICE as a "generic term for delivering CBT via an interactive computer interface delivered by a personal computer, internet, or interactive voice response system", instead of face-to-face with a human therapist. It is also known as internet-delivered cognitive behavioral therapy or ICBT. CCBT has potential to improve access to evidence-based therapies, and to overcome the prohibitive costs and lack of availability sometimes associated with retaining a human therapist. In this context, it is important not to confuse CBT with 'computer-based training', which nowadays is more commonly referred to as e-Learning.
Although improvements in both research quality and treatment adherence is required before advocating for the global dissemination of CCBT, it has been found in meta-studies to be cost-effective and often cheaper than usual care, including for anxiety and PTSD. Studies have shown that individuals with social anxiety and depression experienced improvement with online CBT-based methods. A study assessing an online version of CBT for people with mild-to-moderate PTSD found that the online approach was as effective as, and cheaper than, the same therapy given face-to-face. A review of current CCBT research in the treatment of OCD in children found this interface to hold great potential for future treatment of OCD in youths and adolescent populations. Additionally, most internet interventions for post-traumatic stress disorder use CCBT. CCBT is also predisposed to treating mood disorders amongst non-heterosexual populations, who may avoid face-to-face therapy from fear of stigma. However presently CCBT programs seldom cater to these populations.
In February 2006 NICE recommended that CCBT be made available for use within the NHS across England and Wales for patients presenting with mild-to-moderate depression, rather than immediately opting for antidepressant medication, and CCBT is made available by some health systems. The 2009 NICE guideline recognized that there are likely to be a number of computerized CBT products that are useful to patients, but removed endorsement of any specific product.
Smartphone app-delivered
Another new method of access is the use of mobile app or smartphone applications to deliver self-help or guided CBT. Technology companies are developing mobile-based artificial intelligence chatbot applications in delivering CBT as an early intervention to support mental health, to build psychological resilience, and to promote emotional well-being. Artificial intelligence (AI) text-based conversational application delivered securely and privately over smartphone devices have the ability to scale globally and offer contextual and always-available support. Active research is underway including real-world data studies that measure effectiveness and engagement of text-based smartphone chatbot apps for delivery of CBT using a text-based conversational interface. Recent market research and analysis of over 500 online mental healthcare solutions identified 3 key challenges in this market: quality of the content, guidance of the user and personalisation.
A study compared CBT alone with a mindfulness-based therapy combined with CBT, both delivered via an app. It found that mindfulness-based self-help reduced the severity of depression more than CBT self-help in the short-term. Overall, NHS costs for the mindfulness approach were £500 less per person than for CBT.
Reading self-help materials
Enabling patients to read self-help CBT guides has been shown to be effective by some studies. However one study found a negative effect in patients who tended to ruminate, and another meta-analysis found that the benefit was only significant when the self-help was guided (e.g. by a medical professional).
Group educational course
Patient participation in group courses has been shown to be effective. In a meta-analysis reviewing evidence-based treatment of OCD in children, individual CBT was found to be more efficacious than group CBT.
Types
Brief cognitive behavioral therapy
Brief cognitive behavioral therapy (BCBT) is a form of CBT which has been developed for situations in which there are time constraints on the therapy sessions and specifically for those struggling with suicidal ideation and/or making suicide attempts. BCBT was based on Rudd's proposed "suicidal mode", an elaboration of Beck's modal theory. BCBT takes place over a couple of sessions that can last up to 12 accumulated hours by design. This technique was first implemented and developed with soldiers on active duty by Dr. M. David Rudd to prevent suicide.
Breakdown of treatment
Orientation
Commitment to treatment
Crisis response and safety planning
Means restriction
Survival kit
Reasons for living card
Model of suicidality
Treatment journal
Lessons learned
Skill focus
Skill development worksheets
Coping cards
Demonstration
Practice
Skill refinement
Relapse prevention
Skill generalization
Skill refinement
Cognitive emotional behavioral therapy
Cognitive emotional behavioral therapy (CEBT) is a form of CBT developed initially for individuals with eating disorders but now used with a range of problems including anxiety, depression, obsessive compulsive disorder (OCD), post-traumatic stress disorder (PTSD) and anger problems. It combines aspects of CBT and dialectical behavioral therapy and aims to improve understanding and tolerance of emotions in order to facilitate the therapeutic process. It is frequently used as a "pretreatment" to prepare and better equip individuals for longer-term therapy.
Structured cognitive behavioral training
Structured cognitive-behavioral training (SCBT) is a cognitive-based process with core philosophies that draw heavily from CBT. Like CBT, SCBT asserts that behavior is inextricably related to beliefs, thoughts, and emotions. SCBT also builds on core CBT philosophy by incorporating other well-known modalities in the fields of behavioral health and psychology: most notably, Albert Ellis's rational emotive behavior therapy. SCBT differs from CBT in two distinct ways. First, SCBT is delivered in a highly regimented format. Second, SCBT is a predetermined and finite training process that becomes personalized by the input of the participant. SCBT is designed to bring a participant to a specific result in a specific period of time. SCBT has been used to challenge addictive behavior, particularly with substances such as tobacco, alcohol and food, and to manage diabetes and subdue stress and anxiety. SCBT has also been used in the field of criminal psychology in the effort to reduce recidivism.
Moral reconation therapy
Moral reconation therapy, a type of CBT used to help felons overcome antisocial personality disorder (ASPD), slightly decreases the risk of further offending. It is generally implemented in a group format because of the risk of offenders with ASPD being given one-on-one therapy reinforces narcissistic behavioral characteristics, and can be used in correctional or outpatient settings. Groups usually meet weekly for two to six months.
Stress inoculation training
This type of therapy uses a blend of cognitive, behavioral, and certain humanistic training techniques to target the stressors of the client. This usually is used to help clients better cope with their stress or anxiety after stressful events. This is a three-phase process that trains the client to use skills that they already have to better adapt to their current stressors. The first phase is an interview phase that includes psychological testing, client self-monitoring, and a variety of reading materials. This allows the therapist to individually tailor the training process to the client. Clients learn how to categorize problems into emotion-focused or problem-focused so that they can better treat their negative situations. This phase ultimately prepares the client to eventually confront and reflect upon their current reactions to stressors, before looking at ways to change their reactions and emotions to their stressors. The focus is conceptualization.
The second phase emphasizes the aspect of skills acquisition and rehearsal that continues from the earlier phase of conceptualization. The client is taught skills that help them cope with their stressors. These skills are then practised in the space of therapy. These skills involve self-regulation, problem-solving, interpersonal communication skills, etc.
The third and final phase is the application and following through of the skills learned in the training process. This gives the client opportunities to apply their learned skills to a wide range of stressors. Activities include role-playing, imagery, modeling, etc. In the end, the client will have been trained on a preventive basis to inoculate personal, chronic, and future stressors by breaking down their stressors into problems they will address in long-term, short-term, and intermediate coping goals.
Activity-guided CBT: Group-knitting
A newly developed group therapy model based on CBT integrates knitting into the therapeutical process and has been proven to yield reliable and promising results. The foundation for this novel approach to CBT is the frequently emphasized notion that therapy success depends on the embeddedness of the therapy method in the patients' natural routine. Similar to standard group-based CBT, patients meet once a week in a group of 10 to 15 patients and knit together under the instruction of a trained psychologist or mental health professional. Central for the therapy is the patient's imaginative ability to assign each part of the wool to a certain thought. During the therapy, the wool is carefully knitted, creating a knitted piece of any form. This therapeutical process teaches the patient to meaningfully align thought, by (physically) creating a coherent knitted piece. Moreover, since CBT emphasizes the behavior as a result of cognition, the knitting illustrates how thoughts (which are tried to be imaginary tight to the wool) materialize into the reality surrounding us.
Mindfulness-based cognitive behavioral hypnotherapy
Mindfulness-based cognitive behavioural hypnotherapy (MCBH) is a form of CBT that focuses on awareness in a reflective approach, addressing subconscious tendencies. It is more the process that contains three phases for achieving wanted goals and integrates the principles of mindfulness and cognitive-behavioural techniques with the transformative potential of hypnotherapy.
Unified Protocol
The Unified Protocol for Transdiagnostic Treatment of Emotional Disorders (UP) is a form of CBT, developed by David H. Barlow and researchers at Boston University, that can be applied to a range of and anxiety disorders. The rationale is that anxiety and depression disorders often occur together due to common underlying causes and can efficiently be treated together.
The UP includes a common set of components:
Psycho-education
Cognitive reappraisal
Emotion regulation
Changing behaviour
The UP has been shown to produce equivalent results to single-diagnosis protocols for specific disorders, such as OCD and social anxiety disorder.
Several studies have shown that the UP is easier to disseminate as compared to single-diagnosis protocols.
Criticisms
Relative effectiveness
The research conducted for CBT has been a topic of sustained controversy. While some researchers write that CBT is more effective than other treatments, many other researchers and practitioners have questioned the validity of such claims. For example, one study determined CBT to be superior to other treatments in treating anxiety and depression. However, researchers responding directly to that study conducted a re-analysis and found no evidence of CBT being superior to other bona fide treatments, and conducted an analysis of thirteen other CBT clinical trials and determined that they failed to provide evidence of CBT superiority. In cases where CBT has been reported to be statistically better than other psychological interventions in terms of primary outcome measures, effect sizes were small and suggested that those differences were clinically meaningless and insignificant. Moreover, on secondary outcomes (i.e., measures of general functioning) no significant differences have been typically found between CBT and other treatments.
A major criticism has been that clinical studies of CBT efficacy (or any psychotherapy) are not double-blind (i.e., either the subjects or the therapists in psychotherapy studies are not blind to the type of treatment). They may be single-blinded, i.e. the rater may not know the treatment the patient received, but neither the patients nor the therapists are blinded to the type of therapy given (two out of three of the persons involved in the trial, i.e., all of the persons involved in the treatment, are unblinded). The patient is an active participant in correcting negative distorted thoughts, thus quite aware of the treatment group they are in.
The importance of double-blinding was shown in a meta-analysis that examined the effectiveness of CBT when placebo control and blindedness were factored in. Pooled data from published trials of CBT in schizophrenia, major depressive disorder (MDD), and bipolar disorder that used controls for non-specific effects of intervention were analyzed. This study concluded that CBT is no better than non-specific control interventions in the treatment of schizophrenia and does not reduce relapse rates; treatment effects are small in treatment studies of MDD, and it is not an effective treatment strategy for prevention of relapse in bipolar disorder. For MDD, the authors note that the pooled effect size was very low.
Declining effectiveness
Additionally, a 2015 meta-analysis revealed that the positive effects of CBT on depression have been declining since 1977. The overall results showed two different declines in effect sizes: 1) an overall decline between 1977 and 2014, and 2) a steeper decline between 1995 and 2014. Additional sub-analysis revealed that CBT studies where therapists in the test group were instructed to adhere to the Beck CBT manual had a steeper decline in effect sizes since 1977 than studies where therapists in the test group were instructed to use CBT without a manual. The authors reported that they were unsure why the effects were declining but did list inadequate therapist training, failure to adhere to a manual, lack of therapist experience, and patients' hope and faith in its efficacy waning as potential reasons. The authors did mention that the current study was limited to depressive disorders only.
High drop-out rates
Furthermore, other researchers write that CBT studies have high drop-out rates compared to other treatments. One meta-analysis found that CBT drop-out rates were 17% higher than those of other therapies. This high drop-out rate is also evident in the treatment of several disorders, particularly the eating disorder anorexia nervosa, which is commonly treated with CBT. Those treated with CBT have a high chance of dropping out of therapy before completion and reverting to their anorexia behaviors.
Other researchers analyzing treatments for youths who self-injure found similar drop-out rates in CBT and DBT groups. In this study, the researchers analyzed several clinical trials that measured the efficacy of CBT administered to youths who self-injure. The researchers concluded that none of them were found to be efficacious.
Philosophical concerns with CBT methods
The methods employed in CBT research have not been the only criticisms; some individuals have called its theory and therapy into question.
Slife and Williams write that one of the hidden assumptions in CBT is that of determinism, or the absence of free will. They argue that CBT holds that external stimuli from the environment enter the mind, causing different thoughts that cause emotional states: nowhere in CBT theory is agency, or free will, accounted for.
Another criticism of CBT theory, especially as applied to major depressive disorder (MDD), is that it confounds the symptoms of the disorder with its causes.
Side effects
CBT is generally regarded as having very few if any side effects. Calls have been made by some for more appraisal of possible side effects of CBT. Many randomized trials of psychological interventions like CBT do not monitor potential harms to the patient. In contrast, randomized trials of pharmacological interventions are much more likely to take adverse effects into consideration.
A 2017 meta-analysis revealed that adverse events are not common in children receiving CBT and, furthermore, that CBT is associated with fewer dropouts than either placebo or medications. Nevertheless, CBT therapists do sometimes report 'unwanted events' and side effects in their outpatients with "negative wellbeing/distress" being the most frequent.
Socio-political concerns
The writer and group analyst Farhad Dalal questions the socio-political assumptions behind the introduction of CBT. According to one reviewer, Dalal connects the rise of CBT with "the parallel rise of neoliberalism, with its focus on marketization, efficiency, quantification and managerialism", and he questions the scientific basis of CBT, suggesting that "the 'science' of psychological treatment is often less a scientific than a political contest". In his book, Dalal also questions the ethical basis of CBT.
History
Early roots
Precursors of certain fundamental aspects of CBT have been identified in various ancient philosophical traditions, particularly Stoicism. Stoic philosophers, particularly Epictetus, believed logic could be used to identify and discard false beliefs that lead to destructive emotions, which has influenced the way modern cognitive-behavioral therapists identify cognitive distortions that contribute to depression and anxiety. Aaron T. Beck's original treatment manual for depression states, "The philosophical origins of cognitive therapy can be traced back to the Stoic philosophers". Another example of Stoic influence on cognitive theorists is Epictetus on Albert Ellis. A key philosophical figure who influenced the development of CBT was John Stuart Mill through his creation of Associationism, a predecessor of classical conditioning and behavioral theory.
The modern roots of CBT can be traced to the development of behavior therapy in the early 20th century, the development of cognitive therapy in the 1960s, and the subsequent merging of the two.
Behavioral therapy
Groundbreaking work of behaviorism began with John B. Watson and Rosalie Rayner's studies of conditioning in 1920. Behaviorally-centered therapeutic approaches appeared as early as 1924 with Mary Cover Jones' work dedicated to the unlearning of fears in children. These were the antecedents of the development of Joseph Wolpe's behavioral therapy in the 1950s. It was the work of Wolpe and Watson, which was based on Ivan Pavlov's work on learning and conditioning, that influenced Hans Eysenck and Arnold Lazarus to develop new behavioral therapy techniques based on classical conditioning.
During the 1950s and 1960s, behavioral therapy became widely used by researchers in the United States, the United Kingdom, and South Africa. Their inspiration was by the behaviorist learning theory of Ivan Pavlov, John B. Watson, and Clark L. Hull.
In Britain, Joseph Wolpe, who applied the findings of animal experiments to his method of systematic desensitization, applied behavioral research to the treatment of neurotic disorders. Wolpe's therapeutic efforts were precursors to today's fear reduction techniques. British psychologist Hans Eysenck presented behavior therapy as a constructive alternative.
At the same time as Eysenck's work, B. F. Skinner and his associates were beginning to have an impact with their work on operant conditioning. Skinner's work was referred to as radical behaviorism and avoided anything related to cognition. However, Julian Rotter in 1954 and Albert Bandura in 1969 contributed to behavior therapy with their works on social learning theory by demonstrating the effects of cognition on learning and behavior modification. The work of Claire Weekes in dealing with anxiety disorders in the 1960s is also seen as a prototype of behavior therapy.
The emphasis on behavioral factors has been described as the "first wave" of CBT.
Cognitive therapy
One of the first therapists to address cognition in psychotherapy was Alfred Adler, notably with his idea of basic mistakes and how they contributed to creation of unhealthy behavioral and life goals.Abraham Low believed that someone's thoughts were best changed by changing their actions. Adler and Low influenced the work of Albert Ellis, who developed the earliest cognitive-based psychotherapy called rational emotive behavioral therapy, or REBT. The first version of REBT was announced to the public in 1956.
In the late 1950s, Aaron T. Beck was conducting free association sessions in his psychoanalytic practice. During these sessions, Beck noticed that thoughts were not as unconscious as Freud had previously theorized, and that certain types of thinking may be the culprits of emotional distress. It was from this hypothesis that Beck developed cognitive therapy, and called these thoughts "automatic thoughts". He first published his new methodology in 1967, and his first treatment manual in 1979. Beck has been referred to as "the father of cognitive behavioral therapy".
It was these two therapies, rational emotive therapy, and cognitive therapy, that started the "second wave" of CBT, which emphasised cognitive factors.
Merger of behavioral and cognitive therapies
Although the early behavioral approaches were successful in many so-called neurotic disorders, they had little success in treating depression. Behaviorism was also losing popularity due to the cognitive revolution. The therapeutic approaches of Albert Ellis and Aaron T. Beck gained popularity among behavior therapists, despite the earlier behaviorist rejection of mentalistic concepts like thoughts and cognitions. Both of these systems included behavioral elements and interventions, with the primary focus being on problems in the present.
In initial studies, cognitive therapy was often contrasted with behavioral treatments to see which was most effective. During the 1980s and 1990s, cognitive and behavioral techniques were merged into cognitive behavioral therapy. Pivotal to this merging was the successful development of treatments for panic disorder by David M. Clark in the UK and David H. Barlow in the US.
Over time, cognitive behavior therapy came to be known not only as a therapy, but as an umbrella term for all cognitive-based psychotherapies. These therapies include, but are not limited to, REBT, cognitive therapy, acceptance and commitment therapy, dialectical behavior therapy, metacognitive therapy, metacognitive training, reality therapy/choice theory, cognitive processing therapy, EMDR, and multimodal therapy.
This blending of theoretical and technical foundations from both behavior and cognitive therapies constituted the "third wave" of CBT. The most prominent therapies of this third wave are dialectical behavior therapy and acceptance and commitment therapy. Despite the increasing popularity of third-wave treatment approaches, reviews of studies reveal there may be no difference in the effectiveness compared with non-third wave CBT for the treatment of depression.
Society and culture
The UK's National Health Service announced in 2008 that more therapists would be trained to provide CBT at government expense as part of an initiative called Improving Access to Psychological Therapies (IAPT). The NICE said that CBT would become the mainstay of treatment for non-severe depression, with medication used only in cases where CBT had failed. Therapists complained that the data does not fully support the attention and funding CBT receives. Psychotherapist and professor Andrew Samuels stated that this constitutes "a coup, a power play by a community that has suddenly found itself on the brink of corralling an enormous amount of money ... Everyone has been seduced by CBT's apparent cheapness."
The UK Council for Psychotherapy issued a press release in 2012 saying that the IAPT's policies were undermining traditional psychotherapy and criticized proposals that would limit some approved therapies to CBT, claiming that they restricted patients to "a watered down version of cognitive behavioural therapy (CBT), often delivered by very lightly trained staff".
References
Further reading
External links
Association for Behavioral and Cognitive Therapies (ABCT)
British Association for Behavioural and Cognitive Psychotherapies
National Association of Cognitive-Behavioral Therapists
International Association of Cognitive Psychotherapy
Information on Research-based CBT Treatments
Associated Counsellors & Psychologists CBT Therapists
Addiction
Addiction medicine
Treatment of obsessive–compulsive disorder |
5751 | https://en.wikipedia.org/wiki/Chinese%20language | Chinese language | Chinese ( or ) is a group of languages spoken natively by the ethnic Han Chinese majority and many minority ethnic groups in Greater China. Approximately 1.3 billion people, or around 16% of the global population, speak a variety of Chinese as their first language.
Chinese languages form the Sinitic branch of the Sino-Tibetan language family. The spoken varieties of Chinese are usually considered by native speakers to be dialects of a single language. However, their lack of mutual intelligibility means they are sometimes considered to be separate languages in a family. Investigation of the historical relationships among the varieties of Chinese is ongoing. Currently, most classifications posit 7 to 13 main regional groups based on phonetic developments from Middle Chinese, of which the most spoken by far is Mandarin with 66%, or around 800 million speakers, followed by Min (75 million, e.g. Southern Min), Wu (74 million, e.g. Shanghainese), and Yue (68 million, e.g. Cantonese). These branches are unintelligible to each other, and many of their subgroups are unintelligible with the other varieties within the same branch (e.g. Southern Min). There are, however, transitional areas where varieties from different branches share enough features for some limited intelligibility, including New Xiang with Southwestern Mandarin, Xuanzhou Wu Chinese with Lower Yangtze Mandarin, Jin with Central Plains Mandarin and certain divergent dialects of Hakka with Gan (though these are unintelligible with mainstream Hakka). All varieties of Chinese are tonal to at least some degree, and are largely analytic.
The earliest Chinese written records are oracle bone inscriptions dating from the Shang dynasty . The phonetic categories of Old Chinese can be reconstructed from the rhymes of ancient poetry. During the Northern and Southern period, Middle Chinese went through several sound changes and split into several varieties following prolonged geographic and political separation. The Qieyun, a rime dictionary, recorded a compromise between the pronunciations of different regions. The royal courts of the Ming and early Qing dynasties operated using a koiné language known as Guanhua, based on the Nanjing dialect of Mandarin.
Standard Chinese is an official language of both the People's Republic of China and the Republic of China on Taiwan, one of the four official languages of Singapore, and one of the six official languages of the United Nations. Standard Chinese is based on the Beijing dialect of Mandarin, and was first officially adopted in the 1930s. The language is written primarily using a logography of Chinese characters, largely shared by readers who may otherwise speak mutually unintelligible varieties. Since the 1950s, the use of Simplified characters has been promoted by the government of the People's Republic of China, with Singapore officially adopting them in 1976. Traditional characters are used in Taiwan, Hong Kong, Macau, and among Chinese-speaking communities overseas. Traditional characters are also in use in mainland China, despite them not being the first choice in daily use. For example, practising Chinese calligraphy requires the knowledge of traditional Chinese characters.
Classification
Linguists classify all varieties of Chinese as part of the Sino-Tibetan language family, together with Burmese, Tibetan and many other languages spoken in the Himalayas and the Southeast Asian Massif. Although the relationship was first proposed in the early 19th century and is now broadly accepted, reconstruction of Sino-Tibetan is much less developed than that of families such as Indo-European or Austroasiatic. Difficulties have included the great diversity of the languages, the lack of inflection in many of them, and the effects of language contact. In addition, many of the smaller languages are spoken in mountainous areas that are difficult to reach and are often also sensitive border zones. Without a secure reconstruction of proto-Sino-Tibetan, the higher-level structure of the family remains unclear. A top-level branching into Chinese and Tibeto-Burman languages is often assumed, but has not been convincingly demonstrated.
History
The first written records appeared over 3,000 years ago during the Shang dynasty. As the language evolved over this period, the various local varieties became mutually unintelligible. In reaction, central governments have repeatedly sought to promulgate a unified standard.
Old and Middle Chinese
The earliest examples of Old Chinese are divinatory inscriptions on oracle bones dated to , during the late Shang. The next attested stage came from inscriptions on bronze artifacts of the Western Zhou period (1046–771 BCE), the Classic of Poetry and portions of the Book of Documents and I Ching. Scholars have attempted to reconstruct the phonology of Old Chinese by comparing later varieties of Chinese with the rhyming practice of the Classic of Poetry and the phonetic elements found in the majority of Chinese characters. Although many of the finer details remain unclear, most scholars agree that Old Chinese differs from Middle Chinese in lacking retroflex and palatal obstruents but having initial consonant clusters of some sort, and in having voiceless nasals and liquids. Most recent reconstructions also describe an atonal language with consonant clusters at the end of the syllable, developing into tone distinctions in Middle Chinese. Several derivational affixes have also been identified, but the language lacks inflection, and indicated grammatical relationships using word order and grammatical particles.
Middle Chinese was the language used during Northern and Southern dynasties and the Sui, Tang, and Song dynasties (6th–10th centuries CE). It can be divided into an early period, reflected by the Qieyun rime book (601 CE), and a late period in the 10th century, reflected by rhyme tables such as the constructed by ancient Chinese philologists as a guide to the Qieyun system. These works define phonological categories, but with little hint of what sounds they represent. Linguists have identified these sounds by comparing the categories with pronunciations in modern varieties of Chinese, borrowed Chinese words in Japanese, Vietnamese, and Korean, and transcription evidence. The resulting system is very complex, with a large number of consonants and vowels, but they are probably not all distinguished in any single dialect. Most linguists now believe it represents a diasystem encompassing 6th-century northern and southern standards for reading the classics.
Classical and vernacular written forms
The complex relationship between spoken and written Chinese is an example of diglossia: as spoken, Chinese varieties have evolved at different rates, while the written language used throughout China changed comparatively little, crystallizing into a prestige form known as Classical or Literary Chinese. Literature written distinctly in the Classical form began to emerge during the Spring and Autumn period. Its use in writing remained nearly universal until the late 19th century, culminating with the widespread adoption of written vernacular Chinese with the May Fourth Movement beginning in 1919.
Rise of northern dialects
After the fall of the Northern Song dynasty and subsequent reign of the Jurchen Jin and Mongol Yuan dynasties in northern China, a common speech (now called Old Mandarin) developed based on the dialects of the North China Plain around the capital.
The 1324 Zhongyuan Yinyun was a dictionary that codified the rhyming conventions of new sanqu verse form in this language.
Together with the slightly later Menggu Ziyun, this dictionary describes a language with many of the features characteristic of modern Mandarin dialects.
Up to the early 20th century, most Chinese people only spoke their local variety.
Thus, as a practical measure, officials of the Ming and Qing dynasties carried out the administration of the empire using a common language based on Mandarin varieties, known as .
For most of this period, this language was a koiné based on dialects spoken in the Nanjing area, though not identical to any single dialect.
By the middle of the 19th century, the Beijing dialect had become dominant and was essential for any business with the imperial court.
In the 1930s, a standard national language, , was adopted. After much dispute between proponents of northern and southern dialects and an abortive attempt at an artificial pronunciation, the National Language Unification Commission finally settled on the Beijing dialect in 1932. The People's Republic founded in 1949 retained this standard but renamed it . The national language is now used in education, the media, and formal situations in both mainland China and Taiwan. Because of their colonial and linguistic history, the language used in education, the media, formal speech, and everyday life in Hong Kong and Macau is the local Cantonese, although the standard language, Mandarin, has become very influential and is being taught in schools.
Influence
Historically, the Chinese language has spread to its neighbors through a variety of means. Northern Vietnam was incorporated into the Han empire in 111 BCE, marking the beginning of a period of Chinese control that ran almost continuously for a millennium. The Four Commanderies were established in northern Korea in the first century BCE, but disintegrated in the following centuries. Chinese Buddhism spread over East Asia between the 2nd and 5th centuries CE, and with it the study of scriptures and literature in Literary Chinese. Later, strong central governments modeled on Chinese institutions were established in Korea, Japan, and Vietnam, with Literary Chinese serving as the language of administration and scholarship, a position it would retain until the late 19th century in Korea and (to a lesser extent) Japan, and the early 20th century in Vietnam. Scholars from different lands could communicate, albeit only in writing, using Literary Chinese.
Although they used Chinese solely for written communication, each country had its own tradition of reading texts aloud, the so-called Sino-Xenic pronunciations. Chinese words with these pronunciations were also extensively imported into the Korean, Japanese and Vietnamese languages, and today comprise over half of their vocabularies. This massive influx led to changes in the phonological structure of the languages, contributing to the development of moraic structure in Japanese and the disruption of vowel harmony in Korean.
Borrowed Chinese morphemes have been used extensively in all these languages to coin compound words for new concepts, in a similar way to the use of Latin and Ancient Greek roots in European languages. Many new compounds, or new meanings for old phrases, were created in the late 19th and early 20th centuries to name Western concepts and artifacts. These coinages, written in shared Chinese characters, have then been borrowed freely between languages. They have even been accepted into Chinese, a language usually resistant to loanwords, because their foreign origin was hidden by their written form. Often different compounds for the same concept were in circulation for some time before a winner emerged, and sometimes the final choice differed between countries. The proportion of vocabulary of Chinese origin thus tends to be greater in technical, abstract, or formal language. For example, in Japan, Sino-Japanese words account for about 35% of the words in entertainment magazines, over half the words in newspapers, and 60% of the words in science magazines.
Vietnam, Korea, and Japan each developed writing systems for their own languages, initially based on Chinese characters, but later replaced with the hangul alphabet for Korean and supplemented with kana syllabaries for Japanese, while Vietnamese continued to be written with the complex chữ Nôm script. However, these were limited to popular literature until the late 19th century. Today Japanese is written with a composite script using both Chinese characters called kanji, and kana. Korean is written exclusively with hangul in North Korea (although knowledge of the supplementary Chinese characters (called hanja) is still required), and hanja are increasingly rarely used in South Korea. As a result of former French colonization, Vietnamese switched to a Latin-based alphabet.
Examples of loan words in English include 'tea' from Hokkien , 'dim sum' from Cantonese , and 'kumquat' from Cantonese .
Varieties
Jerry Norman estimated that there are hundreds of mutually unintelligible varieties of Chinese. These varieties form a dialect continuum, in which differences in speech generally become more pronounced as distances increase, though the rate of change varies immensely. Generally, mountainous South China exhibits more linguistic diversity than the North China Plain. In parts of South China, a major city's dialect may only be marginally intelligible to close neighbours. For instance, Wuzhou is about upstream from Guangzhou, but the Yue variety spoken there is more like that of Guangzhou than is that of Taishan, southwest of Guangzhou and separated from it by several rivers. In parts of Fujian the speech of neighbouring counties or even villages may be mutually unintelligible.
Until the late 20th century, Chinese emigrants to Southeast Asia and North America came from southeast coastal areas, where Min, Hakka, and Yue dialects are spoken.
The vast majority of Chinese immigrants to North America up to the mid-20th century spoke the Taishan dialect, from a small coastal area southwest of Guangzhou.
Grouping
Local varieties of Chinese are conventionally classified into seven dialect groups, largely based on the different evolution of Middle Chinese voiced initials:
Mandarin, including Standard Chinese, the Beijing dialect, Sichuanese, and also the Dungan language spoken in Central Asia
Wu, including Shanghainese, Suzhounese, and Wenzhounese
Gan
Xiang
Min, including Fuzhounese, Hainanese, Hokkien and Teochew
Hakka
Yue, including Cantonese and Taishanese
The classification of Li Rong, which is used in the Language Atlas of China (1987), distinguishes three further groups:
Jin, previously included in Mandarin.
Huizhou, previously included in Wu.
Pinghua, previously included in Yue.
Some varieties remain unclassified, including the Danzhou dialect on Hainan, Waxianghua spoken in western Hunan, and Shaozhou Tuhua spoken in northern Guangdong.
Standard Chinese
Standard Chinese is the official standard language of China (where it is called ) and Taiwan, and one of the four official languages of Singapore (where it is called either or ). Standard Chinese is based on the Beijing dialect of Mandarin. The governments of both China and Taiwan intend for speakers of all Chinese speech varieties to use it as a common language of communication. Therefore, it is used in government agencies, in the media, and as a language of instruction in schools.
In China, diglossia has been a common feature. For example, in addition to Standard Chinese, a resident of Shanghai may speak Shanghainese; if they grew up elsewhere, then they are also likely to be fluent in the particular dialect of that local area. A native of Guangzhou may speak both Cantonese and Standard Chinese. In addition to Mandarin, most Taiwanese people also speak Taiwanese Hokkien (commonly ), Hakka, or an Austronesian language. A Taiwanese may commonly mix pronunciations, phrases, and words from Mandarin and other languages of Taiwan, and this mixture is considered normal in daily or informal speech.
Due to their traditional cultural ties to Guangdong amid a history of outside colonization, Cantonese is used as a standard language in Hong Kong and Macau.
Nomenclature
The designation of various Chinese branches remains controversial. Some linguists and most ordinary Chinese people consider all the spoken varieties as one single language, as speakers share a common national identity and a common written form. Others instead argue that it is inappropriate to refer to major branches of Chinese such as Mandarin, Wu and so on as "dialects" because the mutual unintelligibility between them is too great. However, calling major Chinese branches "languages" would also be wrong under the same criterion, since a branch such as Wu, itself contains many mutually unintelligible varieties, and could not be properly called a single language.
There are also viewpoints pointing out that linguists often ignore mutual intelligibility when varieties share intelligibility with a central variety (i.e. prestige variety, such as Standard Mandarin), as the issue requires some careful handling when mutual intelligibility is inconsistent with language identity.
The Chinese government's official Chinese designation for the major branches of Chinese is , whereas the more closely related varieties within these are called .
Because of the difficulties involved in determining the difference between language and dialect, other terms have been proposed. These include topolect, lect, vernacular, regional, and variety.
Phonology
Syllables in the Chinese languages have some unique characteristics. They are tightly related to the morphology and also to the characters of the writing system; and phonologically they are structured according to fixed rules.
The structure of each syllable consists of a nucleus that has a vowel (which can be a monophthong, diphthong, or even a triphthong in certain varieties), preceded by an onset (a single consonant, or consonant + glide; a zero onset is also possible), and followed (optionally) by a coda consonant; a syllable also carries a tone. There are some instances where a vowel is not used as a nucleus. An example of this is in Cantonese, where the nasal sonorant consonants and can stand alone as their own syllable.
In Mandarin much more than in other spoken varieties, most syllables tend to be open syllables, meaning they have no coda (assuming that a final glide is not analyzed as a coda), but syllables that do have codas are restricted to nasals , , , the retroflex approximant , and voiceless stops , , , or . Some varieties allow most of these codas, whereas others, such as Standard Chinese, are limited to only , , and .
The number of sounds in the different spoken dialects varies, but in general there has been a tendency to a reduction in sounds from Middle Chinese. The Mandarin dialects in particular have experienced a dramatic decrease in sounds and so have far more polysyllabic words than most other spoken varieties. The total number of syllables in some varieties is therefore only about a thousand, including tonal variation, which is only about an eighth as many as English.
Tones
All varieties of spoken Chinese use tones to distinguish words. A few dialects of north China may have as few as three tones, while some dialects in south China have up to 6 or 12 tones, depending on how one counts. One exception from this is Shanghainese which has reduced the set of tones to a two-toned pitch accent system much like modern Japanese.
A very common example used to illustrate the use of tones in Chinese is the application of the four tones of Standard Chinese, along with the neutral tone, to the syllable . The tones are exemplified by the following five Chinese words:
In contrast, Standard Cantonese has six tones. Historically, finals that end in a stop consonant were considered to be "checked tones" and thus counted separately for a total of nine tones. However, they are considered to be duplicates in modern linguistics and are no longer counted as such:
Grammar
Chinese is often described as a 'monosyllabic' language. However, this is only partially correct. It is largely accurate when describing Old and Middle Chinese; in Classical Chinese, around 90% of words consist of a single character that corresponds one-to-one with a morpheme, the smallest unit of meaning in a language. In modern varieties, it usually remains the case that a morphemes are monosyllabic—in contrast, English has many multi-syllable morphemes, both bound and free, such as 'seven', 'elephant', 'para-' and '-able'. Some of the more conservative modern varieties, usually found in the south, have largely monosyllabic , especially with basic vocabulary. However, most nouns, adjectives and verbs in modern Mandarin are disyllabic. A significant cause of this is phonological attrition: sound changes over time have steadily reduced the number of possible syllables in the language's inventory. In modern Mandarin, there are only around 1,200 possible syllables, including the tonal distinctions, compared with about 5,000 in Vietnamese (still a largely monosyllabic language), and over 8,000 in English.
Most modern varieties have the tendency to form new words through polysyllabic compounds. In some cases, monosyllabic words have become disyllabic formed from different characters without the use of compounding, as in from ; this is especially common in Jin varieties. This phonological collapse has led to a corresponding increase in the number of homophones. As an example, the small Langenscheidt Pocket Chinese Dictionary lists six words that are commonly pronounced as in Standard Chinese:
In modern spoken Mandarin, however, tremendous ambiguity would result if all of these words could be used as-is. The 20th century Yuen Ren Chao poem Lion-Eating Poet in the Stone Den exploits this, consisting of 92 characters all pronounced . As such, most of these words have been replaced in speech, if not in writing, with less ambiguous disyllabic compounds. Only the first one, , normally appears in monosyllabic form in spoken Mandarin; the rest are normally used in the polysyllabic forms of
respectively. In each, the homophone was disambiguated by addition of another morpheme, typically either a near-synonym or some sort of generic word (e.g. 'head', 'thing'), the purpose of which is to indicate which of the possible meanings of the other, homophonic syllable is specifically meant.
However, when one of the above words forms part of a compound, the disambiguating syllable is generally dropped and the resulting word is still disyllabic. For example, alone, and not , appears in compounds as meaning 'stone' such as , , , , and . Although many single-syllable morphemes () can stand alone as individual words, they more often than not form multi-syllable compounds known as , which more closely resembles the traditional Western notion of a word. A Chinese can consist of more than one character–morpheme, usually two, but there can be three or more.
Examples of Chinese words of more than two syllables include , , and .
All varieties of modern Chinese are analytic languages: they depend on syntax (word order and sentence structure), rather than inflectional morphology (changes in the form of a word), to indicate a word's function within a sentence. In other words, Chinese has very few grammatical inflections—it possesses no tenses, no voices, no grammatical number, and only a few articles. They make heavy use of grammatical particles to indicate aspect and mood. In Mandarin, this involves the use of particles such as , , and .
Chinese has a subject–verb–object word order, and like many other languages of East Asia, makes frequent use of the topic–comment construction to form sentences. Chinese also has an extensive system of classifiers and measure words, another trait shared with neighboring languages such as Japanese and Korean. Other notable grammatical features common to all the spoken varieties of Chinese include the use of serial verb construction, pronoun dropping and the related subject dropping. Although the grammars of the spoken varieties share many traits, they do possess differences.
Vocabulary
The entire Chinese character corpus since antiquity comprises well over 50,000 characters, of which only roughly 10,000 are in use and only about 3,000 are frequently used in Chinese media and newspapers. However, Chinese characters should not be confused with Chinese words. Because most Chinese words are made up of two or more characters, there are many more Chinese words than characters. A more accurate equivalent for a Chinese character is the morpheme, as characters represent the smallest grammatical units with individual meanings in the Chinese language.
Estimates of the total number of Chinese words and lexicalized phrases vary greatly. The Hanyu Da Zidian, a compendium of Chinese characters, includes 54,678 head entries for characters, including oracle bone versions. The Zhonghua Zihai (1994) contains 85,568 head entries for character definitions, and is the largest reference work based purely on character and its literary variants. The CC-CEDICT project (2010) contains 97,404 contemporary entries including idioms, technology terms and names of political figures, businesses and products. The 2009 version of the Webster's Digital Chinese Dictionary (WDCD), based on CC-CEDICT, contains over 84,000 entries.
The most comprehensive pure linguistic Chinese-language dictionary, the 12-volume Hanyu Da Cidian, records more than 23,000 head Chinese characters and gives over 370,000 definitions. The 1999 revised Cihai, a multi-volume encyclopedic dictionary reference work, gives 122,836 vocabulary entry definitions under 19,485 Chinese characters, including proper names, phrases and common zoological, geographical, sociological, scientific and technical terms.
The 2016 edition of Xiandai Hanyu Cidian, an authoritative one-volume dictionary on modern standard Chinese language as used in mainland China, has 13,000 head characters and defines 70,000 words.
Loanwords
Like many other languages, Chinese has absorbed a sizable number of loanwords from other cultures. Most Chinese words are formed out of native Chinese morphemes, including words describing imported objects and ideas. However, direct phonetic borrowing of foreign words has gone on since ancient times.
Some early Indo-European loanwords in Chinese have been proposed, notably , , and perhaps also , , , and .
Ancient words borrowed from along the Silk Road during the Old Chinese period include , , and . Some words were borrowed from Buddhist scriptures, including and . Other words came from nomadic peoples to the north, such as . Words borrowed from the peoples along the Silk Road, such as , generally have Persian etymologies. Buddhist terminology is generally derived from Sanskrit or Pāli, the liturgical languages of northern India. Words borrowed from the nomadic tribes of the Gobi, Mongolian or northeast regions generally have Altaic etymologies, such as , the Chinese lute, or , but from exactly which source is not always clear.
Modern borrowings
Modern neologisms are primarily translated into Chinese in one of three ways: free translation (calques), phonetic translation (by sound), or a combination of the two. Today, it is much more common to use existing Chinese morphemes to coin new words to represent imported concepts, such as technical expressions and international scientific vocabulary, wherein the Latin and Greek components usually converted one-for-one into the corresponding Chinese characters. The word 'telephone' was initially loaned phonetically as (Shanghainese )—this word was widely used in Shanghai during the 1920s, but the later , built out of native Chinese morphemes, became prevalent. Other examples include
Occasionally, compromises between the transliteration and translation approaches become accepted, such as from + . Sometimes translations are designed so that they sound like the original while incorporating Chinese morphemes (phono-semantic matching), such as for the video game character 'Mario'. This is often done for commercial purposes, for example for 'Pentium' and for 'Subway'.
Foreign words, mainly proper nouns, continue to enter the Chinese language by transcription according to their pronunciations. This is done by employing Chinese characters with similar pronunciations. For example, 'Israel' becomes , and 'Paris' becomes . A rather small number of direct transliterations have survived as common words, including , , , , , and . The bulk of these words were originally coined in Shanghai during the early 20th century, and later loaned from there into Mandarin, hence their Mandarin pronunciations occasionally being quite divergent from the English. For example, in Shanghainese and sound more like their English counterparts. Cantonese differs from Mandarin with some transliterations, such as and .
Western foreign words representing Western concepts have influenced Chinese since the 20th century through transcription. From French, and were borrowed for 'ballet' and 'champagne' respectively; was borrowed from Italian ; 'coffee'. The influence of English is particularly pronounced: from the early 20th century, many English words were borrowed into Shanghainese, such as and the aforementioned . Later, American soft power gave rise to , , and . Contemporary colloquial Cantonese has distinct loanwords from English, such as , , , and . With the rising popularity of the Internet, there is a current vogue in China for coining English transliterations, for example, , , and . In Taiwan, some of these transliterations are different, such as and for 'blog'.
Another result of English influence on Chinese is the appearance in of so-called spelled with letters from the English alphabet. These have appeared in colloquial usage, as well as in magazines and newspapers, and on websites and television:
Since the 20th century, another source of words has been kanji: Japan re-molded European concepts and inventions into , and many of these words have been re-loaned into modern Chinese. Other terms were coined by the Japanese by giving new senses to existing Chinese terms or by referring to expressions used in classical Chinese literature. For example, ; in Japanese, which in the original Chinese meant 'the workings of the state', narrowed to 'economy' in Japanese; this narrowed definition was then reimported into Chinese. As a result, these terms are virtually indistinguishable from native Chinese words: indeed, there is some dispute over some of these terms as to whether the Japanese or Chinese coined them first. As a result of this loaning, Chinese, Korean, Japanese, and Vietnamese share a corpus of linguistic terms describing modern terminology, paralleling the similar corpus of terms built from Greco-Latin and shared among European languages.
Writing system
The Chinese orthography centers on Chinese characters, which are written within imaginary square blocks, traditionally arranged in vertical columns, read from top to bottom down a column, and right to left across columns, despite alternative arrangement with rows of characters from left to right within a row and from top to bottom across rows (like English and other Western writing systems) having become more popular since the 20th century. Chinese characters denote morphemes independent of phonetic variation in different languages. Thus the character is pronounced as in Standard Chinese, in Cantonese and in Hokkien, a form of Min.
Most written Chinese documents in the modern time, especially the more formal ones, are created using the grammar and syntax of the Standard Chinese variants, regardless of dialectical background of the author or targeted audience. This replaced the old writing language standard of Literary Chinese before the 20th century. However, vocabularies from different Chinese-speaking areas have diverged, and the divergence can be observed in written Chinese.
Meanwhile, colloquial forms of various Chinese language variants have also been written down by their users, especially in less formal settings. The most prominent example of this is Written Cantonese, which has become quite popular in tabloids, instant messaging applications, and on the internet amongst Hong-Kongers and Cantonese-speakers elsewhere.
Because some Chinese variants have diverged and developed a number of unique morphemes that are not found in Standard Mandarin (despite all other common morphemes), unique characters rarely used in Standard Chinese have also been created or inherited from archaic literary standard to represent these unique morphemes. For example, characters like and are actively used in Cantonese and Hakka, while being archaic or unused in standard written Chinese.
The Chinese had no uniform phonetic transcription system for most of its speakers until the mid-20th century, although enunciation patterns were recorded in early rime books and dictionaries. Early Indian translators, working in Sanskrit and Pali, were the first to attempt to describe the sounds and enunciation patterns of Chinese in a foreign language. After the 15th century, the efforts of Jesuits and Western court missionaries resulted in some Latin character transcription/writing systems, based on various variants of Chinese languages. Some of these Latin character based systems are still being used to write various Chinese variants in the modern era.
In Hunan, women in certain areas write their local Chinese language variant in Nüshu, a syllabary derived from Chinese characters. The Dungan language, considered by many a dialect of Mandarin, is nowadays written in Cyrillic, and was previously written in the Arabic script. The Dungan people are primarily Muslim and live mainly in Kazakhstan, Kyrgyzstan, and Russia; many Hui people, living mainly in China, also speak the language.
Chinese characters
Each Chinese character represents a monosyllabic Chinese word or morpheme. In 100 CE, the famed Han dynasty scholar Xu Shen classified characters into six categories: pictographs, simple ideographs, compound ideographs, phonetic loans, phonetic compounds and derivative characters. Only 4% were categorized as pictographs, including many of the simplest characters, such as , , , and . Between 80% and 90% were classified as phonetic compounds such as , combining a phonetic component with a semantic component of the radical , a reduced form of . Almost all characters created since have been made using this format. The 18th-century Kangxi Dictionary classified characters under a now-common set of 214 radicals.
Modern characters are styled after the regular script. Various other written styles are also used in Chinese calligraphy, including seal script, cursive script and clerical script. Calligraphy artists can write in Traditional and Simplified characters, but they tend to use Traditional characters for traditional art.
There are currently two systems for Chinese characters. Traditional characters, used in Hong Kong, Taiwan, Macau, and many overseas Chinese speaking communities, largely takes their form from received character forms dating back to the late Han dynasty and standardized during the Ming. Simplified characters, introduced by the PRC in 1954 to promote mass literacy, simplifies most complex traditional glyphs to fewer strokes, many to common cursive shorthand variants. Singapore, which has a large Chinese community, was the second nation to officially adopt simplified characters, although it has also become the de facto standard for younger ethnic Chinese in Malaysia.
The Internet provides practice reading each of these systems, and most Chinese readers are capable of, if not necessarily comfortable with, reading the alternative system through experience and guesswork.
A well-educated Chinese reader today recognizes approximately 4,000 to 6,000 characters; approximately 3,000 characters are required to read a mainland newspaper. The PRC defines literacy amongst workers as a knowledge of 2,000 characters, though this would be only functional literacy. School-children typically learn around 2,000 characters whereas scholars may memorize up to 10,000. A large unabridged dictionary like the Kangxi dictionary, contains over 40,000 characters, including obscure, variant, rare, and archaic characters; fewer than a quarter of these characters are now commonly used.
Romanization
Romanization is the process of transcribing a language into the Latin script. There are many systems of romanization for the Chinese varieties, due to the lack of a native phonetic transcription until modern times. Chinese is first known to have been written in Latin characters by Western Christian missionaries in the 16th century.
Today the most common romanization standard for Standard Mandarin is Hanyu Pinyin, introduced in 1956 by the PRC, and later adopted by Singapore and Taiwan. Pinyin is almost universally employed now for teaching standard spoken Chinese in schools and universities across the Americas, Australia, and Europe. Chinese parents also use Pinyin to teach their children the sounds and tones of new words. In school books that teach Chinese, the pinyin romanization is often shown below a picture of the thing the word represents, with the Chinese character alongside.
The second-most common romanization system, the Wade–Giles, was invented by Thomas Wade in 1859 and modified by Herbert Giles in 1892. As this system approximates the phonology of Mandarin Chinese into English consonants and vowels–it is largely an anglicization, it may be particularly helpful for beginner Chinese speakers of an English-speaking background. Wade–Giles was found in academic use in the United States, particularly before the 1980s, and until 2009 was widely used in Taiwan.
When used within European texts, the tone transcriptions in both pinyin and Wade–Giles are often left out for simplicity; Wade–Giles's extensive use of apostrophes is also usually omitted. Thus, most Western readers will be much more familiar with Beijing than they will be with (pinyin), and with than (Wade–Giles). This simplification presents syllables as homophones which really are none, and therefore exaggerates the number of homophones almost by a factor of four.
For comparison:
Other systems include Gwoyeu Romatzyh, the French EFEO, the Yale system (invented for use by US troops during World War II), as well as distinct systems for the phonetic requirements of Cantonese, Min Nan, Hakka, and other varieties.
Other phonetic transcriptions
Chinese varieties have been phonetically transcribed into many other writing systems over the centuries. The 'Phags-pa script, for example, has been very helpful in reconstructing the pronunciations of premodern forms of Chinese.
Zhuyin (colloquially bopomofo), a semi-syllabary is still widely used in Taiwan's elementary schools to aid standard pronunciation. Although zhuyin characters are reminiscent of katakana script, there is no source to substantiate the claim that Katakana was the basis for the zhuyin system. A comparison table of zhuyin to pinyin exists in the zhuyin article. Syllables based on pinyin and zhuyin can also be compared by looking at the following articles:
Pinyin table
Zhuyin table
There are also at least two systems of cyrillization for Chinese. The most widespread is the Palladius system.
As a foreign language
With the growing importance and influence of China's economy globally, Standard Chinese instruction has been gaining popularity in schools throughout East Asia, Southeast Asia, and the Western world.
Besides Mandarin, Cantonese is the only other Chinese language that is widely taught as a foreign language, largely due to the economic and cultural influence of Hong Kong and its widespread usage among significant Overseas Chinese communities.
In 1991 there were 2,000 foreign learners taking China's official Chinese Proficiency Test (HSK), comparable to the English Cambridge Certificate, but by 2005 the number of candidates had risen sharply to 117,660 and in 2010 to 750,000.
See also
Chinese characters
Chinese character orders
Chinese exclamative particles
Chinese honorifics
Chinese numerals
Chinese punctuation
Classical Chinese grammar
Chengyu
Han unification
Languages of China
North American Conference on Chinese Linguistics
Protection of the Varieties of Chinese
Notes
References
Citations
Sources
Further reading
On the history of the standardization of Mandarin as the Chiense primary national dialect.
External links
Classical Chinese texts – Chinese Text Project
Marjorie Chan's ChinaLinks; at the Ohio State University with hundreds of links to Chinese related web pages
Analytic languages
Isolating languages
Languages of China
Languages of Hong Kong
Languages of Macau
Languages of Singapore
Languages of Taiwan
Languages with own distinct writing systems
Lingua francas
Language |
5760 | https://en.wikipedia.org/wiki/History%20of%20China | History of China | The history of China spans several millennia across a wide geographical area. Each region now considered part of the Chinese world has experienced periods of unity, fracture, prosperity, and hardship. Classical Chinese civilization first emerged in the Yellow River valley, which along with the Yangtze and Pearl River basins now constitute the geographic core of China and have for the majority of its imperial history. China maintains a rich diversity of ethnic and linguistic people groups. The traditional lens for viewing Chinese history is the dynastic cycle: imperial dynasties rise and fall, and are ascribed certain achievements. Throughout pervades the narrative that Chinese civilization can be traced as an unbroken thread many thousands of years into the past, making it one of the cradles of civilization. At various times, states representative of a dominant Chinese culture have directly controlled areas stretching as far west as the Tian Shan, the Tarim Basin, and the Himalayas, as far north as the Sayan Mountains, and as far south as the delta of the Red River.
The Neolithic period saw increasingly non-parochial societies begin to emerge along the Yellow and Yangtze rivers. For example, the Erlitou culture existed throughout the central plains of China during the era traditionally attributed to the Xia dynasty (
2070–1600 BCE) by Chinese historiographers in foundational works like the Records of the Grand Historian—a text written around 1700 years after the date assigned to the fall of the Xia. The earliest surviving written Chinese dates to roughly 1250BCE, consisting of divinations inscribed on oracle bones. Chinese bronze inscriptions, ritual texts dedicated to deceased ancestors, form another large corpus of early Chinese writing. The earliest strata of received literature in Chinese include poetry, divination, and records of official speeches. China is believed to be one of a very few loci of independent invention of writing, and the earliest surviving records display an already-mature written language. The culture remembered by the earliest extant literature is that of the decentralized Zhou dynasty ( 1046–256 BCE), during which bureaucratization increased, chariot-based warfare was superseded by infantry, the earliest classical texts took shape, the Mandate of Heaven was introduced, and philosophies such as Confucianism, Taoism, and Legalism were first articulated.
China was first united under a single imperial state under Qin Shi Huang in . Orthography, weights, measures, and law were all standardized. Shortly thereafter, China entered its classical age with the Han dynasty ( – CE 220), marking a critical period, a term for the Chinese language is still "Han language", and the dominant Chinese ethnic group is known as Han Chinese. The Chinese empire reached some of its farthest geographical extents during this period. Confucianism was officially adopted and its core texts were edited into their received forms. Wealthy landholding families independent of the ancient aristocracy began to wield significant power. Han technology can be considered on par with that of the contemporaneous Roman Empire: mass production of paper aided the proliferation of written documents, and the written dialect of this period was imitated for millennia afterwards. China also became known internationally for its sericulture. The Han imperial order finally collapsed in the late 2nd century, and China would not see a comparable level of political stability for another 400 years. During this period, Buddhism began to have a significant impact on Chinese culture. Calligraphy, art, historiography, and storytelling flourished. Wealthy families gained even more power compared to the central government. The Yangtze River valley was incorporated into the dominant cultural sphere.
The realm saw a period of unity with the Sui dynasty unifying the realm in the late 6th century, soon giving way to the long-lived Tang dynasty (608–907), regarded as another Chinese golden age. The Tang dynasty saw flourishing developments in science, technology, poetry, economics, and geographical influence. China's first officially recognized empress, Wu Zetian, reigned during the dynasty's first century. Buddhism was officially adopted by Tang emperors, while orthodox Confucianism was articulated by scholars. Thus, "Tang people" is the other common demonym for the Han ethnic group. After the Tang's decline led to the Five Dynasties and Ten Kingdoms period, the Song dynasty (960–1279) saw the maximal extent of imperial Chinese cosmopolitan development. Mechanical printing was introduced, and many of the earliest surviving witnesses of certain texts are wood-block prints from this era. Song scientific advancement led the world, and the imperial examination system gave ideological structure to the political bureaucracy. Confucianism and Taoism were fully knit together in Neo-Confucianism. Over the course of the 13th century, the Mongol Empire conquered all of China, culminating in the Mongol Yuan dynasty founded in 1271. Contact with Europe began to increase during this time, symbolized by the reports of Marco Polo. Achievements under the subsequent Ming dynasty (1368–1644) include global exploration, fine porcelain, and many extant public works projects, such as those restoring the Grand Canal and Great Wall. Three of the four Classic Chinese Novels were written during the Ming.
The Qing dynasty that succeeded the Ming placed ethnic Manchu officials in important offices, while also becoming sinicized. The Qianlong emperor ( 1735–1796) commissioned a complete encyclopaedia of imperial libraries, totaling nearly a billion words. Imperial China reached its greatest territorial extent of during the Qing, but China came into increasing conflict with European powers, culminating in the Opium Wars and subsequent unequal treaties. The 1911 Xinhai Revolution, led by Sun Yat-sen and others, created the modern Republic of China. From 1927, a costly civil war between the Nationalist government under Chiang Kai-shek and the Chinese Communist Party raged, and the industrialized Empire of Japan also invaded the divided country. After the Communist victory, Mao Zedong proclaimed the People's Republic of China (PRC) in 1949, with the nationalists retreating to Taiwan. Today, both governments still claim to be the legitimate government of China. The PRC has slowly accumulated the majority of diplomatic recognition over the 20th century, and Taiwan's status remains a perennial issue. From 1966 to 1976, the Cultural Revolution helped consolidate Mao's power approaching the end of his life. After his death, the government began economic reforms under Deng Xiaoping. As a result, China became the world's fastest-growing major economy. China had been the most populous nation in the world for decades, until it was surpassed by India in 2023.
Prehistory
Paleolithic (1.7 – 12 )
The archaic human species of Homo erectus arrived in Eurasia sometime between 1.3 and 1.8 million years ago (Ma) and numerous remains of its subspecies have been found in what is now China. The oldest of these is the southwestern Yuanmou Man (; in Yunnan), dated to Ma, which lived in a mixed bushland-forest environment alongside chalicotheres, deer, the elephant Stegodon, rhinos, cattle, pigs, and the giant short-faced hyaena. The better-known Peking Man (; near Beijing) of 700,000–400,000 BP, was discovered in the Zhoukoudian cave alongside scrapers, choppers, and, dated slightly later, points, burins, and awls. Other Homo erectus fossils have been found widely throughout the region, including the northwestern Lantian Man (; in Shaanxi) as well minor specimens in northeastern Liaoning and southern Guangdong. The dates of most Paleolithic sites were long debated but have been more reliably established based on modern magnetostratigraphy: Majuangou at 1.66–1.55 Ma, Lanpo at 1.6 Ma, Xiaochangliang at 1.36 Ma, Xiantai at 1.36 Ma, Banshan at 1.32 Ma, Feiliang at 1.2 Ma and Donggutuo at 1.1 Ma. Evidence of fire use by Homo erectus occurred between 1–1.8 million years BP at the archaeological site of Xihoudu, Shanxi Province.
The circumstances surrounding the evolution of Homo erectus to contemporary H. sapiens is debated; the three main theories include the dominant "Out of Africa" theory (OOA), the regional continuity model and the admixture variant of the OOA hypothesis. Regardless, the earliest modern humans have been dated to China at 120,000–80,000 BP based on fossilized teeth discovered in Fuyan Cave of Dao County, Hunan. The larger animals which lived alongside these humans include the extinct Ailuropoda baconi panda, the Crocuta ultima hyena, the Stegodon, and the giant tapir. Evidence of Middle Palaeolithic Levallois technology has been found in the lithic assemblage of Guanyindong Cave site in southwest China, dated to approximately 170,000–80,000 years ago.
Neolithic
The Neolithic age in China is considered to have begun about 10,000 years ago. Because the Neolithic is conventionally defined by the presence of agriculture, it follows that the Neolithic began at different times in the various regions of what is now China. Agriculture in China developed gradually, with initial domestication of a few grains and animals gradually expanding with the addition of many others over subsequent millennia. The earliest evidence of cultivated rice, found by the Yangtze River, was carbon-dated to 8,000 years ago. Early evidence for millet agriculture in the Yellow River valley was radiocarbon-dated to about 7000 BC. The Jiahu site is one of the best preserved early agricultural villages (7000 to 5800 BC). At Damaidi in Ningxia, 3,172 cliff carvings dating to 6000–5000 BC have been discovered, "featuring 8,453 individual characters such as the sun, moon, stars, gods and scenes of hunting or grazing", according to researcher Li Xiangshi. Written symbols, sometimes called proto-writing, were found at the site of Jiahu, which is dated around 7000 BC, Damaidi around 6000 BC, Dadiwan from 5800 BC to 5400 BC, and Banpo dating from the 5th millennium BC. With agriculture came increased population, the ability to store and redistribute crops, and the potential to support specialist craftsmen and administrators, which may have existed at late Neolithic sites like Taosi and the Liangzhu culture in the Yangtze delta. The cultures of the middle and late Neolithic in the central Yellow River valley are known respectively as the Yangshao culture (5000 BC to 3000 BC) and the Longshan culture (3000 BC to 2000 BC). Pigs and dogs were the earliest domesticated animals in the region, and after about 3000 BC domesticated cattle and sheep arrived from Western Asia. Wheat also arrived at this time but remained a minor crop. Fruit such as peaches, cherries and oranges, as well as chickens and various vegetables, were also domesticated in Neolithic China.
Bronze Age
Bronze artifacts have been found at the Majiayao culture site (between 3100 and 2700 BC). The Bronze Age is also represented at the Lower Xiajiadian culture (2200–1600 BC) site in northeast China. Sanxingdui located in what is now Sichuan is believed to be the site of a major ancient city, of a previously unknown Bronze Age culture (between 2000 and 1200 BC). The site was first discovered in 1929 and then re-discovered in 1986. Chinese archaeologists have identified the Sanxingdui culture to be part of the ancient kingdom of Shu, linking the artifacts found at the site to its early legendary kings.
Ferrous metallurgy begins to appear in the late 6th century in the Yangzi Valley.
A bronze hatchet with a blade of meteoric iron excavated near the city of Gaocheng in Shijiazhuang (now Hebei) has been dated to the 14th century BC.
An Iron Age culture of the Tibetan Plateau has tentatively been associated with the Zhang Zhung culture described in early Tibetan writings.
Ancient China
Chinese historians in later periods were accustomed to the notion of one dynasty succeeding another, but the political situation in early China was much more complicated. Hence, as some scholars of China suggest, the Xia and the Shang can refer to political entities that existed concurrently, just as the early Zhou existed at the same time as the Shang. This bears similarities to how China, both contemporaneously and later, has been divided into states that were not one region, legally or culturally.
The earliest period once considered historical was the legendary era of the sage-emperors Yao, Shun, and Yu. Traditionally, the abdication system was prominent in this period, with Yao yielding his throne to Shun, who abdicated to Yu, who founded the Xia dynasty.
Xia dynasty (2070–1600 BC)
The Xia dynasty of China (from ) is the earliest of the Three Dynasties described in ancient historical records such as Sima Qian's Records of the Grand Historian and Bamboo Annals. The dynasty is generally considered mythical by Western scholars, but in China it is usually associated with the early Bronze Age site at Erlitou that was excavated in Henan in 1959. Since no writing was excavated at Erlitou or any other contemporaneous site, there is not enough evidence to prove whether the Xia dynasty ever existed. Some archaeologists claim that the Erlitou site was the capital of the Xia Dynasty. In any case, the site of Erlitou had a level of political organization that would not be incompatible with the legends of Xia recorded in later texts. More importantly, the Erlitou site has the earliest evidence for an elite who conducted rituals using cast bronze vessels, which would later be adopted by the Shang and Zhou.
Shang dynasty (1600–1046 BC)
Archaeological evidence, such as oracle bones and bronzes, as well as transmitted texts attest to the historical existence of the Shang dynasty (–1046 BC). Findings from the earlier Shang period come from excavations at Erligang, in present-day Zhengzhou. Findings from the later Shang or Yin (殷) period, were found in profusion at Anyang, in modern-day Henan, the last of the Shang's capitals. The findings at Anyang include the earliest written record of the Chinese so far discovered: inscriptions of divination records in ancient Chinese writing on the bones or shells of animals—the "oracle bones", dating from around 1250 to 1046 BC.
A series of at least twenty-nine kings reigned over the Shang dynasty. Throughout their reigns, according to the Shiji, the capital city was moved six times. The final and most important move was to Yin during the reign of Pan Geng, around 1300 BC. The term Yin dynasty has been synonymous with the Shang dynasty in history, although it has lately been used to refer specifically to the latter half of the Shang dynasty.
Although written records found at Anyang confirm the existence of the Shang dynasty, Western scholars are often hesitant to associate settlements that are contemporaneous with the Anyang settlement with the Shang dynasty. For example, archaeological findings at Sanxingdui suggest a technologically advanced civilization culturally unlike Anyang. The evidence is inconclusive in proving how far the Shang realm extended from Anyang. The leading hypothesis is that Anyang, ruled by the same Shang in the official history, coexisted and traded with numerous other culturally diverse settlements in the area that is now referred to as China proper.
Zhou dynasty (1046–256 BC)
The Zhou dynasty (1046 BC to about 256 BC) is the longest-lasting dynasty in Chinese history, though its power declined steadily over the almost eight centuries of its existence. In the late 2nd millennium BC, the Zhou dynasty arose in the Wei River valley of modern western Shaanxi Province, where they were appointed Western Protectors by the Shang. A coalition led by the ruler of the Zhou, King Wu, defeated the Shang at the Battle of Muye. They took over most of the central and lower Yellow River valley and enfeoffed their relatives and allies in semi-independent states across the region. Several of these states eventually became more powerful than the Zhou kings.
The kings of Zhou invoked the concept of the Mandate of Heaven to legitimize their rule, a concept that was influential for almost every succeeding dynasty. Like Shangdi, Heaven (tian) ruled over all the other gods, and it decided who would rule China. It was believed that a ruler lost the Mandate of Heaven when natural disasters occurred in great number, and when, more realistically, the sovereign had apparently lost his concern for the people. In response, the royal house would be overthrown, and a new house would rule, having been granted the Mandate of Heaven.
The Zhou established two capitals Zongzhou (near modern Xi'an) and Chengzhou (Luoyang), with the king's court moving between them regularly. The Zhou alliance gradually expanded eastward into Shandong, southeastward into the Huai River valley, and southward into the Yangtze River valley.
Spring and Autumn period (722–476 BC)
In 771 BC, King You and his forces were defeated in the Battle of Mount Li by rebel states and Quanrong barbarians. The rebel aristocrats established a new ruler, King Ping, in Luoyang, beginning the second major phase of the Zhou dynasty: the Eastern Zhou period, which is divided into the Spring and Autumn and Warring States periods. The former period is named after the famous Spring and Autumn Annals. The decline of central power left a vacuum. The Zhou empire now consisted of hundreds of tiny states, some of them only as large as a walled town and surrounding land. These states began to fight against one another and vie for hegemony. The more powerful states tended to conquer and incorporate the weaker ones, so the number of states declined over time. By the 6th century BC most small states had disappeared by being annexed and just a few large and powerful principalities remained. Some southern states, such as Chu and Wu, claimed independence from the Zhou, who undertook wars against some of them (Wu and Yue). Many new cities were established in this period and society gradually became more urbanized and commercialized. Many famous individuals such as Laozi, Confucius and Sun Tzu lived during this chaotic period.
Conflict in this period occurred both between and within states. Warfare between states forced the surviving states to develop better administrations to mobilize more soldiers and resources. Within states there was constant jockeying between elite families. For example, the three most powerful families in the Jin state—Zhao, Wei and Han—eventually overthrew the ruling family and partitioned the state between them.
The Hundred Schools of Thought of classical Chinese philosophy began blossoming during this period and the subsequent Warring States period. Such influential intellectual movements as Confucianism, Taoism, Legalism and Mohism were founded, partly in response to the changing political world. The first two philosophical thoughts would have an enormous influence on Chinese culture.
Warring States period (476–221 BC)
After further political consolidations, seven prominent states remained during the 5th centuryBC. The years in which these states battled each other is known as the Warring States period. Though the Zhou king nominally remained as such until 256BC, he was largely a figurehead that held little real power.
Numerous developments were made during this period in the areas of culture and mathematics—including the Zuo Zhuan within the Spring and Autumn Annals (a literary work summarizing the preceding Spring and Autumn period), and the bundle of 21 bamboo slips from the Tsinghua collection, dated to 305BC—being the world's earliest known example of a two-digit, base-10 multiplication table. The Tsinghua collection indicates that sophisticated commercial arithmetic was already established during this period.
As neighboring territories of the seven states were annexed (including areas of modern Sichuan and Liaoning), they were now to be governed under an administrative system of commanderies and prefectures. This system had been in use elsewhere since the Spring and Autumn period, and its influence on administration would prove resilient—its terminology can still be seen in the contemporaneous sheng and xian ("provinces" and "counties") of contemporary China.
The state of Qin became dominant in the waning decades of the Warring States period, conquering the Shu capital of Jinsha on the Chengdu Plain; and then eventually driving Chu from its place in the Han River valley. Qin imitated the administrative reforms of the other states, thereby becoming a powerhouse. Its final expansion began during the reign of Ying Zheng, ultimately unifying the other six regional powers, and enabling him to proclaim himself as China's first emperor—known to history as Qin Shi Huang.
Imperial China
Early imperial China
Qin dynasty (221–206 BC)
Ying Zheng's establishment of the Qin dynasty () in 221 BC effectively formalized the region as an empire, rather than a state, and its pivotal status probably led to "Qin" () later evolving into the Western term "". To emphasize his sole rule, Zheng proclaimed himself (; "First August Emperor"); the title, derived from Chinese mythology, become the standard for subsequent rulers. Based in Xianyang, the empire was a centralized bureaucratic monarchy, a governing scheme which dominated the future of Imperial China. In an effort to improve the Zhou's perceived failures, this system consisted of more than 36 commanderies (; ), made up of counties (; ) and progressively smaller divisions, each with a local leader.
Many aspects of society were informed by Legalism, a state ideology promoted by the emperor and his chancellor Li Si that was introduced at an earlier time by Shang Yang. In legal matters this philosophy emphasized mutual responsibility in disputes and severe punishments, while economic practices included the general encouragement of agriculture and repression of trade. Reforms occurred in weights and measures, writing styles (seal script) and metal currency (Ban Liang), all of which were standardized. Traditionally, Qin Shi Huang is regarded as ordering a mass burning of books and the live burial of scholars under the guise of Legalism, though contemporary scholars express considerable doubt on the historicity of this event. Despite its importance, Legalism was probably supplemented in non-political matters by Confucianism for social and moral beliefs and the five-element Wuxing () theories for cosmological thought.
The Qin administration kept exhaustive records on their population, collecting information on their sex, age, social status and residence. Commoners, who made up over 90% of the population, "suffered harsh treatment" according to the historian Patricia Buckley Ebrey, as they were often conscripted into forced labor for the empire's construction projects. This included a massive system of imperial highways in 220 BC, which ranged around altogether. Other major construction projects were assigned to the general Meng Tian, who concurrently led a successful campaign against the northern Xiongnu peoples (210s BC), reportedly with 300,000 troops. Under Qin Shi Huang's orders, Meng supervised the combining of numerous ancient walls into what came to be known as the Great Wall of China and oversaw the building of a straight highway between northern and southern China.
After Qin Shi Huang's death the Qin government drastically deteriorated and eventually capitulated in 207 BC after the Qin capital was captured and sacked by rebels, which would ultimately lead to the establishment of the Han Empire.
Han dynasty (206 BC – AD 220)
Western Han
The Han dynasty was founded by Liu Bang, who emerged victorious in the Chu–Han Contention that followed the fall of the Qin dynasty. A golden age in Chinese history, the Han dynasty's long period of stability and prosperity consolidated the foundation of China as a unified state under a central imperial bureaucracy, which was to last intermittently for most of the next two millennia. During the Han dynasty, territory of China was extended to most of the China proper and to areas far west. Confucianism was officially elevated to orthodox status and was to shape the subsequent Chinese civilization. Art, culture and science all advanced to unprecedented heights. With the profound and lasting impacts of this period of Chinese history, the dynasty name "Han" had been taken as the name of the Chinese people, now the dominant ethnic group in modern China, and had been commonly used to refer to Chinese language and written characters.
After the initial laissez-faire policies of Emperors Wen and Jing, the ambitious Emperor Wu brought the empire to its zenith. To consolidate his power, he disenfranchised the majority of imperial relatives, appointing military governors to control their former lands. As a further step, he extended patronage to Confucianism, which emphasizes stability and order in a well-structured society. Imperial Universities were established to support its study. At the urging of his Legalist advisors, however, he also strengthened the fiscal structure of the dynasty with government monopolies.
Major military campaigns were launched to weaken the nomadic Xiongnu Empire, limiting their influence north of the Great Wall. Along with the diplomatic efforts led by Zhang Qian, the sphere of influence of the Han Empire extended to the states in the Tarim Basin, opened up the Silk Road that connected China to the west, stimulating bilateral trade and cultural exchange. To the south, various small kingdoms far beyond the Yangtze River Valley were formally incorporated into the empire.
Emperor Wu also dispatched a series of military campaigns against the Baiyue tribes. The Han annexed Minyue in 135 BC and 111 BC, Nanyue in 111 BC, and Dian in 109 BC. Migration and military expeditions led to the cultural assimilation of the south. It also brought the Han into contact with kingdoms in Southeast Asia, introducing diplomacy and trade.
After Emperor Wu the empire slipped into gradual stagnation and decline. Economically, the state treasury was strained by excessive campaigns and projects, while land acquisitions by elite families gradually drained the tax base. Various consort clans exerted increasing control over strings of incompetent emperors and eventually the dynasty was briefly interrupted by the usurpation of Wang Mang.
Xin dynasty
In AD 9 the usurper Wang Mang claimed that the Mandate of Heaven called for the end of the Han dynasty and the rise of his own, and he founded the short-lived Xin dynasty. Wang Mang started an extensive program of land and other economic reforms, including the outlawing of slavery and land nationalization and redistribution. These programs, however, were never supported by the landholding families, because they favored the peasants. The instability of power brought about chaos, uprisings, and loss of territories. This was compounded by mass flooding of the Yellow River; silt buildup caused it to split into two channels and displaced large numbers of farmers. Wang Mang was eventually killed in Weiyang Palace by an enraged peasant mob in AD 23.
Eastern Han
Emperor Guangwu reinstated the Han dynasty with the support of landholding and merchant families at Luoyang, east of the former capital Xi'an. Thus, this new era is termed the Eastern Han dynasty. With the capable administrations of Emperors Ming and Zhang, former glories of the dynasty were reclaimed, with brilliant military and cultural achievements. The Xiongnu Empire was decisively defeated. The diplomat and general Ban Chao further expanded the conquests across the Pamirs to the shores of the Caspian Sea, thus reopening the Silk Road, and bringing trade, foreign cultures, along with the arrival of Buddhism. With extensive connections with the west, the first of several Roman embassies to China were recorded in Chinese sources, coming from the sea route in AD 166, and a second one in AD 284.
The Eastern Han dynasty was one of the most prolific eras of science and technology in ancient China, notably the historic invention of papermaking by Cai Lun, and the numerous scientific and mathematical contributions by the famous polymath Zhang Heng.
Six Dynasties
Three Kingdoms (AD 220–280)
By the 2nd century, the empire declined amidst land acquisitions, invasions, and feuding between consort clans and eunuchs. The Yellow Turban Rebellion broke out in AD 184, ushering in an era of warlords. In the ensuing turmoil, three states emerged, trying to gain predominance and reunify the land, giving this historical period its name. The classic historical novel Romance of the Three Kingdoms dramatizes events of this period.
The warlord Cao Cao reunified the north in 208, and in 220 his son accepted the abdication of Emperor Xian of Han, thus initiating the Wei dynasty. Soon, Wei's rivals Shu and Wu proclaimed their independence. This period was characterized by a gradual decentralization of the state that had existed during the Qin and Han dynasties, and an increase in the power of great families.
In 266, the Jin dynasty overthrew the Wei and later unified the country in 280, but this union was short-lived.
Jin dynasty (AD 266–420)
The Jin dynasty was severely weakened by War of the Eight Princes and lost control of northern China after non-Han Chinese settlers rebelled and captured Luoyang and Chang'an. In 317, the Jin prince Sima Rui, based in modern-day Nanjing, became emperor and continued the dynasty, now known as the Eastern Jin, which held southern China for another century. Prior to this move, historians refer to the Jin dynasty as the Western Jin.
Sixteen Kingdoms (AD 304–439)
Northern China fragmented into a series of independent states known as the Sixteen Kingdoms, most of which were founded by Xiongnu, Xianbei, Jie, Di and Qiang rulers. These non-Han peoples were ancestors of the Turks, Mongols, and Tibetans. Many had, to some extent, been "sinicized" long before their ascent to power. In fact, some of them, notably the Qiang and the Xiongnu, had already been allowed to live in the frontier regions within the Great Wall since late Han times. During this period, warfare ravaged the north and prompted large-scale Han Chinese migration south to the Yangtze River Basin and Delta.
Northern and Southern dynasties (AD 420–589)
In the early 5th century China entered a period known as the Northern and Southern dynasties, in which parallel regimes ruled the northern and southern halves of the country. In the south, the Eastern Jin gave way to the Liu Song, Southern Qi, Liang and finally Chen. Each of these Southern dynasties were led by Han Chinese ruling families and used Jiankang (modern Nanjing) as the capital. They held off attacks from the north and preserved many aspects of Chinese civilization, while northern barbarian regimes began to sinify.
In the north the last of the Sixteen Kingdoms was extinguished in 439 by the Northern Wei, a kingdom founded by the Xianbei, a nomadic people who unified northern China. The Northern Wei eventually split into the Eastern and Western Wei, which then became the Northern Qi and Northern Zhou. These regimes were dominated by Xianbei or Han Chinese who had married into Xianbei families. During this period most Xianbei people adopted Han surnames, eventually leading to complete assimilation into the Han.
Despite the division of the country, Buddhism spread throughout the land. In southern China, fierce debates about whether Buddhism should be allowed were held frequently by the royal court and nobles. By the end of the era, Buddhists and Taoists had become much more tolerant of each other.
Mid-imperial China
Sui dynasty (581–618)
The short-lived Sui dynasty was a pivotal period in Chinese history. Founded by Emperor Wen in 581 in succession of the Northern Zhou, the Sui went on to conquer the Southern Chen in 589 to reunify China, ending three centuries of political division. The Sui pioneered many new institutions, including the government system of Three Departments and Six Ministries, imperial examinations for selecting officials from commoners, while improved on the systems of fubing system of the army conscription and the equal-field system of land distributions. These policies, which were adopted by later dynasties, brought enormous population growth, and amassed excessive wealth to the state. Standardized coinage was enforced throughout the unified empire. Buddhism took root as a prominent religion and was supported officially. Sui China was known for its numerous mega-construction projects. Intended for grains shipment and transporting troops, the Grand Canal was constructed, linking the capitals Daxing (Chang'an) and Luoyang to the wealthy southeast region, and in another route, to the northeast border. The Great Wall was also expanded, while series of military conquests and diplomatic maneuvers further pacified its borders. However, the massive invasions of the Korean Peninsula during the Goguryeo–Sui War failed disastrously, triggering widespread revolts that led to the fall of the dynasty.
Tang dynasty (618–907)
The Tang dynasty was a golden age of Chinese civilization, a prosperous, stable, and creative period with significant developments in culture, art, literature, particularly poetry, and technology. Buddhism became the predominant religion for the common people. Chang'an (modern Xi'an), the national capital, was the largest city in the world during its time.
The first emperor, Emperor Gaozu, came to the throne on 18 June 618, placed there by his son, Li Shimin, who became the second emperor, Taizong, one of the greatest emperors in Chinese history. Combined military conquests and diplomatic maneuvers reduced threats from Central Asian tribes, extended the border, and brought neighboring states into a tributary system. Military victories in the Tarim Basin kept the Silk Road open, connecting Chang'an to Central Asia and areas far to the west. In the south, lucrative maritime trade routes from port cities such as Guangzhou connected with distant countries, and foreign merchants settled in China, encouraging a cosmopolitan culture. The Tang culture and social systems were observed and adapted by neighboring countries, most notably Japan. Internally the Grand Canal linked the political heartland in Chang'an to the agricultural and economic centers in the eastern and southern parts of the empire. Xuanzang, a Chinese Buddhist monk, scholar, traveller, and translator travelled to India on his own and returned with "over six hundred Mahayana and Hinayana texts, seven statues of the Buddha and more than a hundred sarira relics."
The prosperity of the early Tang dynasty was abetted by a centralized bureaucracy. The government was organized as "Three Departments and Six Ministries" to separately draft, review, and implement policies. These departments were run by royal family members and landed aristocrats, but as the dynasty wore on, were joined or replaced by scholar officials selected by imperial examinations, setting patterns for later dynasties.
Under the Tang "equal-field system" all land was owned by the Emperor and granted to each family according to household size. Men granted land were conscripted for military service for a fixed period each year, a military policy known as the fubing system. These policies stimulated a rapid growth in productivity and a significant army without much burden on the state treasury. By the dynasty's midpoint, however, standing armies had replaced conscription, and land was continuously falling into the hands of private owners and religious institutions granted exemptions.
The dynasty continued to flourish under the rule of Empress Wu Zetian, the only official empress regnant in Chinese history, and reached its zenith during the long reign of Emperor Xuanzong, who oversaw an empire that stretched from the Pacific to the Aral Sea with at least people. There were vibrant artistic and cultural creations, including works of the greatest Chinese poets, Li Bai and Du Fu.
At the zenith of prosperity of the empire, the An Lushan Rebellion from 755 to 763 was a watershed event. War, disease, and economic disruption devastated the population and drastically weakened the central imperial government. Upon suppression of the rebellion, regional military governors, known as jiedushi, gained increasingly autonomous status. With loss of revenue from land tax, the central imperial government came to rely heavily on salt monopoly. Externally, former submissive states raided the empire and the vast border territories were lost for centuries. Nevertheless, civil society recovered and thrived amidst the weakened imperial bureaucracy.
In late Tang period the empire was worn out by recurring revolts of the regional military governors, while scholar-officials engaged in fierce factional strife and corrupted eunuchs amassed immense power. Catastrophically, the Huang Chao Rebellion, from 874 to 884, devastated the entire empire for a decade. The sack of the southern port Guangzhou in 879 was followed by the massacre of most of its inhabitants, especially the large foreign merchant enclaves. By 881, both capitals, Luoyang and Chang'an, fell successively. The reliance on ethnic Han and Turkic warlords in suppressing the rebellion increased their power and influence. Consequently, the fall of the dynasty following Zhu Wen's usurpation led to an era of division.
Five Dynasties and Ten Kingdoms (907–960)
The period of political disunity between the Tang and the Song, known as the Five Dynasties and Ten Kingdoms period, lasted from 907 to 960. During this half-century, China was in all respects a multi-state system. Five regimes, namely, (Later) Liang, Tang, Jin, Han and Zhou, rapidly succeeded one another in control of the traditional Imperial heartland in northern China. Among the regimes, rulers of (Later) Tang, Jin and Han were sinicized Shatuo Turks, which ruled over the ethnic majority of Han Chinese. More stable and smaller regimes of mostly ethnic Han rulers coexisted in south and western China over the period, cumulatively constituted the "Ten Kingdoms".
Amidst political chaos in the north, the strategic Sixteen Prefectures (region along today's Great Wall) were ceded to the emerging Khitan Liao dynasty, which drastically weakened the defense of China proper against northern nomadic empires. To the south, Vietnam gained lasting independence after being a Chinese prefecture for many centuries. With wars dominating in Northern China, there were mass southward migrations of population, which further enhanced the southward shift of cultural and economic centers in China. The era ended with the coup of Later Zhou general Zhao Kuangyin, and the establishment of the Song dynasty in 960, which eventually annihilated the remains of the "Ten Kingdoms" and reunified China.
Late imperial China
Song, Liao, Jin, and Western Xia dynasties (960–1279)
In 960, the Song dynasty was founded by Emperor Taizu, with its capital established in Kaifeng (then known as Bianjing). In 979, the Song dynasty reunified most of China proper, while large swaths of the outer territories were occupied by sinicized nomadic empires. The Khitan Liao dynasty, which lasted from 907 to 1125, ruled over Manchuria, Mongolia, and parts of Northern China. Meanwhile, in what are now the north-western Chinese provinces of Gansu, Shaanxi, and Ningxia, the Tangut tribes founded the Western Xia dynasty from 1032 to 1227.
Aiming to recover the strategic sixteen prefectures lost in the previous dynasty, campaigns were launched against the Liao dynasty in the early Song period, which all ended in failure. Then in 1004, the Liao cavalry swept over the exposed North China Plain and reached the outskirts of Kaifeng, forcing the Song's submission and then agreement to the Chanyuan Treaty, which imposed heavy annual tributes from the Song treasury. The treaty was a significant reversal of Chinese dominance of the traditional tributary system. Yet the annual outflow of Song's silver to the Liao was paid back through the purchase of Chinese goods and products, which expanded the Song economy, and replenished its treasury. This dampened the incentive for the Song to further campaign against the Liao. Meanwhile, this cross-border trade and contact induced further sinicization within the Liao Empire, at the expense of its military might which was derived from its nomadic lifestyle. Similar treaties and social-economical consequences occurred in Song's relations with the Jin dynasty.
Within the Liao Empire the Jurchen tribes revolted against their overlords to establish the Jin dynasty in 1115. In 1125, the devastating Jin cataphract annihilated the Liao dynasty, while remnants of Liao court members fled to Central Asia to found the Qara Khitai Empire (Western Liao dynasty). Jin's invasion of the Song dynasty followed swiftly. In 1127, Kaifeng was sacked, a massive catastrophe known as the Jingkang Incident, ending the Northern Song dynasty. Later the entire north of China was conquered. The survived members of Song court regrouped in the new capital city of Hangzhou, and initiated the Southern Song dynasty, which ruled territories south of the Huai River. In the ensuing years, the territory and population of China were divided between the Song dynasty, the Jin dynasty and the Western Xia dynasty. The era ended with the Mongol conquest, as Western Xia fell in 1227, the Jin dynasty in 1234, and finally the Southern Song dynasty in 1279.
Despite its military weakness, the Song dynasty is widely considered to be the high point of classical Chinese civilization. The Song economy, facilitated by technology advancement, had reached a level of sophistication probably unseen in world history before its time. The population soared to over and the living standards of common people improved tremendously due to improvements in rice cultivation and the wide availability of coal for production. The capital cities of Kaifeng and subsequently Hangzhou were both the most populous cities in the world for their time, and encouraged vibrant civil societies unmatched by previous Chinese dynasties. Although land trading routes to the far west were blocked by nomadic empires, there was extensive maritime trade with neighboring states, which facilitated the use of Song coinage as the de facto currency of exchange. Giant wooden vessels equipped with compasses traveled throughout the China Seas and northern Indian Ocean. The concept of insurance was practised by merchants to hedge the risks of such long-haul maritime shipments. With prosperous economic activities, the historically first use of paper currency emerged in the western city of Chengdu, as a supplement to the existing copper coins.
The Song dynasty was considered to be the golden age of great advancements in science and technology of China, thanks to innovative scholar-officials such as Su Song (1020–1101) and Shen Kuo (1031–1095). Inventions such as the hydro-mechanical astronomical clock, the first continuous and endless power-transmitting chain, woodblock printing and paper money were all invented during the Song dynasty.
There was court intrigue between the political reformers and conservatives, led by the chancellors Wang Anshi and Sima Guang, respectively. By the mid-to-late 13th century, the Chinese had adopted the dogma of Neo-Confucian philosophy formulated by Zhu Xi. Enormous literary works were compiled during the Song dynasty, such as the innovative historical narrative Zizhi Tongjian ("Comprehensive Mirror to Aid in Government"). The invention of movable-type printing further facilitated the spread of knowledge. Culture and the arts flourished, with grandiose artworks such as Along the River During the Qingming Festival and Eighteen Songs of a Nomad Flute, along with great Buddhist painters such as the prolific Lin Tinggui.
The Song dynasty was also a period of major innovation in the history of warfare. Gunpowder, while invented in the Tang dynasty, was first put into use in battlefields by the Song army, inspiring a succession of new firearms and siege engines designs. During the Southern Song dynasty, as its survival hinged decisively on guarding the Yangtze and Huai River against the cavalry forces from the north, the first standing navy in China was assembled in 1132, with its admiral's headquarters established at Dinghai. Paddle-wheel warships equipped with trebuchets could launch incendiary bombs made of gunpowder and lime, as recorded in Song's victory over the invading Jin forces at the Battle of Tangdao in the East China Sea, and the Battle of Caishi on the Yangtze River in 1161.
The advances in civilization during the Song dynasty came to an abrupt end following the devastating Mongol conquest, during which the population sharply dwindled, with a marked contraction in economy. Despite viciously halting Mongol advance for more than three decades, the Southern Song capital Hangzhou fell in 1276, followed by the final annihilation of the Song standing navy at the Battle of Yamen in 1279.
Yuan dynasty (1271–1368)
The Yuan dynasty was formally proclaimed in 1271, when the Great Khan of Mongol, Kublai Khan, one of the grandsons of Genghis Khan, assumed the additional title of Emperor of China, and considered his inherited part of the Mongol Empire as a Chinese dynasty. In the preceding decades, the Mongols had conquered the Jin dynasty in Northern China, and the Southern Song dynasty fell in 1279 after a protracted and bloody war. The Mongol Yuan dynasty became the first conquest dynasty in Chinese history to rule the entire China proper and its population as an ethnic minority. The dynasty also directly controlled the Mongol heartland and other regions, inheriting the largest share of territory of the eastern Mongol empire, which roughly coincided with the modern area of China and nearby regions in East Asia. Further expansion of the empire was halted after defeats in the invasions of Japan and Vietnam. Following the previous Jin dynasty, the capital of Yuan dynasty was established at Khanbaliq (also known as Dadu, modern-day Beijing). The Grand Canal was reconstructed to connect the remote capital city to economic hubs in southern part of China, setting the precedence and foundation where Beijing would largely remain as the capital of the successive regimes that unified China mainland.
A series of Mongol civil wars in the late 13th century led to the division of the Mongol Empire. In 1304 the emperors of the Yuan dynasty were upheld as the nominal Khagan over western khanates (the Chagatai Khanate, the Golden Horde and the Ilkhanate), which nonetheless remained de facto autonomous. The era was known as Pax Mongolica, when much of the Asian continent was ruled by the Mongols. For the first and only time in history, the Silk Road was controlled entirely by a single state, facilitating the flow of people, trade, and cultural exchange. A network of roads and a postal system were established to connect the vast empire. Lucrative maritime trade, developed from the previous Song dynasty, continued to flourish, with Quanzhou and Hangzhou emerging as the largest ports in the world. Adventurous travelers from the far west, most notably the Venetian, Marco Polo, would settle in China for decades. Upon his return, his detail travel record inspired generations of medieval Europeans with the splendors of the far East. The Yuan dynasty was the first ancient economy, where paper currency, known at the time as Jiaochao, was used as the predominant medium of exchange. Its unrestricted issuance in the late Yuan dynasty inflicted hyperinflation, which eventually brought the downfall of the dynasty.
While the Mongol rulers of the Yuan dynasty adopted substantially to Chinese culture, their sinicization was of lesser extent compared to earlier conquest dynasties in Chinese history. For preserving racial superiority as the conqueror and ruling class, traditional nomadic customs and heritage from the Mongolian Steppe were held in high regard. On the other hand, the Mongol rulers also adopted flexibly to a variety of cultures from many advanced civilizations within the vast empire. Traditional social structure and culture in China underwent immense transform during the Mongol dominance. Large groups of foreign migrants settled in China, who enjoyed elevated social status over the majority Han Chinese, while enriching Chinese culture with foreign elements. The class of scholar officials and intellectuals, traditional bearers of elite Chinese culture, lost substantial social status. This stimulated the development of culture of the common folks. There were prolific works in zaju variety shows and literary songs (sanqu), which were written in a distinctive poetry style known as qu. Novels of vernacular style gained unprecedented status and popularity.
Before the Mongol invasion, Chinese dynasties reported approximately inhabitants; after the conquest had been completed in 1279, the 1300 census reported roughly people. This major decline is not necessarily due only to Mongol killings. Scholars such as Frederick W. Mote argue that the wide drop in numbers reflects an administrative failure to record rather than an actual decrease; others such as Timothy Brook argue that the Mongols created a system of enserfment among a huge portion of the Chinese populace, causing many to disappear from the census altogether; other historians including William McNeill and David Morgan consider that plague was the main factor behind the demographic decline during this period. In the 14th century China suffered additional depredations from epidemics of plague, estimated to have killed around a quarter of the population of China.
Throughout the Yuan dynasty, there was some general sentiment among the populace against the Mongol dominance. Yet rather than the nationalist cause, it was mainly strings of natural disasters and incompetent governance that triggered widespread peasant uprisings since the 1340s. After the massive naval engagement at Lake Poyang, Zhu Yuanzhang prevailed over other rebel forces in the south. He proclaimed himself emperor and founded the Ming dynasty in 1368. The same year his northern expedition army captured the capital Khanbaliq. The Yuan remnants fled back to Mongolia and sustained the regime. Other Mongol Khanates in Central Asia continued to exist after the fall of Yuan dynasty in China.
Ming dynasty (1368–1644)
The Ming dynasty was founded by Zhu Yuanzhang in 1368, who proclaimed himself as the Hongwu Emperor. The capital was initially set at Nanjing, and was later moved to Beijing from Yongle Emperor's reign onward.
Urbanization increased as the population grew and as the division of labor grew more complex. Large urban centers, such as Nanjing and Beijing, also contributed to the growth of private industry. In particular, small-scale industries grew up, often specializing in paper, silk, cotton, and porcelain goods. For the most part, however, relatively small urban centers with markets proliferated around the country. Town markets mainly traded food, with some necessary manufactures such as pins or oil.
Despite the xenophobia and intellectual introspection characteristic of the increasingly popular new school of neo-Confucianism, China under the early Ming dynasty was not isolated. Foreign trade and other contacts with the outside world, particularly Japan, increased considerably. Chinese merchants explored all of the Indian Ocean, reaching East Africa with the voyages of Zheng He.
The Hongwu Emperor, being the only founder of a Chinese dynasty who was also of peasant origin, had laid the foundation of a state that relied fundamentally in agriculture. Commerce and trade, which flourished in the previous Song and Yuan dynasties, were less emphasized. Neo-feudal landholdings of the Song and Mongol periods were expropriated by the Ming rulers. Land estates were confiscated by the government, fragmented, and rented out. Private slavery was forbidden. Consequently, after the death of the Yongle Emperor, independent peasant landholders predominated in Chinese agriculture. These laws might have paved the way to removing the worst of the poverty during the previous regimes. Towards later era of the Ming dynasty, with declining government control, commerce, trade and private industries revived.
The dynasty had a strong and complex central government that unified and controlled the empire. The emperor's role became more autocratic, although Hongwu Emperor necessarily continued to use what he called the "Grand Secretariat" to assist with the immense paperwork of the bureaucracy, including memorials (petitions and recommendations to the throne), imperial edicts in reply, reports of various kinds, and tax records. It was this same bureaucracy that later prevented the Ming government from being able to adapt to changes in society, and eventually led to its decline.
The Yongle Emperor strenuously tried to extend China's influence beyond its borders by demanding other rulers send ambassadors to China to present tribute. A large navy was built, including four-masted ships displacing 1,500 tons. A standing army of 1 million troops was created. The Chinese armies conquered and occupied Vietnam for around 20 years, while the Chinese fleet sailed the China seas and the Indian Ocean, cruising as far as the east coast of Africa. The Chinese gained influence in eastern Moghulistan. Several maritime Asian nations sent envoys with tribute for the Chinese emperor. Domestically, the Grand Canal was expanded and became a stimulus to domestic trade. Over 100,000 tons of iron per year were produced. Many books were printed using movable type. The imperial palace in Beijing's Forbidden City reached its current splendor. It was also during these centuries that the potential of south China came to be fully exploited. New crops were widely cultivated and industries such as those producing porcelain and textiles flourished.
In 1449 Esen Tayisi led an Oirat Mongol invasion of northern China which culminated in the capture of the Zhengtong Emperor at Tumu. Since then, the Ming became on the defensive on the northern frontier, which led to the Ming Great Wall being built. Most of what remains of the Great Wall of China today was either built or repaired by the Ming. The brick and granite work was enlarged, the watchtowers were redesigned, and cannons were placed along its length.
At sea the Ming became increasingly isolationist after the death of the Yongle Emperor. The treasure voyages which sailed the Indian Ocean were discontinued, and the maritime prohibition laws were set in place banning the Chinese from sailing abroad. European traders who reached China in the midst of the Age of Discovery were repeatedly rebuked in their requests for trade, with the Portuguese being repulsed by the Ming navy at Tuen Mun in 1521 and again in 1522. Domestic and foreign demands for overseas trade, deemed illegal by the state, led to widespread wokou piracy attacking the southeastern coastline during the rule of the Jiajing Emperor (1507–1567), which only subsided after the opening of ports in Guangdong and Fujian and much military suppression. In addition to raids from Japan by the wokou, raids from Taiwan and the Philippines by the Pisheye also ravaged the southern coasts. The Portuguese were allowed to settle in Macau in 1557 for trade, which remained in Portuguese hands until 1999. After the Spanish invasion of the Philippines, trade with the Spanish at Manila imported large quantities of Mexican and Peruvian silver from the Spanish Americas to China. The Dutch entry into the Chinese seas was also met with fierce resistance, with the Dutch being chased off the Penghu islands in the Sino-Dutch conflicts of 1622–1624 and were forced to settle in Taiwan instead. The Dutch in Taiwan fought with the Ming in the Battle of Liaoluo Bay in 1633 and lost, and eventually surrendered to the Ming loyalist Koxinga in 1662, after the fall of the Ming dynasty.
In 1556, during the rule of the Jiajing Emperor, the Shaanxi earthquake killed about 830,000 people, the deadliest earthquake of all time.
The Ming dynasty intervened deeply in the Japanese invasions of Korea (1592–98), which ended with the withdrawal of all invading Japanese forces in Korea, and the restoration of the Joseon dynasty, its traditional ally and tributary state. The regional hegemony of the Ming dynasty was preserved at a toll on its resources. Coincidentally, with Ming's control in Manchuria in decline, the Manchu (Jurchen) tribes, under their chieftain Nurhaci, broke away from Ming's rule, and emerged as a powerful, unified state, which was later proclaimed as the Qing dynasty. It went on to subdue the much weakened Korea as its tributary, conquered Mongolia, and expanded its territory to the outskirt of the Great Wall. The most elite army of the Ming dynasty was to station at the Shanhai Pass to guard the last stronghold against the Manchus, which weakened its suppression of internal peasants uprisings.
Qing dynasty (1636–1912)
The Qing dynasty (1644–1912) was the last imperial dynasty in China. Founded by the Manchus, it was the second conquest dynasty to rule the entirety of China proper, and roughly doubled the territory controlled by the Ming. The Manchus were formerly known as Jurchens, residing in the northeastern part of the Ming territory outside the Great Wall. They emerged as the major threat to the late Ming dynasty after Nurhaci united all Jurchen tribes and his son, Hong Taiji, declared the founding of the Qing dynasty in 1636. The Qing dynasty set up the Eight Banners system that provided the basic framework for the Qing military conquest. Li Zicheng's peasant rebellion captured Beijing in 1644 and the Chongzhen Emperor, the last Ming emperor, committed suicide. The Manchus allied with the Ming general Wu Sangui to seize Beijing, which was made the capital of the Qing dynasty, and then proceeded to subdue the Ming remnants in the south. During the Ming-Qing transition, when the Ming dynasty and later the Southern Ming, the emerging Qing dynasty, and several other factions like the Shun dynasty and Xi dynasty founded by peasant revolt leaders fought against each another, which, along with innumerable natural disasters at that time such as those caused by the Little Ice Age and epidemics like the Great Plague during the last decade of the Ming dynasty, caused enormous loss of lives and significant harm to the economy. In total, these decades saw the loss of as many as lives, but the Qing appeared to have restored China's imperial power and inaugurate another flowering of the arts. The early Manchu emperors combined traditions of Inner Asian rule with Confucian norms of traditional Chinese government and were considered a Chinese dynasty.
The Manchus enforced a 'queue order', forcing Han Chinese men to adopt the Manchu queue hairstyle. Officials were required to wear Manchu-style clothing Changshan (bannermen dress and Tangzhuang), but ordinary Han civilians were allowed to wear traditional Han clothing. Bannermen could not undertake trade or manual labor; they had to petition to be removed from banner status. They were considered aristocracy and were given annual pensions, land, and allotments of cloth. The Kangxi Emperor ordered the creation of the Kangxi Dictionary, the most complete dictionary of Chinese characters that had been compiled.
Over the next half-century, all areas previously under the Ming dynasty were consolidated under the Qing. Conquests in Central Asia in the eighteenth century extended territorial control. Between 1673 and 1681, the Kangxi Emperor suppressed the Revolt of the Three Feudatories, an uprising of three generals in Southern China who had been denied hereditary rule of large fiefdoms granted by the previous emperor. In 1683, the Qing staged an amphibious assault on southern Taiwan, bringing down the rebel Kingdom of Tungning, which was founded by the Ming loyalist Koxinga (Zheng Chenggong) in 1662 after the fall of the Southern Ming, and had served as a base for continued Ming resistance in Southern China. The Qing defeated the Russians at Albazin, resulting in the Treaty of Nerchinsk.
By the end of Qianlong Emperor's long reign in 1796, the Qing Empire was at its zenith. The Qing ruled more than one-third of the world's population, and had the largest economy in the world. By area it was one of the largest empires ever.
In the 19th century the empire was internally restive and externally threatened by western powers. The defeat by the British Empire in the First Opium War (1840) led to the Treaty of Nanking (1842), under which Hong Kong was ceded to Britain and importation of opium (produced by British Empire territories) was allowed. Opium usage continued to grow in China, adversely affecting societal stability. Subsequent military defeats and unequal treaties with other western powers continued even after the fall of the Qing dynasty.
Internally the Taiping Rebellion (1851–1864), a Christian religious movement led by the "Heavenly King" Hong Xiuquan swept from the south to establish the Taiping Heavenly Kingdom and controlled roughly a third of China proper for over a decade. The court in desperation empowered Han Chinese officials such as Zeng Guofan to raise local armies. After initial defeats, Zeng crushed the rebels in the Third Battle of Nanking in 1864. This was one of the largest wars in the 19th century in troop involvement; there was massive loss of life, with a death toll of about 20 million. A string of civil disturbances followed, including the Punti–Hakka Clan Wars, Nian Rebellion, Dungan Revolt, and Panthay Rebellion. All rebellions were ultimately put down, but at enormous cost and with millions dead, seriously weakening the central imperial authority. China never rebuilt a strong central army, and many local officials used their military power to effectively rule independently in their provinces.
Yet the dynasty appeared to recover in the Tongzhi Restoration (1860–1872), led by Manchu royal family reformers and Han Chinese officials such as Zeng Guofan and his proteges Li Hongzhang and Zuo Zongtang. Their Self-Strengthening Movement made effective institutional reforms, imported Western factories and communications technology, with prime emphasis on strengthening the military. However, the reform was undermined by official rivalries, cynicism, and quarrels within the imperial family. The defeat of Yuan Shikai's modernized "Beiyang Fleet" in the First Sino-Japanese War (1894–1895) led to the formation of the New Army. The Guangxu Emperor, advised by Kang Youwei, then launched a comprehensive reform effort, the Hundred Days' Reform (1898). Empress Dowager Cixi, however, feared that precipitous change would lead to bureaucratic opposition and foreign intervention and quickly suppressed it.
In the summer of 1900, the Boxer Uprising opposed foreign influence and murdered Chinese Christians and foreign missionaries. When Boxers entered Beijing, the Qing government ordered all foreigners to leave, but they and many Chinese Christians were besieged in the foreign legations quarter. An Eight-Nation Alliance sent the Seymour Expedition of Japanese, Russian, British, Italian, German, French, American, and Austrian troops to relieve the siege, but they were forced to retreat by Boxer and Qing troops at the Battle of Langfang. After the Alliance's attack on the Dagu Forts, the court declared war on the Alliance and authorized the Boxers to join with imperial armies. After fierce fighting at Tientsin, the Alliance formed the second, much larger Gaselee Expedition and finally reached Beijing; the Empress Dowager evacuated to Xi'an. The Boxer Protocol ended the war, exacting a tremendous indemnity.
The Qing court then instituted "New Policies" of administrative and legal reform, including abolition of the examination system. But young officials, military officers, and students debated reform, perhaps a constitutional monarchy, or the overthrow of the dynasty and the creation of a republic. They were inspired by an emerging public opinion formed by intellectuals such as Liang Qichao and the revolutionary ideas of Sun Yat-sen. A localised military uprising, the Wuchang uprising, began on 10 October 1911, in Wuchang (today part of Wuhan), and soon spread. The Republic of China was proclaimed on 1 January 1912, ending 2,000 years of dynastic rule.
Modern China
Republic of China (since 1912)
The provisional government of the Republic of China was formed in Nanking on 12 March 1912. Sun Yat-sen became President of the Republic of China, but he turned power over to Yuan Shikai, who commanded the New Army. Over the next few years, Yuan proceeded to abolish the national and provincial assemblies and declared himself as the emperor of Empire of China in late 1915. Yuan's imperial ambitions were fiercely opposed by his subordinates; faced with the prospect of rebellion, he abdicated in March 1916 and died of natural causes in June.
Yuan's death in 1916 left a power vacuum; the republican government was all but shattered. This opened the way for the Warlord Era, during which much of China was ruled by shifting coalitions of competing provincial military leaders and the Beiyang government. Intellectuals, disappointed in the failure of the Republic, launched the New Culture Movement.
In 1919, the May Fourth Movement began as a response to the pro-Japanese terms imposed on China by the Treaty of Versailles following World War I. It quickly became a nationwide protest movement. The protests were a moral success as the cabinet fell and China refused to sign the Treaty of Versailles, which had awarded German holdings of Shandong to Japan. Memory of the mistreatment at Versailles fuels resentment into the 21st century.
Political and intellectual ferment waxed strong throughout the 1920s and 1930s. According to Patricia Ebrey:
"Nationalism, patriotism, progress, science, democracy, and freedom were the goals; imperialism, feudalism, warlordism, autocracy, patriarchy, and blind adherence to tradition were the enemies. Intellectuals struggled with how to be strong and modern and yet Chinese, how to preserve China as a political entity in the world of competing nations."
In the 1920s Sun Yat-sen established a revolutionary base in Guangzhou and set out to unite the fragmented nation. He welcomed assistance from the Soviet Union (itself fresh from Lenin's Communist takeover) and he entered into an alliance with the fledgling Chinese Communist Party (CCP). After Sun's death from cancer in 1925, one of his protégés, Chiang Kai-shek, seized control of the Nationalist Party (KMT) and succeeded in bringing most of south and central China under its rule in the Northern Expedition (1926–1927). Having defeated the warlords in the south and central China by military force, Chiang was able to secure the nominal allegiance of the warlords in the North and establish the Nationalist government in Nanking. In 1927, Chiang turned on the CCP and relentlessly purged the Communists elements in his NRA. In 1934, driven from their mountain bases such as the Chinese Soviet Republic, the CCP forces embarked on the Long March across China's most desolate terrain to the northwest, where they established a guerrilla base at Yan'an in Shaanxi. During the Long March, the communists reorganized under a new leader, Mao Zedong (Mao Tse-tung).
The bitter Chinese Civil War between the Nationalists and the Communists continued, openly or clandestinely, through the 14-year-long Japanese occupation of various parts of the country (1931–1945). The two Chinese parties nominally formed a United Front to oppose the Japanese in 1937, during the Second Sino-Japanese War (1937–1945), which became a part of World War II. Japanese forces committed numerous war atrocities against the civilian population, including biological warfare (see Unit 731) and the Three Alls Policy (Sankō Sakusen), the three alls being: "Kill All, Burn All and Loot All". During the war, China was recognized as one of the Allied "Big Four" in the Declaration by United Nations. China was one of the four major Allies of World War II, and was later considered one of the primary victors in the war.
Following the defeat of Japan in 1945, the war between the Nationalist government forces and the CCP resumed, after failed attempts at reconciliation and a negotiated settlement. By 1949, the CCP had established control over most of the country. Odd Arne Westad says the Communists won the Civil War because they made fewer military mistakes than Chiang, and because in his search for a powerful centralized government, Chiang antagonized too many interest groups in China. Furthermore, his party was weakened in the war against the Japanese. Meanwhile, the Communists told different groups, such as peasants, exactly what they wanted to hear, and cloaked themselves in the cover of Chinese Nationalism. During the civil war both the Nationalists and Communists carried out mass atrocities, with millions of non-combatants killed by both sides. These included deaths from forced conscription and massacres. When the Nationalist government forces were defeated by CCP forces in mainland China in 1949, the Nationalist government retreated to Taiwan with its forces, along with Chiang and a large number of their supporters; the Nationalist government had taken effective control of Taiwan at the end of WWII as part of the overall Japanese surrender, when Japanese troops in Taiwan surrendered to the Republic of China troops.
Until the early 1970s the ROC was recognized as the sole legitimate government of China by the United Nations, the United States and most Western nations, refusing to recognize the PRC on account of the Cold War. This changed in 1971 when the PRC was seated in the United Nations, replacing the ROC. The KMT ruled Taiwan under martial law until 1987, with the stated goal of being vigilant against Communist infiltration and preparing to retake mainland China. Therefore, political dissent was not tolerated during that period.
In the 1990s the ROC underwent a major democratic reform, beginning with the 1991 resignation of the members of the Legislative Yuan and National Assembly elected in 1947. These groups were originally created to represent mainland China constituencies. Also lifted were the restrictions on the use of Taiwanese languages in the broadcast media and in schools. This culminated with the first direct presidential election in 1996 against the Democratic Progressive Party (DPP) candidate and former dissident, Peng Ming-min. In 2000, the KMT status as the ruling party ended when the DPP took power, only to regain its status in the 2008 election by Ma Ying-jeou.
Due to the controversial nature of Taiwan's political status, the ROC is currently recognized by 12 UN member states and Holy See as of as the legitimate government of "China".
People's Republic of China (since 1949)
Major combat in the Chinese Civil War ended in 1949 with the KMT pulling out of the mainland, with the government relocating to Taipei and maintaining control only over a few islands. The CCP was left in control of mainland China. On 1 October 1949, Mao Zedong proclaimed the People's Republic of China. "Communist China" and "Red China" were two common names for the PRC.
The PRC was shaped by a series of campaigns and five-year plans. The economic and social plan known as the Great Leap Forward caused an estimated 45 million deaths. Mao's government carried out mass executions of landowners, instituted collectivisation and implemented the Laogai camp system. Execution, deaths from forced labor and other atrocities resulted in millions of deaths under Mao. In 1966 Mao and his allies launched the Cultural Revolution, which continued until Mao's death a decade later. The Cultural Revolution, motivated by power struggles within the Party and a fear of the Soviet Union, led to a major upheaval in Chinese society.
In 1972, at the peak of the Sino-Soviet split, Mao and Zhou Enlai met U.S. president Richard Nixon in Beijing to establish relations with the US. In the same year, the PRC was admitted to the United Nations in place of the Republic of China, with permanent membership of the Security Council.
A power struggle followed Mao's death in 1976. The Gang of Four were arrested and blamed for the excesses of the Cultural Revolution, marking the end of a turbulent political era in China. Deng Xiaoping outmaneuvered Mao's anointed successor chairman Hua Guofeng, and gradually emerged as the de facto leader over the next few years.
Deng Xiaoping was the Paramount Leader of China from 1978 to 1992, although he never became the head of the party or state, and his influence within the Party led the country to significant economic reforms. The CCP subsequently loosened governmental control over citizens' personal lives and the communes were disbanded with many peasants receiving multiple land leases, which greatly increased incentives and agricultural production. In addition, there were many free market areas opened. The most successful free market area was Shenzhen. It is located in Guangdong and the property tax free area still exists today. This turn of events marked China's transition from a planned economy to a mixed economy with an increasingly open market environment, a system termed by some as "market socialism", and officially by the CCP as "Socialism with Chinese characteristics". The PRC adopted its current constitution on 4 December 1982.
In 1989 the death of former general secretary Hu Yaobang helped to spark the Tiananmen Square protests of that year, during which students and others campaigned for several months, speaking out against corruption and in favour of greater political reform, including democratic rights and freedom of speech. However, they were eventually put down on 4 June when Army troops and vehicles entered and forcibly cleared the square, with considerable numbers of fatalities. This event was widely reported, and brought worldwide condemnation and sanctions against the government.
CCP general secretary and PRC president Jiang Zemin and PRC premier Zhu Rongji, both former mayors of Shanghai, led post-Tiananmen PRC in the 1990s. Under Jiang and Zhu's ten years of administration, the PRC's economic performance pulled an estimated 150 million peasants out of poverty and sustained an average annual gross domestic product growth rate of 11.2%. The country formally joined the World Trade Organization in 2001. By 1997 and 1999, former European colonies of British Hong Kong and Portuguese Macau became the Hong Kong and Macau special administrative regions of the People's Republic of China respectively.
Although the PRC needed economic growth to spur its development, the government began to worry that rapid economic growth was degrading the country's resources and environment. Another concern is that certain sectors of society are not sufficiently benefiting from the PRC's economic development; one example of this is the wide gap between urban and rural areas. As a result, under former CCP general secretary and President Hu Jintao and Premier Wen Jiabao, the PRC initiated policies to address issues of equitable distribution of resources, but the outcome was not known . More than 40 million farmers were displaced from their land, usually for economic development, contributing to 87,000 demonstrations and riots across China in 2005. For much of the PRC's population, living standards improved very substantially and freedom increased, but political controls remained tight and rural areas poor.
According to the U.S. Department of Defense, as many as 3 million Uyghurs and members of other Muslim minority groups are being held in China's internment camps which are located in the Xinjiang region and which American news reports often label as "concentration camps". The camps were established in late 2010s under Xi Jinping's administration. Human Rights Watch says that they have been used to indoctrinate Uyghurs and other Muslims since 2017 as part of a "people's war on terror", a policy announced in 2014. The camps have been criticized by the governments of many countries and human rights organizations for alleged human rights abuses, including mistreatment, rape, and torture, with some of them alleging genocide.
The novel coronavirus SARS-CoV-2, which causes the disease COVID-19, was first detected in Wuhan, Hubei in 2019 and led to a global pandemic.
See also
Chinese emperors family tree
Ancient – Early – Middle – Late
Chinese exploration
Chinese historiography
Christianity in China
Economic history of China
Ethnic groups in Chinese history
Foreign relations of imperial China
Golden ages of China
History of canals in China
History of Islam in China
History of science and technology in China
History of Taiwan
History of the Great Wall of China
List of Chinese monarchs
List of rebellions in China
List of recipients of tribute from China
List of tributary states of China
Military history of China before 1912
Naval history of China
Population history of China
Timeline of Chinese history
Women in ancient and imperial China
References
Notes
Citations
Sources
Further reading
Fairbank, John King and Goldman, Merle. China: A New History. 2nd ed. (Harvard UP, 2006). 640 pp.
Gernet, Jacques. A History of Chinese Civilization (1996). One-volume survey.
Li, Xiaobing, ed. China at War: An Encyclopedia. (ABC-CLIO, 2012).
Mote, Frederick W. Imperial China, 900–1800 (Harvard UP, 1999), 1,136 pp. Authoritative treatment of the Song, Yuan, Ming, and early Qing dynasties.
Perkins, Dorothy. Encyclopedia of China: The Essential Reference to China, Its History and Culture (Facts on File, 1999). 662 pp.
Roberts, J. A. G. A Concise History of China (Harvard U. Press, 1999). 341 pp.
Stanford, Edward. Atlas of the Chinese Empire, containing separate maps of the eighteen provinces of China (2nd ed., 1917). Legible color maps.
Wright, David Curtis. History of China (2001) 257 pp.
External links
China Knowledge, a comprehensive online encyclopedia of China from Ulrich Theobald
The Berkshire Encyclopedia of China on Oxford Reference
China Rediscovers its Own History, a lengthy lecture on Chinese history given by Yu Ying-shih |
5762 | https://en.wikipedia.org/wiki/Civil%20engineering | Civil engineering | Civil engineering is a professional engineering discipline that deals with the design, construction, and maintenance of the physical and naturally built environment, including public works such as roads, bridges, canals, dams, airports, sewage systems, pipelines, structural components of buildings, and railways.
Civil engineering is traditionally broken into a number of sub-disciplines. It is considered the second-oldest engineering discipline after military engineering, and it is defined to distinguish non-military engineering from military engineering. Civil engineering can take place in the public sector from municipal public works departments through to federal government agencies, and in the private sector from locally based firms to global Fortune 500 companies.
History
Civil engineering as a discipline
Civil engineering is the application of physical and scientific principles for solving the problems of society, and its history is intricately linked to advances in the understanding of physics and mathematics throughout history. Because civil engineering is a broad profession, including several specialized sub-disciplines, its history is linked to knowledge of structures, materials science, geography, geology, soils, hydrology, environmental science, mechanics, project management, and other fields.
Throughout ancient and medieval history most architectural design and construction was carried out by artisans, such as stonemasons and carpenters, rising to the role of master builder. Knowledge was retained in guilds and seldom supplanted by advances. Structures, roads, and infrastructure that existed were repetitive, and increases in scale were incremental.
One of the earliest examples of a scientific approach to physical and mathematical problems applicable to civil engineering is the work of Archimedes in the 3rd century BC, including Archimedes' principle, which underpins our understanding of buoyancy, and practical solutions such as Archimedes' screw. Brahmagupta, an Indian mathematician, used arithmetic in the 7th century AD, based on Hindu-Arabic numerals, for excavation (volume) computations.
Civil engineering profession
Engineering has been an aspect of life since the beginnings of human existence. The earliest practice of civil engineering may have commenced between 4000 and 2000 BC in ancient Egypt, the Indus Valley civilization, and Mesopotamia (ancient Iraq) when humans started to abandon a nomadic existence, creating a need for the construction of shelter. During this time, transportation became increasingly important leading to the development of the wheel and sailing.
Until modern times there was no clear distinction between civil engineering and architecture, and the term engineer and architect were mainly geographical variations referring to the same occupation, and often used interchangeably. The construction of pyramids in Egypt (–2500 BC) were some of the first instances of large structure constructions. Other ancient historic civil engineering constructions include the Qanat water management system in modern-day Iran (the oldest is older than 3000 years and longer than ,) the Parthenon by Iktinos in Ancient Greece (447–438 BC), the Appian Way by Roman engineers (), the Great Wall of China by General Meng T'ien under orders from Ch'in Emperor Shih Huang Ti () and the stupas constructed in ancient Sri Lanka like the Jetavanaramaya and the extensive irrigation works in Anuradhapura. The Romans developed civil structures throughout their empire, including especially aqueducts, insulae, harbors, bridges, dams and roads.
In the 18th century, the term civil engineering was coined to incorporate all things civilian as opposed to military engineering. In 1747, the first institution for the teaching of civil engineering, the École Nationale des Ponts et Chaussées was established in France; and more examples followed in other European countries, like Spain. The first self-proclaimed civil engineer was John Smeaton, who constructed the Eddystone Lighthouse. In 1771 Smeaton and some of his colleagues formed the Smeatonian Society of Civil Engineers, a group of leaders of the profession who met informally over dinner. Though there was evidence of some technical meetings, it was little more than a social society.
In 1818 the Institution of Civil Engineers was founded in London, and in 1820 the eminent engineer Thomas Telford became its first president. The institution received a Royal charter in 1828, formally recognising civil engineering as a profession. Its charter defined civil engineering as:
Civil engineering education
The first private college to teach civil engineering in the United States was Norwich University, founded in 1819 by Captain Alden Partridge. The first degree in civil engineering in the United States was awarded by Rensselaer Polytechnic Institute in 1835. The first such degree to be awarded to a woman was granted by Cornell University to Nora Stanton Blatch in 1905.
In the UK during the early 19th century, the division between civil engineering and military engineering (served by the Royal Military Academy, Woolwich), coupled with the demands of the Industrial Revolution, spawned new engineering education initiatives: the Class of Civil Engineering and Mining was founded at King's College London in 1838, mainly as a response to the growth of the railway system and the need for more qualified engineers, the private College for Civil Engineers in Putney was established in 1839, and the UK's first Chair of Engineering was established at the University of Glasgow in 1840.
Education
Civil engineers typically possess an academic degree in civil engineering. The length of study is three to five years, and the completed degree is designated as a bachelor of technology, or a bachelor of engineering. The curriculum generally includes classes in physics, mathematics, project management, design and specific topics in civil engineering. After taking basic courses in most sub-disciplines of civil engineering, they move on to specialize in one or more sub-disciplines at advanced levels. While an undergraduate degree (BEng/BSc) normally provides successful students with industry-accredited qualification, some academic institutions offer post-graduate degrees (MEng/MSc), which allow students to further specialize in their particular area of interest.
Practicing engineers
In most countries, a bachelor's degree in engineering represents the first step towards professional certification, and a professional body certifies the degree program. After completing a certified degree program, the engineer must satisfy a range of requirements including work experience and exam requirements before being certified. Once certified, the engineer is designated as a professional engineer (in the United States, Canada and South Africa), a chartered engineer (in most Commonwealth countries), a chartered professional engineer (in Australia and New Zealand), or a European engineer (in most countries of the European Union). There are international agreements between relevant professional bodies to allow engineers to practice across national borders.
The benefits of certification vary depending upon location. For example, in the United States and Canada, "only a licensed professional engineer may prepare, sign and seal, and submit engineering plans and drawings to a public authority for approval, or seal engineering work for public and private clients." This requirement is enforced under provincial law such as the Engineers Act in Quebec. No such legislation has been enacted in other countries including the United Kingdom. In Australia, state licensing of engineers is limited to the state of Queensland. Almost all certifying bodies maintain a code of ethics which all members must abide by.
Engineers must obey contract law in their contractual relationships with other parties. In cases where an engineer's work fails, they may be subject to the law of tort of negligence, and in extreme cases, criminal charges. An engineer's work must also comply with numerous other rules and regulations such as building codes and environmental law.
Sub-disciplines
There are a number of sub-disciplines within the broad field of civil engineering. General civil engineers work closely with surveyors and specialized civil engineers to design grading, drainage, pavement, water supply, sewer service, dams, electric and communications supply. General civil engineering is also referred to as site engineering, a branch of civil engineering that primarily focuses on converting a tract of land from one usage to another. Site engineers spend time visiting project sites, meeting with stakeholders, and preparing construction plans. Civil engineers apply the principles of geotechnical engineering, structural engineering, environmental engineering, transportation engineering and construction engineering to residential, commercial, industrial and public works projects of all sizes and levels of construction.
Coastal engineering
Coastal engineering is concerned with managing coastal areas. In some jurisdictions, the terms sea defense and coastal protection mean defense against flooding and erosion, respectively. Coastal defense is the more traditional term, but coastal management has become popular as well.
Construction engineering
Construction engineering involves planning and execution, transportation of materials, site development based on hydraulic, environmental, structural and geotechnical engineering. As construction firms tend to have higher business risk than other types of civil engineering firms do, construction engineers often engage in more business-like transactions, for example, drafting and reviewing contracts, evaluating logistical operations, and monitoring prices of supplies.
Earthquake engineering
Earthquake engineering involves designing structures to withstand hazardous earthquake exposures. Earthquake engineering is a sub-discipline of structural engineering. The main objectives of earthquake engineering are to understand interaction of structures on the shaky ground; foresee the consequences of possible earthquakes; and design, construct and maintain structures to perform at earthquake in compliance with building codes.
Environmental engineering
Environmental engineering is the contemporary term for sanitary engineering, though sanitary engineering traditionally had not included much of the hazardous waste management and environmental remediation work covered by environmental engineering. Public health engineering and environmental health engineering are other terms being used.
Environmental engineering deals with treatment of chemical, biological, or thermal wastes, purification of water and air, and remediation of contaminated sites after waste disposal or accidental contamination. Among the topics covered by environmental engineering are pollutant transport, water purification, waste water treatment, air pollution, solid waste treatment, recycling, and hazardous waste management. Environmental engineers administer pollution reduction, green engineering, and industrial ecology. Environmental engineers also compile information on environmental consequences of proposed actions.
Forensic engineering
Forensic engineering is the investigation of materials, products, structures or components that fail or do not operate or function as intended, causing personal injury or damage to property. The consequences of failure are dealt with by the law of product liability. The field also deals with retracing processes and procedures leading to accidents in operation of vehicles or machinery. The subject is applied most commonly in civil law cases, although it may be of use in criminal law cases. Generally the purpose of a Forensic engineering investigation is to locate cause or causes of failure with a view to improve performance or life of a component, or to assist a court in determining the facts of an accident. It can also involve investigation of intellectual property claims, especially patents.
Geotechnical engineering
Geotechnical engineering studies rock and soil supporting civil engineering systems. Knowledge from the field of soil science, materials science, mechanics, and hydraulics is applied to safely and economically design foundations, retaining walls, and other structures. Environmental efforts to protect groundwater and safely maintain landfills have spawned a new area of research called geo-environmental engineering.
Identification of soil properties presents challenges to geotechnical engineers. Boundary conditions are often well defined in other branches of civil engineering, but unlike steel or concrete, the material properties and behavior of soil are difficult to predict due to its variability and limitation on investigation. Furthermore, soil exhibits nonlinear (stress-dependent) strength, stiffness, and dilatancy (volume change associated with application of shear stress), making studying soil mechanics all the more difficult. Geotechnical engineers frequently work with professional geologists, Geological Engineering professionals and soil scientists.
Materials science and engineering
Materials science is closely related to civil engineering. It studies fundamental characteristics of materials, and deals with ceramics such as concrete and mix asphalt concrete, strong metals such as aluminum and steel, and thermosetting polymers including polymethylmethacrylate (PMMA) and carbon fibers.
Materials engineering involves protection and prevention (paints and finishes). Alloying combines two types of metals to produce another metal with desired properties. It incorporates elements of applied physics and chemistry. With recent media attention on nanoscience and nanotechnology, materials engineering has been at the forefront of academic research. It is also an important part of forensic engineering and failure analysis.
Site development and planning
Site development, also known as site planning, is focused on the planning and development potential of a site as well as addressing possible impacts from permitting issues and environmental challenges.
Structural engineering
Structural engineering is concerned with the structural design and structural analysis of buildings, bridges, towers, flyovers (overpasses), tunnels, off shore structures like oil and gas fields in the sea, aerostructure and other structures. This involves identifying the loads which act upon a structure and the forces and stresses which arise within that structure due to those loads, and then designing the structure to successfully support and resist those loads. The loads can be self weight of the structures, other dead load, live loads, moving (wheel) load, wind load, earthquake load, load from temperature change etc. The structural engineer must design structures to be safe for their users and to successfully fulfill the function they are designed for (to be serviceable). Due to the nature of some loading conditions, sub-disciplines within structural engineering have emerged, including wind engineering and earthquake engineering.
Design considerations will include strength, stiffness, and stability of the structure when subjected to loads which may be static, such as furniture or self-weight, or dynamic, such as wind, seismic, crowd or vehicle loads, or transitory, such as temporary construction loads or impact. Other considerations include cost, constructibility, safety, aesthetics and sustainability.
Surveying
Surveying is the process by which a surveyor measures certain dimensions that occur on or near the surface of the Earth. Surveying equipment such as levels and theodolites are used for accurate measurement of angular deviation, horizontal, vertical and slope distances. With computerisation, electronic distance measurement (EDM), total stations, GPS surveying and laser scanning have to a large extent supplanted traditional instruments. Data collected by survey measurement is converted into a graphical representation of the Earth's surface in the form of a map. This information is then used by civil engineers, contractors and realtors to design from, build on, and trade, respectively. Elements of a structure must be sized and positioned in relation to each other and to site boundaries and adjacent structures.
Although surveying is a distinct profession with separate qualifications and licensing arrangements, civil engineers are trained in the basics of surveying and mapping, as well as geographic information systems. Surveyors also lay out the routes of railways, tramway tracks, highways, roads, pipelines and streets as well as position other infrastructure, such as harbors, before construction.
Land surveying
In the United States, Canada, the United Kingdom and most Commonwealth countries land surveying is considered to be a separate and distinct profession. Land surveyors are not considered to be engineers, and have their own professional associations and licensing requirements. The services of a licensed land surveyor are generally required for boundary surveys (to establish the boundaries of a parcel using its legal description) and subdivision plans (a plot or map based on a survey of a parcel of land, with boundary lines drawn inside the larger parcel to indicate the creation of new boundary lines and roads), both of which are generally referred to as Cadastral surveying.
Construction surveying
Construction surveying is generally performed by specialized technicians. Unlike land surveyors, the resulting plan does not have legal status. Construction surveyors perform the following tasks:
Surveying existing conditions of the future work site, including topography, existing buildings and infrastructure, and underground infrastructure when possible;
"lay-out" or "setting-out": placing reference points and markers that will guide the construction of new structures such as roads or buildings;
Verifying the location of structures during construction;
As-Built surveying: a survey conducted at the end of the construction project to verify that the work authorized was completed to the specifications set on plans.
Transportation engineering
Transportation engineering is concerned with moving people and goods efficiently, safely, and in a manner conducive to a vibrant community. This involves specifying, designing, constructing, and maintaining transportation infrastructure which includes streets, canals, highways, rail systems, airports, ports, and mass transit. It includes areas such as transportation design, transportation planning, traffic engineering, some aspects of urban engineering, queueing theory, pavement engineering, Intelligent Transportation System (ITS), and infrastructure management.
Municipal or urban engineering
Municipal engineering is concerned with municipal infrastructure. This involves specifying, designing, constructing, and maintaining streets, sidewalks, water supply networks, sewers, street lighting, municipal solid waste management and disposal, storage depots for various bulk materials used for maintenance and public works (salt, sand, etc.), public parks and cycling infrastructure. In the case of underground utility networks, it may also include the civil portion (conduits and access chambers) of the local distribution networks of electrical and telecommunications services. It can also include the optimizing of waste collection and bus service networks. Some of these disciplines overlap with other civil engineering specialties, however municipal engineering focuses on the coordination of these infrastructure networks and services, as they are often built simultaneously, and managed by the same municipal authority. Municipal engineers may also design the site civil works for large buildings, industrial plants or campuses (i.e. access roads, parking lots, potable water supply, treatment or pretreatment of waste water, site drainage, etc.)
Water resources engineering
Water resources engineering is concerned with the collection and management of water (as a natural resource). As a discipline it therefore combines elements of hydrology, environmental science, meteorology, conservation, and resource management. This area of civil engineering relates to the prediction and management of both the quality and the quantity of water in both underground (aquifers) and above ground (lakes, rivers, and streams) resources. Water resource engineers analyze and model very small to very large areas of the earth to predict the amount and content of water as it flows into, through, or out of a facility. Although the actual design of the facility may be left to other engineers.
Hydraulic engineering is concerned with the flow and conveyance of fluids, principally water. This area of civil engineering is intimately related to the design of pipelines, water supply network, drainage facilities (including bridges, dams, channels, culverts, levees, storm sewers), and canals. Hydraulic engineers design these facilities using the concepts of fluid pressure, fluid statics, fluid dynamics, and hydraulics, among others.
Civil engineering systems
Civil engineering systems is a discipline that promotes the use of systems thinking to manage complexity and change in civil engineering within its wider public context. It posits that the proper development of civil engineering infrastructure requires a holistic, coherent understanding of the relationships between all of the important factors that contribute to successful projects while at the same time emphasizing the importance of attention to technical detail. Its purpose is to help integrate the entire civil engineering project life cycle from conception, through planning, designing, making, operating to decommissioning.
See also
Architectural engineering
Civil engineering software
Engineering drawing
Geological Engineering
Glossary of civil engineering
Index of civil engineering articles
List of civil engineers
List of engineering branches
List of Historic Civil Engineering Landmarks
Macro-engineering
Railway engineering
Site survey
Associations
American Society of Civil Engineers
Canadian Society for Civil Engineering
Chartered Institution of Civil Engineering Surveyors
Council for the Regulation of Engineering in Nigeria
Earthquake Engineering Research Institute
Engineers Australia
European Federation of National Engineering Associations
International Federation of Consulting Engineers
Indian Geotechnical Society
Institution of Civil Engineers
Institution of Structural Engineers
Institute of Engineering (Nepal)
International Society of Soil Mechanics and Geotechnical Engineering
Institution of Engineers, Bangladesh
Institution of Engineers (India)
Institution of Engineers of Ireland
Institute of Transportation Engineers
Japan Society of Civil Engineers
Pakistan Engineering Council
Philippine Institute of Civil Engineers
Transportation Research Board
References
Further reading
External links
The Institution of Civil Engineers
Civil Engineering Software Database
The Institution of Civil Engineering Surveyors
Civil engineering classes, from MIT OpenCourseWare
Engineering disciplines
Articles containing video clips |
5766 | https://en.wikipedia.org/wiki/Clement%20Attlee | Clement Attlee | Clement Richard Attlee, 1st Earl Attlee, (3 January 18838 October 1967) was a British statesman and Labour Party politician who served as Prime Minister of the United Kingdom from 1945 to 1951 and Leader of the Labour Party from 1935 to 1955. He was Deputy Prime Minister during the wartime coalition government under Winston Churchill, and served twice as Leader of the Opposition from 1935 to 1940 and from 1951 to 1955. Attlee remains the longest serving Labour leader and is widely considered by historians and members of the public through various polls to be one of the greatest Prime Ministers of the United Kingdom.
Attlee was born into an upper-middle-class family, the son of a wealthy London solicitor. After attending Haileybury College and the University of Oxford, he practised as a barrister. The volunteer work he carried out in London's East End exposed him to poverty, and his political views shifted leftwards thereafter. He joined the Independent Labour Party, gave up his legal career, and began lecturing at the London School of Economics; with his work briefly interrupted by service in the First World War. In 1919, he became mayor of Stepney and in 1922 was elected as the Member for Limehouse. Attlee served in the first Labour minority government led by Ramsay MacDonald in 1924, and then joined the Cabinet during MacDonald's second minority (1929–1931). After retaining his seat in Labour's landslide defeat of 1931, he became the party's Deputy Leader. Elected Leader of the Labour Party in 1935, and at first advocating pacificism and opposing re-armament, he became a critic of Neville Chamberlain's policy of appeasement in the lead-up to the Second World War. Attlee took Labour into the wartime coalition government in 1940 and served under Winston Churchill, initially as Lord Privy Seal and then as Deputy Prime Minister from 1942.
As the European front of WWII reached its conclusion, the war cabinet headed by Churchill was dissolved and elections were scheduled to be held. The Labour Party, led by Attlee, won a landslide victory in the 1945 general election, on their post-war recovery platform. Following the election, Attlee led the construction of the first Labour majority government. His government's Keynesian approach to economic management aimed to maintain full employment, a mixed economy and a greatly enlarged system of social services provided by the state. To this end, it undertook the nationalisation of public utilities and major industries, and implemented wide-ranging social reforms, including the passing of the National Insurance Act 1946 and National Assistance Act 1948, the formation of the National Health Service (NHS) in 1948, and the enlargement of public subsidies for council house building. His government also reformed trade union legislation, working practices and children's services; it created the National Parks system, passed the New Towns Act 1946 and established the town and country planning system. The Attlee government proved itself to be a radical, reforming government. From 1945 to 1948, over 200 public Acts of Parliament were passed, with eight major pieces of legislation placed on the statute book in 1946 alone.
Attlee's foreign policy focused on decolonization efforts which he delegated to Ernest Bevin, but personally oversaw the partition of India (1947), the independence of Burma and Ceylon, and the dissolution of the British mandates of Palestine and Transjordan. Attlee and Bevin encouraged the United States to take a vigorous role in the Cold War; unable to afford military intervention in Greece during its civil war, he called on Washington to counter the communists there. The strategy of containment was formalized between the two nations through the Truman Doctrine. He supported the Marshall Plan to rebuild Western Europe with American money and, in 1949, promoted the NATO military alliance against the Soviet bloc. After leading Labour to a narrow victory at the 1950 general election, he sent British troops to fight alongside South Korea in the Korean War.
Attlee had inherited a country close to bankruptcy following the Second World War and beset by food, housing and resource shortages; despite his social reforms and economic programme, these problems persisted throughout his premiership, alongside recurrent currency crises and dependence on US aid. His party was narrowly defeated by the Conservatives in the 1951 general election, despite winning the most votes. He continued as Labour leader but retired after losing the 1955 election and was elevated to the House of Lords, where he served until his death in 1967. In public, he was modest and unassuming, but behind the scenes his depth of knowledge, quiet demeanour, objectivity and pragmatism proved decisive. He is often ranked as one of the greatest British prime ministers. In 2004, he was voted the most successful British Prime Minister of the 20th century by a poll of 139 academics. The majority of those responses singled out the Attlee government's welfare state reforms and the creation of the NHS as the key 20th century domestic policy achievements. He is also commended for continuing the 'Special Relationship' with the US and active involvement in NATO.
Early life
Attlee was born on 3 January 1883 in Putney, Surrey (now part of London), into an upper middle-class family, the seventh of eight children. His father was Henry Attlee (1841–1908), a solicitor, and his mother was Ellen Bravery Watson (1847–1920), daughter of Thomas Simons Watson, secretary for the Art Union of London. His parents were "committed Anglicans" who read prayers and psalms each morning at breakfast.
Attlee grew up in a two-storey villa with a large garden and tennis court, staffed by three servants and a gardener. His father, a political Liberal, had inherited family interests in milling and brewing, and became a senior partner in the law firm of Druces, also serving a term as president of the Law Society of England and Wales. In 1898 he purchased a estate, Comaques in Thorpe-le-Soken, Essex. At the age of nine, Attlee was sent to board at Northaw Place, a boys' preparatory school in Hertfordshire. In 1896 he followed his brothers to Haileybury College, where he was a middling student. He was influenced by the Darwinist views of his housemaster Frederick Webb Headley, and in 1899 he published an attack on striking London cab-drivers in the school magazine, predicting they would soon have to "beg for their fares".
In 1901, Attlee went up to University College, Oxford, reading modern history. He and his brother Tom "were given a generous stipend by their father and embraced the university lifestyle—rowing, reading and socializing". He was later described by a tutor as "level-headed, industrious, dependable man with no brilliance of style ... but with excellent sound judgement". At university he had little interest in politics or economics, later describing his views at this time as "good old fashioned imperialist conservative". He graduated Bachelor of Arts in 1904 with second-class honours.
Attlee then trained as a barrister at the Inner Temple and was called to the bar in March 1906. He worked for a time at his father's law firm Druces and Attlee but did not enjoy the work, and had no particular ambition to succeed in the legal profession. He also played football for non-League club Fleet. Attlee's father died in 1908, leaving an estate valued for probate at £75,394 (equivalent to £ in ).
Early career
In 1906, he became a volunteer at Haileybury House, a charitable club for working-class boys in Stepney in the East End of London run by his old school, and from 1907 to 1909 he served as the club's manager. Until then, his political views had been more conservative. However, after his shock at the poverty and deprivation he saw while working with the slum children, he came to the view that private charity would never be sufficient to alleviate poverty and that only direct action and income redistribution by the state would have any serious effect. This sparked a process that caused him to convert to socialism. He subsequently joined the Independent Labour Party (ILP) in 1908 and became active in local politics. In 1909, he stood unsuccessfully at his first election, as an ILP candidate for Stepney Borough Council.
He also worked briefly as a secretary for Beatrice Webb in 1909, before becoming a secretary for Toynbee Hall. He worked for Webb's campaign of popularisation of the Minority Report as he was very active in Fabian Society circles, in which he would go round visiting many political societies—Liberal, Conservative and socialist—to explain and popularise the ideas, as well as recruiting lecturers deemed suitable to work on the campaign. In 1911, he was employed by the Government as an "official explainer"—touring the country to explain Chancellor of the Exchequer David Lloyd George's National Insurance Act. He spent the summer of that year touring Essex and Somerset on a bicycle, explaining the Act at public meetings. A year later, he became a lecturer at the London School of Economics, teaching Social science and Public administration.
Military service
Following the outbreak of the First World War in August 1914, Attlee applied to join the British Army. Initially his application was turned down, as his age of 31 was seen as being too old; however, he was eventually commissioned as a temporary lieutenant in the 6th (Service) Battalion, South Lancashire Regiment, on 30 September 1914. On 9 February 1915 he was promoted to captain, and on 14 March was appointed battalion adjutant. The 6th South Lancashires were part of the 38th Brigade of the 13th (Western) Division, which served in the Gallipoli campaign in Turkey. Attlee's decision to fight caused a rift between him and his older brother Tom, who, as a conscientious objector, spent much of the war in prison.
After a period spent fighting in Gallipoli, Attlee collapsed after falling ill with dysentery and was put on a ship bound for England to recover. When he woke up he wanted to get back to action as soon as possible, and asked to be let off the ship in Malta, where he stayed in hospital in order to recover. His hospitalisation coincided with the Battle of Sari Bair, which saw a large number of his comrades killed. Upon returning to action, he was informed that his company had been chosen to hold the final lines during the evacuation of Suvla. As such, he was the penultimate man to be evacuated from Suvla Bay, the last being General Stanley Maude.
The Gallipoli Campaign had been engineered by the First Lord of the Admiralty, Winston Churchill. Although it was unsuccessful, Attlee believed that it was a bold strategy which could have been successful if it had been better implemented on the ground. This led to an admiration for Churchill as a military strategist, something which would make their working relationship in later years productive.
He later served in the Mesopotamian campaign in what is now Iraq, where in April 1916 he was badly wounded, being hit in the leg by shrapnel from friendly fire while storming an enemy trench during the Battle of Hanna. The battle was an unsuccessful attempt to relieve the Siege of Kut, and many of Attlee's fellow soldiers were also wounded or killed. He was sent firstly to India, and then back to the UK to recover. On 18 December 1916 he was transferred to the Heavy Section of the Machine Gun Corps, and 1 March 1917 he was promoted to the temporary rank of major, leading him to be known as "Major Attlee" for much of the inter-war period. He would spend most of 1917 training soldiers at various locations in England. From 2 to 9 July 1917, he was the temporary commanding officer (CO) of the newly formed L (later 10th) Battalion, the Tank Corps at Bovington Camp, Dorset. From 9 July, he assumed command of the 30th Company of the same battalion; however, he did not deploy to France with it in December 1917, as he was transferred back to the South Lancashire Regiment on 28 November.
After fully recovering from his injuries, he was sent to France in June 1918 to serve on the Western Front for the final months of the war. After being discharged from the Army in January 1919, he returned to Stepney, and returned to his old job lecturing part-time at the London School of Economics.
Early political career
Local politics
Attlee returned to local politics in the immediate post-war period, becoming mayor of the Metropolitan Borough of Stepney, one of London's most deprived inner-city boroughs, in 1919. During his time as mayor, the council undertook action to tackle slum landlords who charged high rents but refused to spend money on keeping their property in habitable condition. The council served and enforced legal orders on homeowners to repair their property. It also appointed health visitors and sanitary inspectors, reducing the infant mortality rate, and took action to find work for returning unemployed ex-servicemen.
In 1920, while mayor, he wrote his first book, The Social Worker, which set out many of the principles that informed his political philosophy and that were to underpin the actions of his government in later years. The book attacked the idea that looking after the poor could be left to voluntary action. He wrote that:In a civilised community, although it may be composed of self-reliant individuals, there will be some persons who will be unable at some period of their lives to look after themselves, and the question of what is to happen to them may be solved in three ways – they may be neglected, they may be cared for by the organised community as of right, or they may be left to the goodwill of individuals in the community. [...] Charity is only possible without loss of dignity between equals. A right established by law, such as that to an old age pension, is less galling than an allowance made by a rich man to a poor one, dependent on his view of the recipient's character, and terminable at his caprice. In 1921, George Lansbury, the Labour mayor of the neighbouring borough of Poplar, and future Labour Party leader, launched the Poplar Rates Rebellion; a campaign of disobedience seeking to equalise the poor relief burden across all the London boroughs. Attlee, who was a personal friend of Lansbury, strongly supported this. However, Herbert Morrison, the Labour mayor of nearby Hackney, and one of the main figures in the London Labour Party, strongly denounced Lansbury and the rebellion. During this period, Attlee developed a lifelong dislike of Morrison.
Member of Parliament
At the 1922 general election, Attlee became the Member of Parliament (MP) for the constituency of Limehouse in Stepney. At the time, he admired Ramsay MacDonald and helped him get elected as Labour Party leader at the 1922 leadership election. He served as MacDonald's Parliamentary Private Secretary for the brief 1922 parliament. His first taste of ministerial office came in 1924, when he served as Under-Secretary of State for War in the short-lived first Labour government, led by MacDonald.
Attlee opposed the 1926 General Strike, believing that strike action should not be used as a political weapon. However, when it happened, he did not attempt to undermine it. At the time of the strike, he was chairman of the Stepney Borough Electricity Committee. He negotiated a deal with the Electrical Trade Union so that they would continue to supply power to hospitals, but would end supplies to factories. One firm, Scammell and Nephew Ltd, took a civil action against Attlee and the other Labour members of the committee (although not against the Conservative members who had also supported this). The court found against Attlee and his fellow councillors and they were ordered to pay £300 damages. The decision was later reversed on appeal, but the financial problems caused by the episode almost forced Attlee out of politics.
In 1927, he was appointed a member of the multi-party Simon Commission, a royal commission set up to examine the possibility of granting self-rule to India. Due to the time he needed to devote to the commission, and contrary to a promise MacDonald made to Attlee to induce him to serve on the commission, he was not initially offered a ministerial post in the Second Labour Government, which entered office after the 1929 general election. Attlee's service on the Commission equipped him with a thorough exposure to India and many of its political leaders. By 1933 he argued that British rule was alien to India and was unable to make the social and economic reforms necessary for India's progress. He became the British leader most sympathetic to Indian independence (as a dominion), preparing him for his role in deciding on independence in 1947.
In May 1930, Labour MP Oswald Mosley left the party after its rejection of his proposals for solving the unemployment problem, and Attlee was given Mosley's post of Chancellor of the Duchy of Lancaster. In March 1931, he became Postmaster General, a post he held for five months until August, when the Labour government fell, after failing to agree on how to tackle the financial crisis of the Great Depression. That month MacDonald and a few of his allies formed a National Government with the Conservatives and Liberals, leading them to be expelled from Labour. MacDonald offered Attlee a job in the National Government, but he turned down the offer and opted to stay loyal to the main Labour party.
After Ramsay MacDonald formed the National Government, Labour was deeply divided. Attlee had long been close to MacDonald and now felt betrayed—as did most Labour politicians. During the course of the second Labour government, Attlee had become increasingly disillusioned with MacDonald, whom he came to regard as vain and incompetent, and of whom he later wrote scathingly in his autobiography. He would write:
In the old days I had looked up to MacDonald as a great leader. He had a fine presence and great oratorical power. The unpopular line which he took during the First World War seemed to mark him as a man of character. Despite his mishandling of the Red Letter episode, I had not appreciated his defects until he took office a second time. I then realised his reluctance to take positive action and noted with dismay his increasing vanity and snobbery, while his habit of telling me, a junior Minister, the poor opinion he had of all his Cabinet colleagues made an unpleasant impression. I had not, however, expected that he would perpetrate the greatest betrayal in the political history of this country ... The shock to the Party was very great, especially to the loyal workers of the rank-and-file who had made great sacrifices for these men.
Deputy Leader
The 1931 general election held later that year was a disaster for the Labour Party, which lost over 200 seats, returning only 52 MPs to Parliament. The vast majority of the party's senior figures, including the Leader Arthur Henderson, lost their seats. Attlee, however, narrowly retained his Limehouse seat, with his majority being slashed from 7,288 to just 551. He was one of only three Labour MPs who had experience of government to retain their seats, along with George Lansbury and Stafford Cripps. Accordingly, Lansbury was elected Leader unopposed with Attlee as his deputy.
Most of the remaining Labour MPs after 1931 were elderly trade union officials who could not contribute much to debates, Lansbury was in his 70s, and Stafford Cripps another main figure of the Labour front bench who had entered Parliament in 1931, was inexperienced. As one of the most capable and experienced of the remaining Labour MPs, Attlee therefore shouldered a lot of the burden of providing an opposition to the National Government in the years 1931–35, during this time he had to extend his knowledge of subjects which he had not studied in any depth before, such as finance and foreign affairs in order to provide an effective opposition to the government.
Attlee effectively served as acting leader for nine months from December 1933, after Lansbury fractured his thigh in an accident, which raised Attlee's public profile considerably. It was during this period, however, that personal financial problems almost forced Attlee to quit politics altogether. His wife had become ill, and at that time there was no separate salary for the Leader of the Opposition. On the verge of resigning from Parliament, he was persuaded to stay by Stafford Cripps, a wealthy socialist, who agreed to make a donation to party funds to pay him an additional salary until Lansbury could take over again.
During 1932–33 Attlee flirted with, and then drew back from radicalism, influenced by Stafford Cripps who was then on the radical wing of the party. He was briefly a member of the Socialist League, which had been formed by former Independent Labour Party (ILP) members, who opposed the ILP's disaffiliation from the main Labour Party in 1932. At one point he agreed with the proposition put forward by Cripps that gradual reform was inadequate and that a socialist government would have to pass an emergency powers act, allowing it to rule by decree to overcome any opposition by vested interests until it was safe to restore democracy. He admired Oliver Cromwell's strong-armed rule and use of major generals to control England. After looking more closely at Hitler, Mussolini, Stalin, and even his former colleague Oswald Mosley, leader of the new blackshirt fascist movement in Britain, Attlee retreated from his radicalism, and distanced himself from the League, and argued instead that the Labour Party must adhere to constitutional methods and stand forthright for democracy and against totalitarianism of either the left or right. He always supported the crown, and as Prime Minister was close to King George VI.
Leader of the Opposition
George Lansbury, a committed pacifist, resigned as the Leader of the Labour Party at the 1935 Party Conference on 8 October, after delegates voted in favour of sanctions against Italy for its aggression against Abyssinia. Lansbury had strongly opposed the policy, and felt unable to continue leading the party. Taking advantage of the disarray in the Labour Party, the Prime Minister Stanley Baldwin announced on 19 October that a general election would be held on 14 November. With no time for a leadership contest, the party agreed that Attlee should serve as interim leader, on the understanding that a leadership election would be held after the general election. Attlee therefore led Labour through the 1935 election, which saw the party stage a partial comeback from its disastrous 1931 performance, winning 38 per cent of the vote, the highest share Labour had won up to that point, and gaining over one hundred seats.
Attlee stood in the subsequent leadership election, held soon afterward, where he was opposed by Herbert Morrison, who had just re-entered parliament in the recent election, and Arthur Greenwood: Morrison was seen as the favourite, but was distrusted by many sections of the party, especially the left wing. Arthur Greenwood meanwhile was a popular figure in the party; however, his leadership bid was severely hampered by his alcohol problem. Attlee was able to come across as a competent and unifying figure, particularly having already led the party through a general election. He went on to come first in both the first and second ballots, formally being elected Leader of the Labour Party on 3 December 1935.
Throughout the 1920s and most of the 1930s, the Labour Party's official policy had been to oppose rearmament, instead supporting internationalism and collective security under the League of Nations. At the 1934 Labour Party Conference, Attlee declared that, "We have absolutely abandoned any idea of nationalist loyalty. We are deliberately putting a world order before our loyalty to our own country. We say we want to see put on the statute book something which will make our people citizens of the world before they are citizens of this country". During a debate on defence in Commons a year later, Attlee said "We are told (in the White Paper) that there is danger against which we have to guard ourselves. We do not think you can do it by national defence. We think you can only do it by moving forward to a new world. A world of law, the abolition of national armaments with a world force and a world economic system. I shall be told that that is quite impossible". Shortly after those comments, Adolf Hitler proclaimed that German rearmament offered no threat to world peace. Attlee responded the next day noting that Hitler's speech, although containing unfavourable references to the Soviet Union, created "A chance to call a halt in the armaments race ... We do not think that our answer to Herr Hitler should be just rearmament. We are in an age of rearmaments, but we on this side cannot accept that position".
Attlee played little part in the events that would lead up to the abdication of Edward VIII, for despite Baldwin's threat to step down if Edward attempted to remain on the throne after marrying Wallis Simpson, Labour was widely accepted not to be a viable alternative government, owing to the National Government's overwhelming majority in the Commons. Attlee, along with Liberal leader Archibald Sinclair, was eventually consulted with by Baldwin on 24 November 1936, and Attlee agreed with both Baldwin and Sinclair that Edward could not remain on the throne, firmly eliminating any prospect of any alternative government forming were Baldwin to resign.
In April 1936, the Chancellor of the Exchequer, Neville Chamberlain, introduced a Budget which increased the amount spent on the armed forces. Attlee made a radio broadcast in opposition to it, saying:
In June 1936, the Conservative MP Duff Cooper called for an Anglo-French alliance against possible German aggression and called for all parties to support one. Attlee condemned this: "We say that any suggestion of an alliance of this kind—an alliance in which one country is bound to another, right or wrong, by some overwhelming necessity—is contrary to the spirit of the League of Nations, is contrary to the Covenant, is contrary to Locarno is contrary to the obligations which this country has undertaken, and is contrary to the professed policy of this Government". At the Labour Party conference at Edinburgh in October Attlee reiterated that "There can be no question of our supporting the Government in its rearmament policy".
However, with the rising threat from Nazi Germany, and the ineffectiveness of the League of Nations, this policy eventually lost credibility. By 1937, Labour had jettisoned its pacifist position and came to support rearmament and oppose Neville Chamberlain's policy of appeasement.
At the end of 1937, Attlee and a party of three Labour MPs visited Spain and visited the British Battalion of the International Brigades fighting in the Spanish Civil War. One of the companies was named the "Major Attlee Company" in his honour. Attlee was supportive of the Republican government, and at the 1937 Labour conference moved the wider Labour Party towards opposing what he considered the "farce" of the Non-Intervention Committee organised by the British and French governments. In the House of Commons, Attlee stated "I cannot understand the delusion that if Franco wins with Italian and German aid, he will immediately become independent. I think it is a ridiculous proposition." Dalton, the Labour Party's spokesman on foreign policy, also thought that Franco would ally with Germany and Italy. However, Franco's subsequent behaviour proved it was not such a ridiculous proposition. As Dalton later acknowledged, Franco skilfully maintained Spanish neutrality, whereas Hitler would have occupied Spain if Franco had lost the Civil War.
In 1938, Attlee opposed the Munich Agreement, in which Chamberlain negotiated with Hitler to give Germany the German-speaking parts of Czechoslovakia, the Sudetenland: We all feel relief that war has not come this time... we cannot, however, feel that peace has been established, but that we have nothing but an armistice in a state of war. We have been unable to go in for care-free rejoicing. We have felt that we are in the midst of a tragedy... [and] humiliation. This has not been a victory for reason and humanity. It has been a victory for brute force. At every stage of the proceedings there have been time limits laid down... [the] terms laid down as ultimata. We have seen to-day a gallant, civilised and democratic people betrayed and handed over to a ruthless despotism... The events of these last few days constitute one of the greatest diplomatic defeats that this country and France have ever sustained. There can be no doubt that it is a tremendous victory for Herr Hitler. Without firing a shot, by the mere display of military force, he has achieved a dominating position in Europe which Germany failed to win after four years of war. He has overturned the balance of power in Europe... [and] destroyed the last fortress of democracy in Eastern Europe which stood in the way of his ambition. He has opened his way to the food, the oil and the resources which he requires in order to consolidate his military power, and he has successfully defeated and reduced to impotence the forces that might have stood against the rule of violence. [...] The cause [of the crisis which we have undergone] was not the existence of minorities in Czechoslovakia; it was not that the position of the Sudeten Germans had become intolerable. It was not the wonderful principle of self-determination. It was because Herr Hitler had decided that the time was ripe for another step forward in his design to dominate Europe... The minorities question is no new one. [...] [And] short of a drastic and entire reshuffling of these populations there is no possible solution to the problem of minorities in Europe except toleration.
However, the new Czechoslovakian state did not provide equal rights to the Slovaks and Sudeten Germans, with the historian Arnold J. Toynbee already having noted that "for the Germans, Magyars and Poles, who account between them for more than one quarter of the whole population, the present regime in Czechoslovakia is not essentially different from the regimes in the surrounding countries". Anthony Eden in the Munich debate acknowledged that there had been "discrimination, even severe discrimination" against the Sudeten Germans.
In 1937, Attlee wrote a book entitled The Labour Party in Perspective that sold fairly well in which he set out some of his views. He argued that there was no point in Labour compromising on its socialist principles in the belief that this would achieve electoral success. He wrote: "I find that the proposition often reduces itself to this – that if the Labour Party would drop its socialism and adopt a Liberal platform, many Liberals would be pleased to support it. I have heard it said more than once that if Labour would only drop its policy of nationalisation everyone would be pleased, and it would soon obtain a majority. I am convinced it would be fatal for the Labour Party." He also wrote that there was no point in "watering down Labour's socialist creed in order to attract new adherents who cannot accept the full socialist faith. On the contrary, I believe that it is only a clear and bold policy that will attract this support".
In the late 1930s, Attlee sponsored a Jewish mother and her two children, enabling them to leave Germany in 1939 and move to the UK. On arriving in Britain, Attlee invited one of the children into his home in Stanmore, north-west London, where he stayed for several months.
Deputy Prime Minister
Attlee remained as Leader of the Opposition when the Second World War broke out in September 1939. The ensuing disastrous Norwegian campaign would result in a motion of no confidence in Neville Chamberlain. Although Chamberlain survived this, the reputation of his administration was so badly and publicly damaged that it became clear a coalition government would be necessary. Even if Attlee had personally been prepared to serve under Chamberlain in an emergency coalition government, he would never have been able to carry Labour with him. Consequently, Chamberlain tendered his resignation, and Labour and the Conservatives entered a coalition government led by Winston Churchill on 10 May 1940, with Attlee joining the Cabinet as Lord Privy Seal on 12 May.
Attlee and Churchill quickly agreed that the War Cabinet would consist of three Conservatives (initially Churchill, Chamberlain and Lord Halifax) and two Labour members (initially himself and Arthur Greenwood) and that Labour should have slightly more than one third of the posts in the coalition government. Attlee and Greenwood played a vital role in supporting Churchill during a series of War Cabinet debates over whether or not to negotiate peace terms with Hitler following the Fall of France in May 1940; both supported Churchill and gave him the majority he needed in the War Cabinet to continue Britain's resistance.
Only Attlee and Churchill remained in the War Cabinet from the formation of the Government of National Unity in May 1940 through to the election in May 1945. Attlee was initially the Lord Privy Seal, before becoming Britain's first ever Deputy Prime Minister in 1942, as well as becoming the Dominions Secretary and Lord President of the Council on 28 September 1943.
Attlee himself played a generally low key but vital role in the wartime government, working behind the scenes and in committees to ensure the smooth operation of government. In the coalition government, three inter-connected committees effectively ran the country. Churchill chaired the first two, the War cabinet and the Defence Committee, with Attlee deputising for him in these, and answering for the government in Parliament when Churchill was absent. Attlee himself instituted, and later chaired the third body, the Lord President's Committee, which was responsible for overseeing domestic affairs. As Churchill was most concerned with overseeing the war effort, this arrangement suited both men. Attlee himself had largely been responsible for creating these arrangements with Churchill's backing, streamlining the machinery of government and abolishing many committees. He also acted as a conciliator in the government, smoothing over tensions which frequently arose between Labour and Conservative Ministers.
Many Labour activists were baffled by the top leadership role for a man they regarded as having little charisma; Beatrice Webb wrote in her diary in early 1940:
He looked and spoke like an insignificant elderly clerk, without distinction in the voice, manner or substance of his discourse. To realise that this little nonentity is the Parliamentary Leader of the Labour Party ... and presumably the future P.M. [Prime Minister] is pitiable".
1945 election
Following the defeat of Nazi Germany and the end of the War in Europe in May 1945, Attlee and Churchill favoured the coalition government remaining in place until Japan had been defeated. However, Herbert Morrison made it clear that the Labour Party would not be willing to accept this, and Churchill was forced to tender his resignation as Prime Minister and call an immediate election.
The war had set in motion profound social changes within Britain and had ultimately led to a widespread popular desire for social reform. This mood was epitomised in the Beveridge Report of 1942, by the Liberal economist William Beveridge. The Report assumed that the maintenance of full employment would be the aim of post-war governments, and that this would provide the basis for the welfare state. Immediately upon its release, it sold hundreds of thousands of copies. All major parties committed themselves to fulfilling this aim, but most historians say that Attlee's Labour Party was seen by the electorate as the party most likely to follow it through.
Labour campaigned on the theme of "Let Us Face the Future", positioning themselves as the party best placed to rebuild Britain following the war, and were widely viewed as having run a strong and positive campaign, while the Conservative campaign centred entirely around Churchill. Despite opinion polls indicating a strong Labour lead, opinion polls were then viewed as a novelty which had not proven their worth, and most commentators expected that Churchill's prestige and status as a "war hero" would ensure a comfortable Conservative victory. Before polling day, The Manchester Guardian surmised that "the chances of Labour sweeping the country and obtaining a clear majority ... are pretty remote". The News of the World predicted a working Conservative majority, while in Glasgow a pundit forecast the result as Conservatives 360, Labour 220, Others 60. Churchill, however, made some costly errors during the campaign. In particular, his suggestion during one radio broadcast that a future Labour Government would require "some form of a gestapo" to implement their policies was widely regarded as being in very bad taste and massively backfired.
When the results of the election were announced on 26 July, they came as a surprise to most, including Attlee himself. Labour had won power by a huge landslide, winning 47.7 per cent of the vote to the Conservatives' 36 per cent. This gave them 393 seats in the House of Commons, a working majority of 146. This was the first time in history that the Labour Party had won a majority in Parliament. When Attlee went to see King George VI at Buckingham Palace to be appointed Prime Minister, the notoriously laconic Attlee and the famously tongue-tied King stood in silence; Attlee finally volunteered the remark, "I've won the election". The King replied "I know. I heard it on the Six O'Clock News".
Prime Minister
Domestic policy
Francis (1995) argues there was consensus both in the Labour's national executive committee and at party conferences on a definition of socialism that stressed moral improvement as well as material improvement. The Attlee government was committed to rebuilding British society as an ethical commonwealth, using public ownership and controls to abolish extremes of wealth and poverty. Labour's ideology contrasted sharply with the contemporary Conservative Party's defence of individualism, inherited privileges, and income inequality. On 5 July 1948, Clement Attlee replied to a letter dated 22 June from James Murray and ten other MPs who raised concerns about West Indians who arrived on board the . As for the prime minister himself, he was not much focused on economic policy, letting others handle the issues.
Nationalisation
Attlee's government also carried out their manifesto commitment for nationalisation of basic industries and public utilities. The Bank of England and civil aviation were nationalised in 1946. Coal mining, the railways, road haulage, canals and Cable and Wireless were nationalised in 1947, and electricity and gas followed in 1948. The steel industry was nationalised in 1951. By 1951 about 20 per cent of the British economy had been taken into public ownership.
Nationalisation failed to provide workers with a greater say in the running of the industries in which they worked. It did, however, bring about significant material gains for workers in the form of higher wages, reduced working hours, and improvements in working conditions, especially in regards to safety. As historian Eric Shaw noted of the years following nationalisation, the electricity and gas supply companies became "impressive models of public enterprise" in terms of efficiency, and the National Coal Board was not only profitable, but working conditions for miners had significantly improved as well.
Within a few years of nationalisation, a number of progressive measures had been carried out which did much to improve conditions in the mines, including better pay, a five-day working week, a national safety scheme (with proper standards at all the collieries), a ban on boys under the age of 16 going underground, the introduction of training for newcomers before going down to the coalface, and the making of pithead baths into a standard facility.
The newly established National Coal Board offered sick pay and holiday pay to miners. As noted by Martin Francis:
Union leaders saw nationalisation as a means to pursue a more advantageous position within a framework of continued conflict, rather than as an opportunity to replace the old adversarial form of industrial relations. Moreover, most workers in nationalised industries exhibited an essentially instrumentalist attitude, favouring public ownership because it secured job security and improved wages rather than because it promised the creation of a new set of socialist relationships in the workplace.
Agriculture
The Attlee government placed strong emphasis on improving the quality of life in rural areas, benefiting both farmers and other consumers. Security of tenure for farmers was introduced, while consumers were protected by food subsidies and the redistributive effects of deficiency payments. Between 1945 and 1951, the quality of rural life was improved by improvements in gas, electricity, and water services, as well as in leisure and public amenities. In addition, the 1947 Transport Act improved provision of rural bus services, while the Agriculture Act 1947 established a more generous subsidy system for farmers. Legislation was also passed in 1947 and 1948 which established a permanent Agricultural Wages Board to fix minimum wages for agricultural workers.
Attlee's government made it possible for farm workers to borrow up to 90 per cent of the cost of building their own houses, and received a subsidy of £15 a year for 40 years towards that cost. Grants were also made to meet up to half the cost of supplying water to farm buildings and fields, the government met half the cost of bracken eradication and lime spreading, and grants were paid for bringing hill farming land into use that had previously been considered unfit for farming purposes.
In 1946, the National Agricultural Advisory Service was set up to supply agricultural advice and information. The Hill Farming Act 1946 introduced for upland areas a system of grants for buildings, land improvement, and infrastructural improvements such as roads and electrification. The Act also continued a system of headage payments for hill sheep and cattle that had been introduced during the war. The Agricultural Holdings Act 1948 enabled (in effect) tenant farmers to have lifelong tenancies and made provision for compensation in the event of cessations of tenancies. In addition, the Livestock Rearing Act 1951 extended the provisions of the Hill Farming Act 1946 to the upland store cattle and sheep sector.
At a time of world food shortages, it was vital that farmers produced the maximum possible quantities. The government encouraged farmers via subsidies for modernisation, while the National Agricultural Advisory Service provided expertise and price guarantees. As a result of the Attlee government's initiatives in agriculture, there was a 20 per cent increase in output between 1947 and 1952, while Britain adopted one of the most mechanised and efficient farming industries in the world.
Education
The Attlee government ensured provisions of the Education Act 1944 were fully implemented, with free secondary education becoming a right for the first time. Fees in state grammar schools were eliminated, while new, modern secondary schools were constructed.
The school leaving age was raised to 15 in 1947, an accomplishment helped brought into fruition by initiatives such as the HORSA ("Huts Operation for Raising the School-leaving Age") scheme and the S.F.O.R.S.A. (furniture) scheme. University scholarships were introduced to ensure that no one who was qualified "should be deprived of a university education for financial reasons", while a large school building programme was organised. A rapid increase in the number of trained teachers took place, and the number of new school places was increased.
Increased Treasury funds were made available for education, particularly for upgrading school buildings suffering from years of neglect and war damage. Prefabricated classrooms were built, and 928 new primary schools were constructed between 1945 and 1950. The provision of free school meals was expanded, and opportunities for university entrants were increased. State scholarships to universities were increased, and the government adopted a policy of supplementing university scholarships awards to a level sufficient to cover fees plus maintenance.
Many thousands of ex-servicemen were assisted to go through college who could never have contemplated it before the war. Free milk was also made available to all schoolchildren for the first time. In addition, spending on technical education rose, and the number of nursery schools was increased. Salaries for teachers were also improved, and funds were allocated towards improving existing schools.
In 1947 the Arts Council of Great Britain was set up to encourage the arts.
The Ministry of Education was established under the 1944 Act, and free County Colleges were set up for the compulsory part-time instruction of teenagers between the ages of 15 and 18 who were not in full-time education. An Emergency Training Scheme was also introduced which turned out an extra 25,000 teachers in 1945–1951. In 1947, Regional Advisory Councils were set up to bring together industry and education to find out the needs of young workers "and advise on the provision required, and to secure reasonable economy of provision". That same year, thirteen Area Training Organisations were set up in England and one in Wales to coordinate teacher training.
Attlee's government, however, failed to introduce the comprehensive education for which many socialists had hoped. This reform was eventually carried out by Harold Wilson's government. During its time in office, the Attlee government increased spending on education by over 50 per cent, from £6.5 billion to £10 billion.
Economy
The most significant problem facing Attlee and his ministers remained the economy, as the war effort had left Britain nearly bankrupt. Overseas investments had been used up to pay for the war. The transition to a peacetime economy, and the maintaining of strategic military commitments abroad led to continuous and severe problems with the balance of trade. This resulted in strict rationing of food and other essential goods continuing in the post war period to force a reduction in consumption in an effort to limit imports, boost exports, and stabilise the Pound Sterling so that Britain could trade its way out of its financial state.
The abrupt end of the American Lend-Lease programme in August 1945 almost caused a crisis. Some relief was provided by the Anglo-American loan, negotiated in December 1945. The conditions attached to the loan included making the pound fully convertible to the US dollar. When this was introduced in July 1947, it led to a currency crisis and convertibility had to be suspended after just five weeks. The UK benefited from the American Marshall Aid program in 1948, and the economic situation improved significantly. Another balance of payments crisis in 1949 forced Chancellor of the Exchequer, Stafford Cripps, into devaluation of the pound.
Despite these problems, one of the main achievements of Attlee's government was the maintenance of near full employment. The government maintained most of the wartime controls over the economy, including control over the allocation of materials and manpower, and unemployment rarely rose above 500,000, or 3 per cent of the total workforce. Labour shortages proved a more frequent problem. The inflation rate was also kept low during his term. The rate of unemployment rarely rose above 2 per cent during Attlee's time in office, whilst there was no hard-core of long-term unemployed. Both production and productivity rose as a result of new equipment, while the average working week was shortened.
The government was less successful in housing, which was the responsibility of Aneurin Bevan. The government had a target to build 400,000 new houses a year to replace those which had been destroyed in the war, but shortages of materials and manpower meant that less than half this number were built. Nevertheless, millions of people were rehoused as a result of the Attlee government's housing policies. Between August 1945 and December 1951, 1,016,349 new homes were completed in England, Scotland, and Wales.
When the Attlee government was voted out of office in 1951, the economy had been improved compared to 1945. The period from 1946 to 1951 saw continuous full employment and steadily rising living standards, which increased by about 10 per cent each year. During that same period, the economy grew by 3 per cent a year, and by 1951 the UK had "the best economic performance in Europe, while output per person was increasing faster than in the United States". Careful planning after 1945 also ensured that demobilisation was carried out without having a negative impact upon economic recovery, and that unemployment stayed at very low levels. In addition, the number of motor cars on the roads rose from 3 million to 5 million from 1945 to 1951, and seaside holidays were taken by far more people than ever before. A Monopolies and Restrictive Practices (Inquiry and Control) Act was passed in 1948, which allowed for investigations of restrictive practices and monopolies.
Energy
1947 proved a particularly difficult year for the government; an exceptionally cold winter that year caused coal mines to freeze and cease production, creating widespread power cuts and food shortages. The Minister of Fuel and Power, Emanuel Shinwell was widely blamed for failing to ensure adequate coal stocks, and soon resigned from his post. The Conservatives capitalised on the crisis with the slogan 'Starve with Strachey and shiver with Shinwell' (referring to the Minister of Food John Strachey).
The crisis led to an unsuccessful plot by Hugh Dalton to replace Attlee as Prime Minister with Ernest Bevin. Later that year Stafford Cripps tried to persuade Attlee to stand aside for Bevin. These plots petered out after Bevin refused to cooperate. Later that year, Dalton resigned as Chancellor after inadvertently leaking details of the budget to a journalist. He was replaced by Cripps.
Foreign policy
In foreign affairs, the Attlee government was concerned with four main issues: post-war Europe, the onset of the Cold War, the establishment of the United Nations, and decolonisation. The first two were closely related, and Attlee was assisted by Foreign Secretary Ernest Bevin. Attlee also attended the later stages of the Potsdam Conference, where he negotiated with President Harry S. Truman and Joseph Stalin.In the immediate aftermath of the war, the Government faced the challenge of managing relations with Britain's former war-time ally, Stalin and the Soviet Union. Ernest Bevin was a passionate anti-communist, based largely on his experience of fighting communist influence in the trade union movement. Bevin's initial approach to the USSR as Foreign Secretary was "wary and suspicious, but not automatically hostile". Attlee himself sought warm relations with Stalin. He put his trust in the United Nations, rejected notions that the Soviet Union was bent on world conquest, and warned that treating Moscow as an enemy would turn it into one. This put Attlee at sword's point with his foreign minister, the Foreign Office, and the military who all saw the Soviets as a growing threat to Britain's role in the Middle East. Suddenly in January 1947, Attlee reversed his position and agreed with Bevin on a hardline anti-Soviet policy.
In an early "good-will" gesture that was later heavily criticised, the Attlee government allowed the Soviets to purchase, under the terms of a 1946 UK-USSR Trade agreement, a total of 25 Rolls-Royce Nene jet engines in September 1947 and March 1948. The agreement included an agreement not to use them for military purposes. The price was fixed under a commercial contract; a total of 55 jet engines were sold to the USSR in 1947. However, the Cold War intensified during this period and the Soviets, who at the time were well behind the West in jet technology, reverse-engineered the Nene and installed their own version in the MiG-15 interceptor. This was used to good effect against US-UK forces in the subsequent Korean War, as well as in several later MiG models.
After Stalin took political control of most of Eastern Europe, and began to subvert other governments in the Balkans, Attlee's and Bevin's worst fears of Soviet intentions were realised. The Attlee government then became instrumental in the creation of the successful NATO defence alliance to protect Western Europe against any Soviet expansion. In a crucial contribution to the economic stability of post-war Europe, Attlee's Cabinet was instrumental in promoting the American Marshall Plan for the economic recovery of Europe. He called it one of the "most bold, enlightened and good-natured acts in the history of nations".
A group of Labour MPs, organised under the banner of "Keep Left", urged the government to steer a middle way between the two emerging superpowers, and advocated the creation of a "third force" of European powers to stand between the US and USSR. However, deteriorating relations between Britain and the USSR, as well as Britain's economic reliance on America following the Marshall Plan, steered policy towards supporting the US. In January 1947, fear of both Soviet and American nuclear intentions led to a secret meeting of the Cabinet, where the decision was made to press ahead with the development of Britain's independent nuclear deterrent, an issue which later caused a split in the Labour Party. Britain's first successful nuclear test, however, did not occur until 1952, one year after Attlee had left office.
The London dock strike of July 1949, led by Communists, was suppressed when the Attlee government sent in 13,000 Army troops and passed special legislation to promptly end the strike. His response reveals Attlee's growing concern that Soviet expansionism, supported by the British Communist Party, was a genuine threat to national security, and that the docks were highly vulnerable to sabotage ordered by Moscow. He noted that the strike was caused not by local grievances, but to help communist unions who were on strike in Canada. Attlee agreed with MI5 that he faced "a very present menace".
Decolonisation
Decolonisation was never a major election issue, but Attlee gave the matter a great deal of attention and was the chief leader in beginning the process of decolonisation of the British Empire.
East Asia
In August 1948, the Chinese Communists' victories caused Attlee to begin preparing for a Communist takeover of China. It kept open consulates in Communist-controlled areas and rejected the Chinese Nationalists' requests that British citizens assist in the defence of Shanghai. By December, the government concluded that although British property in China would likely be nationalised, British traders would benefit in the long run from a stable, industrialising Communist China. Retaining Hong Kong was especially important to him; although the Chinese Communists promised to not interfere with its rule, Britain reinforced the Hong Kong Garrison during 1949. When the victorious Chinese Communists government declared on 1 October 1949 that it would exchange diplomats with any country that ended relations with the Chinese Nationalists, Britain became the first western country to formally recognise the People's Republic of China in January 1950. In 1954, a Labour Party delegation including Attlee visited China at the invitation of then Foreign Minister Zhou Enlai. Attlee became the first high-ranking western politician to meet Mao Zedong.
South Asia
Attlee orchestrated the granting of independence to India and Pakistan in 1947. Attlee in 1928–1934 had been a member of the Indian Statutory Commission (otherwise known as the Simon Commission). He became the Labour Party expert on India and by 1934 was committed to granting India the same independent dominion status that Canada, Australia, New Zealand and South Africa had recently been given. He faced strong resistance from the die-hard Conservative imperialists, led by Churchill, who opposed both independence and efforts led by Prime Minister Stanley Baldwin to set up a system of limited local control by Indians themselves. Attlee and the Labour leadership were sympathetic to both the Congress led by Jawaharlal Nehru and the Pakistan movement led by Muhammad Ali Jinnah. During the Second World War, Attlee was in charge of Indian affairs. He set up the Cripps Mission in 1942, which tried and failed to bring the factions together. When Congress called for passive resistance in the Quit India movement of 1942–1945, it was the British regime ordered the widespread arrest and internment for the duration of tens of thousands of Congress leaders as part of its efforts to crush the revolt.
Labour's election Manifesto in 1945 called for "the advancement of India to responsible self-government". In 1942 the British Raj tried to enlist all major political parties in support of the war effort. Congress, led by Nehru and Gandhi, demanded immediate independence and full control by Congress of all of India. That demand was rejected by the British, and Congress opposed the war effort with its "Quit India campaign". The Raj immediately responded in 1942 by imprisoning the major national, regional and local Congress leaders for the duration. Attlee did not object. By contrast, the Muslim League, led by Muhammad Ali Jinnah, strongly supported the war effort. They greatly enlarged their membership and won favour from London for their decision. Attlee retained a fondness for Congress and until 1946, accepted their thesis that they were a non-religious party that accepted Hindus, Muslims, Sikhs, and everyone else. Nevertheless, this difference in opinion between the Congress and the Muslim League towards the British war effort encouraged Attlee and his government to consider further negotiations with the Muslim League.
The Muslim League insisted that it was the only true representative of all of the Muslims of India. With violence escalating in India after the war, but with British financial power at a low ebb, large-scale military involvement was impossible. Viceroy Wavell said he needed a further seven army divisions to prevent communal violence if independence negotiations failed. No divisions were available; independence was the only option. Given the increasing demands of the Muslim League, independence implied a partition that set off heavily Muslim Pakistan from the main portion of India. After becoming Prime Minister in 1945 Attlee originally planned to give India Dominion status in 1948.
Attlee suggested in his memoirs that "traditional" colonial rule in Asia was no longer viable. He said that he expected it to meet renewed opposition after the war both by local national movements as well as by the United States. The prime minister's biographer John Bew says that Attlee hoped for a transition to a multilateral world order and a Commonwealth, and that the old British empire "should not be supported beyond its natural lifespan" and instead be ended "on the right note." His exchequer Hugh Dalton meanwhile feared that post-war Britain could no longer afford to garrison its empire.
Ultimately the Labour government gave full independence to India and Pakistan in 1947 through the Indian Independence Act. This involved creating a demarcation between the two regions which was known as the Radcliffe Line. The boundary between the newly created states of Pakistan and India involved the widespread resettlement of millions of Hindus, Sikhs and Muslims. Almost immediately, extreme anti-Hindu and anti-Sikh violence ensued in Lahore, Multan and Dacca when the Punjab province and the Bengal province were split in the Partition of India. This was followed by a rapid increase in widespread anti-Muslim violence in several areas including Amritsar, Rajkot, Jaipur, Calcutta and Delhi. Historian Yasmin Khan estimates that over a million people were killed of which several were women and children. Gandhi himself was assassinated in January 1948. Attlee remarked Gandhi as the "greatest citizen" of India and added, "this one man has been the major factor in every consideration of the Indian problem. He had become the expression of the aspirations of the Indian people for independence".
Historian Andrew Roberts says the independence of India was a "national humiliation" but it was necessitated by urgent financial, administrative, strategic and political needs. Churchill in 1940–1945 had tightened the hold on India and imprisoned the Congress leadership, with Attlee's approval. Labour had looked forward to making it a fully independent dominion like Canada or Australia. Many of the Congress leaders in the India had studied in England, and were highly regarded as fellow idealistic socialists by Labour leaders. Attlee was the Labour expert on India and took special charge of decolonisation. Attlee found that Churchill's viceroy, Field Marshal Wavell, was too imperialistic, too keen on military solutions, and too neglectful of Indian political alignments. The new Viceroy was Lord Mountbatten, the dashing war hero and a cousin of the King.
Attlee also sponsored the peaceful transition to independence in 1948 of Burma (Myanmar) and Ceylon (Sri Lanka).
Palestine
One of the most urgent problems facing Attlee concerned the future of the British mandate in Palestine, which had become too troublesome and expensive to handle. British policies in Palestine were perceived by the Zionist movement and the Truman administration to be pro-Arab and anti-Jewish, and Britain soon found itself unable to maintain public order in the face of a Jewish insurgency and a civil war.
During this period, 70,000 Holocaust survivors attempted to reach Palestine as part of the Aliyah Bet refugee movement. Attlee's government tried several tactics to prevent the migration. Five ships were bombed by the Secret Intelligence Service (though with no casualties) with a fake Palestinian group created to take responsibility. The navy apprehended over 50,000 refugees en route, interning them in detention camps in Cyprus. Conditions in the camps were harsh and faced global criticism. Later, the refugee ship Exodus 1947 would be sent back to mainland Europe, instead of being taken to Cyprus.
In response to the increasingly unpopular mandate, Attlee ordered the evacuation of all British military personnel and handed over the issue to the United Nations, a decision which was widely supported by the general public in Britain. With the establishment of the state of Israel in 1948, the camps in Cyprus were eventually closed, with their former occupants finally completing their journey to the new country.
Africa
The government's policies with regard to the other colonies, particularly those in Africa, focused on keeping them as strategic Cold War assets while modernising their economies. The Labour Party had long attracted aspiring leaders from Africa and had developed elaborate plans before the war. Implementing them overnight with an empty treasury proved too challenging. A major military base was built in Kenya, and the African colonies came under an unprecedented degree of direct control from London. Development schemes were implemented to help solve Britain's post-war balance of payments crisis and raise African living standards. This "new colonialism" worked slowly, and had failures such as the Tanganyika groundnut scheme.
Elections
The 1950 election gave Labour a massively reduced majority of five seats compared to the triple-digit majority of 1945. Although re-elected, the result was seen by Attlee as very disappointing, and was widely attributed to the effects of post-war austerity denting Labour's appeal to middle-class voters. With such a small majority leaving him dependent on a small number of MPs to govern, Attlee's second term was much tamer than his first. Some major reforms were nevertheless passed, particularly regarding industry in urban areas and regulations to limit air and water pollution.
By 1951, the Attlee government was exhausted, with several of its most senior ministers ailing or ageing, and with a lack of new ideas. Attlee's record for settling internal differences in the Labour Party fell in April 1951, when there was a damaging split over an austerity Budget brought in by the Chancellor, Hugh Gaitskell, to pay for the cost of Britain's participation in the Korean War. Aneurin Bevan resigned to protest against the new charges for "teeth and spectacles" in the National Health Service introduced by that Budget, and was joined in this action by several senior ministers, including the future Prime Minister Harold Wilson, then the President of the Board of Trade. Thus escalated a battle between the left and right wings of the Party that continues today. Finding it increasingly impossible to govern, Attlee's only chance was to call a snap election in October 1951, in the hope of achieving a more workable majority and to regain authority. The gamble failed: Labour narrowly lost to the Conservative Party, despite winning considerably more votes (achieving the largest Labour vote in electoral history). Attlee tendered his resignation as Prime Minister the following day, after six years and three months in office.
Return to opposition
Following the defeat in 1951, Attlee continued to lead the party as Leader of the Opposition. His last four years as leader were, however, widely seen as one of the Labour Party's weaker periods.
The period was dominated by infighting between the Labour Party's right wing, led by Hugh Gaitskell, and its left, led by Aneurin Bevan. Many Labour MPs felt that Attlee should have retired following 1951 election and allowed a younger man to lead the party. Bevan openly called for him to stand down in the summer of 1954. One of his main reasons for staying on as leader was to frustrate the leadership ambitions of Herbert Morrison, whom Attlee disliked for both political and personal reasons. At one time, Attlee had favoured Aneurin Bevan to succeed him as leader, but this became problematic after Bevan almost irrevocably split the party.
Attlee, now aged 72, contested the 1955 general election against Anthony Eden, which saw Labour lose 18 seats, and the Conservatives increase their majority.
In an interview with the News Chronicle columnist Percy Cudlipp in mid-September 1955, Attlee made clear his own thinking together with his preference for the leadership succession, stating:
He retired as Leader of the Labour Party on 7 December 1955, having led the party for twenty years, and on 14 December Hugh Gaitskell was elected as his successor.
Global policy
He was one of the signatories of the agreement to convene a convention for drafting a world constitution. As a result, for the first time in human history, a World Constituent Assembly convened to draft and adopt a Constitution for the Federation of Earth.
Retirement
He subsequently retired from the House of Commons and was elevated to the peerage as Earl Attlee and Viscount Prestwood on 16 December 1955, taking his seat in the House of Lords on 25 January. He believed Eden had been forced into taking a strong stand on the Suez Crisis by his backbenchers. In 1958, Attlee, along with numerous notables, established the Homosexual Law Reform Society: this campaigned for the decriminalisation of homosexual acts in private by consenting adults, a reform that was voted through Parliament nine years later. In May 1961, he travelled to Washington, D.C., to meet with President Kennedy.
In 1962, he spoke twice in the House of Lords against the British government's application for the UK to join the European Communities ("Common Market"). In his second speech delivered in November, Attlee claimed that Britain had a separate parliamentary tradition from the Continental European countries that comprised the EC. He also claimed that if Britain became a member, EC rules would prevent the British government from planning the economy and that Britain's traditional policy had been outward-looking rather than Continental.
He attended Winston Churchill's funeral in January 1965. He was frail by that time, and had to remain seated in the freezing cold as the coffin was carried, having tired himself out by standing at the rehearsal the previous day. He lived to see the Labour Party return to power under Harold Wilson in 1964, and also to see his old constituency of Walthamstow West fall to the Conservatives in a by-election in September 1967.
Death
Attlee died peacefully in his sleep of pneumonia, at the age of 84 at Westminster Hospital on 8 October 1967. Two thousand people attended his funeral in November, including the then-Prime Minister Harold Wilson and the Duke of Kent, representing the Queen. He was cremated and his ashes were buried at Westminster Abbey.
Upon his death, the title passed to his son Martin Richard Attlee, 2nd Earl Attlee (1927–1991), who defected from Labour to the SDP in 1981. It is now held by Clement Attlee's grandson John Richard Attlee, 3rd Earl Attlee. The third earl (a member of the Conservative Party) retained his seat in the Lords as one of the hereditary peers to remain under an amendment to Labour's House of Lords Act 1999.
Attlee's estate was sworn for probate purposes at a value of £7,295, (equivalent to £ in ) a relatively modest sum for so prominent a figure, and only a fraction of the £75,394 in his father's estate when he died in 1908.
Legacy
The quotation about Attlee, "A modest man, but then he has so much to be modest about", is commonly ascribed to Churchill—though Churchill denied saying it, and respected Attlee's service in the War cabinet. Attlee's modesty and quiet manner hid a great deal that has only come to light with historical reappraisal. Attlee himself is said to have responded to critics with a limerick: "There were few who thought him a starter, Many who thought themselves smarter. But he ended PM, CH and OM, an Earl and a Knight of the Garter".
The journalist and broadcaster Anthony Howard called him "the greatest Prime Minister of the 20th century".
His leadership style of consensual government, acting as a chairman rather than a president, won him much praise from historians and politicians alike. Christopher Soames, the British Ambassador to France during the Conservative government of Edward Heath and cabinet minister under Margaret Thatcher, remarked that "Mrs Thatcher was not really running a team. Every time you have a Prime Minister who wants to make all the decisions, it mainly leads to bad results. Attlee didn't. That's why he was so damn good".
Thatcher herself wrote in her 1995 memoirs, which charted her life from her beginnings in Grantham to her victory at the 1979 general election, that she admired Attlee, writing: "Of Clement Attlee, however, I was an admirer. He was a serious man and a patriot. Quite contrary to the general tendency of politicians in the 1990s, he was all substance and no show".
Attlee's government presided over the successful transition from a wartime economy to peacetime, tackling problems of demobilisation, shortages of foreign currency, and adverse deficits in trade balances and government expenditure. Further domestic policies that he brought about included the creation of the National Health Service and the post-war Welfare state, which became key to the reconstruction of post-war Britain. Attlee and his ministers did much to transform the UK into a more prosperous and egalitarian society during their time in office with reductions in poverty and a rise in the general economic security of the population.
In foreign affairs, he did much to assist with the post-war economic recovery of Europe. He proved a loyal ally of the US at the onset of the Cold War. Due to his style of leadership, it was not he, but Ernest Bevin who masterminded foreign policy. It was Attlee's government that decided Britain should have an independent nuclear weapons programme, and work on it began in 1947.
Bevin, Attlee's Foreign Secretary, famously stated that "We've got to have it [nuclear weapons] and it's got to have a bloody Union Jack on it". The first operational British nuclear bomb was not detonated until October 1952, about one year after Attlee had left office. Independent British atomic research was prompted partly by the US McMahon Act, which nullified wartime expectations of postwar US–UK collaboration in nuclear research, and prohibited Americans from communicating nuclear technology even to allied countries. British atomic bomb research was kept secret even from some members of Attlee's own cabinet, whose loyalty or discretion seemed uncertain.
Although a socialist, Attlee still believed in the British Empire of his youth. He thought of it as an institution that was a power for good in the world. Nevertheless, he saw that a large part of it needed to be self-governing. Using the Dominions of Canada, Australia, and New Zealand as a model, he continued the transformation of the empire into the modern-day British Commonwealth.
His greatest achievement, surpassing many of these, was perhaps the establishment of a political and economic consensus about the governance of Britain that all three major parties subscribed to for three decades, fixing the arena of political discourse until the late-1970s. In 2004, he was voted the most successful British Prime Minister of the 20th century by a poll of 139 academics organised by Ipsos MORI.
A blue plaque unveiled in 1979 commemorates Attlee at 17 Monkhams Avenue, in Woodford Green in the London borough of Redbridge.
Attlee was elected a Fellow of the Royal Society in 1947. Attlee was awarded an Honorary Fellowship of Queen Mary College on 15 December 1948.
In the 1960s a new suburb near Curepipe in British Mauritius was given the name Cité Atlee in his honour.
Statues
On 30 November 1988, a bronze statue of Clement Attlee was unveiled by Harold Wilson (the next Labour Prime Minister after Attlee) outside Limehouse Library in Attlee's former constituency. By then Wilson was the last surviving member of Attlee's cabinet, and the unveiling of the statue would be one of the last public appearances by Wilson, who was by that point in the early stages of Alzheimer's disease; he died at the age of 79 in May 1995.
Limehouse Library was closed in 2003, after which the statue was vandalised. The council surrounded it with protective hoarding for four years, before eventually removing it for repair and recasting in 2009. The restored statue was unveiled by Peter Mandelson in April 2011, in its new position less than a mile away at the Queen Mary University of London's Mile End campus.
There is also a statue of Clement Attlee in the Houses of Parliament that was erected, instead of a bust, by parliamentary vote in 1979. The sculptor was Ivor Roberts-Jones.
Cultural depictions
Personal life
Attlee met Violet Millar while on a long trip with friends to Italy in 1921. They fell in love and were soon engaged, marrying at Christ Church, Hampstead, on 10 January 1922. It would come to be a devoted marriage, with Attlee providing protection and Violet providing a home that was an escape for Attlee from political turmoil. She died in 1964. They had four children:
Lady Janet Helen (1923–2019), she married the scientist Harold Shipton (1920–2007) at Ellesborough Parish Church in 1947.
Lady Felicity Ann (1925–2007), married the business executive John Keith Harwood (1926–1989) at Little Hampden in 1955
Martin Richard, Viscount Prestwood, later 2nd Earl Attlee (1927–1991), married Anne Henderson on 16 February 1955.
Lady Alison Elizabeth (1930–2016), married Richard Davis at Great Missenden in 1952.
Religious views
Although his parents were devout Anglicans, with one of his brothers becoming a clergyman and one of his sisters a missionary, Attlee himself is usually regarded as an agnostic. In an interview he described himself as "incapable of religious feeling", saying that he believed in "the ethics of Christianity" but not "the mumbo-jumbo". When asked whether he was an agnostic, Attlee replied "I don't know".
Honours and arms
See also
Briggs Plan
Ethical socialism
Information Research Department
Malayan Emergency
New village
Postwar Britain
References
Citations
Notes
Bibliography
Further reading
Biographical
Beckett, Francis. Clem Attlee (1998) – updated and revised and expanded edition, Clem Attlee: Labour's Great Reformer (2015)
Bew, John. Citizen Clem: A Biography of Attlee, (London: 2016, British edition); Clement Attlee: The Man Who Made Modern Britain (New York: Oxford University Press, 2017, U.S. edition)
Burridge, Trevor. Clement Attlee: A Political Biography (1985), scholarly
Cohen, David. Churchill & Attlee: The Unlikely Allies who Won the War (Biteback Publishing, 2018), popular
Crowcroft, Robert. Attlee's War: World War II and the Making of a Labour Leader (IB Tauris, 2011)
Harris, Kenneth. Attlee (1982), scholarly authorised biography
Howell, David. Attlee (2006)
Jago, Michael. Clement Attlee: The Inevitable Prime Minister (2014)
Pearce, Robert. Attlee (1997), 206pp
Thomas-Symonds, Nicklaus. Attlee: A Life in Politics (IB Tauris, 2010).
Whiting, R. C. "Attlee, Clement Richard, first Earl Attlee (1883–1967)", Oxford Dictionary of National Biography, 2004; online edn, Jan 2011 accessed 12 June 2013 doi:10.1093/ref:odnb/30498
Biographies of his cabinet and associates
Rosen, Greg. ed. Dictionary of Labour Biography. (Politicos Publishing, 2002);
Morgan, Kenneth O. Labour people: Leaders and Lieutenants, Hardie to Kinnock (1987)
Scholarly studies
Addison, Paul. No Turning Back: The Peaceful Revolutions of Post-War Britain (2011) excerpt and text search
, detailed coverage of nationalisation, welfare state and planning.
Crowcroft, Robert, and Kevin Theakston. "The Fall of the Attlee Government, 1951", in Timothy Heppell and Kevin Theakston, eds. How Labour Governments Fall (Palgrave Macmillan UK, 2013). PP 61–82.
Francis, Martin. Ideas and policies under Labour, 1945–1951: building a new Britain (Manchester University Press, 1997).
Golant, W. "The Emergence of CR Attlee as Leader of the Parliamentary Labour Party in 1935", Historical Journal, 13#2 (1970): 318–332. in JSTOR
Jackson, Ben. "Citizen and Subject: Clement Attlee's Socialism", History Workshop Journal (2018). Vol. 86 pp 291–298. online.
Jeffreys, Kevin. "The Attlee Years, 1935–1955", in Brivati, Brian, and Heffernan, Richard, eds., The Labour Party: A Centenary History, Palgrave Macmillan UK, 2000. 68–86.
Kynaston, David. Austerity Britain, 1945–1951 (2008).
Mioni, Michele. "The Attlee government and welfare state reforms in post-war Italian Socialism (1945–51): Between universalism and class policies", Labor History, 57#2 (2016): 277–297. DOI:10.1080/0023656X.2015.1116811
Morgan, Kenneth O. Labour in Power 1945–1951 (1984), 564 pp.
Ovendale, R. ed., The foreign policy of the British Labour governments, 1945–51 (1984) ·
Pugh, Martin. Speak for Britain!: A New History of the Labour Party (2011) excerpt and text search
Swift, John. Labour in Crisis: Clement Attlee & the Labour Party in Opposition, 1931–1940 (2001)
Tomlinson, Jim. Democratic Socialism and Economic Policy: The Attlee Years, 1945–1951 (2002) Excerpt and text search
Weiler, Peter. "British Labour and the cold war: the foreign policy of the Labour governments, 1945–1951", Journal of British Studies, 26#1 (1987): 54–82. in JSTOR
Works
Clement Attlee published his memoirs, As it Happened, in 1954.
Francis Williams' A Prime Minister Remembers, based on interviews with Attlee, was published in 1961.
Attlee's other publications
The Social Worker (1920)
Metropolitan Borough Councils Their Constitution, Powers and Duties – Fabian Tract No 190 (1920)
The Town Councillor (1925)
The Will and the Way to Socialism (1935)
The Labour Party in Perspective (1937)
Collective Security Under the United Nations (1958)
Empire into Commonwealth (1961)
External links
Clement Attlee – Thanksgiving Speech 1950 – UK Parliament Living Heritage
More about Clement Attlee on the Downing Street website.
Annotated bibliography for Clement Attlee from the Alsos Digital Library for Nuclear Issues
Drawing of Clement Attlee in the UK Parliamentary Collections
1883 births
1967 deaths
20th-century English politicians
20th-century prime ministers of the United Kingdom
Academics of Ruskin College
Academics of the London School of Economics
Alumni of University College, Oxford
Alumni of the Inns of Court School of Law
Men's association football players not categorized by position
British Army personnel of World War I
British Empire in World War II
British Secretaries of State for Dominion Affairs
British Secretaries of State
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5771 | https://en.wikipedia.org/wiki/Christopher%20Marlowe | Christopher Marlowe | Christopher Marlowe, also known as Kit Marlowe (; baptised 26 February 156430 May 1593), was an English playwright, poet and translator of the Elizabethan era. Marlowe is among the most famous of the Elizabethan playwrights. Based upon the "many imitations" of his play Tamburlaine, modern scholars consider him to have been the foremost dramatist in London in the years just before his mysterious early death. Some scholars also believe that he greatly influenced William Shakespeare, who was baptised in the same year as Marlowe and later succeeded him as the pre-eminent Elizabethan playwright. Marlowe was the first to achieve critical reputation for his use of blank verse, which became the standard for the era. His plays are distinguished by their overreaching protagonists. Themes found within Marlowe's literary works have been noted as humanistic with realistic emotions, which some scholars find difficult to reconcile with Marlowe's "anti-intellectualism" and his catering to the prurient tastes of his Elizabethan audiences for generous displays of extreme physical violence, cruelty, and bloodshed.
Events in Marlowe's life were sometimes as extreme as those found in his plays. Differing sensational reports of Marlowe's death in 1593 abounded after the event and are contested by scholars today owing to a lack of good documentation. There have been many conjectures as to the nature and reason for his death, including a vicious bar-room fight, blasphemous libel against the church, homosexual intrigue, betrayal by another playwright, and espionage from the highest level: the Privy Council of Elizabeth I. An official coroner's account of Marlowe's death was discovered only in 1925, and it did little to persuade all scholars that it told the whole story, nor did it eliminate the uncertainties present in his biography.
Early life
Christopher Marlowe, the second of nine children, and oldest child after the death of his sister Mary in 1568, was born to Canterbury shoemaker John Marlowe and his wife Katherine, daughter of William Arthur of Dover. He was baptised at St George's Church, Canterbury, on 26 February 1564 (1563 in the old style dates in use at the time, which placed the new year on 25 March). Marlowe's birth was likely to have been a few days before, making him about two months older than William Shakespeare, who was baptised on 26 April 1564 in Stratford-upon-Avon.
By age 14, Marlowe was a pupil at The King's School, Canterbury on a scholarship and two years later a student at Corpus Christi College, Cambridge, where he also studied through a scholarship with expectation that he would become an Anglican clergyman. Instead, he received his Bachelor of Arts degree in 1584. Marlowe mastered Latin during his schooling, reading and translating the works of Ovid. In 1587, the university hesitated to award his Master of Arts degree because of a rumour that he intended to go to the English seminary at Rheims in northern France, presumably to prepare for ordination as a Roman Catholic priest. If true, such an action on his part would have been a direct violation of royal edict issued by Queen Elizabeth I in 1585 criminalising any attempt by an English citizen to be ordained in the Roman Catholic Church.
Large-scale violence between Protestants and Catholics on the European continent has been cited by scholars as the impetus for the Protestant English Queen's defensive anti-Catholic laws issued from 1581 until her death in 1603. Despite the dire implications for Marlowe, his degree was awarded on schedule when the Privy Council intervened on his behalf, commending him for his "faithful dealing" and "good service" to the Queen. The nature of Marlowe's service was not specified by the council, but its letter to the Cambridge authorities has provoked much speculation by modern scholars, notably the theory that Marlowe was operating as a secret agent for Privy Council member Sir Francis Walsingham. The only surviving evidence of the Privy Council's correspondence is found in their minutes, the letter being lost. There is no mention of espionage in the minutes, but its summation of the lost Privy Council letter is vague in meaning, stating that "it was not Her Majesties pleasure" that persons employed as Marlowe had been "in matters touching the benefit of his country should be defamed by those who are ignorant in th'affaires he went about." Scholars agree the vague wording was typically used to protect government agents, but they continue to debate what the "matters touching the benefit of his country" actually were in Marlowe's case and how they affected the 23-year-old writer as he launched his literary career in 1587.
Adult life and legend
Little is known about Marlowe's adult life. All available evidence, other than what can be deduced from his literary works, is found in legal records and other official documents. Writers of fiction and non-fiction have speculated about his professional activities, private life, and character. Marlowe has been described as a spy, a brawler, and a heretic, as well as a "magician", "duellist", "tobacco-user", "counterfeiter" and "rakehell". While J. A. Downie and Constance Kuriyama have argued against the more lurid speculations, it is the usually circumspect J. B. Steane who remarked, "it seems absurd to dismiss all of these Elizabethan rumours and accusations as 'the Marlowe myth. Much has been written on his brief adult life, including speculation of: his involvement in royally-sanctioned espionage; his vocal declaration as an atheist; his (possibly same-sex) sexual interests; and the puzzling circumstances surrounding his death.
Spying
Marlowe is alleged to have been a government spy. Park Honan and Charles Nicholl speculate that this was the case and suggest that Marlowe's recruitment took place when he was at Cambridge. In 1587, when the Privy Council ordered the University of Cambridge to award Marlowe his degree as Master of Arts, it denied rumours that he intended to go to the English Catholic college in Rheims, saying instead that he had been engaged in unspecified "affaires" on "matters touching the benefit of his country". Surviving college records from the period also indicate that, in the academic year 1584–1585, Marlowe had had a series of unusually lengthy absences from the university which violated university regulations. Surviving college buttery accounts, which record student purchases for personal provisions, show that Marlowe began spending lavishly on food and drink during the periods he was in attendance; the amount was more than he could have afforded on his known scholarship income.
It has been speculated that Marlowe was the "Morley" who was tutor to Arbella Stuart in 1589. This possibility was first raised in a Times Literary Supplement letter by E. St John Brooks in 1937; in a letter to Notes and Queries, John Baker has added that only Marlowe could have been Arbella's tutor owing to the absence of any other known "Morley" from the period with an MA and not otherwise occupied. If Marlowe was Arbella's tutor, it might indicate that he was there as a spy, since Arbella, niece of Mary, Queen of Scots, and cousin of James VI of Scotland, later James I of England, was at the time a strong candidate for the succession to Elizabeth's throne. Frederick S. Boas dismisses the possibility of this identification, based on surviving legal records which document Marlowe's "residence in London between September and December 1589". Marlowe had been party to a fatal quarrel involving his neighbours and the poet Thomas Watson in Norton Folgate and was held in Newgate Prison for a fortnight. In fact, the quarrel and his arrest occurred on 18 September, he was released on bail on 1 October and he had to attend court, where he was acquitted on 3 December, but there is no record of where he was for the intervening two months.
In 1592 Marlowe was arrested in the English garrison town of Flushing (Vlissingen) in the Netherlands, for alleged involvement in the counterfeiting of coins, presumably related to the activities of seditious Catholics. He was sent to the Lord Treasurer (Burghley), but no charge or imprisonment resulted. This arrest may have disrupted another of Marlowe's spying missions, perhaps by giving the resulting coinage to the Catholic cause. He was to infiltrate the followers of the active Catholic plotter William Stanley and report back to Burghley.
Philosophy
Marlowe was reputed to be an atheist, which held the dangerous implication of being an enemy of God and the state, by association. With the rise of public fears concerning The School of Night, or "School of Atheism" in the late 16th century, accusations of atheism were closely associated with disloyalty to the Protestant monarchy of England.
Some modern historians consider that Marlowe's professed atheism, as with his supposed Catholicism, may have been no more than a sham to further his work as a government spy. Contemporary evidence comes from Marlowe's accuser in Flushing, an informer called Richard Baines. The governor of Flushing had reported that each of the men had "of malice" accused the other of instigating the counterfeiting and of intending to go over to the Catholic "enemy"; such an action was considered atheistic by the Church of England. Following Marlowe's arrest in 1593, Baines submitted to the authorities a "note containing the opinion of one Christopher Marly concerning his damnable judgment of religion, and scorn of God's word". Baines attributes to Marlowe a total of eighteen items which "scoff at the pretensions of the Old and New Testament" such as, "Christ was a bastard and his mother dishonest [unchaste]", "the woman of Samaria and her sister were whores and that Christ knew them dishonestly", "St John the Evangelist was bedfellow to Christ and leaned always in his bosom" (cf. John 13:23–25) and "that he used him as the sinners of Sodom". He also implied that Marlowe had Catholic sympathies. Other passages are merely sceptical in tone: "he persuades men to atheism, willing them not to be afraid of bugbears and hobgoblins". The final paragraph of Baines's document reads:
Similar examples of Marlowe's statements were given by Thomas Kyd after his imprisonment and possible torture (see above); Kyd and Baines connect Marlowe with mathematician Thomas Harriot's and Sir Walter Raleigh's circle. Another document claimed about that time that "one Marlowe is able to show more sound reasons for Atheism than any divine in England is able to give to prove divinity, and that ... he hath read the Atheist lecture to Sir Walter Raleigh and others".
Some critics believe that Marlowe sought to disseminate these views in his work and that he identified with his rebellious and iconoclastic protagonists. Plays had to be approved by the Master of the Revels before they could be performed and the censorship of publications was under the control of the Archbishop of Canterbury. Presumably these authorities did not consider any of Marlowe's works to be unacceptable other than the Amores.
Sexuality
It has been claimed that Marlowe was homosexual. Some scholars argue that the identification of an Elizabethan as gay or homosexual in the modern sense is "anachronistic," claiming that for the Elizabethans the terms were more likely to have been applied to homoerotic affections or sexual acts rather than to what we currently understand as a settled sexual orientation or personal role identity. Other scholars argue that the evidence is inconclusive and that the reports of Marlowe's homosexuality may be rumours produced after his death. Richard Baines reported Marlowe as saying: "all they that love not Tobacco & Boies were fools". David Bevington and Eric C. Rasmussen describe Baines's evidence as "unreliable testimony" and "[t]hese and other testimonials need to be discounted for their exaggeration and for their having been produced under legal circumstances we would now regard as a witch-hunt".
J. B. Steane considered there to be "no evidence for Marlowe's homosexuality at all". Other scholars point to the frequency with which Marlowe explores homosexual themes in his writing: in Hero and Leander, Marlowe writes of the male youth Leander: "in his looks were all that men desire..." Edward the Second contains the following passage enumerating homosexual relationships:
Marlowe wrote the only play about the life of Edward II up to his time, taking the humanist literary discussion of male sexuality much further than his contemporaries. The play was extremely bold, dealing with a star-crossed love story between Edward II and Piers Gaveston. Though it was a common practice at the time to reveal characters as homosexual to give audiences reason to suspect them as culprits in a crime, Christopher Marlowe's Edward II is portrayed as a sympathetic character. The decision to start the play Dido, Queen of Carthage with a homoerotic scene between Jupiter and Ganymede that bears no connection to the subsequent plot has long puzzled scholars.
Arrest and death
In early May 1593, several bills were posted about London threatening the Protestant refugees from France and the Netherlands who had settled in the city. One of these, the "Dutch church libel", written in rhymed iambic pentameter, contained allusions to several of Marlowe's plays and was signed, "Tamburlaine". On 11 May the Privy Council ordered the arrest of those responsible for the libels. The next day, Marlowe's colleague Thomas Kyd was arrested, his lodgings were searched and a three-page fragment of a heretical tract was found. In a letter to Sir John Puckering, Kyd asserted that it had belonged to Marlowe, with whom he had been writing "in one chamber" some two years earlier. In a second letter, Kyd described Marlowe as blasphemous, disorderly, holding treasonous opinions, being an irreligious reprobate and "intemperate & of a cruel hart". They had both been working for an aristocratic patron, probably Ferdinando Stanley, Lord Strange. A warrant for Marlowe's arrest was issued on 18 May, when the Privy Council apparently knew that he might be found staying with Thomas Walsingham, whose father was a first cousin of the late Sir Francis Walsingham, Elizabeth's principal secretary in the 1580s and a man more deeply involved in state espionage than any other member of the Privy Council. Marlowe duly presented himself on 20 May but there apparently being no Privy Council meeting on that day, was instructed to "give his daily attendance on their Lordships, until he shall be licensed to the contrary". On Wednesday, 30 May, Marlowe was killed.
Various accounts of Marlowe's death were current over the next few years. In his Palladis Tamia, published in 1598, Francis Meres says Marlowe was "stabbed to death by a bawdy serving-man, a rival of his in his lewd love" as punishment for his "epicurism and atheism". In 1917, in the Dictionary of National Biography, Sir Sidney Lee wrote, on slender evidence, that Marlowe was killed in a drunken fight. His claim was not much at variance with the official account, which came to light only in 1925, when the scholar Leslie Hotson discovered the coroner's report of the inquest on Marlowe's death, held two days later on Friday 1 June 1593, by the Coroner of the Queen's Household, William Danby. Marlowe had spent all day in a house in Deptford, owned by the widow Eleanor Bull, with three men: Ingram Frizer, Nicholas Skeres and Robert Poley. All three had been employed by one or other of the Walsinghams. Skeres and Poley had helped snare the conspirators in the Babington plot and Frizer was a servant to Thomas Walsingham probably in the role of a financial or business agent, as he was for Walsingham's wife Audrey a few years later. These witnesses testified that Frizer and Marlowe had argued over payment of the bill (now famously known as the 'Reckoning') exchanging "divers malicious words" while Frizer was sitting at a table between the other two and Marlowe was lying behind him on a couch. Marlowe snatched Frizer's dagger and wounded him on the head. In the ensuing struggle, according to the coroner's report, Marlowe was stabbed above the right eye, killing him instantly. The jury concluded that Frizer acted in self-defence and within a month he was pardoned. Marlowe was buried in an unmarked grave in the churchyard of St. Nicholas, Deptford immediately after the inquest, on 1 June 1593.
The complete text of the inquest report was published by Leslie Hotson in his book, The Death of Christopher Marlowe, in the introduction to which Prof. George Kittredge said, "The mystery of Marlowe's death, heretofore involved in a cloud of contradictory gossip and irresponsible guess-work, is now cleared up for good and all on the authority of public records of complete authenticity and gratifying fullness" but this confidence proved fairly short-lived. Hotson had considered the possibility that the witnesses had "concocted a lying account of Marlowe's behaviour, to which they swore at the inquest, and with which they deceived the jury" but came down against that scenario. Others began to suspect that this scenario was indeed the case. Writing to the Times Literary Supplement shortly after the book's publication, Eugénie de Kalb disputed that the struggle and outcome as described were even possible and Samuel A. Tannenbaum insisted the following year that such a wound could not have possibly resulted in instant death, as had been claimed. Even Marlowe's biographer John Bakeless acknowledged that "some scholars have been inclined to question the truthfulness of the coroner's report. There is something queer about the whole episode" and said that Hotson's discovery "raises almost as many questions as it answers". It has also been discovered more recently that the apparent absence of a local county coroner to accompany the Coroner of the Queen's Household would, if noticed, have made the inquest null and void.
One of the main reasons for doubting the truth of the inquest concerns the reliability of Marlowe's companions as witnesses. As an agent provocateur for the late Sir Francis Walsingham, Robert Poley was a consummate liar, the "very genius of the Elizabethan underworld" and is on record as saying "I will swear and forswear myself, rather than I will accuse myself to do me any harm". The other witness, Nicholas Skeres, had for many years acted as a confidence trickster, drawing young men into the clutches of people in the money-lending racket, including Marlowe's apparent killer, Ingram Frizer, with whom he was engaged in such a swindle. Despite their being referred to as generosi (gentlemen) in the inquest report, the witnesses were professional liars. Some biographers, such as Kuriyama and Downie, take the inquest to be a true account of what occurred, but in trying to explain what really happened if the account was not true, others have come up with a variety of murder theories:
Jealous of her husband Thomas's relationship with Marlowe, Audrey Walsingham arranged for the playwright to be murdered.
Sir Walter Raleigh arranged the murder, fearing that under torture Marlowe might incriminate him.
With Skeres the main player, the murder resulted from attempts by the Earl of Essex to use Marlowe to incriminate Sir Walter Raleigh.
He was killed on the orders of father and son Lord Burghley and Sir Robert Cecil, who thought that his plays contained Catholic propaganda.
He was accidentally killed while Frizer and Skeres were pressuring him to pay back money he owed them.
Marlowe was murdered at the behest of several members of the Privy Council, who feared that he might reveal them to be atheists.
The Queen ordered his assassination because of his subversive atheistic behaviour.
Frizer murdered him because he envied Marlowe's close relationship with his master Thomas Walsingham and feared the effect that Marlowe's behaviour might have on Walsingham's reputation.
Marlowe's death was faked to save him from trial and execution for subversive atheism.
Since there are only written documents on which to base any conclusions and since it is probable that the most crucial information about his death was never committed to paper, it is unlikely that the full circumstances of Marlowe's death will ever be known.
Reputation among contemporary writers
For his contemporaries in the literary world, Marlowe was above all an admired and influential artist. Within weeks of his death, George Peele remembered him as "Marley, the Muses' darling"; Michael Drayton noted that he "Had in him those brave translunary things / That the first poets had" and Ben Jonson even wrote of "Marlowe's mighty line". Thomas Nashe wrote warmly of his friend, "poor deceased Kit Marlowe," as did the publisher Edward Blount in his dedication of Hero and Leander to Sir Thomas Walsingham. Among the few contemporary dramatists to say anything negative about Marlowe was the anonymous author of the Cambridge University play The Return from Parnassus (1598) who wrote, "Pity it is that wit so ill should dwell, / Wit lent from heaven, but vices sent from hell".
The most famous tribute to Marlowe was paid by Shakespeare in As You Like It, where he not only quotes a line from Hero and Leander ("Dead Shepherd, now I find thy saw of might, 'Who ever lov'd that lov'd not at first sight?) but also gives to the clown Touchstone the words "When a man's verses cannot be understood, nor a man's good wit seconded with the forward child, understanding, it strikes a man more dead than a great reckoning in a little room." This appears to be a reference to Marlowe's murder which involved a fight over the "reckoning," the bill, as well as to a line in Marlowe's Jew of Malta, "Infinite riches in a little room."
Shakespeare was much influenced by Marlowe in his work, as can be seen in the use of Marlovian themes in Antony and Cleopatra, The Merchant of Venice, Richard II and Macbeth (Dido, Jew of Malta, Edward II and Doctor Faustus, respectively). In Hamlet, after meeting with the travelling actors, Hamlet requests the Player perform a speech about the Trojan War, which at 2.2.429–432 has an echo of Marlowe's Dido, Queen of Carthage. In Love's Labour's Lost Shakespeare brings on a character "Marcade" (three syllables) in conscious acknowledgement of Marlowe's character "Mercury", also attending the King of Navarre, in Massacre at Paris. The significance, to those of Shakespeare's audience who were familiar with Hero and Leander, was Marlowe's identification of himself with the god Mercury.
Shakespeare authorship theory
An argument has arisen about the notion that Marlowe faked his death and then continued to write under the assumed name of William Shakespeare. Academic consensus rejects alternative candidates for authorship of Shakespeare's plays and sonnets, including Marlowe.
Literary career
Plays
Six dramas have been attributed to the authorship of Christopher Marlowe either alone or in collaboration with other writers, with varying degrees of evidence. The writing sequence or chronology of these plays is mostly unknown and is offered here with any dates and evidence known. Among the little available information we have, Dido is believed to be the first Marlowe play performed, while it was Tamburlaine that was first to be performed on a regular commercial stage in London in 1587. Believed by many scholars to be Marlowe's greatest success, Tamburlaine was the first English play written in blank verse and, with Thomas Kyd's The Spanish Tragedy, is generally considered the beginning of the mature phase of the Elizabethan theatre.
The play Lust's Dominion was attributed to Marlowe upon its initial publication in 1657, though scholars and critics have almost unanimously rejected the attribution. He may also have written or co-written Arden of Faversham.
Poetry and translations
Publication and responses to the poetry and translations credited to Marlowe primarily occurred posthumously, including:
Amores, first book of Latin elegiac couplets by Ovid with translation by Marlowe (c. 1580s); copies publicly burned as offensive in 1599.
The Passionate Shepherd to His Love, by Marlowe. (c. 1587–1588); a popular lyric of the time.
Hero and Leander, by Marlowe (c. 1593, unfinished; completed by George Chapman, 1598; printed 1598).
Pharsalia, Book One, by Lucan with translation by Marlowe. (c. 1593; printed 1600)
Collaborations
Modern scholars still look for evidence of collaborations between Marlowe and other writers. In 2016, one publisher was the first to endorse the scholarly claim of a collaboration between Marlowe and the playwright William Shakespeare:
Henry VI by William Shakespeare is now credited as a collaboration with Marlowe in the New Oxford Shakespeare series, published in 2016. Marlowe appears as co-author of the three Henry VI plays, though some scholars doubt any actual collaboration.
Contemporary reception
Marlowe's plays were enormously successful, possibly because of the imposing stage presence of his lead actor, Edward Alleyn. Alleyn was unusually tall for the time and the haughty roles of Tamburlaine, Faustus and Barabas were probably written for him. Marlowe's plays were the foundation of the repertoire of Alleyn's company, the Admiral's Men, throughout the 1590s. One of Marlowe's poetry translations did not fare as well. In 1599, Marlowe's translation of Ovid was banned and copies were publicly burned as part of Archbishop Whitgift's crackdown on offensive material.
Chronology of dramatic works
(Patrick Cheney's 2004 Cambridge Companion to Christopher Marlowe presents an alternative timeline based upon printing dates.)
Dido, Queen of Carthage (–1587)
First official record 1594
First published 1594; posthumously
First recorded performance between 1587 and 1593 by the Children of the Chapel, a company of boy actors in London.
Significance This play is believed by many scholars to be the first play by Christopher Marlowe to be performed.
Attribution The title page attributes the play to Marlowe and Thomas Nashe, yet some scholars question how much of a contribution Nashe made to the play.
Evidence No manuscripts by Marlowe exist for this play.
Tamburlaine, Part I (); Part II (–1588)
First official record 1587, Part I
First published 1590, Parts I and II in one octavo, London. No author named.
First recorded performance 1587, Part I, by the Admiral's Men, London.
Significance Tamburlaine is the first example of blank verse used in the dramatic literature of the Early Modern English theatre.
Attribution Author name is missing from first printing in 1590. Attribution of this work by scholars to Marlowe is based upon comparison to his other verified works. Passages and character development in Tamburlane are similar to many other Marlowe works.
Evidence No manuscripts by Marlowe exist for this play. Parts I and II were entered into the Stationers' Register on 14 August 1590. The two parts were published together by the London printer, Richard Jones, in 1590; a second edition in 1592, and a third in 1597. The 1597 edition of the two parts were published separately in quarto by Edward White; part I in 1605, and part II in 1606.
The Jew of Malta (–1590)
First official record 1592
First published 1592; earliest extant edition, 1633
First recorded performance 26 February 1592, by Lord Strange's acting company.
Significance The performances of the play were a success and it remained popular for the next fifty years. This play helps to establish the strong theme of "anti-authoritarianism" that is found throughout Marlowe's works.
Evidence No manuscripts by Marlowe exist for this play. The play was entered in the Stationers' Register on 17 May 1594 but the earliest surviving printed edition is from 1633.
Doctor Faustus (–1592)
First official record 1594–1597
First published 1601, no extant copy; first extant copy, 1604 (A text) quarto; 1616 (B text) quarto.
First recorded performance 1594–1597; 24 revival performances occurred between these years by the Lord Admiral's Company, Rose Theatre, London; earlier performances probably occurred around 1589 by the same company.
Significance This is the first dramatised version of the Faust legend of a scholar's dealing with the devil. Marlowe deviates from earlier versions of "The Devil's Pact" significantly: Marlowe's protagonist is unable to "burn his books" or repent to a merciful God to have his contract annulled at the end of the play; he is carried off by demons; and, in the 1616 quarto, his mangled corpse is found by the scholar characters.
Attribution The 'B text' was highly edited and censored, owing in part to the shifting theatre laws regarding religious words onstage during the seventeenth-century. Because it contains several additional scenes believed to be the additions of other playwrights, particularly Samuel Rowley and William Bird (alias Borne), a recent edition attributes the authorship of both versions to "Christopher Marlowe and his collaborator and revisers." This recent edition has tried to establish that the 'A text' was assembled from Marlowe's work and another writer, with the 'B text' as a later revision.
Evidence No manuscripts by Marlowe exist for this play. The two earliest-printed extant versions of the play, A and B, form a textual problem for scholars. Both were published after Marlowe's death and scholars disagree which text is more representative of Marlowe's original. Some editions are based on a combination of the two texts. Late-twentieth-century scholarly consensus identifies 'A text' as more representative because it contains irregular character names and idiosyncratic spelling, which are believed to reflect the author's handwritten manuscript or "foul papers". In comparison, 'B text' is highly edited with several additional scenes possibly written by other playwrights.
Edward the Second ()
First official record 1593
First published 1590; earliest extant edition 1594 octavo
First recorded performance 1592, performed by the Earl of Pembroke's Men.
Significance Considered by recent scholars as Marlowe's "most modern play" because of its probing treatment of the private life of a king and unflattering depiction of the power politics of the time. The 1594 editions of Edward II and of Dido are the first published plays with Marlowe's name appearing as the author.
Attribution Earliest extant edition of 1594.
Evidence The play was entered into the Stationers' Register on 6 July 1593, five weeks after Marlowe's death.
The Massacre at Paris (–1593)
First official record , alleged foul sheet by Marlowe of "Scene 19"; although authorship by Marlowe is contested by recent scholars, the manuscript is believed written while the play was first performed and with an unknown purpose.
First published undated, or later, octavo, London; while this is the most complete surviving text, it is near half the length of Marlowe's other works and possibly a reconstruction. The printer and publisher credit, "E.A. for Edward White," also appears on the 1605/06 printing of Marlowe's Tamburlaine.
First recorded performance 26 Jan 1593, by Lord Strange's Men, at Henslowe's Rose Theatre, London, under the title The Tragedy of the Guise; 1594, in the repertory of the Admiral's Men.
Significance The Massacre at Paris is considered Marlowe's most dangerous play, as agitators in London seized on its theme to advocate the murders of refugees from the low countries of the Spanish Netherlands, and it warns Elizabeth I of this possibility in its last scene. It features the silent "English Agent", whom tradition has identified with Marlowe and his connexions to the secret service. Highest grossing play for Lord Strange's Men in 1593.
Attribution A 1593 loose manuscript sheet of the play, called a foul sheet, is alleged to be by Marlowe and has been claimed by some scholars as the only extant play manuscript by the author. It could also provide an approximate date of composition for the play. When compared with the extant printed text and his other work, other scholars reject the attribution to Marlowe. The only surviving printed text of this play is possibly a reconstruction from memory of Marlowe's original performance text. Current scholarship notes that there are only 1147 lines in the play, half the amount of a typical play of the 1590s. Other evidence that the extant published text may not be Marlowe's original is the uneven style throughout, with two-dimensional characterisations, deteriorating verbal quality and repetitions of content.
Evidence Never appeared in the Stationer's Register.
Memorials
The Muse of Poetry, a bronze sculpture by Edward Onslow Ford references Marlowe and his work. It was erected on Buttermarket, Canterbury in 1891, and now stands outside the Marlowe Theatre in the city.
In July 2002, a memorial window to Marlowe was unveiled by the Marlowe Society at Poets' Corner in Westminster Abbey. Controversially, a question mark was added to his generally accepted date of death. On 25 October 2011 a letter from Paul Edmondson and Stanley Wells was published by The Times newspaper, in which they called on the Dean and Chapter to remove the question mark on the grounds that it "flew in the face of a mass of unimpugnable evidence". In 2012, they renewed this call in their e-book Shakespeare Bites Back, adding that it "denies history" and again the following year in their book Shakespeare Beyond Doubt.
The Marlowe Theatre in Canterbury, Kent, UK, was named for Marlowe in 1949.
Marlowe in fiction
Marlowe has been used as a character in books, theatre, film, television, games and radio.
Modern compendia
Modern scholarly collected works of Marlowe include:
The Complete Works of Christopher Marlowe (edited by Roma Gill in 1986; Clarendon Press published in partnership with Oxford University Press)
The Complete Plays of Christopher Marlowe (edited by J. B. Steane in 1969; edited by Frank Romany and Robert Lindsey, Revised Edition, 2004, Penguin)
Works of Marlowe in performance
Radio
BBC Radio broadcast adaptations of Marlowe's six plays from May to October 1993.
Royal Shakespeare Company
Royal Shakespeare Company
Dido, Queen of Carthage, directed by Kimberly Sykes, with Chipo Chung as Dido. Swan Theatre, 2017.
Tamburlaine the Great, directed by Terry Hands, with Anthony Sher as Tamburlaine. Swan Theatre, 1992; Barbican Theatre, 1993.
Tamburlaine the Great directed by Michael Boyd, with Jude Owusu as Tamburlaine. Swan Theatre, 2018.
The Jew of Malta, directed by Barry Kyle, with Jasper Britton as Barabas. Swan Theatre, 1987; People's Theatre, and Barbican Theatre, 1988.
The Jew of Malta, directed by Justin Audibert, with Jasper Britton as Barabas. Swan Theatre, 2015.
Edward II, directed by Gerard Murphy, with Simon Russell Beale as Edward. Swan Theatre, 1990.
Doctor Faustus, directed by John Barton, with Ian McKellen as Faustus. Nottingham Playhouse and Aldwych Theatre, 1974, and Royal Shakespeare Theatre, 1975.
Doctor Faustus directed by Barry Kyle with Gerard Murphy as Faustus, Swan Theatre and Pit Theatre, 1989.
Doctor Faustus directed by Maria Aberg, with Sandy Grierson and Oliver Ryan sharing the roles of Faustus and Mephistophilis. Swan Theatre and Barbican Theatre, 2016.
Royal National Theatre
Royal National Theatre
Tamburlaine, directed by Peter Hall, with Albert Finney as Tamburlaine. Olivier Theatre, 1976.
Dido, Queen of Carthage, directed by James McDonald with Anastasia Hille as Dido. Cottesloe Theatre, 2009.
Edward II, directed by Joe Hill-Gibbins, with John Heffernan as Edward. Olivier Theatre, 2013.
Shakespeare's Globe
Shakespeare's Globe
Dido, Queen of Carthage, directed by Tim Carroll, with Rakie Ayola as Dido, 2003.
Edward II, directed by Timothy Walker, with Liam Brennan as Edward, 2003.
Malthouse Theatre
The Marlowe Sessions
Dido, Queen of Carthage, Directed/Produced by Ray Mia, Performance direction by Stephen Unwin, with Thalissa Teixeira as Dido, 2022.
Tamburlaine The Great, Part 1, Directed/Produced by Ray Mia, Performance direction by Phillip Breen, with Alan Cox as Tamburlaine, 2022.
The Jew Of Malta, Directed/Produced by Ray Mia, Performance direction by Stephen Unwin, with Adrian Schiller as Barrabus, 2022.
Tamburlaine The Great, Part 2, Directed/Produced by Ray Mia, Performance direction by Phillip Breen, with Alan Cox as Tamburlaine, 2022.
Edward The Second, Directed/Produced by Ray Mia, Performance direction by Abigail Rokison, with Jack Holden as Edward II, 2022.
The Massacre At Paris, Directed/Produced by Ray Mia, Performance direction by Abigail Rokison, with Michael Maloney as Guise, 2022.
Dr Faustus, Directed/Produced by Ray Mia, Performance direction by Phillip Breen, with Dominic West as Faustus and Talulah Riley as Mephistopheles, 2022.
The Poetry of Christopher Marlowe, Directed/Produced by Ray Mia, Performance direction by Philip Bird, read by Jack Holden, Fisayo Akinade and Philip Bird, 2022.
Other stage
Tamburlaine. Yale University, 1919.
Tamburlaine, directed by Tyrone Guthrie, with Donald Wolfit as Tamburlaine. The Old Vic, 1951.
Doctor Faustus, co-directed by Orson Welles and John Houseman, with Welles as Faustus and Jack Carter as Mephistopheles. Maxine Elliott's Theatre, 1937.
Doctor Faustus, directed by Adrian Noble. Royal Exchange, 1981.
Edward II, directed by Toby Robertson, with John Barton as Edward. Cambridge, 1951.
Edward II, directed by Toby Robertson, with Derek Jacobi as Edward. Cambridge, 1958.
Edward II, directed by Toby Robertson, with Ian McKellen as Edward. Assembly Rooms, 1969.
Edward II, directed by Jim Stone, Washington Stage Company, 1993;
Edward II, directed by Jozsef Ruszt. Budapest, 1998;
Edward II, directed by Michael Grandage, with Joseph Fiennes as Edward. Crucible Theatre, 2001.
The Massacre in Paris, directed by Patrice Chéreau. France, 1972.
Stage adaptations
Edward II, Phoenix Society, London, 1923.
Leben Eduards des Zweiten von England, by Bertolt Brecht (the first play he directed). Munich Chamber Theatre, Germany, 1924.
The Life of Edward II of England, by Marlowe and Bertold Brecht, directed by Frank Dunlop. National Theatre, 1968.
Edward II, adapted as a ballet, choreographed by David Bintley. Stuttgart Ballet, 1995.
Doctor Faustus, additional text by Colin Teevan, directed by Jamie Lloyd, with Kit Harington as Faustus. Duke of York's Theatre, 2016.
Faustus, That Damned Woman by Chris Bush, directed by Caroline Byrne. Lyric Theatre, 2020.
Film
Doctor Faustus, based on Nevill Coghill's 1965 production, adapted for Richard Burton and Elizabeth Taylor, 1967.
Edward II, directed by Derek Jarman, 1991.
Faust, with some Marlowe dialogue, directed by Jan Švankmajer, 1994.
Notes
References
Sources
Via Google Books
Further reading
Bevington, David, and Eric Rasmussen, eds. Doctor Faustus and Other Plays. Oxford English Drama. Oxford University Press, 1998.
Conrad, B. Der wahre Shakespeare: Christopher Marlowe. (German non-Fiction book) 5th Edition, 2016.
Cornelius R. M. Christopher Marlowe's Use of the Bibleu. New York: P. Lang, 1984.
Marlowe, Christopher. Complete Works. Vol. 3: Edward II., ed. R. Rowland. Oxford: Clarendon Press, 1994. (pp. xxii–xxiii)
Oz, Avraham, ed. Marlowe. New Casebooks. Houndmills, Basingstoke and London: Palgrave/Macmillan, 2003.
Parker, John. The Aesthetics of Antichrist: From Christian Drama to Christopher Marlowe. Ithaca: Cornell University Press, 2007.
Shepard, Alan. Marlowe's Soldiers: Rhetorics of Masculinity in the Age of the Armada, Ashgate, 2002.
Sim, James H. Dramatic Uses of Biblical Allusions in Marlowe and Shakespeare, Gainesville: University of Florida Press, 1966.
Wraight A. D.; Stern, Virginia F. In Search of Christopher Marlowe: A Pictorial Biography, London: Macdonald, 1965.
External links
The Marlowe Society
The works of Marlowe at Perseus Project
The complete works , with modernised spelling, on Peter Farey's Marlowe page.
BBC audio file. In Our Time Radio 4 discussion programme on Marlowe and his work
The Marlowe Bibliography Online is an initiative of the Marlowe Society of America and the University of Melbourne. Its purpose is to facilitate scholarship on the works of Christopher Marlowe by providing a searchable annotated bibliography of relevant scholarship
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5776 | https://en.wikipedia.org/wiki/Caving | Caving | Caving – also known as spelunking in the United States and Canada and potholing in the United Kingdom and Ireland – is the recreational pastime of exploring wild cave systems (as distinguished from show caves). In contrast, speleology is the scientific study of caves and the cave environment.
The challenges involved in caving vary according to the cave being visited; in addition to the total absence of light beyond the entrance, negotiating pitches, squeezes, and water hazards can be difficult. Cave diving is a distinct, and more hazardous, sub-speciality undertaken by a small minority of technically proficient cavers. In an area of overlap between recreational pursuit and scientific study, the most devoted and serious-minded cavers become accomplished at the surveying and mapping of caves and the formal publication of their efforts. These are usually published freely and publicly, especially in the UK and other European countries, although in the US, these are generally private.
Sometimes categorized as an "extreme sport", it is not commonly considered as such by longtime enthusiasts, who may dislike the term for its connotation of disregard for safety.
Many caving skills overlap with those involved in canyoning and mine and urban exploration.
Motivation
Caving is often undertaken for the enjoyment of the outdoor activity or for physical exercise, as well as original exploration, similar to mountaineering or diving. Physical or biological science is also an important goal for some cavers, while others are engaged in cave photography. Virgin cave systems comprise some of the last unexplored regions on Earth and much effort is put into trying to locate, enter and survey them. In well-explored regions (such as most developed nations), the most accessible caves have already been explored, and gaining access to new caves often requires cave digging or cave diving.
One old technique used by hill people in the United States to find caves worth exploring was to yell into a hole and listen for an echo. On finding a hole, the size of which did not matter, the would-be cave explorer would yell into the opening and listen for an echo. If there was none, the hole was just a hole. If there was an echo, the size of the cave could be determined by the length and strength of the echoes. This method is simple, cheap, and effective. The explorer could then enlarge the hole to make an entrance. Meriwether Lewis, of the Lewis and Clark Expedition, used the yelling technique to find caves in Kentucky when he was a boy. Since caves were dark, and flashlights had not been invented, Lewis, and other explorers, made torches out of knots of pine tree branches. Such torches burned a long time and cast a bright light.
Caving, in certain areas, has also been utilized as a form of eco and adventure tourism, for example in New Zealand. Tour companies have established an industry leading and guiding tours into and through caves. Depending on the type of cave and the type of tour, the experience could be adventure-based or ecological-based. There are tours led through lava tubes by a guiding service (e.g. Lava River Cave, the oceanic islands of Tenerife, Iceland and Hawaii).
Caving has also been described as an "individualist's team sport" by some, as cavers can often make a trip without direct physical assistance from others but will generally go in a group for companionship or to provide emergency help if needed. Some however consider the assistance cavers give each other as a typical team sport activity.
Etymology
The term Potholing refers to the act of exploring potholes, a word originating in the north of England for predominantly vertical caves.
Clay Perry, an American caver of the 1940s, wrote about a group of men and boys who explored and studied caves throughout New England. This group referred to themselves as spelunkers, a term derived from the Latin ("cave, cavern, den"), itself from the Greek spēlynks ("cave"). This is regarded as the first use of the word in the Americas. Throughout the 1950s, spelunking was the general term used for exploring caves in US English. It was used freely, without any positive or negative connotations, although only rarely outside the US.
In the 1960s, the terms spelunking and spelunker began to be considered déclassé among experienced enthusiasts. In 1985, Steve Knutson – editor of the National Speleological Society (NSS) publication American Caving Accidents – made the following distinction:
This sentiment is exemplified by bumper stickers and T-shirts displayed by some cavers: "Cavers rescue spelunkers". Nevertheless, outside the caving community, "spelunking" and "spelunkers" predominately remain neutral terms referring to the practice and practitioners, without any respect to skill level.
History
In the mid-nineteenth century, John Birkbeck explored potholes in England, notably Gaping Gill in 1842 and Alum Pot in 1847–8, returning there in the 1870s. In the mid-1880s, Herbert E. Balch began exploring Wookey Hole Caves and in the 1890s, Balch was introduced to the caves of the Mendip Hills. One of the oldest established caving clubs, Yorkshire Ramblers' Club, was founded in 1892.
Caving as a specialized pursuit was pioneered by Édouard-Alfred Martel (1859–1938), who first achieved the descent and exploration of the Gouffre de Padirac, in France, as early as 1889 and the first complete descent of a 110-metre wet vertical shaft at Gaping Gill in 1895. He developed his own techniques based on ropes and metallic ladders. Martel visited Kentucky and notably Mammoth Cave National Park in October 1912. In the 1920s famous US caver Floyd Collins made important explorations in the area and in the 1930s, as caving became increasingly popular, small exploration teams both in the Alps and in the karstic high plateaus of southwest France (Causses and Pyrenees) transformed cave exploration into both a scientific and recreational activity. Robert de Joly, Guy de Lavaur and Norbert Casteret were prominent figures of that time, surveying mostly caves in Southwest France. During World War II, an alpine team composed of Pierre Chevalier, Fernand Petzl, Charles Petit-Didier and others explored the Dent de Crolles cave system near Grenoble, which became the deepest explored system in the world (-658m) at that time. The lack of available equipment during the war forced Pierre Chevalier and the rest of the team to develop their own equipment, leading to technical innovation. The scaling-pole (1940), nylon ropes (1942), use of explosives in caves (1947) and mechanical rope-ascenders (Henri Brenot's "monkeys", first used by Chevalier and Brenot in a cave in 1934) can be directly associated to the exploration of the Dent de Crolles cave system.
In 1941, American cavers organized themselves into the National Speleological Society (NSS) to advance the exploration, conservation, study and understanding of caves in the United States. American caver Bill Cuddington, known as "Vertical Bill", further developed the single-rope technique (SRT) in the late 1950s. In 1958, two Swiss alpinists, Juesi and Marti teamed together, creating the first rope ascender known as the Jumar. In 1968 Bruno Dressler asked Fernand Petzl, who worked as a metals machinist, to build a rope-ascending tool, today known as the Petzl Croll, that he had developed by adapting the Jumar to vertical caving. Pursuing these developments, Petzl started in the 1970s a caving equipment manufacturing company named Petzl. The development of the rappel rack and the evolution of mechanical ascension systems extended the practice and safety of vertical exploration to a wider range of cavers.
Practice and equipment
Hard hats are worn to protect the head from bumps and falling rocks. The caver's primary light source is usually mounted on the helmet in order to keep the hands free. Electric LED lights are most common. Many cavers carry two or more sources of light – one as primary and the others as backup in case the first fails. More often than not, a second light will be mounted to the helmet for quick transition if the primary fails. Carbide lamp systems are an older form of illumination, inspired by miner's equipment, and are still used by some cavers, particularly on remote expeditions where electric charging facilities are not available.
The type of clothes worn underground varies according to the environment of the cave being explored, and the local culture. In cold caves, the caver may wear a warm base layer that retains its insulating properties when wet, such as a fleece ("furry") suit or polypropylene underwear, and an oversuit of hard-wearing (e.g., cordura) or waterproof (e.g., PVC) material. Lighter clothing may be worn in warm caves, particularly if the cave is dry, and in tropical caves thin polypropylene clothing is used, to provide some abrasion protection while remaining as cool as possible. Wetsuits may be worn if the cave is particularly wet or involves stream passages. On the feet boots are worn – hiking-style boots in drier caves, or rubber boots (such as wellies) often with neoprene socks ("wetsocks") in wetter caves. Knee-pads (and sometimes elbow-pads) are popular for protecting joints during crawls. Depending on the nature of the cave, gloves are sometimes worn to protect the hands against abrasion or cold. In pristine areas and for restoration, clean oversuits and powder-free, non-latex surgical gloves are used to protect the cave itself from contaminants.
Ropes are used for descending or ascending pitches (single rope technique or SRT) or for protection. Knots commonly used in caving are the figure-of-eight- (or figure-of-nine-) loop, bowline, alpine butterfly, and Italian hitch. Ropes are usually rigged using bolts, slings, and carabiners. In some cases cavers may choose to bring and use a flexible metal ladder.
In addition to the equipment already described, cavers frequently carry packs containing first-aid kits, emergency equipment, and food. Containers for securely transporting urine are also commonly carried. On longer trips, containers for securely transporting feces out of the cave are carried.
During very long trips, it may be necessary to camp in the cave – some cavers have stayed underground for many days, or in particularly extreme cases, for weeks at a time. This is particularly the case when exploring or mapping extensive cave systems, where it would be impractical to retrace the route back to the surface regularly. Such long trips necessitate the cavers carrying provisions, sleeping, and cooking equipment.
Safety
Caves can be dangerous places; hypothermia, falling, flooding, falling rocks and physical exhaustion are the main risks. Rescuing people from underground is difficult and time-consuming, and requires special skills, training, and equipment. Full-scale cave rescues often involve the efforts of dozens of rescue workers (often other long-time cavers who have participated in specialized courses, as normal rescue staff are not sufficiently experienced in cave environments), who may themselves be put in jeopardy in effecting the rescue. This said, caving is not necessarily a high-risk sport (especially if it does not involve difficult climbs or diving). As in all physical sports, knowing one's limitations is key.
Caving in warmer climates carries the risk of contracting histoplasmosis, a fungal infection that is contracted from bird or bat droppings. It can cause pneumonia and can disseminate in the body to cause continued infections.
In many parts of the world, leptospirosis ("a type of bacterial infection spread by animals" including rats) is a distinct threat due to the presence of rat urine in rainwater or precipitation that enters the caves water system. Complications are uncommon, but can be serious.
Safety risks while caving can be minimized by using a number of techniques:
Checking that there is no danger of flooding during the expedition. Rainwater funneled underground can flood a cave very quickly, trapping people in cut-off passages and drowning them. In the UK, drowning accounts for almost half of all caving fatalities (see List of UK caving fatalities).
Using teams of several cavers, preferably at least four. If an injury occurs, one caver stays with the injured person while the other two go out for help, providing assistance to each other on their way out.
Notifying people outside the cave as to the intended return time. After an appropriate delay without a return, these will then organize a search party (usually made up by other cavers trained in cave rescues, as even professional emergency personnel are unlikely to have the skills to effect a rescue in difficult conditions).
Use of helmet-mounted lights (hands-free) with extra batteries. American cavers recommend a minimum of three independent sources of light per person, but two lights is common practice among European cavers.
Sturdy clothing and footwear, as well as a helmet, are necessary to reduce the impact of abrasions, falls, and falling objects. Synthetic fibers and woolens, which dry quickly, shed water, and are warm when wet, are vastly preferred to cotton materials, which retain water and increase the risk of hypothermia. It is also helpful to have several layers of clothing, which can be shed (and stored in the pack) or added as needed. In watery cave passages, polypropylene thermal underwear or wetsuits may be required to avoid hypothermia.
Cave passages look different from different directions. In long or complex caves, even experienced cavers can become lost. To reduce the risk of becoming lost, it is necessary to memorize the appearance of key navigational points in the cave as they are passed by the exploring party. Each member of a cave party shares responsibility for being able to remember the route out of the cave. In some caves it may be acceptable to mark a small number of key junctions with small stacks or "cairns" of rocks, or to leave a non-permanent mark such as high-visibility flagging tape tied to a projection.
Vertical caving uses ladders or single rope technique (SRT) to avoid the need for climbing passages that are too difficult. SRT is a complex skill and requires proper training and well-maintained equipment. Some drops that are abseiled down may be as deep as several hundred meters (for example Harwoods Hole).
Cave conservation
Many cave environments are very fragile. Many speleothems can be damaged by even the slightest touch and some by impacts as slight as a breath. Research suggests that increased carbon dioxide levels can lead to "a higher equilibrium concentration of calcium within the drip waters feeding the speleothems, and hence causes dissolution of existing features." In 2008, researchers found evidence that respiration from cave visitors may generate elevated carbon dioxide concentrations in caves, leading to increased temperatures of up to 3 °C and a dissolution of existing features.
Pollution is also of concern. Since water that flows through a cave eventually comes out in streams and rivers, any pollution may ultimately end up in someone's drinking water, and can even seriously affect the surface environment, as well. Even minor pollution such as dropping organic material can have a dramatic effect on the cave biota.
Cave-dwelling species are also very fragile, and often, a particular species found in a cave may live within that cave alone, and be found nowhere else in the world, such as Alabama cave shrimp. Cave-dwelling species are accustomed to a near-constant climate of temperature and humidity, and any disturbance can be disruptive to the species' life cycles. Though cave wildlife may not always be immediately visible, it is typically nonetheless present in most caves.
Bats are one such fragile species of cave-dwelling animal. Bats which hibernate are most vulnerable during the winter season, when no food supply exists on the surface to replenish the bat's store of energy should it be awakened from hibernation. Bats which migrate are most sensitive during the summer months when they are raising their young. For these reasons, visiting caves inhabited by hibernating bats is discouraged during cold months; and visiting caves inhabited by migratory bats is discouraged during the warmer months when they are most sensitive and vulnerable. Due to an affliction affecting bats in the northeastern US known as white nose syndrome (WNS), the US Fish & Wildlife Service has called for a moratorium effective March 26, 2009, on caving activity in states known to have hibernacula (MD, NY, VT, NH, MA, CT, NJ, PA, VA, and WV) affected by WNS, as well as adjoining states.
Some cave passages may be marked with flagging tape or other indicators to show biologically, aesthetically, or archaeologically sensitive areas. Marked paths may show ways around notably fragile areas such as a pristine floor of sand or silt which may be thousands of years old, dating from the last time water flowed through the cave. Such deposits may easily be spoiled forever by a single misplaced step. Active formations such as flowstone can be similarly marred with a muddy footprint or handprint, and ancient human artifacts, such as fiber products, may even crumble to dust under all but the most gentle touch.
In 1988, concerned that cave resources were becoming increasingly damaged through unregulated use, Congress enacted the Federal Cave Resources Protection Act, giving land management agencies in the United States expanded authority to manage cave conservation on public land.
Caving organizations
Cavers in many countries have created organizations for the administration and oversight of caving activities within their nations. The oldest of these is the French Federation of Speleology (originally Société de spéléologie) founded by Édouard-Alfred Martel in 1895, which produced the first periodical journal in speleology, Spelunca. The first University-based speleological institute in the world was founded in 1920 in Cluj-Napoca, Romania, by Emil Racovita, a Romanian biologist, zoologist, speleologist and explorer of Antarctica.
The British Speleological Association was established in 1935 and the National Speleological Society in the US was founded in 1941 (originally formed as the Speleological Society of the District of Columbia on May 6, 1939).
An international speleological congress was proposed at a meeting in Valence-sur-Rhone, France in 1949 and first held in 1953 in Paris. The International Union of Speleology (UIS) was founded in 1965.
See also
References
ro:Speologie
vi:Thám hiểm hang động |
5778 | https://en.wikipedia.org/wiki/Cave | Cave | A cave or cavern is a natural void in the ground, specifically a space large enough for a human to enter. Caves often form by the weathering of rock and often extend deep underground. The word cave can refer to smaller openings such as sea caves, rock shelters, and grottos, that extend a relatively short distance into the rock and they are called exogene caves. Caves which extend further underground than the opening is wide are called endogene caves.
Speleology is the science of exploration and study of all aspects of caves and the cave environment. Visiting or exploring caves for recreation may be called caving, potholing, or spelunking.
Formation types
The formation and development of caves is known as speleogenesis; it can occur over the course of millions of years. Caves can range widely in size, and are formed by various geological processes. These may involve a combination of chemical processes, erosion by water, tectonic forces, microorganisms, pressure, and atmospheric influences. Isotopic dating techniques can be applied to cave sediments, to determine the timescale of the geological events which formed and shaped present-day caves.
It is estimated that a cave cannot be more than vertically beneath the surface due to the pressure of overlying rocks. This does not, however, impose a maximum depth for a cave which is measured from its highest entrance to its lowest point, as the amount of rock above the lowest point is dependent on the topography of the landscape above it. For karst caves the maximum depth is determined on the basis of the lower limit of karst forming processes, coinciding with the base of the soluble carbonate rocks. Most caves are formed in limestone by dissolution.
Caves can be classified in various other ways as well, including a contrast between active and relict: active caves have water flowing through them; relict caves do not, though water may be retained in them. Types of active caves include inflow caves ("into which a stream sinks"), outflow caves ("from which a stream emerges"), and through caves ("traversed by a stream").
Solutional
Solutional caves or karst caves are the most frequently occurring caves. Such caves form in rock that is soluble; most occur in limestone, but they can also form in other rocks including chalk, dolomite, marble, salt, and gypsum. Except for salt caves, solutional caves result when rock is dissolved by natural acid in groundwater that seeps through bedding planes, faults, joints, and comparable features. Over time cracks enlarge to become caves and cave systems.
The largest and most abundant solutional caves are located in limestone. Limestone dissolves under the action of rainwater and groundwater charged with H2CO3 (carbonic acid) and naturally occurring organic acids. The dissolution process produces a distinctive landform known as karst, characterized by sinkholes and underground drainage. Limestone caves are often adorned with calcium carbonate formations produced through slow precipitation. These include flowstones, stalactites, stalagmites, helictites, soda straws and columns. These secondary mineral deposits in caves are called speleothems.
The portions of a solutional cave that are below the water table or the local level of the groundwater will be flooded.
Lechuguilla Cave in New Mexico and nearby Carlsbad Cavern are now believed to be examples of another type of solutional cave. They were formed by H2S (hydrogen sulfide) gas rising from below, where reservoirs of oil give off sulfurous fumes. This gas mixes with groundwater and forms H2SO4 (sulfuric acid). The acid then dissolves the limestone from below, rather than from above, by acidic water percolating from the surface.
Primary
Caves formed at the same time as the surrounding rock are called primary caves.
Lava tubes are formed through volcanic activity and are the most common primary caves. As lava flows downhill, its surface cools and solidifies. Hot liquid lava continues to flow under that crust, and if most of it flows out, a hollow tube remains. Such caves can be found in the Canary Islands, Jeju-do, the basaltic plains of Eastern Idaho, and in other places. Kazumura Cave near Hilo, Hawaii is a remarkably long and deep lava tube; it is .
Lava caves include but are not limited to lava tubes. Other caves formed through volcanic activity include rifts, lava molds, open vertical conduits, inflationary, blisters, among others.
Sea or littoral
Sea caves are found along coasts around the world. A special case is littoral caves, which are formed by wave action in zones of weakness in sea cliffs. Often these weaknesses are faults, but they may also be dykes or bedding-plane contacts. Some wave-cut caves are now above sea level because of later uplift. Elsewhere, in places such as Thailand's Phang Nga Bay, solutional caves have been flooded by the sea and are now subject to littoral erosion. Sea caves are generally around in length, but may exceed .
Corrasional or erosional
Corrasional or erosional caves are those that form entirely by erosion by flowing streams carrying rocks and other sediments. These can form in any type of rock, including hard rocks such as granite. Generally there must be some zone of weakness to guide the water, such as a fault or joint. A subtype of the erosional cave is the wind or aeolian cave, carved by wind-born sediments. Many caves formed initially by solutional processes often undergo a subsequent phase of erosional or vadose enlargement where active streams or rivers pass through them.
Glacier
Glacier caves are formed by melting ice and flowing water within and under glaciers. The cavities are influenced by the very slow flow of the ice, which tends to collapse the caves again. Glacier caves are sometimes misidentified as "ice caves", though this latter term is properly reserved for bedrock caves that contain year-round ice formations.
Fracture
Fracture caves are formed when layers of more soluble minerals, such as gypsum, dissolve out from between layers of less soluble rock. These rocks fracture and collapse in blocks of stone.
Talus
Talus caves are formed by the openings among large boulders that have fallen down into a random heap, often at the bases of cliffs. These unstable deposits are called talus or scree, and may be subject to frequent rockfalls and landslides.
Anchialine
Anchialine caves are caves, usually coastal, containing a mixture of freshwater and saline water (usually sea water). They occur in many parts of the world, and often contain highly specialized and endemic fauna.
Physical patterns
Branchwork caves resemble surface dendritic stream patterns; they are made up of passages that join downstream as tributaries. Branchwork caves are the most common of cave patterns and are formed near sinkholes where groundwater recharge occurs. Each passage or branch is fed by a separate recharge source and converges into other higher order branches downstream.
Angular network caves form from intersecting fissures of carbonate rock that have had fractures widened by chemical erosion. These fractures form high, narrow, straight passages that persist in widespread closed loops.
Anastomotic caves largely resemble surface braided streams with their passages separating and then meeting further down drainage. They usually form along one bed or structure, and only rarely cross into upper or lower beds.
Spongework caves are formed when solution cavities are joined by mixing of chemically diverse water. The cavities form a pattern that is three-dimensional and random, resembling a sponge.
Ramiform caves form as irregular large rooms, galleries, and passages. These randomized three-dimensional rooms form from a rising water table that erodes the carbonate rock with hydrogen-sulfide enriched water.
Pit caves (vertical caves, potholes, or simply "pits") consist of a vertical shaft rather than a horizontal cave passage. They may or may not be associated with one of the above structural patterns.
Geographic distribution
Caves are found throughout the world, although the distribution of documented cave system is heavily skewed towards those countries where caving has been popular for many years (such as France, Italy, Australia, the UK, the United States, etc.). As a result, explored caves are found widely in Europe, Asia, North America and Oceania, but are sparse in South America, Africa, and Antarctica.
This is a rough generalization, as large expanses of North America and Asia contain no documented caves, whereas areas such as the Madagascar dry deciduous forests and parts of Brazil contain many documented caves. As the world's expanses of soluble bedrock are researched by cavers, the distribution of documented caves is likely to shift. For example, China, despite containing around half the world's exposed limestone—more than —has relatively few documented caves.
Records and superlatives
The cave system with the greatest total length of surveyed passage is Mammoth Cave in Kentucky, US, at .
The longest surveyed underwater cave, and second longest overall, is Sistema Ox Bel Ha in Yucatán, Mexico at .
The deepest known cave—measured from its highest entrance to its lowest point—is Veryovkina Cave in Abkhazia, Georgia, with a depth of . This was the first cave to be explored to a depth of more than . (The first cave to be descended below was Gouffre Berger in France.) The Sarma and Illyuzia-Mezhonnogo-Snezhnaya caves in Georgia, (, and respectively) are the current second- and third-deepest caves. The deepest outside Georgia is Lamprechtsofen Vogelschacht Weg Schacht in Austria, which is deep.
The deepest vertical shaft in a cave is in Vrtoglavica Cave in Slovenia. The second deepest is Ghar-e-Ghala at in the Parau massif near Kermanshah in Iran.
The deepest underwater cave bottomed by a remotely operated underwater vehicle at , is the Hranice Abyss in the Czech Republic.
The Miao Room is the world's largest known room by volume, with a measured volume of . The largest known room by surface is Sarawak Chamber, in the Gunung Mulu National Park (Miri, Sarawak, Borneo, Malaysia), a sloping, boulder strewn chamber with an area of . The largest room in a show cave is the Salle de la Verna in the French Pyrenees.
The largest passage ever discovered is in the Son Doong Cave in Phong Nha-Kẻ Bàng National Park in Quảng Bình Province, Vietnam. It is in length, high and wide over most of its length, but over high and wide for part of its length.
Five longest surveyed
Mammoth Cave, Kentucky, US
Sistema Ox Bel Ha, Mexico
Sistema Sac Actun/Sistema Dos Ojos, Mexico
Jewel Cave, South Dakota, US
Shuanghedong Cave Network, China
Ecology
Cave-inhabiting animals are often categorized as troglobites (cave-limited species), troglophiles (species that can live their entire lives in caves, but also occur in other environments), trogloxenes (species that use caves, but cannot complete their life cycle fully in caves) and accidentals (animals not in one of the previous categories). Some authors use separate terminology for aquatic forms (for example, stygobites, stygophiles, and stygoxenes).
Of these animals, the troglobites are perhaps the most unusual organisms. Troglobitic species often show a number of characteristics, termed troglomorphic, associated with their adaptation to subterranean life. These characteristics may include a loss of pigment (often resulting in a pale or white coloration), a loss of eyes (or at least of optical functionality), an elongation of appendages, and an enhancement of other senses (such as the ability to sense vibrations in water). Aquatic troglobites (or stygobites), such as the endangered Alabama cave shrimp, live in bodies of water found in caves and get nutrients from detritus washed into their caves and from the feces of bats and other cave inhabitants. Other aquatic troglobites include cave fish, and cave salamanders such as the olm and the Texas blind salamander.
Cave insects such as Oligaphorura (formerly Archaphorura) schoetti are troglophiles, reaching in length. They have extensive distribution and have been studied fairly widely. Most specimens are female, but a male specimen was collected from St Cuthberts Swallet in 1969.
Bats, such as the gray bat and Mexican free-tailed bat, are trogloxenes and are often found in caves; they forage outside of the caves. Some species of cave crickets are classified as trogloxenes, because they roost in caves by day and forage above ground at night.
Because of the fragility of cave ecosystems, and the fact that cave regions tend to be isolated from one another, caves harbor a number of endangered species, such as the Tooth cave spider, liphistius trapdoor spider, and the gray bat.
Caves are visited by many surface-living animals, including humans. These are usually relatively short-lived incursions, due to the lack of light and sustenance.
Cave entrances often have typical florae. For instance, in the eastern temperate United States, cave entrances are most frequently (and often densely) populated by the bulblet fern, Cystopteris bulbifera.
Archaeological and cultural importance
Throughout history, primitive peoples have made use of caves. The earliest human fossils found in caves come from a series of caves near Krugersdorp and Mokopane in South Africa. The cave sites of Sterkfontein, Swartkrans, Kromdraai B, Drimolen, Malapa, Cooper's D, Gladysvale, Gondolin and Makapansgat have yielded a range of early human species dating back to between three and one million years ago, including Australopithecus africanus, Australopithecus sediba and Paranthropus robustus. However, it is not generally thought that these early humans were living in the caves, but that they were brought into the caves by carnivores that had killed them.
The first early hominid ever found in Africa, the Taung Child in 1924, was also thought for many years to come from a cave, where it had been deposited after being predated on by an eagle. However, this is now debated (Hopley et al., 2013; Am. J. Phys. Anthrop.). Caves do form in the dolomite of the Ghaap Plateau, including the Early, Middle and Later Stone Age site of Wonderwerk Cave; however, the caves that form along the escarpment's edge, like that hypothesised for the Taung Child, are formed within a secondary limestone deposit called tufa. There is numerous evidence for other early human species inhabiting caves from at least one million years ago in different parts of the world, including Homo erectus in China at Zhoukoudian, Homo rhodesiensis in South Africa at the Cave of Hearths (Makapansgat), Homo neanderthalensis and Homo heidelbergensis in Europe at Archaeological Site of Atapuerca, Homo floresiensis in Indonesia, and the Denisovans in southern Siberia.
In southern Africa, early modern humans regularly used sea caves as shelter starting about 180,000 years ago when they learned to exploit the sea for the first time. The oldest known site is PP13B at Pinnacle Point. This may have allowed rapid expansion of humans out of Africa and colonization of areas of the world such as Australia by 60–50,000 years ago. Throughout southern Africa, Australia, and Europe, early modern humans used caves and rock shelters as sites for rock art, such as those at Giant's Castle. Caves such as the yaodong in China were used for shelter; other caves were used for burials (such as rock-cut tombs), or as religious sites (such as Buddhist caves). Among the known sacred caves are China's Cave of a Thousand Buddhas and the sacred caves of Crete.
Caves and acoustics
The importance of sound in caves predates a modern understanding of acoustics. Archaeologists have uncovered relationships between paintings of dots and lines, in specific areas of resonance, within the caves of Spain and France, as well as instruments depicting paleolithic motifs, indicators of musical events and rituals. Clusters of paintings were often found in areas with notable acoustics, sometimes even replicating the sounds of the animals depicted on the walls. The human voice was also theorized to be used as an echolocation device to navigate darker areas of the caves where torches were less useful. Dots of red ochre are often found in spaces with the highest resonance, where the production of paintings was too difficult.
Caves continue to provide usage for modern-day explorers of acoustics. Today Cumberland Caverns provides one of the best examples for modern musical usages of caves. Not only are caves utilized for the reverberations, but for the dampening qualities of their abnormal faces as well. The irregularities in the walls of the Cumberland Caverns diffuse sounds bouncing off the walls and give the space and almost recording studio-like quality. During the 20th century musicians began to explore the possibility of using caves as locations as clubs and concert halls, including the likes of Dinah Shore, Roy Acuff, and Benny Goodman. Unlike today, these early performances were typically held in the mouths of the caves, as the lack of technology made depths of the interior inaccessible with musical equipment. In Luray Caverns, Virginia, a functioning organ has been developed that generates sound by mallets striking stalactites, each with a different pitch.
See also
References
Erosion landforms
Fluvial landforms |
5783 | https://en.wikipedia.org/wiki/Computer%20program | Computer program | A computer program is a sequence or set of instructions in a programming language for a computer to execute. It is one component of software, which also includes documentation and other intangible components.
A computer program in its human-readable form is called source code. Source code needs another computer program to execute because computers can only execute their native machine instructions. Therefore, source code may be translated to machine instructions using the language's compiler. (Assembly language programs are translated using an assembler.) The resulting file is called an executable. Alternatively, source code may execute within the language's interpreter.
If the executable is requested for execution, then the operating system loads it into memory and starts a process. The central processing unit will soon switch to this process so it can fetch, decode, and then execute each machine instruction.
If the source code is requested for execution, then the operating system loads the corresponding interpreter into memory and starts a process. The interpreter then loads the source code into memory to translate and execute each statement. Running the source code is slower than running an executable. Moreover, the interpreter must be installed on the computer.
Example computer program
The "Hello, World!" program is used to illustrate a language's basic syntax. The syntax of the language BASIC (1964) was intentionally limited to make the language easy to learn. For example, variables are not declared before being used. Also, variables are automatically initialized to zero. Here is an example computer program, in Basic, to average a list of numbers:
10 INPUT "How many numbers to average?", A
20 FOR I = 1 TO A
30 INPUT "Enter number:", B
40 LET C = C + B
50 NEXT I
60 LET D = C/A
70 PRINT "The average is", D
80 END
Once the mechanics of basic computer programming are learned, more sophisticated and powerful languages are available to build large computer systems.
History
Improvements in software development are the result of improvements in computer hardware. At each stage in hardware's history, the task of computer programming changed dramatically.
Analytical Engine
In 1837, Jacquard's loom inspired Charles Babbage to attempt to build the Analytical Engine.
The names of the components of the calculating device were borrowed from the textile industry. In the textile industry, yarn was brought from the store to be milled. The device had a "store" which consisted of memory to hold 1,000 numbers of 50 decimal digits each. Numbers from the "store" were transferred to the "mill" for processing. It was programmed using two sets of perforated cards. One set directed the operation and the other set inputted the variables. However, the thousands of cogged wheels and gears never fully worked together, even after Babbage spent more than £17,000 of government money.
Ada Lovelace worked for Charles Babbage to create a description of the Analytical Engine (1843). The description contained Note G which completely detailed a method for calculating Bernoulli numbers using the Analytical Engine. This note is recognized by some historians as the world's first computer program. Other historians consider Babbage himself wrote the first computer program for the Analytical Engine. It listed a sequence of operations to compute the solution for a system of two linear equations.
Universal Turing machine
In 1936, Alan Turing introduced the Universal Turing machine, a theoretical device that can model every computation.
It is a finite-state machine that has an infinitely long read/write tape. The machine can move the tape back and forth, changing its contents as it performs an algorithm. The machine starts in the initial state, goes through a sequence of steps, and halts when it encounters the halt state. All present-day computers are Turing complete.
ENIAC
The Electronic Numerical Integrator And Computer (ENIAC) was built between July 1943 and Fall 1945. It was a Turing complete, general-purpose computer that used 17,468 vacuum tubes to create the circuits. At its core, it was a series of Pascalines wired together. Its 40 units weighed 30 tons, occupied , and consumed $650 per hour (in 1940s currency) in electricity when idle. It had 20 base-10 accumulators. Programming the ENIAC took up to two months. Three function tables were on wheels and needed to be rolled to fixed function panels. Function tables were connected to function panels by plugging heavy black cables into plugboards. Each function table had 728 rotating knobs. Programming the ENIAC also involved setting some of the 3,000 switches. Debugging a program took a week. It ran from 1947 until 1955 at Aberdeen Proving Ground, calculating hydrogen bomb parameters, predicting weather patterns, and producing firing tables to aim artillery guns.
Stored-program computers
Instead of plugging in cords and turning switches, a stored-program computer loads its instructions into memory just like it loads its data into memory. As a result, the computer could be programmed quickly and perform calculations at very fast speeds. Presper Eckert and John Mauchly built the ENIAC. The two engineers introduced the stored-program concept in a three-page memo dated February 1944. Later, in September 1944, Dr. John von Neumann began working on the ENIAC project. On June 30, 1945, von Neumann published the First Draft of a Report on the EDVAC, which equated the structures of the computer with the structures of the human brain. The design became known as the von Neumann architecture. The architecture was simultaneously deployed in the constructions of the EDVAC and EDSAC computers in 1949.
The IBM System/360 (1964) was a family of computers, each having the same instruction set architecture. The Model 20 was the smallest and least expensive. Customers could upgrade and retain the same application software. The Model 195 was the most premium. Each System/360 model featured multiprogramming—having multiple processes in memory at once. When one process was waiting for input/output, another could compute.
IBM planned for each model to be programmed using PL/1. A committee was formed that included COBOL, Fortran and ALGOL programmers. The purpose was to develop a language that was comprehensive, easy to use, extendible, and would replace Cobol and Fortran. The result was a large and complex language that took a long time to compile.
Computers manufactured until the 1970s had front-panel switches for manual programming. The computer program was written on paper for reference. An instruction was represented by a configuration of on/off settings. After setting the configuration, an execute button was pressed. This process was then repeated. Computer programs also were automatically inputted via paper tape, punched cards or magnetic-tape. After the medium was loaded, the starting address was set via switches, and the execute button was pressed.
Very Large Scale Integration
A major milestone in software development was the invention of the Very Large Scale Integration (VLSI) circuit (1964). Following World War II, tube-based technology was replaced with point-contact transistors (1947) and bipolar junction transistors (late 1950s) mounted on a circuit board. During the 1960s, the aerospace industry replaced the circuit board with an integrated circuit chip.
Robert Noyce, co-founder of Fairchild Semiconductor (1957) and Intel (1968), achieved a technological improvement to refine the production of field-effect transistors (1963). The goal is to alter the electrical resistivity and conductivity of a semiconductor junction. First, naturally occurring silicate minerals are converted into polysilicon rods using the Siemens process. The Czochralski process then converts the rods into a monocrystalline silicon, boule crystal. The crystal is then thinly sliced to form a wafer substrate. The planar process of photolithography then integrates unipolar transistors, capacitors, diodes, and resistors onto the wafer to build a matrix of metal–oxide–semiconductor (MOS) transistors. The MOS transistor is the primary component in integrated circuit chips.
Originally, integrated circuit chips had their function set during manufacturing. During the 1960s, controlling the electrical flow migrated to programming a matrix of read-only memory (ROM). The matrix resembled a two-dimensional array of fuses. The process to embed instructions onto the matrix was to burn out the unneeded connections. There were so many connections, firmware programmers wrote a computer program on another chip to oversee the burning. The technology became known as Programmable ROM. In 1971, Intel installed the computer program onto the chip and named it the Intel 4004 microprocessor.
The terms microprocessor and central processing unit (CPU) are now used interchangeably. However, CPUs predate microprocessors. For example, the IBM System/360 (1964) had a CPU made from circuit boards containing discrete components on ceramic substrates.
Sac State 8008
The Intel 4004 (1971) was a 4-bit microprocessor designed to run the Busicom calculator. Five months after its release, Intel released the Intel 8008, an 8-bit microprocessor. Bill Pentz led a team at Sacramento State to build the first microcomputer using the Intel 8008: the Sac State 8008 (1972). Its purpose was to store patient medical records. The computer supported a disk operating system to run a Memorex, 3-megabyte, hard disk drive. It had a color display and keyboard that was packaged in a single console. The disk operating system was programmed using IBM's Basic Assembly Language (BAL). The medical records application was programmed using a BASIC interpreter. However, the computer was an evolutionary dead-end because it was extremely expensive. Also, it was built at a public university lab for a specific purpose. Nonetheless, the project contributed to the development of the Intel 8080 (1974) instruction set.
x86 series
In 1978, the modern software development environment began when Intel upgraded the Intel 8080 to the Intel 8086. Intel simplified the Intel 8086 to manufacture the cheaper Intel 8088. IBM embraced the Intel 8088 when they entered the personal computer market (1981). As consumer demand for personal computers increased, so did Intel's microprocessor development. The succession of development is known as the x86 series. The x86 assembly language is a family of backward-compatible machine instructions. Machine instructions created in earlier microprocessors were retained throughout microprocessor upgrades. This enabled consumers to purchase new computers without having to purchase new application software. The major categories of instructions are:
Memory instructions to set and access numbers and strings in random-access memory.
Integer arithmetic logic unit (ALU) instructions to perform the primary arithmetic operations on integers.
Floating point ALU instructions to perform the primary arithmetic operations on real numbers.
Call stack instructions to push and pop words needed to allocate memory and interface with functions.
Single instruction, multiple data (SIMD) instructions to increase speed when multiple processors are available to perform the same algorithm on an array of data.
Changing programming environment
VLSI circuits enabled the programming environment to advance from a computer terminal (until the 1990s) to a graphical user interface (GUI) computer. Computer terminals limited programmers to a single shell running in a command-line environment. During the 1970s, full-screen source code editing became possible through a text-based user interface. Regardless of the technology available, the goal is to program in a programming language.
Programming paradigms and languages
Programming language features exist to provide building blocks to be combined to express programming ideals. Ideally, a programming language should:
express ideas directly in the code.
express independent ideas independently.
express relationships among ideas directly in the code.
combine ideas freely.
combine ideas only where combinations make sense.
express simple ideas simply.
The programming style of a programming language to provide these building blocks may be categorized into programming paradigms. For example, different paradigms may differentiate:
procedural languages, functional languages, and logical languages.
different levels of data abstraction.
different levels of class hierarchy.
different levels of input datatypes, as in container types and generic programming.
Each of these programming styles has contributed to the synthesis of different programming languages.
A programming language is a set of keywords, symbols, identifiers, and rules by which programmers can communicate instructions to the computer. They follow a set of rules called a syntax.
Keywords are reserved words to form declarations and statements.
Symbols are characters to form operations, assignments, control flow, and delimiters.
Identifiers are words created by programmers to form constants, variable names, structure names, and function names.
Syntax Rules are defined in the Backus–Naur form.
Programming languages get their basis from formal languages. The purpose of defining a solution in terms of its formal language is to generate an algorithm to solve the underlining problem. An algorithm is a sequence of simple instructions that solve a problem.
Generations of programming language
The evolution of programming language began when the EDSAC (1949) used the first stored computer program in its von Neumann architecture. Programming the EDSAC was in the first generation of programming language.
The first generation of programming language is machine language. Machine language requires the programmer to enter instructions using instruction numbers called machine code. For example, the ADD operation on the PDP-11 has instruction number 24576.
The second generation of programming language is assembly language. Assembly language allows the programmer to use mnemonic instructions instead of remembering instruction numbers. An assembler translates each assembly language mnemonic into its machine language number. For example, on the PDP-11, the operation 24576 can be referenced as ADD in the source code. The four basic arithmetic operations have assembly instructions like ADD, SUB, MUL, and DIV. Computers also have instructions like DW (Define Word) to reserve memory cells. Then the MOV instruction can copy integers between registers and memory.
The basic structure of an assembly language statement is a label, operation, operand, and comment.
Labels allow the programmer to work with variable names. The assembler will later translate labels into physical memory addresses.
Operations allow the programmer to work with mnemonics. The assembler will later translate mnemonics into instruction numbers.
Operands tell the assembler which data the operation will process.
Comments allow the programmer to articulate a narrative because the instructions alone are vague.
The key characteristic of an assembly language program is it forms a one-to-one mapping to its corresponding machine language target.
The third generation of programming language uses compilers and interpreters to execute computer programs. The distinguishing feature of a third generation language is its independence from particular hardware. Early languages include Fortran (1958), COBOL (1959), ALGOL (1960), and BASIC (1964). In 1973, the C programming language emerged as a high-level language that produced efficient machine language instructions. Whereas third-generation languages historically generated many machine instructions for each statement, C has statements that may generate a single machine instruction. Moreover, an optimizing compiler might overrule the programmer and produce fewer machine instructions than statements. Today, an entire paradigm of languages fill the imperative, third generation spectrum.
The fourth generation of programming language emphasizes what output results are desired, rather than how programming statements should be constructed. Declarative languages attempt to limit side effects and allow programmers to write code with relatively few errors. One popular fourth generation language is called Structured Query Language (SQL). Database developers no longer need to process each database record one at a time. Also, a simple statement can generate output records without having to understand how they are retrieved.
Imperative languages
Imperative languages specify a sequential algorithm using declarations, expressions, and statements:
A declaration introduces a variable name to the computer program and assigns it to a datatype – for example: var x: integer;
An expression yields a value – for example: 2 + 2 yields 4
A statement might assign an expression to a variable or use the value of a variable to alter the program's control flow – for example: x := 2 + 2; if x = 4 then do_something();
Fortran
FORTRAN (1958) was unveiled as "The IBM Mathematical FORmula TRANslating system." It was designed for scientific calculations, without string handling facilities. Along with declarations, expressions, and statements, it supported:
arrays.
subroutines.
"do" loops.
It succeeded because:
programming and debugging costs were below computer running costs.
it was supported by IBM.
applications at the time were scientific.
However, non-IBM vendors also wrote Fortran compilers, but with a syntax that would likely fail IBM's compiler. The American National Standards Institute (ANSI) developed the first Fortran standard in 1966. In 1978, Fortran 77 became the standard until 1991. Fortran 90 supports:
records.
pointers to arrays.
COBOL
COBOL (1959) stands for "COmmon Business Oriented Language." Fortran manipulated symbols. It was soon realized that symbols did not need to be numbers, so strings were introduced. The US Department of Defense influenced COBOL's development, with Grace Hopper being a major contributor. The statements were English-like and verbose. The goal was to design a language so managers could read the programs. However, the lack of structured statements hindered this goal.
COBOL's development was tightly controlled, so dialects did not emerge to require ANSI standards. As a consequence, it was not changed for 15 years until 1974. The 1990s version did make consequential changes, like object-oriented programming.
Algol
ALGOL (1960) stands for "ALGOrithmic Language." It had a profound influence on programming language design. Emerging from a committee of European and American programming language experts, it used standard mathematical notation and had a readable, structured design. Algol was first to define its syntax using the Backus–Naur form. This led to syntax-directed compilers. It added features like:
block structure, where variables were local to their block.
arrays with variable bounds.
"for" loops.
functions.
recursion.
Algol's direct descendants include Pascal, Modula-2, Ada, Delphi and Oberon on one branch. On another branch the descendants include C, C++ and Java.
Basic
BASIC (1964) stands for "Beginner's All-Purpose Symbolic Instruction Code." It was developed at Dartmouth College for all of their students to learn. If a student did not go on to a more powerful language, the student would still remember Basic. A Basic interpreter was installed in the microcomputers manufactured in the late 1970s. As the microcomputer industry grew, so did the language.
Basic pioneered the interactive session. It offered operating system commands within its environment:
The 'new' command created an empty slate.
Statements evaluated immediately.
Statements could be programmed by preceding them with a line number.
The 'list' command displayed the program.
The 'run' command executed the program.
However, the Basic syntax was too simple for large programs. Recent dialects added structure and object-oriented extensions. Microsoft's Visual Basic is still widely used and produces a graphical user interface.
C
C programming language (1973) got its name because the language BCPL was replaced with B, and AT&T Bell Labs called the next version "C." Its purpose was to write the UNIX operating system. C is a relatively small language, making it easy to write compilers. Its growth mirrored the hardware growth in the 1980s. Its growth also was because it has the facilities of assembly language, but uses a high-level syntax. It added advanced features like:
inline assembler.
arithmetic on pointers.
pointers to functions.
bit operations.
freely combining complex operators.
C allows the programmer to control which region of memory data is to be stored. Global variables and static variables require the fewest clock cycles to store. The stack is automatically used for the standard variable declarations. Heap memory is returned to a pointer variable from the malloc() function.
The global and static data region is located just above the program region. (The program region is technically called the text region. It's where machine instructions are stored.)
The global and static data region is technically two regions. One region is called the initialized data segment, where variables declared with default values are stored. The other region is called the block started by segment, where variables declared without default values are stored.
Variables stored in the global and static data region have their addresses set at compile-time. They retain their values throughout the life of the process.
The global and static region stores the global variables that are declared on top of (outside) the main() function. Global variables are visible to main() and every other function in the source code.
On the other hand, variable declarations inside of main(), other functions, or within { } block delimiters are local variables. Local variables also include formal parameter variables. Parameter variables are enclosed within the parenthesis of function definitions. They provide an interface to the function.
Local variables declared using the static prefix are also stored in the global and static data region. Unlike global variables, static variables are only visible within the function or block. Static variables always retain their value. An example usage would be the function int increment_counter(){static int counter = 0; counter++; return counter;}
The stack region is a contiguous block of memory located near the top memory address. Variables placed in the stack are populated from top to bottom. A stack pointer is a special-purpose register that keeps track of the last memory address populated. Variables are placed into the stack via the assembly language PUSH instruction. Therefore, the addresses of these variables are set during runtime. The method for stack variables to lose their scope is via the POP instruction.
Local variables declared without the static prefix, including formal parameter variables, are called automatic variables and are stored in the stack. They are visible inside the function or block and lose their scope upon exiting the function or block.
The heap region is located below the stack. It is populated from the bottom to the top. The operating system manages the heap using a heap pointer and a list of allocated memory blocks. Like the stack, the addresses of heap variables are set during runtime. An out of memory error occurs when the heap pointer and the stack pointer meet.
C provides the malloc() library function to allocate heap memory. Populating the heap with data is an additional copy function. Variables stored in the heap are economically passed to functions using pointers. Without pointers, the entire block of data would have to be passed to the function via the stack.
C++
In the 1970s, software engineers needed language support to break large projects down into modules. One obvious feature was to decompose large projects physically into separate files. A less obvious feature was to decompose large projects logically into abstract datatypes. At the time, languages supported concrete (scalar) datatypes like integer numbers, floating-point numbers, and strings of characters. Abstract datatypes are structures of concrete datatypes, with a new name assigned. For example, a list of integers could be called integer_list.
In object-oriented jargon, abstract datatypes are called classes. However, a class is only a definition; no memory is allocated. When memory is allocated to a class and bound to an identifier, it's called an object.
Object-oriented imperative languages developed by combining the need for classes and the need for safe functional programming. A function, in an object-oriented language, is assigned to a class. An assigned function is then referred to as a method, member function, or operation. Object-oriented programming is executing operations on objects.
Object-oriented languages support a syntax to model subset/superset relationships. In set theory, an element of a subset inherits all the attributes contained in the superset. For example, a student is a person. Therefore, the set of students is a subset of the set of persons. As a result, students inherit all the attributes common to all persons. Additionally, students have unique attributes that other people do not have. Object-oriented languages model subset/superset relationships using inheritance. Object-oriented programming became the dominant language paradigm by the late 1990s.
C++ (1985) was originally called "C with Classes." It was designed to expand C's capabilities by adding the object-oriented facilities of the language Simula.
An object-oriented module is composed of two files. The definitions file is called the header file. Here is a C++ header file for the GRADE class in a simple school application:
// grade.h
// -------
// Used to allow multiple source files to include
// this header file without duplication errors.
// ----------------------------------------------
#ifndef GRADE_H
#define GRADE_H
class GRADE {
public:
// This is the constructor operation.
// ----------------------------------
GRADE ( const char letter );
// This is a class variable.
// -------------------------
char letter;
// This is a member operation.
// ---------------------------
int grade_numeric( const char letter );
// This is a class variable.
// -------------------------
int numeric;
};
#endif
A constructor operation is a function with the same name as the class name. It is executed when the calling operation executes the new statement.
A module's other file is the source file. Here is a C++ source file for the GRADE class in a simple school application:
// grade.cpp
// ---------
#include "grade.h"
GRADE::GRADE( const char letter )
{
// Reference the object using the keyword 'this'.
// ----------------------------------------------
this->letter = letter;
// This is Temporal Cohesion
// -------------------------
this->numeric = grade_numeric( letter );
}
int GRADE::grade_numeric( const char letter )
{
if ( ( letter == 'A' || letter == 'a' ) )
return 4;
else
if ( ( letter == 'B' || letter == 'b' ) )
return 3;
else
if ( ( letter == 'C' || letter == 'c' ) )
return 2;
else
if ( ( letter == 'D' || letter == 'd' ) )
return 1;
else
if ( ( letter == 'F' || letter == 'f' ) )
return 0;
else
return -1;
}
Here is a C++ header file for the PERSON class in a simple school application:
// person.h
// --------
#ifndef PERSON_H
#define PERSON_H
class PERSON {
public:
PERSON ( const char *name );
const char *name;
};
#endif
Here is a C++ source file for the PERSON class in a simple school application:
// person.cpp
// ----------
#include "person.h"
PERSON::PERSON ( const char *name )
{
this->name = name;
}
Here is a C++ header file for the STUDENT class in a simple school application:
// student.h
// ---------
#ifndef STUDENT_H
#define STUDENT_H
#include "person.h"
#include "grade.h"
// A STUDENT is a subset of PERSON.
// --------------------------------
class STUDENT : public PERSON{
public:
STUDENT ( const char *name );
GRADE *grade;
};
#endif
Here is a C++ source file for the STUDENT class in a simple school application:
// student.cpp
// -----------
#include "student.h"
#include "person.h"
STUDENT::STUDENT ( const char *name ):
// Execute the constructor of the PERSON superclass.
// -------------------------------------------------
PERSON( name )
{
// Nothing else to do.
// -------------------
}
Here is a driver program for demonstration:
// student_dvr.cpp
// ---------------
#include <iostream>
#include "student.h"
int main( void )
{
STUDENT *student = new STUDENT( "The Student" );
student->grade = new GRADE( 'a' );
std::cout
// Notice student inherits PERSON's name
<< student->name
<< ": Numeric grade = "
<< student->grade->numeric
<< "\n";
return 0;
}
Here is a makefile to compile everything:
# makefile
# --------
all: student_dvr
clean:
rm student_dvr *.o
student_dvr: student_dvr.cpp grade.o student.o person.o
c++ student_dvr.cpp grade.o student.o person.o -o student_dvr
grade.o: grade.cpp grade.h
c++ -c grade.cpp
student.o: student.cpp student.h
c++ -c student.cpp
person.o: person.cpp person.h
c++ -c person.cpp
Declarative languages
Imperative languages have one major criticism: assigning an expression to a non-local variable may produce an unintended side effect. Declarative languages generally omit the assignment statement and the control flow. They describe what computation should be performed and not how to compute it. Two broad categories of declarative languages are functional languages and logical languages.
The principle behind a functional language is to use lambda calculus as a guide for a well defined semantic. In mathematics, a function is a rule that maps elements from an expression to a range of values. Consider the function:
times_10(x) = 10 * x
The expression 10 * x is mapped by the function times_10() to a range of values. One value happens to be 20. This occurs when x is 2. So, the application of the function is mathematically written as:
times_10(2) = 20
A functional language compiler will not store this value in a variable. Instead, it will push the value onto the computer's stack before setting the program counter back to the calling function. The calling function will then pop the value from the stack.
Imperative languages do support functions. Therefore, functional programming can be achieved in an imperative language, if the programmer uses discipline. However, a functional language will force this discipline onto the programmer through its syntax. Functional languages have a syntax tailored to emphasize the what.
A functional program is developed with a set of primitive functions followed by a single driver function. Consider the snippet:
function max(a,b){/* code omitted */}
function min(a,b){/* code omitted */}
function difference_between_largest_and_smallest(a,b,c) {
return max(a,max(b,c)) - min(a, min(b,c));
}
The primitives are max() and min(). The driver function is difference_between_largest_and_smallest(). Executing:
put(difference_between_largest_and_smallest(10,4,7)); will output 6.
Functional languages are used in computer science research to explore new language features. Moreover, their lack of side-effects have made them popular in parallel programming and concurrent programming. However, application developers prefer the object-oriented features of imperative languages.
Lisp
Lisp (1958) stands for "LISt Processor." It is tailored to process lists. A full structure of the data is formed by building lists of lists. In memory, a tree data structure is built. Internally, the tree structure lends nicely for recursive functions. The syntax to build a tree is to enclose the space-separated elements within parenthesis. The following is a list of three elements. The first two elements are themselves lists of two elements:
((A B) (HELLO WORLD) 94)
Lisp has functions to extract and reconstruct elements. The function head() returns a list containing the first element in the list. The function tail() returns a list containing everything but the first element. The function cons() returns a list that is the concatenation of other lists. Therefore, the following expression will return the list x:
cons(head(x), tail(x))
One drawback of Lisp is when many functions are nested, the parentheses may look confusing. Modern Lisp environments help ensure parenthesis match. As an aside, Lisp does support the imperative language operations of the assignment statement and goto loops. Also, Lisp is not concerned with the datatype of the elements at compile time. Instead, it assigns (and may reassign) the datatypes at runtime. Assigning the datatype at runtime is called dynamic binding. Whereas dynamic binding increases the language's flexibility, programming errors may linger until late in the software development process.
Writing large, reliable, and readable Lisp programs requires forethought. If properly planned, the program may be much shorter than an equivalent imperative language program. Lisp is widely used in artificial intelligence. However, its usage has been accepted only because it has imperative language operations, making unintended side-effects possible.
ML
ML (1973) stands for "Meta Language." ML checks to make sure only data of the same type are compared with one another. For example, this function has one input parameter (an integer) and returns an integer:
ML is not parenthesis-eccentric like Lisp. The following is an application of times_10():
times_10 2
It returns "20 : int". (Both the results and the datatype are returned.)
Like Lisp, ML is tailored to process lists. Unlike Lisp, each element is the same datatype. Moreover, ML assigns the datatype of an element at compile-time. Assigning the datatype at compile-time is called static binding. Static binding increases reliability because the compiler checks the context of variables before they are used.
Prolog
Prolog (1972) stands for "PROgramming in LOGic." It is a logic programming language, based on formal logic. The language was developed by Alain Colmerauer and Philippe Roussel in Marseille, France. It is an implementation of Selective Linear Definite clause resolution, pioneered by Robert Kowalski and others at the University of Edinburgh.
The building blocks of a Prolog program are facts and rules. Here is a simple example:
cat(tom). % tom is a cat
mouse(jerry). % jerry is a mouse
animal(X) :- cat(X). % each cat is an animal
animal(X) :- mouse(X). % each mouse is an animal
big(X) :- cat(X). % each cat is big
small(X) :- mouse(X). % each mouse is small
eat(X,Y) :- mouse(X), cheese(Y). % each mouse eats each cheese
eat(X,Y) :- big(X), small(Y). % each big animal eats each small animal
After all the facts and rules are entered, then a question can be asked:
Will Tom eat Jerry?
?- eat(tom,jerry).
true
The following example shows how Prolog will convert a letter grade to its numeric value:
numeric_grade('A', 4).
numeric_grade('B', 3).
numeric_grade('C', 2).
numeric_grade('D', 1).
numeric_grade('F', 0).
numeric_grade(X, -1) :- not X = 'A', not X = 'B', not X = 'C', not X = 'D', not X = 'F'.
grade('The Student', 'A').
?- grade('The Student', X), numeric_grade(X, Y).
X = 'A',
Y = 4
Here is a comprehensive example:
1) All dragons billow fire, or equivalently, a thing billows fire if the thing is a dragon:
billows_fire(X) :-
is_a_dragon(X).
2) A creature billows fire if one of its parents billows fire:
billows_fire(X) :-
is_a_creature(X),
is_a_parent_of(Y,X),
billows_fire(Y).
3) A thing X is a parent of a thing Y if X is the mother of Y or X is the father of Y:
is_a_parent_of(X, Y):- is_the_mother_of(X, Y).
is_a_parent_of(X, Y):- is_the_father_of(X, Y).
4) A thing is a creature if the thing is a dragon:
is_a_creature(X) :-
is_a_dragon(X).
5) Norberta is a dragon, and Puff is a creature. Norberta is the mother of Puff.
is_a_dragon(norberta).
is_a_creature(puff).
is_the_mother_of(norberta, puff).
Rule (2) is a recursive (inductive) definition. It can be understood declaratively, without the need to understand how it is executed.
Rule (3) shows how functions are represented by using relations. Here, the mother and father functions ensure that every individual has only one mother and only one father.
Prolog is an untyped language. Nonetheless, inheritance can be represented by using predicates. Rule (4) asserts that a creature is a superclass of a dragon.
Questions are answered using backward reasoning. Given the question:
?- billows_fire(X).
Prolog generates two answers :
X = norberta
X = puff
Practical applications for Prolog are knowledge representation and problem solving in artificial intelligence.
Object-oriented programming
Object-oriented programming is a programming method to execute operations (functions) on objects. The basic idea is to group the characteristics of a phenomenon into an object container and give the container a name. The operations on the phenomenon are also grouped into the container. Object-oriented programming developed by combining the need for containers and the need for safe functional programming. This programming method need not be confined to an object-oriented language. In an object-oriented language, an object container is called a class. In a non-object-oriented language, a data structure (which is also known as a record) may become an object container. To turn a data structure into an object container, operations need to be written specifically for the structure. The resulting structure is called an abstract datatype. However, inheritance will be missing. Nonetheless, this shortcoming can be overcome.
Here is a C programming language header file for the GRADE abstract datatype in a simple school application:
/* grade.h */
/* ------- */
/* Used to allow multiple source files to include */
/* this header file without duplication errors. */
/* ---------------------------------------------- */
#ifndef GRADE_H
#define GRADE_H
typedef struct
{
char letter;
} GRADE;
/* Constructor */
/* ----------- */
GRADE *grade_new( char letter );
int grade_numeric( char letter );
#endif
The grade_new() function performs the same algorithm as the C++ constructor operation.
Here is a C programming language source file for the GRADE abstract datatype in a simple school application:
/* grade.c */
/* ------- */
#include "grade.h"
GRADE *grade_new( char letter )
{
GRADE *grade;
/* Allocate heap memory */
/* -------------------- */
if ( ! ( grade = calloc( 1, sizeof ( GRADE ) ) ) )
{
fprintf(stderr,
"ERROR in %s/%s/%d: calloc() returned empty.\n",
,
,
);
exit( 1 );
}
grade->letter = letter;
return grade;
}
int grade_numeric( char letter )
{
if ( ( letter == 'A' || letter == 'a' ) )
return 4;
else
if ( ( letter == 'B' || letter == 'b' ) )
return 3;
else
if ( ( letter == 'C' || letter == 'c' ) )
return 2;
else
if ( ( letter == 'D' || letter == 'd' ) )
return 1;
else
if ( ( letter == 'F' || letter == 'f' ) )
return 0;
else
return -1;
}
In the constructor, the function calloc() is used instead of malloc() because each memory cell will be set to zero.
Here is a C programming language header file for the PERSON abstract datatype in a simple school application:
/* person.h */
/* -------- */
#ifndef PERSON_H
#define PERSON_H
typedef struct
{
char *name;
} PERSON;
/* Constructor */
/* ----------- */
PERSON *person_new( char *name );
#endif
Here is a C programming language source file for the PERSON abstract datatype in a simple school application:
/* person.c */
/* -------- */
#include "person.h"
PERSON *person_new( char *name )
{
PERSON *person;
if ( ! ( person = calloc( 1, sizeof ( PERSON ) ) ) )
{
fprintf(stderr,
"ERROR in %s/%s/%d: calloc() returned empty.\n",
,
,
);
exit( 1 );
}
person->name = name;
return person;
}
Here is a C programming language header file for the STUDENT abstract datatype in a simple school application:
/* student.h */
/* --------- */
#ifndef STUDENT_H
#define STUDENT_H
#include "person.h"
#include "grade.h"
typedef struct
{
/* A STUDENT is a subset of PERSON. */
/* -------------------------------- */
PERSON *person;
GRADE *grade;
} STUDENT;
/* Constructor */
/* ----------- */
STUDENT *student_new( char *name );
#endif
Here is a C programming language source file for the STUDENT abstract datatype in a simple school application:
/* student.c */
/* --------- */
#include "student.h"
#include "person.h"
STUDENT *student_new( char *name )
{
STUDENT *student;
if ( ! ( student = calloc( 1, sizeof ( STUDENT ) ) ) )
{
fprintf(stderr,
"ERROR in %s/%s/%d: calloc() returned empty.\n",
,
,
);
exit( 1 );
}
/* Execute the constructor of the PERSON superclass. */
/* ------------------------------------------------- */
student->person = person_new( name );
return student;
}
Here is a driver program for demonstration:
/* student_dvr.c */
/* ------------- */
#include <stdio.h>
#include "student.h"
int main( void )
{
STUDENT *student = student_new( "The Student" );
student->grade = grade_new( 'a' );
printf( "%s: Numeric grade = %d\n",
/* Whereas a subset exists, inheritance does not. */
student->person->name,
/* Functional programming is executing functions just-in-time (JIT) */
grade_numeric( student->grade->letter ) );
return 0;
}
Here is a makefile to compile everything:
# makefile
# --------
all: student_dvr
clean:
rm student_dvr *.o
student_dvr: student_dvr.c grade.o student.o person.o
gcc student_dvr.c grade.o student.o person.o -o student_dvr
grade.o: grade.c grade.h
gcc -c grade.c
student.o: student.c student.h
gcc -c student.c
person.o: person.c person.h
gcc -c person.c
The formal strategy to build object-oriented objects is to:
Identify the objects. Most likely these will be nouns.
Identify each object's attributes. What helps to describe the object?
Identify each object's actions. Most likely these will be verbs.
Identify the relationships from object to object. Most likely these will be verbs.
For example:
A person is a human identified by a name.
A grade is an achievement identified by a letter.
A student is a person who earns a grade.
Syntax and semantics
The syntax of a programming language is a list of production rules which govern its form. A programming language's form is the correct placement of its declarations, expressions, and statements. Complementing the syntax of a language are its semantics. The semantics describe the meanings attached to various syntactic constructs. A syntactic construct may need a semantic description because a form may have an invalid interpretation. Also, different languages might have the same syntax; however, their behaviors may be different.
The syntax of a language is formally described by listing the production rules. Whereas the syntax of a natural language is extremely complicated, a subset of the English language can have this production rule listing:
a sentence is made up of a noun-phrase followed by a verb-phrase;
a noun-phrase is made up of an article followed by an adjective followed by a noun;
a verb-phrase is made up of a verb followed by a noun-phrase;
an article is 'the';
an adjective is 'big' or
an adjective is 'small';
a noun is 'cat' or
a noun is 'mouse';
a verb is 'eats';
The words in bold-face are known as "non-terminals". The words in 'single quotes' are known as "terminals".
From this production rule listing, complete sentences may be formed using a series of replacements. The process is to replace non-terminals with either a valid non-terminal or a valid terminal. The replacement process repeats until only terminals remain. One valid sentence is:
sentence
noun-phrase verb-phrase
article adjective noun verb-phrase
the adjective noun verb-phrase
the big noun verb-phrase
the big cat verb-phrase
the big cat verb noun-phrase
the big cat eats noun-phrase
the big cat eats article adjective noun
the big cat eats the adjective noun
the big cat eats the small noun
the big cat eats the small mouse
However, another combination results in an invalid sentence:
the small mouse eats the big cat
Therefore, a semantic is necessary to correctly describe the meaning of an eat activity.
One production rule listing method is called the Backus–Naur form (BNF). BNF describes the syntax of a language and itself has a syntax. This recursive definition is an example of a meta-language. The syntax of BNF includes:
::= which translates to is made up of a[n] when a non-terminal is to its right. It translates to is when a terminal is to its right.
| which translates to or.
< and > which surround non-terminals.
Using BNF, a subset of the English language can have this production rule listing:
<sentence> ::= <noun-phrase><verb-phrase>
<noun-phrase> ::= <article><adjective><noun>
<verb-phrase> ::= <verb><noun-phrase>
<article> ::= the
<adjective> ::= big | small
<noun> ::= cat | mouse
<verb> ::= eats
Using BNF, a signed-integer has the production rule listing:
<signed-integer> ::= <sign><integer>
<sign> ::= + | -
<integer> ::= <digit> | <digit><integer>
<digit> ::= 0 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9
Notice the recursive production rule:
<integer> ::= <digit> | <digit><integer>
This allows for an infinite number of possibilities. Therefore, a semantic is necessary to describe a limitation of the number of digits.
Notice the leading zero possibility in the production rules:
<integer> ::= <digit> | <digit><integer>
<digit> ::= 0 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9
Therefore, a semantic is necessary to describe that leading zeros need to be ignored.
Two formal methods are available to describe semantics. They are denotational semantics and axiomatic semantics.
Software engineering and computer programming
Software engineering is a variety of techniques to produce quality software. Computer programming is the process of writing or editing source code. In a formal environment, a systems analyst will gather information from managers about all the organization's processes to automate. This professional then prepares a detailed plan for the new or modified system. The plan is analogous to an architect's blueprint.
Performance objectives
The systems analyst has the objective to deliver the right information to the right person at the right time. The critical factors to achieve this objective are:
The quality of the output. Is the output useful for decision-making?
The accuracy of the output. Does it reflect the true situation?
The format of the output. Is the output easily understood?
The speed of the output. Time-sensitive information is important when communicating with the customer in real time.
Cost objectives
Achieving performance objectives should be balanced with all of the costs, including:
Development costs.
Uniqueness costs. A reusable system may be expensive. However, it might be preferred over a limited-use system.
Hardware costs.
Operating costs.
Applying a systems development process will mitigate the axiom: the later in the process an error is detected, the more expensive it is to correct.
Waterfall model
The waterfall model is an implementation of a systems development process. As the waterfall label implies, the basic phases overlap each other:
The investigation phase is to understand the underlying problem.
The analysis phase is to understand the possible solutions.
The design phase is to plan the best solution.
The implementation phase is to program the best solution.
The maintenance phase lasts throughout the life of the system. Changes to the system after it's deployed may be necessary. Faults may exist, including specification faults, design faults, or coding faults. Improvements may be necessary. Adaption may be necessary to react to a changing environment.
Computer programmer
A computer programmer is a specialist responsible for writing or modifying the source code to implement the detailed plan. A programming team is likely to be needed because most systems are too large to be completed by a single programmer. However, adding programmers to a project may not shorten the completion time. Instead, it may lower the quality of the system. To be effective, program modules need to be defined and distributed to team members. Also, team members must interact with one another in a meaningful and effective way.
Computer programmers may be programming in the small: programming within a single module. Chances are a module will execute modules located in other source code files. Therefore, computer programmers may be programming in the large: programming modules so they will effectively couple with each other. Programming-in-the-large includes contributing to the application programming interface (API).
Program modules
Modular programming is a technique to refine imperative language programs. Refined programs may reduce the software size, separate responsibilities, and thereby mitigate software aging. A program module is a sequence of statements that are bounded within a block and together identified by a name. Modules have a function, context, and logic:
The function of a module is what it does.
The context of a module are the elements being performed upon.
The logic of a module is how it performs the function.
The module's name should be derived first by its function, then by its context. Its logic should not be part of the name. For example, function compute_square_root( x ) or function compute_square_root_integer( i : integer ) are appropriate module names. However, function compute_square_root_by_division( x ) is not.
The degree of interaction within a module is its level of cohesion. Cohesion is a judgment of the relationship between a module's name and its function. The degree of interaction between modules is the level of coupling. Coupling is a judgement of the relationship between a module's context and the elements being performed upon.
Cohesion
The levels of cohesion from worst to best are:
Coincidental Cohesion: A module has coincidental cohesion if it performs multiple functions, and the functions are completely unrelated. For example, function read_sales_record_print_next_line_convert_to_float(). Coincidental cohesion occurs in practice if management enforces silly rules. For example, "Every module will have between 35 and 50 executable statements."
Logical Cohesion: A module has logical cohesion if it has available a series of functions, but only one of them is executed. For example, function perform_arithmetic( perform_addition, a, b ).
Temporal Cohesion: A module has temporal cohesion if it performs functions related to time. One example, function initialize_variables_and_open_files(). Another example, stage_one(), stage_two(), ...
Procedural Cohesion: A module has procedural cohesion if it performs multiple loosely related functions. For example, function read_part_number_update_employee_record().
Communicational Cohesion: A module has communicational cohesion if it performs multiple closely related functions. For example, function read_part_number_update_sales_record().
Informational Cohesion: A module has informational cohesion if it performs multiple functions, but each function has its own entry and exit points. Moreover, the functions share the same data structure. Object-oriented classes work at this level.
Functional Cohesion: a module has functional cohesion if it achieves a single goal working only on local variables. Moreover, it may be reusable in other contexts.
Coupling
The levels of coupling from worst to best are:
Content Coupling: A module has content coupling if it modifies a local variable of another function. COBOL used to do this with the alter verb.
Common Coupling: A module has common coupling if it modifies a global variable.
Control Coupling: A module has control coupling if another module can modify its control flow. For example, perform_arithmetic( perform_addition, a, b ). Instead, control should be on the makeup of the returned object.
Stamp Coupling: A module has stamp coupling if an element of a data structure passed as a parameter is modified. Object-oriented classes work at this level.
Data Coupling: A module has data coupling if all of its input parameters are needed and none of them are modified. Moreover, the result of the function is returned as a single object.
Data flow analysis
Data flow analysis is a design method used to achieve modules of functional cohesion and data coupling. The input to the method is a data-flow diagram. A data-flow diagram is a set of ovals representing modules. Each module's name is displayed inside its oval. Modules may be at the executable level or the function level.
The diagram also has arrows connecting modules to each other. Arrows pointing into modules represent a set of inputs. Each module should have only one arrow pointing out from it to represent its single output object. (Optionally, an additional exception arrow points out.) A daisy chain of ovals will convey an entire algorithm. The input modules should start the diagram. The input modules should connect to the transform modules. The transform modules should connect to the output modules.
Functional categories
Computer programs may be categorized along functional lines. The main functional categories are application software and system software. System software includes the operating system, which couples computer hardware with application software. The purpose of the operating system is to provide an environment where application software executes in a convenient and efficient manner. Both application software and system software execute utility programs. At the hardware level, a microcode program controls the circuits throughout the central processing unit.
Application software
Application software is the key to unlocking the potential of the computer system. Enterprise application software bundles accounting, personnel, customer, and vendor applications. Examples include enterprise resource planning, customer relationship management, and supply chain management software.
Enterprise applications may be developed in-house as a one-of-a-kind proprietary software. Alternatively, they may be purchased as off-the-shelf software. Purchased software may be modified to provide custom software. If the application is customized, then either the company's resources are used or the resources are outsourced. Outsourced software development may be from the original software vendor or a third-party developer.
The potential advantages of in-house software are features and reports may be developed exactly to specification. Management may also be involved in the development process and offer a level of control. Management may decide to counteract a competitor's new initiative or implement a customer or vendor requirement. A merger or acquisition may necessitate enterprise software changes. The potential disadvantages of in-house software are time and resource costs may be extensive. Furthermore, risks concerning features and performance may be looming.
The potential advantages of off-the-shelf software are upfront costs are identifiable, the basic needs should be fulfilled, and its performance and reliability have a track record. The potential disadvantages of off-the-shelf software are it may have unnecessary features that confuse end users, it may lack features the enterprise needs, and the data flow may not match the enterprise's work processes.
One approach to economically obtaining a customized enterprise application is through an application service provider. Specialty companies provide hardware, custom software, and end-user support. They may speed the development of new applications because they possess skilled information system staff. The biggest advantage is it frees in-house resources from staffing and managing complex computer projects. Many application service providers target small, fast-growing companies with limited information system resources. On the other hand, larger companies with major systems will likely have their technical infrastructure in place. One risk is having to trust an external organization with sensitive information. Another risk is having to trust the provider's infrastructure reliability.
Operating system
An operating system is the low-level software that supports a computer's basic functions, such as scheduling processes and controlling peripherals.
In the 1950s, the programmer, who was also the operator, would write a program and run it. After the program finished executing, the output may have been printed, or it may have been punched onto paper tape or cards for later processing. More often than not the program did not work. The programmer then looked at the console lights and fiddled with the console switches. If less fortunate, a memory printout was made for further study. In the 1960s, programmers reduced the amount of wasted time by automating the operator's job. A program called an operating system was kept in the computer at all times.
The term operating system may refer to two levels of software. The operating system may refer to the kernel program that manages the processes, memory, and devices. More broadly, the operating system may refer to the entire package of the central software. The package includes a kernel program, command-line interpreter, graphical user interface, utility programs, and editor.
Kernel Program
The kernel's main purpose is to manage the limited resources of a computer:
The kernel program should perform process scheduling. The kernel creates a process control block when a program is selected for execution. However, an executing program gets exclusive access to the central processing unit only for a time slice. To provide each user with the appearance of continuous access, the kernel quickly preempts each process control block to execute another one. The goal for system developers is to minimize dispatch latency.
The kernel program should perform memory management.
When the kernel initially loads an executable into memory, it divides the address space logically into regions. The kernel maintains a master-region table and many per-process-region (pregion) tables—one for each running process. These tables constitute the virtual address space. The master-region table is used to determine where its contents are located in physical memory. The pregion tables allow each process to have its own program (text) pregion, data pregion, and stack pregion.
The program pregion stores machine instructions. Since machine instructions do not change, the program pregion may be shared by many processes of the same executable.
To save time and memory, the kernel may load only blocks of execution instructions from the disk drive, not the entire execution file completely.
The kernel is responsible for translating virtual addresses into physical addresses. The kernel may request data from the memory controller and, instead, receive a page fault. If so, the kernel accesses the memory management unit to populate the physical data region and translate the address.
The kernel allocates memory from the heap upon request by a process. When the process is finished with the memory, the process may request for it to be freed. If the process exits without requesting all allocated memory to be freed, then the kernel performs garbage collection to free the memory.
The kernel also ensures that a process only accesses its own memory, and not that of the kernel or other processes.
The kernel program should perform file system management. The kernel has instructions to create, retrieve, update, and delete files.
The kernel program should perform device management. The kernel provides programs to standardize and simplify the interface to the mouse, keyboard, disk drives, printers, and other devices. Moreover, the kernel should arbitrate access to a device if two processes request it at the same time.
The kernel program should perform network management. The kernel transmits and receives packets on behalf of processes. One key service is to find an efficient route to the target system.
The kernel program should provide system level functions for programmers to use.
Programmers access files through a relatively simple interface that in turn executes a relatively complicated low-level I/O interface. The low-level interface includes file creation, file descriptors, file seeking, physical reading, and physical writing.
Programmers create processes through a relatively simple interface that in turn executes a relatively complicated low-level interface.
Programmers perform date/time arithmetic through a relatively simple interface that in turn executes a relatively complicated low-level time interface.
The kernel program should provide a communication channel between executing processes. For a large software system, it may be desirable to engineer the system into smaller processes. Processes may communicate with one another by sending and receiving signals.
Originally, operating systems were programmed in assembly; however, modern operating systems are typically written in higher-level languages like C, Objective-C, and Swift.
Utility program
A utility program is designed to aid system administration and software execution. Operating systems execute hardware utility programs to check the status of disk drives, memory, speakers, and printers. A utility program may optimize the placement of a file on a crowded disk. System utility programs monitor hardware and network performance. When a metric is outside an acceptable range, a trigger alert is generated.
Utility programs include compression programs so data files are stored on less disk space. Compressed programs also save time when data files are transmitted over the network. Utility programs can sort and merge data sets. Utility programs detect computer viruses.
Microcode program
A microcode program is the bottom-level interpreter that controls the data path of software-driven computers.
(Advances in hardware have migrated these operations to hardware execution circuits.) Microcode instructions allow the programmer to more easily implement the digital logic level—the computer's real hardware. The digital logic level is the boundary between computer science and computer engineering.
A logic gate is a tiny transistor that can return one of two signals: on or off.
Having one transistor forms the NOT gate.
Connecting two transistors in series forms the NAND gate.
Connecting two transistors in parallel forms the NOR gate.
Connecting a NOT gate to a NAND gate forms the AND gate.
Connecting a NOT gate to a NOR gate forms the OR gate.
These five gates form the building blocks of binary algebra—the digital logic functions of the computer.
Microcode instructions are mnemonics programmers may use to execute digital logic functions instead of forming them in binary algebra. They are stored in a central processing unit's (CPU) control store.
These hardware-level instructions move data throughout the data path.
The micro-instruction cycle begins when the microsequencer uses its microprogram counter to fetch the next machine instruction from random-access memory. The next step is to decode the machine instruction by selecting the proper output line to the hardware module.
The final step is to execute the instruction using the hardware module's set of gates.
Instructions to perform arithmetic are passed through an arithmetic logic unit (ALU). The ALU has circuits to perform elementary operations to add, shift, and compare integers. By combining and looping the elementary operations through the ALU, the CPU performs its complex arithmetic.
Microcode instructions move data between the CPU and the memory controller. Memory controller microcode instructions manipulate two registers. The memory address register is used to access each memory cell's address. The memory data register is used to set and read each cell's contents.
Microcode instructions move data between the CPU and the many computer buses. The disk controller bus writes to and reads from hard disk drives. Data is also moved between the CPU and other functional units via the peripheral component interconnect express bus.
Notes
References
Computer programming
Software |
5785 | https://en.wikipedia.org/wiki/Crime | Crime | In ordinary language, a crime is an unlawful act punishable by a state or other authority. The term crime does not, in modern criminal law, have any simple and universally accepted definition, though statutory definitions have been provided for certain purposes. The most popular view is that crime is a category created by law; in other words, something is a crime if declared as such by the relevant and applicable law. One proposed definition is that a crime or offence (or criminal offence) is an act harmful not only to some individual but also to a community, society, or the state ("a public wrong"). Such acts are forbidden and punishable by law.
The notion that acts such as murder, rape, and theft are to be prohibited exists worldwide. What precisely is a criminal offence is defined by the criminal law of each relevant jurisdiction. While many have a catalogue of crimes called the criminal code, in some common law nations no such comprehensive statute exists.
The state (government) has the power to severely restrict one's liberty for committing a crime. In modern societies, there are procedures to which investigations and trials must adhere. If found guilty, an offender may be sentenced to a form of reparation such as a community sentence, or, depending on the nature of their offence, to undergo imprisonment, life imprisonment or, in some jurisdictions, death.
Usually, to be classified as a crime, the "act of doing something criminal" (actus reus) mustwith certain exceptionsbe accompanied by the "intention to do something criminal" (mens rea).
While every crime violates the law, not every violation of the law counts as a crime. Breaches of private law (torts and breaches of contract) are not automatically punished by the state, but can be enforced through civil procedure.
Definition
The exact definition of crime is a philosophical issue without an agreed upon answer. Fields such as law, politics, sociology, and psychology define crime in different ways. Crimes may be variously considered as wrongs against individuals, against the community, or against the state. The criminality of an action is dependent on its context; acts of violence will be seen as crimes in many circumstances but as permissible or desirable in others. Crime was historically seen as a manifestation of evil, but this has been superseded by modern criminal theories.
Legalism
Legal and political definitions of crime consider actions that are banned by authorities or punishable by law. Crime is defined by the criminal law of a given jurisdiction, including all actions that are subject to criminal procedure. There is no limit to what can be considered a crime in a legal system, so there may not be a unifying principle used to determine whether an action should be designated as a crime. From a legal perspective, crimes are generally wrong actions that are severe enough to warrant punishment that infringes on the perpetrator's liberties.
English criminal law and the related common law of Commonwealth countries can define offences that the courts alone have developed over the years, without any actual legislation: common law offences. The courts used the concept of malum in se to develop various common law offences.
Sociology
As a sociological concept, crime is associated with actions that cause harm and violate social norms. Under this definition, crime is a type of social construct, and societal attitudes determine what is considered criminal.
In legal systems based on legal moralism, the predominant moral beliefs of society determine the legal definition as well as the social definition of crime. This system is less prominent in liberal democratic societies that prioritize individualism and multiculturalism over other moral beliefs.
Paternalism defines crime not only as harm to others or to society, but also as harm to the self.
Psychology
Psychological definitions consider the state of mind of perpetrators and their relationship with their environment.
Study
The study of crime is called criminology. Criminology is a subfield of sociology that addresses issues of social norms, social order, deviance, and violence. It includes the motivations and consequences of crime and its perpetrators, as well as preventative measures, either studying criminal acts on an individual level or the relationship of crime and the community. Due to the wide range of concepts associated with crime and the disagreement on a precise definition, the focus of criminology can vary considerably. Various theories within criminology provide different descriptions and explanations for crime, including social control theory, subcultural theory, strain theory, differential association, and labeling theory.
Subfields of criminology and related fields of study include crime prevention, criminal law, crime statistics, anthropological criminology, criminal psychology, criminal sociology, criminal psychiatry, victimology, penology, and forensic science. Besides sociology, criminology is often associated with law and psychology.
Information and statistics about crime in a given jurisdiction are collected as crime estimates, typically produced by national or international agencies. Methods to collect crime statistics may vary, even between jurisdictions within the same nation. Under-reporting of crime is common, particularly in developing nations. Victim studies may be used to determine the frequency of crime in a given population.
Foundational systems
Natural-law theory
Justifying the state's use of force to coerce compliance with its laws has proven a consistent theoretical problem. One of the earliest justifications involved the theory of natural law. This posits that the nature of the world or of human beings underlies the standards of morality or constructs them. Thomas Aquinas wrote in the 13th century: "the rule and measure of human acts is the reason, which is the first principle of human acts". He regarded people as by nature rational beings, concluding that it becomes morally appropriate that they should behave in a way that conforms to their rational nature. Thus, to be valid, any law must conform to natural law and coercing people to conform to that law is morally acceptable. In the 1760s, William Blackstone described the thesis:
"This law of nature, being co-eval with mankind and dictated by God himself, is of course superior in obligation to any other. It is binding over all the globe, in all countries, and at all times: no human laws are of any validity, if contrary to this; and such of them as are valid derive all their force, and all their authority, mediately or immediately, from this original."
But John Austin (1790–1859), an early positivist, applied utilitarianism in accepting the calculating nature of human beings and the existence of an objective morality. He denied that the legal validity of a norm depends on whether its content conforms to morality. Thus in Austinian terms, a moral code can objectively determine what people ought to do, the law can embody whatever norms the legislature decrees to achieve social utility, but every individual remains free to choose what to do. Similarly, H.L.A. Hart saw the law as an aspect of sovereignty, with lawmakers able to adopt any law as a means to a moral end.
Thus the necessary and sufficient conditions for the truth of a proposition of law involved internal logic and consistency, and that the state's agents used state power with responsibility. Ronald Dworkin rejects Hart's theory and proposes that all individuals should expect the equal respect and concern of those who govern them as a fundamental political right. He offers a theory of compliance overlaid by a theory of deference (the citizen's duty to obey the law) and a theory of enforcement, which identifies the legitimate goals of enforcement and punishment. Legislation must conform to a theory of legitimacy, which describes the circumstances under which a particular person or group is entitled to make law, and a theory of legislative justice, which describes the law they are entitled or obliged to make.
There are natural-law theorists who have accepted the idea of enforcing the prevailing morality as a primary function of the law. This view entails the problem that it makes any moral criticism of the law impossible: if conformity with natural law forms a necessary condition for legal validity, all valid law must, by definition, count as morally just. Thus, on this line of reasoning, the legal validity of a norm necessarily entails its moral justice.
History
Early history
Restrictions on behavior existed in all prehistoric societies. Crime in early human society was seen as a personal transgression and was addressed by the community as a whole rather than through a formal legal system, often through the use of custom, religion, or the rule of a tribal leader. Some of the oldest extant writings are ancient criminal codes. The earliest known criminal code was the Code of Ur-Nammu (), and the known first criminal code that incorporated retaliatory justice was the Code of Hammurabi. The latter influenced the conception of crime across several civilizations over the following millennia.
The Romans systematized law and applied their system across the Roman Empire. The initial rules of Roman law regarded assaults as a matter of private compensation. The most significant Roman law concept involved dominion. Most acts recognized as crimes in ancient societies, such as violence and theft, have persisted to the modern era. The criminal justice system of Imperial China existed unbroken for over 2,000 years.
Many of the earliest conceptions of crime are associated with sin and corresponded to acts that were believed to invoke the anger of a deity. This idea was further popularized with the development of the Abrahamic religions. The understanding of crime and sin were closely associated with one another for much of history, and conceptions of crime took on many of the ideas associated with sin. Islamic law developed its own system of criminal justice as Islam spread in the seventh and eighth centuries.
Post-classical era
In post-classical Europe and East Asia, central government was limited and crime was defined locally. Towns established their own criminal justice systems, while crime in the countryside was defined by the social hierarchies of feudalism. In some places, such as the Russian Empire and the Kingdom of Italy, feudal justice survived into the 19th century.
Common law first developed in England under the rule of Henry II in the 12th century. He established a system of traveling judges that tried accused criminals in each region of England by applying precedent from previous rulings. Legal developments in 12th century England also resulted in the earliest known recording of official crime data.
Modern era
In the modern era, crime came to be seen as an issue affecting society rather than conflicts between individuals. Writers such as Thomas Hobbes saw crime as a societal issue as early as the 17th century. Imprisonment developed as a long-term penalty for crime in the 18th century. Increasing urbanization and industrialization in the 19th century caused crime to become an immediate issue that affected society, prompting government intervention in crime and the establishment of criminology as its own field.
Anthropological criminology was popularized by Cesare Lombroso in the late-19th century. This was a biological determinist school of thought based in social darwinism, arguing that certain people are naturally born as criminals. The eugenics movement of the early-20th century similarly held that crime was caused primarily by genetic factors.
The concept of crime underwent a period of change as modernism was widely accepted in the years following World War II. Crime increasingly came to be seen as a societal issue, and criminal law was seen as a means to protect the public from antisocial behavior. This idea was associated with a larger trend in the western world toward social democracy and centre-left politics.
Through most of history, reporting of crime was generally local. The advent of mass media through radio and television in the mid-20th century allowed for the sensationalism of crime. This created well-known stories of criminals such as Jeffrey Dahmer, and it allowed for dramatization that perpetuates misconceptions about crime. Forensic science was popularized in the 1980s, establishing DNA profiling as a new method to prevent and analyze crime.
Types
Violent crime
Violent crime is crime that involves an act of violent aggression against another person. Common examples of violent crime include homicide, assault, sexual assault, and robbery. Some violent crimes, such as assault, may be committed with the intention of causing harm. Other violent crimes, such as robbery, may use violence to further another goal. Violent crime is distinct from noncriminal types of violence, such as self-defense, use of force, and acts of war. Acts of violence are most often perceived as deviant when they are committed as an overreaction or a disproportionate response to provocation.
Property crime
Common examples of property crime include burglary, theft, and vandalism.
Examples of financial crimes include counterfeiting, smuggling, tax evasion, and bribery. The scope of financial crimes has expanded significantly since the beginning of modern economics in the 17th century. In occupational crime, the complexity and anonymity of computer systems may help criminal employees camouflage their operations. The victims of the most costly scams include banks, brokerage houses, insurance companies, and other large financial institutions.
Public order crime
Public order crime is crime that violates a society's norms about what constitutes socially acceptable behavior. Examples of public order crimes include gambling, drug-related crime, public intoxication, prostitution, loitering, breach of the peace, panhandling, vagrancy, street harassment, excessive noise, and littering. Public order crime is associated with the broken windows theory, which posits that public order crimes increase the likelihood of other types of crime. Some public order crimes are considered victimless crimes in which no specific victim an be identified. Most nations in the Western world have moved toward decriminalization of victimless crimes in the modern era.
Adultery, fornication, blasphemy, apostasy, and invoking the name of God are commonly recognized as crimes in theocratic societies or those heavily influenced by religion.
Political crime
Political crime is crime that directly challenges or threatens the state. Examples of political crimes include subversion, rebellion, treason, mutiny, espionage, sedition, terrorism, riot, and unlawful assembly. Political crimes are associated with the political agenda of a given state, and they are necessarily applied against political dissidents. Due to their unique relation to the state, political crimes are often encouraged by one nation against another, and it is political alignment rather than the act itself that determines criminality. State crime that is carried out by the state to repress law-abiding citizens may also be considered political crime.
Inchoate crime
Inchoate crime is crime that is carried out in anticipation of other illegal actions but does not cause direct harm. Examples of inchoate crimes include attempt and conspiracy. Inchoate crimes are defined by substantial action to facilitate a crime with the intention of the crime's occurrence. This is distinct from simple preparation for or consideration of criminal activity. They are unique in that renunciation of criminal intention is generally enough to absolve the perpetrator of criminal liability, as their actions are no longer facilitating a potential future crime.
Participants
Criminal
A criminal is an individual who commits a crime. What constitutes a criminal can vary depending on the context and the law, and it often carries a pejorative connotation. Criminals are often seen as embodying certain stereotypes or traits and are seen as a distinct type of person from law-abiding citizens. Despite this, no mental or physical trend is identifiable that differentiates criminals from non-criminals. Public response to criminals may be indignant or sympathetic. Indignant responses involve resentment and a desire for vengeance, wishing to see criminals removed from society or made to suffer for harm that they cause. Sympathetic responses involve compassion and understanding, seeking to rehabilitate or forgive criminals and absolve them of blame.
Victim
A victim is an individual who has been treated unjustly or made to suffer. In the context of crime, the victim is the individual that is harmed by a violation of criminal law. Victimization is associated with post-traumatic stress and a long-term decrease in quality of life. Victimology is the study of victims, including their role in crime and how they are affected.
Several factors affect an individual's likelihood of becoming a victim. Some factors may cause victims of crime to experience short-term or long-term "repeat victimization". Common long-term victims are those that have close relationships with the criminal, manifesting in crimes such as domestic violence, embezzlement, child abuse, and bullying. Repeat victimization may also occur when a potential victim appears to be a viable target, such as when indicating wealth in a less affluent region. Many of the traits that indicate criminality also indicate victimality; victims of crime are more likely to engage in unlawful behavior and respond to provocation. Overall demographic trends of victims and criminals are often similar, and victims are more likely to have engaged in criminal activities themselves.
The victims may only want compensation for the injuries suffered, while remaining indifferent to a possible desire for deterrence. Victims, on their own, may lack the economies of scale that could allow them to administer a penal system, let alone to collect any fines levied by a court. Historically, from ancient times until the 19th century, many societies believed that non-human animals were capable of committing crimes, and prosecuted and punished them accordingly. Prosecutions of animals gradually dwindled during the 19th century, although a few were recorded as late as the 1910s and 1920s.
Criminal law
Virtually all countries in the 21st century have criminal law grounded in civil law, common law, Islamic law, or socialist law. Historically, criminal codes have often divided criminals by class or caste, prescribing different penalties depending on status. In some tribal societies, an entire clan is recognized as liable for a crime. In many cases, disputes over a crime in this system lead to a feud that lasts over several generations.
Criminalization
The state determines what actions are considered criminal in the scope of the law. Criminalization has significant human rights considerations, as it can infringe on rights of autonomy and subject individuals to unjust punishment.
Criminal justice
Law enforcement
The enforcement of criminal law seeks to prevent crime and sanction crimes that do occur. This enforcement is carried out by the state through law enforcement agencies, such as police, which are empowered to arrest suspected perpetrators of crimes. Law enforcement may focus on policing individual crimes, or it may focus on bringing down overall crime rates. One common variant, community policing, seeks to prevent crime by integrating police into the community and public life.
Criminal procedure
When the perpetrator of a crime is found guilty of the crime, the state delivers a sentence to determine the penalty for the crime.
Corrections and punishment
Authorities may respond to crime through corrections, carrying out punishment as a means to censure the criminal act. Punishment is generally reserved for serious offenses. Individuals regularly engage in activity that could be scrutinized under criminal law but are deemed inconsequential. Retributive justice seeks to create a system of accountability and punish criminals in a way that knowingly causes suffering. This may arise out of a feeling that criminals deserve to suffer and that punishment should exist for its own sake. The existence of punishment also creates an effect of deterrence that discourages criminal action for fear of punishment.
Rehabilitation seeks to understand and mitigate the causes of a criminal's unlawful action to prevent recidivism. Different criminological theories propose different methods of rehabilitation, including strengthening social networks, reducing poverty, influencing values, and providing therapy for physical and mental ailments. Rehabilitative programs may include counseling or vocational education.
Developed nations are less likely to use physical punishments. Instead, they will impose financial penalties or imprisonment. In places with widespread corruption or limited rule of law, crime may be punished extralegally through mob rule and lynching.
Whether a crime can be resolved through financial compensation varies depending on the culture and the specific context of the crime. Historically, many societies have absolved acts of homicide through compensation to the victim's relatives.
Liability
If a crime is committed, the individual responsible is considered to be liable for the crime. For liability to exist, the individual must be capable of understanding the criminal process and the relevant authority must have legitimate power to establish what constitutes a crime.
International criminal law
International criminal law typically addresses serious offenses, such as genocide, crimes against humanity, and war crimes. As with all international law, these laws are created through treaties and international custom, and they are defined through the consensus of the involved states. International crimes are not prosecuted through a standard legal system, though international organizations may establish tribunals to investigate and rule on egregious offenses such as genocide.
Causes and correlates
Basic analysis of criminal behavior is determined by a cost–benefit analysis. A person that commits a criminal act typically believes that its benefits will outweigh the risk of being caught and punished. Negative economic factors (such as unemployment and income inequality) significantly increase the incentive to commit crime, while severe punishments decrease the incentive in some cases.
Social factors similarly affect the likelihood of criminal activity. Crime corresponds heavily with social integration; groups that are less integrated with society or that are forcibly integrated with society are more likely to engage in crime. Involvement in the community, such as through a church, decreases the likelihood of crime, while associating with criminals increases the likelihood of becoming a criminal as well.
There is no known genetic cause of crime. Some genes have been found to affect traits that may incline individuals toward criminal activity, but no biological or physiological trait has been found to directly cause or compel criminal actions. One biological factor is the disparity between men and women, as men are significantly more likely to commit crimes than women in virtually all cultures. Crimes committed by men also tend to be more severe than those committed by women.
Public perception
Crime is often a high priority political issue in developed countries, regardless of the country's crime rates. People that are not regularly exposed to crime most often experience it through media, including news reporting and crime fiction. Exposure of crime through news stories is associated with alarmism and inaccurate perceptions of crime trends. Selection bias in new stories about criminals significantly over-represent the prevalence of violent crime, and news reporting will often overemphasize a specific type of crime for a period of time, creating a "crime wave" effect.
As public opinion of morality changes over time, actions that were once condemned as crimes may be considered justifiable.
See also
Crime displacement
Law and order (politics)
Rule of law
Organized crime
Notes
References
Polinsky, A. Mitchell. (1980). "Private versus Public Enforcement of Fines". The Journal of Legal Studies, Vol. IX, No. 1, (January), pp. 105–127.
Polinsky, A. Mitchell & Shavell, Steven. (1997). On the Disutility and Discounting of Imprisonment and the Theory of Deterrence, NBER Working Papers 6259, National Bureau of Economic Research, Inc.
External links
Criminal law
Morality |
5786 | https://en.wikipedia.org/wiki/California%20Institute%20of%20Technology | California Institute of Technology | The California Institute of Technology (branded as Caltech or CIT) is a private research university in Pasadena, California. The university is responsible for many modern scientific advancements and is among a small group of institutes of technology in the United States which are strongly devoted to the instruction of pure and applied sciences. Due to its history of technological innovation, Caltech has been considered to be one of the world's top research universities.
The institution was founded as a preparatory and vocational school by Amos G. Throop in 1891 and began attracting influential scientists such as George Ellery Hale, Arthur Amos Noyes, and Robert Andrews Millikan in the early 20th century. The vocational and preparatory schools were disbanded and spun off in 1910 and the college assumed its present name in 1920. In 1934, Caltech was elected to the Association of American Universities, and the antecedents of NASA's Jet Propulsion Laboratory, which Caltech continues to manage and operate, were established between 1936 and 1943 under Theodore von Kármán.
Caltech has six academic divisions with strong emphasis on science and engineering, managing $332 million in 2011 in sponsored research. Its primary campus is located approximately northeast of downtown Los Angeles. First-year students are required to live on campus, and 95% of undergraduates remain in the on-campus House System at Caltech. Although Caltech has a strong tradition of practical jokes and pranks, student life is governed by an honor code which allows faculty to assign take-home examinations. The Caltech Beavers compete in 13 intercollegiate sports in the NCAA Division III's Southern California Intercollegiate Athletic Conference (SCIAC).
Scientists and engineers at or from the university have played an essential role in many modern scientific breakthroughs and innovations, including advances in sustainability science, quantum physics, earthquake monitoring, protein engineering, and soft robotics. , there are 79 Nobel laureates who have been affiliated with Caltech, making it the institution with the highest number of Nobelists per capita in America. This includes 46 alumni and faculty members (47 prizes, with chemist Linus Pauling being the only individual in history to win two unshared prizes). In addition, four Fields Medalists and six Turing Award winners have been affiliated with Caltech.
History
Throop College
Caltech started as a vocational school founded in present-day Old Pasadena on Fair Oaks Avenue and Chestnut Street on September 23, 1891, by local businessman and politician Amos G. Throop. The school was known successively as Throop University, Throop Polytechnic Institute (and Manual Training School) and Throop College of Technology before acquiring its current name in 1920. The vocational school was disbanded and the preparatory program was split off to form the independent Polytechnic School in 1907.
At a time when scientific research in the United States was still in its infancy, George Ellery Hale, a solar astronomer from the University of Chicago, founded the Mount Wilson Observatory in 1904. He joined Throop's board of trustees in 1907, and soon began developing it and the whole of Pasadena into a major scientific and cultural destination. He engineered the appointment of James A. B. Scherer, a literary scholar untutored in science but a capable administrator and fund-raiser, to Throop's presidency in 1908. Scherer persuaded retired businessman and trustee Charles W. Gates to donate $25,000 in seed money to build Gates Laboratory, the first science building on campus.
World Wars
In 1910, Throop moved to its current site. Arthur Fleming donated the land for the permanent campus site. Theodore Roosevelt delivered an address at Throop Institute on March 21, 1911, and he declared:
I want to see institutions like Throop turn out perhaps ninety-nine of every hundred students as men who are to do given pieces of industrial work better than any one else can do them; I want to see those men do the kind of work that is now being done on the Panama Canal and on the great irrigation projects in the interior of this country—and the one-hundredth man I want to see with the kind of cultural scientific training that will make him and his fellows the matrix out of which you can occasionally develop a man like your great astronomer, George Ellery Hale.
In the same year, a bill was introduced in the California Legislature calling for the establishment of a publicly funded "California Institute of Technology", with an initial budget of a million dollars, ten times the budget of Throop at the time. The board of trustees offered to turn Throop over to the state, but the presidents of Stanford University and the University of California successfully lobbied to defeat the bill, which allowed Throop to develop as the only scientific research-oriented education institute in southern California, public or private, until the onset of the World War II necessitated the broader development of research-based science education. The promise of Throop attracted physical chemist Arthur Amos Noyes from MIT to develop the institution and assist in establishing it as a center for science and technology.
With the onset of World War I, Hale organized the National Research Council to coordinate and support scientific work on military problems. While he supported the idea of federal appropriations for science, he took exception to a federal bill that would have funded engineering research at land-grant colleges, and instead sought to raise a $1 million national research fund entirely from private sources. To that end, as Hale wrote in The New York Times:
Throop College of Technology, in Pasadena California has recently afforded a striking illustration of one way in which the Research Council can secure co-operation and advance scientific investigation. This institution, with its able investigators and excellent research laboratories, could be of great service in any broad scheme of cooperation. President Scherer, hearing of the formation of the council, immediately offered to take part in its work, and with this object, he secured within three days an additional research endowment of one hundred thousand dollars.
Through the National Research Council, Hale simultaneously lobbied for science to play a larger role in national affairs, and for Throop to play a national role in science. The new funds were designated for physics research, and ultimately led to the establishment of the Norman Bridge Laboratory, which attracted experimental physicist Robert Andrews Millikan from the University of Chicago in 1917. During the course of the war, Hale, Noyes and Millikan worked together in Washington on the NRC. Subsequently, they continued their partnership in developing Caltech.
Under the leadership of Hale, Noyes, and Millikan (aided by the booming economy of Southern California), Caltech grew to national prominence in the 1920s and concentrated on the development of Roosevelt's "Hundredth Man". On November 29, 1921, the trustees declared it to be the express policy of the institute to pursue scientific research of the greatest importance and at the same time "to continue to conduct thorough courses in engineering and pure science, basing the work of these courses on exceptionally strong instruction in the fundamental sciences of mathematics, physics, and chemistry; broadening and enriching the curriculum by a liberal amount of instruction in such subjects as English, history, and economics; and vitalizing all the work of the Institute by the infusion in generous measure of the spirit of research". In 1923, Millikan was awarded the Nobel Prize in Physics. In 1925, the school established a department of geology and hired William Bennett Munro, then chairman of the division of History, Government, and Economics at Harvard University, to create a division of humanities and social sciences at Caltech. In 1928, a division of biology was established under the leadership of Thomas Hunt Morgan, the most distinguished biologist in the United States at the time, and discoverer of the role of genes and the chromosome in heredity. In 1930, Kerckhoff Marine Laboratory was established in Corona del Mar under the care of Professor George MacGinitie. In 1926, a graduate school of aeronautics was created, which eventually attracted Theodore von Kármán. Kármán later helped create the Jet Propulsion Laboratory, and played an integral part in establishing Caltech as one of the world's centers for rocket science. In 1928, construction of the Palomar Observatory began.
Millikan served as "Chairman of the Executive Council" (effectively Caltech's president) from 1921 to 1945, and his influence was such that the institute was occasionally referred to as "Millikan's School". Millikan initiated a visiting-scholars program soon after joining Caltech. Notable scientists who accepted his invitation include Paul Dirac, Erwin Schrödinger, Werner Heisenberg, Hendrik Lorentz and Niels Bohr. Albert Einstein arrived on the Caltech campus for the first time in 1931 to polish up his Theory of General Relativity, and he returned to Caltech subsequently as a visiting professor in 1932 and 1933.
During World War II, Caltech was one of 131 colleges and universities nationally that took part in the V-12 Navy College Training Program which offered students a path to a Navy commission. The United States Navy also maintained a naval training school for aeronautical engineering, resident inspectors of ordinance and naval material, and a liaison officer to the National Defense Research Committee on campus.
Project Vista
From April to December 1951, Caltech was the host of a federal classified study, Project Vista. The selection of Caltech as host for the project was based on the university's expertise in rocketry and nuclear physics. In response to the war in Korea and the pressure from the Soviet Union, the project was Caltech's way of assisting the federal government in its effort to increase national security. The project was created to study new ways of improving the relationship between tactical air support and ground troops. The Army, Air Force, and Navy sponsored the project; however, it was under contract with the Army. The study was named after the hotel, Vista del Arroyo Hotel, which housed the study. The study operated under a committee with the supervision of President Lee A. DuBridge. William A. Fowler, a professor at Caltech, was selected as research director. More than a fourth of Caltech's faculty and a group of outside scientists staffed the project. Moreover, the number increases if one takes into account visiting scientists, military liaisons, secretarial, and security staff. In compensation for its participation, the university received about $750,000.
Post-war growth
From the 1950s to 1980s, Caltech was the home of Murray Gell-Mann and Richard Feynman, whose work was central to the establishment of the Standard Model of particle physics. Feynman was also widely known outside the physics community as an exceptional teacher and a colorful, unconventional character.
During Lee A. DuBridge's tenure as Caltech's president (1946–1969), Caltech's faculty doubled and the campus tripled in size. DuBridge, unlike his predecessors, welcomed federal funding of science. New research fields flourished, including chemical biology, planetary science, nuclear astrophysics, and geochemistry. A 200-inch telescope was dedicated on nearby Palomar Mountain in 1948 and remained the world's most powerful optical telescope for over forty years.
Caltech opened its doors to female undergraduates during the presidency of Harold Brown in 1970, and they made up 14% of the entering class. The portion of female undergraduates has been increasing since then.
Protests by Caltech students are rare. The earliest was a 1968 protest outside the NBC Burbank studios, in response to rumors that NBC was to cancel Star Trek. In 1973, the students from Dabney House protested a presidential visit with a sign on the library bearing the simple phrase "Impeach Nixon". The following week, Ross McCollum, president of the National Oil Company, wrote an open letter to Dabney House stating that in light of their actions he had decided not to donate one million dollars to Caltech. The Dabney family, being Republicans, disowned Dabney House after hearing of the protest.
21st century
Since 2000, the Einstein Papers Project has been located at Caltech. The project was established in 1986 to assemble, preserve, translate, and publish papers selected from the literary estate of Albert Einstein and from other collections.
In fall 2008, the freshman class was 42% female, a record for Caltech's undergraduate enrollment. In the same year, the Institute concluded a six-year-long fund-raising campaign. The campaign raised more than $1.4 billion from about 16,000 donors. Nearly half of the funds went into the support of Caltech programs and projects.
In 2010, Caltech, in partnership with Lawrence Berkeley National Laboratory and headed by Professor Nathan Lewis, established a DOE Energy Innovation Hub aimed at developing revolutionary methods to generate fuels directly from sunlight. This hub, the Joint Center for Artificial Photosynthesis, will receive up to $122 million in federal funding over five years.
Since 2012, Caltech began to offer classes through massive open online courses (MOOCs) under Coursera, from 2013, edX, and bootcamps.
Jean-Lou Chameau, the eighth president, announced on February 19, 2013, that he would be stepping down to accept the presidency at King Abdullah University of Science and Technology. Thomas F. Rosenbaum was announced to be the ninth president of Caltech on October 24, 2013, and his term began on July 1, 2014.
In 2019, Caltech received a gift of $750 million for sustainability research from the Resnick family of The Wonderful Company. The gift is the largest ever for environmental sustainability research and the second-largest private donation to a US academic institution (after Bloomberg's gift of $1.8 billion to Johns Hopkins University in 2018).
On account of President Robert A. Millikan's affiliation with the Human Betterment Foundation, in January 2021, the Caltech Board of Trustees authorized the removal of Millikan's name (and the names of five other historical figures affiliated with the Foundation), from campus buildings.
Campus
Caltech's primary campus is located in Pasadena, California, approximately northeast of downtown Los Angeles. It is within walking distance of Old Town Pasadena and the Pasadena Playhouse District and therefore the two locations are frequent getaways for Caltech students.
In 1917 Hale hired architect Bertram Goodhue to produce a master plan for the campus. Goodhue conceived the overall layout of the campus and designed the physics building, Dabney Hall, and several other structures, in which he sought to be consistent with the local climate, the character of the school, and Hale's educational philosophy. Goodhue's designs for Caltech were also influenced by the traditional Spanish mission architecture of Southern California.
During the 1960s, Caltech underwent considerable expansion, in part due to the philanthropy of alumnus Arnold O. Beckman. In 1953, Beckman was asked to join the Caltech Board of Trustees. In 1964, he became its chairman. Over the next few years, as Caltech's president emeritus David Baltimore describes it, Arnold Beckman and his wife Mabel "shaped the destiny of Caltech".
In 1971 a magnitude-6.6 earthquake in San Fernando caused some damage to the Caltech campus. Engineers who evaluated the damage found that two historic buildings dating from the early days of the Institute—Throop Hall and the Goodhue-designed Culbertson Auditorium—had cracked.
New additions to the campus include the Cahill Center for Astronomy and Astrophysics and the Walter and Leonore Annenberg Center for Information Science and Technology, which opened in 2009, and the Warren and Katherine Schlinger Laboratory for Chemistry and Chemical Engineering followed in March 2010. The institute also concluded an upgrading of the South Houses in 2006. In late 2010, Caltech completed a 1.3 MW solar array projected to produce approximately 1.6 GWh in 2011.
Organization and administration
Caltech is incorporated as a non-profit corporation and is governed by a privately appointed 46-member board of trustees who serve five-year terms of office and retire at the age of 72. The trustees elect a president to serve as the chief executive officer of the institute and administer the affairs on the institute on behalf of the board, a provost who serves as the chief academic officer of the institute below the president, and ten other vice presidential and other senior positions. Thomas F. Rosenbaum became the ninth president of Caltech in 2014. Caltech's endowment is governed by a permanent trustee committee and administered by an investment office.
The institute is organized into six primary academic divisions: Biology and Biological Engineering, Chemistry and Chemical Engineering, Engineering and Applied Science, Geological and Planetary Sciences, Humanities and Social Sciences, Physics, Mathematics, and Astronomy. The voting faculty of Caltech include all professors, instructors, research associates and fellows, and the University Librarian. Faculty are responsible for establishing admission requirements, academic standards, and curricula. The Faculty Board is the faculty's representative body and consists of 18 elected faculty representatives as well as other senior administration officials. Full-time professors are expected to teach classes, conduct research, advise students, and perform administrative work such as serving on committees.
Founded in 1930s, the Jet Propulsion Laboratory (JPL) is a federally funded research and development center (FFRDC) owned by NASA and operated as a division of Caltech through a contract between NASA and Caltech. In 2008, JPL spent over $1.6 billion on research and development and employed over 5,000 project-related and support employees. The JPL Director also serves as a Caltech Vice President and is responsible to the President of the Institute for the management of the laboratory.
Academics
Caltech is a small four-year, highly residential research university with slightly more students in graduate programs than undergraduate. The institute has been accredited by the Western Association of Schools and Colleges since 1949. Caltech is on the quarter system: the fall term starts in late September and ends before Christmas, the second term starts after New Year's Day and ends in mid-March, and the third term starts in late March or early April and ends in early June.
Rankings
Caltech is consistently ranked within the top ten universities in the world, and within the top four in the United States, by major global ranking systems. In 2021, Caltech ranked 6th globally based on aggregate world university rankings of THE, QS, and ARWU. For 2022, U.S. News & World Report ranked Caltech as tied for 9th in the United States among national universities overall, 11th for most innovative, and 15th for best value. U.S. News & World Report also ranked the graduate programs in chemistry and earth sciences first among national universities.
Caltech was ranked 1st internationally between 2011 and 2016 by the Times Higher Education World University Rankings. Caltech was ranked as the best university in the world in two categories: Engineering & Technology and Physical Sciences. It was also found to have the highest faculty citation rate in the world.
Admissions
Admission to Caltech is extremely rigorous. Prior to going test blind, Caltech students had some of the highest test scores in the nation. In 2022, Caltech was ranked by CBS News as the 3rd hardest college in America to gain acceptance to. For the freshmen who enrolled in 2019 (Class of 2023) the middle 50% range of SAT were 740–780 for evidence-based reading and writing and 790–800 for math, and 1530–1570 total. The middle 50% range ACT Composite score was 35–36. The SAT Math Level 2 middle 50% range was 800–800. The middle 50% range for the SAT Physics Subject Test was 760–800; SAT Chemistry Subject Test was 760–800;
SAT Biology Subject Tests was 760–800. In June 2020, Caltech announced a test-blind policy where they would not require nor consider test scores for the next two years; in July 2021, the moratorium was extended by another year and then extended further. The institute is need-blind for domestic applicants.
For the Class of 2026 (enrolled Fall 2022), Caltech received 16662 applications and accepted 448 applicants for a 2.7% admit rate; 224 enrolled. The class included 48% women and 52% men. For the Class of 2025, 32% were of underrepresented ancestry (which includes students who self-identify as American Indian/Alaska Native, Hispanic/Latino, Black/African American, and/or Native Hawaiian/Pacific Islander), and 6% were foreign students. For the Class of 2027 (enrolled Fall 2023), Caltech had over 270 commits of 412 admits, at a yield rate of 66–67%.
Tuition and financial aid
Undergraduate tuition for the 2021–2022 school year was $56,394 and total annual costs were estimated to be $79,947 excluding the Caltech Student Health Insurance Plan. In 2012–2013, Caltech awarded $17.1 million in need-based aid, $438k in non-need-based aid, and $2.51 million in self-help support to enrolled undergraduate students. The average financial aid package of all students eligible for aid was $38,756 and students graduated with an average debt of $15,090.
Undergraduate program
The full-time, four-year undergraduate program emphasizes instruction in the arts and sciences and has high graduate coexistence. Caltech offers 28 majors (called "options") and 12 minors across all six academic divisions. Caltech also offers interdisciplinary programs in Applied Physics, Biochemistry, Bioengineering, Computation and Neural Systems, Control and Dynamical Systems, Environmental Science and Engineering, Geobiology and Astrobiology, Geochemistry, and Planetary Astronomy. The most popular options are Chemical Engineering, Computer Science, Electrical Engineering, Mechanical Engineering and Physics. The most popular majors of the class of 2023 were Computer Science, Mechanical Engineering, Physics, and Electrical Engineering.
Prior to the entering class of 2013, Caltech required students to take a core curriculum of five terms of mathematics, five terms of physics, two terms of chemistry, one term of biology, two terms of lab courses, one term of scientific communication, three terms of physical education, and 12 terms of humanities and social science. Since 2013, only three terms each of mathematics and physics have been required by the institute, with the remaining two terms each required by certain options.
A typical class is worth 9 academic units and given the extensive core curriculum requirements in addition to individual options' degree requirements, students need to take an average of 40.5 units per term (more than four classes) to graduate in four years. 36 units is the minimum full-time load, 48 units is considered a heavy load, and registrations above 51 units require an overload petition. Approximately 20 percent of students double-major. This is achievable since the humanities and social sciences majors have been designed to be done in conjunction with a science major. Although choosing two options in the same division is discouraged, it is still possible.
First-year students are enrolled in first-term classes based upon results of placement exams in math, physics, chemistry, and writing and take all classes in their first two terms on a Pass/Fail basis. There is little competition; collaboration on homework is encouraged and the honor system encourages take-home tests and flexible homework schedules. Caltech offers co-operative programs with other schools, such as the Pasadena Art Center College of Design and Occidental College.
According to a PayScale study, Caltech graduates earn a median early career salary of $83,400 and $143,100 mid-career, placing them in the top 5 among graduates of US colleges and universities. The average net return on investment over a period of 20 years is $887,000, the tenth-highest among US colleges.
Caltech offers Army and Air Force ROTC in cooperation with the University of Southern California.
Graduate program
The graduate instructional programs emphasize doctoral studies and are dominated by science, technology, engineering, and mathematics fields. The institute offers graduate degree programs for the Master of Science, Engineer's Degree, Doctor of Philosophy, BS/MS and MD/PhD, with the majority of students in the PhD program. The most popular options are Chemistry, Physics, Biology, Electrical Engineering and Chemical Engineering. Applicants for graduate studies are required to take the GRE. GRE Subject scores are either required or strongly recommended by several options. A joint program between Caltech and the Keck School of Medicine of the University of Southern California, and the UCLA David Geffen School of Medicine grants MD/PhD degrees. Students in this program do their preclinical and clinical work at USC or UCLA, and their PhD work with any member of the Caltech faculty, including the Biology, Chemistry, and Engineering and Applied Sciences Divisions. The MD degree would be from USC or UCLA and the PhD would be awarded from Caltech.
The research facilities at Caltech are available to graduate students, but there are opportunities for students to work in facilities of other universities, research centers as well as private industries. The graduate student to faculty ratio is 4:1.
Approximately 99 percent of doctoral students have full financial support. Financial support for graduate students comes in the form of fellowships, research assistantships, teaching assistantships or a combination of fellowship and assistantship support.
Graduate students are bound by the honor code, as are the undergraduates, and the Graduate Honor Council oversees any violations of the code.
Research
Caltech is classified among "R1: Doctoral Universities – Very High Research Activity". Caltech was elected to the Association of American Universities in 1934 and remains a research university with "very high" research activity, primarily in STEM fields. Caltech manages research expenditures of $270 million annually, 66th among all universities in the U.S. and 17th among private institutions without medical schools for 2008. The largest federal agencies contributing to research are NASA, National Science Foundation, Department of Health and Human Services, Department of Defense, and Department of Energy. Caltech received $144 million in federal funding for the physical sciences, $40.8 million for the life sciences, $33.5 million for engineering, $14.4 million for environmental sciences, $7.16 million for computer sciences, and $1.97 million for mathematical sciences in 2008.
The institute was awarded an all-time high funding of $357 million in 2009. Active funding from the National Science Foundation Directorate of Mathematical and Physical Science (MPS) for Caltech stands at $343 million , the highest for any educational institution in the nation, and higher than the total funds allocated to any state except California and New York.
In 2005, Caltech had dedicated to research: to physical sciences, to engineering, and to biological sciences.
In addition to managing JPL, Caltech also operates the Palomar Observatory in San Diego County, the Owens Valley Radio Observatory in Bishop, California, the Submillimeter Observatory and W. M. Keck Observatory at the Mauna Kea Observatory, the Laser Interferometer Gravitational-Wave Observatory at Livingston, Louisiana and Richland, Washington, and Kerckhoff Marine Laboratory in Corona del Mar, California. The Institute launched the Kavli Nanoscience Institute at Caltech in 2006, the Keck Institute for Space Studies in 2008, and is also the current home for the Einstein Papers Project. The Spitzer Science Center (SSC), part of the Infrared Processing and Analysis Center located on the Caltech campus, is the data analysis and community support center for NASA's Spitzer Space Telescope.
Caltech partnered with UCLA to establish a Joint Center for Translational Medicine (UCLA-Caltech JCTM), which conducts experimental research into clinical applications, including the diagnosis and treatment of diseases such as cancer.
Caltech operates several TCCON stations as part of an international collaborative effort of measuring greenhouse gases globally. One station is on campus.
Undergraduates at Caltech are also encouraged to participate in research. About 80% of the class of 2010 did research through the annual Summer Undergraduate Research Fellowships (SURF) program at least once during their stay, and many continued during the school year. Students write and submit SURF proposals for research projects in collaboration with professors, and about 70 percent of applicants are awarded SURFs. The program is open to both Caltech and non-Caltech undergraduate students. It serves as preparation for graduate school and helps to explain why Caltech has the highest percentage of alumni who go on to receive a PhD of all the major universities.
The licensing and transferring of technology to the commercial sector is managed by the Office of Technology Transfer (OTT). OTT protects and manages the intellectual property developed by faculty members, students, other researchers, and JPL technologists. Caltech receives more invention disclosures per faculty member than any other university in the nation. , 1891 patents were granted to Caltech researchers since 1969.
Student life
House system
During the early 20th century, a Caltech committee visited several universities and decided to transform the undergraduate housing system from fraternities to a house system. Four South Houses (or Hovses, as styled in the stone engravings) were built: Blacker House, Dabney House, Fleming House and Ricketts House. In the 1960s, three North Houses were built: Lloyd House, Page House, and Ruddock House, and during the 1990s, Avery House. The four South Houses closed for renovation in 2005 and reopened in 2006. The latest addition to residential life at Caltech is Bechtel Residence, which opened in 2018. It is not affiliated with the house system. All first- and second-year students live on campus in the house system or in the Bechtel Residence.
On account of Albert B. Ruddock's affiliation with the Human Betterment Foundation, in January 2021, the Caltech Board of Trustees authorized the removal of Ruddock's name from campus buildings. Ruddock House was renamed as the Grant D. Venerable House.
Athletics
Caltech has athletic teams in baseball, men's and women's basketball, cross country, men's and women's soccer, swimming and diving, men's and women's tennis, track and field, women's volleyball, and men's and women's water polo. Caltech's mascot is the Beaver, a homage to nature's engineer. Its teams are members of the NCAA Division III and compete in the Southern California Intercollegiate Athletic Conference (SCIAC), which Caltech co-founded in 1915.
On January 6, 2007, the Beavers' men's basketball team snapped a 207-game losing streak to Division III schools, beating Bard College 81–52. It was their first Division III victory since 1996.
Until their win over Occidental College on February 22, 2011 the team had not won a game in SCIAC play since 1985. Ryan Elmquist's free throw with 3.3 seconds in regulation gave the Beavers the victory. The documentary film Quantum Hoops concerns the events of the Beavers' 2005–06 season.
On January 13, 2007, the Caltech women's basketball team snapped a 50-game losing streak, defeating the Pomona-Pitzer Sagehens 55–53. The women's program, which entered the SCIAC in 2002, garnered their first conference win. On the bench as honorary coach for the evening was Robert Grubbs, 2005 Nobel laureate in Chemistry. The team went on to beat Whittier College on February 10, for its second SCIAC win, and placed its first member on the All Conference team.
In 2007, 2008, and 2009, the women's table tennis team (a club team) competed in nationals. The women's Ultimate club team, known as "Snatch", has also been very successful in recent years, ranking 44 of over 200 college teams in the Ultimate Player's Association.
On February 2, 2013, the Caltech baseball team ended a 228-game losing streak, the team's first win in nearly 10 years.
The track and field team's home venue is at the South Athletic Field in Tournament Park, the site of the first Rose Bowl Game.
The school also sponsored an intercollegiate football team from 1973 through 1977, and played part of its home schedule at the Rose Bowl.
Performing and visual arts
The Caltech/Occidental College Orchestra is a full seventy-piece orchestra composed of students, faculty, and staff at Caltech and nearby Occidental College. The orchestra gives three pairs of concerts annually, at both Caltech and Occidental College. There are also two Caltech Jazz Bands and a Concert Band, as well as an active chamber music program. For vocal music, Caltech has a mixed-voice Glee Club and the smaller Chamber Singers. The theater program at Caltech is known as TACIT, or Theater Arts at the California Institute of Technology. There are two to three plays organized by TACIT per year, and they were involved in the production of the PHD Movie, released in 2011.
Student life traditions
Annual events
Every Halloween, Dabney House conducts the infamous "Millikan pumpkin-drop experiment" from the top of Millikan Library, the highest point on campus. According to tradition, a claim was once made that the shattering of a pumpkin frozen in liquid nitrogen and dropped from a sufficient height would produce a triboluminescent spark. This yearly event involves a crowd of observers, who try to spot the elusive spark. The title of the event is an oblique reference to the famous Millikan oil-drop experiment which measured e, the elemental unit of electrical charge.
On Ditch Day, the seniors ditch school, leaving behind elaborately designed tasks and traps at the doors of their rooms to prevent underclassmen from entering. Over the years this has evolved to the point where many seniors spend months designing mechanical, electrical, and software obstacles to confound the underclassmen. Each group of seniors designs a "stack" to be solved by a handful of underclassmen. The faculty have been drawn into the event as well, and cancel all classes on Ditch Day so the underclassmen can participate in what has become a highlight of the academic year.
Another long-standing tradition is the playing of Wagner's "Ride of the Valkyries" at 7:00 each morning during finals week with the largest, loudest speakers available. The playing of that piece is not allowed at any other time (except if one happens to be listening to the entire 14 hours and 5 minutes of The Ring Cycle), and any offender is dragged into the showers to be drenched in cold water fully dressed.
Pranks
Caltech students have been known for their many pranks (also known as "RFs").
The two most famous in recent history are the changing of the Hollywood Sign to read "Caltech", by judiciously covering up certain parts of the letters, and the changing of the scoreboard to read Caltech 38, MIT 9 during the 1984 Rose Bowl Game. But the most famous of all occurred during the 1961 Rose Bowl Game, where Caltech students altered the flip-cards that were raised by the stadium attendees to display "Caltech", and several other "unintended" messages. This event is now referred to as the Great Rose Bowl Hoax.
In recent years, pranking has been officially encouraged by Tom Mannion, Caltech's Assistant VP for Student Affairs and Campus Life. "The grand old days of pranking have gone away at Caltech, and that's what we are trying to bring back," reported the Boston Globe.
In December 2011, Caltech students went to New York and pulled a prank in Manhattan's Greenwich Village. The prank involved making The Cube sculpture look like the Aperture Science Weighted Companion Cube from the video game Portal.
Caltech pranks have been documented in three Legends of Caltech books, the most recent of which was edited by alumni Autumn Looijen '99 and Mason Porter '98 and published in May 2007.
Rivalry with MIT
In 2005, a group of Caltech students pulled a string of pranks during MIT's Campus Preview Weekend for admitted students. These include covering up the word Massachusetts in the "Massachusetts Institute of Technology" engraving on the main building façade with a banner so that it read "That Other Institute of Technology". A group of MIT hackers responded by altering the banner so that the inscription read "The Only Institute of Technology." Caltech students also passed out T-shirts to MIT's incoming freshman class that had MIT written on the front and "...because not everyone can go to Caltech" along with an image of a palm tree on the back.
MIT retaliated in April 2006, when students posing as the Howe & Ser (Howitzer) Moving Company stole the 130-year-old, 1.7-ton Fleming House cannon and moved it over 3,000 miles to their campus in Cambridge, Massachusetts for their 2006 Campus Preview Weekend, repeating a similar prank performed by nearby Harvey Mudd College in 1986. Thirty members of Fleming House traveled to MIT and reclaimed their cannon on April 10, 2006.
On April 13, 2007 (Friday the 13th), a group of students from The California Tech, Caltech's campus newspaper, arrived and distributed fake copies of The Tech, MIT's campus newspaper, while prospective students were visiting for their Campus Preview Weekend. Articles included "MIT Invents the Interweb", "Architects Deem Campus 'Unfortunate, and "Infinite Corridor Not Actually Infinite".
In December 2009, some Caltech students declared that MIT had been sold and had become the Caltech East campus. A "sold" banner was hung on front of the MIT dome building and a "Welcome to Caltech East: School of the Humanities" banner over the Massachusetts Avenue Entrance. Newspapers and T-shirts were distributed, and door labels and fliers in the infinite corridor were put up in accordance with the "curriculum change."
In September 2010, MIT students attempted to put a TARDIS, the time machine from the BBC's Doctor Who, onto a roof. Caught in mid-act, the prank was aborted. In January 2011, Caltech students in conjunction with MIT students helped put the TARDIS on top of Baxter. Caltech students then moved the TARDIS to UC Berkeley and Stanford.
In April 2014, during MIT's Campus Preview Weekend, a group of Caltech students handed out mugs emblazoned with the MIT logo on the front and the words "The Institute of Technology" on the back. When heated, the mugs turn orange, display a palm tree, and read "Caltech The Hotter Institute of Technology." Identical mugs continue to be sold at the Caltech campus store.
Honor code
Life in the Caltech community is governed by the honor code, which simply states: "No member of the Caltech community shall take unfair advantage of any other member of the Caltech community." This is enforced by a Board of Control, which consists of undergraduate students, and by a similar body at the graduate level, called the Graduate Honor Council.
The honor code aims at promoting an atmosphere of respect and trust that allows Caltech students to enjoy privileges that make for a more relaxed atmosphere. For example, the honor code allows professors to make the majority of exams as take-home, allowing students to take them on their own schedule and in their preferred environment.
Through the late 1990s, the only exception to the honor code, implemented earlier in the decade in response to changes in federal regulations, concerned the sexual harassment policy. Today, there are myriad exceptions to the honor code in the form of new Institute policies such as the fire policy and alcohol policy. Although both policies are presented in the Honor System Handbook given to new members of the Caltech community, some undergraduates regard them as a slight against the honor code and the implicit trust and respect it represents within the community. In recent years, the Student Affairs Office has also taken up pursuing investigations independently of the Board of Control and Conduct Review Committee, an implicit violation of both the honor code and written disciplinary policy that has contributed to further erosion of trust between some parts of the undergraduate community and the administration.
Notable people
As of October 2022, Caltech has 46 Nobel laureates to its name awarded to 30 alumni (26 graduates and 4 postdocs), including 5 Caltech professors who are also alumni (Carl D. Anderson, Linus Pauling, William A. Fowler, Edward B. Lewis, and Kip Thorne), and 16 non-alumni professors (14 at the time of the award, not including David Baltimore and Renato Dulbecco). The total number of Nobel Prizes is 47 because Pauling received prizes in both Chemistry and Peace. Eight faculty and alumni have received a Crafoord Prize from the Royal Swedish Academy of Sciences, while 58 have been awarded the U.S. National Medal of Science, and 11 have received the National Medal of Technology. One alumnus, Stanislav Smirnov, won the Fields Medal in 2010. Other distinguished researchers have been affiliated with Caltech as postdoctoral scholars (for example, Barbara McClintock, James D. Watson, Sheldon Glashow and John Gurdon) or visiting professors (for example, Albert Einstein, Stephen Hawking and Edward Witten).
Students
Caltech enrolled 987 undergraduate students and 1,410 graduate students for the 2021–2022 school year. Women made up 45% of the undergraduate and 33% of the graduate student body. The racial demographics of the school substantially differ from those of the nation as a whole.
The four-year graduation rate is 79% and the six-year rate is 92%, which is low compared to most leading U.S. universities, but substantially higher than it was in the 1960s and 1970s. Students majoring in STEM fields traditionally have graduation rates below 70%.
Alumni
There are 22,930 total living alumni in the U.S. and around the world. As of October 2022, 30 alumni and 16 non-alumni faculty have won the Nobel Prize. The Turing Award, the "Nobel Prize of Computer Science", has been awarded to six alumni, and one has won the Fields Medal.
Many alumni have participated in scientific research. Some have concentrated their studies on the very small universe of atoms and molecules. Nobel laureate Carl D. Anderson (BS 1927, PhD 1930) proved the existence of positrons and muons, Nobel laureate Edwin McMillan (BS 1928, MS 1929) synthesized the first transuranium element, Nobel laureate Leo James Rainwater (BS 1939) investigated the non-spherical shapes of atomic nuclei, and Nobel laureate Douglas D. Osheroff (BS 1967) studied the superfluid nature of helium-3. Donald Knuth (PhD 1963), the "father" of the analysis of algorithms, wrote The Art of Computer Programming and created the TeX computer typesetting system, which is commonly used in the scientific community. Bruce Reznick (BS 1973) is a mathematician noted for his contributions to number theory and the combinatorial-algebraic-analytic investigations of polynomials. Narendra Karmarkar (MS 1979) is known for the interior point method, a polynomial algorithm for linear programming known as Karmarkar's algorithm.
Other alumni have turned their gaze to the universe. C. Gordon Fullerton (BS 1957, MS 1958) piloted the third Space Shuttle mission. Astronaut (and later, United States Senator) Harrison Schmitt (BS 1957) was the only geologist to have walked on the surface of the Moon. Astronomer Eugene Merle Shoemaker (BS 1947, MS 1948) co-discovered Comet Shoemaker-Levy 9 (a comet which crashed into the planet Jupiter) and was the first person buried on the Moon (by having his ashes crashed into the Moon). Astronomer George O. Abell (BS 1951, MS 1952, PhD 1957) while a grad student at Caltech participated in the National Geographic Society-Palomar Sky Survey. This ultimately resulted in the publication of the Abell Catalogue of Clusters of Galaxies, the definitive work in the field.
Undergraduate alumni founded, or co-founded, companies such as LCD manufacturer Varitronix, Hotmail, Compaq, MathWorks (which created Matlab), and database provider Imply, while graduate students founded, or co-founded, companies such as Intel, TRW, and the non-profit educational organization, the Exploratorium.
Arnold Beckman (PhD 1928) invented the pH meter and commercialized it with the founding of Beckman Instruments. His success with that company enabled him to provide seed funding for William Shockley (BS 1932), who had co-invented semiconductor transistors and wanted to commercialize them. Shockley became the founding Director of the Shockley Semiconductor Laboratory division of Beckman Instruments. Shockley had previously worked at Bell Labs, whose first president was another alumnus, Frank Jewett (BS 1898). Because his aging mother lived in Palo Alto, California, Shockley established his laboratory near her in Mountain View, California. Shockley was a co-recipient of the Nobel Prize in physics in 1956, but his aggressive management style and odd personality at the Shockley Lab became unbearable. In late 1957, eight of his researchers resigned and with support from Sherman Fairchild formed Fairchild Semiconductor. Among the "traitorous eight" was Gordon E. Moore (PhD 1954), who later left Fairchild to co-found Intel. Other offspring companies of Fairchild Semiconductor include National Semiconductor and Advanced Micro Devices, which in turn spawned more technology companies in the area. Shockley's decision to use silicon instead of germanium as the semiconductor material, coupled with the abundance of silicon semiconductor related companies in the area, gave rise to the term "Silicon Valley" to describe that geographic region surrounding Palo Alto.
Caltech alumni also held public offices, with Mustafa A.G. Abushagur (PhD 1984) the Deputy Prime Minister of Libya and Prime Minister-Elect of Libya, James Fletcher (PhD 1948) the 4th and 7th Administrator of NASA, Steven Koonin (PhD 1972) the Undersecretary of Energy for Science, and Regina Dugan (PhD 1993) the 19th director of DARPA. The 20th director for DARPA, Arati Prabhakar, is also a Caltech alumna (PhD 1984) as well as Charles Elachi (Phd 1971), former director of the Jet Propulsion Lab. Arvind Virmani is a former Chief Economic Adviser to the Government of India. In 2013, President Obama announced the nomination of France Cordova (PhD 1979) as the director of the National Science Foundation and Ellen Williams (PhD 1982) as the director for ARPA-E.
Faculty and staff
Richard Feynman was among the most well-known physicists associated with Caltech, having published the Feynman Lectures on Physics, an undergraduate physics text, and popular science texts such as Six Easy Pieces for the general audience. The promotion of physics made him a public figure of science, although his Nobel-winning work in quantum electrodynamics was already very established in the scientific community. Murray Gell-Mann, a Nobel-winning physicist, introduced a classification of hadrons and went on to postulate the existence of quarks, which is currently accepted as part of the Standard Model. Long-time Caltech President Robert Andrews Millikan was the first to calculate the charge of the electron with his well-known oil-drop experiment, while Richard Chace Tolman is remembered for his contributions to cosmology and statistical mechanics. 2004 Nobel Prize in Physics winner H. David Politzer is a current professor at Caltech, as is astrophysicist and author Kip Thorne and eminent mathematician Barry Simon. Linus Pauling pioneered quantum chemistry and molecular biology, and went on to discover the nature of the chemical bond in 1939. Seismologist Charles Richter, also an alumnus, developed the magnitude scale that bears his name, the Richter magnitude scale for measuring the power of earthquakes. One of the founders of the geochemistry department, Clair Patterson was the first to accurately determine the age of the Earth via lead:uranium ratio in meteorites. In engineering, Theodore von Kármán made many key advances in aerodynamics, notably his work on supersonic and hypersonic airflow characterization. A repeating pattern of swirling vortices is named after him, the von Kármán vortex street. Participants in von Kármán's GALCIT project included Frank Malina, who helped develop the WAC Corporal, which was the first U.S. rocket to reach the edge of space, Jack Parsons, a pioneer in the development of liquid and solid rocket fuels who designed the first castable composite-based rocket motor, and Qian Xuesen, who was dubbed the "Father of Chinese Rocketry". More recently, Michael Brown, a professor of planetary astronomy, discovered many trans-Neptunian objects, most notably the dwarf planet Eris, which prompted the International Astronomical Union to redefine the term "planet".
David Baltimore, the Robert A. Millikan Professor of Biology, and Alice Huang, Senior Faculty Associate in Biology, served as the presidents of AAAS from 2007 to 2008 and 2010 to 2011, respectively.
33% of the faculty are members of the National Academy of Sciences or Engineering and/or fellows of the American Academy of Arts and Sciences. This is the highest percentage of any faculty in the country with the exception of the graduate institution Rockefeller University.
The average salary for assistant professors at Caltech is $111,300, associate professors $121,300, and full professors $172,800. Caltech faculty are active in applied physics, astronomy and astrophysics, biology, biochemistry, biological engineering, chemical engineering, computer science, geology, mechanical engineering, and physics.
Presidents
James Augustin Brown Scherer (1908–1920) (president of Throop College of Technology before the name change)
Robert A. Millikan (1921–1945), experimental physicist, Nobel laureate in physics for 1923 (his official title was "Chairman of the Executive Council")
Lee A. DuBridge (1946–1969), experimental physicist (first to officially hold the title of President)
Harold Brown (1969–1977), physicist and public servant (left Caltech to serve as United States Secretary of Defense in the administration of Jimmy Carter)
Robert F. Christy (1977–1978), astrophysicist (acting president)
Marvin L. Goldberger (1978–1987), theoretical physicist (left to serve as Director of Institute for Advanced Study)
Thomas E. Everhart (1987–1997), experimental physicist
David Baltimore (1997–2006), molecular biologist, Nobel laureate in Physiology or Medicine for 1975
Jean-Lou Chameau (2006–2013), civil engineer and educational administrator (left to serve as president of King Abdullah University of Science and Technology)
Thomas F. Rosenbaum (2014–), condensed matter physicist and administrator
Caltech startups
Over the years Caltech has actively promoted the commercialization of technologies developed within its walls. Through its Office of Technology Transfer & Corporate Partnerships, scientific breakthroughs have led to the transfer of numerous technologies in a wide variety of scientific-related fields such as photovoltaic, radio-frequency identification (RFID), semiconductors, hyperspectral imaging, electronic devices, protein design, solid state amplifiers and many more. Companies such as Quora, Contour Energy Systems, Impinj, Fulcrum Microsystems, Nanosys, Inc., Photon etc., Xencor, and Wavestream Wireless have emerged from Caltech.
In media and popular culture
Caltech has appeared in many works of popular culture, both as itself and in disguised form. On television, it played a prominent role and was the workplace of all four male lead characters and one female lead character in the sitcom The Big Bang Theory. Caltech is also the inspiration, and frequent film location, for the California Institute of Science in Numb3rs. On film, the Pacific Tech of The War of the Worlds and Real Genius is based on Caltech.
In nonfiction, two 2007 documentaries examine aspects of Caltech: Curious, its researchers, and Quantum Hoops, its men's basketball team.
Caltech is also prominently featured in many comics and television series by Marvel Entertainment. In Marvel Comics, the university serves as the alma mater of Hulk, Mister Fantastic, Bill Foster (Black Goliath), and Madman. In the Marvel Cinematic Universe, Bruno Carrelli (Kamala Khan's best friend and love interest) attends Caltech in the miniseries Ms. Marvel.
Given its Los Angeles-area location, the grounds of the Institute are often host to short scenes in movies and television. The Athenaeum dining club appears in the Beverly Hills Cop series, The X-Files, True Romance, and The West Wing.
See also
Engineering education
US-China University Presidents Roundtable
Notes
References
External links
Official athletics website
1891 establishments in California
Buildings and structures in Pasadena, California
Education in Pasadena, California
Educational institutions established in 1891
Engineering universities and colleges in California
Private universities and colleges in California
San Gabriel Valley
Schools accredited by the Western Association of Schools and Colleges
Science and technology in Greater Los Angeles
Technological universities in the United States
Universities and colleges in Los Angeles County, California
Need-blind educational institutions |
5796 | https://en.wikipedia.org/wiki/Celebrity | Celebrity | Celebrity is a condition of fame and broad public recognition of a person or group as a result of the attention given to them by mass media. An individual may attain a celebrity status from having great wealth, their participation in sports or the entertainment industry, their position as a political figure, or even from their connection to another celebrity. 'Celebrity' usually implies a favorable public image, as opposed to the neutrals 'famous' or 'notable', or the negatives 'infamous' and 'notorious'.
History
In his 2020 book Dead Famous: an unexpected history of celebrity, British historian Greg Jenner uses the definition:
Although his book is subtitled "from Bronze Age to Silver Screen", and despite the fact that "Until very recently, sociologists argued that celebrity was invented just over 100 years ago, in the flickering glimmer of early Hollywood" and the suggestion that some medieval saints might qualify, Jenner asserts that the earliest celebrities lived in the early 1700s, his first example being Henry Sacheverell.
Athletes in Ancient Greece were welcomed home as heroes, had songs and poems written in their honor, and received free food and gifts from those seeking celebrity endorsement. Ancient Rome similarly lauded actors and notorious gladiators, and Julius Caesar appeared on a coin in his own lifetime (a departure from the usual depiction of battles and divine lineage).
In the early 12th century, Thomas Becket became famous following his murder. He was promoted by the Christian Church as a martyr and images of him and scenes from his life became widespread in just a few years. In a pattern often repeated, what started as an explosion of popularity (often referred to with the suffix 'mania') turned into long-lasting fame: pilgrimages to Canterbury Cathedral where he was killed became instantly fashionable and the fascination with his life and death have inspired plays and films.
The cult of personality (particularly in the west) can be traced back to the Romantics in the 18th century, whose livelihood as artists and poets depended on the currency of their reputation. The establishment of cultural hot-spots became an important factor in the process of generating fame: for example, London and Paris in the 18th and 19th centuries. Newspapers started including gossip columns and certain clubs and events became places to be seen in order to receive publicity. David Lodge called Charles Dickens the "first writer … to feel the intense pressure of being simultaneously an artist and an object of unrelenting public interest and adulation", and Juliet John backed up the claim for Dickens "to be called the first self-made global media star of the age of mass culture."
Theatrical actors were often celebrities. Restaurants near theaters, where actors would congregate, began putting up caricatures or photographs of actors on celebrity walls in the late 19th century. The subject of widespread public and media interest, Lillie Langtry made her West End theatre debut in 1881 causing a sensation in London by becoming the first socialite to appear on stage. The following year she became the poster-girl for Pears Soap, becoming the first celebrity to endorse a commercial product. In 1895, poet and playwright Oscar Wilde became the subject of "one of the first celebrity trials".
The movie industry spread around the globe in the first half of the 20th century and now, the familiar concept of the instantly recognizable faces of its superstars. Yet, celebrity was not always tied to actors in films, especially when cinema was starting as a medium. As Paul McDonald states in The Star System: Hollywood's Production of Popular Identities, "in the first decade of the twentieth century, American film production companies withheld the names of film performers, despite requests from audiences, fearing that public recognition would drive performers to demand higher salaries." Public fascination went well beyond the on-screen exploits of movie stars and their private lives became headline news: for example, in Hollywood the marriages of Elizabeth Taylor and in Bollywood the affairs of Raj Kapoor in the 1950s. Like theatrical actors before them, movie actors were the subjects of celebrity walls in restaurants they frequented, near movie studios, most notably at Sardi's in Hollywood.
The second half of the century saw television and popular music bring new forms of celebrity, such as the rock star and the pop group, epitomised by Elvis Presley and the Beatles, respectively. John Lennon's highly controversial 1966 quote: "We're more popular than Jesus now," which he later insisted was not a boast, and that he was not in any way comparing himself with Christ, gives an insight into both the adulation and notoriety that fame can bring. Unlike movies, television created celebrities who were not primarily actors; for example, presenters, talk show hosts, and newsreaders. However, most of these are only famous within the regions reached by their particular broadcaster, and only a few such as Oprah Winfrey, Jerry Springer, or David Frost could be said to have broken through into wider stardom. Television also gave exposure to sportspeople, notably Pelé after his emergence at the 1958 FIFA World Cup, with Barney Ronay in The Guardian stating, "What is certain is that Pelé invented this game, the idea of individual global sporting superstardom, and in a way that is unrepeatable now."
In the '60s and early '70s, the book publishing industry began to persuade major celebrities to put their names on autobiographies and other titles in a genre called celebrity publishing. In most cases, the book was not written by the celebrity but by a ghostwriter, but the celebrity would then be available for a book tour and appearances on talk shows.
Wealth
Forbes Celebrity 100
Forbes magazine releases an annual Forbes Celebrity 100 list of the highest-paid celebrities in the world. The total earnings for all top celebrity 100 earners totaled $4.5 billion in 2010 alone.
For instance, Forbes ranked media mogul and talk show host, Oprah Winfrey as the top earner "Forbes magazine's annual ranking of the most powerful celebrities", with earnings of $290 million in the past year. Forbes cites that Lady Gaga reportedly earned over $90 million in 2010. In 2011, golfer Tiger Woods was one of highest-earning celebrity athletes, with an income of $74 million and is consistently ranked one of the highest-paid athletes in the world. In 2013, Madonna was ranked as the fifth most powerful and the highest-earning celebrity of the year with earnings of $125 million. She has consistently been among the most powerful and highest-earning celebrities in the world, occupying the third place in Forbes Celebrity 100 2009 with $110 million of earnings, and getting the tenth place in the 2011 edition of the list with annual earnings equal to $58 million. Beyoncé has also appeared in the top ten in 2008, 2009, 2010, 2013, 2017, and topped the list in 2014 with earnings of $115 million. Cristiano Ronaldo followed by Lionel Messi in 2020 became the first two athletes in a team sport to surpass $1 billion in earnings during their careers.
Forbes also lists the top-earning dead celebrities, with singer Michael Jackson, fantasy author J. R. R. Tolkien and children's author Roald Dahl each topping the annual list with earnings of $500 million over the course of a year.
Entrepreneurship and endorsements
Celebrity endorsements have proven very successful around the world where, due to increasing consumerism, a person owns a status symbol by purchasing a celebrity-endorsed product. Although it has become commonplace for celebrities to place their name with endorsements onto products just for quick money, some celebrities have gone beyond merely using their names and have put their entrepreneurial spirit to work by becoming entrepreneurs by attaching themselves in the business aspects of entertainment and building their own business brand beyond their traditional salaried activities. Along with investing their salaried wages into growing business endeavors, several celebrities have become innovative business leaders in their respective industries, gaining the admiration of their peers and contributing to the country's economy.
Numerous celebrities have ventured into becoming business moguls and established themselves as entrepreneurs, idolizing many well known business leaders such as Bill Gates, Richard Branson and Warren Buffett. For instance, former basketball player Michael Jordan became an entrepreneur involved with many sports-related ventures including investing a minority stake in the Charlotte Bobcats, Paul Newman started his own salad dressing business after leaving behind a distinguished acting career, and rap musician Birdman started his own record label, clothing line, and an oil business while maintaining a career as a rap artist. In 2014, David Beckham became co-owner of new Major League Soccer team Inter Miami, which began playing in 2020. Former Brazil striker and World Cup winner Ronaldo became the majority owner of La Liga club Real Valladolid in 2018. Other celebrities such as Tyler Perry, George Lucas, and Steven Spielberg have become successful entrepreneurs through starting their own film production companies and running their own movie studios beyond their traditional activities of screenwriting, directing, animating, producing, and acting.
Tabloid magazines and talk TV shows bestow a great deal of attention to celebrities. To stay in the public eye and build wealth in addition to their salaried labor, numerous celebrities have participating and branching into various business ventures and endorsements. Many celebrities have participated in many different endorsement opportunities that include: animation, publishing, fashion designing, cosmetics, consumer electronics, household items and appliances, cigarettes, soft drinks and alcoholic beverages, hair care, hairdressing, jewelry design, fast food, credit cards, video games, writing, and toys.
In addition to various endorsements, some celebrities have been involved with some business and investment-related ventures also include: and toddler related items, sports team ownership, fashion retailing, establishments such as restaurants, cafes, hotels, and casinos, movie theaters, advertising and event planning, management-related ventures such as sports management, financial services, model management, and talent management, record labels, film production, television production, publishing such as book and music publishing, massage therapy, salons, health and fitness, and real estate.
Although some celebrities have achieved additional financial success from various business ventures, the vast majority of celebrities are not successful businesspeople and still rely on salaried labored wages to earn a living. Most businesses and investments are well known to have a 90 to 95 percent failure rate within the first five years of operation. Not all celebrities eventually succeed with their businesses and other related side ventures. Some celebrities either went broke or filed for bankruptcy as a result of dabbling with such side businesses or endorsements. Though some might question such validity since celebrities themselves are already well known, have mass appeal, and are well exposed to the general public. The average entrepreneur who is not well known and reputable to the general public does not the same marketing flexibility and status-quo as most celebrities allow and have. Therefore, compared to the average person who starts a business, celebrities already have all the cards and odds stacked in their favor. This means they can have an unfair advantage to expose their business ventures and endorsements and can easily capture a more significant amount of market share than the average entrepreneur.
Mass media phenomena
Celebrities often have fame comparable to royalty. As a result, there is a strong public curiosity about their private affairs. The release of Kim Kardashian's sex tape with rapper Ray J in 2003 brought her to a new level of fame, leading to magazine covers, book deals, and reality TV series.
Celebrities may be resented for their accolades, and the public may have a love/hate relationship with celebrities. Due to the high visibility of celebrities' private lives, their successes and shortcomings are often made very public. Celebrities are alternately portrayed as glowing examples of perfection, when they garner awards, or as decadent or immoral if they become associated with a scandal. When seen in a positive light, celebrities are frequently portrayed as possessing skills and abilities beyond average people; for example, celebrity actors are routinely celebrated for acquiring new skills necessary for filming a role within a very brief time, and to a level that amazes the professionals who train them. Similarly, some celebrities with very little formal education can sometimes be portrayed as experts on complicated issues. Some celebrities have been very vocal about their political views. For example, Matt Damon expressed his displeasure with 2008 US vice presidential nominee Sarah Palin, as well as with the 2011 United States debt-ceiling crisis.
Famous for being famous
Famous for being famous, in popular culture terminology, refers to someone who attains celebrity status for no particular identifiable reason, or who achieves fame through association with a celebrity. The term is a pejorative, suggesting the target has no particular talents or abilities. British journalist Malcolm Muggeridge made the first known usage of the phrase in the introduction to his book Muggeridge Through The Microphone: BBC Radio and Television (1967) in which he wrote:In the past if someone was famous or notorious, it was for something—as a writer or an actor or a criminal; for some talent or distinction or abomination. Today one is famous for being famous. People who come up to one in the street or in public places to claim recognition nearly always say: "I've seen you on the telly!"
The coinages "famesque" and "celebutante" are of similar pejorative gist.
Internet
Also known as being internet famous.
Asia
A report by the BBC highlighted a longtime trend of Asian internet celebrities called Wanghong in Chinese. According to the BBC, there are two kinds of online celebrities in China—those who create original content, such as Papi Jiang, who is regularly censored by Chinese authorities for cursing in her videos, and Wanghongs fall under the second category, as they have clothing and cosmetics businesses on Taobao, China's equivalent of Amazon.
Social networking and video hosting
Most high-profile celebrities participate in social networking services and photo or video hosting platforms such as YouTube, Twitter, Facebook, Instagram, and Snapchat. Social networking services allow celebrities to communicate directly with their fans, removing the middle-man known as traditional media.Through social media many persons outside entertainment and sports sphere become celebrity in their own sphere. Social media humanizes celebrities in a way that arouses public fascination as evident by the success of magazines such as Us Weekly and People Weekly. Celebrity blogging have also spawned stars such as Perez Hilton who is well known for not only blogging but also outing celebrities.
Social media and the rise of the smartphone have changed how celebrities are treated and how people gain the platform of fame. Not everything is as concealed as it was back in old Hollywood because now everything is put out on the internet by fans or even the celebrity themselves. Websites like Twitter, Facebook, Instagram, and YouTube allow people to become a celebrity overnight. For example, Justin Bieber got his start on YouTube by posting videos of him singing and got discovered. All of his fans got direct contact with his content and were able to interact with him on several social media platforms. Social media has substantially changed what it means to be a celebrity. Instagram and YouTube allow regular people to become rich and famous all from inside their home. It also allows fans to connect with their favorite celebrity without ever meeting them in person. Everything is being shared on social media so it makes it harder for celebrities to live private lives.
Social media sites have also contributed to the fame of some celebrities, such as Tila Tequila who became known through MySpace.
Access restriction
Access to celebrities is strictly controlled by their entourage of staff which includes managers, publicists, agents, personal assistants, and bodyguards. Even journalists find it difficult to access celebrities for interviews. Writer and actor Michael Musto said, "You have to go through many hoops just to talk to a major celebrity. You have to get past three different sets of publicists: the publicist for the event, the publicist for the movie, and then the celebrity's personal publicist. They all have to approve you."
Celebrities also typically have security staff at their home, to protect them from similar threats.
Fifteen minutes of fame
"15 minutes of fame" is a phrase often used in reference to short-lived publicity, and mistakenly attributed to Andy Warhol. Certain "15 minutes of fame" celebrities can be average people seen with an A-list celebrity, who are sometimes noticed on entertainment news channels such as E! News. These persons are ordinary people becoming celebrities, often based on the ridiculous things they do. "In fact, many reality show contestants fall into this category: the only thing that qualifies them to be on TV is that they're real."
Health implications
Common threats such as stalking have spawned celebrity worship syndrome where a person becomes overly involved with the details of a celebrity's personal life. Psychologists have indicated that though many people obsess over glamorous film, television, sport and music stars, the disparity in salaries in society seems to value professional athletes and entertainment industry-based professionals. One study found that singers, musicians, actors and athletes die younger on average than writers, composers, academics, politicians and businesspeople, with a greater incidence of cancer and especially lung cancer. However, it was remarked that the reasons for this remained unclear, with theories including innate tendencies towards risk-taking as well as the pressure or opportunities of particular types of fame.
Fame might have negative psychological effects, and may lead to increasingly selfish tendencies and psychopathy. An academic study on the subject said that fame has an addictive quality to it. When a celebrity's fame recedes over time, the celebrity may find it difficult to adjust psychologically.
Recently, there has been more attention toward the impact celebrities have on health decisions of the population at large. It is believed that the public will follow celebrities' health advice to some extent. This can have positive impacts when the celebrities give solid, evidence-informed health advice, however, it can also have detrimental effects if the health advice is not accurate enough.
See also
Citations
General and cited references
Goldman, Jonathan (2011) Modernism Is the Literature of Celebrity. Austin: University of Texas Press, 2011. .
Grinin, Leonid (2009) "'People of Celebrity' as a New Social Stratum and Elite". In Hierarchy and Power in the History of Civilizations: Cultural Dimensions (pp. 183–206). Ed. by Leonid E. Grinin and Andrey V. Korotayev. Moscow: KRASAND/Editorial URSS, 2009.
Schikel, Richard. Intimate Strangers: The Culture of Celebrity. New York: Doubleday, 1985. .
Further reading
External links |
5804 | https://en.wikipedia.org/wiki/Charles%20Baudelaire | Charles Baudelaire | Charles Pierre Baudelaire (, ; ; 9 April 1821 – 31 August 1867) was a French poet who also worked as an essayist, art critic and translator. His poems are described as exhibiting mastery of rhyme and rhythm, containing an exoticism inherited from Romantics, and are based on observations of real life.
His most famous work, a book of lyric poetry titled Les Fleurs du mal (The Flowers of Evil), expresses the changing beauty of nature in the rapidly industrialising Paris caused by Haussmann's renovation of Paris during the mid-19th century. Baudelaire's original style of prose-poetry influenced a generation of poets including Paul Verlaine, Arthur Rimbaud and Stéphane Mallarmé. He coined the term modernity (modernité) to designate the fleeting experience of life in an urban metropolis, and the responsibility of artistic expression to capture that experience. Marshall Berman has credited Baudelaire as being the first Modernist.
Early life
Baudelaire was born in Paris, France, on 9 April 1821, and baptized two months later at Saint-Sulpice Roman Catholic Church. His father, Joseph-François Baudelaire (1759–1827), a senior civil servant and amateur artist, who at 60, was 34 years older than Baudelaire's 26-year-old mother, Caroline (née Dufaÿs) (1794–1871); she was his second wife.
Joseph-François died during Baudelaire's childhood, at rue Hautefeuille, Paris, on 10 February 1827. The following year, Caroline married Lieutenant Colonel , who later became a French ambassador to various noble courts.
Baudelaire's biographers have often seen this as a crucial moment, considering that finding himself no longer the sole focus of his mother's affection left him with a trauma, which goes some way to explaining the excesses later apparent in his life. He stated in a letter to her that, "There was in my childhood a period of passionate love for you." Baudelaire regularly begged his mother for money throughout his career, often promising that a lucrative publishing contract or journalistic commission was just around the corner.
Baudelaire was educated in Lyon, where he boarded. At 14, he was described by a classmate as "much more refined and distinguished than any of our fellow pupils...we are bound to one another...by shared tastes and sympathies, the precocious love of fine works of literature."
Baudelaire was erratic in his studies, at times diligent, at other times prone to "idleness". Later, he attended the Lycée Louis-le-Grand in Paris, studying law, a popular course for those not yet decided on any particular career. He began to frequent prostitutes and may have contracted gonorrhea and syphilis during this period. He also began to run up debts, mostly for clothes.
Upon gaining his degree in 1839, he told his brother "I don't feel I have a vocation for anything." His stepfather had in mind a career in law or diplomacy, but instead Baudelaire decided to embark upon a literary career. His mother later recalled: "Oh, what grief! If Charles had let himself be guided by his stepfather, his career would have been very different...He would not have left a name in literature, it is true, but we should have been happier, all three of us."
His stepfather sent him on a voyage to Calcutta, India in 1841 in the hope of ending his dissolute habits. The trip provided strong impressions of the sea, sailing, and exotic ports, that he later employed in his poetry. Baudelaire later exaggerated his aborted trip to create a legend about his youthful travels and experiences, including "riding on elephants".
On returning to the taverns of Paris, he began to compose some of the poems of "Les Fleurs du Mal". At 21, he received a sizable inheritance but squandered much of it within a few years. His family obtained a decree to place his property in trust, which he resented bitterly, at one point arguing that allowing him to fail financially would have been the one sure way of teaching him to keep his finances in order.
Baudelaire became known in artistic circles as a dandy and free-spender, going through much of his inheritance and allowance in a short period of time. During this time, Jeanne Duval, a Haitian born actress became his mistress. She was rejected by his family. His mother thought Duval a "Black Venus" who "tortured him in every way" and drained him of money at every opportunity. Baudelaire made a suicide attempt during this period.
He took part in the Revolutions of 1848 and wrote for a revolutionary newspaper. However, his interest in politics was passing, as he was later to note in his journals.
In the early 1850s, Baudelaire struggled with poor health, pressing debts, and irregular literary output. He often moved from one lodging to another to escape creditors. He undertook many projects that he was unable to complete, though he did finish translations of stories by Edgar Allan Poe.
Upon the death of his stepfather in 1857, Baudelaire received no mention in the will but he was heartened nonetheless that the division with his mother might now be mended. At 36, he wrote to her: "believe that I belong to you absolutely, and that I belong only to you." His mother died on 16 August 1871, outliving her son by almost four years.
Publishing career
His first published work, under the pseudonym Baudelaire Dufaÿs, was his art review "Salon of 1845", which attracted immediate attention for its boldness. Many of his critical opinions were novel in their time, including his championing of Delacroix, and some of his views seem remarkably in tune with the future theories of the Impressionist painters.
In 1846, Baudelaire wrote his second Salon review, gaining additional credibility as an advocate and critic of Romanticism. His continued support of Delacroix as the foremost Romantic artist gained widespread notice. The following year Baudelaire's novella La Fanfarlo was published.
The Flowers of Evil
Baudelaire was a slow and very attentive worker. However, he often was sidetracked by indolence, emotional distress and illness, and it was not until 1857 that he published Les Fleurs du mal (The Flowers of Evil), his first and most famous volume of poems. Some of these poems had already appeared in the Revue des deux mondes (Review of Two Worlds) in 1855, when they were published by Baudelaire's friend Auguste Poulet-Malassis. Some of the poems had appeared as "fugitive verse" in various French magazines during the previous decade.
The poems found a small, yet appreciative audience. However, greater public attention was given to their subject matter. The effect on fellow artists was, as Théodore de Banville stated, "immense, prodigious, unexpected, mingled with admiration and with some indefinable anxious fear". Gustave Flaubert, recently attacked in a similar fashion for Madame Bovary (and acquitted), was impressed and wrote to Baudelaire: "You have found a way to rejuvenate Romanticism...You are as unyielding as marble, and as penetrating as an English mist."
The principal themes of sex and death were considered scandalous for the period. He also touched on lesbianism, sacred and profane love, metamorphosis, melancholy, the corruption of the city, lost innocence, the oppressiveness of living, and wine. Notable in some poems is Baudelaire's use of imagery of the sense of smell and of fragrances, which is used to evoke feelings of nostalgia and past intimacy.
The book, however, quickly became a byword for unwholesomeness among mainstream critics of the day. Some critics called a few of the poems "masterpieces of passion, art and poetry," but other poems were deemed to merit no less than legal action to suppress them. J. Habas led the charge against Baudelaire, writing in : "Everything in it which is not hideous is incomprehensible, everything one understands is putrid." Baudelaire responded to the outcry in a prophetic letter to his mother:
"You know that I have always considered that literature and the arts pursue an aim independent of morality. Beauty of conception and style is enough for me. But this book, whose title (Fleurs du mal) says everything, is clad, as you will see, in a cold and sinister beauty. It was created with rage and patience. Besides, the proof of its positive worth is in all the ill that they speak of it. The book enrages people. Moreover, since I was terrified myself of the horror that I should inspire, I cut out a third from the proofs. They deny me everything, the spirit of invention and even the knowledge of the French language. I don't care a rap about all these imbeciles, and I know that this book, with its virtues and its faults, will make its way in the memory of the lettered public, beside the best poems of V. Hugo, Th. Gautier and even Byron."
Baudelaire, his publisher and the printer were successfully prosecuted for creating an offense against public morals. They were fined, but Baudelaire was not imprisoned. Six of the poems were suppressed, but printed later as Les Épaves (The Wrecks) (Brussels, 1866). Another edition of Les Fleurs du mal, without these poems, but with considerable additions, appeared in 1861. Many notables rallied behind Baudelaire and condemned the sentence. Victor Hugo wrote to him: "Your fleurs du mal shine and dazzle like stars...I applaud your vigorous spirit with all my might." Baudelaire did not appeal the judgment, but his fine was reduced. Nearly 100 years later, on 11 May 1949, Baudelaire was vindicated, the judgment officially reversed, and the six banned poems reinstated in France.
In the poem "Au lecteur" ("To the Reader") that prefaces Les Fleurs du mal, Baudelaire accuses his readers of hypocrisy and of being as guilty of sins and lies as the poet:
... If rape or arson, poison or the knife
Has wove no pleasing patterns in the stuff
Of this drab canvas we accept as life—
It is because we are not bold enough!
(Roy Campbell's translation)
Final years
Baudelaire next worked on a translation and adaptation of Thomas De Quincey's Confessions of an English Opium-Eater. Other works in the years that followed included Petits Poèmes en prose (Small Prose poems); a series of art reviews published in the Pays, Exposition universelle (Country, World Fair); studies on Gustave Flaubert (in L'Artiste, 18 October 1857); on Théophile Gautier (Revue contemporaine, September 1858); various articles contributed to Eugène Crépet's Poètes français; Les Paradis artificiels: opium et haschisch (French poets; Artificial Paradises: opium and hashish) (1860); and Un Dernier Chapitre de l'histoire des oeuvres de Balzac (A Final Chapter of the history of works of Balzac) (1880), originally an article "Comment on paye ses dettes quand on a du génie" ("How one pays one's debts when one has genius"), in which his criticism turns against his friends Honoré de Balzac, Théophile Gautier, and Gérard de Nerval.
By 1859, his illnesses, his long-term use of laudanum, his life of stress, and his poverty had taken a toll and Baudelaire had aged noticeably. But at last, his mother relented and agreed to let him live with her for a while at Honfleur. Baudelaire was productive and at peace in the seaside town, his poem Le Voyage being one example of his efforts during that time. In 1860, he became an ardent supporter of Richard Wagner.
His financial difficulties increased again, however, particularly after his publisher Poulet Malassis went bankrupt in 1861. In 1864, he left Paris for Belgium, partly in the hope of selling the rights to his works and to give lectures. His long-standing relationship with Jeanne Duval continued on-and-off, and he helped her to the end of his life. Baudelaire's relationships with actress Marie Daubrun and with courtesan Apollonie Sabatier, though the source of much inspiration, never produced any lasting satisfaction. He smoked opium, and in Brussels he began to drink to excess. Baudelaire suffered a massive stroke in 1866 and paralysis followed. After more than a year of aphasia, he received the last rites of the Catholic Church. The last year of his life was spent in a semi-paralyzed state in various "maisons de santé" in Brussels and in Paris, where he died on 31 August 1867. Baudelaire is buried in the Cimetière du Montparnasse, Paris.
Many of Baudelaire's works were published posthumously. After his death, his mother paid off his substantial debts, and she found some comfort in Baudelaire's emerging fame. "I see that my son, for all his faults, has his place in literature." She lived another four years.
Poetry
{{blockquote|Who among us has not dreamt, in moments of ambition, of the miracle of a poetic prose, musical without rhythm and rhyme, supple and staccato enough to adapt to the lyrical stirrings of the soul, the undulations of dreams, and sudden leaps of consciousness. This obsessive idea is above all a child of giant cities, of the intersecting of their myriad relations.|Dedication of Le Spleen de Paris}}
Baudelaire is one of the major innovators in French literature. His poetry is influenced by the French romantic poets of the earlier 19th century, although its attention to the formal features of verse connects it more closely to the work of the contemporary "Parnassians". As for theme and tone, in his works we see the rejection of the belief in the supremacy of nature and the fundamental goodness of man as typically espoused by the romantics and expressed by them in rhetorical, effusive and public voice in favor of a new urban sensibility, an awareness of individual moral complexity, an interest in vice (linked with decadence) and refined sensual and aesthetic pleasures, and the use of urban subject matter, such as the city, the crowd, individual passers-by, all expressed in highly ordered verse, sometimes through a cynical and ironic voice. Formally, the use of sound to create atmosphere, and of "symbols" (images that take on an expanded function within the poem), betray a move towards considering the poem as a self-referential object, an idea further developed by the Symbolists Verlaine and Mallarmé, who acknowledge Baudelaire as a pioneer in this regard.
Beyond his innovations in versification and the theories of symbolism and "correspondences", an awareness of which is essential to any appreciation of the literary value of his work, aspects of his work that regularly receive much critical discussion include the role of women, the theological direction of his work and his alleged advocacy of "satanism", his experience of drug-induced states of mind, the figure of the dandy, his stance regarding democracy and its implications for the individual, his response to the spiritual uncertainties of the time, his criticisms of the bourgeois, and his advocacy of modern music and painting (e.g., Wagner, Delacroix). He made Paris the subject of modern poetry. He brought the city's details to life in the eyes and hearts of his readers.
Critiques
Baudelaire was an active participant in the artistic life of his times. As critic and essayist, he wrote extensively and perceptively about the luminaries and themes of French culture. He was frank with friends and enemies, rarely took the diplomatic approach and sometimes responded violently verbally, which often undermined his cause. His associations were numerous, including Gustave Courbet, Honoré Daumier, Félicien Rops, Franz Liszt, Champfleury, Victor Hugo, Gustave Flaubert, and Balzac.
Edgar Allan Poe
In 1847, Baudelaire became acquainted with the works of Poe, in which he found tales and poems that had, he claimed, long existed in his own brain but never taken shape. Baudelaire saw in Poe a precursor and tried to be his French contemporary counterpart. From this time until 1865, he was largely occupied with translating Poe's works; his translations were widely praised. Baudelaire was not the first French translator of Poe, but his "scrupulous translations" were considered among the best. These were published as Histoires extraordinaires (Extraordinary stories) (1856), Nouvelles histoires extraordinaires (New extraordinary stories) (1857), Aventures d'Arthur Gordon Pym, Eureka, and Histoires grotesques et sérieuses (Grotesque and serious stories) (1865). Two essays on Poe are to be found in his Œuvres complètes (Complete works) (vols. v. and vi.).
Eugène Delacroix
A strong supporter of the Romantic painter Delacroix, Baudelaire called him "a poet in painting". Baudelaire also absorbed much of Delacroix's aesthetic ideas as expressed in his journals. As Baudelaire elaborated in his "Salon of 1846", "As one contemplates his series of pictures, one seems to be attending the celebration of some grievous mystery...This grave and lofty melancholy shines with a dull light.. plaintive and profound like a melody by Weber." Delacroix, though appreciative, kept his distance from Baudelaire, particularly after the scandal of Les Fleurs du mal. In private correspondence, Delacroix stated that Baudelaire "really gets on my nerves" and he expressed his unhappiness with Baudelaire's persistent comments about "melancholy" and "feverishness".
Richard Wagner
Baudelaire had no formal musical training, and knew little of composers beyond Beethoven and Weber. Weber was in some ways Wagner's precursor, using the leitmotif and conceiving the idea of the "total art work" ("Gesamtkunstwerk"), both of which gained Baudelaire's admiration. Before even hearing Wagner's music, Baudelaire studied reviews and essays about him, and formulated his impressions. Later, Baudelaire put them into his non-technical analysis of Wagner, which was highly regarded, particularly his essay "Richard Wagner et Tannhäuser à Paris". Baudelaire's reaction to music was passionate and psychological. "Music engulfs (possesses) me like the sea." After attending three Wagner concerts in Paris in 1860, Baudelaire wrote to the composer: "I had a feeling of pride and joy in understanding, in being possessed, in being overwhelmed, a truly sensual pleasure like that of rising in the air." Baudelaire's writings contributed to the elevation of Wagner and to the cult of Wagnerism that swept Europe in the following decades.
Théophile Gautier
Gautier, writer and poet, earned Baudelaire's respect for his perfection of form and his mastery of language, though Baudelaire thought he lacked deeper emotion and spirituality. Both strove to express the artist's inner vision, which Heinrich Heine earlier stated: "In artistic matters, I am a supernaturalist. I believe that the artist can not find all his forms in nature, but that the most remarkable are revealed to him in his soul." Gautier's frequent meditations on death and the horror of life are themes which influenced Baudelaire's writings. In gratitude for their friendship and commonality of vision, Baudelaire dedicated Les Fleurs du mal to Gautier.
Édouard Manet
Manet and Baudelaire became constant companions from around 1855. In the early 1860s, Baudelaire accompanied Manet on daily sketching trips and often met him socially. Manet also lent Baudelaire money and looked after his affairs, particularly when Baudelaire went to Belgium. Baudelaire encouraged Manet to strike out on his own path and not succumb to criticism. "Manet has great talent, a talent which will stand the test of time. But he has a weak character. He seems to me crushed and stunned by shock." In his painting Music in the Tuileries, Manet includes portraits of his friends Théophile Gautier, Jacques Offenbach, and Baudelaire. While it's difficult to differentiate who influenced whom, both Manet and Baudelaire discussed and expressed some common themes through their respective arts. Baudelaire praised the modernity of Manet's subject matter: "almost all our originality comes from the stamp that 'time' imprints upon our feelings." When Manet's famous Olympia (1865), a portrait of a nude prostitute, provoked a scandal for its blatant realism mixed with an imitation of Renaissance motifs, Baudelaire worked privately to support his friend, though he offered no public defense (he was, however, ill at the time). When Baudelaire returned from Belgium after his stroke, Manet and his wife were frequent visitors at the nursing home and she played passages from Wagner for Baudelaire on the piano.
Nadar
Nadar (Félix Tournachon) was a noted caricaturist, scientist and important early photographer. Baudelaire admired Nadar, one of his close friends, and wrote: "Nadar is the most amazing manifestation of vitality." They moved in similar circles and Baudelaire made many social connections through him. Nadar's ex-mistress Jeanne Duval became Baudelaire's mistress around 1842. Baudelaire became interested in photography in the 1850s, and denouncing it as an art form, advocated its return to "its real purpose, which is that of being the servant to the sciences and arts". Photography should not, according to Baudelaire, encroach upon "the domain of the impalpable and the imaginary". Nadar remained a stalwart friend right to Baudelaire's last days and wrote his obituary notice in .
Philosophy
Many of Baudelaire's philosophical proclamations were considered scandalous and intentionally provocative in his time. He wrote on a wide range of subjects, drawing criticism and outrage from many quarters. Along with Poe, Baudelaire named the arch-reactionary Joseph de Maistre as his maître à penser and adopted increasingly aristocratic views. In his journals, he wrote:
Influence and legacy
Baudelaire's influence on the direction of modern French (and English) language literature was considerable. The most significant French writers to come after him were generous with tributes; four years after his death, Arthur Rimbaud praised him in a letter as "the king of poets, a true God". In 1895, Stéphane Mallarmé published "Le Tombeau de Charles Baudelaire", a sonnet in Baudelaire's memory. Marcel Proust, in an essay published in 1922, stated that, along with Alfred de Vigny, Baudelaire was "the greatest poet of the nineteenth century".
In the English-speaking world, Edmund Wilson credited Baudelaire as providing an initial impetus for the Symbolist movement by virtue of his translations of Poe. In 1930, T. S. Eliot, while asserting that Baudelaire had not yet received a "just appreciation" even in France, claimed that the poet had "great genius" and asserted that his "technical mastery which can hardly be overpraised...has made his verse an inexhaustible study for later poets, not only in his own language". In a lecture delivered in French on "Edgar Allan Poe and France" (Edgar Poe et la France) in Aix-en-Provence in April 1948, Eliot stated that "I am an English poet of American origin who learnt his art under the aegis of Baudelaire and the Baudelairian lineage of poets." Eliot also alluded to Baudelaire's poetry directly in his own poetry. For example, he quoted the last line of Baudelaire's "Au Lecteur" in the last line of Section I of The Waste Land.
At the same time that Eliot was affirming Baudelaire's importance from a broadly conservative and explicitly Christian viewpoint, left-wing critics such as Wilson and Walter Benjamin were able to do so from a dramatically different perspective. Benjamin translated Baudelaire's Tableaux Parisiens into German and published a major essay on translation as the foreword.
In the late 1930s, Benjamin used Baudelaire as a starting point and focus for Das Passagenwerk, his monumental attempt at a materialist assessment of 19th-century culture. For Benjamin, Baudelaire's importance lay in his anatomies of the crowd, of the city and of modernity. He says that, in Les Fleurs du mal, "the specific devaluation of the world of things, as manifested in the commodity, is the foundation of Baudelaire's allegorical intention."
François Porche published a poetry collection called Charles Baudelaire: Poetry Collection in memory of Baudelaire.
The novel A Singular Conspiracy (1974) by Barry Perowne is a fictional treatment of the unaccounted period in Edgar Allan Poe's life from January to May 1844, in which (among other things) Poe becomes involved with a young Baudelaire in a plot to expose Baudelaires' stepfather to blackmail, to free up Baudelaires' patrimony.
Vanderbilt University has "assembled one of the world's most comprehensive research collections on...Baudelaire". Les Fleurs du mal has a number of scholarly references.
Works
Salon de 1845, 1845
Salon de 1846, 1846
La Fanfarlo, 1847
Les Fleurs du mal, 1857
Les paradis artificiels, 1860
Réflexions sur Quelques-uns de mes Contemporains, 1861
Le Peintre de la Vie Moderne, 1863
Curiosités Esthétiques, 1868
L'art romantique, 1868
Le Spleen de Paris, 1869. Paris Spleen (Contra Mundum Press: 2021)
Translations from Charles Baudelaire, 1869 (Early English translation of several of Baudelaire's poems, by Richard Herne Shepherd)
Oeuvres Posthumes et Correspondance Générale, 1887–1907
Fusées, 1897
Mon Coeur Mis à Nu, 1897. My Heart Laid Bare & Other Texts (Contra Mundum Press: 2017; 2020)
Oeuvres Complètes, 1922–53 (19 vols.)
Mirror of Art, 1955
The Essence of Laughter, 1956
Curiosités Esthétiques, 1962
The Painter of Modern Life and Other Essays, 1964
Baudelaire as a Literary Critic, 1964
Arts in Paris 1845–1862, 1965
Selected Writings on Art and Artists, 1972
Selected Letters of Charles Baudelaire, 1986
Twenty Prose Poems, 1988
Critique d'art; Critique musicale, 1992
Belgium Stripped Bare (Contra Mundum Press: 2019)
Musical adaptations
French composer Claude Debussy set five of Baudelaire's poems to music in 1890: Cinq poèmes de Charles Baudelaire (Le Balcon, Harmonie du soir, Le Jet d'eau, Recueillement and La Mort des amants).
French composer Henri Duparc set two of Baudelaire's poems to music: "L'Invitation au voyage" in 1870, and "La vie antérieure" in 1884.
English composer Mark-Anthony Turnage composed settings of two of Baudelaire's poems, "Harmonie du soir" and "L'Invitation au voyage", for soprano and seven instruments.
American electronic musician Ruth White (composer) recorded some of Baudelaire's poems in Les Fleurs du Mal as chants over electronic music in a 1969 recording, Flowers of Evil.
French singer-songwriter Léo Ferré devoted himself to set Baudelaire's poetry into music in three albums: Les Fleurs du mal in 1957 (12 poems), Léo Ferré chante Baudelaire in 1967 (24 poems, including one from Le Spleen de Paris), and the posthumous Les Fleurs du mal (suite et fin) (21 poems), recorded in 1977 but released in 2008.
Soviet/Russian composer David Tukhmanov has set Baudelaire's poem to music (cult album On a Wave of My Memory, 1975).
American avant-garde composer, vocalist and performer Diamanda Galás made an interpretation in original French of Les Litanies de Satan from Les Fleurs du mal, in her debut album titled The Litanies of Satan, which consists of tape and electronics effects with layers of her voice.
French singer David TMX recorded the poems "Lesbos" and "Une Charogne" from The Flowers of Evil.
French metal/shoegaze groups Alcest and Amesoeurs used his poetry for the lyrics of the tracks "Élévation" (on Le Secret) and "Recueillement" (on Amesoeurs), respectively. Celtic Frost used his poem Tristesses de la lune as a lyrics for song on album Into the Pandemonium.
French Black Metal bands Mortifera and Peste Noire used Baudelaire's poems as lyrics for the songs "Le revenant" and "Ciel brouillé" (on Vastiia Tenebrd Mortifera by Mortifera) and "Le mort joyeux" and "Spleen" (on La Sanie des siècles – Panégyrique de la dégénérescence by Peste Noire)
Israeli singer Maor Cohen's 2005 album, the Hebrew name of which translates to French as "Les Fleurs du Mal", is a compilation of songs from Baudelaire's book of the same name. The texts were translated to Hebrew by Israeli poet Dori Manor, and the music was composed by Cohen.
Italian singer Franco Battiato set Invitation au voyage to music as Invito Al Viaggio on his 1999 album Fleurs (Esempi Affini Di Scritture E Simili).
American composer Gérard Pape set Tristesses de la lune/Sorrows of the Moon from Fleurs du Mal for voice and electronic tape.
French band Marc Seberg wrote an adaptation of Recueillement for their 1985 album Le Chant Des Terres.
Dutch composer Marjo Tal set several of Baudelaire's poems to music.
Russian heavy metal band Black Obelisk used Russian translations of several Baudelaire poems as lyrics for their songs.
French singer Mylène Farmer performed "L'Horloge" to music by Laurent Boutonnat on the album Ainsi soit je and the opening number of her 1989 concert tour. On her latest album "Désobéissance" (2018) she recorded Baudelaire's preface to "Les Fleurs du Mal", "Au lecteur". The French journalist Hugues Royer mentioned several allusions and interpretations of Baudelaire's poems and quotations used by Farmer in various songs in his book "Mylène" (published in 2008).
In 2009 the Italian rock band C.F.F. e il Nomade Venerabile released Un jour noir, a song inspired by Spleen, contained in the album Lucidinervi (Otium Records / Compagnia Nuove Indye). The video clip is available on YouTube.
German aggrotech band C-Drone-Defect used the translation of "Le Rebelle" by Roy Campbell as lyrics for the song "Rebellis" on their 2009 album Dystopia.
English rock band The Cure used the translation of "Les yeux des pauvres" as lyrics for the song "How Beautiful You Are".
French singer-songwriter and musician Serge Gainsbourg has set Baudelaire's poem "Dancing Snake" (Le serpent qui danse) to music in his 1964 song "Baudelaire".
Greek black metal band Rotting Christ adapted Baudelaire's poem "Les Litanies De Satan" from Fleurs du Mal for a song of the same name in their 2016 album Rituals.
Belgian female-fronted band Exsangue released the debut video for the single "A une Malabaraise", and the lyrics are based on Baudelaire's same-named sonnet in 2016.
Belgian electronic music band Modern Cubism has released two albums where poems of Baudelaire are used as lyrics, Les Plaintes d’un Icare in 2008, and live album Live Complaints in 2010.
American rapper Tyler, the Creator released his album Call Me If You Get Lost in 2021. Throughout the album, Tyler, the Creator refers to himself as "Tyler Baudelaire".
Canadian singer-songwriter Pierre Lapointe set Baudelaire's poem "Le serpent qui danse" to music on his 2022 album L'heure mauve.
"L'Invitation au voyage" makes up the lyrics to two tracks on I've Seen a Way from Mandy, Indiana in 2023.
See also
Épater la bourgeoisieReferences
Notes
Sources
Pichois, Claude, Baudelaire (Hamish Hamilton, 1989) translated by Graham Robb, with research by Jean Ziegler.
External links
Charles Baudelaire's Cats
The Baudelaire Song Project – site of The Baudelaire Song Project, a UK-based AHRC-funded academic project examining song settings of Baudelaire's poetry
Twilight to Dawn: Charles Baudelaire – Cordite Poetry Review
www.baudelaire.cz – largest Internet site dedicated to Charles Baudelaire. Poems and prose are available in English, French and Czech.
Charles Baudelaire – site dedicated to Baudelaire's poems and prose, containing Fleurs du mal, Petit poemes et prose, Fanfarlo and more in French
Charles Baudelaire International Association
Nikolas Kompridis on Baudelaire's poetry, art, and the "memory of loss" (Flash/HTML5)
baudelaireetbengale.blogspot.com – the influence of Baudelaire on Bengali poetry
Harmonie du soir – Tina Noiret
Online texts
Charles Baudelaire – largest site dedicated to Baudelaire's poems and prose, containing Fleurs du mal, Petit poemes et prose, Fanfarlo and more in French
Poems by Charles Baudelaire – selected works at Poetry Archive
Baudelaire's poems at Poems Found in Translation
Baudelaire – Eighteen Poems
"baudelaire in english", Onedit.net – Sean Bonney's experimental translations of Baudelaire (humor)
Works by Charles Baudelaire
Baudelaire par ses Amis
Single works
FleursDuMal.org – Definitive online presentation of Fleurs du mal'', featuring the original French alongside multiple English translations
An illustrated version (8 Mb) of Les Fleurs du Mal, 1861 edition (Charles Baudelaire / une édition illustrée par inkwatercolor.com)
"The Rebel" – poem by Baudelaire
Les Foules (The Crowds) – English translation
1821 births
1867 deaths
19th-century French journalists
19th-century French poets
19th-century French translators
19th-century male writers
English–French translators
French male journalists
Translators of Edgar Allan Poe
Burials at Montparnasse Cemetery
Deaths from syphilis
Decadent literature
French art critics
French Roman Catholics
Lycée Louis-le-Grand alumni
Obscenity controversies in literature
Philosophers of pessimism
Poètes maudits
French psychedelic drug advocates
Sonneteers
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Writers from Paris |
5808 | https://en.wikipedia.org/wiki/Casey%20at%20the%20Bat | Casey at the Bat | "Casey at the Bat: A Ballad of the Republic, Sung in the Year 1888" is a mock-heroic poem written in 1888 by Ernest Thayer. It was first published anonymously in The San Francisco Examiner (then called The Daily Examiner) on June 3, 1888, under the pen name "Phin", based on Thayer's college nickname, "Phinney". Featuring a dramatic narrative about a baseball game, the poem was later popularized by DeWolf Hopper in many vaudeville performances. It has become one of the best-known poems in American literature.
Synopsis
A baseball team from the fictional town of "Mudville" (the home team) is losing by two runs in its last inning. Both the team and its fans, a crowd of 5,000, believe that they can win if Casey, Mudville's star player, gets to bat. However, Casey is scheduled to be the fifth batter of the inning, and the first two batters (Cooney and Barrows) fail to get on base. The next two batters (Flynn and Jimmy Blake) are perceived to be weak hitters with little chance of reaching base to allow Casey a chance to bat.
Surprisingly, Flynn hits a single, and Blake follows with a double that allows Flynn to reach third base. Both runners are now in scoring position and Casey represents the potential winning run. Casey is so sure of his abilities that he does not swing at the first two pitches, both called strikes. On the last pitch, the overconfident Casey strikes out swinging, ending the game and sending the crowd home unhappy.
Text
The text is filled with references to baseball as it was in 1888, which in many ways is not far removed from today's version. As a work, the poem encapsulates much of the appeal of baseball, including the involvement of the crowd. It also has a fair amount of baseball jargon that can pose challenges for the uninitiated.
This is the complete poem as it originally appeared in The Daily Examiner. After publication, various versions with minor changes were produced.
Inspiration
Thayer said he chose the name "Casey" after a non-player of Irish ancestry he once knew named Daniel H. Casey; it is open to debate whom, if anyone, he modeled the character after. It has been reported that Thayer's best friend Samuel Winslow, who played baseball at Harvard, was the inspiration for Casey.
Another candidate is National League player Mike "King" Kelly, who became famous when Boston paid Chicago a record $10,000 for him. He had a personality that fans liked to cheer or jeer. After the 1887 season, Kelly went on a playing tour to San Francisco. Thayer, who wrote "Casey" in 1888, covered the San Francisco leg for the San Francisco Examiner.
Thayer, in a letter he wrote in 1905, mentions Kelly as showing "impudence" in claiming to have written the poem. The author of the 2004 definitive biography of Kelly—which included a close tracking of his vaudeville career—did not find Kelly claiming to have been the author.
Composition and publication history
"Casey at the Bat" was first published in The Daily Examiner on June 3, 1888.
A month after the poem was published, it was reprinted as "Kelly at the Bat" in the New York Sporting Times.
Aside from omitting the first five verses, the only changes from the original are substitutions of Kelly for Casey, and Boston for Mudville. King Kelly, then of the Boston Beaneaters, was one of baseball's two biggest stars at the time (along with Cap Anson).
In 1897, the magazine Current Literature noted the two versions and said, "The locality, as originally given, is Mudville, not Boston; the latter was substituted to give the poem local color."
Live performances
DeWolf Hopper gave the poem's first stage recitation on August 14, 1888, at New York's Wallack Theatre as part of the comic opera Prinz Methusalem in the presence of the Chicago White Stockings and New York Giants baseball teams; August 14, 1888 was also Thayer's 25th birthday. Hopper became known as an orator of the poem, and recited it more than 10,000 times (by his count—some tabulations are as much as four times higher) before his death.
On stage in the early 1890s, baseball star Kelly recited the original "Casey" a few dozen times and not the parody. For example, in a review in 1893 of a variety show he was in, the Indianapolis News said, "Many who attended the performance had heard of Kelly's singing and his reciting, and many had heard De Wolf Hopper recite 'Casey at the Bat' in his inimitable way. Kelly recited this in a sing-song, school-boy fashion." Upon Kelly's death, a writer would say he gained "considerable notoriety by his ludicrous rendition of 'Casey at the Bat,' with which he concluded his 'turn' [act] at each performance."
During the 1980s, the magic/comedy team Penn & Teller performed a version of "Casey at the Bat" with Teller (the "silent" partner) struggling to escape a straitjacket while suspended upside-down over a platform of sharp steel spikes. The set-up was that Penn Jillette would leap off his chair upon finishing the poem, releasing the rope which supported Teller, and send Teller to a gruesome death if Teller had failed to free himself by that time. Jillette enhanced the drama of the performance by drastically accelerating the pace of his recital after the first few stanzas, greatly reducing the time that Teller had left to work free from his bonds.
Recordings
The first recorded version of "Casey at the Bat" was made by Russell Hunting, speaking in a broad Irish accent, in 1893; an 1898 cylinder recording of the text made for the Columbia Graphophone label by Hunting can be accessed from the Cylinder Preservation and Digitization Project at the University of California, Santa Barbara Library.
DeWolf Hopper's more famous recorded recitation was released in October 1906.
In 1946, Walt Disney released a recording of the narration of the poem by Jerry Colonna, which accompanied the studio's animated cartoon adaptation of the poem (see below).
In 1973, the Cincinnati Symphony Orchestra commissioned its former Composer-in-Residence, Frank Proto, to create a work to feature Baseball Hall-of-Famer Johnny Bench with the orchestra. The result "Casey At The Bat – an American Folk Tale for Narrator and Orchestra" was an immediate hit and recorded by Bench and the orchestra. It has since been performed more than 800 times by nearly every major and Metropolitan orchestra in the U.S. and Canada.
In 1980, baseball pitcher Tug McGraw recorded Casey at The Bat—an American Folk Tale for Narrator and Orchestra by Frank Proto with Peter Nero and the Philly Pops.
In 1996, actor James Earl Jones recorded the poem with arranger/composer Steven Reineke and the Cincinnati Pops Orchestra.
On a 1997 CD set with memorable moments and stories from the game of baseball titled Take Me Out to the Ball Game produced by Jerry Hoffman and Douglas Duer, a Vincent Price oration of the poem is a slightly altered version of the original.
In 1998, actor Sir Derek Jacobi recorded the poem with composer/arranger Randol Alan Bass and the National Symphony of London, with the composer conducting. This work, titled "Casey at the Bat", has been recorded by the Boston Pops Orchestra, Keith Lockhart conducting.
In 2013, Dave Jageler and Charlie Slowes, both radio announcers for the Washington Nationals, each made recordings of the poem for the Library of Congress to mark the 125th anniversary of its first publication.
In 2022 The Rose Theatre Co. recorded it as an episode on The Rose Rhapsody podcast featuring a performance by veteran DC actor and vocal artist Jim Brady.
Mudville
A rivalry of sorts has developed between two cities claiming to be the Mudville described in the poem.
Residents of Holliston, Massachusetts, where there is a neighborhood called Mudville, claim it as the Mudville described in the poem. Thayer grew up in nearby Worcester, Massachusetts, where he wrote the poem in 1888; his family owned a wool mill less than from Mudville's baseball field.
However, residents of Stockton, California—which was known for a time as Mudville prior to incorporation in 1850—also lay claim to being the inspiration for the poem. In 1887, Thayer covered baseball for The Daily Examiner—owned by his Harvard classmate William Randolph Hearst—and is said to have covered the local California League team, the Stockton Ports. For the 1902 season, after the poem became popular, Stockton's team was renamed the Mudville Nine. The team reverted to the Mudville Nine moniker for the 2000 and 2001 seasons. The Visalia Rawhide, another California League team, currently keeps Mudville alive playing in Mudville jerseys on June 3 each year.
Despite the towns' rival claims, Thayer himself told the Syracuse Post-Standard that "the poem has no basis in fact."
Adaptations
The poem has been adapted to diverse types of media:
Books
Ralph Andreano's 1965 book, No Joy in Mudville, laments the death of heroes in modern baseball.
In the book Faithful by Steward O'Nan and Stephen King, describing the 2004 season of the Boston Red Sox, a chapter contributed by King is named "The Gloom is gone from Mudville".
Wallace Tripp illustrated a popular 1978 book of the poem.
Kurtis Scaletta's 2009 children's novel, Mudville, is about a town where it has been raining for 22 years, delaying a baseball game between two rival towns.
Christopher Bing's 2000 children's book, an illustrated version of the original poem by Thayer, won a Caldecott Honor for its line drawing illustrations made to look like newspaper articles from 1888.
Del Leonard Jones’ 2020 historical novel At The Bat: The Strikeout That Shamed America, is based on the poem as told from the umpire's point of view. Goodreads ranks it as the third best baseball novel.
Comics
Marvel Comics published a spoof in August 1969, in the 9th issue of Not Brand Echh, featuring parodies of their popular heroes and villains, and the Bulk (parody of the Hulk) as Casey.
DC Comics' series Fables from the Vertigo Comics imprint featured an adaptation titled "Out to the Ball Game", which features a similar baseball match, with Weyland Smith playing the part of Casey against a team of goblins.
Film
In 1922, Lee De Forest recorded DeWolf Hopper reciting the poem in DeForest's Phonofilm sound-on-film process.
In 1927, a feature-length silent film Casey at the Bat was released, starring Wallace Beery, Ford Sterling, and ZaSu Pitts. At least three other films based on Thayer's poem preceded this 1927 release: an Edison short in 1899, another short starring Harry T. Morey in 1913, and a five-reel feature starring DeWolf Hopper in 1916.
Walt Disney produced an animated short adaptation of the poem for the film Make Mine Music (1946) and uses the original text, but is set in 1902 according to the opening song's lyrics, instead of 1888. This version is recited by Jerry Colonna. It was later released as an individual short on July 16, 1954. Several differences and expansions from the original text include, but are not limited to; the team playing against Mudville is identified as Burbank, Barrows failing to get on base when he smacks the ball back into the pitcher's mitt, Flynn hitting a single (much to his own surprise) due to trying to get his bat out of his moustache which got caught in it and Blake getting a double due to an attempt by the visiting team's catcher to set his foot on fire. All the human characters in this cartoon have hands with 4 fingers instead of the real-life 5 fingers. There is also an ending when at the now-storm racked pitch following Casey's strike out, Casey takes out his failure by chasing the ball across the pitch whislt trying to hit it.
The poem is cited in Frederic Wiseman's documentary High School (1968) by a teacher in a classroom.
A 1976 animated short adaptation, featuring narration by Paul Frees, was released in 1976 by Fine Arts Films.
In 1986, Elliott Gould starred as "Casey" in the Shelley Duvall's Tall Tales and Legends adaptation of the story, which also starred Carol Kane, Howard Cosell, Bob Uecker, Bill Macy and Rae Dawn Chong. The screenplay, adapted from the poem, was written by Andy Borowitz and the production was directed by David Steinberg.
In The Dream Team (1989), Michael Keaton's character announces that "there is no joy in Mudville" after giving a fellow mental patient three "strikes" for psychotic behavior.
In 1993 the last paragraph is quoted in the film Short Cuts (by Robert Altman), when Lyle Lovett as Andy Bitkower is calling anonymously Andie MacDowell as Ann Finnigan in minute 01:34:58.
In the film What Women Want (2000), Mel Gibson's character tries to block out his daughter's thoughts by muttering the poem under his breath.
The poem is briefly cited in the revised version of Bad News Bears (2005).
Radio
The poem was adapted for an episode of On Stage that aired on CBS on April 16, 1953. It was written by E. Jack Neuman and starred Elliott Lewis, Cathy Lewis, Hy Averback, Herb Butterfield, Byron Kane, Peter Leeds, Hal March, Howard McNear, and Sidney Miller.
Radio personality Casey Kasem self-identified on-air as "Casey at the mic."
Television
Jackie Gleason in his "Reginald Van Gleason III" persona (in full Mudville baseball uniform) performed a recitation of the poem on his And Awaaaay We Go! album.
Season 1, episode 35 of The Twilight Zone, "The Mighty Casey", concerns a baseball player who is actually a robot (June 17, 1960).
In the Northern Exposure episode "The Graduate", Chris Stevens gains his Master's degree in Comparative literature by subjecting his assessors to a spirited re-enactment of the poem.
In General Hospital, Steve Hardy performs the poem during the 1994 Nurses' Ball while dressed in a Mudville baseball uniform. He concludes by telling the audience not to worry because Casey is married to the Mudville owner's daughter.
In How I Met Your Mother, the episode "Bedtime Stories" (which is done entirely in rhymes) features a subplot called "Mosby At The Bat". The start of that section of the episode begins with "The outlook wasn't brilliant for poor Ted's romantic life", a line based on the opening of the original poem.
In One Tree Hill, season 8 episode "The Man Who Sailed Around His Soul" was a flashback-heavy episode revolving around a baseball game with Jamie Scott narrating the poem throughout.
Magician Rick Lax recited the entire poem while performing a card trick on an episode Penn & Teller: Fool Us.
Music
Art-song composer Sidney Homer turned the poem into a song. Sheet music was published by G. Schirmer in 1920 as part of Six Cheerful Songs to Poems of American Humor.
William Schuman composed an opera, The Mighty Casey (1953), based on the poem.
The song "No Joy in Mudville" from Death Cab for Cutie's album We Have the Facts and We're Voting Yes directly references the poem.
The song "Centerfield" by John Fogerty includes the line "Well, I spent some time in the Mudville Nine, watchin' it from the bench. You know I took some lumps when the Mighty Casey struck out."
The song "No Joy In Pudville" by Steroid Maximus is a reference to this poem.
Joe Walsh's 1973 song "Rocky Mountain Way" features the lyrics "Bases are loaded/ And Casey's at bat/ Playin' it play-by-play/ Time to change the batter."
In 2008 American composer Randol Alan Bass used the song "Take Me Out to the Ball Game" by Alfred Von Tilzer and Jack Norworth in Casey at the Bat, a setting of the poem for concert band and narrator.
the ska band Mustard plug made a rewrite of the song Casey at the bat for their 1993 album Big daddy multitude and the song it self is a reference to a baseball game along with ska music the song is actually called "Ball Park Skank"
Theatre
"Casey at the Bat" was adapted into a 1953 opera by American composer William Schuman.
Allen Feinstein composed an adaptation for orchestra with a narrator.
An orchestral version was composed by Stephen Simon in 1976 for the US bicentennial; Maestro Classics' has recorded it with the London Philharmonic Orchestra, Stephen Simon conducting with Yadu (Dr. Konrad Czynski) narrating.
An orchestral adaptation by composer Frank Proto has been recorded by the Cincinnati Pops orchestra conducted by Erich Kunzel with baseball star Johnny Bench narrating.
The Dallas Symphony commissioned an arrangement of "Casey" by Randol Alan Bass in 2001, which he later arranged for concert band.
A version for wind band and narrator by Donald Shirer based on the song "Take Me Out to the Ball Game" had its world premiere in July 2008.
Derivations
For a relatively short poem apparently dashed off quickly (and denied by its author for years), "Casey at the Bat" had a profound effect on American popular culture. It has been recited, re-enacted, adapted, dissected, parodied, and subjected to just about every other treatment one could imagine.
Sequels
"Casey's Revenge", by Grantland Rice (1907), gives Casey another chance against the pitcher who had struck him out in the original story. It was written in 1906, and its first known publication was in the quarterly magazine The Speaker in June 1907, under the pseudonym of James Wilson. In this version, Rice cites the nickname "Strike-Out Casey", hence the influence on Casey Stengel's name. Casey's team is down three runs by the last of the ninth, and once again Casey is down to two strikes—with the bases full this time. However, he connects, and hits the ball so far that it is never found.
"Casey - Twenty Years Later", by Clarence P. McDonald (1908), imagines a different redemption for Casey, long after his retirement. The poem, which was indeed published twenty years after the original, in the San Francisco Examiner, sees Casey attending a championship game between the fictional team of "Bugville" and an unspecified opponent. In a losing effort, Bugville's players are benched and injured throughout the game, until the captain is forced to call for a volunteer from the attendees. An aged Casey answers the call and fills the role surprisingly well, culminating with him hitting the game-winning home run, in his first swing at bat. He then reveals his identity to the joyous fans and players.
In response to the popularity of the 1946 Walt Disney animated adaptation, Disney made a sequel, Casey Bats Again (1954), in which Casey's nine daughters redeem his reputation.
In 1988, on the 100th anniversary of the poem, Sports Illustrated writer Frank Deford constructed a fanciful story (later expanded to book form) for what happened before and after the famous ball game.
Parodies
Of the many parodies made of the poem, some of the notable ones include:
Mad magazine republished the original version of the poem in the 1950s with artwork by Jack Davis and no alterations to the text. Later lampoons in Mad included "'Cool' Casey at the Bat" (1960), an interpretation of the poem in beatnik style, with artwork by Don Martin although the ending still has Casey striking out; "Casey at the Dice" in 1969, about a professional gambler; "Casey at the Contract Talks" in 1974 (which ends with the owner telling Casey to "practice hard at home this year 'cause now you've struck out twice"); Casey at the Talks" in 1977, a "modern" version of the famed poem in which Mudville tries unsuccessfully to sign free agent Casey [the last line of which is "Mighty Casey has held out"]; "Baseball at the Bat", a satire on baseball itself, "Howard at the Mike", about Howard Cosell; "Casey at the Byte" (1985), a tale of a cocky young computer expert who accidentally erases the White House Budget Plan; "Clooney as the Bat", a mockery of George Clooney's role as Batman in Batman and Robin; and in 2006 as "Barry at the Bat", poking fun at Barry Bonds' alleged involvement in the BALCO scandal; in 2001, "Jordan at the Hoop", satirizing Michael Jordan's return to the NBA and his time with the Washington Wizards; and in 2012, "Casey at the Trial", satirizing Casey Anthony's acquittal in the case of the death of her daughter Caylee. It also includes a "Poetry Round Robin" where famous poems are rewritten in the style of the next poet in line, featured Casey at the Bat as written by Edgar Allan Poe.
Sportswriter Leonard Koppett claimed in a 1979 tongue-in-cheek article that the published poem omits 18 lines penned by Thayer, which changed the overall theme of the poem. Koppett added lines, claiming to have transcribed them off an old phonograph recording, that take the pitch count on Casey to full. Meanwhile, his uncle Arnold stirs up wagering action in the stands, before a wink passes between them. Casey throws the game.
Foster Brooks ("the Lovable Lush" from the Dean Martin Show) wrote "Riley on the Mound", which recounts the story from the pitcher's perspective.
In his 1987 Baseball Abstract, Bill James published "Casey Chases A Knuckler", which employed a five-line stanza and AAAAB structure, about former MLB knuckleball pitcher Charlie Hough
Author Phil Bolsta penned a parody entitled "Hrbek at the Bat" about Twins slugger Kent Hrbek which was published in 1987 in the Minneapolis Review of Baseball.
Radio performer Garrison Keillor's parodic version of the poem reimagines the game as a road game, instead of a home game, for the Mudville team. The same events occur with Casey striking out in the ninth inning as in the original poem, but with everything told from the perspective of other team.
An episode of Tiny Toon Adventures featured a short titled "Buster at the Bat", where Sylvester provides narration as Buster goes up to bat. The poem was parodied again for an episode of Animaniacs, this time with Wakko as the title character and Yakko narrating. Both versions end on a happier note with the main character hitting a home run.
In the fourth season of Garfield and Friends the episode entitled "Mind Over Matter/Orson at the Bat/Multiple Choice Cartoon" features Wade Duck narrating a parody of the poem as Orson Pig experiences it in a dream sequence.
In The Adventures of Jimmy Neutron: Boy Genius episode "Return of the Nanobots", Cindy's poem is identical to the ending of "Casey at the Bat" but replaces Mudville with Retroville and the last famed line with "cause Jimmy is an idiot!"
The New York Times published a parody by Hart Seely and Frank Cammuso in which the poem was narrated by Phil Rizzuto, a New York Yankees announcer who was known to veer off on tangents while calling the game. The poem was later published in Seely and Cammuso's book, 2007 Eleven And Other American Comedies.
David Pogue penned a parody version titled 'A Desktop Critic: Steven Saves the Mac' for Macworld magazine that ran in their October 1999 issue. It tells the story of Steve Jobs' triumphant return to a struggling Apple Inc and his early efforts to reverse the company's fortunes.
Dick Flavin wrote a version titled Teddy at the Bat, after Boston Red Sox legend Ted Williams died in July 2002. Flavin performed the poem at Fenway Park during the night-long tribute to Williams done at the park later that month. The poem replaced Flynn and Blake with Bobby Doerr and Johnny Pesky, the batters who preceded Williams in the 1946 Red Sox lineup.
In 2000, Michael J. Farrand adapted the rhyming scheme, tone, and theme of the poem—while reversing the outcome—to create his poem "The Man Who Gave All the Dreamers in Baseball Land Bigger Dreams to Dream" about Kirk Gibson's home run off Dennis Eckersley in Game 1 of the 1988 World Series. The poem appears at the Baseball Almanac.
Norman Jackman wrote a reversed-outcome version in 1951 called "Bobby Thomson at the Bat," which went unknown for over 60 years until the San Francisco Giants published it in 2012. It's about Thomson's famous home run in a 1951 Giant-Dodger playoff game. In 2016, the poem was accepted into the poetry files of the National Baseball Library and Archive of the Hall of Fame.
The New York Times best-selling author and poet laureate of The Ringer, Shea Serrano, penned a loving tribute to NBA player Gordon Hayward in the vein of "Casey at the Bat" in 2017.
Canadian comedy duo Wayne and Shuster created "Shakespearean Baseball", featuring William Shakespeare-esque characters and dialogue in a skit based upon the poem. They performed the play on The Ed Sullivan Show and on Canadian TV numerous times between the 1950s and 1980s.
Baseball writer and Villanova professor Mitchell Nathanson updated the poem for contemporary times in 2019, publishing "Casey @ the Bat" in The Washington Post.
Translations
There are three known translations of the poem into a foreign language, one in French, written in 2007 by French Canadian linguist Paul Laurendeau, with the title Casey au bâton, and two in Hebrew. One by the sports journalist Menachem Less titled "התור של קייסי לחבוט" [Hator Shel Casey Lachbot], and the other more recent and more true to the original cadence and style by Jason H. Elbaum called קֵיסִי בַּמַּחְבֵּט [Casey BaMachbayt].
Names
Casey Stengel describes in his autobiography how his original nickname "K.C." (for his hometown, Kansas City, Missouri) evolved into "Casey". It was influenced not just by the name of the poem, which was widely popular in the 1910s, but also because he tended to strike out frequently in his early career so fans and writers started calling him "strikeout Casey".
Contemporary culture
Video games
The poem is referenced in the Super Nintendo Entertainment System game EarthBound, where a weapon is named the Casey Bat, which is the strongest weapon in the game, but will only hit 25% of the time.
Television
A recurring character in the Pokémon anime, a girl who is a very enthusiastic fan of baseball, is named "Casey" in the English version in reference to the poem.
Season 1, episode 35 of The Twilight Zone was named "The Mighty Casey" in reference to the poem's lead character, though the plot is unrelated.
The title of Season 3, episode 17 of The Simpsons, "Homer at the Bat", is a reference to the poem.
A third-season episode of Storm Chasers was titled "Sean Casey At Bat". The episode featured Casey (a chaser) intercepting a tornado for the first time in TIV 2.
In the show Friends, Ross clarifies how to spell "Casey" as in "at the bat" in the Season 2, episode 14 titled "The One with the Prom Video."
In the show Containment, Season 1, episode 6 takes its name, "He Stilled the Rising Tumult", from the poem.
Black Mirror season 6 episode 3 Beyond the Sea quotes the poem
Theme parks
Casey's Corner is a baseball-themed restaurant in Walt Disney World's Magic Kingdom, which serves primarily hotdogs. Pictures of Casey and the pitcher from the Disney animated adaptation are hanging on the walls, and a life-size statue of a baseball player identified as "Casey" stands just outside the restaurant. Additionally, the scoreboard in the restaurant shows that Mudville lost to the visitors by two runs.
A hot dog restaurant featuring the Disney character can be found at Disneyland Paris' Disneyland Park since its opening in 1992, under the name Casey's Corner.
A game called Casey at the Bat is in the Games of the Boardwalk at the Disneyland Resort's Disney California Adventure.
Theatre
In Cabaret (1993) Clifford Bradshaw recites the end of "Mighty Casey" to Sally Bowles.
Postage stamp
On July 11, 1996, the United States Postal Service issued a commemorative stamp depicting "Mighty Casey." The stamp was part of a set commemorating American folk heroes. Other stamps in the set depicted Paul Bunyan, John Henry, and Pecos Bill.
References
External links
"Casey at the Bat" on MLB.com.
.
Library of Congress essay on its inclusion into the National Recording Registry.
Casey at the Bat cylinder recording by Russell Hunting, from the Cylinder Audio Archive at the University of California, Santa Barbara Library.
"Casey at the Bat" Web site with biographical details on Thayer, Hopper, Mike "King" Kelly and chronology of the poem's publication.
"Casey at the Bat" as told in baseball cards
"Casey at the Bat” and its Long Post-Game Show" an essay on its composition and legacy by Michael J. Astrue
Poems about Casey's later life, including another by Grantland Rice, and one by Garrison Keillor
Caseyatthe.blog is a site dedicated to preserving and promoting the literary legacy of "Casey at the Bat" and the biography of "Casey's" author, Ernest Lawrence Thayer
American poems
Baseball poems
Fictional baseball players
American folklore
1888 poems
Works originally published in the San Francisco Examiner
United States National Recording Registry recordings
Poems adapted into films
Sports poems
2000 children's books
Caldecott Honor-winning works
American picture books |
5810 | https://en.wikipedia.org/wiki/Classical%20guitar | Classical guitar | The classical guitar, also called Spanish guitar, is a member of the guitar family used in classical music and other styles. An acoustic wooden string instrument with strings made of gut or nylon, it is a precursor of the modern steel-string acoustic and electric guitars, both of which use metal strings. Classical guitars derive from the Spanish vihuela and gittern of the 15th and 16th century. Those instruments evolved into the 17th and 18th-century baroque guitar—and by the mid-19th century, early forms of the modern classical guitar. Today's modern classical guitar was established by the late designs of the 19th-century Spanish luthier, Antonio Torres Jurado.
For a right-handed player, the traditional classical guitar has 12 frets clear of the body and is properly held up by the left leg, so that the hand that plucks or strums the strings does so near the back of the sound hole (this is called the classical position). However, the right-hand may move closer to the fretboard to achieve different tonal qualities. The player typically holds the left leg higher by the use of a foot rest. The modern steel string guitar, on the other hand, usually has 14 frets clear of the body (see Dreadnought) and is commonly held with a strap around the neck and shoulder.
The phrase "classical guitar" may refer to either of two concepts other than the instrument itself:
The instrumental finger technique common to classical guitar—individual strings plucked with the fingernails or, less frequently, fingertips
The instrument's classical music repertoire
The term modern classical guitar sometimes distinguishes the classical guitar from older forms of guitar, which are in their broadest sense also called classical, or more specifically, early guitars. Examples of early guitars include the six-string early romantic guitar ( – 1880), and the earlier baroque guitars with five courses.
The materials and the methods of classical guitar construction may vary, but the typical shape is either modern classical guitar or that historic classical guitar similar to the early romantic guitars of France and Italy. Classical guitar strings once made of gut are now made of materials such as nylon or fluoropolymers, typically with silver-plated copper fine wire wound about the acoustically lower (d-A-E in standard tuning) strings.
A guitar family tree may be identified. The flamenco guitar derives from the modern classical, but has differences in material, construction and sound.
Contexts
The classical guitar has a long history and one is able to distinguish various:
instruments
repertoire (composers and their compositions, arrangements, improvisations)
Both instrument and repertoire can be viewed from a combination of various perspectives:
Historical (chronological period of time)
Baroque guitar – 1600 to 1750
Early romantic guitars – 1750 to 1850 (for music from the Classical and Romantic periods)
Modern classical guitars
Geographical
Spanish guitars (Torres) and French guitars (René Lacôte, ...), French guitars (René Lacôte, ...), German guitars (Herrmann Hauser), etc.
Cultural
Baroque court music, nineteenth-century opera and its influences, nineteenth-century folk songs, Latin American music
Historical perspective
Early guitars
While "classical guitar" is today mainly associated with the modern classical guitar design, there is an increasing interest in early guitars; and understanding the link between historical repertoire and the particular period guitar that was originally used to perform this repertoire. The musicologist and author Graham Wade writes:
Nowadays it is customary to play this repertoire on reproductions of instruments authentically modelled on concepts of musicological research with appropriate adjustments to techniques and overall interpretation. Thus over recent decades we have become accustomed to specialist artists with expertise in the art of vihuela (a 16th-century type of guitar popular in Spain), lute, Baroque guitar, 19th-century guitar, etc.
Different types of guitars have different sound aesthetics, e.g. different colour-spectrum characteristics (the way the sound energy is spread in the fundamental frequency and the overtones), different response, etc. These differences are due to differences in construction; for example, modern classical guitars usually use a different bracing (fan-bracing) from that used in earlier guitars (they had ladder-bracing); and a different voicing was used by the luthier.
There is a historical parallel between musical styles (baroque, classical, romantic, flamenco, jazz) and the style of "sound aesthetic" of the musical instruments used, for example: Robert de Visée played a baroque guitar with a very different sound aesthetic from the guitars used by Mauro Giuliani and Luigi Legnani – they used 19th-century guitars. These guitars in turn sound different from the Torres models used by Segovia that are suited for interpretations of romantic-modern works such as Moreno Torroba.
When considering the guitar from a historical perspective, the musical instrument used is as important as the musical language and style of the particular period. As an example: It is impossible to play a historically informed de Visee or Corbetta (baroque guitarist-composers) on a modern classical guitar. The reason is that the baroque guitar used courses, which are two strings close together (in unison), that are plucked together. This gives baroque guitars an unmistakable sound characteristic and tonal texture that is an integral part of an interpretation. Additionally, the sound aesthetic of the baroque guitar (with its strong overtone presence) is very different from modern classical type guitars, as is shown below.
Today's use of Torres and post-Torres type guitars for repertoire of all periods is sometimes critically viewed: Torres and post-Torres style modern guitars (with their fan-bracing and design) have a thick and strong tone, very suitable for modern-era repertoire. However, they are considered to emphasize the fundamental too heavily (at the expense of overtone partials) for earlier repertoire (Classical/Romantic: Carulli, Sor, Giuliani, Mertz, ...; Baroque: de Visee, ...; etc.). "Andrés Segovia presented the Spanish guitar as a versatile model for all playing styles" to the extent, that still today, "many guitarists have tunnel-vision of the world of the guitar, coming from the modern Segovia tradition".
While fan-braced modern classical Torres and post-Torres style instruments coexisted with traditional ladder-braced guitars at the beginning of the 20th century, the older forms eventually fell away. Some attribute this to the popularity of Segovia, considering him "the catalyst for change toward the Spanish design and the so-called 'modern' school in the 1920s and beyond." The styles of music performed on ladder-braced guitars were becoming unfashionable—and, e.g., in Germany, more musicians were turning towards folk music (Schrammel-music and the Contraguitar). This was localized in Germany and Austria and became unfashionable again. On the other hand, Segovia was playing concerts around the world, popularizing modern classical guitar—and, in the 1920s, Spanish romantic-modern style with guitar works by Moreno Torroba, de Falla, etc.
The 19th-century classical guitarist Francisco Tárrega first popularized the Torres design as a classical solo instrument. However, some maintain that Segovia's influence led to its domination over other designs. Factories around the world began producing them in large numbers.
Characteristics
Vihuela, renaissance guitars and baroque guitars have a bright sound, rich in overtones, and their courses (double strings) give the sound a very particular texture.
Early guitars of the classical and romantic period (early romantic guitars) have single strings, but their design and voicing are still such that they have their tonal energy more in the overtones (but without starved fundamental), giving a bright intimate tone.
Later in Spain a style of music emerged that favoured a stronger fundamental:"With the change of music a stronger fundamental was demanded and the fan bracing system was approached. ... the guitar tone has been changed from a transparent tone, rich in higher partials to a more 'broad' tone with a strong fundamental."
Thus modern guitars with fan bracing (fan strutting) have a design and voicing that gives them a thick, heavy sound, with far more tonal energy found in the fundamental.
Style periods
Renaissance
Composers of the Renaissance period who wrote for four-course guitar include Alonso Mudarra, Miguel de Fuenllana, Adrian Le Roy, , Guillaume de Morlaye, and .
Instrument
Four-course guitar
Baroque
Some well known composers of the Baroque guitar were Gaspar Sanz, Robert de Visée, Francesco Corbetta and Santiago de Murcia.
Examples of instruments
Baroque guitar by Nicolas Alexandre Voboam II: This French instrument has the typical design of the period with five courses of double-strings and a flat back.
Baroque guitar attributed to Matteo Sellas : This Italian instrument has five courses and a rounded back.
Classical and romantic
From approximately 1780 to 1850, the guitar had numerous composers and performers including:
Filippo Gragnani (1767–1820)
Antoine de Lhoyer (1768–1852)
Ferdinando Carulli (1770–1841)
Wenzel Thomas Matiegka (1773–1830)
Francesco Molino (1774–1847)
Fernando Sor (1778–1839)
( – 1850)
Mauro Giuliani (1781–1829)
Niccolò Paganini (1782–1840)
Dionisio Aguado (1784–1849)
Luigi Legnani (1790–1877)
Matteo Carcassi (1792–1853)
Napoléon Coste (1805–1883)
Johann Kaspar Mertz (1806–1856)
Giulio Regondi (1822–1872)
Hector Berlioz studied the guitar as a teenager; Franz Schubert owned at least two and wrote for the instrument; and Ludwig van Beethoven, after hearing Giuliani play, commented the instrument was "a miniature orchestra in itself". Niccolò Paganini was also a guitar virtuoso and composer. He once wrote: "I love the guitar for its harmony; it is my constant companion in all my travels". He also said, on another occasion: "I do not like this instrument, but regard it simply as a way of helping me to think."
Francisco Tárrega
The guitarist and composer Francisco Tárrega (November 21, 1852 – December 15, 1909) was one of the great guitar virtuosos and teachers and is considered the father of modern classical guitar playing. As a professor of guitar at the conservatories of Madrid and Barcelona, he defined many elements of the modern classical technique and elevated the importance of the guitar in the classical music tradition.
Modern period
At the beginning of the 1920s, Andrés Segovia popularized the guitar with tours and early phonograph recordings. Segovia collaborated with the composers Federico Moreno Torroba and Joaquín Turina with the aim of extending the guitar repertoire with new music. Segovia's tour of South America revitalized public interest in the guitar and helped the guitar music of Manuel Ponce and Heitor Villa-Lobos reach a wider audience. The composers Alexandre Tansman and Mario Castelnuovo-Tedesco were commissioned by Segovia to write new pieces for the guitar. Luiz Bonfá popularized Brazilian musical styles such as the newly created Bossa Nova, which was well received by audiences in the USA.
"New music" – avant-garde
The classical guitar repertoire also includes modern contemporary works – sometimes termed "New Music" – such as Elliott Carter's Changes, Cristóbal Halffter's Codex I, Luciano Berio's Sequenza XI, Maurizio Pisati's Sette Studi, Maurice Ohana's Si Le Jour Paraît, Sylvano Bussotti's Rara (eco sierologico), Ernst Krenek's Suite für Guitarre allein, Op. 164, Franco Donatoni's Algo: Due pezzi per chitarra, Paolo Coggiola's Variazioni Notturne, etc.
Performers who are known for including modern repertoire include Jürgen Ruck, Elena Càsoli, Leo Brouwer (when he was still performing), John Schneider, Reinbert Evers, Maria Kämmerling, Siegfried Behrend, David Starobin, Mats Scheidegger, Magnus Andersson, etc.
This type of repertoire is usually performed by guitarists who have particularly chosen to focus on the avant-garde in their performances.
Within the contemporary music scene itself, there are also works which are generally regarded as extreme. These include works such as Brian Ferneyhough's Kurze Schatten II, Sven-David Sandström's away from and Rolf Riehm's Toccata Orpheus etc. which are notorious for their extreme difficulty.
There are also a variety of databases documenting modern guitar works such as Sheer Pluck and others.
Background
The evolution of the classical guitar and its repertoire spans more than four centuries. It has a history that was shaped by contributions from earlier instruments, such as the lute, the vihuela, and the baroque guitar.
History
Overview of the classical guitar's history
The origins of the modern guitar are not known with certainty. Some believe it is indigenous to Europe, while others think it is an imported instrument. Guitar-like instruments appear in ancient carvings and statues recovered from Egyptian, Sumerian, and Babylonian civilizations. This means that contemporary Iranian instruments such as the tanbur and setar are distantly related to the European guitar, as they all derive ultimately from the same ancient origins, but by very different historical routes and influences. The time where the most changes were made to the guitar was in the 1500s to the 1800s but during the late Middle Ages, gitterns called "guitars" were in use, but their construction and tuning were different from modern guitars. The guitarra latina in Spain had curved sides and a single hole. The guitarra morisca, which appears to have had Moorish influences, had an oval soundbox and many sound holes on its soundboard. By the 15th century, a four-course double-string instrument called the vihuela de mano, which was tuned like the later modern guitar except on one string and similar construction, first appeared in Spain and spread to France and Italy. In the 16th century, a fifth double-string was added. During this time, composers wrote mostly in tablature notation. In the middle of the 16th century, influences from the vihuela and the Renaissance guitar were combined and the baroque five-string guitar appeared in Spain. The baroque guitar quickly superseded the vihuela in popularity in Spain, France and Italy and Italian players and composers became prominent. In the late 18th century the six-string guitar quickly became popular at the expense of the five-string guitars. During the 19th century, the Spanish luthier and player Antonio de Torres gave the modern classical guitar its definitive form, with a broadened body, increased waist curve, thinned belly, and improved internal bracing. The modern classical guitar replaced an older form for the accompaniment of song and dance called flamenco, and a modified version, known as the flamenco guitar, was created.
Renaissance guitar
Alonso de Mudarra's book Tres Libros de Música, published in Spain in 1546, contains the earliest known written pieces for a four-course guitarra. This four-course "guitar" was popular in France, Spain, and Italy. In France this instrument gained popularity among aristocrats. A considerable volume of music was published in Paris from the 1550s to the 1570s: Simon Gorlier's Le Troysième Livre... mis en tablature de Guiterne was published in 1551. In 1551 Adrian Le Roy also published his Premier Livre de Tablature de Guiterne, and in the same year he also published Briefve et facile instruction pour apprendre la tablature a bien accorder, conduire, et disposer la main sur la Guiterne. Robert Ballard, Grégoire Brayssing from Augsburg, and Guillaume Morlaye ( – ) significantly contributed to its repertoire. Morlaye's Le Premier Livre de Chansons, Gaillardes, Pavannes, Bransles, Almandes, Fantasies – which has a four-course instrument illustrated on its title page – was published in partnership with Michel Fedenzat, and among other music, they published six books of tablature by lutenist Albert de Rippe (who was very likely Guillaume's teacher).
Vihuela
The written history of the classical guitar can be traced back to the early 16th century with the development of the vihuela in Spain. While the lute was then becoming popular in other parts of Europe, the Spaniards did not take to it well because of its association with the Moors. Instead, the lute-like vihuela appeared with two more strings that gave it more range and complexity. In its most developed form, the vihuela was a guitar-like instrument with six double strings made of gut, tuned like a modern classical guitar with the exception of the third string, which was tuned half a step lower. It has a high sound and is rather large to hold. Few have survived and most of what is known today come from diagrams and paintings.
Baroque guitar
"Early romantic guitar" or "Guitar during the Classical music era"
The earliest extant six-string guitar is believed to have been built in 1779 by Gaetano Vinaccia (1759 – after 1831) in Naples, Italy; however, the date on the label is a little ambiguous. The Vinaccia family of luthiers is known for developing the mandolin. This guitar has been examined and does not show tell-tale signs of modifications from a double-course guitar.
The authenticity of guitars allegedly produced before the 1790s is often in question. This also corresponds to when Moretti's 6-string method appeared, in 1792.
Modern classical guitar
The modern classical guitar was developed in the 19th century by Antonio de Torres Jurado, Ignacio Fleta, Hermann Hauser Sr., and Robert Bouchet. Earlier similar instruments include the Spanish vihuela and gittern of the 15th and 16th century. Those instruments evolved into the 17th and 18th-century baroque guitar—and by the mid-19th century, early forms of the modern classical guitar.
Technique
The fingerstyle is used fervently on the modern classical guitar. The thumb traditionally plucks the bass – or root note – whereas the fingers ring the melody and its accompanying parts. Often classical guitar technique involves the use of the nails of the right hand to pluck the notes. Noted players were: Francisco Tárrega, Emilio Pujol, Andrés Segovia, Julian Bream, Agustín Barrios, and John Williams (guitarist).
Performance
The modern classical guitar is usually played in a seated position, with the instrument resting on the left lap – and the left foot placed on a footstool. Alternatively – if a footstool is not used – a guitar support can be placed between the guitar and the left lap (the support usually attaches to the instrument's side with suction cups). (There are of course exceptions, with some performers choosing to hold the instrument another way.)
Right-handed players use the fingers of the right hand to pluck the strings, with the thumb plucking from the top of a string downwards (downstroke) and the other fingers plucking from the bottom of the string upwards (upstroke). The little finger in classical technique as it evolved in the 20th century is used only to ride along with the ring finger without striking the strings and to thus physiologically facilitate the ring finger's motion.
In contrast, Flamenco technique, and classical compositions evoking Flamenco, employ the little finger semi-independently in the Flamenco four-finger rasgueado, that rapid strumming of the string by the fingers in reverse order employing the back of the fingernail—a familiar characteristic of Flamenco.
Flamenco technique, in the performance of the rasgueado also uses the upstroke of the four fingers and the downstroke of the thumb: the string is hit not only with the inner, fleshy side of the fingertip but also with the outer, fingernail side. This was also used in a technique of the vihuela called dedillo which has recently begun to be introduced on the classical guitar.
Some modern guitarists, such as Štěpán Rak and Kazuhito Yamashita, use the little finger independently, compensating for the little finger's shortness by maintaining an extremely long fingernail. Rak and Yamashita have also generalized the use of the upstroke of the four fingers and the downstroke of the thumb (the same technique as in the rasgueado of the Flamenco: as explained above the string is hit not only with the inner, fleshy side of the fingertip but also with the outer, fingernail side) both as a free stroke and as a rest stroke.
Direct contact with strings
As with other plucked instruments (such as the lute), the musician directly touches the strings (usually plucking) to produce the sound. This has important consequences: Different tone/timbre (of a single note) can be produced by plucking the string in different manners (apoyando or tirando) and in different positions (such as closer and further away from the guitar bridge). For example, plucking an open string will sound brighter than playing the same note(s) on a fretted position (which would have a warmer tone).
The instrument's versatility means it can create a variety of tones, but this finger-picking style also makes the instrument harder to learn than a standard acoustic guitar's strumming technique.
Fingering notation
In guitar scores the five fingers of the right-hand (which pluck the strings) are designated by the first letter of their Spanish names namely p = thumb (pulgar), i = index finger (índice), m = middle finger (mayor), a = ring finger (anular), c = little finger or pinky (meñique/chiquito)
The four fingers of the left hand (which fret the strings) are designated 1 = index, 2 = major, 3 = ring finger, 4 = little finger. 0 designates an open string—a string not stopped by a finger and whose full length thus vibrates when plucked. It is rare to use the left hand thumb in performance, the neck of a classical guitar being too wide for comfort, and normal technique keeps the thumb behind the neck. However Johann Kaspar Mertz, for example, is notable for specifying the thumb to fret bass notes on the sixth string, notated with an up arrowhead (⌃).
Scores (contrary to tablatures) do not systematically indicate the string to pluck (though the choice is usually obvious). When indicating the string is useful, the score uses the numbers 1 to 6 inside circles (highest-pitch sting to lowest).
Scores do not systematically indicate fretboard positions (where to put the first finger of the fretting hand), but when helpful (mostly with barrés chords) the score indicates positions with Roman numerals from the first position I (index finger on the 1st fret: F-B flat-E flat-A flat-C-F) to the twelfth position XII (index finger on the 12th fret: E-A-D-G-B-E. The 12th fret is where the body begins) or even higher up to position XIX (the classical guitar most often having 19 frets, with the 19th fret being most often split and not being usable to fret the 3rd and 4th strings).
Alternation
To achieve tremolo effects and rapid, fluent scale passages, the player must practice alternation, that is, never plucking a string with the same finger twice in a row.
Using p to indicate the thumb, i the index finger, m the middle finger and a the ring finger, common alternation patterns include:
i-m-i-m : Basic melody line on the treble strings. Has the appearance of "walking along the strings". This is often used for playing Scale (music) passages.
p-i-m-a-i-m-a : Arpeggio pattern example. However, there are many arpeggio patterns incorporated into the classical guitar repertoire.
p-a-m-i-p-a-m-i : Classical guitar tremolo pattern.
p-m-p-m : A way of playing a melody line on the lower strings.
Repertoire
Music written specifically for the classical guitar dates from the addition of the sixth string (the baroque guitar normally had five pairs of strings) in the late 18th century.
A guitar recital may include a variety of works, e.g., works written originally for the lute or vihuela by composers such as John Dowland (b. England 1563) and Luis de Narváez (b. Spain ), and also music written for the harpsichord by Domenico Scarlatti (b. Italy 1685), for the baroque lute by Sylvius Leopold Weiss (b. Germany 1687), for the baroque guitar by Robert de Visée (b. France ) or even Spanish-flavored music written for the piano by Isaac Albéniz (b. Spain 1860) and Enrique Granados (b. Spain 1867). The most important composer who did not write for the guitar but whose music is often played on it is Johann Sebastian Bach (b. Germany 1685), whose baroque lute works have proved highly adaptable to the instrument.
Of music written originally for guitar, the earliest important composers are from the classical period and include Fernando Sor (b. Spain 1778) and Mauro Giuliani (b. Italy 1781), both of whom wrote in a style strongly influenced by Viennese classicism. In the 19th-century guitar composers such as Johann Kaspar Mertz (b. Slovakia, Austria 1806) were strongly influenced by the dominance of the piano. Not until the end of the nineteenth century did the guitar begin to establish its own unique identity. Francisco Tárrega (b. Spain 1852) was central to this, sometimes incorporating stylized aspects of flamenco's Moorish influences into his romantic miniatures. This was part of late 19th century mainstream European musical nationalism. Albéniz and Granados were central to this movement; their evocation of the guitar was so successful that their compositions have been absorbed into the standard guitar repertoire.
The steel-string and electric guitars characteristic to the rise of rock and roll in the post-WWII era became more widely played in North America and the English-speaking world. Agustín Barrios Mangoré of Paraguay composed many works and brought into the mainstream the characteristics of Latin American music, as did the Brazilian composer Heitor Villa-Lobos. Andrés Segovia commissioned works from Spanish composers such as Federico Moreno Torroba and Joaquín Rodrigo, Italians such as Mario Castelnuovo-Tedesco and Latin American composers such as Manuel Ponce of Mexico. Other prominent Latin American composers are Leo Brouwer of Cuba, Antonio Lauro of Venezuela and Enrique Solares of Guatemala. Julian Bream of Britain managed to get nearly every British composer from William Walton and Benjamin Britten to Peter Maxwell Davies to write significant works for guitar. Bream's collaborations with tenor Peter Pears also resulted in song cycles by Britten, Lennox Berkeley and others. There are significant works by composers such as Hans Werner Henze of Germany, Gilbert Biberian of England and Roland Chadwick of Australia.
The classical guitar also became widely used in popular music and rock & roll in the 1960s after guitarist Mason Williams popularized the instrument in his instrumental hit Classical Gas. Guitarist Christopher Parkening is quoted in the book Classical Gas: The Music of Mason Williams as saying that it is the most requested guitar piece besides Malagueña and perhaps the best-known instrumental guitar piece today.
In the field of New Flamenco, the works and performances of Spanish composer and player Paco de Lucía are known worldwide.
Not many classical guitar concertos were written through history. Nevertheless, some guitar concertos are nowadays widely known and popular, especially Joaquín Rodrigo's Concierto de Aranjuez (with the famous theme from 2nd movement) and Fantasía para un gentilhombre. Composers, who also wrote famous guitar concertos are: Antonio Vivaldi (originally for mandolin or lute), Mauro Giuliani, Heitor Villa-Lobos, Mario Castelnuovo-Tedesco, Manuel Ponce, Leo Brouwer, Lennox Berkeley and Malcolm Arnold.
Nowadays, more and more contemporary composers decide to write a guitar concerto, among them Bosco Sacro by Federico Biscione, for guitar and string orchestra, is one of the most inspired.
Physical characteristics
The classical guitar is distinguished by a number of characteristics:
It is an acoustic instrument. The sound of the plucked string is amplified by the soundboard and resonant cavity of the guitar.
It has six strings, though some classical guitars have seven or more strings.
All six strings are made from nylon, or nylon wrapped with metal, as opposed to the metal strings found on other acoustic guitars. Nylon strings also have a much lower tension than steel strings, as do the predecessors to nylon strings, gut strings (made from ox or sheep gut). The lower three strings ('bass strings') are wound with metal, commonly silver-plated copper.
Because of the low string tension
The neck can be made entirely of wood without a steel truss rod
The interior bracing can be lighter
Typical modern six-string classical guitars are 48–54 mm wide at the nut, compared to around 42 mm for electric guitars.
Classical fingerboards are normally flat and without inlaid fret markers, or just have dot inlays on the side of the neck—steel string fingerboards usually have a slight radius and inlays.
Classical guitarists use their right hand to pluck the strings. Players may shape their fingernails for a brighter tone and feel against the strings.
Strumming is a less common technique in classical guitar, and is often referred to by the Spanish term "rasgueo", or for strumming patterns "rasgueado", and uses the backs of the fingernails. Rasgueado is integral to Flamenco guitar.
Machine heads at the headstock of a classical guitar point backwards—in contrast to most steel-string guitars, which have machine heads that point outward.
The overall design of a Classical Guitar is very similar to the slightly lighter and smaller Flamenco guitar.
Parts
Parts of typical classical guitars include:
Headstock
Nut
Machine heads (or pegheads, tuning keys, tuning machines, tuners)
Frets
Neck
Heel
Body
Bridge
Bottom deck
Soundboard
Body sides
Sound hole, with rosette inlay
Strings
Saddle (Bridge nut)
Fretboard
Fretboard
The fretboard (also called the fingerboard) is a piece of wood embedded with metal frets that constitutes the top of the neck. It is flat or slightly curved. The curvature of the fretboard is measured by the fretboard radius, which is the radius of a hypothetical circle of which the fretboard's surface constitutes a segment. The smaller the fretboard radius, the more noticeably curved the fretboard is. Fretboards are most commonly made of ebony, but may also be made of rosewood, some other hardwood, or of phenolic composite ("micarta").
Frets
Frets are the metal strips (usually nickel alloy or stainless steel) embedded along the fingerboard and placed at points that divide the length of string mathematically. The strings' vibrating length is determined when the strings are pressed down behind the frets. Each fret produces a different pitch and each pitch spaced a half-step apart on the 12 tone scale. The ratio of the widths of two consecutive frets is the twelfth root of two (), whose numeric value is about 1.059463. The twelfth fret divides the string into two exact halves and the 24th fret (if present) divides the string in half yet again. Every twelve frets represents one octave. This arrangement of frets results in equal tempered tuning.
Neck
A classical guitar's frets, fretboard, tuners, headstock, all attached to a long wooden extension, collectively constitute its neck. The wood for the fretboard usually differs from the wood in the rest of the neck. The bending stress on the neck is considerable, particularly when heavier gauge strings are used. The most common scale length for classical guitar is 650mm (calculated by measuring the distance between the end of the nut and the center of the 12th fret, then doubling that measurement). However, scale lengths may vary from 635-664mm or more.
Neck joint or 'heel'
This is the point where the neck meets the body. In the traditional Spanish neck joint, the neck and block are one piece with the sides inserted into slots cut in the block. Other necks are built separately and joined to the body either with a dovetail joint, mortise or flush joint. These joints are usually glued and can be reinforced with mechanical fasteners. Recently many manufacturers use bolt-on fasteners. Bolt-on neck joints were once associated only with less expensive instruments but now some top manufacturers and hand builders are using variations of this method. Some people believed that the Spanish-style one piece neck/block and glued dovetail necks have better sustain, but testing has failed to confirm this.
While most traditional Spanish style builders use the one-piece neck/heel block, Fleta, a prominent Spanish builder, used a dovetail joint due to the influence of his early training in violin making.
One reason for the introduction of mechanical joints was to make it easier to repair necks. This is more of a problem with steel string guitars than with nylon strings, which have about half the string tension. This is why nylon string guitars often do not include a truss rod either.
Body
The body of the instrument is a major determinant of the overall sound variety for acoustic guitars. The guitar top, or soundboard, is a finely crafted and engineered element often made of spruce or red cedar. Considered the most prominent factor in determining the sound quality of a guitar, this thin (often 2 or 3 mm thick) piece of wood has a uniform thickness and is strengthened by different types of internal bracing. The back is made in rosewood and Brazilian rosewood is especially coveted, but mahogany or other decorative woods are sometimes used.
The majority of the sound is caused by the vibration of the guitar top as the energy of the vibrating strings is transferred to it. Different patterns of wood bracing have been used through the years by luthiers (Torres, Hauser, Ramírez, Fleta, and C.F. Martin being among the most influential designers of their times); to not only strengthen the top against collapsing under the tremendous stress exerted by the tensioned strings, but also to affect the resonance of the top. Some contemporary guitar makers have introduced new construction concepts such as "double-top" consisting of two extra-thin wooden plates separated by Nomex, or carbon-fiber reinforced lattice – pattern bracing. The back and sides are made out of a variety of woods such as mahogany, maple, cypress Indian rosewood and highly regarded Brazilian rosewood (Dalbergia nigra). Each one is chosen for its aesthetic effect and structural strength, and such choice can also play a role in determining the instrument's timbre. These are also strengthened with internal bracing, and decorated with inlays and purfling.
Antonio de Torres Jurado proved that it was the top, and not the back and sides of the guitar that gave the instrument its sound, in 1862 he built a guitar with back and sides of papier-mâché. (This guitar resides in the Museu de la Musica in Barcelona, and before the year 2000 it was restored to playable condition by the brothers Yagüe, Barcelona).
The body of a classical guitar is a resonating chamber that projects the vibrations of the body through a sound hole, allowing the acoustic guitar to be heard without amplification. The sound hole is normally a single round hole in the top of the guitar (under the strings), though some have different placement, shapes, or numbers of holes. How much air an instrument can move determines its maximum volume.
Binding, purfling and kerfing
The top, back and sides of a classical guitar body are very thin, so a flexible piece of wood called kerfing (because it is often scored, or kerfed so it bends with the shape of the rim) is glued into the corners where the rim meets the top and back. This interior reinforcement provides 5 to 20 mm of solid gluing area for these corner joints.
During final construction, a small section of the outside corners is carved or routed out and filled with binding material on the outside corners and decorative strips of material next to the binding, which are called purfling. This binding serves to seal off the endgrain of the top and back. Binding and purfling materials are generally made of either wood or high-quality plastic materials.
Bridge
The main purpose of the bridge on a classical guitar is to transfer the vibration from the strings to the soundboard, which vibrates the air inside of the guitar, thereby amplifying the sound produced by the strings. The bridge holds the strings in place on the body. Also, the position of the saddle, usually a strip of bone or plastic that supports the strings off the bridge, determines the distance to the nut (at the top of the fingerboard).
Sizes
The modern full-size classical guitar has a scale length of around , with an overall instrument length of . The scale length has remained quite consistent since it was chosen by the originator of the instrument, Antonio de Torres. This length may have been chosen because it's twice the length of a violin string. As the guitar is tuned to one octave below that of the violin, the same size gut could be used for the first strings of both instruments.
Smaller-scale instruments are produced to assist children in learning the instrument as the smaller scale leads to the frets being closer together, making it easier for smaller hands. The scale-size for the smaller guitars is usually in the range , with an instrument length of . Full-size instruments are sometimes referred to as 4/4, while the smaller sizes are 3/4, 1/2 or 1/4.
Tuning
A variety of different tunings are used. The most common by far, which one could call the "standard tuning" is:
eI – b – g – d – A – E
The above order is the tuning from the 1st string (highest-pitched string e'—spatially the bottom string in playing position) to the 6th string – lowest-pitched string E—spatially the upper string in playing position, and hence comfortable to pluck with the thumb.
The explanation for this "asymmetrical" tuning (in the sense that the maj 3rd is not between the two middle strings, as in the tuning of the viola da gamba) is probably that the guitar originated as a 4-string instrument (actually an instrument with 4 double courses of strings, see above) with a maj 3rd between the 2nd and 3rd strings, and it only became a 6-string instrument by gradual addition of a 5th string and then a 6th string tuned a 4th apart:
"The development of the modern tuning can be traced in stages. One of the tunings from the 16th century is C-F-A-D. This is equivalent to the top four strings of the modern guitar tuned a tone lower. However, the absolute pitch for these notes is not equivalent to modern "concert pitch". The tuning of the four-course guitar was moved up by a tone and toward the end of the 16th century, five-course instruments were in use with an added lower string tuned to A. This produced A-D-G-B-E, one of a wide number of variant tunings of the period. The low E string was added during the 18th century."
This tuning is such that neighboring strings are at most 5 semitones apart.
There are also a variety of commonly used alternate tunings. The most common is known as Drop D tuning which has the 6th string tuned down from an E to a D.
Bibliography
The Guitar and its Music (From the Renaissance to the Classical Era) (2007) by James Tyler, Paul Sparks.
Cambridge Studies in Performance Practice (No. 6): Performance on Lute, Guitar, and Vihuela (2005) edited by Victor Anand Coelho.
The Guitar: From the Renaissance to the Present Day by Harvey Turnbull; published by Bold Strummer, 1991.
The Guitar; by Sinier de Ridder; published by Edizioni Il Salabue;
La Chitarra, Quattro secoli di Capolavori (The Guitar: Four centuries of Masterpieces) by Giovanni Accornero, Ivan Epicoco, Eraldo Guerci; published by Edizioni Il Salabue
Rosa sonora – Esposizione di chitarre XVII – XX secolo by Giovanni Accornero; published by Edizioni Il Salabue
Lyre-guitar. Étoile charmante, between the 18th and 19th century by Eleonora Vulpiani
Summerfield, Maurice, The Classical Guitar: Its Evolution, Players and Personalities since 1800 – 5th Edition, Blaydon : Ashley Mark Publishing Company, 2002.
Various, Classical Guitar Magazine, Blaydon : Ashley Mark Publishing Company, monthly publication first published in 1982.
Wade, Graham, Traditions of the Classical Guitar, London : Calder, 1980.
Antoni Pizà: Francesc Guerau i el seu temps (Palma de Mallorca: Govern de les Illes Balears, Conselleria d'Educació i Cultura, Direcció General de Cultura, Institut d'Estudis Baleàrics, 2000)
See also
Classical guitar strings
Classical guitar pedagogy
Early classical guitar recordings
International classical guitar competitions
Guitar Foundation of America
Guitar
Chordophones
Typaldos D. children's choir, a Greek children's choir with classical guitars
Related instruments
Brahms guitar
Extended-range classical guitar
Harp guitar
Lyre-guitar
Six-string alto guitar
Lists
Bibliography of classical guitar
List of classical guitarists
List of composers for the classical guitar
List of composers for the classical guitar (nationality)
References
External links
Thematic essay: The guitar Jayson Kerr Dobney, Wendy Powers (The Metropolitan Museum of Art)
Classical & Fingerstyle Guitar
Classical Guitar Library A vibrant library of guitar sheet music, which can serve in accomplishing diverse teaching and research needs.
Acoustic guitars
String instruments
Articles containing video clips
Spanish inventions |
5813 | https://en.wikipedia.org/wiki/C.%20S.%20Lewis | C. S. Lewis | Clive Staples Lewis, (29 November 1898 – 22 November 1963) was a British writer, literary scholar, and Anglican lay theologian. He held academic positions in English literature at both Magdalen College, Oxford (1925–1954), and Magdalene College, Cambridge (1954–1963). He is best known as the author of The Chronicles of Narnia, but he is also noted for his other works of fiction, such as The Screwtape Letters and The Space Trilogy, and for his non-fiction Christian apologetics, including Mere Christianity, Miracles, and The Problem of Pain.
Lewis was a close friend of J. R. R. Tolkien, author of The Lord of the Rings. Both men served on the English faculty at Oxford University and were active in the informal Oxford literary group known as the Inklings. According to Lewis's 1955 memoir Surprised by Joy, he was baptized in the Church of Ireland but fell away from his faith during adolescence. Lewis returned to Anglicanism at the age of 32, owing to the influence of Tolkien and other friends, and he became an "ordinary layman of the Church of England". Lewis's faith profoundly affected his work, and his wartime radio broadcasts on the subject of Christianity brought him wide acclaim.
Lewis wrote more than 30 books which have been translated into more than 30 languages and have sold millions of copies. The books that make up The Chronicles of Narnia have sold the most and have been popularized on stage, TV, radio, and cinema. His philosophical writings are widely cited by Christian scholars from many denominations.
In 1956, Lewis married American writer Joy Davidman; she died of cancer four years later at the age of 45. Lewis died on 22 November 1963 from kidney failure, one week before his 65th birthday. In 2013, on the 50th anniversary of his death, Lewis was honoured with a memorial in Poets' Corner in Westminster Abbey.
Biography
Childhood
Clive Staples Lewis was born in Belfast in Ulster, Ireland (before partition), on 29 November 1898. His father was Albert James Lewis (1863–1929), a solicitor whose father Richard Lewis had come to Ireland from Wales during the mid-19th century. Lewis's mother was Florence Augusta Lewis Hamilton (1862–1908), known as Flora, the daughter of Thomas Hamilton, a Church of Ireland priest, and the great-granddaughter of both Bishop Hugh Hamilton and John Staples. Lewis had an elder brother, Warren Hamilton Lewis (known as "Warnie"). He was baptized on 29 January 1899 by his maternal grandfather in St Mark's Church, Dundela.
When his dog Jacksie was killed by a car, the four-year old Lewis adopted the name Jacksie. At first, he would answer to no other name, but later accepted Jack, the name by which he was known to friends and family for the rest of his life. When he was seven, his family moved into "Little Lea", the family home of his childhood, in the Strandtown area of East Belfast.
As a boy, Lewis was fascinated with anthropomorphic animals; he fell in love with Beatrix Potter's stories and often wrote and illustrated his own animal tales. Along with his brother Warnie, he created the world of Boxen, a fantasy land inhabited and run by animals. Lewis loved to read from an early age. His father's house was filled with books; he later wrote that finding something to read was as easy as walking into a field and "finding a new blade of grass".
Lewis was schooled by private tutors until age nine, when his mother died in 1908 from cancer. His father then sent him to England to live and study at Wynyard School in Watford, Hertfordshire. Lewis's brother had enrolled there three years previously. Not long after, the school was closed due to a lack of pupils. Lewis then attended Campbell College in the east of Belfast about a mile from his home, but left after a few months due to respiratory problems.
He was then sent back to England to the health-resort town of Malvern, Worcestershire, where he attended the preparatory school Cherbourg House, which Lewis referred to as "Chartres" in his autobiography. It was during this time that he abandoned the Christianity he was taught as a child and became an atheist. During this time he also developed a fascination with European mythology and the occult.
In September 1913, Lewis enrolled at Malvern College, where he remained until the following June. He found the school socially competitive. After leaving Malvern, he studied privately with William T. Kirkpatrick, his father's old tutor and former headmaster of Lurgan College.
As a teenager, Lewis was wonderstruck by the songs and legends of what he called Northernness, the ancient literature of Scandinavia preserved in the Icelandic sagas. These legends intensified an inner longing that he would later call "joy". He also grew to love nature; its beauty reminded him of the stories of the North, and the stories of the North reminded him of the beauties of nature. His teenage writings moved away from the tales of Boxen, and he began experimenting with different art forms such as epic poetry and opera to try to capture his new-found interest in Norse mythology and the natural world.
Studying with Kirkpatrick ("The Great Knock", as Lewis afterward called him) instilled in him a love of Greek literature and mythology and sharpened his debate and reasoning skills. In 1916, Lewis was awarded a scholarship at University College, Oxford.
"My Irish life"
Lewis experienced a certain cultural shock on first arriving in England: "No Englishman will be able to understand my first impressions of England," Lewis wrote in Surprised by Joy. "The strange English accents with which I was surrounded seemed like the voices of demons. But what was worst was the English landscape ... I have made up the quarrel since; but at that moment I conceived a hatred for England which took many years to heal."
From boyhood, Lewis had immersed himself in Norse and Greek mythology, and later in Irish mythology and literature. He also expressed an interest in the Irish language, though there is not much evidence that he laboured to learn it. He developed a particular fondness for W. B. Yeats, in part because of Yeats's use of Ireland's Celtic heritage in poetry. In a letter to a friend, Lewis wrote, "I have here discovered an author exactly after my own heart, whom I am sure you would delight in, W. B. Yeats. He writes plays and poems of rare spirit and beauty about our old Irish mythology."
In 1921, Lewis met Yeats twice, since Yeats had moved to Oxford. Lewis was surprised to find his English peers indifferent to Yeats and the Celtic Revival movement, and wrote: "I am often surprised to find how utterly ignored Yeats is among the men I have met: perhaps his appeal is purely Irish – if so, then thank the gods that I am Irish." Early in his career, Lewis considered sending his work to the major Dublin publishers, writing: "If I do ever send my stuff to a publisher, I think I shall try Maunsel, those Dublin people, and so tack myself definitely onto the Irish school."
After his conversion to Christianity, his interests gravitated towards Christian theology and away from pagan Celtic mysticism (as opposed to Celtic Christian mysticism).
Lewis occasionally expressed a somewhat tongue-in-cheek chauvinism towards the English. Describing an encounter with a fellow Irishman, he wrote: "Like all Irish people who meet in England, we ended by criticisms on the invincible flippancy and dullness of the Anglo-Saxon race. After all, there is no doubt, ami, that the Irish are the only people: with all their faults, I would not gladly live or die among another folk." Throughout his life, he sought out the company of other Irish people living in England and visited Northern Ireland regularly. In 1958 he spent his honeymoon there at the Old Inn, Crawfordsburn, which he called "my Irish life".
Various critics have suggested that it was Lewis's dismay over the sectarian conflict in his native Belfast which led him to eventually adopt such an ecumenical brand of Christianity. As one critic has said, Lewis "repeatedly extolled the virtues of all branches of the Christian faith, emphasising a need for unity among Christians around what the Catholic writer called 'Mere Christianity', the core doctrinal beliefs that all denominations share". On the other hand, Paul Stevens of the University of Toronto has written that "Lewis' mere Christianity masked many of the political prejudices of an old-fashioned Ulster Protestant, a native of middle-class Belfast for whom British withdrawal from Northern Ireland even in the 1950s and 1960s was unthinkable."
First World War and Oxford University
Lewis entered Oxford in the 1917 summer term, studying at University College, and shortly after, he joined the Officers' Training Corps at the university as his "most promising route into the army". From there, he was drafted into a Cadet Battalion for training. After his training, he was commissioned into the 3rd Battalion of the Somerset Light Infantry of the British Army as a Second Lieutenant, and was later transferred to the 1st Battalion of the regiment, then serving in France (he would not remain with the 3rd Battalion as it moved to Northern Ireland). Within months of entering Oxford, he was shipped by the British Army to France to fight in the First World War.
On his 19th birthday (29 November 1917), Lewis arrived at the front line in the Somme Valley in France, where he experienced trench warfare for the first time. On 15 April 1918, as 1st Battalion, Somerset Light Infantry assaulted the village of Riez du Vinage in the midst of the German spring offensive, Lewis was wounded and two of his colleagues were killed by a British shell falling short of its target. He was depressed and homesick during his convalescence and, upon his recovery in October, he was assigned to duty in Andover, England. He was demobilized in December 1918 and soon restarted his studies. In a later letter, Lewis stated that his experience of the horrors of war, along with the loss of his mother and unhappiness in school, were the basis of his pessimism and atheism.
After Lewis returned to Oxford University, he received a First in Honour Moderations (Greek and Latin literature) in 1920, a First in Greats (Philosophy and Ancient History) in 1922, and a First in English in 1923. In 1924 he became a Philosophy tutor at University College and, in 1925, was elected a Fellow and Tutor in English Literature at Magdalen College, where he served for 29 years until 1954.
Janie Moore
During his army training, Lewis shared a room with another cadet, Edward Courtnay Francis "Paddy" Moore (1898–1918). Maureen Moore, Paddy's sister, said that the two made a mutual pact that if either died during the war, the survivor would take care of both of their families. Paddy was killed in action in 1918 and Lewis kept his promise. Paddy had earlier introduced Lewis to his mother, Janie King Moore, and a friendship quickly sprang up between Lewis, who was 18 when they met, and Janie, who was 45. The friendship with Moore was particularly important to Lewis while he was recovering from his wounds in hospital, as his father did not visit him.
Lewis lived with and cared for Moore until she was hospitalized in the late 1940s. He routinely introduced her as his mother, referred to her as such in letters, and developed a deeply affectionate friendship with her. Lewis's own mother had died when he was a child, while his father was distant, demanding, and eccentric.
Speculation regarding their relationship resurfaced with the 1990 publication of A. N. Wilson's biography of Lewis. Wilson (who never met Lewis) attempted to make a case for their having been lovers for a time. Wilson's biography was not the first to address the question of Lewis's relationship with Moore. George Sayer knew Lewis for 29 years, and he had sought to shed light on the relationship during the period of 14 years before Lewis's conversion to Christianity. In his biography Jack: A Life of C. S. Lewis, he wrote:
Later Sayer changed his mind. In the introduction to the 1997 edition of his biography of Lewis he wrote:
However, the romantic nature of the relationship is doubted by other writers; for example, Philip Zaleski and Carol Zaleski write in The Fellowship that
Lewis spoke well of Mrs. Moore throughout his life, saying to his friend George Sayer, "She was generous and taught me to be generous, too." In December 1917, Lewis wrote in a letter to his childhood friend Arthur Greeves that Janie and Greeves were "the two people who matter most to me in the world".
In 1930, Lewis moved into The Kilns with his brother Warnie, Mrs. Moore, and her daughter Maureen. The Kilns was a house in the district of Headington Quarry on the outskirts of Oxford, now part of the suburb of Risinghurst. They all contributed financially to the purchase of the house, which eventually passed to Maureen, who by then was Dame Maureen Dunbar, when Warren died in 1973.
Moore had dementia in her later years and was eventually moved into a nursing home, where she died in 1951. Lewis visited her every day in this home until her death.
Return to Christianity
Lewis was raised in a religious family that attended the Church of Ireland. He became an atheist at age 15, though he later described his young self as being paradoxically "very angry with God for not existing" and "equally angry with him for creating a world". His early separation from Christianity began when he started to view his religion as a chore and a duty; around this time, he also gained an interest in the occult, as his studies expanded to include such topics. Lewis quoted Lucretius (De rerum natura, 5.198–9) as having one of the strongest arguments for atheism:
which he translated poetically as follows:
Had God designed the world, it would not be
A world so frail and faulty as we see.
(This is a highly poetic, rather than a literal translation. A more literal translation, by William Ellery Leonard, reads: "That in no wise the nature of all things / For us was fashioned by a power divine – / So great the faults it stands encumbered with.")
Lewis's interest in the works of the Scottish writer George MacDonald was part of what turned him from atheism. This can be seen particularly well through this passage in Lewis's The Great Divorce, chapter nine, when the semi-autobiographical main character meets MacDonald in Heaven:
He eventually returned to Christianity, having been influenced by arguments with his Oxford colleague and friend J. R. R. Tolkien, whom he seems to have met for the first time on 11 May 1926, as well as the book The Everlasting Man by G. K. Chesterton. Lewis vigorously resisted conversion, noting that he was brought into Christianity like a prodigal, "kicking, struggling, resentful, and darting his eyes in every direction for a chance to escape". He described his last struggle in Surprised by Joy:
After his conversion to theism in 1929, Lewis converted to Christianity in 1931, following a long discussion during a late-night walk along Addison's Walk with close friends Tolkien and Hugo Dyson. He records making a specific commitment to Christian belief while on his way to the zoo with his brother. He became a member of the Church of England – somewhat to the disappointment of Tolkien, who had hoped that he would join the Catholic Church.
Lewis was a committed Anglican who upheld a largely orthodox Anglican theology, though in his apologetic writings, he made an effort to avoid espousing any one denomination. In his later writings, some believe that he proposed ideas such as purification of venial sins after death in purgatory (The Great Divorce and Letters to Malcolm) and mortal sin (The Screwtape Letters), which are generally considered to be Roman Catholic teachings, although they are also widely held in Anglicanism (particularly in high church Anglo-Catholic circles). Regardless, Lewis considered himself an entirely orthodox Anglican to the end of his life, reflecting that he had initially attended church only to receive communion and had been repelled by the hymns and the poor quality of the sermons. He later came to consider himself honoured by worshipping with men of faith who came in shabby clothes and work boots and who sang all the verses to all the hymns.
Second World War
After the outbreak of the Second World War in 1939, the Lewises took child evacuees from London and other cities into The Kilns. Lewis was only 40 when the war began, and he tried to re-enter military service, offering to instruct cadets; however, his offer was not accepted. He rejected the recruiting office's suggestion of writing columns for the Ministry of Information in the press, as he did not want to "write lies" to deceive the enemy. He later served in the local Home Guard in Oxford.
From 1941 to 1943, Lewis spoke on religious programmes broadcast by the BBC from London while the city was under periodic air raids. These broadcasts were appreciated by civilians and servicemen at that stage. For example, Air Chief Marshal Sir Donald Hardman wrote:
"The war, the whole of life, everything tended to seem pointless. We needed, many of us, a key to the meaning of the universe. Lewis provided just that."
The youthful Alistair Cooke was less impressed, and in 1944 described "the alarming vogue of Mr. C.S. Lewis" as an example of how wartime tends to "spawn so many quack religions and Messiahs". The broadcasts were anthologized in Mere Christianity. From 1941, Lewis was occupied at his summer holiday weekends visiting R.A.F. stations to speak on his faith, invited by Chaplain-in-Chief Maurice Edwards.
It was also during the same wartime period that Lewis was invited to become first President of the Oxford Socratic Club in January 1942, a position that he enthusiastically held until he resigned on appointment to Cambridge University in 1954.
Honour declined
Lewis was named on the last list of honours by George VI in December 1951 as a Commander of the Order of the British Empire (CBE) but declined so as to avoid association with any political issues.
Chair at Cambridge University
In 1954, Lewis accepted the newly founded chair in Mediaeval and Renaissance Literature at Magdalene College, Cambridge, where he finished his career. He maintained a strong attachment to the city of Oxford, keeping a home there and returning on weekends until his death in 1963.
Joy Davidman
In later life, Lewis corresponded with Joy Davidman Gresham, an American writer of Jewish background, a former Communist, and a convert from atheism to Christianity. She was separated from her alcoholic and abusive husband, novelist William L. Gresham, and came to England with her two sons, David and Douglas. Lewis at first regarded her as an agreeable intellectual companion and personal friend, and it was on this level that he agreed to enter into a civil marriage contract with her so that she could continue to live in the UK. They were married at the register office, 42 St Giles', Oxford, on 23 April 1956. Lewis's brother Warren wrote: "For Jack the attraction was at first undoubtedly intellectual. Joy was the only woman whom he had met ... who had a brain which matched his own in suppleness, in width of interest, and in analytical grasp, and above all in humour and a sense of fun." After complaining of a painful hip, she was diagnosed with terminal bone cancer, and the relationship developed to the point that they sought a Christian marriage. Since she was divorced, this was not straightforward in the Church of England at the time, but a friend, the Rev. Peter Bide, performed the ceremony at her bed in the Churchill Hospital on 21 March 1957.
Gresham's cancer soon went into remission, and the couple lived together as a family with Warren Lewis until 1960, when her cancer recurred. She died on 13 July 1960. Earlier that year, the couple took a brief holiday in Greece and the Aegean; Lewis was fond of walking but not of travel, and this marked his only crossing of the English Channel after 1918. Lewis's book A Grief Observed describes his experience of bereavement in such a raw and personal fashion that he originally released it under the pseudonym N. W. Clerk to keep readers from associating the book with him. Ironically, many friends recommended the book to Lewis as a method for dealing with his own grief. After Lewis's death, his authorship was made public by Faber's, with the permission of the executors.
Lewis continued to raise Gresham's two sons after her death. Douglas Gresham is a Christian like Lewis and his mother, while David Gresham turned to his mother's ancestral faith, becoming Orthodox Jewish in his beliefs. His mother's writings had featured the Jews in an unsympathetic manner, particularly on "shohet" (ritual slaughterer). David informed Lewis that he was going to become a ritual slaughterer to present this type of Jewish religious functionary to the world in a more favourable light. In a 2005 interview, Douglas Gresham acknowledged that he and his brother were not close, although they had corresponded via email.
David died on 25 December 2014. In 2020, Douglas revealed that his brother had died at a Swiss mental hospital, and that when David was a young man he had been diagnosed with paranoid schizophrenia.
Illness and death
In early June 1961, Lewis began experiencing nephritis, which resulted in blood poisoning. His illness caused him to miss the autumn term at Cambridge, though his health gradually began improving in 1962 and he returned that April. His health continued to improve and, according to his friend George Sayer, Lewis was fully himself by early 1963.
On 15 July that year, Lewis fell ill and was admitted to the hospital; he had a heart attack at 5:00 pm the next day and lapsed into a coma, but unexpectedly woke the following day at 2:00 pm. After he was discharged from the hospital, Lewis returned to the Kilns, though he was too ill to return to work. As a result, he resigned from his post at Cambridge in August 1963.
Lewis's condition continued to decline, and he was diagnosed with end-stage kidney failure in mid-November. He collapsed in his bedroom at 5:30 pm on 22 November, exactly one week before his 65th birthday, and died a few minutes later. He is buried in the churchyard of Holy Trinity Church, Headington, Oxford. His brother Warren died on 9 April 1973 and was buried in the same grave.
Media coverage of Lewis's death was almost completely overshadowed by news of the assassination of John F. Kennedy, which occurred on the same day (approximately 55 minutes following Lewis's collapse), as did the death of English writer Aldous Huxley, author of Brave New World. This coincidence was the inspiration for Peter Kreeft's book Between Heaven and Hell: A Dialog Somewhere Beyond Death with John F. Kennedy, C. S. Lewis, & Aldous Huxley. Lewis is commemorated on 22 November in the church calendar of the Episcopal Church.
Career
Scholar
Lewis began his academic career as an undergraduate student at Oxford University, where he won a triple first, the highest honours in three areas of study. He was then elected a Fellow of Magdalen College, Oxford, where he worked for nearly thirty years, from 1925 to 1954. In 1954, he was awarded the newly founded chair of Mediaeval and Renaissance Literature at Cambridge University, and was elected a fellow of Magdalene College. Concerning his appointed academic field, he argued that there was no such thing as an English Renaissance. Much of his scholarly work concentrated on the later Middle Ages, especially its use of allegory. His The Allegory of Love (1936) helped reinvigorate the serious study of late medieval narratives such as the Roman de la Rose.
Lewis was commissioned to write the volume English Literature in the Sixteenth Century (Excluding Drama) for the Oxford History of English Literature. His book A Preface to Paradise Lost is still cited as a criticism of that work. His last academic work, The Discarded Image: An Introduction to Medieval and Renaissance Literature (1964), is a summary of the medieval world view, a reference to the "discarded image" of the cosmos.
Lewis was a prolific writer, and his circle of literary friends became an informal discussion society known as the "Inklings", including J. R. R. Tolkien, Nevill Coghill, Lord David Cecil, Charles Williams, Owen Barfield, and his brother Warren Lewis. Glyer points to December 1929 as the Inklings' beginning date. Lewis's friendship with Coghill and Tolkien grew during their time as members of the Kolbítar, an Old Norse reading group that Tolkien founded and which ended around the time of the inception of the Inklings. At Oxford, he was the tutor of poet John Betjeman, critic Kenneth Tynan, mystic Bede Griffiths, novelist Roger Lancelyn Green and Sufi scholar Martin Lings, among many other undergraduates. The religious and conservative Betjeman detested Lewis, whereas the anti-establishment Tynan retained a lifelong admiration for him.
Of Tolkien, Lewis writes in Surprised by Joy:
Novelist
In addition to his scholarly work, Lewis wrote several popular novels, including the science fiction Space Trilogy for adults and the Narnia fantasies for children. Most deal implicitly with Christian themes such as sin, humanity's fall from grace, and redemption.
His first novel after becoming a Christian was The Pilgrim's Regress (1933), which depicted his experience with Christianity in the style of John Bunyan's The Pilgrim's Progress. The book was poorly received by critics at the time, although David Martyn Lloyd-Jones, one of Lewis's contemporaries at Oxford, gave him much-valued encouragement. Asked by Lloyd-Jones when he would write another book, Lewis replied, "When I understand the meaning of prayer."
The Space Trilogy (also called the Cosmic Trilogy or Ransom Trilogy) dealt with what Lewis saw as the dehumanizing trends in contemporary science fiction. The first book, Out of the Silent Planet, was apparently written following a conversation with his friend J. R. R. Tolkien about these trends. Lewis agreed to write a "space travel" story and Tolkien a "time travel" one, but Tolkien never completed "The Lost Road", linking his Middle-earth to the modern world. Lewis's main character Elwin Ransom is based in part on Tolkien, a fact to which Tolkien alludes in his letters.
The second novel, Perelandra, depicts a new Garden of Eden on the planet Venus, a new Adam and Eve, and a new "serpent figure" to tempt Eve. The story can be seen as an account of what might have happened if the terrestrial Adam had defeated the serpent and avoided the Fall of Man, with Ransom intervening in the novel to "ransom" the new Adam and Eve from the deceptions of the enemy. The third novel, That Hideous Strength, develops the theme of nihilistic science threatening traditional human values, embodied in Arthurian legend.
Many ideas in the trilogy, particularly opposition to dehumanization as portrayed in the third book, are presented more formally in The Abolition of Man, based on a series of lectures by Lewis at Durham University in 1943. Lewis stayed in Durham, where he says he was overwhelmed by the magnificence of the cathedral. That Hideous Strength is in fact set in the environs of "Edgestow" university, a small English university like Durham, though Lewis disclaims any other resemblance between the two.
Walter Hooper, Lewis's literary executor, discovered a fragment of another science-fiction novel apparently written by Lewis called The Dark Tower. Ransom appears in the story but it is not clear whether the book was intended as part of the same series of novels. The manuscript was eventually published in 1977, though Lewis scholar Kathryn Lindskoog doubts its authenticity.
The Chronicles of Narnia, considered a classic of children's literature, is a series of seven fantasy novels. Written between 1949 and 1954 and illustrated by Pauline Baynes, the series is Lewis's most popular work, having sold over 100 million copies in 41 languages . It has been adapted several times, complete or in part, for radio, television, stage and cinema.
The books contain Christian ideas intended to be easily accessible to young readers. In addition to Christian themes, Lewis also borrows characters from Greek and Roman mythology, as well as traditional British and Irish fairy tales.
Lewis's last novel, Till We Have Faces, a retelling of the myth of Cupid and Psyche, was published in 1956. Although Lewis called it "far and away my best book," it was not as well-reviewed as his previous work.
Other works
Lewis wrote several works on Heaven and Hell. One of these, The Great Divorce, is a short novella in which a few residents of Hell take a bus ride to Heaven, where they are met by people who dwell there. The proposition is that they can stay if they choose, in which case they can call the place where they had come from "Purgatory", instead of "Hell", but many find it not to their taste. The title is a reference to William Blake's The Marriage of Heaven and Hell, a concept that Lewis found a "disastrous error". This work deliberately echoes two other more famous works with a similar theme: the Divine Comedy of Dante Alighieri, and Bunyan's The Pilgrim's Progress.
Another short work, The Screwtape Letters, which he dedicated to J. R. R. Tolkien, consists of letters of advice from senior demon Screwtape to his nephew Wormwood on the best ways to tempt a particular human and secure his damnation. Lewis's last novel was Till We Have Faces, which he thought of as his most mature and masterly work of fiction but which was never a popular success. It is a retelling of the myth of Cupid and Psyche from the unusual perspective of Psyche's sister. It is deeply concerned with religious ideas, but the setting is entirely pagan, and the connections with specific Christian beliefs are left implicit.
Before Lewis's conversion to Christianity, he published two books: Spirits in Bondage, a collection of poems, and Dymer, a single narrative poem. Both were published under the pen name Clive Hamilton. Other narrative poems have since been published posthumously, including Launcelot, The Nameless Isle, and The Queen of Drum.
He also wrote The Four Loves, which rhetorically explains four categories of love: friendship, eros, affection, and charity.
In 2009, a partial draft was discovered of Language and Human Nature, which Lewis had begun co-writing with J. R. R. Tolkien, but which was never completed.
Christian apologist
Lewis is also regarded by many as one of the most influential Christian apologists of his time, in addition to his career as an English professor and an author of fiction. Mere Christianity was voted best book of the 20th century by Christianity Today in 2000. He has been called "The Apostle to the Skeptics" due to his approach to religious belief as a sceptic, and his following conversion.
Lewis was very interested in presenting an argument from reason against metaphysical naturalism and for the existence of God. Mere Christianity, The Problem of Pain, and Miracles were all concerned, to one degree or another, with refuting popular objections to Christianity, such as the question, "How could a good God allow pain to exist in the world?" He also became a popular lecturer and broadcaster, and some of his writing originated as scripts for radio talks or lectures (including much of Mere Christianity).
According to George Sayer, losing a 1948 debate with Elizabeth Anscombe, also a Christian, led Lewis to re-evaluate his role as an apologist, and his future works concentrated on devotional literature and children's books. Anscombe had a completely different recollection of the debate's outcome and its emotional effect on Lewis. Victor Reppert also disputes Sayer, listing some of Lewis's post-1948 apologetic publications, including the second and revised edition of his Miracles in 1960, in which Lewis addressed Anscombe's criticism. Noteworthy too is Roger Teichman's suggestion in The Philosophy of Elizabeth Anscombe that the intellectual impact of Anscombe's paper on Lewis's philosophical self-confidence should not be over-rated: "... it seems unlikely that he felt as irretrievably crushed as some of his acquaintances have made out; the episode is probably an inflated legend, in the same category as the affair of Wittgenstein's Poker. Certainly, Anscombe herself believed that Lewis's argument, though flawed, was getting at something very important; she thought that this came out more in the improved version of it that Lewis presented in a subsequent edition of Miracles – though that version also had 'much to criticize in it'."
Lewis wrote an autobiography titled Surprised by Joy, which places special emphasis on his own conversion. He also wrote many essays and public speeches on Christian belief, many of which were collected in God in the Dock and The Weight of Glory and Other Addresses.
His most famous works, the Chronicles of Narnia, contain many strong Christian messages and are often considered allegory. Lewis, an expert on the subject of allegory, maintained that the books were not allegory, and preferred to call the Christian aspects of them "suppositional". As Lewis wrote in a letter to a Mrs. Hook in December 1958:
Prior to his conversion, Lewis used the word "Moslem" to refer to Muslims, adherents of Islam; following his conversion, however, he started using "Mohammedans" and described Islam as a Christian heresy rather than an independent religion.
"Trilemma"
In a much-cited passage from Mere Christianity, Lewis challenged the view that Jesus was a great moral teacher but not God. He argued that Jesus made several implicit claims to divinity, which would logically exclude that claim:
Although this argument is sometimes called "Lewis's trilemma", Lewis did not invent it but rather developed and popularized it. It has also been used by Christian apologist Josh McDowell in his book More Than a Carpenter. It has been widely repeated in Christian apologetic literature but largely ignored by professional theologians and biblical scholars.
Lewis's Christian apologetics, and this argument in particular, have been criticized. Philosopher John Beversluis described Lewis's arguments as "textually careless and theologically unreliable", and this particular argument as logically unsound and an example of a false dilemma. The Pluralist theologian John Hick claimed that New Testament scholars do not now support the view that Jesus claimed to be God. The Anglican New Testament scholar N. T. Wright criticizes Lewis for failing to recognize the significance of Jesus's Jewish identity and setting – an oversight which "at best, drastically short-circuits the argument" and which lays Lewis open to criticism that his argument "doesn't work as history, and it backfires dangerously when historical critics question his reading of the gospels", although he argues that this "doesn't undermine the eventual claim".
Lewis used a similar argument in The Lion, the Witch and the Wardrobe, when the old Professor advises his young guests that their sister's claims of a magical world must logically be taken as either lies, madness, or truth.
Universal morality
One of the main theses in Lewis's apologia is that there is a common morality known throughout humanity, which he calls "natural law". In the first five chapters of Mere Christianity, Lewis discusses the idea that people have a standard of behaviour to which they expect people to adhere. Lewis claims that people all over the earth know what this law is and when they break it. He goes on to claim that there must be someone or something behind such a universal set of principles.
Lewis also portrays Universal Morality in his works of fiction. In The Chronicles of Narnia he describes Universal Morality as the "deep magic" which everyone knew.
In the second chapter of Mere Christianity, Lewis recognizes that "many people find it difficult to understand what this Law of Human Nature ... is." And he responds first to the idea "that the Moral Law is simply our herd instinct" and second to the idea "that the Moral Law is simply a social convention". In responding to the second idea Lewis notes that people often complain that one set of moral ideas is better than another, but that this actually argues for there existing some "Real Morality" to which they are comparing other moralities. Finally, he notes that sometimes differences in moral codes are exaggerated by people who confuse differences in beliefs about morality with differences in beliefs about facts:
Lewis also had fairly progressive views on the topic of "animal morality", in particular the suffering of animals, as is evidenced by several of his essays: most notably, On Vivisection and "On the Pains of Animals".
Legacy
Lewis continues to attract a wide readership. In 2008, The Times ranked him eleventh on their list of "the 50 greatest British writers since 1945". Readers of his fiction are often unaware of what Lewis considered the Christian themes of his works. His Christian apologetics are read and quoted by members of many Christian denominations. In 2013, on the 50th anniversary of his death, Lewis joined some of Britain's greatest writers recognized at Poets' Corner, Westminster Abbey. The dedication service, at noon on 22 November 2013, included a reading from The Last Battle by Douglas Gresham, younger stepson of Lewis. Flowers were laid by Walter Hooper, trustee and literary advisor to the Lewis Estate. An address was delivered by former Archbishop of Canterbury Rowan Williams. The floor stone inscription is a quotation from an address by Lewis:
Lewis has been the subject of several biographies, a few of which were written by close friends, such as Roger Lancelyn Green and George Sayer. In 1985, the screenplay Shadowlands by William Nicholson dramatized Lewis's life and relationship with Joy Davidman Gresham. It was aired on British television starring Joss Ackland and Claire Bloom. This was also staged as a theatre play starring Nigel Hawthorne in 1989 and made into the 1993 feature film Shadowlands starring Anthony Hopkins and Debra Winger.
Many books have been inspired by Lewis, including A Severe Mercy by his correspondent and friend Sheldon Vanauken. The Chronicles of Narnia has been particularly influential. Modern children's literature has been more or less influenced by Lewis's series, such as Daniel Handler's A Series of Unfortunate Events, Eoin Colfer's Artemis Fowl, Philip Pullman's His Dark Materials, and J. K. Rowling's Harry Potter. Pullman is an atheist and is known to be sharply critical of C. S. Lewis's work, accusing Lewis of featuring religious propaganda, misogyny, racism, and emotional sadism in his books. However, he has also modestly praised The Chronicles of Narnia for being a "more serious" work of literature in comparison with Tolkien's "trivial" The Lord of the Rings. Authors of adult fantasy literature such as Tim Powers have also testified to being influenced by Lewis's work.
In A Sword Between the Sexes? C. S. Lewis and the Gender Debates, Mary Stewart Van Leeuwen finds in Lewis's work "a hierarchical and essentialist view of class and gender" corresponding to an upbringing during the Edwardian era.
Most of Lewis's posthumous work has been edited by his literary executor Walter Hooper. Kathryn Lindskoog, an independent Lewis scholar, argued that Hooper's scholarship is not reliable and that he has made false statements and attributed forged works to Lewis. Lewis's stepson, Douglas Gresham, denies the forgery claims, saying that "The whole controversy thing was engineered for very personal reasons ... Her fanciful theories have been pretty thoroughly discredited."
A bronze statue of Lewis's character Digory from The Magician's Nephew stands in Belfast's Holywood Arches in front of the Holywood Road Library.
Several C. S. Lewis Societies exist around the world, including one which was founded in Oxford in 1982. The C.S. Lewis Society at the University of Oxford meets at Pusey House during term time to discuss papers on the life and works of Lewis and the other Inklings, and generally appreciate all things Lewisian.
Live-action film adaptations have been made of three of The Chronicles of Narnia: The Lion, the Witch, and the Wardrobe (2005), Prince Caspian (2008) and The Voyage of the Dawn Treader (2010).
Lewis is featured as a main character in The Chronicles of the Imaginarium Geographica series by James A. Owen. He is one of two characters in Mark St. Germain's 2009 play Freud's Last Session, which imagines a meeting between Lewis, aged 40, and Sigmund Freud, aged 83, at Freud's house in Hampstead, London, in 1939, as the Second World War is about to break out.
In 2021, The Most Reluctant Convert, a biographical drama about Lewis's life and conversion, was released.
The CS Lewis Nature Reserve, on ground owned by Lewis, lies behind his house, The Kilns. There is public access.
Bibliography
See also
Marion E. Wade Center at Wheaton College, has the world's largest collection of works by and about Lewis
Courtly love
Johan Huizinga
D. W. Robertson Jr.
Notes
References
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Further reading
Beversluis, John (1985), C. S. Lewis and the Search for Rational Religion. Grand Rapids: Eerdmans
Bresland, Ronald W. (1999), The Backward Glance: C. S. Lewis and Ireland. Belfast: Institute of Irish Studies at Queen's University of Belfast.
Brown, Devin (2013), A Life Observed: A Spiritual Biography of C. S. Lewis. Grand Rapids: Brazos Press
Christopher, Joe R. & Joan K. Ostling (1972), C. S. Lewis: An Annotated Checklist of Writings About Him and His Works. Kent, Ohio: Kent State University Press, n.d.
Como, James (1998), Branches to Heaven: The Geniuses of C. S. Lewis. Spence
Como, James (2006), Remembering C. S. Lewis (3rd edn. of C. S. Lewis at the Breakfast Table). Ignatius Press
Connolly, Sean (2007), Inklings of Heaven: C. S. Lewis and Eschatology. Gracewing.
Coren, Michael (1994), The Man Who Created Narnia: The Story of C. S. Lewis. Grand Rapids: Eerdmans, reprint edition 1996 (First published 1994 in Canada by Lester Publishing Limited).
Derrick, Christopher (1981) C. S. Lewis and the Church of Rome: A Study in Proto-Ecumenism. Ignatius Press.
Downing, David C. (1992), Planets in Peril: A Critical Study of C. S. Lewis's Ransom Trilogy. Amherst: University of Massachusetts Press.
Downing, David C. (2002), The Most Reluctant Convert: C. S. Lewis's Journey to Faith. InterVarsity.
Downing, David C. (2005), Into the Region of Awe: Mysticism in C. S. Lewis. InterVarsity.
Downing, David C. (2005), Into the Wardrobe: C. S. Lewis and the Narnia Chronicles. San Francisco: Jossey-Bass.
Duriez, Colin (2003), Tolkien and C. S. Lewis: The Gift of Friendship. Paulist Press
Duriez, Colin (2015), Bedeviled: Lewis, Tolkien and the Shadow of Evil. InterVarsity Press
Duriez, Colin & David Porter (2001), The Inklings Handbook: The Lives, Thought and Writings of C. S. Lewis, J. R. R. Tolkien, Charles Williams, Owen Barfield, and Their Friends. London: Azure.
Edwards, Bruce L. (2005), Further Up and Further In: Understanding C. S. Lewis's The Lion, the Witch, and the Wardrobe. Broadman and Holman.
Edwards, Bruce L. (2005), Not a Tame Lion: The Spiritual World of Narnia. Tyndale.
Fowler, Alastair, "C. S. Lewis: Supervisor", Yale Review; Vol. 91, No. 4 (October 2003).
Gardner, Helen (1966) "† Clive Staples Lewis, 1898–1963". Biographical memoir, in Proceedings of the British Academy 51 (1966), 417–28.
Gibb, Jocelyn (ed.) (1965), Light on C. S. Lewis. Geoffrey Bles, 1965, & Harcourt Brace Jovanovich, 1976.
Gilbert, Douglas & Clyde Kilby (1973) C. S. Lewis: Images of His World. Eerdmans, 1973 & 2005.
Gresham, Douglas (1994), Lenten Lands: My Childhood with Joy Davidman and C. S. Lewis. HarperSanFrancisco.
Gresham, Douglas (2005), Jack's Life: A Memory of C. S. Lewis. Broadman & Holman Publishers.
Griffin, William (2005), C. S. Lewis: The Authentic Voice (formerly C. S. Lewis: A Dramatic Life). Lion.
Hart, Dabney Adams (1984), Through the Open Door: A New Look at C. S. Lewis. University of Alabama Press.
Heck, Joel D. (2006), Irrigating Deserts: C. S. Lewis on Education. Concordia Publishing House.
Keefe, Carolyn (1979), C. S. Lewis: Speaker & Teacher. Zondervan.
Kennedy, Jon (2008), The Everything Guide to C. S. Lewis and Narnia. Adams Media.
Kennedy, Jon (2012), C. S. Lewis Themes and Threads. Amazon Kindle ASIN B00ATSY3AQ
Kilby, Clyde S. (1964), The Christian World of C. S. Lewis. Grand Rapids: Eerdmans, 1964, 1995.
King, Don W. (2001), C. S. Lewis, Poet: The Legacy of His Poetic Impulse. Kent, Ohio: Kent State University Press.
Lindskoog, Kathryn (1994), Light in the Shadowlands: Protecting the Real C. S. Lewis. Multnomah Pub.
Lowenberg, Susan (1993), C. S. Lewis: A Reference Guide, 1972–1988. Hall & Co.
Mardindale, Wayne & Jerry Root (1990), The Quotable Lewis. Tyndale House Publishers.
Martin, Thomas L. (ed.) (2000), Reading the Classics with C. S. Lewis. Baker Academic.
Miller, Laura (2008) "The Magician's Book", Little, Brown & Co.
Mills, David (ed) (1998) The Pilgrim's Guide: C. S. Lewis and the Art of Witness. Grand Rapids: Eerdmans.
Pearce, Joseph (1999), C. S. Lewis and the Catholic Church. HarperCollins, 1999; then Ignatius Press, 2003.
Peters, Thomas C. (1998), Simply C. S. Lewis: A Beginner's Guide to His Life and Works. Kingsway Publications.
Phillips, Justin (2003), C. S. Lewis at the BBC: Messages of Hope in the Darkness of War. Marshall Pickering.
Poe, Harry Lee & Rebecca Whitten Poe (eds) (2006), C. S. Lewis Remembered: Collected Reflections of Students, Friends & Colleagues. Zondervan.
Reppert, Victor (2003), C. S. Lewis's Dangerous Idea: In Defense of the Argument from Reason. InterVarsity Press.
Sayer, George (1988), Jack: C. S. Lewis and His Times. London: Macmillan.
Schakel, Peter J. (1984), Reason and Imagination in C. S. Lewis: A Study of "Till We Have Faces" . Grand Rapids: Eerdmans.
Schakel, Peter J. (2002), Imagination and the Arts in C. S. Lewis: Journeying to Narnia and Other Worlds. University of Missouri Press.
Schakel, Peter J. (ed.) (1977), The Longing for a Form: Essays on the Fiction of C. S. Lewis. Kent, Ohio: Kent State University Press.
Schakel, Peter J. & Charles A. Huttar (eds.) (1991), Word and Story in C. S. Lewis. University of Missouri Press.
Schofield, Stephen (1983), In Search of C. S. Lewis. Bridge Logos Pub.
Schultz, Jeffrey D. & John G. West Jr. (eds) (1998), The C. S. Lewis Readers' Encyclopedia. Zondervan Publishing House.
Schwartz, Sanford (2009), C. S. Lewis on the Final Frontier: Science and the Supernatural in the Space Trilogy. Oxford University Press. .
Tennyson, G. B. (ed.) (1989), Owen Barfield on C. S. Lewis. Wesleyan University Press
Wagner, Richard J. (2005) C. S. Lewis and Narnia for Dummies. For Dummies.
Walker, Andrew & Patrick James (eds.) (1998), Rumours of Heaven: Essays in Celebration of C. S. Lewis, Guildford: Eagle.
Walsh, Chad (1949), C. S. Lewis: Apostle to the Skeptics. London: Macmillan
Walsh, Chad (1979), The Literary Legacy of C. S. Lewis. New York: Harcourt Brace Jovanovich.
Ward, Michael (2008), Planet Narnia. Oxford University Press.
Watson, George (ed.) (1992), Critical Essays on C. S. Lewis. Menston: Scolar Press.
White, Michael (2005), C. S. Lewis: The Boy Who Chronicled Narnia. Abacus.
Wielenberg, Erik J. (2007), God and the Reach of Reason. Cambridge University Press.
External links
Journal of Inklings Studies peer-reviewed journal on Lewis and his literary circle, based at Oxford
C. S. Lewis Reading Room, with extensive links to online primary and secondary literature (Tyndale Seminary)
C. S. Lewis research collection at The Marion E. Wade Center at Wheaton College
C. S. Lewis at the Encyclopedia of Science Fiction
C. S. Lewis at the Encyclopedia of Fantasy
BBC Radio 4 – Great Lives – Suzannah Lipscomb on CS Lewis – 3 January 2017 Step though the wardrobe on Great Lives as CS Lewis – creator of the Narnia Chronicles – is this week's choice
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5820 | https://en.wikipedia.org/wiki/Confucianism | Confucianism | Confucianism, also known as Ruism or Ru classicism, is a system of thought and behavior originating in ancient China, and is variously described as a tradition, philosophy, (humanistic or rationalistic) religion, theory of government, or way of life. Confucianism developed from what was later called the Hundred Schools of Thought from the teachings of the Chinese philosopher Confucius (551–479 BCE). Confucius considered himself a transmitter of cultural values inherited from the Xia (c. 2070–1600 BCE), Shang (c. 1600–1046 BCE) and Western Zhou dynasties (c. 1046–771 BCE). Confucianism was suppressed during the Legalist and autocratic Qin dynasty (221–206 BCE), but survived. During the Han dynasty (206 BCE – 220 CE), Confucian approaches edged out the "proto-Taoist" Huang–Lao as the official ideology, while the emperors mixed both with the realist techniques of Legalism.
Confucianism regards texts such as the Five Classics as examples that should be followed to increase the harmony of the family, social order as a whole, and the world. A Confucian revival began during the Tang dynasty (618–907 CE). In the late Tang, Confucianism developed in response to Buddhism and Taoism and was reformulated as Neo-Confucianism. This reinvigorated form was adopted as the basis of the imperial exams and the core philosophy of the scholar-official class in the Song dynasty (960–1297). The abolition of the examination system in 1905 marked the end of official Confucianism. The intellectuals of the New Culture Movement of the early twentieth century blamed Confucianism for China's weaknesses. They searched for new doctrines to replace Confucian teachings; some of these new ideologies include the "Three Principles of the People" with the establishment of the Republic of China, and then Maoism under the People's Republic of China. In the late twentieth century, the Confucian work ethic has been credited with the rise of the East Asian economy.
With particular emphasis on the importance of the family and social harmony, rather than on an otherworldly source of spiritual values, the core of Confucianism is humanistic. According to American philosopher Herbert Fingarette's conceptualisation of Confucianism as a philosophical system which regards "the secular as sacred", Confucianism transcends the dichotomy between religion and humanism, considering the ordinary activities of human life—and especially human relationships—as a manifestation of the sacred, because they are the expression of humanity's moral nature (), which has a transcendent anchorage in tian (). While the Confucian concept of tian shares some similarities with the concept of a deity, it is primarily an impersonal absolute principle like the tao or the Brahman. Most scholars and practitioners do not think of tian as a god, and the deities that many Confucians worship do not originate from orthodox Confucianism. Confucianism focuses on the practical order that is given by a this-worldly awareness of tian.
In religious Confucianism, liturgy (called , or sometimes , meaning 'orthopraxy') led by Confucian priests or "sages of rites" () to worship the gods in public and ancestral Chinese temples is preferred on certain occasions, by Confucian religious groups and for civil religious rites, over Taoist or popular ritual. The worldly concern of Confucianism rests upon the belief that human beings are fundamentally good, and teachable, improvable, and perfectible through personal and communal endeavor, especially self-cultivation and self-creation. Confucian thought focuses on the cultivation of virtue in a morally organised world. Some of the basic Confucian ethical concepts and practices include ren, yi, li, and zhi. Ren is the essence of the human being which manifests as compassion. It is the virtue-form of Heaven. Yi is the upholding of righteousness and the moral disposition to do good. Li is a system of ritual norms and propriety that determines how a person should properly act in everyday life in harmony with the law of Heaven. Zhi () is the ability to see what is right and fair, or the converse, in the behaviors exhibited by others. Confucianism holds one in contempt, either passively or actively, for failure to uphold the cardinal moral values of ren and yi.
Traditionally, cultures and countries in the East Asian cultural sphere are strongly influenced by Confucianism, including China, Taiwan, Korea, Japan, and Vietnam, as well as various territories settled predominantly by Han Chinese people, such as Singapore and Myanmar's Kokang. Today, it has been credited for shaping East Asian societies and overseas Chinese communities, and to some extent, other parts of Asia. Most Confucianist movements have had significant differences from the original Zhou-era teachings, and are typically much more complex because of their reliance on "elaborate doctrine" and other factors such as traditions with long histories. In the past few decades, there have been talks of a "Confucian Revival" in the academic and the scholarly community, and there has been a grassroots proliferation of various types of Confucian churches. In late 2015, many Confucian personalities formally established a national Confucian Church () in China to unify the many Confucian congregations and civil society organisations.
Terminology
Strictly speaking, there is no term in Chinese which directly corresponds to "Confucianism". The closest catch-all term for things related to Confucianism is the word ru (). Its literal meanings in modern Chinese include 'scholar', 'learned', or 'refined man'. In Old Chinese the word had a distinct set of meanings, including 'to tame', 'to mould', 'to educate', and 'to refine'. Several different terms, some of which with modern origin, are used in different situations to express different facets of Confucianism, including:
– "the ru school of thought";
– "ru religious doctrine";
– "ru studies";
– "Confucius's religious doctrine";
– "Confucius's family's business", a pejorative phrase used during the New Culture Movement and the Cultural Revolution.
Three of them use ru. These names do not use the name "Confucius" at all, but instead focus on the ideal of the Confucian man. The use of the term "Confucianism" has been avoided by some modern scholars, who favor "Ruism" and "Ruists" instead. Robert Eno argues that the term has been "burdened... with the ambiguities and irrelevant traditional associations". Ruism, as he states, is more faithful to the original Chinese name for the school.
The term "Traditionalist" has been suggested by David Schaberg to emphasize the connection to the past, its standards, and inherited forms, in which Confucius himself placed so much importance. This translation of the word ru is followed by e.g. Yuri Pines.
According to Zhou Youguang, ru originally referred to shamanic methods of holding rites and existed before Confucius's times, but with Confucius it came to mean devotion to propagating such teachings to bring civilisation to the people. Confucianism was initiated by the disciples of Confucius, developed by Mencius ( 372–289 BCE) and inherited by later generations, undergoing constant transformations and restructuring since its establishment, but preserving the principles of humaneness and righteousness at its core.
In the Western world, the character for water is often used as a symbol for Confucianism, which is not the case in modern China. However, the five phases were used as important symbols representing leadership in Han dynasty thought, including Confucianist works.
Five Classics and the Confucian vision
Traditionally, Confucius was thought to be the author or editor of the Five Classics which were the basic texts of Confucianism, all edited into their received versions around 500 years later by Imperial Librarian Liu Xin. The scholar Yao Xinzhong allows that there are good reasons to believe that Confucian classics took shape in the hands of Confucius, but that "nothing can be taken for granted in the matter of the early versions of the classics". Yao suggests that most modern scholars hold the "pragmatic" view that Confucius and his followers did not intend to create a system of classics, but nonetheless "contributed to their formation".
The scholar Tu Weiming explains these classics as embodying "five visions" which underlie the development of Confucianism:
I Ching (Classic of Change or Book of Changes), generally held to be the earliest of the classics, shows a metaphysical vision which combines divinatory art with numerological technique and ethical insight; philosophy of change sees cosmos as interaction between the two energies yin and yang; universe always shows organismic unity and dynamism.
Classic of Poetry or Book of Songs is the earliest anthology of Chinese poems and songs, with the earliest strata antedating the Zhou conquest. It shows the poetic vision in the belief that poetry and music convey common human feelings and mutual responsiveness.
Book of Documents or Book of History is a compilation of speeches of major figures and records of events in ancient times, embodying the political vision and addressing the kingly way in terms of the ethical foundation for humane government. The documents show the sagacity, filial piety, and work ethic of mythical sage-emperors Yao, Shun, and Yu, who established a political culture which was based on responsibility and trust. Their virtue formed a covenant of social harmony which did not depend on punishment or coercion.
Book of Rites describes the social forms, administration, and ceremonial rites of the Zhou Dynasty. This social vision defined society not as an adversarial system based on contractual relations but as a network of kinship groups bound by cultural identity and ritual practice, socially responsible for one another and the transmission of proper antique forms. The four functional occupations are cooperative (farmer, scholar, artisan, merchant).
Spring and Autumn Annals chronicles the period to which it gives its name, Spring and Autumn period (771–481 BCE), from the perspective of Confucius's home state of Lu. These events emphasise the significance of collective memory for communal self-identification, for reanimating the old is the best way to attain the new.
Doctrines
Theory and theology
Confucianism revolves around the pursuit of the unity of the individual self and tian ("heaven"). Put it another way, it focuses on the relationship between humanity and heaven. The principle or way of Heaven (tian li or tian tao) is the order of the world and the source of divine authority. Tian li or tian tao is monistic, meaning that it singular and indivisible. Individuals may realise their humanity and become one with Heaven through the contemplation of such order. This transformation of the self may be extended to the family and society to create a harmonious community. Joël Thoraval studied Confucianism as a diffused civil religion in contemporary China, finding that it expresses itself in the widespread worship of five cosmological entities: Heaven and Earth (), the sovereign or the government (), ancestors () and masters ().
According to the scholar Stephan Feuchtwang, in Chinese cosmology, which is not merely Confucian but shared by many Chinese religions, "the universe creates itself out of a primary chaos of material energy" (hundun and qi), organising through the polarity of yin and yang which characterises any thing and life. Creation is therefore a continuous ordering; it is not a creation ex nihilo. "Yin and yang are the invisible and visible, the receptive and the active, the unshaped and the shaped; they characterise the yearly cycle (winter and summer), the landscape (shady and bright), the sexes (female and male), and even sociopolitical history (disorder and order). Confucianism is concerned with finding "middle ways" between yin and yang at every new configuration of the world."
Confucianism conciliates both the inner and outer polarities of spiritual cultivation, that is to say self-cultivation and world redemption, synthesised in the ideal of "sageliness within and kingliness without". Ren, translated as "humaneness" or the essence proper of a human being, is the character of compassionate mind; it is the virtue endowed by Heaven and at the same time the means by which man may achieve oneness with Heaven comprehending his own origin in Heaven and therefore divine essence. In the , it is defined as "to form one body with all things" and "when the self and others are not separated... compassion is aroused".
"Lord Heaven" and "Jade Emperor" were terms for a Confucianist supreme deity who was an anthropromorphized tian, and some conceptions of it thought of the two names as synonymous.
Tian and the gods
Tian, a key concept in Chinese thought, refers to the God of Heaven, the northern culmen of the skies and its spinning stars, earthly nature and its laws which come from Heaven, to 'Heaven and Earth' (that is, "all things"), and to the awe-inspiring forces beyond human control. There are so many uses in Chinese thought that it is impossible to give a single English translation.
Confucius used the term in a mystical way. He wrote in the Analects (7.23) that tian gave him life, and that tian watched and judged (6.28; 9.12). In 9.5 Confucius says that a person may know the movements of tian, and this provides with the sense of having a special place in the universe. In 17.19 Confucius says that tian spoke to him, though not in words. The scholar Ronnie Littlejohn warns that tian was not to be interpreted as a personal God comparable to that of the Abrahamic faiths, in the sense of an otherworldly or transcendent creator. Rather it is similar to what Taoists meant by Dao: "the way things are" or "the regularities of the world", which Stephan Feuchtwang equates with the ancient Greek concept of physis, "nature" as the generation and regenerations of things and of the moral order. Tian may also be compared to the Brahman of Hindu and Vedic traditions. The scholar Promise Hsu, in the wake of Robert B. Louden, explained 17:19 ("What does Tian ever say? Yet there are four seasons going round and there are the hundred things coming into being. What does Tian say?") as implying that even though Tian is not a "speaking person", it constantly "does" through the rhythms of nature, and communicates "how human beings ought to live and act", at least to those who have learnt to carefully listen to it.
Duanmu Ci, a disciple of Confucius, said that Tian had set the master on the path to become a wise man (9.6). In 7.23 Confucius says that he has no doubt left that Tian gave him life, and from it he had developed right virtue (de). In 8.19, he says that the lives of the sages are interwoven with Tian.
Regarding personal gods (shen, energies who emanate from and reproduce Tian) enliving nature, in the Analects Confucius says that it is appropriate (yi) for people to worship () them, although only through proper rites (li), implying respect of positions and discretion. Confucius himself was a ritual and sacrificial master.
Answering to a disciple who asked whether it is better to sacrifice to the god of the stove or to the god of the family (a popular saying), in 3.13 Confucius says that in order to appropriately pray gods one should first know and respect Heaven. In 3.12, he explains that religious rituals produce meaningful experiences, and one has to offer sacrifices in person, acting in presence, otherwise "it is the same as not having sacrificed at all". Rites and sacrifices to the gods have an ethical importance: they generate good life, because taking part in them leads to the overcoming of the self. Analects 10.11 tells that Confucius always took a small part of his food and placed it on the sacrificial bowls as an offering to his ancestors.
Some Confucian movements worship Confucius, although not as a supreme being or anything else approaching the power of tian or the tao, and/or gods from Chinese folk religion. These movements are not a part of mainstream Confucianism, although the boundary between Chinese folk religion and Confucianism can be blurred.
Other movements, such as Mohism which was later absorbed by Taoism, developed a more theistic idea of Heaven. Feuchtwang explains that the difference between Confucianism and Taoism primarily lies in the fact that the former focuses on the realisation of the starry order of Heaven in human society, while the latter on the contemplation of the Dao which spontaneously arises in nature. However, Confucianism does venerate many aspects of nature and also respects various tao, as well as what Confucius saw as the main tao, the "[Way] of Heaven."
The Way of Heaven involves "lifelong and sincere devotion to traditional cultural forms" and wu wei, "a state of spontaneous harmony between individual inclinations and the sacred Way".
Kelly James Clark argued that Confucius himself saw Tian as an anthropomorphic god that Clark hypothetically refers to as "Heavenly Supreme Emperor", although most other scholars on Confucianism disagree with this view.
Social morality and ethics
As explained by Stephan Feuchtwang, the order coming from Heaven preserves the world, and has to be followed by humanity finding a "middle way" between yin and yang forces in each new configuration of reality. Social harmony or morality is identified as patriarchy, which is expressed in the worship of ancestors and deified progenitors in the male line, at ancestral shrines.
Confucian ethical codes are described as humanistic. They may be practiced by all the members of a society. Confucian ethics is characterised by the promotion of virtues, encompassed by the Five Constants, elaborated by Confucian scholars out of the inherited tradition during the Han dynasty. The Five Constants are:
Ren (benevolence, humaneness)
Yi (righteousness, justice)
Li (propriety, rites)
Zhi (: wisdom, knowledge)
Xin (sincerity, faithfulness)
These are accompanied by the classical four virtues (), one of which (Yi) is also included among the Five Constants:
Yi (see above)
Loyalty ()
Filial piety ()
()
There are many other traditionally Confucian values, such as , , , , a , , , , , and ).
Ren
Ren is the Confucian virtue denoting the good feeling a virtuous human experiences when being altruistic. It is exemplified by a normal adult's protective feelings for children. It is considered the essence of the human being, endowed by Heaven, and at the same time the means by which someone may act according to the principle of Heaven and become one with it.
Yan Hui, Confucius's most outstanding student, once asked his master to describe the rules of ren and Confucius replied, "one should see nothing improper, hear nothing improper, say nothing improper, do nothing improper." Confucius also defined ren in the following way: "wishing to be established himself, seeks also to establish others; wishing to be enlarged himself, he seeks also to enlarge others."
Another meaning of ren is "not to do to others as you would not wish done to yourself." Confucius also said, "ren is not far off; he who seeks it has already found it." Ren is close to man and never leaves him.
Rite and centring
Li () is a word which finds its most extensive use in Confucian and post-Confucian Chinese philosophy. Li is variously translated as 'rite' or 'reason', 'ratio' in the pure sense of Vedic ('right', 'order') when referring to the cosmic law, but when referring to its realisation in the context of human social behaviour it has also been translated as 'customs', 'measures' and 'rules', among other terms. Li also means religious rites which establish relations between humanity and the gods.
According to Stephan Feuchtwang, rites are conceived as "what makes the invisible visible", making possible for humans to cultivate the underlying order of nature. Correctly performed rituals move society in alignment with earthly and heavenly (astral) forces, establishing the harmony of the three realms—Heaven, Earth and humanity. This practice is defined as "centering" ( or ). Among all things of creation, humans themselves are "central" because they have the ability to cultivate and centre natural forces.
Li embodies the entire web of interaction between humanity, human objects, and nature. Confucius includes in his discussions of li such diverse topics as learning, tea drinking, titles, mourning, and governance. Xunzi cites "songs and laughter, weeping and lamentation... rice and millet, fish and meat... the wearing of ceremonial caps, embroidered robes, and patterned silks, or of fasting clothes and mourning clothes... spacious rooms and secluded halls, soft mats, couches and benches" as vital parts of the fabric of li.
Confucius envisioned proper government being guided by the principles of li. Some Confucians proposed that all human beings may pursue perfection by learning and practising li. Overall, Confucians believe that governments should place more emphasis on li and rely much less on penal punishment when they govern.
Loyalty
Loyalty () is particularly relevant for the social class to which most of Confucius's students belonged, because the most important way for an ambitious young scholar to become a prominent official was to enter a ruler's civil service.
Confucius himself did not propose that "might makes right", but rather that a superior should be obeyed because of his moral rectitude. In addition, loyalty does not mean subservience to authority. This is because reciprocity is demanded from the superior as well. As Confucius stated "a prince should employ his minister according to the rules of propriety; ministers should serve their prince with faithfulness (loyalty)."
Similarly, Mencius also said that "when the prince regards his ministers as his hands and feet, his ministers regard their prince as their belly and heart; when he regards them as his dogs and horses, they regard him as another man; when he regards them as the ground or as grass, they regard him as a robber and an enemy." Moreover, Mencius indicated that if the ruler is incompetent, he should be replaced. If the ruler is evil, then the people have the right to overthrow him. A good Confucian is also expected to remonstrate with his superiors when necessary. At the same time, a proper Confucian ruler should also accept his ministers' advice, as this will help him govern the realm better.
In later ages, however, emphasis was often placed more on the obligations of the ruled to the ruler, and less on the ruler's obligations to the ruled. Like filial piety, loyalty was often subverted by the autocratic regimes in China. Nonetheless, throughout the ages, many Confucians continued to fight against unrighteous superiors and rulers. Many of these Confucians suffered and sometimes died because of their conviction and action. During the Ming-Qing era, prominent Confucians such as Wang Yangming promoted individuality and independent thinking as a counterweight to subservience to authority. The famous thinker Huang Zongxi also strongly criticised the autocratic nature of the imperial system and wanted to keep imperial power in check.
Many Confucians also realised that loyalty and filial piety have the potential of coming into conflict with one another. This may be true especially in times of social chaos, such as during the period of the Ming-Qing transition.
Filial piety
In Confucian philosophy, is a virtue of respect for one's parents and ancestors, and of the hierarchies within society: father–son, elder–junior and male–female. The Confucian classic Xiaojing ("Book of Piety"), thought to be written during the Qin or Han dynasties, has historically been the authoritative source on the Confucian tenet of xiao. The book, a conversation between Confucius and his disciple Zeng Shen, is about how to set up a good society using the principle of xiao.
In more general terms, filial piety means to be good to one's parents; to take care of one's parents; to engage in good conduct not just towards parents but also outside the home so as to bring a good name to one's parents and ancestors; to perform the duties of one's job well so as to obtain the material means to support parents as well as carry out sacrifices to the ancestors; not be rebellious; show love, respect and support; the wife in filial piety must obey her husband absolutely and take care of the whole family wholeheartedly. display courtesy; ensure male heirs, uphold fraternity among brothers; wisely advise one's parents, including dissuading them from moral unrighteousness, for blindly following the parents' wishes is not considered to be xiao; display sorrow for their sickness and death; and carry out sacrifices after their death.
Filial piety is considered a key virtue in Chinese culture, and it is the main concern of a large number of stories. One of the most famous collections of such stories is "The Twenty-four Filial Exemplars". These stories depict how children exercised their filial piety in the past. While China has always had a diversity of religious beliefs, filial piety has been common to almost all of them; historian Hugh D.R. Baker calls respect for the family the only element common to almost all Chinese believers.
Relationships
Social harmony results in part from every individual knowing his or her place in the natural order, and playing his or her part well. Reciprocity or responsibility (renqing) extends beyond filial piety and involves the entire network of social relations, even the respect for rulers. This is shown in the story where Duke Jing of Qi asks Confucius about government, by which he meant proper administration so as to bring social harmony:
Particular duties arise from one's particular situation in relation to others. The individual stands simultaneously in several different relationships with different people: as a junior in relation to parents and elders, and as a senior in relation to younger siblings, students, and others. While juniors are considered in Confucianism to owe their seniors reverence, seniors also have duties of benevolence and concern toward juniors. The same is true with the husband and wife relationship where the husband needs to show benevolence towards his wife and the wife needs to respect the husband in return. This theme of mutuality still exists in East Asian cultures even to this day.
The Five Bonds are: ruler to ruled, father to son, husband to wife, elder brother to younger brother, friend to friend. Specific duties were prescribed to each of the participants in these sets of relationships. Such duties are also extended to the dead, where the living stand as sons to their deceased family. The only relationship where respect for elders is not stressed was the friend to friend relationship, where mutual equal respect is emphasised instead. All these duties take the practical form of prescribed rituals, for instance wedding and death rituals.
Junzi
The junzi ('lord's son') is a Chinese philosophical term often translated as "gentleman" or "superior person" and employed by Confucius in the Analects to describe the ideal man.
In Confucianism, the sage or wise is the ideal personality; however, it is very hard to become one of them. Confucius created the model of junzi, gentleman, which may be achieved by any individual. Later, Zhu Xi defined junzi as second only to the sage. There are many characteristics of the junzi: he may live in poverty, he does more and speaks less, he is loyal, obedient and knowledgeable. The junzi disciplines himself. Ren is fundamental to become a junzi.
As the potential leader of a nation, a son of the ruler is raised to have a superior ethical and moral position while gaining inner peace through his virtue. To Confucius, the junzi sustained the functions of government and social stratification through his ethical values. Despite its literal meaning, any righteous man willing to improve himself may become a junzi.
In contrast to the junzi, the xiaoren (, "small or petty person") does not grasp the value of virtues and seeks only immediate gains. The petty person is egotistic and does not consider the consequences of his action in the overall scheme of things. Should the ruler be surrounded by xiaoren as opposed to junzi, his governance and his people will suffer due to their small-mindness. Examples of such xiaoren individuals may range from those who continually indulge in sensual and emotional pleasures all day to the politician who is interested merely in power and fame; neither sincerely aims for the long-term benefit of others.
The junzi enforces his rule over his subjects by acting virtuously himself. It is thought that his pure virtue would lead others to follow his example. The ultimate goal is that the government behaves much like a family, the junzi being a beacon of filial piety.
Rectification of names
Confucius believed that social disorder often stemmed from failure to perceive, understand, and deal with reality. Fundamentally, then, social disorder may stem from the failure to call things by their proper names, and his solution to this was the . He gave an explanation of this concept to one of his disciples:
Zi-lu said, "The vassal of Wei has been waiting for you, in order with you to administer the government. What will you consider the first thing to be done?"
The Master replied, "What is necessary to rectify names."
"So! indeed!" said Zi-lu. "You are wide off the mark! Why must there be such rectification?"
The Master said, "How uncultivated you are, Yu! The superior man [Junzi] cannot care about the everything, just as he cannot go to check all himself!
If names be not correct, language is not in accordance with the truth of things.
If language be not in accordance with the truth of things, affairs cannot be carried on to success.
When affairs cannot be carried on to success, proprieties and music do not flourish.
When proprieties and music do not flourish, punishments will not be properly awarded.
When punishments are not properly awarded, the people do not know how to move hand or foot.
Therefore a superior man considers it necessary that the names he uses may be spoken appropriately, and also that what he speaks may be carried out appropriately. What the superior man requires is just that in his words there may be nothing incorrect."
(Analects XIII, 3, tr. Legge)
Xunzi chapter (22) "On the Rectification of Names" claims the ancient sage-kings chose names () that directly corresponded with actualities (), but later generations confused terminology, coined new nomenclature, and thus could no longer distinguish right from wrong. Since social harmony is of utmost importance, without the proper rectification of names, society would essentially crumble and "undertakings [would] not [be] completed."
History
Metaphysical antecedents
According to He Guanghu, Confucianism may be identified as a continuation of the Shang-Zhou (–256 BCE) official religion, or the Chinese aboriginal religion which has lasted uninterrupted for three thousand years. Both the dynasties worshipped a supreme "godhead", called Shangdi ('Highest Deity') or Di by the Shang and Tian ('Heaven') by the Zhou. Shangdi was conceived as the first ancestor of the Shang royal house, an alternate name for him being the "Supreme Progenitor" (). Shang theology viewed the multiplicity of gods of nature and ancestors as parts of Di. Di manifests as the Wufang Shangdi with the winds () as its cosmic will. With the Zhou dynasty, which overthrew the Shang, the name for the supreme godhead became tian. While the Shang identified Shangdi as their ancestor-god to assert their claim to power by divine right, the Zhou transformed this claim into a legitimacy based on moral power, the Mandate of Heaven. In Zhou theology, Tian had no singular earthly progeny, but bestowed divine favour on virtuous rulers. Zhou kings declared that their victory over the Shang was because they were virtuous and loved their people, while the Shang were tyrants and thus were deprived of power by Tian.
John C. Didier and David Pankenier relate the shapes of both the ancient Chinese characters for Di and Tian to the patterns of stars in the northern skies, either drawn, in Didier's theory by connecting the constellations bracketing the north celestial pole as a square, or in Pankenier's theory by connecting some of the stars which form the constellations of the Big Dipper and broader Ursa Major, and Ursa Minor (Little Dipper). Cultures in other parts of the world have also conceived these stars or constellations as symbols of the origin of things, the supreme godhead, divinity and royal power. The supreme godhead was also identified with the dragon, symbol of unlimited power (qi), of the protean primordial power which embodies both yin and yang in unity, associated to the constellation Draco which winds around the north ecliptic pole, and slithers between the Little and Big Dipper.
Zhou traditions wane
By the 6th century BCE, the power of Tian and the symbols that represented it on earth (architecture of cities, temples, altars and ritual vessels, and the Zhou system of rites) became "diffuse" and claimed by different potentates in the Zhou states to legitimise economic, political, and military ambitions. Communication with the divine no longer was an exclusive privilege of the Zhou royal house, but might be bought by anyone able to afford the elaborate ceremonies and the old and new rites required to access the authority of Tian.
Besides the waning Zhou ritual system, what may be defined as traditions, or traditions outside of the official system, developed as attempts to access the will of Tian. As central political authority crumbled in the wake of the collapse of the Western Zhou, the population lost faith in the official tradition, which was no longer perceived as an effective way to communicate with Heaven. The traditions of the and of the Yijing flourished. Chinese thinkers, faced with this challenge to legitimacy, diverged in a "Hundred Schools of Thought", each positing its own philosophical lens for understanding the processes of the world.
Confucius (551–479 BCE) appeared in this period of political reconfiguration and spiritual questioning. He was educated in Shang–Zhou traditions, which he contributed to transmit and reformulate giving centrality to self-cultivation and agency of humans, and the educational power of the self-established individual in assisting others to establish themselves (the ). As the Zhou reign collapsed, traditional values were abandoned resulting in a period of perceived moral decline. Confucius saw an opportunity to reinforce values of compassion and tradition into society, with the intended goal of reconstructing what he believed to be a lost perfect moral order of high antiquity. Disillusioned with the culture, opposing scholars, and religious authorities of the time, he began to advance an ethical interpretation of traditional Zhou religion. In his view, the power of Tian is pervasive, and responds positively to the sincere heart driven by humaneness and rightness, decency and altruism. Confucius conceived these qualities as the foundation needed to restore socio-political harmony. Like many contemporaries, Confucius saw ritual practices as efficacious ways to access Tian, but he thought that the crucial knot was the reverent inner state that participants enter prior to engaging in the ritual acts. Confucius is said to have amended and recodified the classical books inherited from the Xia-Shang-Zhou dynasties, and to have composed the Spring and Autumn Annals.
Confucianism rises
Philosophers in the Warring States period, both focused on state-endorsed ritual and non-aligned to state ritual built upon Confucius's legacy, compiled in the Analects, and formulated the classical metaphysics that became the lash of Confucianism. In accordance with Confucius, they identified mental tranquility as the state of Tian, or , which in each individual is the Heaven-bestowed divine power to rule one's own life and the world. They also extended the theory, proposing the oneness of production and reabsorption into the cosmic source, and the possibility to understand and therefore reattain it through correct state of mind. This line of thought would have influenced all Chinese individual and collective-political mystical theories and practices thereafter.
In the Han dynasty, Confucians beginning with Dong Zhongshu synthesised Warring States Confucianism with ideas of yin and yang, and wuxing, as well as folk superstition and the prior schools that led up to the School of Naturalists.
In the 460s, Confucianism competed with Chinese Buddhism and "traditional Confucianism" was "a broad cosmology that was as much about personal ethics as about spiritual beliefs" and had roots that went back to Confucianist philosophers from over a thousand years before.
Organisation and liturgy
Since the 2000s, there has been a growing identification of the Chinese intellectual class with Confucianism. In 2003, the Confucian intellectual Kang Xiaoguang published a manifesto in which he made four suggestions: Confucian education should enter official education at any level, from elementary to high school; the state should establish Confucianism as the state religion by law; Confucian religion should enter the daily life of ordinary people through standardisation and development of doctrines, rituals, organisations, churches and activity sites; the Confucian religion should be spread through non-governmental organisations. Another modern proponent of the institutionalisation of Confucianism in a state church is Jiang Qing.
In 2005, the Center for the Study of Confucian Religion was established, and guoxue started to be implemented in public schools on all levels. Being well received by the population, even Confucian preachers have appeared on television since 2006. The most enthusiastic New Confucians proclaim the uniqueness and superiority of Confucian Chinese culture, and have generated some popular sentiment against Western cultural influences in China.
The idea of a "Confucian church" as the state religion of China has roots in the thought of Kang Youwei, an exponent of the early New Confucian search for a regeneration of the social relevance of Confucianism, at a time when it was de-institutionalised with the collapse of the Qing dynasty and the Chinese empire. Kang modeled his ideal "Confucian Church" after European national Christian churches, as a hierarchic and centralised institution, closely bound to the state, with local church branches, devoted to the worship and the spread of the teachings of Confucius.
In contemporary China, the Confucian revival has developed into various interwoven directions: the proliferation of Confucian schools or academies, the resurgence of Confucian rites, and the birth of new forms of Confucian activity on the popular level, such as the Confucian communities (). Some scholars also consider the reconstruction of lineage churches and their ancestral temples, as well as cults and temples of natural and national gods within broader Chinese traditional religion, as part of the renewal of Confucianism.
Other forms of revival are salvationist folk religious movements groups with a specifically Confucian focus, or Confucian churches, for example the of Beijing, the of Shanghai, Confucian Shenism (also known as the "phoenix churches"), the Confucian Fellowship () in northern Fujian which has spread rapidly over the years after its foundation, and ancestral temples of the Kong kin (the lineage of the descendants of Confucius himself) operating as Confucian-teaching churches.
Also, the Hong Kong Confucian Academy, one of the direct heirs of Kang Youwei's Confucian Church, has expanded its activities to the mainland, with the construction of statues of Confucius, Confucian hospitals, restoration of temples and other activities. In 2009, Zhou Beichen founded another institution which inherits the idea of Kang Youwei's Confucian Church, the Holy Hall of Confucius () in Shenzhen, affiliated with the Federation of Confucian Culture of Qufu City. It was the first of a nationwide movement of congregations and civil organisations that was unified in 2015 in the Holy Confucian Church. The first spiritual leader of the church is the scholar Jiang Qing, the founder and manager of the Yangming Confucian Abode (), a Confucian academy in Guiyang, Guizhou.
Chinese folk religious temples and kinship ancestral shrines may, on peculiar occasions, choose Confucian liturgy (called or led by Confucian ritual masters () to worship the gods, instead of Taoist or popular ritual. "Confucian businessmen" (, also "refined businessman") is a recently "rediscovered" concept defining people of the economic-entrepreneurial elite who recognise their social responsibility and therefore apply Confucian culture to their business.
Confucianists historically tried to proselytize to others, although this is rarely done in modern times. Given Confucianism's place of importance in historical Chinese governments, the argument has been made that Imperial China's wars were Confucianism's wars, but the connection between Confucianism and war is not so direct or simple. Modern Confucianism is the descendant of movements that greatly changed how they practiced the teachings of Confucius and his disciples from previous orthodox teachings.
Governance
A key Confucian concept is that in order to govern others one must first govern oneself according to the universal order. When actual, the king's personal virtue (de) spreads beneficent influence throughout the kingdom. This idea is developed further in the Great Learning and is tightly linked with the Taoist concept of wu wei: the less the king does, the more gets done. By being the "calm center" around which the kingdom turns, the king allows everything to function smoothly and avoids having to tamper with the individual parts of the whole.
This idea may be traced back to the ancient shamanic beliefs of the king being the axle between the sky, human beings, and the Earth. The emperors of China were considered agents of Heaven, endowed with the Mandate of Heaven, one of the most vital concepts in imperial-era political theory. Some Confucianists believed they held the power to define the hierarchy of divinities, by bestowing titles upon mountains, rivers and dead people, acknowledging them as powerful and therefore establishing their cults.
Confucianism, despite supporting the importance of obeying national authority, places this obedience under absolute moral principles that curbed the willful exercise of power, rather than being unconditional. Submission to authority was only taken within the context of the moral obligations that rulers had toward their subjects, in particular ren. Confucians—including the most pro-authoritarian scholars such as Xunzi—have always recognised the right of revolution against tyranny.
Meritocracy
Although Confucius claimed that he never invented anything but was only transmitting ancient knowledge (Analects 7.1), he did produce a number of new ideas. Many European and American admirers such as Voltaire and Herrlee G. Creel point to the revolutionary idea of replacing nobility of blood with nobility of virtue. Junzi ('lord's son'), which originally signified the younger, non-inheriting, offspring of a noble, became, in Confucius's work, an epithet having much the same meaning and evolution as the English "gentleman".
A virtuous commoner who cultivates his qualities may be a "gentleman", while a shameless son of the king is only a "petty person". That Confucius admitted students of different classes as disciples is a clear demonstration that he fought against the feudal structures that defined pre-imperial Chinese society.
Another new idea, that of meritocracy, led to the introduction of the imperial examination system in China. This system allowed anyone who passed an examination to become a government officer, a position which would bring wealth and honour to the whole family. The Chinese imperial examination system started in the Sui dynasty. Over the following centuries the system grew until finally almost anyone who wished to become an official had to prove his worth by passing a set of written government examinations.
Confucian political meritocracy is not merely a historical phenomenon. The practice of meritocracy still exists across China and East Asia today, and a wide range of contemporary intellectuals—from Daniel Bell to Tongdong Bai, Joseph Chan, and Jiang Qing—defend political meritocracy as a viable alternative to liberal democracy.
In Just Hierarchy, Daniel Bell and Wang Pei argue that hierarchies are inevitable. Faced with ever-increasing complexity at scale, modern societies must build hierarchies to coordinate collective action and tackle long-term problems such as climate change. In this context, people need not—and should not—want to flatten hierarchies as much as possible. They ought to ask what makes political hierarchies just and use these criteria to decide the institutions that deserve preservation, those that require reform, and those that need radical transformation. They call this approach "progressive conservatism", a term that reflects the ambiguous place of the Confucian tradition within the Left-Right dichotomy.
Bell and Wang propose two justifications for political hierarchies that do not depend on a "one person, one vote" system. First is raw efficiency, which may require centralized rule in the hands of the competent few. Second, and most important, is serving the interests of the people (and the common good more broadly). In Against Political Equality, Tongdong Bai complements this account by using a proto-Rawlsian "political difference principle". Just as Rawls claims that economic inequality is justified so long as it benefits those at the bottom of the socioeconomic ladder, so Bai argues that political inequality is justified so long as it benefits those materially worse off.
Bell, Wang, and Bai all criticize liberal democracy to argue that government the people may not be government the people in any meaningful sense of the term. They argue that voters tend to act in irrational, tribal, short-termist ways; they are vulnerable to populism and struggle to account for the interests of future generations. In other words, at a minimum, democracy needs Confucian meritocratic checks.
In The China Model, Bell argues that Confucian political meritocracy provides—and has provided—a blueprint for China's development. For Bell, the ideal according to which China should reform itself (and has reformed itself) follows a simple structure: Aspiring rulers first pass hyper-selective examinations, then have to rule well at the local level to be promoted to positions as the provincial level, then have to excel at the provincial level to access positions at the national level, and so on. This system aligns with what Harvard historian James Hankins calls "virtue politics", or the idea that institutions should be built to select the most competent and virtuous rulers—as opposed to institutions concerned first and foremost with limiting the power of rulers.
While contemporary defenders of Confucian political meritocracy all accept this broad frame, they disagree with each other on three main questions: institutional design, the means by which meritocrats are promoted, and the compatibility of Confucian political meritocracy with liberalism.
Institutional design
Bell and Wang favour a system in which officials at the local level are democratically elected and higher-level officials are promoted by peers. As Bell puts it, he defends "democracy at the bottom, experimentation in the middle, and meritocracy at the top." Bell and Wang argue that this combination conserves the main advantages of democracy—involving the people in public affairs at the local level, strengthening the legitimacy of the system, forcing some degree of direct accountability, etc.—while preserving the broader meritocratic character of the regime.
Jiang Qing, by contrast, imagines a tricameral government with one chamber selected by the people (the ), one chamber composed of Confucian meritocrats selected via examination and gradual promotion (the ), and one body made up of descendants of Confucius himself (the ). Jiang's aim is to construct a legitimacy that will go beyond what he sees as the atomistic, individualist, and utilitarian ethos of modern democracies and ground authority in something sacred and traditional. While Jiang's model is closer to an ideal theory than Bell's proposals, it represents a more traditionalist alternative.
Tongdong Bai presents an in-between solution by proposing a two-tiered bicameral system. At the local level, as with Bell, Bai advocates Deweyan participatory democracy. At the national level, Bai proposes two chambers: one of meritocrats (selected by examination, by examination and promotion, from leaders in certain professional fields, etc.), and one of representatives elected by the people. While the lower house does not have any legislative power per se, it acts as a popular accountability mechanism by championing the people and putting pressure on the upper house. More generally, Bai argues that his model marries the best of meritocracy and democracy. Following Dewey's account of democracy as a way of life, he points to the participatory features of his local model: citizens still get to have a democratic lifestyle, participate in political affairs, and be educated as "democratic men". Similarly, the lower house allows citizens to be represented, have a voice in public affairs (albeit a weak one), and ensure accountability. Meanwhile, the meritocratic house preserves competence, statesmanship, and Confucian virtues.
Promotion system
Defenders of Confucian political meritocracy generally champion a system in which rulers are selected on the basis of intellect, social skills, and virtue. Bell proposes a model wherein aspiring meritocrats take hyper-selective exams and prove themselves at the local levels of government before reaching the higher levels of government, where they hold more centralized power. In his account, the exams select for intellect and other virtues—for instance, the ability to argue three different viewpoints on a contentious issue may indicate a certain degree of openness. Tongdong Bai's approach incorporates different ways to select members of the meritocratic house, from exams to performance in various fields—business, science, administration, and so on. In every case, Confucian meritocrats draw on China's extensive history of meritocratic administration to outline the pros and cons of competing methods of selection.
For those who, like Bell, defend a model in which performance at the local levels of government determines future promotion, an important question is how the system judges who "performs best". In other words, while examinations may ensure that early-career officials are competent and educated, how is it thereafter ensured that only those who rule well get promoted? The literature opposes those who prefer evaluation by peers to evaluation by superiors, with some thinkers including quasi-democratic selection mechanisms along the way. Bell and Wang favour a system in which officials at the local level are democratically elected and higher-level officials are promoted by peers. Because they believe that promotion should depend upon peer evaluations only, Bell and Wang argue against transparency—i.e. the public should not know how officials are selected, since ordinary people are in no position to judge officials beyond the local level. Others, like Jiang Qing, defend a model in which superiors decide who gets promoted; this method is in line with more traditionalist strands of Confucian political thought, which place a greater emphasis on strict hierarchies and epistemic paternalism—that is, the idea that older and more experienced people know more.
Compatibility with liberalism and democracy, and critique of political meritocracy
Another key question is whether Confucian political thought is compatible with liberalism. Tongdong Bai, for instance, argues that while Confucian political thought departs from the "one person, one vote" model, it can conserve many of the essential characteristics of liberalism, such as freedom of speech and individual rights. In fact, both Daniel Bell and Tongdong Bai hold that Confucian political meritocracy can tackle challenges that liberalism wants to tackle, but cannot by itself. At the cultural level, for instance, Confucianism, its institutions, and its rituals offer bulwarks against atomization and individualism. At the political level, the non-democratic side of political meritocracy is—for Bell and Bai—more efficient at addressing long-term questions such as climate change, in part because the meritocrats do not have to worry about the whims of public opinion.
Joseph Chan defends the compatibility of Confucianism with both liberalism and democracy. In his book Confucian Perfectionism, he argues that Confucians can embrace both democracy and liberalism on instrumental grounds; that is, while liberal democracy may not be valuable for its own sake, its institutions remain valuable—particularly when combined with a broadly Confucian culture—to serve Confucian ends and inculcate Confucian virtues.
Other Confucians have criticized Confucian meritocrats like Bell for their rejection of democracy. For them, Confucianism does not have to be premised on the assumption that meritorious, virtuous political leadership is inherently incompatible with popular sovereignty, political equality and the right to political participation. These thinkers accuse the meritocrats of overestimating the flaws of democracy, mistaking temporary flaws for permanent and inherent features, and underestimating the challenges that the construction of a true political meritocracy poses in practice—including those faced by contemporary China and Singapore. Franz Mang claims that, when decoupled from democracy, meritocracy tends to deteriorate into an oppressive regime under putatively "meritorious" but actually "authoritarian" rulers; Mang accuses Bell's China model of being self-defeating, as—Mang claims—the CCP's authoritarian modes of engagement with the dissenting voices illustrate. He Baogang and Mark Warren add that "meritocracy" should be understood as a concept describing a regime's character rather than its type, which is determined by distribution of political power—on their view, democratic institutions can be built which are meritocratic insofar as they favour competence.
Roy Tseng, drawing on the New Confucians of the twentieth century, argues that Confucianism and liberal democracy can enter into a dialectical process, in which liberal rights and voting rights are rethought into resolutely modern, but nonetheless Confucian ways of life. This synthesis, blending Confucians rituals and institutions with a broader liberal democratic frame, is distinct from both Western-style liberalism—which, for Tseng, suffers from excessive individualism and a lack of moral vision—and from traditional Confucianism—which, for Tseng, has historically suffered from rigid hierarchies and sclerotic elites. Against defenders of political meritocracy, Tseng claims that the fusion of Confucian and democratic institutions can conserve the best of both worlds, producing a more communal democracy which draws on a rich ethical tradition, addresses abuses of power, and combines popular accountability with a clear attention to the cultivation of virtue in elites.
Influence
In 17th-century Europe
The works of Confucius were translated into European languages through the agency of Jesuit missionaries stationed in China. Matteo Ricci was among the very earliest to report on the thoughts of Confucius, and father Prospero Intorcetta wrote about the life and works of Confucius in Latin in 1687.
Translations of Confucian texts influenced European thinkers of the period, particularly among the Deists and other philosophical groups of the Enlightenment who were interested by the integration of the system of morality of Confucius into Western civilization.
Confucianism influenced the German philosopher Gottfried Wilhelm Leibniz, who was attracted to the philosophy because of its perceived similarity to his own. It is postulated that certain elements of Leibniz's philosophy, such as "simple substance" and "Pre-established harmony", were borrowed from his interactions with Confucianism.
The French philosopher Voltaire, Leibniz's intellectual rival, was also influenced by Confucius, seeing the concept of Confucian rationalism as an alternative to Christian dogma. He praised Confucian ethics and politics, portraying the sociopolitical hierarchy of China as a model for Europe:
On Islamic thought
From the late 17th century onwards a whole body of literature known as the Han Kitab developed amongst the Hui Muslims of China who infused Islamic thought with Confucianism. Especially the works of Liu Zhi such as Tianfang Dianli () sought to harmonise Islam with not only Confucianism but also with Taoism and is considered to be one of the crowning achievements of the Chinese Islamic culture.
In modern times
Important military and political figures in modern Chinese history continued to be influenced by Confucianism, like the Muslim warlord Ma Fuxiang. The New Life Movement in the early 20th century was also influenced by Confucianism.
Referred to variously as the Confucian hypothesis and as a debated component of the more all-encompassing Asian Development Model, there exists among political scientists and economists a theory that Confucianism plays a large latent role in the ostensibly non-Confucian cultures of modern-day East Asia, in the form of the rigorous work ethic it endowed those cultures with. These scholars have held that, if not for Confucianism's influence on these cultures, many of the people of the East Asia region would not have been able to modernise and industrialise as quickly as Singapore, Malaysia, Hong Kong, Taiwan, Japan, South Korea and even China have done.
For example, the impact of the Vietnam War on Vietnam was devastating, but over the last few decades Vietnam has been re-developing in a very fast pace. Most scholars attribute the origins of this idea to futurologist Herman Kahn's World Economic Development: 1979 and Beyond.
Other studies, for example Cristobal Kay's Why East Asia Overtook Latin America: Agrarian Reform, Industrialization, and Development, have attributed the Asian growth to other factors, for example the character of agrarian reforms, "state-craft" (state capacity), and interaction between agriculture and industry.
Historical and current Confucianists were/are often environmentalists out of their respect for tian and the other aspects of nature and the "Principle" that comes from their unity and, more generally, harmony as a whole, which is "the basis for a sincere mind."
On Chinese martial arts
After Confucianism had become the official 'state religion' in China, its influence penetrated all walks of life and all streams of thought in Chinese society for the generations to come. This did not exclude martial arts culture. Though in his own day, Confucius had rejected the practice of Martial Arts (with the exception of Archery), he did serve under rulers who used military power extensively to achieve their goals. In later centuries, Confucianism heavily influenced many educated martial artists of great influence, such as Sun Lutang, especially from the 19th century onwards, when bare-handed martial arts in China became more widespread and had begun to more readily absorb philosophical influences from Confucianism, Buddhism and Daoism.
Criticism
Confucius and Confucianism were opposed or criticised from the start, including Laozi's philosophy and Mozi's critique, and Legalists such as Han Fei ridiculed the idea that virtue would lead people to be orderly. In modern times, waves of opposition and vilification showed that Confucianism, instead of taking credit for the glories of Chinese civilisation, now had to take blame for its failures. The Taiping Rebellion described Confucianism sages as well as gods in Taoism and Buddhism as devils.
Contradiction with modernist values
In the New Culture Movement, Lu Xun criticised Confucianism for shaping Chinese people into the condition they had reached by the late Qing dynasty: his criticisms are expressed metaphorically in the work "Diary of a Madman", in which traditional Chinese Confucian society is portrayed as feudalistic, hypocritical, socially cannibalistic, despotic, fostering a "slave mentality" favouring despotism, lack of critical thinking and blind obedience and worship of authority, fuelling a form of "Confucian authoritarianism" which persists into the present day. Leftists during the Cultural Revolution described Confucius as the representative of the slave-owning class.
In South Korea, there has long been criticism. Some South Koreans believe Confucianism has not contributed to the modernisation of South Korea. For example, South Korean writer Kim Kyong-il wrote an essay entitled "Confucius Must Die For the Nation to Live" (, gongjaga jug-eoya naraga sanda). Kim said that filial piety is one-sided and blind, and if it continues, social problems will continue as government keeps forcing Confucian filial obligations onto families.
Women in Confucian thought
Confucianism "largely defined the mainstream discourse on gender in China from the Han dynasty onward." The gender roles prescribed in the Three Obediences and Four Virtues became a cornerstone of the family, and thus, societal stability. The Three Obediences and Four Virtues is one of the moral standards for feudal etiquette to bind women. Starting from the Han period, Confucians began to teach that a virtuous woman was supposed to follow the males in her family: the father before her marriage, the husband after she marries, and her sons in widowhood. In the later dynasties, more emphasis was placed on the virtue of chastity. The Song dynasty Confucian Cheng Yi stated that: "To starve to death is a small matter, but to lose one's chastity is a great matter." It was during the Song Dynasty that the value of chastity was so severe, Confucian scholars criminalized the remarriage of widows. widows were revered and memorialised during the Ming and Qing periods.The principle of chaste widowhood was made an official institution during the Ming Dynasty. This "cult of chastity" accordingly condemned many widows to poverty and loneliness by placing a social stigma on remarriage. Though the repercussions for widows at times went beyond poverty and loneliness, as for some the preservation of chastity resulted in suicide. The ideal of a chaste widow became an extremely high honor and esteem, especially for a woman who chose to end her life after her husband’s death. Many instances of such acts were recorded in, Biographies of Virtuous Women, “a collection of stories of women who distinguished themselves by committing suicide after their husband’s deaths to guard their chastity and purity”. Though it can be contested whether all these instances can be deemed self-sacrificing for the virtue of chastity, as it became common practice for women to be forced to commit suicide after their husband’s death. This resulted from the honor which chaste widowhood garnered, lending itself to the husband's family as well as his clan or village.
For years, many modern scholars have regarded Confucianism as a sexist, patriarchal ideology that was historically damaging to Chinese women. It has also been argued by some Chinese and Western writers that the rise of neo-Confucianism during the Song dynasty had led to a decline of status of women. Some critics have also accused the prominent Song neo-Confucian scholar Zhu Xi for believing in the inferiority of women and that men and women need to be kept strictly separate, while Sima Guang also believed that women should remain indoors and not deal with the matters of men in the outside world. Finally, scholars have discussed the attitudes toward women in Confucian texts such as Analects. In a much-discussed passage, women are grouped together with , meaning people of low status or low moral) and described as being difficult to cultivate or deal with. Many traditional commentators and modern scholars have debated over the precise meaning of the passage, and whether Confucius referred to all women or just certain groups of women.
Further analysis suggests, however, that women's place in Confucian society may be more complex. During the Han dynasty period, the influential Confucian text Lessons for Women was written by Ban Zhao (45–114 CE) to instruct her daughters how to be proper Confucian wives and mothers, that is, to be silent, hard-working, and compliant. She stresses the complementarity and equal importance of the male and female roles according to yin-yang theory, but she clearly accepts the dominance of the male. However, she does present education and literary power as important for women. In later dynasties, a number of women took advantage of the Confucian acknowledgment of education to become independent in thought.
Joseph A. Adler points out that "Neo-Confucian writings do not necessarily reflect either the prevailing social practices or the scholars' own attitudes and practices in regard to actual women." Matthew Sommers has also indicated that the Qing dynasty government began to realise the utopian nature of enforcing the "cult of chastity" and began to allow practices such as widow remarrying to stand. Moreover, some Confucian texts like Dong Zhongshu's Luxuriant Dew of the Spring and Autumn Annals have passages that suggest a more equal relationship between a husband and his wife. More recently, some scholars have also begun to discuss the viability of constructing a "Confucian feminism".
Catholic controversy over Chinese rites
Ever since Europeans first encountered Confucianism, the issue of how Confucianism should be classified has been subject to debate. In the 16th and the 17th centuries, the earliest European arrivals in China, the Christian Jesuits, considered Confucianism to be an ethical system, not a religion, and one that was compatible with Christianity. The Jesuits, including Matteo Ricci, saw Chinese rituals as "civil rituals" that could co-exist alongside the spiritual rituals of Catholicism.
By the early 18th century, this initial portrayal was rejected by the Dominicans and Franciscans, creating a dispute among Catholics in East Asia that was known as the "Rites Controversy". The Dominicans and Franciscans argued that Chinese ancestral worship was a form of idolatry that was contradictory to the tenets of Christianity. This view was reinforced by Pope Benedict XIV, who ordered a ban on Chinese rituals, though this ban was re-assessed and repealed in 1939 by Pope Pius XII, provided that such traditions harmonize with the true and authentic spirit of the liturgy.
Some critics view Confucianism as definitely pantheistic and nontheistic, in that it is not based on the belief in the supernatural or in a personal god existing separate from the temporal plane. Confucius views about tian and about the divine providence ruling the world, can be found above (in this page) and in Analects 6:26, 7:22, and 9:12, for example. On spirituality, Confucius said to Chi Lu, one of his students: "You are not yet able to serve men, how can you serve spirits?" Attributes such as ancestor worship, ritual, and sacrifice were advocated by Confucius as necessary for social harmony; these attributes may be traced to the traditional Chinese folk religion.
Scholars recognise that classification ultimately depends on how one defines religion. Using stricter definitions of religion, Confucianism has been described as a moral science or philosophy. But using a broader definition, such as Frederick Streng's characterisation of religion as "a means of ultimate transformation", Confucianism could be described as a "sociopolitical doctrine having religious qualities." With the latter definition, Confucianism is religious, even if non-theistic, in the sense that it "performs some of the basic psycho-social functions of full-fledged religions."
See also
Notes
Citations
Bibliography
Volume I: The Ancient Eurasian World and the Celestial Pivot.
Volume II: Representations and Identities of High Powers in Neolithic and Bronze China.
Volume III: Terrestrial and Celestial Transformations in Zhou and Early-Imperial China.
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Translations of texts attributed to Confucius
Analects (Lun Yu)
Confucian Analects (1893) Translated by James Legge.
The Analects of Confucius (1915; rpr. NY: Paragon, 1968). Translated by William Edward Soothill.
The Analects of Confucius: A Philosophical Translation (New York: Ballantine, 1998). Translated by Roger T. Ames, Henry Rosemont.
Confucius: The Analects (Lun yü) (London: Penguin, 1979; rpr. Hong Kong: Chinese University Press, 1992). Translated by D.C. Lau.
The Analects of Confucius (Lun Yu) (Oxford: Oxford University Press, 1997). Translated by Chichung Huang.
The Analects of Confucius (New York: W.W. Norton, 1997). Translated by Simon Leys.
Analects: With Selections from Traditional Commentaries (Indianapolis: Hackett Publishing, 2003). Translated by Edward Slingerland.
External links
Stanford Encyclopedia of Philosophy Entry: Confucius
Interfaith Online: Confucianism
Confucian Documents at the Internet Sacred Texts Archive.
Oriental Philosophy, "Topic:Confucianism"
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China Confucian Philosophy
China Confucian Religion
China Kongzi Network
Chinese philosophy
East Asian philosophy
East Asian religions
Eponymous political ideologies
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Schools and traditions in ancient Chinese philosophy
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5822 | https://en.wikipedia.org/wiki/Chinese%20philosophy | Chinese philosophy | Chinese philosophy originates in the Spring and Autumn period and Warring States period, during a period known as the "Hundred Schools of Thought", which was characterized by significant intellectual and cultural developments. Although much of Chinese philosophy begun in the Warring States period, elements of Chinese philosophy have existed for several thousand years. Some can be found in the I Ching (the Book of Changes), an ancient compendium of divination, which dates back to at least 672 BCE.
It was during the Warring States era that what Sima Tan termed the major philosophical schools of China—Confucianism, Legalism, and Taoism—arose, along with philosophies that later fell into obscurity, like Agriculturalism, Mohism, Chinese Naturalism, and the Logicians. Even in modern society, Confucianism is still the creed of etiquette for Chinese society.
Chinese philosophy as a philosophy
The debate over whether the thought of ancient Chinese masters should be called philosophy has been discussed since the introduction of this academic discipline into China. See Legitimacy of Chinese philosophy for details.
Early beliefs
Early Shang dynasty thought was based on cycles like the 10 stems and 12 earthly branches. This notion stems from what the people of the Shang dynasty could observe around them: day and night cycled, the seasons progressed again and again, and even the moon waxed and waned until it waxed again. Thus, this notion, which remained relevant throughout Chinese history, reflects the order of nature. In juxtaposition, it also marks a fundamental distinction from western philosophy, in which the dominant view of time is a linear progression. During the Shang, Ancestor worship was present and universally recognized.
When the Shang were overthrown by the Zhou a new political, religious and philosophical concept was introduced called the Mandate of Heaven. This mandate was said to be taken when rulers became unworthy of their position and provided a justification for Zhou rule it is said that the Duke of Zhou made the early solar terms by measuring with a gnomon that was added to make the complete solar terms. He is also said to have used try squares and wrote the Zhoubi Suanjing with his astrologer. Several early beliefs might be found in the Guicang and perhaps the earliest Chinese book, the small calendar of the Xia in Da Dai Liji, though debated to exist the Xia dynasty is said to be its origin.
Overview
Confucianism developed during the Spring and Autumn period from the teachings of the Chinese philosopher Confucius (551–479 BCE), who considered himself a retransmitter of Zhou values. His philosophy concerns the fields of ethics and politics, emphasizing personal and governmental morality, correctness of social relationships, justice, traditionalism, and sincerity. The Analects stress the importance of ritual, but also the importance of ren, which loosely translates as "human-heartedness", Confucianism, along with Legalism, is responsible for creating the world's first meritocracy, which holds that one's status should be determined by education and character rather than ancestry, wealth, or friendship. Confucianism was and continues to be a major influence in Chinese culture, the state of China and the surrounding areas of East Asia.
Before the Han dynasty the largest rivals to Confucianism were Chinese Legalism, and Mohism. Confucianism largely became the dominant philosophical school of China during the early Han dynasty following the replacement of its contemporary, the more Taoist Huang-Lao. Legalism as a coherent philosophy disappeared largely due to its relationship with the unpopular authoritarian rule of Qin Shi Huang, however, many of its ideas and institutions would continue to influence Chinese philosophy throughout the Han dynasty and after.
Mohism, though initially popular due to its emphasis on brotherly love versus harsh Legalism, fell out of favour during the Han dynasty due to the efforts of Confucians in establishing their views as political orthodoxy. The Six Dynasties era saw the rise of the Xuanxue philosophical school and the maturation of Chinese Buddhism, which had entered China from India during the Late Han dynasties. By the time of the Tang dynasty five-hundred years after Buddhism's arrival into China, it had transformed into a thoroughly Chinese religious philosophy dominated by the school of Zen Buddhism. Neo-Confucianism became highly popular during the Song dynasty and Ming dynasty due in large part to the eventual combination of Confucian and Buddhist and even Taoist Philosophy.
During the 19th and 20th centuries, Chinese philosophy integrated concepts from Western philosophy. Anti-Qing dynasty revolutionaries, involved in the Xinhai Revolution, saw Western philosophy as an alternative to traditional philosophical schools; students in the May Fourth Movement called for completely abolishing the old imperial institutions and practices of China. During this era, Chinese scholars attempted to incorporate Western philosophical ideologies such as democracy, Marxism, socialism, liberalism, republicanism, anarchism and nationalism into Chinese philosophy. The most notable examples are Sun Yat-sen's Three Principles of the People ideology and Mao Zedong's Maoism, a variant of Marxism–Leninism. In the modern People's Republic of China, the official ideology is Deng Xiaoping's "market economy socialism".
Although the People's Republic of China has been historically hostile to the philosophy of ancient China, the influences of past are still deeply ingrained in the Chinese culture. In the post-Chinese economic reform era, modern Chinese philosophy has reappeared in forms such as New Confucianism. As in Japan, philosophy in China has become a melting pot of ideas. It accepts new concepts, while attempting also to accord old beliefs their due. Chinese philosophy still carries profound influence amongst the people of East Asia, and even Southeast Asia.
Ancient philosophy
Spring and Autumn period
Around 500 BCE, after the Zhou state weakened and China moved into the Spring and Autumn period, the classic period of Chinese philosophy began. This is known as the Hundred Schools of Thought (; zhūzǐ bǎijiā; "various scholars, hundred schools"). This period is considered the golden age of Chinese philosophy. Of the many schools founded at this time and during the subsequent Warring States period, the four most influential ones were Confucianism, Daoism (often spelled "Taoism"), Mohism and Legalism.
Confucianism
Confucianism is a philosophical school developed from the teachings of Confucius collected and written by his disciples after his death in The Analects, and in the Warring States period, Mencius in The Mencius and Xunzi in The Xunzi. It is a system of moral, social, political, and religious thought that has had tremendous influence on Chinese history, thought, and culture down to the 20th century. Some Westerners have considered it to have been the "state religion" of imperial China because of its lasting influence on Asian culture. Its influence also spread to Korea, Japan, Vietnam and many other Asian countries.
Confucianism reached its peak of influence during the Tang and Song dynasties under a rebranded Confucianism called Neo-Confucianism. Confucius expanded on the already present ideas of Chinese religion and culture to reflect the time period and environment of political chaos during the Warring States period. Because Confucius embedded the Chinese culture so heavily into his philosophy it was able to resonate with the people of China. This high approval of Confucianism can be seen through the reverence of Confucius in modern-day China.
The major Confucian concepts include filial piety, loyalty (), li (ritual), ren (humanity or humaneness), the rectification of names (i.e., to ensure everything is what its name implies it should be),. Confucius taught both positive and negative versions of the Golden Rule. The concepts yin and yang represent two opposing forces that are permanently in conflict with each other, leading to perpetual contradiction and change. The Confucian idea of "Rid of the two ends, take the middle" is a Chinese equivalent of the idea of "thesis, antithesis, and synthesis", often attributed to Hegel, which is a way of reconciling opposites, arriving at some middle ground combining the best of both.
Confucius heavily emphasized the idea of microcosms in society (subunits of family and community) success's were the foundations for a successful state or country. Confucius believed in the use of education to further knowledge the people in ethics, societal behavior, and reverence in other humans. With the combination of education, successful family, and his ethical teachings he believed he could govern a well established society in China.
Taoism
Taoism arose as a philosophy and later also developed into a religion based on the texts the Tao Te Ching (ascribed to Laozi) and the Zhuangzi (partly ascribed to Zhuang Zhou). The word Tao (; also transliterated as Dao) literally means 'path' or 'way'. However, in Taoism it refers more often to a meta-physical force that encompasses the entire universe but which cannot be described nor felt.
All major Chinese philosophical schools have investigated the correct Way to go about a moral life, but in Taoism it takes on the most abstract meanings, leading this school to be named after it. It advocated nonaction (wu wei), the strength of softness, spontaneity, and relativism. Although it serves as a rival to Confucianism, a school of active morality, this rivalry is compromised and given perspective by the idiom "practice Confucianism on the outside, Taoism on the inside."
Most of Taoism's focus is on the notion that human attempts to make the world better actually make the world worse. Therefore, it is better to strive for harmony, minimising potentially harmful interference with nature or in human affairs.
Warring States period
Legalism
Philosopher Han Fei synthesized together earlier the methods of his predecessors, which famous historian Sima Tan posthumously termed Legalism. With an essential principle like "when the epoch changed, the ways changed", late pre-Han dynasty reformers emphasized rule by law.
In Han Fei's philosophy, a ruler should govern his subjects by the following trinity:
Fa (): law or principle.
Shu (): method, tactic, art, or statecraft.
Shi (): legitimacy, power, or charisma.
What has been termed by some as the intrastate Realpolitik of the Warring States period was highly progressive, and extremely critical of the Confucian and Mohist schools. But that of the Qin dynasty would be blamed for creating a totalitarian society, thereby experiencing decline. Its main motto is: "Set clear strict laws, or deliver harsh punishment". In Han Fei's philosophy the ruler possessed authority regarding reward and penalty, enacted through law. Shang Yang and Han Fei promoted absolute adherence to the law, regardless of the circumstances or the person. Ministers were only to be rewarded if their words were accurate to the results of their proposals. Legalism, in accordance with Shang Yang's interpretation, could encourage the state to be a militaristic autarky.
Naturalists
The School of Naturalists or the School of Yin-yang () was a Warring States era philosophy that synthesized the concepts of yin-yang and the wuxing; Zou Yan is considered the founder of this school. His theory attempted to explain the universe in terms of basic forces in nature: the complementary agents of yin (dark, cold, female, negative) and yang (light, hot, male, positive) and the Five Elements or Five Phases (water, fire, wood, metal, and earth).
In its early days, this theory was most strongly associated with the states of Yan and Qi. In later periods, these epistemological theories came to hold significance in both philosophy and popular belief. This school was absorbed into Taoism's alchemic and magical dimensions as well as into the Chinese medical framework. The earliest surviving recordings of this are in the Mawangdui texts and Huangdi Neijing.
Mohism
Mohism (Moism), founded by Mozi, promotes universal love with the aim of mutual benefit. Everyone must love each other equally and impartially to avoid conflict and war. Mozi was strongly against Confucian ritual, instead emphasizing pragmatic survival through farming, fortification, and statecraft. Tradition is inconsistent, and human beings need an extra-traditional guide to identify which traditions are acceptable. The moral guide must then promote and encourage social behaviors that maximize general benefit. As motivation for his theory, Mozi brought in the Will of Heaven, but rather than being religious his philosophy parallels utilitarianism.
Logicians
The logicians (School of Names) were concerned with logic, paradoxes, names and actuality (similar to Confucian rectification of names). The logician Hui Shi was a friendly rival to Zhuangzi, arguing against Taoism in a light-hearted and humorous manner. Another logician, Gongsun Long, originated the famous When a White Horse is Not a Horse dialogue.
Agriculturalists
Agriculturalism was an early agrarian social and political philosophy that advocated peasant utopian communalism and egalitarianism. The philosophy is founded on the notion that human society originates with the development of agriculture, and societies are based upon "people's natural propensity to farm."
The Agriculturalists believed that the ideal government, modeled after the semi-mythical governance of Shennong, is led by a benevolent king, one who works alongside the people in tilling the fields. The Agriculturalist king is not paid by the government through its treasuries; his livelihood is derived from the profits he earns working in the fields, not his leadership. Unlike the Confucians, the Agriculturalists did not believe in the division of labour, arguing instead that the economic policies of a country need to be based upon an egalitarian self sufficiency. The Agriculturalists supported the fixing of prices, in which all similar goods, regardless of differences in quality and demand, are set at exactly the same, unchanging price.
Early imperial era philosophy
History
Qin and Han dynasties
The short founder Qin dynasty, where Legalism was the official philosophy, quashed Mohist and Confucianist schools. Legalism remained influential during the early Han dynasty under the Taoist-Realist ideology Huang-Lao until Emperor Wu of Han adopted Confucianism as official doctrine. Confucianism and Taoism became the determining forces of Chinese thought until the introduction of Buddhism.
Confucianism was particularly strong during the Han dynasty, whose greatest thinker was Dong Zhongshu, who integrated Confucianism with the thoughts of the Zhongshu School and the theory of the Five Elements. He also was a promoter of the New Text school, which considered Confucius as a divine figure and a spiritual ruler of China, who foresaw and started the evolution of the world towards the Universal Peace.
In contrast, there was an Old Text school that advocated the use of Confucian works written in ancient language (from this comes the denomination Old Text) that were so much more reliable. In particular, they refuted the assumption of Confucius as a godlike figure and considered him as the greatest sage, but simply a human and mortal
Six Dynasties
The 3rd and 4th centuries saw the rise of the Xuanxue (mysterious learning), also called Neo-Taoism.
Buddhism arrived in China around the 1st century AD, but it was not until the Northern and Southern, Sui and Tang dynasties that it gained considerable influence and acknowledgement. At the beginning, it was considered a sort of Taoist sect. Mahayana Buddhism was far more successful in China than its rival Hinayana, and both Indian schools and local Chinese sects arose from the 5th century. Two chiefly important monk philosophers were Sengzhao and Daosheng. But probably the most influential and original of these schools was the Chan sect, which had an even stronger impact in Japan as the Zen sect.
In the mid-Tang Buddhism reached its peak, and reportedly there were 4,600 monasteries, 40,000 hermitages and 260,500 monks and nuns. The power of the Buddhist clergy was so great and the wealth of the monasteries so impressive, that it instigated criticism from Confucian scholars, who considered Buddhism as a foreign religion. In 845 Emperor Wuzong ordered the Great Anti-Buddhist Persecution, confiscating the riches and returning monks and nuns to lay life. From then on, Buddhism lost much of its influence.
Schools of thought
Xuanxue
Xuanxue was a philosophical school that combined elements of Confucianism and Taoism to reinterpret the I Ching,Tao Te Ching, and Zhuangzi. The most important philosophers of this movement were Wang Bi, Xiang Xiu and Guo Xiang. The main question of this school was whether Being came before Not-Being (in Chinese, ming and wuming). A peculiar feature of these Taoist thinkers, like the Seven Sages of the Bamboo Grove, was the concept of feng liu (lit. wind and flow), a sort of romantic spirit which encouraged following the natural and instinctive impulse.
Buddhism
Buddhism is a religion, a practical philosophy, and arguably a psychology, focusing on the teachings of Gautama Buddha, who lived on the Indian subcontinent most likely from the mid-6th to the early 5th century BCE. When used in a generic sense, a Buddha is generally considered to be someone who discovers the true nature of reality.
Buddhism until the 4th century AD had little impact on China but in the 4th century its teachings hybridized with those of Taoism. Buddhism brought to China the idea of many hells, where sinners went, but the deceased sinners souls could be saved by pious acts. Since Chinese traditional thought focused more on ethics rather than metaphysics, the merging of Buddhist and Taoist concepts developed several schools distinct from the originating Indian schools.
The most prominent examples with philosophical merit are Sanlun, Tiantai, Huayan, and Chan (a.k.a. Zen). They investigate consciousness, levels of truth, whether reality is ultimately empty, and how enlightenment is to be achieved. Buddhism has a spiritual aspect that complements the action of Neo-Confucianism, with prominent Neo-Confucians advocating certain forms of meditation.
Mid to late imperial era philosophy
History
Neo-Confucianism was a revived version of old Confucian principles that appeared around the Song dynasty, with Buddhist, Taoist, and Legalist features. The first philosophers, such as Shao Yong, Zhou Dunyi and Chang Zai, were cosmologists and worked on the I Ching. The Cheng brothers, Cheng Yi and Cheng Hao, are considered the founders of the two main schools of thought of Neo-Confucianism: the School of Principle the first, the School of Mind the latter.
The School of Principle gained supremacy during the Song dynasty with the philosophical system elaborated by Zhu Xi, which became mainstream and officially adopted by the government for the imperial examinations under the Yuan dynasty. The School of Mind was developed by Lu Jiuyuan, Zhu Xi's main rival, but was soon forgotten. Only during the Ming dynasty was the School of Mind revived by Wang Shouren, whose influence is equal to that of Zhu Xi. This school was particularly important in Japan.
During the Qing dynasty many philosophers objected against Neo-Confucianism and there was a return to the Han dynasty Confucianism, and also the reprise of the controversy between Old Text and New Text. In this period also started the penetration of Western culture, but most Chinese thought that the Westerners were maybe more advanced in technology and warfare, but that China had primacy in moral and intellectual fields.
Chinese culture was highly influential on the traditions of other East Asian states, and its philosophy directly influenced Korean philosophy, Vietnamese philosophy and Japanese philosophy. During later Chinese dynasties like the Ming Dynasty (1368–1644), as well as in the Korean Joseon dynasty (1392–1897), a resurgent Neo-Confucianism led by thinkers such as Wang Yangming (1472–1529) became the dominant school of thought and was promoted by the imperial state. In Japan, the Tokugawa shogunate (1603–1867) was also strongly influenced by Confucian philosophy.
Schools of thought
Neo-Confucianism
Despite Confucianism losing popularity to Taoism and Buddhism, Neo-Confucianism combined those ideas into a more metaphysical framework. Its concepts include li (principle, akin to Plato's forms), qi (vital or material force), taiji (the Great Ultimate), and xin (mind). Song dynasty philosopher Zhou Dunyi (1017–1073) is commonly seen as the first true "pioneer" of Neo-Confucianism, using Daoist metaphysics as a framework for his ethical philosophy.
Neo-Confucianism developed both as a renaissance of traditional Confucian ideas, and as a reaction to the ideas of Buddhism and religious Daoism. Although the Neo-Confucianists denounced Buddhist metaphysics, Neo-Confucianism did borrow Daoist and Buddhist terminology and concepts.
Neo-Confucianist philosophers like Zhu Xi and Wang Yangming are seen as the most important figures of Neo-Confucianism.
Modern era
During the Industrial and Modern Ages, Chinese philosophy had also begun to integrate concepts of Western philosophy, as steps toward modernization. Chinese philosophy never developed the concept of human rights, so that classical Chinese lacked words for them. In 1864, W.A.P. Martin had to invent the word quanli () to translate the Western concept of "rights" in the process of translating Henry Wheaton's Elements of International Law into classical Chinese.
By the time of the Xinhai Revolution in 1911, there were many calls such as the May Fourth Movement to completely abolish the old imperial institutions and practices of China. There have been attempts to incorporate democracy, republicanism, and industrialism into Chinese philosophy, notably by Sun Yat-Sen at the beginning of the 20th century. Mao Zedong added Marxism, Stalinism, Chinese Marxist Philosophy and other communist thought.
When the Chinese Communist Party took over the reign, previous schools of thought, excepting notably Legalism, were denounced as backward, and later even purged during the Cultural Revolution, whereas their influences on Chinese thoughts remain until today. The current government of the People's Republic of China is trying to encourage a form of market socialism.
Since the radical movement of the Cultural Revolution, the Chinese government has become much more tolerant with the practice of traditional beliefs. The 1978 Constitution of the People's Republic of China guarantees "freedom of religion" with a number of restrictions. Spiritual and philosophical institutions have been allowed to be established or re-established, as long they are not perceived to be a threat to the power of the CPC. Moreover, those organizations are heavily monitored. The influences of the past are still deeply ingrained in the Chinese culture.
New Confucianism
New Confucianism is an intellectual movement of Confucianism that began in the early 20th century in Republican China, and revived in post-Mao era contemporary communist China. It is deeply influenced by, but not identical with, the Neo-Confucianism of the Song and Ming dynasties.
Philosophers
Confucius, seen as the Great Master but sometimes ridiculed by Taoists.
Mencius, Confucius' follower having idealist inspiration
Xun Zi, another Confucius' follower, closer to realism, teacher of Han Fei and Li Si
Zhu Xi, founder of Neo-Confucianism
Wang Yangming, most influential proponent of "state of mind." ()
Laozi, the semi-mythical founder of Taoist school.
Zhuang Zhou, said to be the author of the Zhuangzi.
Lie Yukou, said to be the author of the Liezi.
Mozi, the founder of Mohist school.
Shang Yang, Legalist founder and pivotal Qin reformer
Han Fei, one of the most notable theoreticians of Legalism
Li Si, major proponent and practitioner of Legalism
Concepts
Although the individual philosophical schools differ considerably, they nevertheless share a common vocabulary and set of concerns.
Among the terms commonly found in Chinese philosophy are:
Dao (the Way, or one's doctrine)
De (virtue, power)
Li (principle, Law)
Qi (vital energy or material force)
The Tai-chi (Great Heavenly Axis) forms a unity of the two complementary polarities, Yin and Yang. The word Yin originally referred to a hillside facing away from the sun. Philosophically, it stands the dark, passive, feminine principle; whereas Yang (the hillside facing the sun) stands for the bright, active, masculine principle. Yin and Yang are not antagonistic, they alternate in inverse proportion to one another—like the rise and fall of a wave and are known by their comparison.
Among the commonalities of Chinese philosophies are:
The tendency not to view man as separate from nature.
Questions about the nature and existence of a monotheistic deity, which have profoundly influenced Western philosophy, have not been important in Chinese philosophies or a source of great conflict in Chinese traditional religion.
The belief that the purpose of philosophy is primarily to serve as an ethical and practical guide.
The political focus: most scholars of the Hundred Schools were trying to convince the ruler to behave in the way they defended.
See also
References
Further reading
Bo Mou (Editor), History of Chinese Philosophy, Routledge, 2009.
Antonio S. Cua (Editor), Encyclopedia of Chinese Philosophy, Routledge, 2003.
Feng Youlan, A History of Chinese Philosophy (Princeton Paperbacks), tr. Derk Bodde, 1983.
Herrlee Glessner Creel, Chinese Thought, from Confucius to Mao Zedong, 1971.
A. C. Graham, Disputers of the Tao; Philosophical Argument in Ancient China, 1989.
Christoph Harbsmeier, Logic and Language in Ancient China, (Joseph Needham, Science and Civilisation in China, Volume 7, Part I, Cambridge University Press, 1998.
Philip J. Ivanhoe and Bryan W. Van Norden (Editors), Readings in Classical Chinese Philosophy, 2nd edition, Indianapolis: Hackett Publishing, 2005.
Karyn Lai, Introduction to Chinese Philosophy, Cambridge University Press, 2008.
Lin Yutang, The Importance of Living, William Morrow Paperbacks, 1998.
Jana S. Rošker, Searching for the Way: Theory of Knowledge in Pre-modern and Modern Chinese Philosophy Hong Kong Chinese University Press, 2008.
Roel Sterckx, Chinese Thought. From Confucius to Cook Ding. London: Penguin, 2019.
Roel Sterckx, Ways of Heaven. An Introduction to Chinese Thought. New York: Basic Books, 2019.
Justin Tiwald and Bryan W. Van Norden (Editors), Readings in Later Chinese Philosophy: Han Dynasty to the 20th Century, Indianapolis: Hackett Publishing, 2014.
Bryan W. Van Norden, Introduction to Classical Chinese Philosophy, Indianapolis: Hackett Publishing, 2011.
Arthur Waley, Three Ways of Thought in Ancient China, 1983.
External links
Article "The Chinese Concept of Space"
Article "The Chinese Concept of Time"
The Hundred Schools of Thought
Chinese Text Project – Chinese philosophy texts in classical Chinese with English and modern Chinese translations
Contesting Confucius Henry Zhao, New Left Review 44, March–April 2007
Encyclopédie ou Dictionnaire raisonné des sciences, des arts et des métiers, 1751–1772, ""Philosophie des Chinois" [in French]
Warp Weft and Way – A Group Blog of Chinese and Comparative Philosophy
Chinese literature
Cultural history of China |
5823 | https://en.wikipedia.org/wiki/Confucius | Confucius | Kong Fuzi (), more usually Kongzi (; , – ), commonly Latinized as Confucius, was a Chinese philosopher of the Spring and Autumn period who is traditionally considered the paragon of Chinese sages. Confucius's teachings and philosophy underpin East Asian culture and society, and remain influential across China and East Asia to this day. His philosophical teachings, called Confucianism, emphasized personal and governmental morality, correctness of social relationships, justice, kindness, and sincerity, as well as an emphasis on a ruler's duty to their subjects.
Confucius considered himself a transmitter for the values of earlier periods which he claimed had been abandoned in his time. The time immediately following Confucius's life saw a rich diversity of thought, and was a formative period in China's intellectual history. His ideas gained in prominence during the Warring States period, but experienced setback immediately following the Qin conquest. Under Emperor Wu of Han, Confucius's ideas received official sanction, with affiliated works becoming required reading for one of the career paths to officialdom. During the Tang and Song dynasties, Confucianism developed into a system known in the West as Neo-Confucianism, and later as New Confucianism. Confucianism became part of the Chinese social fabric and way of life.
Confucius is traditionally credited with having authored or edited many of the Chinese classic texts, including all of the Five Classics, but modern scholars are cautious of attributing specific assertions to Confucius himself. At least some of the texts and philosophy he taught were already ancient. Aphorisms concerning his teachings were compiled in the Analects, but only many years after his death.
Confucius's principles have commonality with Chinese tradition and belief. With filial piety, he championed strong family loyalty, ancestor veneration, and respect of elders by their children and of husbands by their wives, recommending family as a basis for ideal government. He espoused the Silver Rule, "Do not do unto others what you do not want done to yourself."
Name
The name "Confucius" is a Latinized form of the Mandarin Chinese (, "Master Kong"), and was coined in the late 16th century by the early Jesuit missionaries to China. Confucius's clan name was Kong () and his given name was Qiu (). His "courtesy name", a capping (guan: ) given at his coming of age ceremony, and by which he would have been known to all but his older family members, was Zhongni (), the "Zhòng" indicating that he was the second son in his family.
Life
Early life
It is thought that Confucius was born on September 28, 551 BCE, in Zou (, in modern Shandong province). The area was notionally controlled by the kings of Zhou but effectively independent under the local lords of Lu, who ruled from the nearby city of Qufu. His father Kong He (or Shuliang He) was an elderly commandant of the local Lu garrison. His ancestry traced back through the dukes of Song to the Shang dynasty which had preceded the Zhou. Traditional accounts of Confucius's life relate that Kong He's grandfather had migrated the family from Song to Lu. Not all modern scholars accept Confucius's descent from Song nobility.
Kong He died when Confucius was three years old, and Confucius was raised by his mother Yan Zhengzai () in poverty. His mother later died at less than 40 years of age. At age 19, he married Lady Qiguan (), and a year later the couple had their first child, their son Kong Li (). Qiguan and Confucius later had two daughters together, one of whom is thought to have died as a child and one was named Kong Jiao ().
Confucius was educated at schools for commoners, where he studied and learned the Six Arts.
Confucius was born into the class of shi (), between the aristocracy and the common people. He is said to have worked in various government jobs during his early 20s, and as a bookkeeper and a caretaker of sheep and horses, using the proceeds to give his mother a proper burial. When his mother died, Confucius (aged 23) is said to have mourned for three years, as was the tradition.
Political career
In Confucius's time, the state of Lu was headed by a ruling ducal house. Under the duke were three aristocratic families, whose heads bore the title of viscount and held hereditary positions in the Lu bureaucracy. The Ji family held the position "Minister over the Masses", who was also the "Prime Minister"; the Meng family held the position "Minister of Works"; and the Shu family held the position "Minister of War". In the winter of , Yang Hu—a retainer of the Ji family—rose up in rebellion and seized power from the Ji family. However, by the summer of , the three hereditary families had succeeded in expelling Yang Hu from Lu. By then, Confucius had built up a considerable reputation through his teachings, while the families came to see the value of proper conduct and righteousness, so they could achieve loyalty to a legitimate government. Thus, that year (), Confucius came to be appointed to the minor position of governor of a town. Eventually, he rose to the position of Minister of Crime.
Confucius desired to return the authority of the state to the duke by dismantling the fortifications of the city—strongholds belonging to the three families. This way, he could establish a centralized government. However, Confucius relied solely on diplomacy as he had no military authority himself. In , Hou Fan—the governor of Hou—revolted against his lord of the Shu family. Although the Meng and Shu families unsuccessfully besieged Hou, a loyalist official rose up with the people of Hou and forced Hou Fan to flee to the Qi state. The situation may have been in favor for Confucius as this likely made it possible for Confucius and his disciples to convince the aristocratic families to dismantle the fortifications of their cities. Eventually, after a year and a half, Confucius and his disciples succeeded in convincing the Shu family to raze the walls of Hou, the Ji family in razing the walls of Bi, and the Meng family in razing the walls of Cheng. First, the Shu family led an army towards their city Hou and tore down its walls in .
Soon thereafter, Gongshan Furao (also known as Gongshan Buniu), a retainer of the Ji family, revolted and took control of the forces at Bi. He immediately launched an attack and entered the capital Lu. Earlier, Gongshan had approached Confucius to join him, which Confucius considered as he wanted the opportunity to put his principles into practice but he gave up on the idea in the end. Confucius disapproved the use of a violent revolution by principle, even though the Ji family dominated the Lu state by force for generations and had exiled the previous duke. Creel (1949) states that, unlike the rebel Yang Hu before him, Gongshan may have sought to destroy the three hereditary families and restore the power of the duke. However, Dubs (1946) is of the view that Gongshan was encouraged by Viscount Ji Huan to invade the Lu capital in an attempt to avoid dismantling the Bi fortified walls. Whatever the situation may have been, Gongshan was considered an upright man who continued to defend the state of Lu, even after he was forced to flee.
During the revolt by Gongshan, Zhong You had managed to keep the duke and the three viscounts together at the court. Zhong You was one of the disciples of Confucius and Confucius had arranged for him to be given the position of governor by the Ji family. When Confucius heard of the raid, he requested that Viscount Ji Huan allow the duke and his court to retreat to a stronghold on his palace grounds. Thereafter, the heads of the three families and the duke retreated to the Ji's palace complex and ascended the Wuzi Terrace. Confucius ordered two officers to lead an assault against the rebels. At least one of the two officers was a retainer of the Ji family, but they were unable to refuse the orders while in the presence of the duke, viscounts, and court. The rebels were pursued and defeated at Gu. Immediately after the revolt was defeated, the Ji family razed the Bi city walls to the ground.
The attackers retreated after realizing that they would have to become rebels against the state and their lord. Through Confucius' actions, the Bi officials had inadvertently revolted against their own lord, thus forcing Viscount Ji Huan's hand in having to dismantle the walls of Bi (as it could have harbored such rebels) or confess to instigating the event by going against proper conduct and righteousness as an official. Dubs (1949) suggests that the incident brought to light Confucius' foresight, practical political ability, and insight into human character.
When it was time to dismantle the city walls of the Meng family, the governor was reluctant to have his city walls torn down and convinced the head of the Meng family not to do so. The Zuozhuan recalls that the governor advised against razing the walls to the ground as he said that it made Cheng vulnerable to the Qi state and cause the destruction of the Meng family. Even though Viscount Meng Yi gave his word not to interfere with an attempt, he went back on his earlier promise to dismantle the walls.
Later in , Duke Ding personally went with an army to lay siege to Cheng in an attempt to raze its walls to the ground, but he did not succeed. Thus, Confucius could not achieve the idealistic reforms that he wanted including restoration of the legitimate rule of the duke. He had made powerful enemies within the state, especially with Viscount Ji Huan, due to his successes so far. According to accounts in the Zuozhuan and Shiji, Confucius departed his homeland in after his support for the failed attempt of dismantling the fortified city walls of the powerful Ji, Meng, and Shu families. He left the state of Lu without resigning, remaining in self-exile and unable to return as long as Viscount Ji Huan was alive.
Exile
The Shiji stated that the neighboring Qi state was worried that Lu was becoming too powerful while Confucius was involved in the government of the Lu state. According to this account, Qi decided to sabotage Lu's reforms by sending 100 good horses and 80 beautiful dancing girls to the duke of Lu. The duke indulged himself in pleasure and did not attend to official duties for three days. Confucius was disappointed and resolved to leave Lu and seek better opportunities, yet to leave at once would expose the misbehavior of the duke and therefore bring public humiliation to the ruler Confucius was serving. Confucius therefore waited for the duke to make a lesser mistake. Soon after, the duke neglected to send to Confucius a portion of the sacrificial meat that was his due according to custom, and Confucius seized upon this pretext to leave both his post and the Lu state.
After Confucius's resignation, he travelled around the principality states of north-east and central China including Wey, Song, Zheng, Cao, Chu, Qi, Chen, and Cai (and a failed attempt to go to Jin). At the courts of these states, he expounded his political beliefs but did not see them implemented.
Return home
According to the Zuozhuan, Confucius returned home to his native Lu when he was 68, after he was invited to do so by Ji Kangzi, the chief minister of Lu. The Analects depict him spending his last years teaching 72 or 77 disciples and transmitting the old wisdom via a set of texts called the Five Classics.
During his return, Confucius sometimes acted as an advisor to several government officials in Lu, including Ji Kangzi, on matters including governance and crime.
Burdened by the loss of both his son and his favorite disciples, he died at the age of 71 or 72 from natural causes. Confucius was buried in Kong Lin cemetery which lies in the historical part of Qufu in the Shandong Province. The original tomb erected there in memory of Confucius on the bank of the Sishui River had the shape of an axe. In addition, it has a raised brick platform at the front of the memorial for offerings such as sandalwood incense and fruit.
Philosophy
In the Analects, Confucius presents himself as a "transmitter who invented nothing". He puts the greatest emphasis on the importance of study, and it is the Chinese character for study () that opens the text. Far from trying to build a systematic or formalist theory, he wanted his disciples to master and internalize older classics, so that their deep thought and thorough study would allow them to relate the moral problems of the present to past political events (as recorded in the Annals) or the past expressions of commoners' feelings and noblemen's reflections (as in the poems of the Book of Odes).
Although some Chinese people follow Confucianism in a religious manner, many argue that its values are secular and that it is less a religion than a secular morality. Proponents of religious Confucianism argue that despite the secular nature of Confucianism's teachings, it is based on a worldview that is religious. Confucianism discusses elements of the afterlife and views concerning Heaven, but it is relatively unconcerned with some spiritual matters often considered essential to religious thought, such as the nature of souls.
Ethics
One of the deepest teachings of Confucius may have been the superiority of personal exemplification over explicit rules of behavior. His moral teachings emphasized self-cultivation, emulation of moral exemplars, and the attainment of skilled judgment rather than knowledge of rules. Confucian ethics may, therefore, be considered a type of virtue ethics. His teachings rarely rely on reasoned argument, and ethical ideals and methods are conveyed indirectly, through allusion, innuendo, and even tautology. His teachings require examination and context to be understood. A good example is found in this famous anecdote:
By not asking about the horses, Confucius demonstrates that the sage values human beings over property (which animals seem to represent in this example); readers are led to reflect on whether their response would follow Confucius's and to pursue self-improvement if it would not have.
One of his teachings was a variant of the Golden Rule, sometimes called the "Silver Rule" owing to its negative form:
Often overlooked in Confucian ethics are the virtues to the self: sincerity and the cultivation of knowledge. Virtuous action towards others begins with virtuous and sincere thought, which begins with knowledge. A virtuous disposition without knowledge is susceptible to corruption, and virtuous action without sincerity is not true righteousness. Cultivating knowledge and sincerity is also important for one's own sake; the superior person loves learning for the sake of learning and righteousness for the sake of righteousness.
The Confucian theory of ethics as exemplified in lǐ () is based on three important conceptual aspects of life: (a) ceremonies associated with sacrifice to ancestors and deities of various types, (b) social and political institutions, and (c) the etiquette of daily behavior. Some believed that lǐ originated from the heavens, but Confucius stressed the development of lǐ through the actions of sage leaders in human history. His discussions of lǐ seem to redefine the term to refer to all actions committed by a person to build the ideal society, rather than those conforming with canonical standards of ceremony.
In the early Confucian tradition, lǐ was doing the proper thing at the proper time; balancing between maintaining existing norms to perpetuate an ethical social fabric, and violating them in order to accomplish ethical good. Training in the lǐ of past sages, cultivates virtues in people that include ethical judgment about when lǐ must be adapted in light of situational contexts.
In Confucianism, the concept of li is closely related to yì (), which is based upon the idea of reciprocity. Yì can be translated as righteousness, though it may mean what is ethically best to do in a certain context. The term contrasts with action done out of self-interest. While pursuing one's own self-interest is not necessarily bad, one would be a better, more righteous person if one's life was based upon following a path designed to enhance the greater good. Thus an outcome of yì is doing the right thing for the right reason.
Just as action according to lǐ should be adapted to conform to the aspiration of adhering to yì, so yì is linked to the core value of rén (). Rén consists of five basic virtues: seriousness, generosity, sincerity, diligence, and kindness. Rén is the virtue of perfectly fulfilling one's responsibilities toward others, most often translated as "benevolence", "humaneness", or "empathy"; translator Arthur Waley calls it "Goodness" (with a capital G), and other translations that have been put forth include "authoritativeness" and "selflessness". Confucius's moral system was based upon empathy and understanding others, rather than divinely ordained rules. To develop one's spontaneous responses of rén so that these could guide action intuitively was even better than living by the rules of yì. Confucius asserts that virtue is a mean between extremes. For example, the properly generous person gives the right amount – not too much and not too little.
Politics
Confucius's political thought is based upon his ethical thought. He argued that the best government is one that rules through "rites" (lǐ) and people's natural morality, and not by using bribery and coercion. He explained that this is one of the most important analects: "If the people be led by laws, and uniformity sought to be given them by punishments, they will try to avoid the punishment, but have no sense of shame. If they be led by virtue, and uniformity sought to be given them by the rules of propriety, they will have the sense of the shame, and moreover will become good." (Analects 2.3, tr. Legge). This "sense of shame" is an internalisation of duty, where the punishment precedes the evil action, instead of following it in the form of laws as in Legalism.
Confucius looked nostalgically upon earlier days, and urged the Chinese, particularly those with political power, to model themselves on earlier examples. In times of division, chaos, and endless wars between feudal states, he wanted to restore the Mandate of Heaven () that could unify the "world" (, "all under Heaven") and bestow peace and prosperity on the people. Because his vision of personal and social perfections was framed as a revival of the ordered society of earlier times, Confucius is often considered a great proponent of conservatism, but a closer look at what he proposes often shows that he used (and perhaps twisted) past institutions and rites to push a new political agenda of his own: a revival of a unified royal state, whose rulers would succeed to power on the basis of their moral merits instead of lineage. These would be rulers devoted to their people, striving for personal and social perfection, and such a ruler would spread his own virtues to the people instead of imposing proper behavior with laws and rules.
While Confucius supported the idea of government ruling by a virtuous king, his ideas contained a number of elements to limit the power of rulers. He argued for representing truth in language, and honesty was of paramount importance. Even in facial expression, truth must always be represented. Confucius believed that if a ruler is to lead correctly, by action, that orders would be unnecessary in that others will follow the proper actions of their ruler. In discussing the relationship between a king and his subject (or a father and his son), he underlined the need to give due respect to superiors. This demanded that the subordinates must advise their superiors if the superiors are considered to be taking a course of action that is wrong. Confucius believed in ruling by example, if you lead correctly, orders by force or punishment are not necessary.
Music and poetry
Confucius heavily promoted the use of music with rituals or the rites order. The scholar Li Zehou argued that Confucianism is based on the idea of rites. Rites serve as the starting point for each individual and that these sacred social functions allow each person's human nature to be harmonious with reality. Given this, Confucius believed that "music is the harmonization of heaven and earth; the rites is the order of heaven and earth". Thus the application of music in rites creates the order that makes it possible for society to prosper. poetry,
The Confucian approach to music was heavily inspired by the Shijing and the Classic of Music, which was said to be the sixth Confucian classic until it was lost during the Han Dynasty. The Shijing serves as one of the current Confucian classics and is a book on poetry that contains a diversified variety of poems as well as folk songs. Confucius is traditionally ascribed with compiling these classics within his school. In the Analects, Confucius described the importance of the art in the development of society:
Legacy
Confucius's teachings were later turned into an elaborate set of rules and practices by his numerous disciples and followers, who organized his teachings into the Analects. Confucius's disciples and his only grandson, Zisi, continued his philosophical school after his death. These efforts spread Confucian ideals to students who then became officials in many of the royal courts in China, thereby giving Confucianism the first wide-scale test of its dogma.
Two of Confucius's most famous later followers emphasized radically different aspects of his teachings. In the centuries after his death, Mencius () and Xunzi () both composed important teachings elaborating in different ways on the fundamental ideas associated with Confucius. Mencius () articulated the innate goodness in human beings as a source of the ethical intuitions that guide people towards rén, yì, and lǐ, while Xunzi () underscored the realistic and materialistic aspects of Confucian thought, stressing that morality was inculcated in society through tradition and in individuals through training. In time, their writings, together with the Analects and other core texts came to constitute the philosophical corpus of Confucianism.
This realignment in Confucian thought was parallel to the development of Legalism, which saw filial piety as self-interest and not a useful tool for a ruler to create an effective state. A disagreement between these two political philosophies came to a head in when the Qin state conquered all of China. Li Si, Prime Minister of the Qin dynasty, convinced Qin Shi Huang to abandon the Confucians' recommendation of awarding fiefs akin to the Zhou Dynasty before them which he saw as being against to the Legalist idea of centralizing the state around the ruler. When the Confucian advisers pressed their point, Li Si had many Confucian scholars killed and their books burned—considered a huge blow to the philosophy and Chinese scholarship.
Under the succeeding Han and Tang dynasties, Confucian ideas gained even more widespread prominence. Under Wudi, the works attributed to Confucius were made the official imperial philosophy and required reading for civil service examinations in which was continued nearly unbroken until the end of the 19th century. As Mohism lost support by the time of the Han, the main philosophical contenders were Legalism, which Confucian thought somewhat absorbed, the teachings of Laozi, whose focus on more spiritual ideas kept it from direct conflict with Confucianism, and the new Buddhist religion, which gained acceptance during the Southern and Northern Dynasties era. Both Confucian ideas and Confucian-trained officials were relied upon in the Ming Dynasty and even the Yuan Dynasty, although Kublai Khan distrusted handing over provincial control to them.
During the Song dynasty, the scholar Zhu Xi () added ideas from Daoism and Buddhism into Confucianism. In his life, Zhu Xi was largely ignored, but not long after his death, his ideas became the new orthodox view of what Confucian texts actually meant. Modern historians view Zhu Xi as having created something rather different and call his way of thinking Neo-Confucianism. Neo-Confucianism held sway in China, Japan, Korea, and Vietnam until the 19th century.
The works of Confucius were first translated into European languages by Jesuit missionaries in the 16th century during the late Ming dynasty. The first known effort was by Michele Ruggieri, who returned to Italy in 1588 and carried on his translations while residing in Salerno. Matteo Ricci started to report on the thoughts of Confucius, and a team of Jesuits—Prospero Intorcetta, Philippe Couplet, and two others—published a translation of several Confucian works and an overview of Chinese history in Paris in 1687. François Noël, after failing to persuade ClementXI that Chinese veneration of ancestors and Confucius did not constitute idolatry, completed the Confucian canon at Prague in 1711, with more scholarly treatments of the other works and the first translation of the collected works of Mencius. It is thought that such works had considerable importance on European thinkers of the period, particularly among the Deists and other philosophical groups of the Enlightenment who were interested by the integration of the system of morality of Confucius into Western civilization.
In the modern era Confucian movements, such as New Confucianism, still exist, but during the Cultural Revolution, Confucianism was frequently attacked by leading figures in the Chinese Communist Party. This was partially a continuation of the condemnations of Confucianism by intellectuals and activists in the early 20th century as a cause of the ethnocentric close-mindedness and refusal of the Qing Dynasty to modernize that led to the tragedies that befell China in the 19th century.
Confucius's works are studied by scholars in many other Asian countries, particularly those in the Chinese cultural sphere, such as Korea, Japan, and Vietnam. Many of those countries still hold the traditional memorial ceremony every year.
Among Tibetans, Confucius is often worshipped as a holy king and master of magic, divination and astrology. Tibetan Buddhists see him as learning divination from the Buddha Manjushri (and that knowledge subsequently reaching Tibet through Princess Wencheng), while Bon practitioners see him as being a reincarnation of Tonpa Shenrab Miwoche, the legendary founder of Bon.
The Ahmadiyya Muslim Community believes Confucius was a Divine Prophet of God, as were Lao-Tzu and other eminent Chinese personages.
According to the Siddhar tradition of Tamil Nadu, Confucius is one of the 18 esteemed Siddhars of yore, and is better known as Kalangi Nathar or Kamalamuni. The Thyagaraja Temple in Thiruvarur, Tamil Nadu is home to his Jeeva Samadhi.
In modern times, Asteroid 7853, "Confucius", was named after the Chinese thinker.
Disciples
Confucius began teaching after he turned 30, and taught more than 3,000 students in his life, about 70 of whom were considered outstanding. His disciples and the early Confucian community they formed became the most influential intellectual force in the Warring States period. The Han dynasty historian Sima Qian dedicated a chapter in his Records of the Grand Historian to the biographies of Confucius's disciples, accounting for the influence they exerted in their time and afterward. Sima Qian recorded the names of 77 disciples in his collective biography, while Kongzi Jiayu, another early source, records 76, not completely overlapping. The two sources together yield the names of 96 disciples. Twenty-two of them are mentioned in the Analects, while the Mencius records 24.
Confucius did not charge any tuition, and only requested a symbolic gift of a bundle of dried meat from any prospective student. According to his disciple Zigong, his master treated students like doctors treated patients and did not turn anybody away. Most of them came from Lu, Confucius's home state, with 43 recorded, but he accepted students from all over China, with six from the state of Wey (such as Zigong), three from Qin, two each from Chen and Qi, and one each from Cai, Chu, and Song. Confucius considered his students' personal background irrelevant, and accepted noblemen, commoners, and even former criminals such as Yan Zhuoju and Gongye Chang. His disciples from richer families would pay a sum commensurate with their wealth which was considered a ritual donation.
Confucius's favorite disciple was Yan Hui, most probably one of the most impoverished of them all. Sima Niu, in contrast to Yan Hui, was from a hereditary noble family hailing from the Song state. Under Confucius's teachings, the disciples became well learned in the principles and methods of government. He often engaged in discussion and debate with his students and gave high importance to their studies in history, poetry, and ritual. Confucius advocated loyalty to principle rather than to individual acumen, in which reform was to be achieved by persuasion rather than violence. Even though Confucius denounced them for their practices, the aristocracy was likely attracted to the idea of having trustworthy officials who were studied in morals as the circumstances of the time made it desirable. In fact, the disciple Zilu even died defending his ruler in Wey.
Yang Hu, who was a subordinate of the Ji family, had dominated the Lu government from 505 to 502 and even attempted a coup, which narrowly failed. As a likely consequence, it was after this that the first disciples of Confucius were appointed to government positions. A few of Confucius's disciples went on to attain official positions of some importance, some of which were arranged by Confucius. By the time Confucius was 50 years old, the Ji family had consolidated their power in the Lu state over the ruling ducal house. Even though the Ji family had practices with which Confucius disagreed and disapproved, they nonetheless gave Confucius's disciples many opportunities for employment. Confucius continued to remind his disciples to stay true to their principles and renounced those who did not, all the while being openly critical of the Ji family.
In the West
The influence of Confucius has been observed on multiple Western thinkers, including Niels Bohr, Benjamin Franklin, Allen Ginsberg, Thomas Jefferson, Gottfried Wilhelm Leibniz, Robert Cummings Neville, Alexander Pope, Ezra Pound, François Quesnay, Friedrich Schiller, Voltaire, and Christian Wolff.
Visual portraits
No contemporary painting or sculpture of Confucius survives, and it was only during the Han Dynasty that he was portrayed visually. Carvings often depict his legendary meeting with Laozi. Since that time there have been many portraits of Confucius as the ideal philosopher. An early verbal portrayal of Confucius is found in the chapter "External Things" () of the book Zhuangzi (), finished in about 3rd BCE, long after Confucius's death. The oldest known portrait of Confucius has been unearthed in the tomb of the Han dynasty ruler Marquis of Haihun (died ). The picture was painted on the wooden frame to a polished bronze mirror.
In former times, it was customary to have a portrait in Confucius Temples; however, during the reign of Hongwu Emperor (Taizu) of the Ming dynasty, it was decided that the only proper portrait of Confucius should be in the temple in his home town, Qufu in Shandong. In other temples, Confucius is represented by a memorial tablet. In 2006, the China Confucius Foundation commissioned a standard portrait of Confucius based on the Tang dynasty portrait by Wu Daozi.
The South Wall Frieze in the courtroom of the Supreme Court of the United States depicts Confucius as a teacher of harmony, learning, and virtue.
Fictional portrayals
There have been two film adaptations of Confucius' life: the 1940 film Confucius starring Tang Huaiqiu, and the 2010 film Confucius starring Chow Yun-fat.
Memorials
Soon after Confucius's death, Qufu, his home town, became a place of devotion and remembrance. The Han dynasty Records of the Grand Historian records that it had already become a place of pilgrimage for ministers. It is still a major destination for cultural tourism, and many people visit his grave and the surrounding temples. In Sinic cultures, there are many temples where representations of the Buddha, Laozi, and Confucius are found together. There are also many temples dedicated to him, which have been used for Confucian ceremonies.
Followers of Confucianism have a tradition of holding spectacular memorial ceremonies of Confucius () every year, using ceremonies that supposedly derived from Zhou Li () as recorded by Confucius, on the date of Confucius's birth. In the 20th century, this tradition was interrupted for several decades in mainland China, where the official stance of the Communist Party and the State was that Confucius and Confucianism represented reactionary feudalist beliefs which held that the subservience of the people to the aristocracy is a part of the natural order. All such ceremonies and rites were therefore banned. Only after the 1990s did the ceremony resume. As it is now considered a veneration of Chinese history and tradition, even Communist Party members may be found in attendance.
In Taiwan, where the Nationalist Party (Kuomintang) strongly promoted Confucian beliefs in ethics and behavior, the tradition of the memorial ceremony of Confucius () is supported by the government and has continued without interruption. While not a national holiday, it does appear on all printed calendars, much as Father's Day or Christmas Day do in the Western world.
In South Korea, a grand-scale memorial ceremony called Seokjeon Daeje is held twice a year on Confucius's birthday and the anniversary of his death, at Confucian academies across the country and Sungkyunkwan in Seoul.
Descendants
Confucius's descendants were repeatedly identified and honored by successive imperial governments with titles of nobility and official posts. They were honored with the rank of a marquis 35 times since Gaozu of the Han dynasty, and they were promoted to the rank of duke 42 times from the Tang dynasty to the Qing dynasty. Emperor Xuanzong of Tang first bestowed the title of "Duke Wenxuan" on Kong Suizhi of the 35th generation. In 1055, Emperor Renzong of Song first bestowed the title of "Duke Yansheng" on Kong Zongyuan of the 46th generation.
During the Southern Song dynasty, the Duke Yansheng Kong Duanyou fled south with the Song Emperor to Quzhou in Zhejiang, while the newly established Jin dynasty (1115–1234) in the north appointed Kong Duanyou's brother Kong Duancao who remained in Qufu as Duke Yansheng. From that time up until the Yuan dynasty, there were two Duke Yanshengs, one in the north in Qufu and the other in the south at Quzhou. An invitation to come back to Qufu was extended to the southern Duke Yansheng Kong Zhu by the Yuan-dynasty Emperor Kublai Khan. The title was taken away from the southern branch after Kong Zhu rejected the invitation, so the northern branch of the family kept the title of Duke Yansheng. The southern branch remained in Quzhou where they live to this day. Confucius's descendants in Quzhou alone number 30,000. The Hanlin Academy rank of Wujing boshi 五經博士 was awarded to the southern branch at Quzhou by a Ming Emperor while the northern branch at Qufu held the title Duke Yansheng. The leader of the southern branch was 孔祥楷 Kong Xiangkai.
In 1351, during the reign of Emperor Toghon Temür of the Yuan dynasty, 54th-generation Kong Shao () moved from China to Korea during the Goryeo Dynasty, and was received courteously by Princess Noguk (the Mongolian-born queen consort of the future king Gongmin). After being naturalized as a subject of Goryeo, he changed the hanja of his name from "昭" to "紹" (both pronounced so in Korean), married a Korean woman and bore a son (Gong Yeo (), 1329–1397), therefore establishing the Changwon Gong clan (), whose ancestral seat was located in Changwon, South Gyeongsang Province. In 1794, during the reign of King Jeongjo, the clan then changed its name to Gokbu Gong clan () in honor of Confucius's birthplace Qufu ().
Famous descendants include actors such as Gong Yoo (real name Gong Ji-cheol (공지철)) and Gong Hyo-jin (공효진); and artists such as male idol group B1A4 member Gongchan (real name Gong Chan-sik (공찬식)), singer-songwriter Minzy (real name Gong Min-ji (공민지)), as well as her great aunt, traditional folk dancer (공옥진).
Despite repeated dynastic change in China, the title of Duke Yansheng was bestowed upon successive generations of descendants until it was abolished by the Nationalist government in 1935. The last holder of the title, Kung Te-cheng of the 77th generation, was appointed Sacrificial Official to Confucius. Kung Te-cheng died in October 2008, and his son, Kung Wei-yi, the 78th lineal descendant, died in 1989. Kung Te-cheng's grandson, Kung Tsui-chang, the 79th lineal descendant, was born in 1975; his great-grandson, Kung Yu-jen, the 80th lineal descendant, was born in Taipei on January 1, 2006. Te-cheng's sister, Kong Demao, lives in mainland China and has written a book about her experiences growing up at the family estate in Qufu. Another sister, Kong Deqi, died as a young woman. Many descendants of Confucius still live in Qufu today.
A descendant of Confucius, H. H. Kung, was the Premier of the Republic of China. One of his sons, (孔令傑), married Debra Paget who gave birth to Gregory Kung ().
Confucius's family, the Kongs, have the longest recorded extant pedigree in the world today. The father-to-son family tree, now in its 83rd generation, has been recorded since the death of Confucius. According to the Confucius Genealogy Compilation Committee (CGCC), he has two million known and registered descendants, and there are an estimated three million in all. Of these, several tens of thousands live outside of China. In the 14th century, a Kong descendant went to Korea, where an estimated 34,000 descendants of Confucius live today. One of the main lineages fled from the Kong ancestral home in Qufu during the Chinese Civil War in the 1940s and eventually settled in Taiwan. There are also branches of the Kong family who have converted to Islam after marrying Muslim women, in Dachuan in Gansu province in the 1800s, and in 1715 in Xuanwei in Yunnan province. Many of the Muslim Confucius descendants are descended from the marriage of Ma Jiaga (), a Muslim woman, and Kong Yanrong (), 59th generation descendant of Confucius in the year 1480, and are found among the Hui and Dongxiang peoples. The new genealogy includes the Muslims. Kong Dejun () is a prominent Islamic scholar and Arabist from Qinghai province and a 77th generation descendant of Confucius.
Because of the huge interest in the Confucius family tree, there was a project in China to test the DNA of known family members of the collateral branches in mainland China. Among other things, this would allow scientists to identify a common Y chromosome in male descendants of Confucius. If the descent were truly unbroken, father-to-son, since Confucius's lifetime, the males in the family would all have the same Y chromosome as their direct male ancestor, with slight mutations due to the passage of time. The aim of the genetic test was to help members of collateral branches in China who lost their genealogical records to prove their descent. However, in 2009, many of the collateral branches decided not to agree to DNA testing. Bryan Sykes, professor of genetics at Oxford University, understands this decision: "The Confucius family tree has an enormous cultural significance ... It's not just a scientific question." The DNA testing was originally proposed to add new members, many of whose family record books were lost during 20th century upheavals, to the Confucian family tree. The main branch of the family which fled to Taiwan was never involved in the proposed DNA test at all.
In 2013, a DNA test performed on multiple different families who claimed descent from Confucius found that they shared the same Y chromosome as reported by Fudan University.
The fifth and most recent edition of the Confucius genealogy was printed by the CGCC. It was unveiled in a ceremony at Qufu on September 24, 2009. Women are now included for the first time.
References
Citations
Bibliography
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Further reading
See and for extensive bibliographies
Clements, Jonathan (2008). Confucius: A Biography. Stroud, Gloucestershire, England: Sutton Publishing. .
Confucius (1997). Lun yu, (in English The Analects of Confucius). Translation and notes by Simon Leys. New York: W.W. Norton. .
Confucius (2003). Confucius: Analects – With Selections from Traditional Commentaries. Translated by E. Slingerland. Indianapolis: Hackett Publishing. (Original work published c. ) .
Creel, Herrlee Glessner (1949). Confucius and the Chinese Way. New York: Harper.
Csikszentmihalyi, M. (2005). "Confucianism: An Overview". In Encyclopedia of Religion (Vol. C, pp. 1890–1905). Detroit: MacMillan Reference
.
Sterckx, Roel. Chinese Thought. From Confucius to Cook Ding. London: Penguin, 2019.
Van Norden, B.W., ed. (2001). Confucius and the Analects: New Essays. New York: Oxford University Press. .
External links
Multilingual web site on Confucius and the Analects
The Dao of Kongzi, introduction to the thought of Confucius.
Confucian Analects (Project Gutenberg release of James Legge's Translation)
Core philosophical passages in the Analects of Confucius.
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5826 | https://en.wikipedia.org/wiki/Complex%20number | Complex number | In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation ; every complex number can be expressed in the form , where and are real numbers. Because no real number satisfies the above equation, was called an imaginary number by René Descartes. For the complex number , is called the , and is called the . The set of complex numbers is denoted by either of the symbols or . Despite the historical nomenclature "imaginary", complex numbers are regarded in the mathematical sciences as just as "real" as the real numbers and are fundamental in many aspects of the scientific description of the natural world.
Complex numbers allow solutions to all polynomial equations, even those that have no solutions in real numbers. More precisely, the fundamental theorem of algebra asserts that every non-constant polynomial equation with real or complex coefficients has a solution which is a complex number. For example, the equation
has no real solution, since the square of a real number cannot be negative, but has the two nonreal complex solutions and .
Addition, subtraction and multiplication of complex numbers can be naturally defined by using the rule combined with the associative, commutative, and distributive laws. Every nonzero complex number has a multiplicative inverse. This makes the complex numbers a field that has the real numbers as a subfield. The complex numbers also form a real vector space of dimension two, with as a standard basis.
This standard basis makes the complex numbers a Cartesian plane, called the complex plane. This allows a geometric interpretation of the complex numbers and their operations, and conversely expressing in terms of complex numbers some geometric properties and constructions. For example, the real numbers form the real line which is identified to the horizontal axis of the complex plane. The complex numbers of absolute value one form the unit circle. The addition of a complex number is a translation in the complex plane, and the multiplication by a complex number is a similarity centered at the origin. The complex conjugation is the reflection symmetry with respect to the real axis. The complex absolute value is a Euclidean norm.
In summary, the complex numbers form a rich structure that is simultaneously an algebraically closed field, a commutative algebra over the reals, and a Euclidean vector space of dimension two.
Definition
A complex number is a number of the form , where and are real numbers, and is an indeterminate satisfying . For example, is a complex number.
This way, a complex number is defined as a polynomial with real coefficients in the single indeterminate , for which the relation is imposed. Based on this definition, complex numbers can be added and multiplied, using the addition and multiplication for polynomials. The relation induces the equalities and which hold for all integers ; these allow the reduction of any polynomial that results from the addition and multiplication of complex numbers to a linear polynomial in , again of the form with real coefficients
The real number is called the real part of the complex number ; the real number is called its imaginary part. To emphasize, the imaginary part does not include a factor ; that is, the imaginary part is , not .
Formally, the complex numbers are defined as the quotient ring of the polynomial ring in the indeterminate , by the ideal generated by the polynomial (see below).
Notation
A real number can be regarded as a complex number , whose imaginary part is 0. A purely imaginary number is a complex number , whose real part is zero. As with polynomials, it is common to write for and for . Moreover, when the imaginary part is negative, that is, , it is common to write instead of ; for example, for , can be written instead of .
Since the multiplication of the indeterminate and a real is commutative in polynomials with real coefficients, the polynomial may be written as This is often expedient for imaginary parts denoted by expressions, for example, when is a radical.
The real part of a complex number is denoted by , , or ; the imaginary part of a complex number is denoted by , , or For example,
The set of all complex numbers is denoted by (blackboard bold) or (upright bold).
In some disciplines, particularly in electromagnetism and electrical engineering, is used instead of as is frequently used to represent electric current. In these cases, complex numbers are written as , or .
Visualization
A complex number can thus be identified with an ordered pair of real numbers, which in turn may be interpreted as coordinates of a point in a two-dimensional space. The most immediate space is the Euclidean plane with suitable coordinates, which is then called complex plane or Argand diagram, named after Jean-Robert Argand. Another prominent space on which the coordinates may be projected is the two-dimensional surface of a sphere, which is then called Riemann sphere.
Cartesian complex plane
The definition of the complex numbers involving two arbitrary real values immediately suggests the use of Cartesian coordinates in the complex plane. The horizontal (real) axis is generally used to display the real part, with increasing values to the right, and the imaginary part marks the vertical (imaginary) axis, with increasing values upwards.
A charted number may be viewed either as the coordinatized point or as a position vector from the origin to this point. The coordinate values of a complex number can hence be expressed in its Cartesian, rectangular, or algebraic form.
Notably, the operations of addition and multiplication take on a very natural geometric character, when complex numbers are viewed as position vectors: addition corresponds to vector addition, while multiplication (see below) corresponds to multiplying their magnitudes and adding the angles they make with the real axis. Viewed in this way, the multiplication of a complex number by corresponds to rotating the position vector counterclockwise by a quarter turn (90°) about the origin—a fact which can be expressed algebraically as
Polar complex plane
Modulus and argument
An alternative option for coordinates in the complex plane is the polar coordinate system that uses the distance of the point from the origin (), and the angle subtended between the positive real axis and the line segment in a counterclockwise sense. This leads to the polar form
of a complex number, where is the absolute value of , and is the argument of .
The absolute value (or modulus or magnitude) of a complex number is
If is a real number (that is, if ), then . That is, the absolute value of a real number equals its absolute value as a complex number.
By Pythagoras' theorem, the absolute value of a complex number is the distance to the origin of the point representing the complex number in the complex plane.
The argument of (in many applications referred to as the "phase" ) is the angle of the radius with the positive real axis, and is written as . As with the modulus, the argument can be found from the rectangular form by applying the inverse tangent to the quotient of imaginary-by-real parts. By using a half-angle identity, a single branch of the arctan suffices to cover the range of the -function, and avoids a more subtle case-by-case analysis
Normally, as given above, the principal value in the interval is chosen. If the arg value is negative, values in the range or can be obtained by adding . The value of is expressed in radians in this article. It can increase by any integer multiple of and still give the same angle, viewed as subtended by the rays of the positive real axis and from the origin through . Hence, the arg function is sometimes considered as multivalued. The polar angle for the complex number 0 is indeterminate, but arbitrary choice of the polar angle 0 is common.
The value of equals the result of atan2:
Together, and give another way of representing complex numbers, the polar form, as the combination of modulus and argument fully specify the position of a point on the plane. Recovering the original rectangular co-ordinates from the polar form is done by the formula called trigonometric form
Using Euler's formula this can be written as
Using the function, this is sometimes abbreviated to
In angle notation, often used in electronics to represent a phasor with amplitude and phase , it is written as
Complex graphs
When visualizing complex functions, both a complex input and output are needed. Because each complex number is represented in two dimensions, visually graphing a complex function would require the perception of a four dimensional space, which is possible only in projections. Because of this, other ways of visualizing complex functions have been designed.
In domain coloring the output dimensions are represented by color and brightness, respectively. Each point in the complex plane as domain is ornated, typically with color representing the argument of the complex number, and brightness representing the magnitude. Dark spots mark moduli near zero, brighter spots are farther away from the origin, the gradation may be discontinuous, but is assumed as monotonous. The colors often vary in steps of for to from red, yellow, green, cyan, blue, to magenta. These plots are called color wheel graphs. This provides a simple way to visualize the functions without losing information. The picture shows zeros for and poles at
History
The solution in radicals (without trigonometric functions) of a general cubic equation, when all three of its roots are real numbers, contains the square roots of negative numbers, a situation that cannot be rectified by factoring aided by the rational root test, if the cubic is irreducible; this is the so-called casus irreducibilis ("irreducible case"). This conundrum led Italian mathematician Gerolamo Cardano to conceive of complex numbers in around 1545 in his Ars Magna, though his understanding was rudimentary; moreover he later described complex numbers as "as subtle as they are useless". Cardano did use imaginary numbers, but described using them as "mental torture." This was prior to the use of the graphical complex plane. Cardano and other Italian mathematicians, notably Scipione del Ferro, in the 1500s created an algorithm for solving cubic equations which generally had one real solution and two solutions containing an imaginary number. Since they ignored the answers with the imaginary numbers, Cardano found them useless.
Work on the problem of general polynomials ultimately led to the fundamental theorem of algebra, which shows that with complex numbers, a solution exists to every polynomial equation of degree one or higher. Complex numbers thus form an algebraically closed field, where any polynomial equation has a root.
Many mathematicians contributed to the development of complex numbers. The rules for addition, subtraction, multiplication, and root extraction of complex numbers were developed by the Italian mathematician Rafael Bombelli. A more abstract formalism for the complex numbers was further developed by the Irish mathematician William Rowan Hamilton, who extended this abstraction to the theory of quaternions.
The earliest fleeting reference to square roots of negative numbers can perhaps be said to occur in the work of the Greek mathematician Hero of Alexandria in the 1st century AD, where in his Stereometrica he considered, apparently in error, the volume of an impossible frustum of a pyramid to arrive at the term in his calculations, which today would simplify to . Negative quantities were not conceived of in Hellenistic mathematics and Hero merely replaced it by its positive
The impetus to study complex numbers as a topic in itself first arose in the 16th century when algebraic solutions for the roots of cubic and quartic polynomials were discovered by Italian mathematicians (Niccolò Fontana Tartaglia and Gerolamo Cardano). It was soon realized (but proved much later) that these formulas, even if one were interested only in real solutions, sometimes required the manipulation of square roots of negative numbers. In fact, it was proved later that the use of complex numbers is unavoidable when all three roots are real and distinct. However, the general formula can still be used in this case, with some care to deal with the ambiguity resulting from the existence of three cubic roots for nonzero complex numbers. Rafael Bombelli was the first to address explicitly these seemingly paradoxical solutions of cubic equations and developed the rules for complex arithmetic, trying to resolve these issues.
The term "imaginary" for these quantities was coined by René Descartes in 1637, who was at pains to stress their unreal nature:
A further source of confusion was that the equation seemed to be capriciously inconsistent with the algebraic identity , which is valid for non-negative real numbers and , and which was also used in complex number calculations with one of , positive and the other negative. The incorrect use of this identity in the case when both and are negative, and the related identity , even bedeviled Leonhard Euler. This difficulty eventually led to the convention of using the special symbol in place of to guard against this mistake. Even so, Euler considered it natural to introduce students to complex numbers much earlier than we do today. In his elementary algebra text book, Elements of Algebra, he introduces these numbers almost at once and then uses them in a natural way throughout.
In the 18th century complex numbers gained wider use, as it was noticed that formal manipulation of complex expressions could be used to simplify calculations involving trigonometric functions. For instance, in 1730 Abraham de Moivre noted that the identities relating trigonometric functions of an integer multiple of an angle to powers of trigonometric functions of that angle could be re-expressed by the following de Moivre's formula:
In 1748, Euler went further and obtained Euler's formula of complex analysis:
by formally manipulating complex power series and observed that this formula could be used to reduce any trigonometric identity to much simpler exponential identities.
The idea of a complex number as a point in the complex plane (above) was first described by Danish–Norwegian mathematician Caspar Wessel in 1799, although it had been anticipated as early as 1685 in Wallis's A Treatise of Algebra.
Wessel's memoir appeared in the Proceedings of the Copenhagen Academy but went largely unnoticed. In 1806 Jean-Robert Argand independently issued a pamphlet on complex numbers and provided a rigorous proof of the fundamental theorem of algebra. Carl Friedrich Gauss had earlier published an essentially topological proof of the theorem in 1797 but expressed his doubts at the time about "the true metaphysics of the square root of −1". It was not until 1831 that he overcame these doubts and published his treatise on complex numbers as points in the plane, largely establishing modern notation and terminology:
If one formerly contemplated this subject from a false point of view and therefore found a mysterious darkness, this is in large part attributable to clumsy terminology. Had one not called +1, −1, positive, negative, or imaginary (or even impossible) units, but instead, say, direct, inverse, or lateral units, then there could scarcely have been talk of such darkness.
In the beginning of the 19th century, other mathematicians discovered independently the geometrical representation of the complex numbers: Buée, Mourey, Warren, Français and his brother, Bellavitis.
The English mathematician G.H. Hardy remarked that Gauss was the first mathematician to use complex numbers in "a really confident and scientific way" although mathematicians such as Norwegian Niels Henrik Abel and Carl Gustav Jacob Jacobi were necessarily using them routinely before Gauss published his 1831 treatise.
Augustin-Louis Cauchy and Bernhard Riemann together brought the fundamental ideas of complex analysis to a high state of completion, commencing around 1825 in Cauchy's case.
The common terms used in the theory are chiefly due to the founders. Argand called the direction factor, and the modulus; Cauchy (1821) called the reduced form (l'expression réduite) and apparently introduced the term argument; Gauss used for , introduced the term complex number for , and called the norm. The expression direction coefficient, often used for , is due to Hankel (1867), and absolute value, for modulus, is due to Weierstrass.
Later classical writers on the general theory include Richard Dedekind, Otto Hölder, Felix Klein, Henri Poincaré, Hermann Schwarz, Karl Weierstrass and many others. Important work (including a systematization) in complex multivariate calculus has been started at beginning of the 20th century. Important results have been achieved by Wilhelm Wirtinger in 1927.
Relations and operations
Equality
Complex numbers have a similar definition of equality to real numbers; two complex numbers and are equal if and only if both their real and imaginary parts are equal, that is, if and . Nonzero complex numbers written in polar form are equal if and only if they have the same magnitude and their arguments differ by an integer multiple of .
Ordering
Unlike the real numbers, there is no natural ordering of the complex numbers. In particular, there is no linear ordering on the complex numbers that is compatible with addition and multiplication. Hence, the complex numbers do not have the structure of an ordered field. One explanation for this is that every non-trivial sum of squares in an ordered field is nonzero, and is a non-trivial sum of squares. Thus, complex numbers are naturally thought of as existing on a two-dimensional plane.
Conjugate
The complex conjugate of the complex number is given by . It is denoted by either or . This unary operation on complex numbers cannot be expressed by applying only their basic operations addition, subtraction, multiplication and division.
Geometrically, is the "reflection" of about the real axis. Conjugating twice gives the original complex number
which makes this operation an involution. The reflection leaves both the real part and the magnitude of unchanged, that is
and
The imaginary part and the argument of a complex number change their sign under conjugation
For details on argument and magnitude, see the section on Polar form.
The product of a complex number and its conjugate is known as the absolute square. It is always a non-negative real number and equals the square of the magnitude of each:
This property can be used to convert a fraction with a complex denominator to an equivalent fraction with a real denominator by expanding both numerator and denominator of the fraction by the conjugate of the given denominator. This process is sometimes called "rationalization" of the denominator (although the denominator in the final expression might be an irrational real number), because it resembles the method to remove roots from simple expressions in a denominator.
The real and imaginary parts of a complex number can be extracted using the conjugation:
Moreover, a complex number is real if and only if it equals its own conjugate.
Conjugation distributes over the basic complex arithmetic operations:
Conjugation is also employed in inversive geometry, a branch of geometry studying reflections more general than ones about a line. In the network analysis of electrical circuits, the complex conjugate is used in finding the equivalent impedance when the maximum power transfer theorem is looked for.
Addition and subtraction
Two complex numbers and are most easily added by separately adding their real and imaginary parts. That is to say:
Similarly, subtraction can be performed as
Multiplication of a complex number and a real number can be done similarly by multiplying separately and the real and imaginary parts of :
In particular, subtraction can be done by negating the subtrahend (that is multiplying it with ) and adding the result to the minuend:
Using the visualization of complex numbers in the complex plane, addition has the following geometric interpretation: the sum of two complex numbers and , interpreted as points in the complex plane, is the point obtained by building a parallelogram from the three vertices , and the points of the arrows labeled and (provided that they are not on a line). Equivalently, calling these points , , respectively and the fourth point of the parallelogram the triangles and are congruent.
Multiplication and square
The rules of the distributive property, the commutative properties (of addition and multiplication), and the defining property apply to complex numbers. It follows that
In particular,
Reciprocal and division
Using the conjugate, the reciprocal of a nonzero complex number can be broken into real and imaginary components
This can be used to express a division of an arbitrary complex number by a non-zero complex number as
Multiplication and division in polar form
Formulas for multiplication, division and exponentiation are simpler in polar form than the corresponding formulas in Cartesian coordinates. Given two complex numbers and , because of the trigonometric identities
we may derive
In other words, the absolute values are multiplied and the arguments are added to yield the polar form of the product. For example, multiplying by corresponds to a quarter-turn counter-clockwise, which gives back . The picture at the right illustrates the multiplication of
Since the real and imaginary part of are equal, the argument of that number is 45 degrees, or (in radian). On the other hand, it is also the sum of the angles at the origin of the red and blue triangles are arctan(1/3) and arctan(1/2), respectively. Thus, the formula
holds. As the arctan function can be approximated highly efficiently, formulas like this – known as Machin-like formulas – are used for high-precision approximations of .
Similarly, division is given by
Square root
The square roots of (with ) are , where
and
where is the signum function. This can be seen by squaring to obtain . Here is called the modulus of , and the square root sign indicates the square root with non-negative real part, called the principal square root; also where .
Exponential function
The exponential function can be defined for every complex number by the power series
which has an infinite radius of convergence.
The value at of the exponential function is Euler's number
If is real, one has
Analytic continuation allows extending this equality for every complex value of , and thus to define the complex exponentiation with base as
Functional equation
The exponential function satisfies the functional equation
This can be proved either by comparing the power series expansion of both members or by applying analytic continuation from the restriction of the equation to real arguments.
Euler's formula
Euler's formula states that, for any real number ,
The functional equation implies thus that, if and are real, one has
which is the decomposition of the exponential function into its real and imaginary parts.
Complex logarithm
In the real case, the natural logarithm can be defined as the inverse
of the exponential function. For extending this to the complex domain, one can start from Euler's formula. It implies that, if a complex number is written in polar form
with then with
as complex logarithm one has a proper inverse:
However, because cosine and sine are periodic functions, the addition of an integer multiple of to does not change . For example, , so both and are possible values for the natural logarithm of .
Therefore, if the complex logarithm is not to be defined as a multivalued function
one has to use a branch cut and to restrict the codomain, resulting in the bijective function
If is not a non-positive real number (a positive or a non-real number), the resulting principal value of the complex logarithm is obtained with . It is an analytic function outside the negative real numbers, but it cannot be prolongated to a function that is continuous at any negative real number , where the principal value is .
Exponentiation
If is real and complex, the exponentiation is defined as
where denotes the natural logarithm.
It seems natural to extend this formula to complex values of , but there are some difficulties resulting from the fact that the complex logarithm is not really a function, but a multivalued function.
It follows that if is as above, and if is another complex number, then the exponentiation is the multivalued function
Integer and fractional exponents
If, in the preceding formula, is an integer, then the sine and the cosine are independent of . Thus, if the exponent is an integer, then is well defined, and the exponentiation formula simplifies to de Moivre's formula:
The th roots of a complex number are given by
for . (Here is the usual (positive) th root of the positive real number .) Because sine and cosine are periodic, other integer values of do not give other values.
While the th root of a positive real number is chosen to be the positive real number satisfying , there is no natural way of distinguishing one particular complex th root of a complex number. Therefore, the th root is a -valued function of . This implies that, contrary to the case of positive real numbers, one has
since the left-hand side consists of values, and the right-hand side is a single value.
Properties
Field structure
The set of complex numbers is a field. Briefly, this means that the following facts hold: first, any two complex numbers can be added and multiplied to yield another complex number. Second, for any complex number , its additive inverse is also a complex number; and third, every nonzero complex number has a reciprocal complex number. Moreover, these operations satisfy a number of laws, for example the law of commutativity of addition and multiplication for any two complex numbers and :
These two laws and the other requirements on a field can be proven by the formulas given above, using the fact that the real numbers themselves form a field.
Unlike the reals, is not an ordered field, that is to say, it is not possible to define a relation that is compatible with the addition and multiplication. In fact, in any ordered field, the square of any element is necessarily positive, so precludes the existence of an ordering on
When the underlying field for a mathematical topic or construct is the field of complex numbers, the topic's name is usually modified to reflect that fact. For example: complex analysis, complex matrix, complex polynomial, and complex Lie algebra.
Solutions of polynomial equations
Given any complex numbers (called coefficients) , the equation
has at least one complex solution z, provided that at least one of the higher coefficients is nonzero. This is the statement of the fundamental theorem of algebra, of Carl Friedrich Gauss and Jean le Rond d'Alembert. Because of this fact, is called an algebraically closed field. This property does not hold for the field of rational numbers (the polynomial does not have a rational root, since √2 is not a rational number) nor the real numbers (the polynomial does not have a real root for , since the square of is positive for any real number ).
There are various proofs of this theorem, by either analytic methods such as Liouville's theorem, or topological ones such as the winding number, or a proof combining Galois theory and the fact that any real polynomial of odd degree has at least one real root.
Because of this fact, theorems that hold for any algebraically closed field apply to For example, any non-empty complex square matrix has at least one (complex) eigenvalue.
Algebraic characterization
The field has the following three properties:
First, it has characteristic 0. This means that for any number of summands (all of which equal one).
Second, its transcendence degree over , the prime field of is the cardinality of the continuum.
Third, it is algebraically closed (see above).
It can be shown that any field having these properties is isomorphic (as a field) to For example, the algebraic closure of the field of the -adic number also satisfies these three properties, so these two fields are isomorphic (as fields, but not as topological fields). Also, is isomorphic to the field of complex Puiseux series. However, specifying an isomorphism requires the axiom of choice. Another consequence of this algebraic characterization is that contains many proper subfields that are isomorphic to .
Characterization as a topological field
The preceding characterization of describes only the algebraic aspects of That is to say, the properties of nearness and continuity, which matter in areas such as analysis and topology, are not dealt with. The following description of as a topological field (that is, a field that is equipped with a topology, which allows the notion of convergence) does take into account the topological properties. contains a subset (namely the set of positive real numbers) of nonzero elements satisfying the following three conditions:
is closed under addition, multiplication and taking inverses.
If and are distinct elements of , then either or is in .
If is any nonempty subset of , then for some in
Moreover, has a nontrivial involutive automorphism (namely the complex conjugation), such that is in for any nonzero in
Any field with these properties can be endowed with a topology by taking the sets as a base, where ranges over the field and ranges over . With this topology is isomorphic as a topological field to
The only connected locally compact topological fields are and This gives another characterization of as a topological field, since can be distinguished from because the nonzero complex numbers are connected, while the nonzero real numbers are not.
Formal construction
Construction as ordered pairs
William Rowan Hamilton introduced the approach to define the set of complex numbers as the set of of real numbers, in which the following rules for addition and multiplication are imposed:
It is then just a matter of notation to express as .
Construction as a quotient field
Though this low-level construction does accurately describe the structure of the complex numbers, the following equivalent definition reveals the algebraic nature of more immediately. This characterization relies on the notion of fields and polynomials. A field is a set endowed with addition, subtraction, multiplication and division operations that behave as is familiar from, say, rational numbers. For example, the distributive law
must hold for any three elements , and of a field. The set of real numbers does form a field. A polynomial with real coefficients is an expression of the form
where the are real numbers. The usual addition and multiplication of polynomials endows the set of all such polynomials with a ring structure. This ring is called the polynomial ring over the real numbers.
The set of complex numbers is defined as the quotient ring This extension field contains two square roots of , namely (the cosets of) and , respectively. (The cosets of) and form a basis of as a real vector space, which means that each element of the extension field can be uniquely written as a linear combination in these two elements. Equivalently, elements of the extension field can be written as ordered pairs of real numbers. The quotient ring is a field, because is irreducible over so the ideal it generates is maximal.
The formulas for addition and multiplication in the ring modulo the relation , correspond to the formulas for addition and multiplication of complex numbers defined as ordered pairs. So the two definitions of the field are isomorphic (as fields).
Accepting that is algebraically closed, since it is an algebraic extension of in this approach, is therefore the algebraic closure of
Matrix representation of complex numbers
Complex numbers can also be represented by matrices that have the form:
Here the entries and are real numbers. As the sum and product of two such matrices is again of this form, these matrices form a subring of the ring matrices.
A simple computation shows that the map:
is a ring isomorphism from the field of complex numbers to the ring of these matrices. This isomorphism associates the square of the absolute value of a complex number with the determinant of the corresponding matrix, and the conjugate of a complex number with the transpose of the matrix.
The geometric description of the multiplication of complex numbers can also be expressed in terms of rotation matrices by using this correspondence between complex numbers and such matrices. The action of the matrix on a vector corresponds to the multiplication of by . In particular, if the determinant is , there is a real number such that the matrix has the form:
In this case, the action of the matrix on vectors and the multiplication by the complex number are both the rotation of the angle .
Complex analysis
The study of functions of a complex variable is known as complex analysis and has enormous practical use in applied mathematics as well as in other branches of mathematics. Often, the most natural proofs for statements in real analysis or even number theory employ techniques from complex analysis (see prime number theorem for an example). Unlike real functions, which are commonly represented as two-dimensional graphs, complex functions have four-dimensional graphs and may usefully be illustrated by color-coding a three-dimensional graph to suggest four dimensions, or by animating the complex function's dynamic transformation of the complex plane.
Complex exponential and related functions
The notions of convergent series and continuous functions in (real) analysis have natural analogs in complex analysis. A sequence of complex numbers is said to converge if and only if its real and imaginary parts do. This is equivalent to the (ε, δ)-definition of limits, where the absolute value of real numbers is replaced by the one of complex numbers. From a more abstract point of view, , endowed with the metric
is a complete metric space, which notably includes the triangle inequality
for any two complex numbers and .
Like in real analysis, this notion of convergence is used to construct a number of elementary functions: the exponential function , also written , is defined as the infinite series
The series defining the real trigonometric functions sine and cosine, as well as the hyperbolic functions sinh and cosh, also carry over to complex arguments without change. For the other trigonometric and hyperbolic functions, such as tangent, things are slightly more complicated, as the defining series do not converge for all complex values. Therefore, one must define them either in terms of sine, cosine and exponential, or, equivalently, by using the method of analytic continuation.
Euler's formula states:
for any real number , in particular
, which is Euler's identity.
Unlike in the situation of real numbers, there is an infinitude of complex solutions of the equation
for any complex number . It can be shown that any such solution – called complex logarithm of – satisfies
where arg is the argument defined above, and ln the (real) natural logarithm. As arg is a multivalued function, unique only up to a multiple of , log is also multivalued. The principal value of log is often taken by restricting the imaginary part to the interval .
Complex exponentiation is defined as
and is multi-valued, except when is an integer. For , for some natural number , this recovers the non-uniqueness of th roots mentioned above.
Complex numbers, unlike real numbers, do not in general satisfy the unmodified power and logarithm identities, particularly when naïvely treated as single-valued functions; see failure of power and logarithm identities. For example, they do not satisfy
Both sides of the equation are multivalued by the definition of complex exponentiation given here, and the values on the left are a subset of those on the right.
Holomorphic functions
For a function f: → to be holomorphic, a necessary (but not sufficient) condition is that it satisfies the Cauchy–Riemann equations. For example, any -linear map → can be written in the form
with complex coefficients and . This map is holomorphic if and only if . The function is real-differentiable, but does not satisfy the Cauchy–Riemann equations.
Complex analysis shows some features not apparent in real analysis. For example, any two holomorphic functions and that agree on an arbitrarily small open subset of necessarily agree everywhere. Meromorphic functions, functions that can locally be written as with a holomorphic function , still share some of the features of holomorphic functions. Other functions have essential singularities, such as at .
Applications
Complex numbers have applications in many scientific areas, including signal processing, control theory, electromagnetism, fluid dynamics, quantum mechanics, cartography, and vibration analysis. Some of these applications are described below.
Geometry
Shapes
Three non-collinear points in the plane determine the shape of the triangle . Locating the points in the complex plane, this shape of a triangle may be expressed by complex arithmetic as
The shape of a triangle will remain the same, when the complex plane is transformed by translation or dilation (by an affine transformation), corresponding to the intuitive notion of shape, and describing similarity. Thus each triangle is in a similarity class of triangles with the same shape.
Fractal geometry
The Mandelbrot set is a popular example of a fractal formed on the complex plane. It is defined by plotting every location where iterating the sequence does not diverge when iterated infinitely. Similarly, Julia sets have the same rules, except where remains constant.
Triangles
Every triangle has a unique Steiner inellipse – an ellipse inside the triangle and tangent to the midpoints of the three sides of the triangle. The foci of a triangle's Steiner inellipse can be found as follows, according to Marden's theorem: Denote the triangle's vertices in the complex plane as , , and . Write the cubic equation , take its derivative, and equate the (quadratic) derivative to zero. Marden's theorem says that the solutions of this equation are the complex numbers denoting the locations of the two foci of the Steiner inellipse.
Algebraic number theory
As mentioned above, any nonconstant polynomial equation (in complex coefficients) has a solution in . A fortiori, the same is true if the equation has rational coefficients. The roots of such equations are called algebraic numbers – they are a principal object of study in algebraic number theory. Compared to , the algebraic closure of , which also contains all algebraic numbers, has the advantage of being easily understandable in geometric terms. In this way, algebraic methods can be used to study geometric questions and vice versa. With algebraic methods, more specifically applying the machinery of field theory to the number field containing roots of unity, it can be shown that it is not possible to construct a regular nonagon using only compass and straightedge – a purely geometric problem.
Another example is the Gaussian integers; that is, numbers of the form , where and are integers, which can be used to classify sums of squares.
Analytic number theory
Analytic number theory studies numbers, often integers or rationals, by taking advantage of the fact that they can be regarded as complex numbers, in which analytic methods can be used. This is done by encoding number-theoretic information in complex-valued functions. For example, the Riemann zeta function is related to the distribution of prime numbers.
Improper integrals
In applied fields, complex numbers are often used to compute certain real-valued improper integrals, by means of complex-valued functions. Several methods exist to do this; see methods of contour integration.
Dynamic equations
In differential equations, it is common to first find all complex roots of the characteristic equation of a linear differential equation or equation system and then attempt to solve the system in terms of base functions of the form . Likewise, in difference equations, the complex roots of the characteristic equation of the difference equation system are used, to attempt to solve the system in terms of base functions of the form .
Linear algebra
Eigendecomposition is a useful tool for computing matrix powers and matrix exponentials. However, it often requires the use of complex numbers, even if the matrix is real (for example, a rotation matrix).
Complex numbers often generalize concepts originally conceived in the real numbers. For example, the conjugate transpose generalizes the transpose, hermitian matrices generalize symmetric matrices, and unitary matrices generalize orthogonal matrices.
In applied mathematics
Control theory
In control theory, systems are often transformed from the time domain to the complex frequency domain using the Laplace transform. The system's zeros and poles are then analyzed in the complex plane. The root locus, Nyquist plot, and Nichols plot techniques all make use of the complex plane.
In the root locus method, it is important whether zeros and poles are in the left or right half planes, that is, have real part greater than or less than zero. If a linear, time-invariant (LTI) system has poles that are
in the right half plane, it will be unstable,
all in the left half plane, it will be stable,
on the imaginary axis, it will have marginal stability.
If a system has zeros in the right half plane, it is a nonminimum phase system.
Signal analysis
Complex numbers are used in signal analysis and other fields for a convenient description for periodically varying signals. For given real functions representing actual physical quantities, often in terms of sines and cosines, corresponding complex functions are considered of which the real parts are the original quantities. For a sine wave of a given frequency, the absolute value of the corresponding is the amplitude and the argument is the phase.
If Fourier analysis is employed to write a given real-valued signal as a sum of periodic functions, these periodic functions are often written as complex-valued functions of the form
and
where ω represents the angular frequency and the complex number A encodes the phase and amplitude as explained above.
This use is also extended into digital signal processing and digital image processing, which use digital versions of Fourier analysis (and wavelet analysis) to transmit, compress, restore, and otherwise process digital audio signals, still images, and video signals.
Another example, relevant to the two side bands of amplitude modulation of AM radio, is:
In physics
Electromagnetism and electrical engineering
In electrical engineering, the Fourier transform is used to analyze varying voltages and currents. The treatment of resistors, capacitors, and inductors can then be unified by introducing imaginary, frequency-dependent resistances for the latter two and combining all three in a single complex number called the impedance. This approach is called phasor calculus.
In electrical engineering, the imaginary unit is denoted by , to avoid confusion with , which is generally in use to denote electric current, or, more particularly, , which is generally in use to denote instantaneous electric current.
Since the voltage in an AC circuit is oscillating, it can be represented as
To obtain the measurable quantity, the real part is taken:
The complex-valued signal is called the analytic representation of the real-valued, measurable signal .
Fluid dynamics
In fluid dynamics, complex functions are used to describe potential flow in two dimensions.
Quantum mechanics
The complex number field is intrinsic to the mathematical formulations of quantum mechanics, where complex Hilbert spaces provide the context for one such formulation that is convenient and perhaps most standard. The original foundation formulas of quantum mechanics – the Schrödinger equation and Heisenberg's matrix mechanics – make use of complex numbers.
Relativity
In special and general relativity, some formulas for the metric on spacetime become simpler if one takes the time component of the spacetime continuum to be imaginary. (This approach is no longer standard in classical relativity, but is used in an essential way in quantum field theory.) Complex numbers are essential to spinors, which are a generalization of the tensors used in relativity.
Generalizations and related notions
The process of extending the field of reals to is known as the Cayley–Dickson construction. It can be carried further to higher dimensions, yielding the quaternions and octonions which (as a real vector space) are of dimension 4 and 8, respectively.
In this context the complex numbers have been called the binarions.
Just as by applying the construction to reals the property of ordering is lost, properties familiar from real and complex numbers vanish with each extension. The quaternions lose commutativity, that is, for some quaternions , and the multiplication of octonions, additionally to not being commutative, fails to be associative: for some octonions .
Reals, complex numbers, quaternions and octonions are all normed division algebras over . By Hurwitz's theorem they are the only ones; the sedenions, the next step in the Cayley–Dickson construction, fail to have this structure.
The Cayley–Dickson construction is closely related to the regular representation of thought of as an -algebra (an -vector space with a multiplication), with respect to the basis . This means the following: the -linear map
for some fixed complex number can be represented by a matrix (once a basis has been chosen). With respect to the basis , this matrix is
that is, the one mentioned in the section on matrix representation of complex numbers above. While this is a linear representation of in the 2 × 2 real matrices, it is not the only one. Any matrix
has the property that its square is the negative of the identity matrix: . Then
is also isomorphic to the field and gives an alternative complex structure on This is generalized by the notion of a linear complex structure.
Hypercomplex numbers also generalize and For example, this notion contains the split-complex numbers, which are elements of the ring (as opposed to for complex numbers). In this ring, the equation has four solutions.
The field is the completion of the field of rational numbers, with respect to the usual absolute value metric. Other choices of metrics on lead to the fields of -adic numbers (for any prime number ), which are thereby analogous to . There are no other nontrivial ways of completing than and by Ostrowski's theorem. The algebraic closures of still carry a norm, but (unlike ) are not complete with respect to it. The completion of turns out to be algebraically closed. By analogy, the field is called -adic complex numbers.
The fields and their finite field extensions, including are called local fields.
See also
Algebraic surface
Circular motion using complex numbers
Complex-base system
Complex geometry
Dual-complex number
Eisenstein integer
Euler's identity
Geometric algebra (which includes the complex plane as the 2-dimensional spinor subspace )
Unit complex number
Notes
References
Works cited
Further reading
Mathematical
Historical
— A gentle introduction to the history of complex numbers and the beginnings of complex analysis.
— An advanced perspective on the historical development of the concept of number.
Composition algebras |
5828 | https://en.wikipedia.org/wiki/Cryptozoology | Cryptozoology | Cryptozoology is a pseudoscience and subculture that searches for and studies unknown, legendary, or extinct animals whose present existence is disputed or unsubstantiated, particularly those popular in folklore, such as Bigfoot, the Loch Ness Monster, Yeti, the chupacabra, the Jersey Devil, or the Mokele-mbembe. Cryptozoologists refer to these entities as cryptids, a term coined by the subculture. Because it does not follow the scientific method, cryptozoology is considered a pseudoscience by mainstream science: it is neither a branch of zoology nor of folklore studies. It was originally founded in the 1950s by zoologists Bernard Heuvelmans and Ivan T. Sanderson.
Scholars have noted that the subculture rejected mainstream approaches from an early date, and that adherents often express hostility to mainstream science. Scholars have studied cryptozoologists and their influence (including cryptozoology's association with Young Earth creationism), noted parallels in cryptozoology and other pseudosciences such as ghost hunting and ufology, and highlighted uncritical media propagation of cryptozoologist claims.
Terminology, history, and approach
As a field, cryptozoology originates from the works of Bernard Heuvelmans, a Belgian zoologist, and Ivan T. Sanderson, a Scottish zoologist. Notably, Heuvelmans published On the Track of Unknown Animals (French Sur la Piste des Bêtes Ignorées) in 1955, a landmark work among cryptozoologists that was followed by numerous other like works. Similarly, Sanderson published a series of books that contributed to the developing hallmarks of cryptozoology, including Abominable Snowmen: Legend Come to Life (1961). Heuvelmans himself traced cryptozoology to the work of Anthonie Cornelis Oudemans, who theorized that a large unidentified species of seal was responsible for sea serpent reports.
The term cryptozoology dates from 1959 or before—Heuvelmans attributes the coinage of the term cryptozoology 'the study of hidden animals' (from Ancient Greek: κρυπτός, kryptós "hidden, secret"; Ancient Greek ζῷον, zōion "animal", and λόγος, logos, i.e. "knowledge, study") to Sanderson. Following cryptozoology, the term cryptid was coined in 1983 by cryptozoologist J. E. Wall in the summer issue of the International Society of Cryptozoology newsletter. According to Wall "[It has been] suggested that new terms be coined to replace sensational and often misleading terms like 'monster'. My suggestion is 'cryptid', meaning a living thing having the quality of being hidden or unknown ... describing those creatures which are (or may be) subjects of cryptozoological investigation."
The Oxford English Dictionary defines the noun cryptid as "an animal whose existence or survival to the present day is disputed or unsubstantiated; any animal of interest to a cryptozoologist". While used by most cryptozoologists, the term cryptid is not used by academic zoologists. In a textbook aimed at undergraduates, academics Caleb W. Lack and Jacques Rousseau note that the subculture's focus on what it deems to be "cryptids" is a pseudoscientic extension of older belief in monsters and other similar entities from the folkloric record, yet with a "new, more scientific-sounding name: cryptids".
While biologists regularly identify new species, cryptozoologists often focus on creatures from the folkloric record. Most famously, these include the Loch Ness Monster, Bigfoot, the chupacabra, as well as other "imposing beasts that could be labeled as monsters". In their search for these entities, cryptozoologists may employ devices such as motion-sensitive cameras, night-vision equipment, and audio-recording equipment. While there have been attempts to codify cryptozoological approaches, unlike biologists, zoologists, botanists, and other academic disciplines, however, "there are no accepted, uniform, or successful methods for pursuing cryptids". Some scholars have identified precursors to modern cryptozoology in certain medieval approaches to the folkloric record, and the psychology behind the cryptozoology approach has been the subject of academic study.
Few cryptozoologists have a formal science education, and fewer still have a science background directly relevant to cryptozoology. Adherents often misrepresent the academic backgrounds of cryptozoologists. According to writer Daniel Loxton and paleontologist Donald Prothero, "[c]ryptozoologists have often promoted 'Professor Roy Mackal, PhD.' as one of their leading figures and one of the few with a legitimate doctorate in biology. What is rarely mentioned, however, is that he had no training that would qualify him to undertake competent research on exotic animals. This raises the specter of 'credential mongering', by which an individual or organization feints a person's graduate degree as proof of expertise, even though his or her training is not specifically relevant to the field under consideration." Besides Heuvelmans, Sanderson, and Mackal, other notable cryptozoologists with academic backgrounds include Grover Krantz, Karl Shuker, and Richard Greenwell.
Historically, notable cryptozoologists have often identified instances featuring "irrefutable evidence" (such as Sanderson and Krantz), only for the evidence to be revealed as the product of a hoax. This may occur during a closer examination by experts or upon confession of the hoaxer.
Expeditions
Cryptozoologists have often led expeditions to find evidence of cryptids, to few results. Bigfoot researcher René Dahinden led unsuccessful expedition into caves to find evidence of sasquatch. Lensgrave Adam Christoffer Knuth led an expedition into Lake Tele in the Congo to find the mokele-mbembe in 2018. While they didn't find any evidence for the cryptid, they did find a new species of green algae. Mark van Roosmalen, a Dutch-Brazilian primatologist, is one of the few biologists who have discovered new species of animals to consider his work cryptozoology.
Young Earth creationism
A subset of cryptozoology promotes the pseudoscience of Young Earth creationism, rejecting conventional science in favor of a Biblical interpretation and promoting concepts such as "living dinosaurs". Science writer Sharon A. Hill observes that the Young Earth creationist segment of cryptozoology is "well-funded and able to conduct expeditions with a goal of finding a living dinosaur that they think would invalidate evolution".
Anthropologist Jeb J. Card says that "[c]reationists have embraced cryptozoology and some cryptozoological expeditions are funded by and conducted by creationists hoping to disprove evolution." In a 2013 interview, paleontologist Donald Prothero notes an uptick in creationist cryptozoologists. He observes that "[p]eople who actively search for Loch Ness monsters or Mokele Mbembe do it entirely as creationist ministers. They think that if they found a dinosaur in the Congo it would overturn all of evolution. It wouldn't. It would just be a late-occurring dinosaur, but that's their mistaken notion of evolution."
Citing a 2013 exhibit at the Petersburg, Kentucky-based Creation Museum, which claimed that dragons were once biological creatures who walked the earth alongside humanity and is broadly dedicated to Young Earth creationism, religious studies academic Justin Mullis notes that "[c]ryptozoology has a long and curious history with Young Earth Creationism, with this new exhibit being just one of the most recent examples".
Academic Paul Thomas analyzes the influence and connections between cryptozoology in his 2020 study of the Creation Museum and the creationist theme park Ark Encounter. Thomas comments that, "while the Creation Museum and the Ark Encounter are flirting with pseudoarchaeology, coquettishly whispering pseudoarchaeological rhetoric, they are each fully in bed with cryptozoology" and observes that "[y]oung-earth creationists and cryptozoologists make natural bed fellows. As with pseudoarchaeology, both young-earth creationists and cryptozoologists bristle at the rejection of mainstream secular science and lament a seeming conspiracy to prevent serious consideration of their claims."
Lack of critical media coverage
Media outlets have often uncritically disseminated information from cryptozoologist sources, including newspapers that repeat false claims made by cryptozoologists or television shows that feature cryptozoologists as monster hunters (such as the popular and purportedly nonfiction American television show MonsterQuest, which aired from 2007 to 2010). Media coverage of purported "cryptids" often fails to provide more likely explanations, further propagating claims made by cryptozoologists.
Reception and pseudoscience
There is a broad consensus among academics that cryptozoology is a pseudoscience. The subculture is regularly criticized for reliance on anecdotal information and because in the course of investigating animals that most scientists believe are unlikely to have existed, cryptozoologists do not follow the scientific method. No academic course of study nor university degree program grants the status of cryptozoologist and the subculture is primarily the domain of individuals without training in the natural sciences.
Anthropologist Jeb J. Card summarizes cryptozoology in a survey of pseudoscience and pseudoarchaeology:
Card notes that "cryptozoologists often show their disdain and even hatred for professional scientists, including those who enthusiastically participated in cryptozoology", which he traces back to Heuvelmans's early "rage against critics of cryptozoology". He finds parallels with cryptozoology and other pseudosciences, such as ghost hunting and ufology, and compares the approach of cryptozoologists to colonial big-game hunters, and to aspects of European imperialism. According to Card, "[m]ost cryptids are framed as the subject of indigenous legends typically collected in the heyday of comparative folklore, though such legends may be heavily modified or worse. Cryptozoology's complicated mix of sympathy, interest, and appropriation of indigenous culture (or non-indigenous construction of it) is also found in New Age circles and dubious "Indian burial grounds" and other legends [...] invoked in hauntings such as the "Amityville" hoax [...]".
In a 2011 foreword for The American Biology Teacher, then National Association of Biology Teachers president Dan Ward uses cryptozoology as an example of "technological pseudoscience" that may confuse students about the scientific method. Ward says that "Cryptozoology [...] is not valid science or even science at all. It is monster hunting." Historian of science Brian Regal includes an entry for cryptozoology in his Pseudoscience: A Critical Encyclopedia (2009). Regal says that "as an intellectual endeavor, cryptozoology has been studied as much as cryptozoologists have sought hidden animals".
In a 1992 issue of Folklore, folklorist Véronique Campion-Vincent says:
Campion-Vincent says that "four currents can be distinguished in the study of mysterious animal appearances": "Forteans" ("compiler[s] of anomalies" such as via publications like the Fortean Times), "occultists" (which she describes as related to "Forteans"), "folklorists", and "cryptozoologists". Regarding cryptozoologists, Campion-Vincent says that "this movement seems to deserve the appellation of parascience, like parapsychology: the same corpus is reviewed; many scientists participate, but for those who have an official status of university professor or researcher, the participation is a private hobby".
In her Encyclopedia of American Folklore, academic Linda Watts says that "folklore concerning unreal animals or beings, sometimes called monsters, is a popular field of inquiry" and describes cryptozoology as an example of "American narrative traditions" that "feature many monsters".
In his analysis of cryptozoology, folklorist Peter Dendle says that "cryptozoology devotees consciously position themselves in defiance of mainstream science" and that:
In a paper published in 2013, Dendle refers to cryptozoologists as "contemporary monster hunters" that "keep alive a sense of wonder in a world that has been very thoroughly charted, mapped, and tracked, and that is largely available for close scrutiny on Google Earth and satellite imaging" and that "on the whole the devotion of substantial resources for this pursuit betrays a lack of awareness of the basis for scholarly consensus (largely ignoring, for instance, evidence of evolutionary biology and the fossil record)."
According to historian Mike Dash, few scientists doubt there are thousands of unknown animals, particularly invertebrates, awaiting discovery; however, cryptozoologists are largely uninterested in researching and cataloging newly discovered species of ants or beetles, instead focusing their efforts towards "more elusive" creatures that have often defied decades of work aimed at confirming their existence.
Paleontologist George Gaylord Simpson (1984) lists cryptozoology among examples of human gullibility, along with creationism:
Paleontologist Donald Prothero (2007) cites cryptozoology as an example of pseudoscience and categorizes it, along with Holocaust denial and UFO abductions claims, as aspects of American culture that are "clearly baloney".
In Scientifical Americans: The Culture of Amateur Paranormal Researchers (2017), Hill surveys the field and discusses aspects of the subculture, noting internal attempts at creating more scientific approaches and the involvement of Young Earth creationists and a prevalence of hoaxes. She concludes that many cryptozoologists are "passionate and sincere in their belief that mystery animals exist. As such, they give deference to every report of a sighting, often without critical questioning. As with the ghost seekers, cryptozoologists are convinced that they will be the ones to solve the mystery and make history. With the lure of mystery and money undermining diligent and ethical research, the field of cryptozoology has serious credibility problems."
Cryptobotany
Cryptobotany is a sub-discipline of cryptozoology researching the possible existence of plant cryptids. According to British cryptozoologist Karl Shuker's 2003 book The Beasts That Hide From Man there are unconfirmed reports, primarily from Latin America, of still-undiscovered species of large carnivorous plants.
Organizations
There have been several organizations, of varying types, dedicated or related to cryptozoology. These include:
International Fortean Organization – a network of professional Fortean researchers and writers based in the United States
International Society of Cryptozoology – an American organisation that existed from 1982 to 1998
Kosmopoisk – a Russian organisation whose interests include cryptozoology and Ufology
The Centre for Fortean Zoology- an English organization centered around hunting for unknown animals
Museums and exhibitions
The zoological and cryptozoological collection and archive of Bernard Heuvelmans is held at the Musée Cantonal de Zoologie in Lausanne and consists of around "1,000 books, 25,000 files, 25,000 photographs, correspondence, and artifacts".
In 2006, the Bates College Museum of Art held the "Cryptozoology: Out of Time Place Scale" exhibition, which compared cryptozoological creatures with recently extinct animals like the thylacine and extant taxa like the coelacanth, once thought long extinct (living fossils). The following year, the American Museum of Natural History put on a mixed exhibition of imaginary and extinct animals, including the elephant bird Aepyornis maximus and the great ape Gigantopithecus blacki, under the name "Mythic Creatures: Dragons, Unicorns and Mermaids".
In 2003 cryptozoologist Loren Coleman opened the International Cryptozoology Museum in Portland, Maine. The museum houses more than 3000 cryptozoology related artifacts.
See also
Ethnozoology
Fearsome critters, fabulous beasts that were said to inhabit the timberlands of North America
Folk belief
List of cryptids, a list of cryptids notable within cryptozoology
List of cryptozoologists, a list of notable cryptozoologists
Scientific skepticism
References
Sources
Bartholomew, Robert E. 2012. The Untold Story of Champ: A Social History of America's Loch Ness Monster. State University of New York Press.
Campion-Vincent, Véronique. 1992. "Appearances of Beasts and Mystery-cats in France". Folklore 103.2 (1992): 160–183.
Card, Jeb J. 2016. "Steampunk Inquiry: A Comparative Vivisection of Discovery Pseudoscience" in Card, Jeb J. and Anderson, David S. Lost City, Found Pyramid: Understanding Alternative Archaeologies and Pseudoscientific Practices, pp. 24–25. University of Alabama Press.
Church, Jill M. (2009). Cryptozoology. In H. James Birx. Encyclopedia of Time: Science, Philosophy, Theology & Culture, Volume 1. SAGE Publications. pp. 251–252.
Dash, Mike. 2000. Borderlands: The Ultimate Exploration of the Unknown. Overlook Press.
Dendle, Peter. 2006. "Cryptozoology in the Medieval and Modern Worlds". Folklore, Vol. 117, No. 2 (Aug., 2006), pp. 190–206. Taylor & Francis.
Dendle, Peter. 2013. "Monsters and the Twenty-First Century" in The Ashgate Research Companion to Monsters and the Monstrous. Ashgate Publishing.
Hill, Sharon A. 2017. Scientifical Americans: The Culture of Amateur Paranormal Researchers. McFarland.
Lack, Caleb W. and Jacques Rousseau. 2016. Critical Thinking, Science, and Pseudoscience: Why We Can't Trust Our Brains. Springer.
Lee, Jeffrey A. 2000. The Scientific Endeavor: A Primer on Scientific Principles and Practice. Benjamin Cummings.
Loxton, Daniel and Donald Prothero. 2013. Abominable Science: Origins of the Yeti, Nessie, and other Famous Cryptids. Columbia University Press.
Mullis, Justin. 2019. "Cryptofiction! Science Fiction and the Rise of Cryptozoology" in Caterine, Darryl & John W. Morehead (ed.). 2019. The Paranormal and Popular Culture: A Postmodern Religious Landscape, pp. 240–252. Routledge. .
Mullis, Justin. 2021. "Thomas Jefferson: The First Cryptozoologist?". In Joseph P. Laycock & Natasha L. Mikles (eds). Religion, Culture, and the Monstrous: Of Gods and Monsters, pp. 185–197. Lexington Books.
Nagel, Brian. 2009. Pseudoscience: A Critical Encyclopedia. ABC-CLIO.
Paxton, C.G.M. 2011. "Putting the 'ology' into cryptozoology." Biofortean Notes. Vol. 7, pp. 7–20, 310.
Prothero, Donald R. 2007. Evolution: What the Fossils Say and Why It Matters. Columbia University Press.
Radford, Benjamin. 2014. "Bigfoot at 50: Evaluating a Half-Century of Bigfoot Evidence" in Farha, Bryan (ed.). Pseudoscience and Deception: The Smoke and Mirrors of Paranormal Claims. University Press of America.
Regal, Brian. 2011a. "Cryptozoology" in McCormick, Charlie T. and Kim Kennedy (ed.). Folklore: An Encyclopedia of Beliefs, Customs, Tales, Music, and Art, pp. 326–329. 2nd edition. ABC-CLIO. .
Regal, Brian. 2011b. Sasquatch: Crackpots, Eggheads, and Cryptozoology. Springer. .
Roesch, Ben S & John L. Moore. (2002). Cryptozoology. In Michael Shermer (ed.). The Skeptic Encyclopedia of Pseudoscience: Volume One. ABC-CLIO. pp. 71–78.
Shea, Rachel Hartigan. 2013. "The Science Behind Bigfoot and Other Monsters".National Geographic, September 9, 2013. Online.
Shermer, Michael. 2003. "Show Me the Body" in Scientific American, issue 288 (5), p. 27. Online.
Simpson, George Gaylord (1984). "Mammals and Cryptozoology". Proceedings of the American Philosophical Society. Vol. 128, No. 1 (Mar. 30, 1984), pp. 1–19. American Philosophical Society.
Thomas, Paul. 2020. Storytelling the Bible at the Creation Museum, Ark Encounter, and Museum of the Bible. Bloomsbury Publishing.
Uscinski, Joseph. 2020. Conspiracy Theories: A Primer. Rowman & Littlefield Publishers.
Wall, J. E. 1983. The ISC Newsletter, vol. 2, issue 10, p. 10. International Society of Cryptozoology.
Ward, Daniel. 2011. "From the President". The American Biology Teacher, 73.8 (2011): 440–440.
Watts, Linda S. 2007. Encyclopedia of American Folklore. Facts on File.
External links
Forteana
Pseudoscience
Subcultures
Young Earth creationism
Zoology |
5829 | https://en.wikipedia.org/wiki/Craig%20Charles | Craig Charles | Craig Joseph Charles (born 11 July 1964) is an English actor, comedian, DJ, and television and radio presenter. He is best known for his roles as Dave Lister in the science fiction sitcom Red Dwarf and Lloyd Mullaney in the soap opera Coronation Street (2005–2015). He presented the gladiator-style game show Robot Wars from 1998 to 2004, and narrated the comedy endurance show Takeshi's Castle. As a DJ, he appears on BBC Radio 6 Music.
Charles first appeared on television as a performance poet, which led to minor presenting roles. After finding fame in Red Dwarf, he regularly featured on national television with celebrity appearances on many popular shows while he continued to host a wide variety of programmes. From 2017 to 2022, Charles hosted The Gadget Show for Channel 5. His acting credits include playing inmate Eugene Buffy in the ITV drama The Governor, and leading roles in the British films Fated and Clubbing to Death.
Charles has hosted The Craig Charles Funk and Soul Show on BBC radio since 2002, and performs DJ sets at numerous clubs and festivals, nationally and internationally. In September 2015, he left Coronation Street after ten years of acting, to film new episodes of Red Dwarf and to continue his BBC Radio 6 Music and BBC Radio 2 broadcasting.
Early life
Craig Joseph Charles was born in Liverpool on 11 July 1964, the son of a Guyanese father and Irish mother. He grew up on the Cantril Farm housing estate with his older brother, Dean (died 2014), and two other brothers, Jimmy and Emile. He attended West Derby Comprehensive School followed by Childwall Hall College of Further Education, studying A-levels in History, Government & Politics, English Literature, and General Studies. He won a national competition run by The Guardian newspaper for a poem he wrote when he was 12 years old. Upon leaving school, Charles spent time working in a studio at Central Hall on Renshaw Street in Liverpool.
Early career
Charles began his career as a contemporary and urban performance poet on the British cabaret circuit. His performances were considered original, with Charles described as having a natural ironic wit which appealed to talent scouts. In 1981, Charles climbed on stage at a Teardrop Explodes concert and recited a humorous, but derogatory, poem about the band's singer, Julian Cope. He was invited to open subsequent gigs for the group and went on to perform as a support act in pubs and clubs for the following three years, and at events such as the Larks in the Park music festival at Sefton Park (1982). He performed poetry reading poems by Vladimir Mayakovsky, W. H. Auden, and E. E. Cummings, at Liverpool's Everyman Theatre (1983), with such poets as Roger McGough and Adrian Henri.
Charles was involved in the Liverpool music scene, writing and singing lyrics for a number of local rock bands. In 1980, he played keyboards, bass and provided voice in the rock band Watt 4. He performed his political rap lyrics as a 'Wordsmith'. In 1983, Charles was invited to record a session on the John Peel BBC Radio show, performing his poems backed by a band. This was his first professional engagement. He recorded a further Peel Session in 1984.
Charles realised he was using poetry as a vehicle for his sense of humour and progressed into stand-up comedy. He was part of the Red Wedge comedy tour in 1986, which aimed to raise awareness of the social problems of the time, in support of the Labour Party. He also performed his first one-man show in 1986, which premiered in Edinburgh, and then toured internationally. Charles was a guest on programmes including Janice Long's Radio 1 show, and he was a regular panellist on Ned Sherrin's chat show Loose Ends (1987–88) on BBC Radio 4.
Television career
Performance poetry
Charles first appeared on television as the resident poet on the arts programme Riverside on BBC2 and on the day-time BBC1 chat show Pebble Mill at One. Charles was the resident poet on the Channel 4 programme Black on Black (1985) and its entertainment-based successor Club Mix (1986), and he appeared, weekly, as a John Cooper Clarke-style 'punk poet' on the BBC2 pop music programme Oxford Road Show (ORS). Charles performed his political poems as stand-up comedy on the late-night show Saturday Live (1985–87) and on the prime-time BBC1 chat show Wogan (1986–87), where he performed a topical poem in a weekly feature. He also appeared as a guest on shows including Open Air (1988). Charles included significant acting in his performance style, enabling him to put the emotion across.
In September 2015, Charles performed his "epic" poem Scary Fairy and the Tales of the Dark Wood live with the BBC Philharmonic orchestra, in a concert to be broadcast on BBC Radio 2's Friday Night is Music Night at Halloween.
Red Dwarf
Charles' first television acting role was the Liverpudlian slob Dave Lister in science fiction comedy series Red Dwarf. He was introduced to the show by Saturday Live and Red Dwarf producer Paul Jackson, who wanted his opinion on whether the black character Cat was a racist stereotype. Charles, who like all of the eventual main cast had no acting experience, was eventually offered an audition after begging Jackson.
Charles has appeared in all twelve series as well as Red Dwarf: The Promised Land. Charles' younger brother, Emile Charles, guest-starred in the Series III episode "Timeslides", and the songs "Bad News" and "Cash" in this episode were written by Charles and performed by his band. The role has involved Charles playing a variety of alternative characters, including a gangster, a cowboy and angelic and evil versions of Lister, and in him carrying out a wide range of stunts, and acting involving special effects. All series, except VII and IX, were recorded in front of a studio audience. Along with Danny John-Jules (Cat), Charles is one of only two cast members to appear in every episode of Red Dwarf to date.
Charles reads the audiobook editions of both the Red Dwarf novel Last Human and his book The Log: A Dwarfer's Guide to Everything, and he regularly attends sci-fi, comedy and memorabilia conventions in connection with the Red Dwarf franchise. During Back to Earth, Lister visits the set of Coronation Street, where he meets the actor Craig Charles.
Robot Wars
Charles presented Robot Wars on BBC2 (1998–2003) and Channel 5 (2003–04), from series 2 until series 7, which included two Extreme series and numerous 'specials'. Charles was the main host and presided over the arena in which teams of amateur engineers battled their home-made radio-controlled robots against each other, and against the house robots. Charles introduced the show, enthusiastically announced the results of the battles and spoke to the contestants after the main events. He ended each episode with a short Robot Wars-themed poem. Charles' son, Jack, appeared on the show on several occasions, and was a contestant on "Team Nemesis" during series 4. Charles also hosted the Robot Wars Live UK tour, in 2001 and shows performed at the Wembley Arena.
Robot Wars returned to the BBC in 2016. Charles stated his interest in hosting it again, but the job went to Dara Ó Briain and Angela Scanlon.
Takeshi's Castle
Charles provided the English voice-over commentary for the Challenge (2002–04) rebroadcast of the popular game show Takeshi's Castle, originally by Tokyo Broadcasting System in Japan. In each episode, between 100 and 142 contestants attempted to pass a series of wacky and near-impossible physical challenges to reach the Show Down at the castle against Japanese actor Takeshi Kitano for a chance to win large cash prizes. Charles co-wrote the programme and commentated throughout all 122 episodes of the four series, and also some special and "best of" episodes. He provided comedy insights into the contestants' abilities, which were designed to appeal to adult audiences, as well as younger viewers - and also coined the term "Keshi Heads" to describe fans of the show. A 2013 reboot narrated by Dick and Dom was not as well received.
Coronation Street
In 2005, Charles joined the main cast of Coronation Street, playing a philandering taxicab driver, Lloyd Mullaney. Charles introduced aspects of the character himself, making Lloyd a Northern Soul DJ and record collector, and funk music enthusiast. Charles has chosen funk and soul songs playing as backing tracks during scenes, and posters for The Craig Charles Funk & Soul Club and Red Dwarf have appeared in the background.
Charles portrayed Lloyd as tough, but kind hearted and romantic, and the character was popular with viewers. Charles added a comedy element to the role, but was also involved in traumatic and emotional scenes with intricate storylines. In 2010, his character was involved in the show's dramatic 50th anniversary tram crash storyline, which was broadcast live. Charles presented documentaries for the show, including 50 Years of Corrie Stunts (2010), which is included on the Tram Crash DVD. In November 2011, Charles took time off from Coronation Street to film a new series of Red Dwarf, returning in April 2012. In February 2014 an online mini-series, Steve & Lloyd's Streetcar Stories, ran alongside the television show's storyline.
In May 2015, Craig announced he would be leaving Coronation Street for Red Dwarf, BBC Radio 2, and BBC Radio 6 Music. Lloyd left in a red Cadillac during the live episode on 23 September, although his final pre-recorded farewell scenes with Steve were shown during the following episode.
Other acting roles
Charles has acted in episodes of popular dramas such as The Bill (1995), EastEnders (2002) and Holby City (2003) and in the comedy The 10 Percenters (1996). Charles played the emotionally disturbed and violent prisoner, Eugene Buffy, in the highly successful Lynda La Plante drama series The Governor (1996); the title role in the Channel 4 pirate sitcom Captain Butler (1997); the warden of a women's prison in the Canadian sci-fi fantasy Lexx (2001); Detective Chief Inspector Mercer in seven episodes of the BBC soap opera Doctors (2003); and soccer agent, Joel Brooks, in the Sky TV football soap Dream Team (2004).
Other presenting roles
Charles has presented children's television programmes, including What's That Noise? (1989) and Parallel 9 (1992) on BBC1 and Go Getters (1994) on ITV. He was the travelling reporter for the highly acclaimed, but controversial, BBC 'mockumentary' Ghostwatch, which tricked viewers into believing it was a live investigation into ghost sightings in a suburban home on Halloween night (1992). Charles presented the virtual reality game show Cyberzone (1993) on BBC2; the late-night entertainment show Funky Bunker (1997) on ITV; the reality show Jailbreak (2000) on Channel 5; the discussion show Amazing Space: The Pub Guide to the Universe (2001) on National Geographic; and the late-night current affairs chat show Weapons of Mass Distraction (2004) on ITV.
Other appearances
Charles has appeared on celebrity editions of University Challenge (1998), Can't Cook, Won't Cook (1998), The Weakest Link (2004), The Chase (2012) and Pointless (2013), and comedy panel shows such as Have I Got News for You (1995), Just a Minute (1995) and They Think It's All Over (1996) and Keith Lemon's Through the Keyhole (2014). He was a team captain on the sci-fi quiz series Space Cadets (1997) on Channel 4, which guest-starred William Shatner. Charles has opened the National Lottery draw (1997) and his home has featured on Through the Keyhole. Charles was a contestant in the Celebrity Poker Club tournament (2004) on Challenge, where he reached the semi-finals, and in the Channel 4 reality game show, The Games (2005), which documented the contestants' intensive training regime and each live Olympic Games-style sporting event.
From 16 November 2014, Charles took part in the fourteenth series of I'm a Celebrity...Get Me Out of Here! However, on 20 November, Charles left the series soon after learning that his brother Dean had died after suffering a heart attack.
Radio
As well as his early appearances on shows such as Radio 4's Loose Ends (1987–88) and Kaleidoscope in the early 1990s, Charles could be heard on the London Radio Station Kiss 100 (Kiss FM) as the Breakfast show presenter. In 1995, Charles played the Porter in Steven Berkoff's adaptation of Shakespeare's Macbeth, on Radio 4.
Since 2002, Charles has been a DJ on BBC Radio 6 Music presenting The Craig Charles Funk and Soul Show, on air on Saturday evenings 6 pm to 9 pm, where he plays a diverse range of funk and soul music, from classic tracks to the latest releases, and provides publicity for less familiar bands. Charles explains the context for the music and carries out interviews with guest musicians. He was with the station at its launch, and while it was being tested during the previous year, under the name Network Y. Charles has also hosted the station's Breakfast Show (2004), and sits in for other presenters including Andrew Collins, Phil Wilding and Phill Jupitus, and Radcliffe & Maconie.
From January until November 2014, Charles also broadcast The Funk and Soul Show live on BBC Radio 2, immediately after his 6 Music show. He regularly sits in for various presenters, and has presented numerous programmes on the station, including The Craig Charles Soul All-Nighter (2011), which he hosted continuously for 12 hours, and the Beatleland (2012) documentary on The Beatles. Charles has also chosen music as a guest of other broadcasters such as Ken Bruce on Radio 2 and Liz Kershaw on 6 Music. Charles covered for Graham Norton on Radio 2's Saturday mid-morning show during Norton's 10-week 2015 summer break. From 16 April 2016 until 18 June 2022, Charles presented the House Party on Saturday nights on BBC Radio 2, with the show airing between 10 pm and midnight. For eight weeks from April–June 2020, he also presented Craig Charles At Teatime between 4 pm and 7 pm on weekdays on Radio 6 Music. The show was sometimes billed as Craig Charles Weekend Workout on Fridays.
Since 18 October 2021, Charles has hosted the weekday afternoon show on BBC Radio 6 Music (1 pm – 4 pm). The shows include the "Trunk of Punk" and the "Jar of Ska".
Music
Charles has been involved in the music industry through much of his career. His bands have included Watt 4 (1980), in which he played keyboards and sang; Craig Charles and the Beat Burglars (1989); The Sons of Gordon Gekko (1989), where he wrote lyrics and also composed tunes; and The Eye (2000–02), with whom he recorded the rock album Giving You the Eye, Live at the Edinburgh Festival. Charles plays guitar and piano.
In 1987, Charles provided the poem track used for the opening credits of the BBC series The Marksman (in which he also acted), which is included on the album "The Marksman: Music from the BBC TV Series". Charles wrote lyrics for Suzanne Rhatigan's album To Hell with Love (1992). In 1993, Charles was signed to the Acid Jazz record label.
In 2009, Charles formed the Fantasy Funk Band from the leading British musicians in the genre, and has presented the band at festivals, including Glastonbury and the BBC's Proms in the Park. As a continuation of his 6 Music show, Charles regularly takes the Craig Charles Funk & Soul Club to varied venues across the UK and abroad, and to the major UK music festivals. He performs live DJ sets, occasionally comperes and curates events, including his own Craig Charles Fantasy Weekender, and has broadcast the radio show live from festival locations.
In 2012, Charles released the compilation album The Craig Charles Funk & Soul Club, on CD and as a digital download, as part of a three-album deal with Freestyle Records. The second volume was released in the same format in 2013, and the third in 2014. He followed these with a Craig Charles Funk and Soul Classics album of three CDs in 2015.
Stand-up comedy and theatre
Charles returned to stand-up comedy between 1995 and 2001, regularly touring his one-man adult-rated shows nationally and releasing the videos Craig Charles: Live on Earth! (1995), Live Official Bootleg (1996) and Sickbag (2000). International performances included the Great Norwegian Comedy Festival and the Melbourne International Comedy Festival.
Charles appeared in the John Godber comedy play Teechers, in which he swapped in and out of various roles, at the Arts Theatre, London, and at the Edinburgh Festival (1989), and he played Idle Jack in the pantomime Dick Whittington, at the Hull New Theatre (1997). In 2000, he performed the show Craig Charles and His Band at the Edinburgh Festival.
Charles has a regular slot at Butlins Minehead House Of Fun Weekend every third November for three nights, of DJing, Comedy, Twanging and singing.
Film roles
Charles played Eddie in the 1987 political drama Business as Usual. In 2006, Charles starred in two British feature films: the fantasy film Fated and the gangster film Clubbing to Death. Charles voiced Zipper the Cat in the animation Prince Cinders (1993) and Asterix in Asterix Conquers America (1994). Roles in short films include playing Keith Dennis in the comedy The Colour of Funny (1999) and Mark in the drama Ten Minutes (2004).
Writing
In 1993, Charles worked with Russell Bell on the Craig Charles Almanac of Total Knowledge, writing about his 'streetwise' sense of humour on a range of topics, from the world's most embarrassing stories to how to explain the mysteries of the universe. In 1997, Charles and Bell wrote Charles' Red Dwarf character's book The Log, in which Lister decides to leave a log detailing mankind's greatest achievements. In 1998, Charles published No Other Blue, a collection of his poetry, with illustrations by Philippa Drakeford, on diverse personal subjects including prison, his mother's final illness, love and politics at home and abroad. More recently he has written a series of nursery rhymes titled "Scary Fairy and the Tales of the Dark Wood".
In 2000, Charles wrote his first autobiography about his experiences growing up in Liverpool, titled No Irish, No Niggers. In 2007, he announced he would release his autobiography, planned for March 2008, published by Hodder Headline and titled On the Rocks, which would cover the recent incidents in his life and be based on much of his journal, which Charles said he kept while in rehab.
Charles has been involved in journalism and has had a column in Time Out magazine. In 1994, he launched a single issue of Comedy magazine with articles dedicated to the comedy circuit. In 2005 and 2006, Charles was a monthly columnist for the Liverpool Echo newspaper. His television writing credits include The Easter Stories (1994), Funky Bunker (1997) and Takeshi's Castle (2002). He is also involved in music journalism as he wrote liner notes for the funk and soul music producer Mr. Confuse for his albums Feel The Fire (2008), Do You Realize (2012) and Only A Man (2018) regarding his work as a music presenter for The Craig Charles Funk and Soul Show on BBC Radio 6 Music.
Personal life
Charles resides in Altrincham, Greater Manchester. He has three children: a son named Jack from his first marriage to actress Cathy Tyson, and two daughters named Anna-Jo and Nellie from his second marriage to Jackie Fleming.
In July 1994, Charles and another man were charged with rape and four counts of indecent assault, following allegations by an associate and ex-girlfriend of Charles. Charles was remanded in custody for three and a half months before being granted bail, during which time he was assaulted by a man wielding a makeshift knife. In March 1995, Charles and his co-accused were acquitted of all charges at trial. After being cleared, Charles spoke of the need to restore anonymity for those accused of rape. He stated, "The fact that my name and address along with my picture can appear on the front of the papers before the so-called 'victim' has even signed a statement proves that anonymity for rape defendants is a must and that the law must be changed."
Charles has battled drug addiction — he described himself in 2015 as "quite an addictive person", trying to find healthier addictions, of which work was one. In June 2006, newspaper allegations of crack cocaine use resulted in Charles being suspended from both Coronation Street and BBC Radio 6 Music. In August, Charles was arrested and released on bail pending further enquiries, and in September he accepted a caution for possession of a Class A drug. Charles returned to hosting his 6 Music show from November 2006 and filming Coronation Street from January 2007. In a 2015 interview, Charles spoke of his need to remain "vigilant" in abstaining from drugs. In 2020 he said that the newspaper reports were the best thing that could have happened to him, leading him to join Narcotics Anonymous and straighten out his personal life.
Credits
Filmography
Radio
Bibliography
Published
1993, Craig Charles Almanac of Total Knowledge, (with Russell Bell), Penguin Books
1997, The Log: A Dwarfer's Guide to Everything, (with Russell Bell), Penguin Books
1998, No Other Blue, (illustrations by Philippa Drakeford), Penguin Books
Unpublished
2000, No Irish, No Niggers, Penguin Books
2008, On the Rocks, Hodder Headline
References
External links
Craig Charles (BBC Radio 6 Music)
The Craig Charles Funk and Soul Show (BBC Radio 6 Music)
Craig Charles BFI site
Craig Charles Online Website
Marie Birch's Unofficial Craig Charles Website
1964 births
English people of Guyanese descent
English people of Irish descent
English radio DJs
English male poets
English male radio actors
English male soap opera actors
English television presenters
Male actors from Liverpool
Comedians from Liverpool
BBC Radio 2 presenters
BBC Radio 6 Music presenters
Black British male actors
Black British male comedians
Robot Wars (TV series) presenters
People acquitted of rape
People from Knowsley, Merseyside
Entertainers from Liverpool
False allegations of sex crimes
Living people
20th-century English comedians
21st-century English comedians
British male comedy actors
English spoken word artists
20th-century English poets
20th-century English male writers |
5830 | https://en.wikipedia.org/wiki/County%20Mayo | County Mayo | County Mayo (; ) is a county in Ireland. In the West of Ireland, in the province of Connacht, it is named after the village of Mayo, now generally known as Mayo Abbey. Mayo County Council is the local authority. The population was 137,231 at the 2022 census. The boundaries of the county, which was formed in 1585, reflect the Mac William Íochtar lordship at that time.
Geography
It is bounded on the north and west by the Atlantic Ocean; on the south by County Galway; on the east by County Roscommon; and on the northeast by County Sligo. Mayo is the third-largest of Ireland's 32 counties in area and 18th largest in terms of population. It is the second-largest of Connacht's five counties in both size and population. Mayo has of coastline, or approximately 21% of the total coastline of the State. It is one of three counties which claims to have the longest coastline in Ireland, alongside Cork and Donegal. There is a distinct geological difference between the west and the east of the county. The west consists largely of poor subsoils and is covered with large areas of extensive Atlantic blanket bog, whereas the east is largely a limestone landscape. Agricultural land is therefore more productive in the east than in the west.
The highest point in Mayo (and Connacht) is Mweelrea, at
The River Moy in the northeast of the county is renowned for its salmon fishing
Ireland's largest island, Achill Island, lies off Mayo's west coast
Mayo has Ireland's highest cliffs at Croaghaun, Achill Island, while the Benwee Head cliffs in Kilcommon Erris drop almost perpendicularly into the Atlantic Ocean.
The northwest areas of County Mayo have some of the best renewable energy resources in Europe, if not the world, in terms of wind resources, ocean wave, tidal and hydroelectric resources
There are nine historic baronies, four in the northern area and five in the south of the county:
North Mayo
Erris (north-west, containing Belmullet, Gweesalia, Bangor Erris, Kilcommon, Ballycroy etc.)
Burrishoole (west, containing Achill, Mulranny and Newport, County Mayo)
Gallen (east, containing Bonniconlon, Foxford)
Tyrawley (north-east, containing Ballina, Ballycastle, Killala, Moygownagh)
South Mayo
Clanmorris, (south-east, containing Claremorris and Balla)
Costello (east-south-east, containing Kilkelly Ballyhaunis) etc.
Murrisk (south-west, containing Westport, Louisburgh, Croagh Patrick etc.)
Kilmaine (south, containing Ballinrobe, Cong etc.)
Carra (south, containing Castlebar, Partry etc.)
Largest towns by population
According to the 2022 census:
Castlebar 13,054
Ballina 10,556
Westport 6,872
Claremorris 3,857
Ballinrobe 3,148
Ballyhaunis 2,773
Swinford 1,459
Foxford 1,452
Kiltimagh 1,232
Crossmolina 1,134
Flora and fauna
A survey of the terrestrial and freshwater algae of Clare Island was made between 1990 and 2005 and published in 2007. A record of Gunnera tinctoria is also noted.
Consultants working for the Corrib gas project have carried out extensive surveys of wildlife flora and fauna in Kilcommon Parish, Erris between 2002 and 2009. This information is published in the Corrib Gas Proposal Environmental impact statements 2009 and 2010.
History
Prehistory
There is evidence of human occupation of what is now County Mayo going far back into prehistory. At Belderrig on the north Mayo coast, there is evidence for Mesolithic (Middle Stone Age) communities around 4500 BC. while throughout the county there is a wealth of archaeological remains from the Neolithic (New Stone Age) period (ca. 4,000 BC to 2,500 BC), particularly in terms of megalithic tombs and ritual stone circles.
The first people who came to Ireland – mainly to coastal areas as the interior was heavily forested – arrived during the Middle Stone Age, as far back as eleven thousand years ago. Artefacts of hunter/gatherers are sometimes found in middens, rubbish pits around hearths where people would have rested and cooked over large open fires. Once cliffs erode, midden remains become exposed as blackened areas containing charred stones, bones, and shells. They are usually found a metre below the surface. Mesolithic people did not have major rituals associated with burial, unlike those of the Neolithic (New Stone Age) period.
The Neolithic period followed the Mesolithic around 6,000 years ago. People began to farm the land, domesticate animals for food and milk, and settle in one place for longer periods. These people had skills such as making pottery, building houses from wood, weaving, and knapping (stone tool working). The first farmers cleared forestry to graze livestock and grow crops. In North Mayo, where the ground cover was fragile, thin soils washed away and blanket bog covered the land farmed by the Neolithic people.
Extensive pre-bog field systems have been discovered under the blanket bog, particularly along the North Mayo coastline in Erris and north Tyrawley at sites such as the Céide Fields, centred on the northeast coast.
The Neolithic people developed rituals associated with burying their dead; this is why they built huge, elaborate, galleried stone tombs for their dead leaders, known nowadays as megalithic tombs. There are over 160 recorded megaliths in County Mayo, such as Faulagh.
Megalithic tombs
There are four distinct types of Irish megalithic tombs—court tombs, portal tombs, passage tombs and wedge tombs—examples of all of which can be found in County Mayo. Areas particularly rich in megalithic tombs include Achill, Kilcommon, Ballyhaunis, Moygownagh, Killala and the Behy/Glenurla area around the Céide Fields.
Bronze Age (ca. 2,500 BC to 500 BC)
Megalithic tomb building continued into the Bronze Age when metal began to be used for tools alongside the stone tools. The Bronze Age lasted approximately from 4,500 years ago to 2,500 years ago (2,500 BC to 500 BC). Archaeological remains from this period include stone alignments, stone circles and fulachta fiadh (early cooking sites). They continued to bury their chieftains in megalithic tombs which changed design during this period, more being of the wedge tomb type and cist burials.
Iron Age (ca. 500 BC to AD 325)
Around 2,500 years ago the Iron Age took over from the Bronze Age as more and more metalworking took place. This is thought to have coincided with the arrival of Celtic speaking peoples and the introduction of the ancestor of the Irish language. Towards the end of this period, the Roman Empire was at its height in Britain but it is not thought that the Roman Empire extended into Ireland. Remains from this period, which lasted until the Early Christian period began about AD 325 (with the arrival of Saint Patrick into Ireland, as a slave) include crannógs (Lake dwellings), promontory forts, ringforts and souterrains of which there are numerous examples across the county. The Iron Age was a time of tribal warfare and kingships, each fighting neighbouring kings, vying for control of territories and taking slaves. Territories were marked by tall stone markers, Ogham stones, using the first written down words using the Ogham alphabet. The Iron Age is the time period in which the mythological tales of the Ulster Cycle and sagas took place, as well as that of the Táin Bó Flidhais, whose narrative is set in mainly in Erris.
Early Christian period (ca. AD 325 to AD 800)
Christianity came to Ireland around the start of the 5th century. It brought many changes including the introduction of the Latin alphabet. The tribal 'tuatha' and new Christian religious settlements existed side by side. Sometimes it suited the chieftains to become part of the early Churches, other times they remained as separate entities. St. Patrick (4th century) may have spent time in County Mayo and it is believed that he spent forty days and forty nights on Croagh Patrick praying for the people of Ireland. From the middle of the 6th-century hundreds of small monastic settlements were established around the county. Some examples of well-known early monastic sites in Mayo include Mayo Abbey, Aughagower, Ballintubber, Errew Abbey, Cong Abbey, Killala, Turlough on the outskirts of Castlebar, and island settlements off the Mullet Peninsula like the Inishkea Islands, Inishglora and Duvillaun.
In 795 the first of the Viking raids took place. The Vikings came from Scandinavia to raid the monasteries as they were places of wealth with precious metal working taking place in them. Some of the larger ecclesiastical settlements erected round towers to prevent their precious items from being plundered and also to show their status and strength against these pagan raiders from the north. There are round towers at Aughagower, Balla, Killala, Turlough and Meelick. The Vikings established settlements that later developed into towns (Dublin, Cork, Wexford, Waterford etc.) but none were in County Mayo. Between the reigns of Kings of Connacht Cathal mac Conchobar mac Taidg (973–1010) and Tairrdelbach Ua Conchobair (1106–1156), various tribal territories were incorporated into the kingdom of Connacht and ruled by the Siol Muirdaig dynasty, based initially at Rathcroghan in County Roscommon, and from 1050 at Tuam. The families of O'Malley and O'Dowd of Mayo served as admirals of the fleet of Connacht, while families such as O'Lachtnan, Mac Fhirbhisigh, and O'Cleary were ecclesiastical and bardic clans.
Anglo-Normans (12th to 16th centuries)
In AD 1169 when one of the warring kings in the east of Ireland, Dermot MacMurrough, appealed to the King of England for help in his fight with a neighbouring king, the response resulted in the Anglo-Norman colonisation of Ireland.
County Mayo came under Norman control in AD 1235. Norman control meant the eclipse of many Gaelic lords and chieftains, chiefly the O'Connors of Connacht. During the 1230s, the Anglo-Normans and Welsh under Richard Mór de Burgh (c. 1194 – 1242) invaded and settled in the county, introducing new families such as Burke, Gibbons, Staunton, Prendergast, Morris, Joyce, Walsh, Barrett, Lynott, Costello, Padden and Price, Norman names are still common in County Mayo. Following the collapse of the lordship in the 1330s, all these families became estranged from the Anglo-Irish administration based in Dublin and assimilated with the Gaelic-Irish, adopting their language, religion, dress, laws, customs and culture and marrying into Irish families. They became "more Irish than the Irish themselves".
The most powerful clan to emerge during this era were the Mac William Burkes, also known as the Mac William Iochtar (see Burke Civil War 1333–1338), descended from Sir William Liath de Burgh, who defeated the Gaelic-Irish at the Second Battle of Athenry in August 1316. They were frequently at war with their cousins, Clanricarde of Galway, and in alliance with or against various factions of the O'Conor's of Siol Muiredaig and O'Kelly's of Uí Maine. The O'Donnell's of Tyrconnell regularly invaded in an attempt to secure their right to rule.
The Anglo-Normans encouraged and established many religious orders from continental Europe to settle in Ireland. Mendicant orders—Augustinians, Carmelites, Dominicans and Franciscans began new settlements across Ireland and built large churches, many under the patronage of prominent Gaelic families. Some of these sites include Cong, Strade, Ballintubber, Errew Abbey, Burrishoole Abbey and Mayo Abbey. During the 15th and 16th centuries, despite regular conflicts between them as England chopped and changed between religious beliefs, the Irish usually regarded the King of England as their King. When Elizabeth I came to the throne in the mid-16th century, the English people, as was customary at that time, followed the religious practices of the reigning monarch and became Protestant. Many Irish people such as Grace O'Malley, the famous pirate queen, had close relationships with the English monarchy, and the English kings and queens were welcome visitors to Irish shores. The Irish however, generally held onto their Catholic religious practices and beliefs. The early plantations of settlers in Ireland began during the reign of Queen Mary in the mid-16th century and continued throughout the long reign of Queen Elizabeth I until 1603. By then the term County Mayo had come into use. In the summer of 1588, the galleons of the Spanish Armada were wrecked by storms along the west coast of Ireland. Some of the hapless Spaniards came ashore in Mayo, only to be robbed and imprisoned, and in many cases slaughtered.
Almost all the religious foundations set up by the Anglo-Normans were suppressed in the wake of the Reformation in the 16th century.
Protestant settlers from Scotland, England, and elsewhere in Ireland, settled in the County in the early 17th century. Many would be killed or forced to flee because of the 1641 Rebellion, during which a number of massacres were committed by the Catholic Gaelic Irish, most notably at Shrule in 1642. A third of the overall population was reported to have perished due to warfare, famine and plague between 1641 and 1653, with several areas remaining disturbed and frequented by Reparees into the 1670s.
17th and 18th centuries
Pirate Queen Grace O'Malley is probably the best-known person from County Mayo between the mid-16th century and the turn of the 17th century. In the 1640s, when Oliver Cromwell overthrew the English monarchy and set up a parliamentarian government, Ireland suffered severely. With a stern regime in absolute control needing to pay its armies and allies, the need to pay them with grants of land in Ireland led to the 'to hell or to Connaught' policies. Displaced native Irish families from other (eastern and southern mostly) parts of the country were either forced to leave the country or were awarded grants of land 'west of the Shannon' and put off their own lands in the east. The land in the west was divided and sub-divided between more and more people as huge estates were granted on the best land in the east to those who best pleased the English. Mayo does not seem to have been affected much during the Williamite War in Ireland, though many natives were outlawed and exiled.
For the vast majority of people in County Mayo the 18th century was a period of unrelieved misery. Because of the penal laws, Catholics had no hope of social advancement while they remained in their native land. Some, like William Brown (1777–1857), left Foxford with his family at the age of nine and thirty years later was an admiral in the fledgeling Argentine Navy. Today he is a national hero in that country.
The general unrest in Ireland was felt just as keenly across Mayo, and as the 19th century approached and news reached Ireland about the American War of Independence and the French Revolution, the downtrodden Irish, constantly suppressed by Government policies and decisions from Dublin and London, began to rally themselves for their own stand against British rule in their country. 1798 saw Mayo become a central part of the United Irishmen Rebellion when General Humbert from France landed in Killala with over 1,000 soldiers playing to support the main uprising. They marched across the county towards the administrative centre of Castlebar, leading to the Battle of Castlebar. Taking the garrison by surprise Humbert's army was victorious. He established a ' Republic of Connacht' with John Moore of the Moore family from Moore Hall near Partry as its head. Humbert's army marched on towards Sligo, Leitrim and Longford where they were suddenly faced with a massive British army and were forced to surrender in less than half an hour. The French soldiers were treated honourably, but for the Irish the surrender meant slaughter. Many died on the scaffold in towns like Castlebar and Claremorris, where the high sheriff for County Mayo, the Honourable Denis Browne, M.P., brother of Lord Altamont, wreaked a terrible vengeance – thus earning for himself the nickname which has survived in folk memory to the present day, 'Donnchadh an Rópa' (Denis of the Rope).
In the 18th century and early 19th century, sectarian tensions arose as evangelical Protestant missionaries sought to 'redeem the Irish poor from the errors of Popery'. One of the best known was the Rev. Edward Nangle's mission at Dugort in Achill. These too were the years of the campaign for Catholic Emancipation and, later, for the abolition of the tithes, which a predominately Catholic population was forced to pay for the upkeep of the clergy of the Established (Protestant) Church.
19th and 20th centuries
During the early years of the 19th century, famine was a common occurrence, particularly where population pressure was a problem. The population of Ireland grew to over eight million people prior to the Irish Famine (or Great Famine) of 1845–47. The Irish people depended on the potato crop for their sustenance. Disaster struck in August 1845, when a killer fungus (later diagnosed as Phytophthora infestans) started to destroy the potato crop. When widespread famine struck, about a million people died and a further million left the country. People died in the fields of starvation and disease. The catastrophe was particularly bad in County Mayo, where nearly ninety per cent of the population depended on the potato as their staple food. By 1848, Mayo was a county of total misery and despair, with any attempts at alleviating measures in complete disarray.
There are numerous reminders of the Great Famine to be seen on the Mayo landscape: workhouse sites, famine graves, sites of soup kitchens, deserted homes and villages and even traces of undug 'lazy-beds' in fields on the sides of hills. Many roads and lanes were built as famine relief measures. There were nine workhouses in the county: Ballina, Ballinrobe, Belmullet, Castlebar, Claremorris, Killala, Newport, Swinford and Westport.
A small poverty-stricken place called Knock, County Mayo, made headlines when it was announced that an apparition of the Blessed Virgin Mary, St. Joseph and St. John had taken place there on 21 August 1879, witnessed by fifteen local people.
A national movement was initiated in County Mayo during 1879 by Michael Davitt, James Daly, and others, which brought about a major social change in Ireland. Michael Davitt, a labourer whose family had moved to England joined forces with Charles Stewart Parnell to win back the land for the people from the landlords and stop evictions for non-payment of rents. The organisation became known as the Irish National Land League, and its struggle to win rights for poor farmers in Ireland was known as the Land War.
It was in this era of agrarian unrest that a new verb was introduced to the English language by Mayo - "to boycott". Charles Boycott was an English landlord deeply unpopular with his tenants. When Charles Steward Parnell made a speech in Ennis, County Clare, urging nonviolent resistance against landlords, his tactics were enthusiastically taken in Mayo against Boycott. The entire Catholic community around Lough Mask in South Mayo where Boycott had his estate became a campaign of total social ostracisation against Boycott, a tactic that would one day come to bear his name. The campaign against Boycott became a in the British press after he wrote a letter to The Times. The British elite rallied to his cause and Fifty Orangemen from County Cavan and County Monaghan travelled to his estate to harvest the crops, while a regiment of the 19th Royal Hussars and more than 1,000 men of the Royal Irish Constabulary were deployed to protect the harvesters. However, the cost of doing this was completely uneconomic: It cost the British government somewhere in the region of £10,000 to simply harvest £500 worth of crops. Boycott sold off the estate and the British government's resolve to try to break boycotts in this completely dissolved, resulting in victory for the tenants.
The "Land Question" was gradually resolved by a scheme of state-aided land purchase schemes. The tenants became the owners of their lands under the newly set-up Land Commission.
A Mayo nun, Mother Agnes Morrogh-Bernard, set up the Foxford Woollen Mill in 1892. She made Foxford synonymous throughout the world with high-quality tweeds, rugs and blankets.
Mayo, as all parts of what became the Irish Free State, was affected by the events of the Irish revolutionary period, including the Irish War of Independence and the subsequent Irish Civil War. Major John MacBride of Westport was amongst those who took part in the 1916 Easter Rising and was subsequently executed by the British for his participation. His death served as a rallying call for Republicans in Mayo and led to Mayo men such as P. J. Ruttledge, Ernie O'Malley, Michael Kilroy and Thomas Derrig to rise up during the War of Independence. In the ensuing Civil War, many of these leading figures chose the Anti-treaty side and fought in bitter battles such as those in Ballina, which changed hands between pro and anti-treaty forces a number of times.
In the aftermath of the Civil War, there was a consolidation of many of those with anti-treaty feelings into the new political party Fianna Fáil. PJ Ruttledge and Thomas Derrig would become founding members of the party and served in Éamon de Valera's first-ever Fianna Fáil government as ministers. Mayo politicians would continue to contribute to the national political scene over the decades. In 1990 Mary Robinson, from County Mayo, became the first-ever female President of Ireland, and is widely credited with revitalising the position with importance and focus it had never possessed before. During her tenure she unveiled Ireland's National Famine Memorial which is situated in the village of Murrisk, County Mayo.
In 2011 Enda Kenny became the first politician from a Mayo constituency and the second Mayo native to serve as Taoiseach, the head of government of Ireland. Kenny went on to become the longest-serving Fine Gael Taoiseach in Irish history.
Clans and families
In the early historic period, what is now County Mayo consisted of a number of large kingdoms, minor lordships and tribes of obscure origins. They included:
Calraige – pre-historic tribe found in the parishes of Attymass, Kilgarvan, Crossmolina and the River Moy
Ciarraige – settlers from Munster found in south-east Mayo around Kiltimagh and west County Roscommon
Conmaicne – a people located in the barony of Kilmaine, alleged descendants of Fergus mac Róich
Fir Domnann – branch of the Laigin, originally from Britain, located in Erris
Gamanraige – pre-historic kings of Connacht, famous for battle with Medb & Ailill of Cruachan in Táin Bó Flidhais. Based in Erris, Carrowmore Lake, Killala Bay, Lough Conn
Gailenga – kingdom extending east from Castlebar to adjoining parts of Mayo
Uí Fiachrach Muidhe – a sept of the Connachta, based around Ballina, some of whom were kings of Connacht
Partraige – a pre-Gaelic people of Lough Mask and Lough Carra, namesakes of Partry
Umaill – kingdom surrounding Clew Bay, east towards Castlebar, its rulers adopted the surname O'Malley
Politics
Local government and political subdivisions
Mayo County Council is the authority responsible for local government. As a county council, it is governed by the Local Government Act 2001. The county is divided into four municipal districts of Ballina, Castlebar, Claremorris and Westport–Belmullet, each with a population of roughly 32,000 to 34,000 people. The council is responsible for housing and community, roads and transportation, urban planning and development, amenity and culture, and environment.
County Mayo is divided into six local electoral areas (LEAs). Councillors are elected for a five-year term.
The county town is at Áras an Contae in Castlebar, the main population centre located in the centre of the county.
National politics
Since 2016, Mayo has been represented on a national political level by four TDs who represent the constituency of Mayo in Dáil Eireann. Previous to 2016 the constituency had five TDs but this was reduced based on the county's current population in line with proportional representation. The electoral divisions of Cong, Dalgan, Houndswood, Kilmaine, Neale, Shrule, in the former Rural District of Ballinrobe, are in Galway West.
Voting patterns and political history
Historically, Mayo has tended to vote Fianna Fáil, as Fianna Fáil managed to position themselves in the 20th century as the party best fit to represent farmers with small holdings, who were plentiful in Mayo. With so many of Mayo's electorate being small farmers, the county became a base for the emergence of Clann na Talmhan, an agrarian party in the 1940s and 1950s. Clann an Talmhan's second leader, Joseph Blowick came from South Mayo and that is where his seat was. The party was not able to last in the long run though as it was unable to hold together its voting bloc of both small farmers in the west of Ireland and large farmers in the east.
Towards the start of the 21st century, the balance of power in Mayo began to shift towards Fine Gael, thanks in part to the emergence of Enda Kenny and Michael Ring. Kenny, who became Taoiseach in 2011, led Fine Gael to a historic victory in the 2011 Irish general election which included securing four out of five available seats for his party in Mayo.
In 2020, Rose Conway-Walsh came within 200 votes of topping the poll and became the first Sinn Féin TD for Mayo since 1927, riding a nationwide surge for Sinn Féin that year.
Despite being historically the third-largest party in Ireland, Labour has struggled to ever make inroads into Mayo. The party has only ever had one TD for Mayo, former party leader Thomas J. O'Connell, who represented South Mayo between 1927 and 1932. While Labour has not proven itself electorally successful in Mayo, Mayo has provided important members to the Labour Party. Mary Robinson from Ballina became the first-ever female President of Ireland as a Labour candidate while Pat Rabbitte, originally from Claremorris, served as leader of the Labour Party from 2002 to 2007. Serving alongside Rabbitte was Emmet Stagg, one of the longest-standing Labour TDs of the modern era, himself from Hollymount not far from Claremorris.
Demographics
The county has experienced perhaps the highest emigration out of Ireland. In the 1840s–1880s, waves of emigrants left the rural townlands of the county. Initially triggered by the Great Famine and then in search of work in the newly industrialising United Kingdom and the United States, the population plummeted from 388,887 in 1841 to 199,166 in 1901. It reached a low of 109,525 in 1971. Emigration slowed dramatically as the Irish economy began to expand in the 1990s and early 2000s, and the population of Mayo increased from 110,713 in 1991 to 130,638 in 2011.
Religion
In the 2006 National Census, the religious demographic breakdown for County Mayo was 114,215 Roman Catholics, 2,476 Church of Ireland, 733 Muslims, 409 other Christians, 280 Presbyterians, 250 Orthodox Christians, 204 Methodists, 853 other stated religions, 3,267 no religion and 1,152 no stated religion.
Irish language
9% of the population of County Mayo live in the Gaeltacht. The Gaeltacht Irish-speaking region in County Mayo is the third-largest in Ireland with 10,886 inhabitants. Tourmakeady is the largest village in this area. All schools in the area use Irish as the language of instruction. Mayo has four gaelscoileanna in its four major towns, providing primary education to students through Irish.
Transport
Rail
Westport railway station is the terminus station on the Dublin to Westport Rail service. Railway stations are also located at Ballyhaunis, Claremorris, Castlebar, Manulla, Ballina and Foxford. All railway stations are located on the same railway line, with the exception of Ballina and Foxford which requires passengers to change at Manulla Junction. There are currently four services each way every day on the line.
There are also proposals to reopen the currently disused Western Railway Corridor connecting Limerick with Sligo.
Road
There are a number of national primary roads in the county including the N5 road connecting Westport with Dublin, the N17 road connecting the county with Galway and Sligo and the N26 road connecting Ballina with Dublin via the N5. There are a number of national secondary roads in the county also including the N58 road, N59 road, N60 road, N83 road & N84 road. As of 2021, a new road running from northwest of Westport to east of Castlebar is under construction. The road is a dual carriageway with junctions at the N59, N84 and N60 and will open in late 2022.
Air
Ireland West Airport Knock is an international airport located in the county. The name is derived from the nearby village of Knock. Recent years have seen the airport's passenger numbers grow to over 650,000 yearly with a number of UK and European destinations. August 2014 saw the airport have its busiest month on record with 102,774 passengers using the airport.
Places of interest
Achill Island
Ashford Castle
Ballintubber Abbey
Blacksod Lighthouse
Broadhaven Bay
Burrishoole Abbey
Céide Fields
Clare Island
Clew Bay
Cong Abbey
Croagh Patrick
Eagle Island lighthouse
Erris
Faulagh
Granuaile's Castle, Clare Island
Great Western Greenway
Ireland West Airport, Knock
Joyce Country
Killala Bay
Knock Shrine
List of designated Scenic Roads in County Mayo
Lough Mask
Mayo Peace Park
Moore Hall
Moygownagh
Mullet Peninsula
Murrisk Abbey
Murrisk Millennium Peace Park
National Museum of Ireland – Country Life
National Famine Memorial
Nephin
Partry Mountains
Rockfleet Castle
Sruwaddacon Bay
Tourmakeady
Uggool Beach
Westport House
Wild Nephin National Park
Media
Newspapers in County Mayo include The Mayo News, the Connaught Telegraph, the Connacht Tribune, Western People, and Mayo Advertiser, which is Mayo's only free newspaper.
Mayo Now is a monthly entertainment and culture magazine for the towns of Ballina, Foxford, Killala, Crossmolina and surrounding areas – this is out on the first Friday of each month.
Mayo has its own online TV channel Mayo TV which was launched in 2011. It covers news and events from around the county and regularly broadcasts live to a worldwide audience. Local radio stations include Erris FM, Community Radio Castlebar, Westport Community Radio, BCR FM (Ballina Community Radio) and M.W.R. (Mid West Radio).
The documentary Pipe Down, which won best feature documentary at the 2009 Waterford Film Festival, was made in Mayo.
Energy
Energy controversy
There is local resistance to Shell's decision to process raw gas from the Corrib gas field at an onshore terminal. In 2005, five local men were jailed for contempt of court after refusing to follow an Irish court order. Subsequent protests against the project led to the Shell to Sea and related campaigns.
Energy audit
The Mayo Energy Audit 2009–2020 is an investigation into the implications of peak oil and subsequent fossil fuel depletion for a rural county in west of Ireland. The study draws together many different strands to examine current energy supply and demand within the area of study, and assesses these demands in
the face of the challenges posed by the declining production of fossil fuels and expected disruptions to supply chains, and by long-term economic recession.
Sport
The Mayo GAA senior team last won the Sam Maguire Cup in 1951, when the team was captained by Seán Flanagan. The team's third title followed victories in 1936 and the previous year, 1950. Since 1951, the team have made numerous All-Ireland Final appearances (in 1989, twice in 1996, 1997, 2004, 2006, 2012, 2013, twice again in 2016 against Dublin, 2017, 2020, with their latest appearance being against Tyrone in the 2021 final), though the team have failed on all occasions to achieve victory over their opponents.
The team's unofficial supporters club are Mayo Club '51, named after the last team who won the Sam Maguire. The county colours of Mayo GAA are traditionally green and red.
The county's most popular association football teams are Westport United and Castlebar Celtic.
Although Gaelic football and association football are the most popular sport in the county, other sports are popular in the county as well such as rugby, basketball, hurling, swimming, tennis, badminton, athletics, handball and racquetball.
Notable people
Richard Bourke, 6th Earl of Mayo (1822–1872) – Viceroy of India (1869–1872)
Patrick Browne (1720–1790) – physician and botanist
Michael Davitt (1846–1906) – Irish republican, agrarian campaigner, labour leader, Home Rule politician and Member of Parliament (MP) who founded the Irish National Land League.
Grace O'Malley (circa 1530 – circa 1603) – Lord of the O'Malley dynasty in the 16th century
Admiral William Brown (1777–1857) – Founder of the Argentine Navy
Charles Haughey (1925–2006) – Taoiseach of Ireland (1979–1982; 1987–1992)
Enda Kenny (born 1951) – Politician, leader of Fine Gael (2002–2017), and Taoiseach of Ireland (2011–2017)
John MacBride (1868–1916) – Republican and military leader, executed by the British for his participation in the 1916 Easter Rising
William O'Dwyer (1890–1964) – 100th mayor of New York City (1946–1950)
Mary Robinson (born 1944) – First female President of Ireland (1990–1997), and United Nations High Commissioner for Human rights.
Sally Rooney (born 1991) – Author (Conversations with Friends, Normal People), and screenwriter
Martin Sheridan, Olympic Games gold medalist representing the United States
Louis Walsh (born 1952) – Entertainment manager and judge on The X Factor (UK), and Ireland's Got Talent
See also
High Sheriff of Mayo
List of abbeys and priories in the Republic of Ireland (County Mayo)
List of loughs of County Mayo
List of Mayo people
List of mountains and hills of County Mayo
List of rivers of County Mayo
List of roads of County Mayo
Lord Lieutenant of Mayo
Mayo County Council
River Robe
Táin Bó Flidhais
References
External links
Connaught Telegraph
County Mayo: An Outline History
Family History in North County Mayo
Historical Ballinrobe
Irish language in Mayo
Wild Atlantic Way Mayo Route Map and Guide
Mayo.ie
Mayo County Council's website
Mayo News
The Mayo Peace Park and Garden of Remembrance
Western People
Mayo
Mayo
Mayo |
5836 | https://en.wikipedia.org/wiki/Geography%20of%20Colombia | Geography of Colombia | The Republic of Colombia is situated largely in the north-west of South America, with some territories falling within the boundaries of Central America. It is bordered to the north-west by Panama; to the east by Brazil and Venezuela; to the south by Ecuador and Peru; and it shares maritime limits with Costa Rica, Nicaragua, Honduras, Jamaica, the Dominican Republic, and Haiti.
Colombia has a land size of and it is the 25th largest nation in the world and the fourth-largest country in South America (after Brazil, Argentina, and Peru). Colombia's population is not evenly distributed, and most of the people live in the mountainous western portion of the country as well as along the northern coastline; the highest number live in or near the capital city of Bogotá. The southern and eastern portions of the country are sparsely inhabited, consisting of tropical rainforest, and inland tropical plains that contain large estates or large livestock farms, oil and gas production facilities, small farming communities, and indigenous tribes with their territories. Colombia has the 35th largest Exclusive Economic Zone of .
Main
Colombia usually classifies its geography into five natural regions, from the Andes mountain range, a region shared with Ecuador, Venezuela; the Pacific Ocean coastal region, shared with Panama and Ecuador; the Caribbean Sea coastal region, shared with Venezuela and Panama; the Llanos (plains), shared with Venezuela; to the Amazon Rainforest region shared with Venezuela, Brazil, Peru and Ecuador. Colombia is the only South American country that has coastline on both the Atlantic and Pacific oceans.
The World Factbook does not differentiate between the Amazon region of Colombia (predominantly jungle) and the Orinoquia region of Colombia (predominantly plains). It suggests dividing the country into four geographic regions: the Andean highlands, consisting of the three Andean ranges and intervening valley lowlands; the Caribbean lowlands coastal region; the Pacific lowlands coastal region, separated from the Caribbean lowlands by swamps at the base of the Isthmus of Panama; and eastern Colombia, the great plain that lies to the east of the Andes Mountains.
The chief western mountain range, the Cordillera Occidental, is a moderately high range with peaks reaching up to about (4,670 m). The Cauca River Valley, an important agricultural region with several large cities on its borders, separates the Cordillera Occidental from the massive Cordillera Central. Several snow-clad volcanoes in the Cordillera Central have summits that rise above . The valley of the slow-flowing and muddy Magdalena River, a major transportation artery, separates the Cordillera Central from the main eastern range, the Cordillera Oriental. The peaks of the Cordillera Oriental are moderately high. This range differs from Colombia's other mountain ranges in that it contains several large basins. In the east, the sparsely populated, flat to gently rolling eastern lowlands called llanos cover almost 60 percent of the country's total land area.
This cross section of the republic does not include two of Colombia's regions: the Caribbean coastal lowlands and the Sierra Nevada de Santa Marta, both in the northern part of the country. The lowlands in the west are mostly swampy; the reed-filled marshes of the area are called ciénagas by the people of Colombia. The Guajira Peninsula in the east is semiarid and is occupied primarily by indigenous peoples. The Sierra Nevada de Santa Marta is a spectacular triangular snowcapped block of rock that towers over the eastern part of this lowland. Here can be found the highest peak of the country, named Pico Cristobal Colon (5775 m).
Andean region
Near the Ecuadorian frontier, the Andes Mountains divide into three distinct, roughly parallel chains, called cordilleras, that extend northeastward almost to the Caribbean Sea. Altitudes reach more than , and mountain peaks are permanently covered with snow. The elevated basins and plateaus of these ranges have a moderate climate that provides pleasant living conditions and in many places enables farmers to harvest twice a year. Torrential rivers on the slopes of the mountains produce a large hydroelectric power potential and add their volume to the navigable rivers in the valleys. In the late 1980s, approximately 78 percent of the country's population lived in the Andean highlands.
The Cordillera Occidental in the west, the Cordillera Central in the center, and the Cordillera Oriental in the east have different characteristics. Geologically, the Cordillera Occidental and the Cordillera Central form the western and eastern sides of a massive crystalline arch that extends from the Caribbean lowlands to the southern border of Ecuador. The Cordillera Oriental, however, is composed of folded stratified rocks overlying a crystalline core.
The Cordillera Occidental is relatively low and is the least populated of the three cordilleras. Summits are only about above sea level and do not have permanent snows. Few passes exist, although one that is about above sea level provides the major city of Cali with an outlet to the Pacific Ocean. The relatively low elevation of the cordillera permits dense vegetation, which on the western slopes is truly tropical.
The Cordillera Occidental is separated from the Cordillera Central by the deep rift of the Cauca Valley. The Río Cauca rises within of the border with Ecuador and flows through some of the best farmland in the country. After the two cordilleras converge, the Cauca Valley becomes a deep gorge reaching to the Caribbean lowlands.
The Cordillera Central is the loftiest of the mountain systems. Its crystalline rocks form a towering wall dotted with snow-covered volcanoes that is long. There are no plateaus in this range and no passes under . The highest peak in this range, the Nevado del Huila, reaches above sea level. The second highest peak is a volcano, Nevado del Ruiz, which erupted violently on November 13, 1985. Toward its northern end, this cordillera separates into several branches that descend toward the Caribbean coast.
Between the Cordillera Central and the Cordillera Oriental flows the Magdalena River. This river rises near a point some north of the border with Ecuador, where the Cordillera Oriental and the Cordillera Central diverge. Its spacious drainage area is fed by numerous mountain torrents originating high in the snowfields. The Magdalena River is generally navigable from the Caribbean Sea as far as the town of Neiva, deep in the interior, but it is interrupted midway by rapids. The valley floor is very deep; nearly from the river's mouth the elevation is no more than about .
In the Cordillera Oriental, at elevations between , three large fertile basins and a number of small ones provide suitable areas for settlement and intensive economic production. In the basin of Cundinamarca, where the Spanish encountered the regional Chibcha Indians, the European invaders established the town of Santa Fe de Bogotá (present-day Bogotá) at an elevation of above sea level.
To the north of Bogotá, in the densely populated basins of Chiquinquirá and Boyacá, are fertile fields, rich mines, and large industrial establishments that produce much of the national wealth. Still farther north, where the Cordillera Oriental makes an abrupt turn to the northwest near the border with Venezuela, the Sierra Nevada de Cocuy, the highest point of this range, rises to above sea level. In the department of Santander, the valleys on the western slopes are more spacious, and agriculture is intensive in the area around Bucaramanga. The northernmost region of the range around Cúcuta is so rugged that historically it has been easier for residents here to maintain communications and transportation with Venezuela than with the adjacent parts of Colombia.
The basic plantation of Colombia is grassy and is near the equator which allows many tropical-like plants.
Caribbean region
The Caribbean lowlands consist of all of Colombia north of an imaginary line extending northeastward from the Golfo de Urabá to the Venezuelan frontier at the northern extremity of the Cordillera Oriental. The semiarid Guajira Peninsula and Guajira–Barranquilla xeric scrub, in the extreme north, bear little resemblance to the rest of the region. In the southern part rises the Sierra Nevada de Santa Marta, an isolated mountain system with peaks reaching heights over and slopes generally too steep for cultivation.
The Caribbean lowlands region is in roughly the shape of a triangle, the longest side of which is the coastline. Most of the country's commerce moves through the cities of Cartagena, Barranquilla, Santa Marta, and the other ports located along this important coast. Inland from these cities are swamps, hidden streams, and shallow lakes that support banana and cotton plantations for major commodity crops, countless small farms, and, in higher places, cattle ranches.
The city of Cartagena is a petrochemical, seaport (#1 in the country), and tourist city (#1 in the country). Santa Marta is also a seaport and tourist city but it is smaller scale city in comparison. Barranquilla is located some from the Caribbean coastline but it is a more developed city, with a greater number of industries and commercial places, widely known for its skilled workers in producing all forms of metalwork and accomplishing construction. Its inhabitants have the highest education level of the region. The city is famous as the starting point and focus of the region and the country's development: it was the first city in the nation to install and use telephones, public lighting, air mail, planes, and industrial works.
The Caribbean region merges next to and is connected with the Andean highlands through the two great river valleys. After the Andean highlands, it is the second-most important region in terms of economic activity. Approximately 17% of the country's population lived in this region in the late 1980s.
The region also includes the peninsular archipelago of San Andres Island and the Insular Territories of Colombia, which are disputed in part by Nicaragua. However, the Colombian Navy protects such territories with the use of force when necessary to avoid foreign invasion. The islands are fortified with two important bases for defense and custom controls. These were formerly used for research of classified projects with civilian assistance; the local universities often conduct research in the areas of oceanography and marine biology but also in the fields of biochemistry, genetics and immunology. Colombia is known for its advances in medical fields in experimental surgery, breast implant development, or prosthetics, and immunology. These facilities serve as containment and secure experimentation labs to complement those in Barranquilla and other undisclosed locations within the coast territories.
The Insular Region is considered by some as a geopolitical region of Colombia. It comprises the areas outside the continental territories of Colombia and includes the San Andrés y Providencia Department in the Caribbean sea and the Malpelo and Gorgona islands in the Pacific Ocean. Its subregions include other groups of islands:
Archipiélago de San Bernardo (in the Morrosquillo Gulf, Caribbean).
Islas del Rosario (Caribbean)
Isla Fuerte (Caribbean)
Isla Barú (Caribbean)
Isla Tortuguilla (Caribbean)
Isla Tierra Bomba (Caribbean)
Pacific region
The western third of the country is the most geographically complex. Starting at the shore of the Pacific Ocean in the west and moving eastward at a latitude of 5 degrees north, a diverse sequence of features is encountered. In the extreme west are the very narrow and discontinuous Pacific coastal lowlands, which are backed by the Serranía de Baudó, the lowest and narrowest of Colombia's mountain ranges. Next is the broad region of the Río Atrato/Río San Juan lowland.
In 1855, William Kennish, an engineer and veteran of the British Royal Navy, who had immigrated to the United States and was working for a New York City firm, studied the area and proposed an inter-oceanic river aqueduct and tunnel to connect the Rio Atrato, with its mouth at the Atlantic Ocean, with tributaries and through a tunnel and aqueduct through Nerqua Pass, to flow into Bahía Humboldt at the Pacific Ocean.
This was his alternative to the canal that was eventually built further west on the isthmus of what became Panama after it gained independence in the early 20th century. Although the US sent an expedition to explore Kennish's proposal, the concept was not developed at the time. Colombia refused a later US offer to build a canal. After independence, in 1903 Panama made a treaty with the US to support construction of the Panama Canal. Colombia occupies most of the Andes mountain range northern extremity, sharing a bit with Venezuela; the range splits into three branches between the Colombia-Ecuador border.
In the 1980s, only three percent of all Colombians resided in the Pacific lowlands, a region of jungle and swamp with considerable but little-exploited potential in minerals and other resources. Later in the 20th century, it was threatened by mining-related deforestation, as gold mining proceeded by both major companies and artisan miners. Buenaventura is the only port of any size on the coast. To the east, the Pacific lowlands are bounded by the Cordillera Occidental, from which numerous streams run. Most of the streams flow westward to the Pacific, but the largest, the navigable Río Atrato, flows northward to the Golfo de Urabá. Its river settlements have access to the major Atlantic ports and consequently are commercially related primarily to the Caribbean lowlands hinterland. To the west of the Río Atrato rises the Serranía de Baudó, an isolated chain of low mountains that occupies a large part of the region. Its highest elevation is less than 1,800 meters, and its vegetation resembles that of the surrounding tropical forest.
The Atrato Swamp, in Chocó Department adjoining the border with Panama, is a deep muck sixty-five kilometers in width. For years it has challenged engineers seeking to complete the Pan-American Highway. This stretch, near Turbo, where the highway is interrupted, is known as the Tapón del Chocó (Chocon Plug).
A second major transportation project in Chocó Department has been proposed. A second inter-oceanic canal would be constructed by dredging the Río Atrato and tributary streams and digging short access canals. Completion of either of these projects would do much to transform this region, although it could have devastating consequences on the fragile, tropical forest environment.
Orinoquía region
The area east of the Andes includes about 699,300 square kilometers or three-fifths of the country's total area, but Colombians view it almost as an alien land. The entire area, known as the eastern plains, was home to only two percent of the country's population in the late 1980s. The Spanish term for plains (llanos) can be applied only to the open plains in the northern part, particularly the Piedmont areas near the Cordillera Oriental, where extensive cattle raising is practiced.
The region is unbroken by highlands except in Meta Department, where the Serranía de la Macarena, an outlier of the Andes has unique vegetation and wildlife believed to be reminiscent of those that once existed throughout the Andes.
Amazon region
Many of the numerous large rivers of eastern Colombia are navigable. The Río Guaviare and the streams to its north flow eastward and drain into the basin of the Río Orinoco, a river that crosses into Venezuela and flows into the Atlantic Ocean. Those south of the Río Guaviare flows into the Amazon Basin. The Río Guaviare divides eastern Colombia into the llanos subregion in the north and the tropical rainforest, or selva, subregion in the south.
Climate
The striking variety in temperature and precipitation results principally from differences in elevation. Temperatures range from very hot at sea level to relatively cold at higher elevations but vary little with the season. At Bogotá, for example, the average annual temperature is , and the difference between the average of the coldest and the warmest months is less than 1 °C (1.8 °F). More significant, however, is the daily variation in temperature, from at night to during the day.
Colombians customarily describe their country in terms of the climatic zones: the area under in elevation is called the hot zone (tierra caliente), elevations between are the temperate zone (tierra templada), and elevations from to about constitute the cold zone (tierra fría). The upper limit of the cold zone marks the tree line and the approximate limit of human habitation. The treeless regions adjacent to the cold zone and extending to approximately are high, bleak areas (usually referred to as the páramos), above which begins the area of permanent snow (nevado).
About 86% of the country's total area lies in the hot zone. Included in the hot zone and interrupting the temperate area of the Andean highlands are the long and narrow extension of the Magdalena Valley and a small extension in the Cauca Valley. Temperatures, depending on elevation, vary between , and there are alternating dry and wet seasons corresponding to summer and winter, respectively. Breezes on the Caribbean coast, however, reduce both heat and precipitation.
Rainfall in the hot zone is heaviest in the Pacific lowlands and in parts of eastern Colombia, where rain is almost a daily occurrence and rain forests predominate. Precipitation exceeds annually in most of the Pacific lowlands, making this one of the wettest regions in the world. The highest average annual precipitation in the world is estimated to be in Lloro, Colombia, with . In eastern Colombia, it decreases from in portions of the Andean Piedmont to eastward. Extensive areas of the Caribbean interior are permanently flooded, more because of poor drainage than because of the moderately heavy precipitation during the rainy season from May through October.
The temperate zone covers about 8% of the country. This zone includes the lower slopes of the Cordillera Oriental and the Cordillera Central and most of the intermontane valleys. The important cities of Medellín () and Cali () are located in this zone, where rainfall is moderate and the mean annual temperature varies between , depending on the elevation. In the higher elevations of this zone, farmers benefit from two wet and two dry seasons each year; January through March and July through September are the dry seasons.
The cold or cool zone constitutes about 6% of the total area, including some of the most densely populated plateaus and terraces of the Colombian Andes; this zone supports about one fourth of the country's total population. The mean temperature ranges between , and the wet seasons occur in April and May and from September to December, as in the high elevations of the temperate zone.
Precipitation is moderate to heavy in most parts of the country; the heavier rainfall occurs in the low-lying hot zone. Considerable variations occur because of local conditions that affect wind currents, however, and areas on the leeward side of the Guajira Peninsula receive generally light rainfall; the annual rainfall of recorded at the Uribia station there is the lowest in Colombia. Considerable year-to-year variations have been recorded, and Colombia sometimes experiences droughts.
Colombia's geographic and climatic variations have combined to produce relatively well-defined "ethnocultural" groups among different regions of the country: the Costeño from the Caribbean coast; the Caucano in the Cauca region and the Pacific coast; the Antioqueño in Antioquia, Caldas, Risaralda, and Valle del Cauca departments; the Tolimense in Tolima and Huila departments; the Cundiboyacense in the interior departments of Cundinamarca and Boyacá in the Cordillera Oriental; the Santandereano in Norte de Santander and Santander departments; and the Llanero in the eastern plains. Each group has distinctive characteristics, accents, customs, social patterns, and forms of cultural adaptation to climate and topography that differentiates it from other groups. Even with rapid urbanization and modernization, regionalism and regional identification continued to be important reference points, although they were somewhat less prominent in the 1980s than in the nineteenth and early twentieth centuries.
Colombia's proximity to the equator influences its climates. The lowland areas are continuously hot. Altitude affects temperature greatly. Temperatures decrease about for every increase in altitude above sea level. Rainfall varies by location in Colombia, tending to increase as one travels southward. This is especially true in the eastern lowlands. For example, rainfall in parts of the Guajira Peninsula seldom exceeds per year. Colombia's rainy southeast, however, is often drenched by more than of rain per year. Rainfall in most of the rest of the country runs between these two extremes.
Vegetation
Altitude affects not only temperature, but also vegetation. In fact, altitude is one of the most important influences on vegetation patterns in Colombia. The mountainous parts of the country can be divided into several vegetation zones according to altitude, although the altitude limits of each zone may vary somewhat depending on the latitude.
The "tierra caliente" (hot land), below , is the zone of tropical crops such as bananas. The tierra templada (temperate land), extending from an altitude of , is the zone of coffee and maize. Wheat and potatoes dominate in the "tierra fría" (cold land), at altitudes from . In the "zona forestada" (forested zone), which is located between , many of the trees have been cut for firewood. Treeless pastures dominate the páramos, or alpine grasslands, at altitudes of . Above , where temperatures are below freezing, is the "tierra helada", a zone of permanent snow and ice.
Vegetation also responds to rainfall patterns. A scrub woodland of scattered trees and bushes dominates the semiarid northeast. To the south, savannah (tropical grassland) vegetation covers the Colombian portion of the llanos. The rainy areas in the southeast are blanketed by tropical rainforest. In the mountains, the spotty patterns of precipitation in alpine areas complicate vegetation patterns. The rainy side of a mountain may be lush and green, while the other side, in the rain shadow, may be parched.
Relief
The Andean range is located in Colombia from the southwest (Ecuador border) toward the northeast (Venezuela border) and is divided in the Colombian Massif (Macizo Colombiano) in three ranges (East Andes, Central Andes and West Andes) that form two long valleys, Magdalena and Cauca follow by the rivers of the same name.
The eastern half of Colombia, comprising more than half its territory, is plain and composed by savanna and rainforest, crossed by rivers belonging to the Amazon and Orinoco basins. The northern part, called the Llanos, is a savanna region, mostly in the Orinoco basin (therefore called also Orinoquía). The southern part is covered by the Amazon rain forest and belongs mostly to the Amazon basin. It is usually called Amazonía.
At the north and west of the Andes range there are some coastal plains. The Caribbean plains at the north and the Pacific plains at the west.
A recent global remote sensing analysis suggested that there were 553km² of tidal flats in Colombia, making it the 46th ranked country in terms of tidal flat area.
Colombian Pacific Plains are among the most rainy parts in the world, chiefly at the north (Chocó).
The highest mountain in Colombia is not in the Andes but in the Caribbean plain: Sierra Nevada de Santa Marta with its highest points named Pico Cristobal Colon (5775 m) and Pico Simon Bolivar (same elevation). Other mountains in the Caribbean plain include the Montes de María and the Serranía de San Lucas.
In the Pacific Plains there are other mountain formations, chiefly the Serranía del Darién and the Serranía del Baudó.
In the eastern Region, there is the Serranía de la Macarena and there are formations belonging to the Guyana Shield.
Protected areas
Natural resources
The natural resources of Colombia are varied and extensive with most of its territory and oceans still unexplored. Colombia has one of the largest open pit coal mines in the world in the region of Cerrejon in the Guajira Peninsula. It also has oil rigs and natural gas extraction in the eastern plains. Colombia is the main producer of emeralds and an important participant in gold, silver, iron, salt, platinum, petroleum, nickel, copper, hydropower and uranium extraction.
Environmental issues
The main environmental issues affecting Colombia are deforestation; soil and water quality damage from overuse of pesticides; air pollution, especially in Bogota, from vehicle emissions and other main cities. The collateral damaged produced by attacks against oil pipeline infrastructure by rebel guerrillas in the Colombian armed conflict has produced long term damage to the environment. The armed groups also deforest large areas to cultivate illegal crops and open unauthorized highways in protected areas.
Extreme points
Highest points
Snowfields and glaciers in Colombia are limited to the highest peaks and ranges in the Cordillera Central and Cordillera Oriental and above the elevation on the Sierra Nevada de Santa Marta. The total area of snowfields and glaciers was estimated to be about 104 square kilometers in the early 1970s.
Historical, geographical, and pictorial records point toward a consistent and progressive depletion of ice-and-snow masses in the Colombian Andes since the end of the "Little Ice Age" in the late 1800s. Many glaciers have disappeared during the 20th century, and others are expected to disappear in the coming decades.
Facts
Land size:
total:
Land boundaries:
total: 6,672 km
Coastline:
3,208 km (Caribbean Sea 1,760 km, North Pacific Ocean 1,448 km)
Exclusive Economic Zone:
total:
Climate:
tropical along coast and eastern plains; cooler in highlands
Terrain:
flat coastal lowlands, central highlands, high Andes Mountains, eastern lowland plains
Elevation extremes:
lowest point: Pacific Ocean 0 m
highest point: Pico Cristobal Colon 5,975 m
note: nearby Pico Simon Bolivar also has the same elevation
Natural resources:
petroleum, natural gas, coal, iron ore, nickel, gold, copper, emeralds, hydropower
Land use:
arable land: 1.43%
permanent crops: 1.68%
other: 96.89% (2012)
Irrigated land:
10,870 km2 (2011)
Total renewable water resources:
2,132 km3 (2011)
Freshwater withdrawal (domestic/industrial/agricultural):
total: 12.65 km3 (55%/4%/41%)
per capita: 308 m3/yr (2010)
Natural hazards:
highlands subject to volcanic eruptions; occasional earthquakes; periodic droughts
Environment - international agreements:
party to: Antarctic Treaty, Biodiversity, Climate change, Climate Change-Kyoto Protocol, Desertification, Endangered Species, Hazardous Wastes, Marine Life Conservation, Ozone Layer Protection, Ship Pollution, Tropical Timber 83, Tropical Timber 94, Wetlands
signed, but not ratified: Law of the Sea
Hydrology
Colombia has four main drainage systems: the Pacific drain, the Caribbean drain, the Orinoco Basin and the Amazon Basin.
The Orinoco and Amazon Rivers mark limits with Colombia to Venezuela and Peru respectively.
Lakes
Ciénaga Grande de Santa Marta
La Cocha Lagoon
Lake Tota
See also
Valleys and Plateaus of Colombia
Environmental issues in Colombia
References
External links
Colombian Ministry of Environment
Map of the Republic of Colombia from 1891 |
5839 | https://en.wikipedia.org/wiki/Economy%20of%20Colombia | Economy of Colombia | The economy of Colombia is the fourth largest in Latin America as measured by gross domestic product and the third-largest economic power in South America. Colombia has experienced a historic economic boom over the last decade. Throughout most of the 20th century, Colombia was Latin America's 4th and 3rd largest economy when measured by nominal GDP, real GDP, GDP (PPP), and real GDP at chained PPPs. Between 2012 and 2014, it became the 3rd largest in Latin America by nominal GDP. As of 2018, the GDP (PPP) per capita has increased to over US$14,000, and real gross domestic product at chained PPPs increased from US$250 billion in 1990 to nearly US$800 billion. Poverty levels were as high as 65% in 1990, but decreased to under 30% by 2014, and 27% by 2018. They decreased by an average of 1.35% per year since 1990.
Petroleum is Colombia's main export, representing over 45% of Colombia's exports. Manufacturing represents nearly 12% of Colombia's exports, and grows at a rate of over 10% a year. Colombia has the fastest growing information technology industry in the world, and has the longest fibre optic network in Latin America. Colombia also has one of the largest shipbuilding industries in the world outside Asia.
Modern industries like shipbuilding, electronics, automobile, tourism, construction, and mining, grew dramatically during the 2000s and 2010s. However, most of Colombia's exports are still commodity-based. Colombia is Latin America's 2nd-largest producer of domestically made electronics and appliances, following Mexico. Colombia had the fastest-growing major economy in the Western world in 2014, behind only China worldwide.
Since the early 2010s, the Colombian government has shown interest in exporting modern Colombian pop culture to the world (which includes video games, music, films, television shows, fashion, cosmetics, and food) as a way of diversifying the economy and entirely changing the image of Colombia. This has inspired a national campaign, similar to the Korean Wave. Colombia is only behind Mexico in cultural exports, and is already a regional leader in cosmetic and beauty exports.
Wealth is poorly distributed, since with a Gini index of approximately 0.̟6, Colombia is among the most unequal societies in the world. For example, according to the World Bank, in 2010 the richest 20% of the population owned 60.2% of the wealth and the poorest 20% only 3%, and 15.8% of Colombians lived on less than $2 a day. In 2021, more than 54% of Colombian families are food insecure and more than 560,000 children under the age of five are chronically undernourished.
The informal economy is estimated at 47% in 2020. There is no welfare state in Colombia, which has almost no unemployment or pension insurance system. As a result, only one million elderly people have pensions (and five million are without) and social assistance is very low. Many people in their 70s and 80s are forced to continue working or beg. The country is said to be the most unequal in the Organisation for Economic Co-operation and Development (OECD).
History
16th–19th centuries
European explorers reached what is now Colombian territory as early as 1510 in Santa María Antigua del Darién (in present-day Chocó department). For the next couple of decades Colombia, and South America in general, remained largely unexplored. From 1533 to 1600, Europeans began expeditions into the interior of current Colombia. The in of these expeditions was mainly to conquer new lands and exploit village resources. Legends of El Dorado that reached Spaniard explorers continued to fuel exploration and raiding of Indian villages.
In the 17th century, Spanish conquerors explored Colombia and made the first settlements, and this was the beginning of Colombia's modern economic history. Major conquistadors from this period were Pedro de Heredia, Gonzalo Jimenez de Quesada, Sebastián de Belalcazar, and Nikolaus Federmann.
During the 16th and 17th centuries, the colonial settlements in Colombia served purposes of extraction of precious metals and other natural resources, and later slavery trade. This economic arrangement left the Colony with little room for building solid institutionality for economic development. The main non-extractive institutions emerging in this centuries were the fortified port of Cartagena and the Viceroyalty of New Granada. Cartagena developed military defenses mainly out of necessity from frequently having to deal with pirate attacks. A primitive form of colonial administration was organized in Santa fé de Bogotá with the Viceroyalty of New Granada, especially under the tenure of José Solís Folch de Cardona (1753–1761), who conducted a census and built roads, bridges and aqueducts.
Following the Thousand Days' War (1899–1902), Colombia experienced a coffee boom that catapulted the country into the modern period, bringing the attendant benefits of transportation, particularly railroads, communications infrastructure, and the first major attempts at manufacturing.
20th century
Colombia's consistently sound economic policies and aggressive promotion of free trade agreements in recent years have bolstered its ability to weather external shocks. Real GDP has grown more than 4% per year for the past three years, continuing almost a decade of strong economic performance.
In 1990, the administration of President César Gaviria Trujillo (1990–94) initiated economic liberalism policies or "apertura economica" and this has continued since then, with tariff reductions, financial deregulation, privatization of state-owned enterprises, and adoption of a more liberal foreign exchange rate. Almost all sectors became open to foreign investment although agricultural products remained protected.
The original idea of his then Minister of Finance, Rudolf Homes, was that the country should import agricultural products in which it was not competitive, like maize, wheat, cotton and soybeans and export the ones in which it had an advantage, like fruits and flowers. In ten years, the sector lost 7,000 km2 to imports, with a critical impact on employment in rural areas. Still, this policy makes food cheaper for the average Colombian than it would be if agricultural trade were more restricted.
Until 1997, Colombia had enjoyed a fairly stable economy. The first five years of liberalization were characterized by high economic growth rates of between 4% and 5%. The Ernesto Samper administration (1994–98) emphasized social welfare policies which targeted Colombia's lower income population. These reforms led to higher government spending which increased the fiscal deficit and public sector debt, the financing of which required higher interest rates. An over-valued peso inherited from the previous administration was maintained.
The economy slowed, and by 1998 GDP growth was only 0.6%. In 1999, the country fell into its first recession since the Great Depression. The economy shrank by 4.5% with unemployment at over 20%. While unemployment remained at 20% in 2000, GDP growth recovered to 3.1%. Unemployment in 2020 has improved compared to two decades ago to 12.20%.
The administration of President Andrés Pastrana Arango, when it took office on 7 August 1998, faced an economy in crisis, with the difficult internal security situation and global economic turbulence additionally inhibiting confidence. As evidence of a serious recession became clear in 1999, the government took a number of steps. It engaged in a series of controlled devaluations of the peso, followed by a decision to let it float. Colombia also entered into an agreement with the International Monetary Fund which provided a $2.7 billion guarantee (extended funds facility), while committing the government to budget discipline and structural reforms.
21st century
By early 2000 there had been the beginning of an economic recovery, with the export sector leading the way, as it enjoyed the benefit of the more competitive exchange rate, as well as strong prices for petroleum, Colombia's leading export product. Prices of coffee, the other principal export product, have been more variable.
Economic growth reached 3.1% during 2000 and inflation 9.0%. Inflation by 2021 has stabilized at 3.30%. Colombia's international reserves remained stable at around $8.35 billion in the year 2000 growing to $58.57 billion by 2021, and Colombia has successfully remained in international capital markets. Colombia's total foreign debt at the end of 1999 was $34.5 billion with $14.7 billion in private sector and $19.8 billion in public sector debt. Major international credit rating organizations had dropped Colombian sovereign debt below investment grade, primarily as a result of large fiscal deficits, which current policies are seeking to close. As of 2021 Colombia has recovered its investment grade rating.
Former president Álvaro Uribe (elected 7 August 2002) introduced several neoliberal economic reforms, including measures designed to reduce the public-sector deficit below 2.5% of GDP in 2004. The government's economic policy and controversial democratic security strategy have engendered a growing sense of confidence in the economy, particularly within the business sector, and GDP growth in 2003 was among the highest in Latin America, at over 4%. This growth rate was maintained over the next decade, averaging 4.8% from 2004 to 2014.
According to figures from Dane, monetary poverty went from 37.2% in 2010 to 26.9% in 2017, which indicates a higher income for the most vulnerable households. During the Santos government, there was an inflationary period that was also a response to the strong external shock of the fall in oil prices. It was a period of contained instability, although inflation increased, no company declared bankruptcy and there was no instability in the financial system.
The Santos period managed an increase in GDP of 4% in 2010, which peaked in 2011 to 6.6%. Thereafter it remained at 4% in 2012, 4.9% in 2013 and 4.4% in 2014. In 2011, Colombia recovered it's BBB- investment grade, which was raised in 2013 to BBB. As a result of sustained growth, during the eight years of the Santos government, 3.5 million jobs were created, while 5.4 million people were lifted out of poverty.
The focus of Santos' second term was to reach a peace agreement with the FARC whose economic effects, according to assumptions, could imply a GDP growth of up to two additional percentage points. Santos' best legacy is precisely the one related to security since this will have an effect in the medium and long term in terms of investment decisions, job creation, and the beginning of a great revolution in the country's infrastructure: war prevented development in the most affected areas for centuries.
Colombia's President Iván Duque withdrew a controversial tax reform bill following four weeks of huge protests across the country starting 28 April 2021. In 2021, Colombia registered an increase in Gross Domestic Product of more than 10%, as a result of a rebound effect that derived from the 6.8% collapse a year earlier, caused by the economic closures decreed to stop the coronavirus pandemic. The pandemic exacerbated poverty. In 2021, official figures showed that 39% of Colombians -out of a population of 51.6 million inhabitants- were in a condition of monetary poverty. Although it shows a slight improvement compared to 2020 (42.5%), it meant a setback of at least a decade.
The greatest increase in the value of the debt also occurred in the Duque government, according to figures from the Bank of the Republic. Between 2020 and 2021 the balance increased by 17 billion dollars, and from 2019 to 2020 it increased by 16 billion. That figure, which corresponds to a deficit of 7.1 percent of GDP, was the debt that the Central National Government or GNC (the State without its companies or regional entities) had in 2021, according to the fiscal closing bulletin.
In the Duque government, specifically between May and June 2020, 66.7 percent of the country's gold reserves were sold, which went from 710.5 to 237.4 million dollars. The decision was made by the Bank of the Republic. The sale received criticism because although it was done at a time of rising prices – after five years in which this did not happen – it was before gold reached a record price.
Overview
The longstanding internal armed conflict in Colombia has had economic impacts.
In the early 21st century, the Colombian economy grew in part because of austere government budgets, focused efforts to reduce public debt levels, an export-oriented growth strategy, an improved security situation in the country, and high commodity prices. Growth slowed to 1.4 percent in 2017, and then increased to 3.3 percent in 2019.
President Uribe, who was in office from 2002 to 2010, examined opportunities including reforming the pension system, reducing high unemployment, achieving congressional passage of a fiscal transfers reform, and exploring for new oil or producing ethanol. Colombia's Gini coefficient, a measure of inequality, was one of the highest in South America. International and domestic financial analysts warned of the growing central government deficit, which hovered at 5% of GDP. Nonetheless, confidence in the economy grew.
Colombia has a track record of prudent macroeconomic management.
The middle class will represent 25% of the population in 2020 according to a survey by the daily newspaper El Tiempo. Official data indicate that 42.5% of the population lives below the poverty line. The social elevator is one of the slowest in the world, as it takes an average of eleven generations for a family to rise out of poverty.
The tax system is one of the causes of Colombia's deep social inequalities. The income tax (IRPP) is not very progressive (almost all taxpayers pay it at a rate of between 19% and 28%, and the rate rises only slightly thereafter) and is levied mainly on salaries, with other categories of income being largely underreported. Redistribution through the Colombian tax system is thus the lowest in Latin America, even though it is on average very limited.
Development of main indicators
The following table shows the main economic indicators in 1980–2019 (with IMF staff stimtates in 2020–2025). Inflation below 5% is in green.
Graphics
Labor rights
On 8 June 2020, the newly formed Employment Mission (Misión de Empleo) met for the first time to discuss labor reforms that it intended to propose to Congress. Some of these reforms had been desired for years, and others had come into starker view during the coronavirus pandemic.
The legal working hours are 48 hours per week. However, the informal economy accounts for almost half of the workers, who are therefore not covered by labor laws.
Agriculture
Colombia is one of the 5 largest producers in the world of coffee, avocado and palm oil, and one of the 10 largest producers in the world of sugarcane, banana, pineapple and cocoa.
Colombia produced, in 2018, 36.2 million tons of sugarcane (7th largest producer in the world), 5.8 million tons of palm oil (5th largest producer in the world), 3.7 million tons of banana (11th largest producer in the world) and 720 thousand tons of coffee (4th largest producer in the world, behind Brazil, Vietnam and Indonesia). Although its neighbor Brazil is the largest producer of coffee in the world (3.5 million tons produced in the same year), the advertising carried out by the country for decades suggests that Colombian coffee is of higher quality, which generates greater added value to the country's product. In the same year, Colombia produced 3.3 million tons of rice, 3.1 million tons of potato, 2.2 million tons of cassava, 1.3 million tons of maize, 900 thousand tons of pineapple, 670 thousand tons of onion, 527 thousand tons of tomato, 419 thousand tons of yam, 338 thousand tons of mango, 326 thousand tons of avocado, in addition to smaller productions of other agricultural products such as orange, tangerine, lemon, papaya, beans, carrot, coconut, watermelon etc.
The share of agriculture in GDP has fallen consistently since 1945, as industry and services have expanded. However, Colombia's agricultural share of GDP decreased during the 1990s by less than in many of the world's countries at a similar level of development, even though the share of coffee in GDP diminished in a dramatic way. Agriculture has nevertheless remained an important source of employment, providing a fifth of Colombia's jobs in 2006.
The most industrially diverse member of the five-nation Andean Community, Colombia has four major industrial centers—Bogota, Medellin, Cali, and Barranquilla, each located in a distinct geographical region. Colombia's industries include textiles and clothing, particularly lingerie, leather products, processed foods and beverages, paper and paper products, chemicals and petrochemicals, cement, construction, iron and steel products, and metalworking. Its diverse climate and topography permit the cultivation of a wide variety of crops. In addition, all regions yield forest products, ranging from tropical hardwoods in the hot country to pine and eucalyptus in the colder areas.
Cacao beans, sugarcane, coconuts, bananas, plantains, rice, cotton, tobacco, cassava, and most of the nation's beef cattle are produced in the hot regions from sea level to 1,000 meters elevation. The temperate regions—between 1,000 and 2,000 meters—are better suited for coffee; cut flowers; maize and other vegetables; and fruits such as citrus, pears, pineapples, and tomatoes. The cooler elevations—between 2,000 and 3,000 meters—produce wheat, barley, potatoes, cold-climate vegetables, flowers, dairy cattle, and poultry.
Livestock
In the production of beef and chicken meat, Colombia is among the 20 largest producers in the world.
In Colombia, the exploitation and breeding of cattle is carried out on small farms and large farms. Black-eared white, casanareño, coastal with horns, romosinuano, chino santandereano and hartón del Valle, are the Colombian breeds with the highest production.
In 2013, livestock occupied 80% of productive land in Colombia. The livestock sector is one of the most outstanding in areas such as Caribbean Region, where seven departments have livestock as their primary vocation. Also in Antioquia, where there is the largest cattle inventory in the country, the department had that year 11% of the head of cattle in Colombia, and according to the livestock inventory, in 2012 Antioqueños counted around 2,268,000 head of cattle.
Also in 2013, the bovine herd in Colombia reached 20.1 million head of cattle, of which 2.5 million (12.5%) were milking cows. In addition, the country's total milk production was 13.1 million liters.
On the other hand, the increase in imports of pork meat, the high prices of inputs and the slowdown in the national economy, produced a crisis in the raising of pork in Colombia in 2015.
Industry
The World Bank lists the main producing countries each year, based on the total value of production. According to the 2019 list, Colombia has the 46th most valuable industry in the world (US$35.4 billion), behind Mexico, Brazil, Venezuela and Argentina, but ahead of Peru and Chile.
Manufacturing
Domestic appliances
Although Colombia has been producing domestic appliances since the 1930s, it wasn't until the late 1990s that Colombian corporations began exporting to neighboring countries. One of Colombia's largest producers of domestic appliances, HACEB has been producing refrigeration since 1940. Some domestic corporations include: Challenger, Kalley, HACEB, Imusa, and Landers. In 2011, Groupe SEB acquired Imusa as a form to expand to the Latin American market. Colombia also manufactures for foreign companies as well, such as Whirlpool and GE. LG has also been interested in building a plant in Colombia. Colombia is also Latin America's 3rd largest producer of appliances behind Mexico and Brazil and is growing rapidly.
Electronics
Colombia is a major producer of electronics in Latin America, and is South America's 2nd largest high-tech market. Colombia is also the 2nd largest producer and exporter of electronics made by domestic companies in Latin America. Since the early 2000s, major Colombian corporations began exporting aggressively to foreign markets. Some of these companies include: Challenger, PcSmart, Compumax, Colcircuirtos, and Kalley. Colombia is the first country in Latin America to manufacture a domestically made 4K television. In 2014, the Colombian Government launched a national campaign to promote IT and Electronic sectors, as well as investing in Colombia's own companies. Although innovation remains low on the global scale, the government sees heavy potential in the high tech industry and is investing heavily in education and innovation centers all across the nation. Because of this, Colombia could become a major global manufacturer of electronics and play an important role in the global high tech industry in the near future. In 2014, the Colombian government released another national campaign to help Colombian companies have a bigger share of the national market.
Construction
Construction recently has played a vital role in the economy, and is growing rapidly at almost 20% annually. As a result, Colombia is seeing a historic building boom. The Colombian government is investing heavily in transport infrastructure through a plan called "Fourth Generation Network". The target of the Colombian government is to build 7,000 km of roads for the 2016–2020 period and reduce travel times by 30% and transport costs by 20%. A toll road concession program will comprise 40 projects, and is part of a larger strategic goal to invest nearly $50bn in transport infrastructure, including: railway systems; making the Magdalena river navigable again; improving port facilities; as well as an expansion of Bogotá's airport. Long-term plans include building a national high-speed train network, to vastly improve competitiveness.
Utilities
Mining and energy
Colombia is well-endowed with minerals and energy resources. It has the largest coal reserves in Latin America, and is second to Brazil in hydroelectric potential. Estimates of petroleum reserves in 1995 were . It also possesses significant amounts of nickel, gold, silver, platinum, and emeralds.
The country was the 12th largest producer of coal in the world in 2018. In 2019, Colombia was the 20th largest petroleum producer in the world, with 791 thousand barrels / day. In mining, Colombia is the world's largest producer of emerald.
The discovery of of high-quality oil at the Cusiana and Cupiagua fields, about east of Bogotá, has enabled Colombia to become a net oil exporter since 1986. The Transandino pipeline transports oil from Orito in the Department of Putumayo to the Pacific port of Tumaco in the Department of Nariño. Total crude oil production averages ; about is exported. The Pastrana government has significantly liberalized its petroleum investment policies, leading to an increase in exploration activity. Refining capacity cannot satisfy domestic demand, so some refined products, especially gasoline, must be imported. Plans for the construction of a new refinery are under development.
While Colombia has vast hydroelectric potential, a prolonged drought in 1992 forced severe electricity rationing throughout the country until mid-1993. The consequences of the drought on electricity-generating capacity caused the government to commission the construction or upgrading of 10 thermoelectric power plants. Half will be coal-fired, and half will be fired by natural gas. The government also has begun awarding bids for the construction of a natural gas pipeline system that will extend from the country's extensive gas fields to its major population centers. Plans call for this project to make natural gas available to millions of Colombian households by the middle of the next decade.
As of 2004, Colombia has become a net energy exporter, exporting electricity to Ecuador and developing connections to Peru, Venezuela and Panama to export to those markets as well. The Trans-Caribbean pipeline connecting western Venezuela to Panama through Colombia is also under construction, thanks to cooperation between presidents Álvaro Uribe of Colombia, Martín Torrijos of Panama and Hugo Chávez of Venezuela. Coal is exported to Turkey.
Oil and coal account for 47% of goods exports in 2021.
Human rights abuses in mining zones
The oil pipelines are a frequent target of extortion and bombing campaigns by the National Liberation Army (ELN) and, more recently, the Revolutionary Armed Forces of Colombia (FARC). The bombings, which have occurred on average once every 5 days, have caused substantial environmental damage, often in fragile rainforests and jungles, as well as causing significant loss of life. In April 1999 in Cartagena de Indias, Clinton's Secretary of Energy Bill Richardson spoke before investors from the United States, Canada and other countries. He expressed his government's willingness to use military aid to support the investment that they and their allies were going to make in Colombia, especially in strategically important sectors like mining and energy.
In 2001 there were 170 attacks on the Caño Limón–Coveñas pipeline. The pipeline was out of operation for over 200 days of that year; the government estimates that these bombings reduced Colombia's GDP by 0.5%. The government of the United States increased military aid, in 2003, to Colombia to assist in the effort to defend the pipeline. Occidental Petroleum privately contracted mercenaries who flew Skymaster planes, from AirScan International Inc., to patrol the Cano Limon-Covenas pipeline. Many of these operations used helicopters, equipment and weapons provided by the U.S. military and anti-narcotics aid programs.
Mining and natural exploitation has had environmental consequences. The region of Guajira is undergoing an accelerated desertification with the disappearances of forests, land, and water sources, due to the increase in coal production. Social consequences or lack of development in resource rich areas is common. 11 million Colombians survive on less than one dollar a day. Over 65% of these live in mining zones. There are 3.5 million children out of school, and the most critical situation is in the mining zone of Choco, Bolivar, and Sucre.
Economic consequences of privatization and liberal institutions have meant changes in taxation to attract foreign investment. Colombia will lose another $800 million over the next 90 years that Glencore International operates in El Cerrejon Zona Media, if the company continues to produce coal at a rate of 5 million tons/year, because of the reduction of the royalty tax from 10 to 15% to .04%. If the company, as is plausible, doubles or triples its production, the losses will be proportionally greater. The operational losses from the three large mining projects (El Cerrejon, La Loma, operated by Drummond, and Montelíbano, which produces ferronickel) for Colombia to more than 12 billion.
Coal production has grown rapidly, from 22.7 million tons in 1994 to 50.0 million tons in 2003. Over 90% of this amount was exported, making Colombia the world's sixth largest coal exporter, behind Australia, China, Indonesia, South Africa and Russia. From the mid-1980s the center of coal production was the Cerrejón mines in the Guajira department. However, the growth in output at La Loma in neighboring Cesar Department made this area the leader in Colombian coal production since 2004. Production in other departments, including Boyacá, Cundinamarca and Norte de Santander, forms about 13% of the total. The coal industry is largely controlled by international mining companies, including a consortium of BHP, Anglo American and Glencore at Cerrejón, and Conundrum Company at La Loma, which is undergoing a lawsuit in the U.S. District Court in Alabama for union assassinations and alleged paramilitary links.
Foreign investment
Various attempts to open up the economy during the 1993-2023 period have been described by Portafolio as been "half-hearted". In 1990, to attract foreign investors and promote trade, an experiment from the International Monetary Fund known as "La Apertura" was adopted by the government, this policy was to modernize different sectors of the economy to increase the overall efficiency of production so as to bring down prices to internationally competitive levels. Although the analysis of the results are not clear, the fact is that the agricultural sector was severely impacted by this policy.
In 1991 and 1992, the government passed laws to stimulate foreign investment in nearly all sectors of the economy. The only activities closed to foreign direct investment are defense and national security, disposal of hazardous wastes, and real estate—the last of these restrictions is intended to hinder money laundering. Colombia established a special entity—Converter—to assist foreigners in making investments in the country. Foreign investment flows for 1999 were $4.4 billion, down from $4.8 billion in 1998.
Major foreign investment projects underway include the $6 billion development of the Cusiana and Cupiagua oil fields, development of coal fields in the north of the country, and the recently concluded licensing for establishment of cellular telephone service. The United States accounted for 26.5% of the total $19.4 billion stock of non-petroleum foreign direct investment in Colombia at the end of 1998.
On 21 October 1995, under the International Emergency Economic Powers Act (IEEPA), President Clinton signed an Executive Order barring U.S. entities from any commercial or financial transactions with four Colombian drug kingpins and with individuals and companies associated with the traffic in narcotics, as designated by the Secretary of the Treasury in consultation with the Secretary of State and the Attorney General. The list of designated individuals and companies is amended periodically and is maintained by the Office of Foreign Asset Control at the Department of the Treasury, tel. (202) 622-0077 (ask for Document #1900). The document also is available at the Department of Treasury web site.
Colombia is the United States' fifth-largest export market in Latin America—behind Mexico, Brazil, Venezuela, and Argentina—and the 26th-largest market for U.S. products worldwide. The United States is Colombia's principal trading partner, with two-way trade from November 1999 through November 2000 exceeding $9.5 billion--$3.5 billion U.S. exports and $6.0 billion U.S. imports. Colombia benefits from duty-free entry—for a 10-year period, through 2001—for certain of its exports to the United States under the Andean Trade Preferences Act. Colombia improved protection of intellectual property rights through the adoption of three Andean Pact decisions in 1993 and 1994, but the U.S. remains concerned over deficiencies in licensing, patent regulations, and copyright protection.
Colombia is also the largest export partner of the Dutch constituent country of Aruba (39.4%).
The petroleum and natural gas coal mining, chemical, and manufacturing industries attract the greatest U.S. investment interest. U.S. investment accounted for 37.8% ($4.2 billion) of the total $11.2 billion in foreign direct investment at the end of 1997, excluding petroleum and portfolio investment. Worker rights and benefits in the U.S.-dominated sectors are more favorable than general working conditions. Examples include shorter-than-average working hours, higher wages, and compliance with health and safety standards above the national average.
Tertiary industries
The services sector dominates Colombia's GDP, contributing 58 percent of GDP in 2007, and, given worldwide trends, its dominance will probably continue. The sector is characterized by its heterogeneity, being the largest for employment (61 percent), in both the formal and informal sectors.
Arts and music
Since the early 2010s, the Colombian government has shown interest in exporting modern Colombian pop culture to the world (which includes video games, music, movies, TV shows, fashion, cosmetics, and food) as a way of diversifying the economy and changing the image of Colombia. In the Hispanic world, Colombia is only behind Mexico in cultural exports at US$750 million annually, and is already a regional leader in cosmetic and beauty exports.
Travel and tourism
Tourism in Colombia is an important sector in the country's economy. Colombia has major attractions as a tourist destination, such as Cartagena and its historic surroundings, which are on the UNESCO World Heritage List; the insular department of San Andrés, Providencia y Santa Catalina; Santa Marta, Cartagena and the surrounding area. Fairly recently, Bogotá, the nation's capital, has become Colombia's major tourist destination because of its improved museums and entertainment facilities and its major urban renovations, including the rehabilitation of public areas, the development of parks, and the creation of an extensive network of cycling routes. With its very rich and varied geography, which includes the Amazon and Andean regions, the llanos, the Caribbean and Pacific coasts, and the deserts of La Guajira, and its unique biodiversity, Colombia also has major potential for ecotourism.
The direct contribution of Travel & Tourism to GDP in 2013 was COP11,974.3mn (1.7% of GDP). This is forecast to rise by 7.4% to COP12,863.4mn in 2014. This primarily reflects the economic activity generated by industries such as hotels, travel agents, airlines and other passenger transportation services (excluding commuter services). But it also includes, for example, the activities of the restaurant and leisure industries directly supported by tourists. The direct contribution of Travel & Tourism to GDP is expected to grow by 4.1% pa to COP19,208.4mn (1.8% of GDP) by 2024.
The number of tourists in Colombia grows by over 12% every year. Colombia is projected to have over 15 million tourists by 2023.
Eco-tourism
Eco-tourism is very promising in Colombia. Colombia has vast coastlines, mountainous areas, and tropical jungles. There are volcanoes and waterfalls as well. This makes Colombia a biodiverse country with many attractions for foreign visitors.
The Colombian coffee growing axis (Spanish: Eje Cafetero), also known as the Coffee Triangle (Spanish: Triángulo del Café), is a part of the Colombian Paisa region in the rural area of Colombia, which is famous for growing and production of a majority of Colombian coffee, considered by some as the best coffee in the world. There are three departments in the area: Caldas, Quindío and Risaralda. These departments are among the smallest departments in Colombia with a total combined area of 13873 km2 (5356 mi2), about 1.2% of the Colombian territory. The combined population is 2,291,195 (2005 census).
Transportation and telecommunications
Colombia's geography, with three cordilleras of the Andes running up the country from south to north, and jungle in the Amazon and Darién regions, represents a major obstacle to the development of national road networks with international connections. Thus, the basic nature of the country's transportation infrastructure is not surprising. In the spirit of the 1991 constitution, in 1993 the Ministry of Public
Works and Transportation was reorganized and renamed the Ministry of Transportation. In 2000 the new ministry strengthened its role as the planner and regulator within the sector.
Air transportation
Colombia was a pioneer in promoting airlines in an effort to overcome its geographic barriers to transportation. The Colombian Company of Air Navigation, formed in 1919, was the second commercial airline in the world. It was not until the 1940s that Colombia's air transportation began growing significantly in the number of companies, passengers carried, and kilometers covered. In the early 2000s, an average of 72 percent of the passengers transported by air go to national destinations, while 28 percent travel internationally. One notable feature is that after the reforms of the beginning of the 1990s, the number of international passengers tripled by 2003. In 1993 the construction, administration, operation, and maintenance of the main airports transferred to departmental authorities and the private sector, including companies specializing in air transportation. Within this process, in 2006 the International Airport Operator (Opain), a Swiss-Colombian consortium, won the concession to manage and develop Bogotá's El Dorado International Airport. El Dorado is the largest airport in Latin America in terms of cargo traffic (33rd worldwide), with 622,145 metric tons in 2013, second in terms of traffic movements (45th worldwide) and third in terms of passengers (50th among the busiest airports in the world). In addition to El Dorado, Colombia's international airports are Palo Negro in Bucaramanga, Simón Bolívar in Santa Marta, Cortissoz in Barranquilla, Rafael Núñez in Cartagena, José María Córdova in Rionegro near Medellín, Alfonso Bonilla Aragón in Cali, Alfredo Vásquez Cobo in Leticia, Matecaña in Pereira, Gustavo Rojas Pinilla in San Andrés, and Camilo Daza in Cúcuta. In 2006 Colombia was generally reported to have a total of 984 airports, of which 103 had paved runways and 883 were unpaved. The Ministry of Transportation listed 581 airports in 2007, but it may have used a different methodology for counting them.
Poverty and inequality
After a large crisis in 1999, poverty in Colombia has had a decreasing trend. The share of Colombians below the income-based poverty line fell from 50% in 2002 to 28% in 2016. The share of Colombians below the extreme income-based poverty line fell from 18% to 9% in the same period. Multidimensional poverty fell from 30% to 18% between 2010 and 2016.
Colombia has a Gini coefficient of 51.7.
Retail
Hypermarkets and big-box stores are losing market participation in Colombian retail.
Debt
Between 1976 and 2006, Colombia's debt doubled every 10 years: in 1976 it was about $3.6 billion, in 1986 it was $7.2 billion, in 1996 it was over $16 billion and in 2006 it was over $36 billion. Since 2006, the growth of the debt has accelerated: it reached $72 billion in 2011 and reached $124 billion in 2017, which means that in less than 10 years Colombia's foreign debt has tripled. About a quarter of Colombia's annual budget, or $20 billion, goes to pay off the public debt.
Corruption
Corruption in public management in Colombia is widespread and structural in nature. This situation generates losses for the country estimated at around 15 billion dollars. Colombia has not escaped the scandals involving millions of dollars in bribes from the Brazilian construction company Odebrecht, as well as the Cartagena refinery, a case of embezzlement of public funds that came to light in 2016 and involved members of the governments of Álvaro Uribe (2002-2010) and Juan Manuel Santos (2010-2018).
See also
Taxation in Colombia
WWB Colombia
Economic history of Colombia
List of companies of Colombia
Colombia and the World Bank
Economy of South America
List of Colombian departments by GDP
List of Latin American and Caribbean countries by GDP growth
List of Latin American and Caribbean countries by GDP (nominal)
List of Latin American and Caribbean countries by GDP (PPP)
20,000 Colombian peso note
50,000 Colombian peso note
References
External links
Colombia Economy report – official Investment portal
Colombia
OECD member economies |
5844 | https://en.wikipedia.org/wiki/History%20of%20Colombia | History of Colombia | The history of Colombia includes the settlements and society by indigenous peoples, most notably, the Muisca Confederation, Quimbaya Civilization, and Tairona Chiefdoms; the Spanish arrived in 1492 and initiated a period of annexation and colonization, most noteworthy being Spanish conquest; ultimately creating the Viceroyalty of New Granada, with its capital at Bogotá. Independence from Spain was won in 1819, but by 1830 the "Gran Colombia" Federation was dissolved. What is now Colombia and Panama emerged as the Republic of New Granada. The new nation experimented with federalism as the Granadine Confederation (1858), and then the United States of Colombia (1863), before the Republic of Colombia was finally declared in 1886; as well as constant political violence in the country. Panama seceded in 1903. Since the 1960s, the country has suffered from an asymmetric low-intensity armed conflict, which escalated in the 1990s, but then decreased from 2005 onward. The legacy of Colombia's history has resulted in a rich cultural heritage; while varied geography, and the imposing landscape of the country has resulted in the development of very strong regional identities.
Pre-Colombian period
From approximately 12,000 years BP onwards, hunter-gatherer societies existed near present-day Bogotá (at El Abra and Tequendama), and they traded with one another and with cultures living in the Magdalena River valley. Due to its location, the present territory of Colombia was a corridor of early human migration from Mesoamerica and the Caribbean to the Andes and the Amazon basin. The oldest archaeological finds are from the Pubenza archaeological site and El Totumo archaeological site in the Magdalena Valley southwest of Bogotá. These sites date from the Paleoindian period (18,000–8000 BCE). At Puerto Hormiga archaeological site and other sites, traces from the Archaic period in South America (~8000–2000 BCE) have been found. Vestiges indicate that there was also early occupation in the regions of El Abra, Tibitó and Tequendama in Cundinamarca. The oldest pottery discovered in the Americas, found at San Jacinto archaeological site, dates to 5000–4000 BCE.
Indigenous people inhabited the territory that is now Colombia by 10,500 BCE. Nomadic hunter-gatherer tribes at the El Abra and Tequendama sites near present-day Bogotá traded with one another and with other cultures from the Magdalena River Valley.
Serranía La Lindosa, a mountainous region of Guaviare Department is known for an extensive prehistoric rock art site which stretches for nearly eight miles. The site, near to the Guayabero River was discovered in 2019, but was not revealed to the public until 2020. There are tens of thousands of paintings of animals and humans created up to 12,500 BP. Images of now-extinct ice age animals, such as the mastodon, helped date the site. Other ice-age animals depicted include the palaeolama, giant sloths and ice age horses. The site has gone undiscovered because of a conflict between the government and the Farc. The remote site is a two-hour drive from San José del Guaviare, followed by a four hour trek. The site was discovered by a team from National University of Colombia, University of Antioquia and the University of Exeter as part of a project funded by European Research Council as part of the Horizon 2020 Framework Programmes for Research and Technological Development. The site is to be featured in episode 2 of the Channel 4 series, Jungle Mystery: Lost Kingdoms of the Amazon, on 12 December 2020.
Between 5000 and 1000 BCE, hunter-gatherer tribes transitioned to agrarian societies; fixed settlements were established, and pottery appeared. Beginning in the 1st millennium BCE, groups of Amerindians including the Muisca, Quimbaya, Tairona, Calima, Zenú, Tierradentro, San Agustín, Tolima, and Urabá became skilled in farming, mining, and metalcraft; and some developed the political system of cacicazgos with a pyramidal structure of power headed by caciques. The Muisca inhabited mainly the area of what is now the Departments of Boyacá and Cundinamarca high plateau (Altiplano Cundiboyacense) where they formed the Muisca Confederation. The Muisca had one of the most developed political systems (Muisca Confederation) in South America, surpassed only by the Incas. They farmed maize, potato, quinoa and cotton, and traded gold, emeralds, blankets, ceramic handicrafts, coca and especially salt with neighboring nations. The Tairona inhabited northern Colombia in the isolated Andes mountain range of Sierra Nevada de Santa Marta. The Quimbaya inhabited regions of the Cauca River Valley between the Western and Central Ranges. The Incas expanded their empire on the southwest part of the country.
Spanish annexation
Pre-Columbian history
Europeans first visited the territory that became Colombia in 1499 when the first expedition of Alonso de Ojeda arrived at the Cabo de la Vela. The Spanish made several attempts to settle along the north coast of today's Colombia in the early 16th century, but their first permanent settlement, at Santa Marta, dates from 1525. The Spanish commander Pedro de Heredia founded Cartagena on June 1, 1533 in the former location of the indigenous Caribbean Calamarí village. Cartagena grew rapidly, fueled first by the gold in the tombs of the Sinú Culture, and later by trade. The thirst for gold and land lured Spanish explorers to visit Chibchan-speaking areas; resulting in the Spanish conquest of the Chibchan Nations - the conquest by the Spanish monarchy of the Chibcha language-speaking nations, mainly the Muisca and Tairona who inhabited present-day Colombia, beginning the Spanish colonization of the Americas.
The Spanish advance inland from the Caribbean coast began independently from three different directions, under Jimenéz de Quesáda, Sebastián de Benalcázar (known in Colombia as Belalcázar) and Nikolaus Federmann. Although all three were drawn by the Indian treasures, none intended to reach Muisca territory, where they finally met.
In August 1538, Quesáda founded Santa Fe de Bogotá on the site of Muisca village of Bacatá.
In 1549, the institution of the Spanish Royal Audiencia in Bogotá gave that city the status of capital of New Granada, which comprised in large part what is now the territory of Colombia. As early as the 1500s however, secret anti-Spanish discontentment was already brewing for Colombians since Spain prohibited direct trade between the Viceroyalty of Peru, which included Colombia, and the Viceroyalty of New Spain, which included the Philippines the source of Asian products like silk and porcelain which was in demand in the Americas. Illegal trade between Peruvians, Filipinos, and Mexicans continued in secret, as smuggled Asian goods ended up in Córdoba, Colombia, the distribution center for illegal Asian imports, due to the collusion between these peoples against the authorities in Spain. They settled and traded with each other while disobeying the forced Spanish monopoly in more expensive silks and porcelain made in homeland Spain. In 1717, the Viceroyalty of New Granada was originally created, and then it was temporarily removed, to finally be reestablished in 1739. The Viceroyalty had Santa Fé de Bogotá as its capital. This Viceroyalty included some other provinces of northwestern South America which had previously been under the jurisdiction of the Viceroyalties of New Spain or Peru and correspond mainly to today's Venezuela, Ecuador and Panama. So, Bogotá became one of the principal administrative centers of the Spanish possessions in the New World, along with Lima and Mexico City.
Gran Colombia: independence re-claimed
From then on, the long independence struggle was led mainly by Bolívar and Francisco de Paula Santander in neighboring Venezuela. Bolívar returned to New Granada only in 1819 after establishing himself as leader of the pro-independence forces in the Venezuelan llanos. From there he led an army over the Andes and captured New Granada after a quick campaign that ended at the Battle of Boyacá, on August 7, 1819. (For more information, see Military career of Simón Bolívar.)
That year, the Congress of Angostura established the Republic of Gran Colombia, which included all territories under the jurisdiction of the former Viceroyalty of New Granada. Bolívar was elected the first president of Gran Colombia and Santander, vice president.
As the Federation of Gran Colombia was dissolved in 1830, the Department of Cundinamarca (as established in Angostura) became a new country, the Republic of New Granada.
The Republic: Liberal and Conservative conflict
In 1863 the name of the Republic was changed officially to "United States of Colombia", and in 1886 the country adopted its present name: "Republic of Colombia".
Two political parties grew out of conflicts between the followers of Bolívar and Santander and their political visions—the Conservatives and the Liberals – and have since dominated Colombian politics. Bolívar's supporters, who later formed the nucleus of the Conservative Party, sought strong centralized government, alliance with the Roman Catholic Church, and a limited franchise. Santander's followers, forerunners of the Liberals, wanted a decentralized government, state rather than church control over education and other civil matters, and a broadened suffrage.
Throughout the 19th and early 20th centuries, each party held the presidency for roughly equal periods of time. Colombia maintained a tradition of civilian government and regular, free elections. The military has seized power three times in Colombia's history: in 1830, after the dissolution of Great Colombia; again in 1854 (by General José María Melo); and from 1953 to 1957 (under General Gustavo Rojas Pinilla). Civilian rule was restored within one year in the first two instances.
Notwithstanding the country's commitment to democratic institutions, Colombia's history has also been characterized by widespread, violent conflict. Two civil wars resulted from bitter rivalry between the Conservative and Liberal parties. The Thousand Days' War (1899–1902) cost an estimated 100,000 lives, and up to 300,000 people died during "La Violencia" of the late 1940s and 1950s, a bipartisan confrontation which erupted after the assassination of Liberal popular candidate Jorge Eliécer Gaitán. United States activity to influence the area (especially the Panama Canal construction and control) led to a military uprising in the Isthmus Department in 1903, which resulted in the separation and independence of Panama.
A military coup in 1953 toppled the right-wing government of Conservative Laureano Gómez and brought General Gustavo Rojas Pinilla to power. Initially, Rojas enjoyed considerable popular support, due largely to his success in reducing "La Violencia". When he did not restore democratic rule and occasionally engaged in open repression, however, he was overthrown by the military in 1957 with the backing of both political parties, and a provisional government was installed.
The National Front regime (1958–1974)
In July 1957, former Conservative President Laureano Gómez (1950–1953) and former Liberal President Alberto Lleras (1945–1946, 1958–1962) issued the "Declaration of Sitges," in which they proposed a "National Front," whereby the Liberal and Conservative parties would govern jointly. The presidency would be determined by an alternating conservative and liberal president every 4 years for 16 years; the two parties would have parity in all other elective offices.
The National Front ended "La Violencia", and National Front administrations attempted to institute far-reaching social and economic reforms in cooperation with the Alliance for Progress. In particular, the Liberal president Alberto Lleras Camargo (1958–1962) created the Colombian Institute for Agrarian Reform (INCORA), and Carlos Lleras Restrepo (1966–1970) further developed land entitlement. In 1968 and 1969 alone, the INCORA issued more than 60,000 land titles to farmers and workers.
In the end, the contradictions between each successive Liberal and Conservative administration made the results decidedly mixed. Despite the progress in certain sectors, many social and political injustices continued.
The National Front system itself eventually began to be seen as a form of political repression by dissidents and even many mainstream voters, and many protesters were victimized during this period. Especially after what was later confirmed as the fraudulent election of Conservative candidate Misael Pastrana in 1970, which resulted in the defeat of the relatively populist candidate and former president (dictator) Gustavo Rojas Pinilla. The M-19 guerrilla movement, "Movimiento 19 de Abril" (19 April Movement), would eventually be founded in part as a response to this particular event. The FARC was formed in 1964 by Manuel Marulanda Vélez and other Marxist–Leninist supporters, after a military attack on the community of Marquetalia.
Although the system established by the Sitges agreement was phased out by 1974, the 1886 Colombian constitution — in effect until 1991—required that the losing political party be given adequate and equitable participation in the government which, according to many observers and later analysis, eventually resulted in some increase in corruption and legal relaxation. The current 1991 constitution does not have that requirement, but subsequent administrations have tended to include members of opposition parties.
Post-National Front
From 1974 until 1982, different presidential administrations chose to focus on ending the persistent insurgencies that sought to undermine Colombia's traditional political system. Both groups claimed to represent the poor and weak against the rich and powerful classes of the country, demanding the completion of true land and political reform, from an openly Communist perspective.
By 1974, another challenge to the state's authority and legitimacy had come from 19th of April Movement (M-19), a mostly urban guerrilla group founded in response to an alleged electoral fraud during the final National Front election of Misael Pastrana Borrero (1970–1974) and the defeat of former dictator Gustavo Rojas Pinilla. Initially, the M-19 attracted a degree of attention and sympathy from mainstream Colombians that the FARC and National Liberation Army (ELN) had found largely elusive earlier due to extravagant and daring operations, such as stealing a sword that had belonged to Colombia's Independence hero Simon Bolívar. At the same time, its larger profile soon made it the focus of the state's counterinsurgency efforts.
The ELN guerrilla had been seriously crippled by military operations in the region of Anorí by 1974, but it managed to reconstitute itself and escape destruction, in part due to the administration of Alfonso López Michelsen (1974–1978) allowing it to escape encirclement, hoping to initiate a peace process with the group.
By 1982, the perceived passivity of the FARC, together with the relative success of the government's efforts against the M-19 and ELN, enabled the administration of the Liberal Party's Julio César Turbay (1978–1982) to lift a state-of-siege decree that had been in effect, on and off, for most of the previous 30 years. Under the latest such decree, president Turbay had implemented security policies that, though of some military value against the M-19 in particular, were considered highly questionable both inside and outside Colombian circles due to numerous accusations of military human rights abuses against suspects and captured guerrillas.
Citizen exhaustion due to the conflict's newfound intensity led to the election of president Belisario Betancur (1982–1986), a Conservative who won 47% of the popular vote, directed peace feelers at all the insurgents, and negotiated a 1984 cease-fire with the FARC and M-19 after a 1982 release of many guerrillas imprisoned during the previous effort to overpower them. The ELN rejected entering any negotiation and continued to recover itself through the use of extortions and threats, in particular against foreign oil companies of European and U.S. origin.
As these events were developing, the growing illegal drug trade and its consequences were also increasingly becoming a matter of widespread importance to all participants in the Colombian conflict. Guerrillas and newly wealthy drug lords had mutually uneven relations and thus numerous incidents occurred between them. Eventually, the kidnapping of drug cartel family members by guerrillas led to the creation of the 1981 Muerte a Secuestradores (MAS) death squad ("Death to Kidnappers"). Pressure from the U.S. government and critical sectors of Colombian society was met with further violence, as the Medellín Cartel and its hitmen, bribed or murdered numerous public officials, politicians and others who stood in its way by supporting the implementation of extradition of Colombian nationals to the U.S. Victims of cartel violence included Justice Minister Rodrigo Lara, whose assassination in 1984 made the Betancur administration begin to directly oppose the drug lords.
The first negotiated cease-fire with the M-19 ended when the guerrillas resumed fighting in 1985, claiming that the cease-fire had not been fully respected by official security forces, saying that several of its members had suffered threats and assaults, and also questioning the government's real willingness to implement any accords. The Betancur administration, in turn, questioned the M-19's actions and its commitment to the peace process, as it continued to advance high-profile negotiations with the FARC, which led to the creation of the Patriotic Union (Colombia) (UP), a legal and non-clandestine political organization.
On November 6, 1985, the M-19 stormed the Colombian Palace of Justice and held the Supreme Court magistrates hostage, intending to put president Betancur on trial. In the ensuing crossfire that followed the military's reaction, scores of people lost their lives, as did most of the guerrillas, including several high-ranking operatives. Both sides blamed each other for the outcome.
Meanwhile, individual FARC members initially joined the UP leadership in representation of the guerrilla command, though most of the guerrilla's chiefs and militiamen did not demobilize nor disarm, as that was not a requirement of the process at that point in time. Tension soon significantly increased, as both sides began to accuse each other of not respecting the cease-fire. Political violence against FARC and UP members (including presidential candidate Jaime Pardo) was blamed on drug lords and also on members of the security forces (to a much lesser degree on the argued inaction of Betancur administration). Members of the government and security authorities increasingly accused the FARC of continuing to recruit guerrillas, as well as kidnapping, extorting and politically intimidating voters even as the UP was already participating in politics.
The Virgilio Barco (1986–1990) administration, in addition to continuing to handle the difficulties of the complex negotiations with the guerrillas, also inherited a particularly chaotic confrontation against the drug lords, who were engaged in a campaign of terrorism and murder in response to government moves in favor of their extradition overseas. The UP also suffered an increasing number of losses during this term (including the assassination of presidential candidate Bernardo Jaramillo), which stemmed both from private proto-paramilitary organizations, increasingly powerful drug lords and a number of would-be paramilitary-sympathizers within the armed forces.
Post-1990
Following administrations had to contend with the guerrillas, paramilitaries, narcotics traffickers and the violence and corruption that they all perpetuated, both through force and negotiation. Narcoterrorists assassinated three presidential candidates before César Gaviria was elected in 1990. Since the death of Medellín cartel leader Pablo Escobar in a police shootout during December 1993, indiscriminate acts of violence associated with that organization have abated as the "cartels" have broken up into multiple, smaller and often-competing trafficking organizations. Nevertheless, violence continues as these drug organizations resort to violence as part of their operations but also to protest government policies, including extradition.
The M-19 and several smaller guerrilla groups were successfully incorporated into a peace process as the 1980s ended and the 1990s began, which culminated in the elections for a Constituent Assembly of Colombia that would write a new constitution, which took effect in 1991. The new Constitution, brought about a considerable number of institutional and legal reforms based on principles that the delegates considered as more modern, humanist, democratic and politically open than those in the 1886 constitution. Practical results were mixed and mingled emerged (such as the debate surrounding the constitutional prohibition of extradition, which later was reversed), but together with the reincorporation of some of the guerrilla groups to the legal political framework, the new Constitution inaugurated an era that was both a continuation and a gradual, but significant, departure from what had come before.
Contacts with the FARC, which had irregularly continued despite the generalized de facto interruptions of the ceasefire and the official 1987 break from negotiations, were temporarily cut off in 1990 under the presidency of César Gaviria (1990–1994). The Colombian Army's assault on the FARC's Casa Verde sanctuary at La Uribe, Meta, followed by a FARC offensive that sought to undermine the deliberations of the Constitutional Assembly, began to highlight a significant break in the uneven negotiations carried over from the previous decade.
President Ernesto Samper assumed office in August 1994. However, a political crisis relating to large-scale contributions from drug traffickers to Samper's presidential campaign diverted attention from governance programs, thus slowing, and in many cases, halting progress on the nation's domestic reform agenda. The military also suffered several setbacks in its fight against the guerrillas, when several of its rural bases began to be overrun and a record number of soldiers and officers were taken prisoner by the FARC (which since 1982 was attempting to implement a more "conventional" style of warfare, seeking to eventually defeat the military in the field).
On August 7, 1998, Andrés Pastrana was sworn in as the President of Colombia. A member of the Conservative Party, Pastrana defeated Liberal Party candidate Horacio Serpa in a run-off election marked by high voter turnout and little political unrest. The new president's program was based on a commitment to bring about a peaceful resolution of Colombia's longstanding civil conflict and to cooperate fully with the United States to combat the trafficking of illegal drugs.
While early initiatives in the Colombian peace process gave reason for optimism, the Pastrana administration also has had to combat high unemployment and other economic problems, such as the fiscal deficit and the impact of global financial instability on Colombia. During his administration, unemployment has risen to over 20%. Additionally, the growing severity of countrywide guerrilla attacks by the FARC and ELN, and smaller movements, as well as the growth of drug production, corruption and the spread of even more violent paramilitary groups such as the United Self-Defense Forces of Colombia (AUC) has made it difficult to solve the country's problems.
Although the FARC and ELN accepted participation in the peace process, they did not make explicit commitments to end the conflict. The FARC suspended talks in November 2000, to protest what it called "paramilitary terrorism" but returned to the negotiating table in February 2001, following 2 days of meetings between President Pastrana and FARC leader Manuel Marulanda. The Colombian Government and ELN in early 2001 continued discussions aimed at opening a formal peace process.
From 2004 and on
By 2004, the security situation of Colombia had shown some measure of an improvement, and the economy, while still fragile, had also shown some positive signs. On the other hand, relatively little had been accomplished in structurally solving most of the country's other grave problems, in part due to legislative and political conflicts between the administration and the Colombian Congress (including those over the controversial 2006 project to give President Álvaro Uribe the right to be re-elected), and a relative lack of freely allocated funds and credits. In October 2006, Uribe was re-elected by a landslide.
Some critical observers consider in retrospect that Uribe's policies, while admittedly reducing crime and guerrilla activity, were too slanted in favor of a military solution to Colombia's internal war, neglecting grave social and human rights concerns to a certain extent. They hoped that Uribe's government would make serious efforts towards improving the human rights situation inside the country, protecting civilians and reducing any abuses committed by the armed forces.
Uribe's supporters in turn believed that increased military action was a necessary prelude to any serious negotiation attempt with the guerrillas and that the increased security situation would help the government, in the long term, to focus more actively on reducing most wide-scale abuses and human rights violations on the part of both the armed groups and any rogue security forces that might have links to the paramilitaries. In short, these supporters maintained that the security situation needed to be stabilized in favor of the government before any other social concerns could take precedence. In February 2010, the constitutional court blocked President Alvaro Uribe from seeking for a new re-election. Uribe left the presidency in 2010.
In 2010 Juan Manuel Santos was elected president; he was supported by ex-president Uribe, and, in fact, he owed his election mainly through having won over former Uribe supporters. But two years after winning the presidential election, Santos (to widespread surprise) began peace talks with FARC, which took place in Havana. Re-elected in 2014, Santos revived an important infrastructure program, which in fact had been planned during the Uribe administration. Focused mainly on the provision of national highways, the program was led by former vice-president Germán Vargas Lleras.
In 2015, Colombia's Congress limited presidency to single term, preventing the president from seeking re-election.
Talks between the government and the guerrillas resulted in the announcement of a peace agreement. However, a referendum to ratify the deal was unsuccessful. Afterward, the Colombian government and the FARC signed a revised peace deal in November 2016, which the Colombian congress approved. In 2016, President Santos was awarded the Nobel Peace Prize. The Government began a process of attention and comprehensive reparation for victims of conflict. Colombia under President Santos showed some progress in the struggle to defend human rights, as expressed by HRW. A Special Jurisdiction of Peace was created to investigate, clarify, prosecute and punish serious human rights violations and grave breaches of international humanitarian law which occurred during the armed conflict and to satisfy victims' right to justice. During his visit to Colombia, Pope Francis paid tribute to the victims of the conflict.
In May 2018, Ivan Duque, the candidate of the conservative Centro Democrático (Democratic Centre), won the presidential election. On 7 August 2018, he was sworn in as the new President of Colombia.
Colombia's relations with Venezuela have fluctuated due to the ideological differences between both governments. Colombia has offered humanitarian support with food and medicines to mitigate the shortage of supplies in Venezuela. Colombia's Foreign Ministry said that all efforts to resolve Venezuela's crisis should be peaceful. Colombia proposed the idea of the Sustainable Development Goals and a final document was adopted by the United Nations. In February 2019, Venezuelan president Nicolás Maduro cut diplomatic relations with Colombia after Colombian President Ivan Duque helped Venezuelan opposition politicians deliver humanitarian aid to their country. Colombia recognized Venezuelan opposition leader Juan Guaido as the country's legitimate president. In January 2020, Colombia rejected Maduro's proposal that the two countries restore diplomatic relations.
The 19 June 2022 election run-off vote ended in a win for former guerrilla, Gustavo Petro, taking 50.47% of the vote compared to 47.27% of right-wing Rodolfo Hernández. The single-term limit for the country's presidency prevented president Iván Duque from seeking re-election. Petro became the country’s first leftist president-elect. On 7 August 2022, he was sworn in.
See also
Colombia during World War II
Economic history of Colombia
History of the Americas
History of Latin America
History of South America
List of presidents of Colombia
Politics of Colombia
Spanish colonization of the Americas
References
Bibliography
Further reading
Alesina, Alberto, ed. Institutional reforms: The case of Colombia (MIT press, 2005).
Earle, Rebecca. Spain and the Independence of Colombia, 1810–1825. Exeter: University of Exeter Press, 2000.
Echavarría, Juan José, María Angélica Arbeláez, and Alejandro Gaviria. "Recent economic history of Colombia." in Institutional Reforms: The Case of Colombia (2005): 33-72.
Echeverry, Juan Carlos, et al. "Oil in Colombia: history, regulation and macroeconomic impact." Documento CEDE 2008-10 (2008). online
Etter, Andrés, Clive McAlpine, and Hugh Possingham. "Historical patterns and drivers of landscape change in Colombia since 1500: a regionalized spatial approach." Annals of the Association of American Geographers 98.1 (2008): 2-23.
Farnsworth-Alvear, Ann. Dulcinea in the Factory: Myths, Morals, Men, and Women in Colombia's Industrial Experiment, 1905–1960. Duke University Press 2000.
Fisher, J.R. Allan J. Kuethe, and Anthony McFarlane. Reform and Insurrection in Bourbon New Granada and Peru. Baton Rouge: Louisiana State University Press 1990.
Flores, Thomas Edward. "Vertical inequality, land reform, and insurgency in Colombia." Peace Economics, Peace Science and Public Policy 20.1 (2014): 5-31. online
Harvey, Robert. "Liberators: Latin America's Struggle for Independence, 1810–1830". John Murray, London (2000).
Kuethe, Allan J. Military Reform and Society in New Granada, 1773–1808. Gainesville: University of Florida Press 1978.
LeGrand, Catherine. Frontier Expansion and Peasant Protest in Colombia, 1850–1936. Albuquerque: University of New Mexico Press 1986.
López-Pedreros, A. Ricardo. Makers of democracy: a transnational history of the middle classes in Colombia (Duke University Press, 2019).
McFarlane, Anthony. Colombia Before Independence: Economy, Society, and Politics under Bourbon Rule. Cambridge: Cambridge University Press, 1993.
Martz, John D. The politics of clientelism in Colombia: Democracy and the state (Routledge, 2017).
Murillo, Mario A., and Jesus Rey Avirama. Colombia and the United States: war, unrest, and destabilization (Seven Stories Press, 2004).
Phelan, John Leddy. The People and the King: The Comunero Revolt in Colombia, 1781. Madison: University of Wisconsin Press 1978.
Racine, Karen. "Simón Bolívar and friends: Recent biographies of independence figures in Colombia and Venezuela" History Compass 18#3 (Feb 2020) https://doi.org/10.1111/hic3.12608
Roldán, Mary. Blood and Fire: La Violencia in Antioquia, Colombia 1946–1953. Durham: Duke University Press 2002.
Safford, Frank. Colombia: Fragmented Land, Divided Society. New York: Oxford University Press 2002.
Sharp, William Frederick. Slavery on the Spanish Frontier: The Colombia Chocó, 1680–1810. Norman: University of Oklahoma Press 1976.
Thorp, Rosemary, and Francisco Durand. "8. A Historical View of Business-State Relations: Colombia, Peru, and Venezuela Compared." in Business and the state in developing countries. (Cornell University Press, 2018) pp. 216–236.
Twinam, Ann. Miners, Merchants, and Farmers in Colonial Colombia. Austin: University of Texas Press 1983.
West, Robert C. Colonial Placer Mining in Colombia. Baton Rouge: Louisiana State University Press 1952.
In Spanish
Arciniegas, Germán. Los comuneros. Caracas: Bibliotecta Ayacucho 1992.
Colmenares, Germán. Historia económica y social de Colombia, 1537–1719. Cali 1973.
González, Margarita. El resguardo en el Nuevo Reino de Granada. 3rd edition. Bogotá: El Ancora 1992.
External links
U.S. State Department Background Note: Colombia |
5849 | https://en.wikipedia.org/wiki/Economy%20of%20the%20Czech%20Republic | Economy of the Czech Republic | The economy of the Czech Republic is a developed export-oriented social market economy based in services, manufacturing, and innovation that maintains a high-income welfare state and the European social model. The Czech Republic participates in the European Single Market as a member of the European Union, and is therefore a part of the economy of the European Union. It uses its own currency, the Czech koruna, instead of the euro. It is a member of the Organisation for Economic Co-operation and Development (OECD). The Czech Republic ranks 16th in inequality-adjusted human development and 24th in World Bank Human Capital Index, ahead of countries such as the United States, the United Kingdom or France. It was described by The Guardian as "one of Europe's most flourishing economies".
The industry sector accounts for 37% of the economy, while services account for 61% and agriculture for 2%. The principal industries are high tech engineering, electronics and machine-building, steel production, transportation equipment (automotive, rail and aerospace industry), chemicals, advanced materials and pharmaceuticals. The major services are research and development, ICT and software development, nanotechnology and life sciences. Its main agricultural products are cereals, vegetable oils and hops.
the Czech GDP per capita at purchasing power parity is $50,961 and 698,706 Czech crowns ($31,368) at nominal value. the unemployment rate in the Czech Republic was the lowest in the EU at 2.6%, and the poverty rate is the second lowest of OECD members, following Denmark. The Czech Republic ranks 21st in the Index of Economic Freedom (ranked behind Chile), 30th in the Global Innovation Index (ranked behind UAE), 32nd in the Global Competitiveness Report, 41st in the ease of doing business index and 25th in the Global Enabling Trade Report (ranked behind Canada). The largest trading partner for both export and import is Germany, followed by other members of the EU. The Czech Republic has a highly diverse economy that ranks 7th in the 2019 Economic Complexity Index.
History
Pre–1989
The Czech lands were among the first industrialized countries in continental Europe during the German Confederation era. The Czech industrial tradition dates back to the 19th century, when the Lands of the Bohemian Crown were the economic and industrial heartland of the Austrian Empire and later the Austrian side of Austria-Hungary. The Czech lands produced a majority (about 70%) of all industrial goods in the Empire, some of which were almost monopolistic. The Czechoslovak crown was introduced in April 1919. Introduced at a 1:1 ratio to the Austro-Hungarian currency, it became one of the most stable currencies in Europe. The First Republic became one of the 10 most developed countries of the world (behind the U.S., Canada, Australia, Switzerland, Argentina, Britain, France, Sweden and Belgium).
The consequences of the 1938 Munich Agreement and subsequent occupation were disastrous for the economy. After the occupation and forced subordination of the economy to German economic interests, the crown was officially pegged to the mark at a ratio of 1:10, even though the unofficial exchange rate was 1 to 6-7 and Germans immediately started buying Czech goods in large quantities.
In accordance with Stalin's development policy of planned interdependence, all the economies of the socialist countries were tightly linked to that of the Soviet Union. Czechoslovakia was the most prosperous country in the Eastern Bloc, however it continued to lag further behind the rest of the developed world. With the disintegration of the communist economic alliance in 1991, Czech manufacturers lost their traditional markets among former communist countries in the east.
Today, this heritage is both an asset and a liability. The Czech Republic has a well-educated population and a densely developed infrastructure.
1989–1995
The "Velvet Revolution" in 1989, offered a chance for profound and sustained political and economic reform. Signs of economic resurgence began to appear in the wake of the shock therapy that the International Monetary Fund (IMF) labelled the "big bang" of January 1991. Since then, consistent liberalization and astute economic management has led to the removal of 95% of all price controls, low unemployment, a positive balance of payments position, a stable exchange rate, a shift of exports from former communist economic bloc markets to Western Europe, and relatively low foreign debt. Inflation has been higher than in some other countries – mostly in the 10% range – and the government has run consistent modest budget deficits.
Two government priorities have been strict fiscal policies and creating a good climate for incoming investment in the republic. Following a series of currency devaluations, the crown has remained stable in relation to the US dollar. The Czech crown became fully convertible for most business purposes in late 1995.
In order to stimulate the economy and attract foreign partners, the government has revamped the legal and administrative structure governing investment. With the breakup of the Soviet Union, the country, till that point highly dependent on exports to the USSR, had to make a radical shift in economic outlook: away from the East, and towards the West. This necessitated the restructuring of existing banking and telecommunications facilities, as well as adjusting commercial laws and practices to fit Western standards. Further minimizing reliance on a single major partner, successive Czech governments have welcomed U.S. investment (amongst others) as a counterbalance to the strong economic influence of Western European partners, especially of their powerful neighbour, Germany. Although foreign direct investment (FDI) runs in uneven cycles, with a 12.9% share of total FDI between 1990 and March 1998, the U.S. was the third-largest foreign investor in the Czech economy, behind Germany and the Netherlands.
Progress toward creating a stable investment climate was recognized when the Czech Republic became the first post-communist country to receive an investment-grade credit rating by international credit institutions.
The country boasts a flourishing consumer production sector and has privatized most state-owned heavy industries through the voucher privatization system. Under the system, every citizen was given the opportunity to buy, for a moderate price, a book of vouchers that represents potential shares in any state-owned company. The voucher holders could then invest their vouchers, increasing the capital base of the chosen company, and creating a nation of citizen share-holders. This is in contrast to Russian privatization, which consisted of sales of communal assets to private companies rather than share-transfer to citizens. The effect of this policy has been dramatic. Under communism, state ownership of businesses was estimated to be 97%. Privatization through restitution of real estate to the former owners was largely completed in 1992. By 1998, more than 80% of enterprises were in private hands. Now completed, the program has made Czechs, who own shares of each of the Czech companies, one of the highest per-capita share owners in the world.
1995–2000
The country's economic transformation was far from complete. Political and financial crises in 1997 shattered the Czech Republic's image as one of the most stable and prosperous of post-Communist states. Delays in enterprise restructuring and failure to develop a well-functioning capital market played major roles in Czech economic troubles, which culminated in a currency crisis in May. The formerly pegged currency was forced into a floating system as investors sold their Korunas faster than the government could buy them. This followed a worldwide trend to divest from developing countries that year. Investors also worried the republic's economic transformation was far from complete. Another complicating factor was the current account deficit, which reached nearly 8% of GDP.
In response to the crisis, two austerity packages were introduced later in the spring (called vernacularly "The Packages"), which cut government spending by 2.5% of GDP. Growth dropped to 0.3% in 1997, −2.3% in 1998, and −0.5% in 1999. The government established a restructuring agency in 1999 and launched a revitalization program – to spur the sale of firms to foreign companies. Key priorities included accelerating legislative convergence with EU norms, restructuring enterprises, and privatising banks and utilities. The economy, fueled by increased export growth and investment, was expected to recover by 2000.
2000–2005
Growth in 2000–05 was supported by exports to the EU, primarily to Germany, and a strong recovery of foreign and domestic investment. Domestic demand is playing an ever more important role in underpinning growth as interest rates drop and the availability of credit cards and mortgages increases. Current account deficits of around 5% of GDP are beginning to decline as demand for Czech products in the European Union increases. Inflation is under control. Recent accession to the EU gives further impetus and direction to structural reform. In early 2004 the government passed increases in the Value Added Tax (VAT) and tightened eligibility for social benefits with the intention to bring the public finance gap down to 4% of GDP by 2006, but more difficult pension and healthcare reforms will have to wait until after the next elections. Privatization of the state-owned telecommunications firm Český Telecom took place in 2005. Intensified restructuring among large enterprises, improvements in the financial sector, and effective use of available EU funds should strengthen output growth.
2005–2010
Growth continued in the first years of the EU membership. The credit portion of the Financial crisis of 2007–2010 did not affect the Czech Republic much, mostly due to its stable banking sector which has learned its lessons during a smaller crisis in the late 1990s and became much more cautious. As a fraction of the GDP, the Czech public debt is among the smallest ones in Central and Eastern Europe. Moreover, unlike many other post-communist countries, an overwhelming majority of the household debt – over 99% – is denominated in the local Czech currency. That's why the country wasn't affected by the shrunken money supply in the U.S. dollars.
However, as a large exporter, the economy was sensitive to the decrease of the demand in Germany and other trading partners. In the middle of 2009, the annual drop of the GDP for 2009 was estimated around 3% or 4.3%, a relatively modest decrease. The impact of the economic crisis may have been limited by the existence of the national currency that temporarily weakened in H1 of 2009, simplifying the life of the exporters.
2010–2015
From the financial crisis of 2007–2010, Czech Republic is in stagnation or decreasing of GDP. Some commenters and economists criticising fiscally conservative policy of Petr Nečas' right-wing government, especially criticising ex-minister of finance, Miroslav Kalousek. Miroslav Kalousek in a 2008 interview, as minister of finance in the center-right government of Mirek Topolánek, said "Czech Republic will not suffer by financial crisis". In September 2008, Miroslav Kalousek formed state budget with projection of 5% GDP increase in 2009. In 2009 and 2010, Czech Republic suffered strong economical crisis and GDP decreased by 4,5%. From 2009 to 2012, Czech Republic suffered highest state budget deficits in history of independent Czech Republic. From 2008 to 2012, the public debt of Czech Republic increased by 18,9%. Most decrease of industrial output was in construction industry (-25% in 2009, -15,5% in 2013). From 4Q 2009 to 1Q 2013, GDP decreased by 7,8%.
In 2012, Czech government increased VAT. Basic VAT was increased from 20% in 2012 to 21% in 2013 and reduced VAT increased from 14% to 15% in 2013. Small enterprises sales decreased by 21% from 2012 to 2013 as result of increasing VAT. Patria.cz predicting sales stagnation and mild increase in 2013.
Another problem is foreign trade. The Czech Republic is considered an export economy (the Czech Republic has strong machinery and automobile industries), however in 2013, foreign trade rapidly decreased which led to many other problems and increase of state budget deficit. In 2013, Czech National Bank, central bank, implemented controversial monetary step. To increase export and employment, CNB wilfully deflated Czech Crown (CZK), which inflation increased from 0.2% in November 2013, to 1.3% in 1Q 2014.
In 2014, GDP in the Czech Republic increased by 2% and is predicted to increase by 2.7% in 2015. In 2015, Czech Republic's economy grew by 4,2% and it's the fastest growing economy in the European Union. On 29 May 2015, it was announced that growth of the Czech economy has increased from calculated 3,9% to 4,2%.
2015–present
In August 2015, Czech GDP growth was 4.4%, making the Czech economy the highest growing in Europe. On 9 November 2015, unemployment in the Czech Republic was at 5.9%, the lowest number since February 2009. Dividends worth CZK 289 billion were paid to the foreign owners of Czech companies in 2016.
European Union
Since its accession to the European Union in 2004, the Czech Republic has adopted the Economic and Monetary Union of the European Union and it is bound by the Treaty of Accession 2003 to adopt the Euro currency in the future.
The Czech Republic also receives €24.2bn between 2014 and 2020 from the European Structural and Investment Funds, however, this sum does not outweigh the amount of capital outflow of profits of foreign owned firms from the Czech Republic into other EU members, at which the funds are aimed to compensate for.
Public policy
As of 2016, the Czech Republic has the second lowest poverty rate of OECD members only behind Denmark. The Czech healthcare system ranks 13th in the 2016 Euro health consumer index.
Energy
Statistical indicators
Development of main indicators
The following table shows the main economic indicators in 1980–2017. Inflation under 2% is in green.
Background
From the CIA World Factbook 2017
GDP (pp.): $353.9 billion (2016)
GDP (nom.): $195.3 billion (2016)
GDP Growth: 2.6% (2016)
GDP per capita (pp.): $33,500 (2016)
GDP per capita (nom.): $18,487 (2016)
GDP by sector:
Agriculture: 2.5%
Industry: 37.5%
Services: 60% (2016)
Inflation: 0.7% (2016)
Labour Force: 5.427 million (2017)
Unemployment: 2,3% (September 2018)
Industrial production growth rate: 3.5% (2016)
Household income or consumption by percentage share: (2015)
lowest 10%: 4.1%
highest 10%: 21.7%
Public Debt: 34.2% GDP (2018)
Trade and finance
Exports: $136.1 billion
Export goods: machinery and transport equipment, raw materials, fuel, chemicals (2018)
Imports: $122.8 billion
Import goods: machinery and transport equipment, raw materials and fuels, chemicals (2018)
Current Account balance: $2.216 billion (2018)
Export partners: Germany 32.4%, Slovakia 8.4%, Poland 5.8%, UK 5.2%, France 5.2%, Italy 4.3%, Austria 4.2% (2016)
Import partners: Germany 30.6%, Poland 9.6%, China 7.5%, Slovakia 6.3%, Netherlands 5.3%, Italy 4.1% (2016)
Reserves: $85.73 billion (31 December 2016)
Foreign Direct Investment: $139.6 billion (31 December 2016)
Czech Investment Abroad: $43.09 billion (31 December 2016)
External debt: $138 billion (31 December 2016)
Value of Publicly Traded Shares: $44.5 billion (31 December 2016)
Exchange rates:
koruny (Kč) per US$1 – 21.82 Kč (September 2018), 18.75 (December 2010), 18.277 (2007), 23.957 (2005), 25.7 (2004), 28.2 (2003), 32.7 (2002), 38.0 (2001), 38.6 (2001), 34.6 (1999), 32.3 (1998), 31.7 (1997), 27.1 (1996), 26.5 (1995)
koruny (Kč) per EUR€1 – 27.33 (May 2015), 25.06 (December 2010)
IT and Telecommunications
Households with access to fixed and mobile telephone access
landline telephone – 25% (2009)
according to the Czech Statistical Office: 55,2% (2005); 31,1% (2008); 27,6% (2009); 24,2% (2010); 23,4% (2011); 21,8% (2012)
mobile telephone – 94% (2009)
according to the Czech Statistical Office: 81,2% (2005); 92,4% (2008); 94,6% (2009); 95,6% (2010); 96,2% (2011); 97,0% (2012)
Individuals with mobile telephone access
according to the Czech Statistical Office: 75,8% (2005); 90,6% (2009); 93,9% (2011); 96,0% (2012); 96,0% (2013)
Broadband penetration rate
fixed broadband – 19.1% (2010)
mobile broadband – 3.5% (2010)
Individuals using computer and internet
computer – 67% (2009)
according to the Czech Statistical Office: 42,0% (2005); 59,2% (2009); 64,1% (2010); 67,1% (2011); 69,5% (2012); 70,2% (2013)
internet – 80.9% (2019)
according to the Czech Statistical Office: 32,1% (2005); 55,9% (2009); 61,8% (2010); 65,5% (2011); 69,5% (2012); 70,4% (2013)
Companies
In 2022, the sector with the highest number of companies registered in Czech Republic is Services with 295,538 companies followed by Finance, Insurance, and Real Estate and Wholesale Trade with 189,308 and 95,142 companies respectively.
International rankings
Society and quality of life
27th in Human Development Index (2019)
13th in inequality-adjusted Human Development Index (2019)
7th in Henley Passport Index (2019)
24th in Human Capital Index (2018)
16th in Quality of Nationality Index (Henley & Partners, 2018)
27th in Legatum Prosperity Index (2019)
22nd in Social Progress Index (2019)
Macroeconomics
41st in Ease of doing business index (2019)
7th in Economic Complexity Index (2018)
26th in Global Competitiveness Report (2022)
25th in Global Enabling Trade Report (2016)
24th in Global Innovation Index (2019)
21st in Index of Economic Freedom (2018)
See also
List of Czech regions by GDP
Czech National Bank
CzechInvest and CzechStartups.org
International rankings of the Czech Republic
Prague Stock Exchange
Tourism in the Czech Republic
Transport in the Czech Republic
Resources
Statistická ročenka České republiky (Statistical Yearbook of the Czech Republic) by the Czech Statistical Office. The current line is published annually since 1957. Recent yearbooks can be read online (in Czech and English).
Czechoslovakia published its first statistical yearbook in 1920. Historically used names: Statistická příručka Republiky československé, Statistická ročenka Protektorátu Čechy a Morava (during the occupation) and Statistická ročenka Československé socialistické republiky.
Statistics about the Czech lands in Austria-Hungary were collected by Zemský statistický úřad Království českého (Provincial Statistical Office of the Czech Kingdom) founded in 1897. Two detailed books (in Czech and German) were published in 1909 and 1913.
Benacek, Vladimir: economics of alliances and (dis)integration, an alternative interpretation of transition illustrated on Czech economic history (June 2002) - 25 p.
Horvath, Julius: the Czech currency crisis of 1997 - En: Dabrovski, Marek: currency crises in emerging markets - New York: Springer, 2003 - p. 221-234
OECD: economic surveys, Czech republic, 1991-2018 (OECD iLibrary)
Zidek, Libor: from central planning to the market, the transformation of the Czech economy 1989-2004 Budapest: CEU press, 2017
References
External links
OECD Economic Survey of the Czech Republic
Czech economic indicators Latest indicators collected by Czech national bank
OECD's Czech Republic country Web site
Current economic data
Maldonado, Carlos Gustavo: República checa, transición del socialismo de Estado a la economía de mercado - En: economía de posguerra, blog de historia económica global
Economy of the Czech Republic – Annual Trends
World Bank Summary Trade Statistics Czech Republic
Czech Republic
Czech Republic
Czech Republic |
5859 | https://en.wikipedia.org/wiki/Continuity%20Irish%20Republican%20Army | Continuity Irish Republican Army | The Continuity Irish Republican Army (Continuity IRA or CIRA), styling itself as the Irish Republican Army (), is an Irish republican paramilitary group that aims to bring about a united Ireland. It claims to be a direct continuation of the original Irish Republican Army and the national army of the Irish Republic that was proclaimed in 1916. It emerged from a split in the Provisional IRA in 1986 but did not become active until the Provisional IRA ceasefire of 1994. It is an illegal organisation in the Republic of Ireland and is designated a terrorist organisation in the United Kingdom, New Zealand and the United States. It has links with the political party Republican Sinn Féin (RSF).
Since 1994, the CIRA has waged a campaign in Northern Ireland against the British Army and the Police Service of Northern Ireland (PSNI), formerly the Royal Ulster Constabulary. This is part of a wider campaign against the British security forces by dissident republican paramilitaries. It has targeted the security forces in gun attacks and bombings, as well as with grenades, mortars and rockets. The CIRA has also carried out bombings with the goal of causing economic harm and/or disruption, as well as many punishment attacks on alleged criminals.
To date, it has been responsible for the death of one PSNI officer. The CIRA is smaller and less active than the Real IRA, and there have been a number of splits within the organisation since the mid-2000s.
Origins
The Continuity IRA has its origins in a split in the Provisional IRA. In September 1986, the Provisional IRA held a General Army Convention (GAC), the organisation's supreme decision-making body. It was the first GAC in 16 years. The meeting, which like all such meetings was secret, was convened to discuss among other resolutions, the articles of the Provisional IRA constitution which dealt with abstentionism, specifically its opposition to the taking of seats in Dáil Éireann (the parliament of the Republic of Ireland). The GAC passed motions (by the necessary two-thirds majority) allowing members of the Provisional IRA to discuss and debate the taking of parliamentary seats, and the removal of the ban on members of the organisation from supporting any successful republican candidate who took their seat in Dáil Éireann.
The Provisional IRA convention delegates opposed to the change in the constitution claimed that the convention was gerrymandered "by the creation of new IRA organisational structures for the convention, including the combinations of Sligo-Roscommon-Longford and Wicklow-Wexford-Waterford." The only IRA body that supported this viewpoint was the outgoing IRA Executive. Those members of the outgoing Executive who opposed the change comprised a quorum. They met, dismissed those in favour of the change, and set up a new Executive. They contacted Tom Maguire, who was a commander in the old IRA and had supported the Provisionals against the Official IRA (see Irish republican legitimatism), and asked him for support. Maguire had also been contacted by supporters of Gerry Adams, then president of Sinn Féin, and a supporter of the change in the Provisional IRA constitution.
Maguire rejected Adams' supporters, supported the IRA Executive members opposed to the change, and named the new organisers the Continuity Army Council. In a 1986 statement, he rejected "the legitimacy of an Army Council styling itself the Council of the Irish Republican Army which lends support to any person or organisation styling itself as Sinn Féin and prepared to enter the partition parliament of Leinster House." In 1987, Maguire described the "Continuity Executive" as the "lawful Executive of the Irish Republican Army."
Campaign
Initially, the Continuity IRA did not reveal its existence, either in the form of press statements or paramilitary activity. Although the Garda Síochána had suspicions that the organisation existed, they were unsure of its name, labelling it the "Irish National Republican Army". On 21 January 1994, on the 75th anniversary of the First Dáil Éireann, a group of men in paramilitary dress offered a "final salute" to Tom Maguire by firing over his grave. A public statement headed "Irish Republican Publicity Bureau" signed "B Ó Ruairc, Rúnaí [Secretary]" identifying the firing party as "Volunteers of Óglaigh na hÉireann-the Irish Republican Army", and two accompanying photos were published in Saoirse Irish Freedom. Garda Special Branch detectives raided the headquarters of Republican Sinn Féin at Arran Quay, Dublin, two days after the graveside volley, seizing files and questioning staff. In February 1994 it was reported that in previous months Gardaí had found arms dumps along the Cooley Peninsula in County Louth that did not belong to the Provisional IRA, and forensics tests determined had been used for firing practice recently.
It was only after the Provisional IRA declared a ceasefire in 1994 that the Continuity IRA became active, announcing its intention to continue the campaign against British rule. The CIRA continues to oppose the Good Friday Agreement and, unlike the Provisional IRA (and the Real IRA in 1998), the CIRA has not announced a ceasefire or agreed to participate in weapons decommissioning—nor is there any evidence that it will. In the 18th Independent Monitoring Commission's report, the RIRA, the CIRA and the Irish National Liberation Army (INLA) were deemed a potential future threat. The CIRA was labelled "active, dangerous and committed and... capable of a greater level of violent and other crime". Like the RIRA and RIRA splinter group Óglaigh na hÉireann, it too sought funds for expansion. It is also known to have worked with the INLA.
The CIRA has been involved in a number of bombing and shooting incidents. Targets of the CIRA have included the British military, the Northern Ireland police (both the Royal Ulster Constabulary and its successor the Police Service of Northern Ireland). Since the Good Friday Agreement in 1998 the CIRA, along with other paramilitaries opposing the ceasefire, have been involved with a countless number of punishment shootings and beatings. By 2005 the CIRA was believed to be an established presence on the island of Great Britain with the capability of launching attacks. A bomb defused in Dublin in December 2005 was believed to have been the work of the CIRA. In February 2006, the Independent Monitoring Commission (IMC) blamed the CIRA for planting four bombs in Northern Ireland during the final quarter of 2005, as well as several hoax bomb warnings. The IMC also blamed the CIRA for the killings of two former CIRA members in Belfast, who had stolen CIRA weapons and established a rival organisation.
The CIRA continued to be active in both planning and undertaking attacks on the PSNI. The IMC said they tried to lure police into ambushes, while they have also taken to stoning and using petrol bombs. In addition, other assaults, robbery, tiger kidnapping, extortion, fuel laundering and smuggling were undertaken by the group. The CIRA also actively took part in recruiting and training members, including disgruntled former Provisional IRA members. As a result of this continued activity the IMC said the group remained "a very serious threat".
On 10 March 2009 the CIRA claimed responsibility for the fatal shooting of a PSNI officer in Craigavon, County Armagh—the first police fatality in Northern Ireland since 1998. The officer was fatally shot by a sniper as he and a colleague investigated "suspicious activity" at a house nearby when a window was smashed by youths causing the occupant to phone the police. The PSNI officers responded to the emergency call, giving a CIRA sniper the chance to shoot and kill officer Stephen Carroll. Carroll was killed two days after the Real IRA's 2009 Massereene Barracks shooting at Massereene Barracks in Antrim. In a press interview with Republican Sinn Féin some days later, regarded by some to be the political wing of the Continuity IRA, Richard Walsh described the attacks as "acts of war".
In 2013, the Continuity IRA's 'South Down Brigade' threatened a Traveller family in Newry and published a statement in the local newspaper. There were negotiations with community representatives and the CIRA announced the threat was lifted. It was believed the threat was issued after a Traveller feud which resulted in a pipe bomb attack in Bessbrook, near Newry. The Continuity IRA is believed to be strongest in the County Fermanagh – North County Armagh area (Craigavon, Armagh and Lurgan). It is believed to be behind a number of attacks such as pipe bombings, rocket attacks, gun attacks, and the PSNI claimed it orchestrated riots a number of times to lure police officers into areas such as Kilwilkie in Lurgan and Drumbeg in Craigavon in order to attack them. It also claimed the group orchestrated a riot during a security alert in Lurgan. The alert turned out to be a hoax.
On Easter 2016, the Continuity IRA marched in paramilitary uniforms through North Lurgan, Co Armagh, without any hindrance from the PSNI who monitored the parade from a police helicopter.
In July and August 2019 the CIRA carried out attempted bomb attacks on the PSNI in Craigavon, County Armagh and Wattlebridge, County Fermanagh.
On 5 February 2020, a bomb planted by the CIRA was found by the PSNI in a lorry in Lurgan. The CIRA believed the lorry was going to be put on a North Channel ferry to Scotland in January 2020.
Claim to legitimacy
Similar to the claim put forward by the Provisional IRA after its split from the Official IRA in 1969, the Continuity IRA claims to be the legitimate continuation of the original Irish Republican Army or Óglaigh na hÉireann. This argument is based on the view that the surviving anti-Treaty members of the Second Dáil delegated their "authority" to the IRA Army Council in 1938. As further justification for this claim, Tom Maguire, one of those anti-Treaty members of the Second Dáil, issued a statement in favour of the Continuity IRA, just as he had done in 1969 in favour of the Provisionals. J. Bowyer Bell, in his The Irish Troubles, describes Maguire's opinion in 1986: "abstentionism was a basic tenet of republicanism, a moral issue of principle. Abstentionism gave the movement legitimacy, the right to wage war, to speak for a Republic all but established in the hearts of the people". Maguire's stature was such that a delegation from Gerry Adams sought his support in 1986, but was rejected.<ref>Robert W. White, Ruairí Ó Brádaigh, The Life and Politics of an Irish Revolutionary, 2006, p. 310.</ref>
Relationship to other organisations
These changes within the IRA were accompanied by changes on the political side and at the 1986 Sinn Féin Ard Fheis (party conference), which followed the IRA Convention, the party's policy of abstentionism, which forbade Sinn Féin elected representatives from taking seats in the Oireachtas, the parliament of the Republic, was dropped. On 2 November, the 628 delegates present cast their votes, the result being 429 to 161. The traditionalists, having lost at both conventions, walked out of the Mansion House, met that evening at the West County Hotel, and reformed as Republican Sinn Féin (RSF).
According to a report in the Cork Examiner, the Continuity IRA's first chief of staff was Dáithí Ó Conaill, who also served as the first chairman of RSF from 1986 to 1987. The Continuity IRA and RSF perceive themselves as forming a "true" Republican Movement.
Structure and status
The leadership of the Continuity IRA is believed to be based in the provinces of Munster and Ulster. It was alleged that its chief of staff was a Limerick man and that a number of other key members were from that county, until their expulsion. Dáithí Ó Conaill was the first chief of staff until 1991. In 2004 the United States (US) government believed the Continuity IRA consisted of fewer than fifty hardcore activists. In 2005, Irish Minister for Justice, Equality and Law Reform Michael McDowell told Dáil Éireann that the organisation had a maximum of 150 members.
The CIRA is an illegal organisation under UK (section 11(1) of the Terrorism Act 2000) and ROI law due to the use of 'IRA' in the group's name, in a situation analogous to that of the Real Irish Republican Army (RIRA). Membership of the organisation is punishable by a sentence of up to ten years imprisonment under UK law. On 31 May 2001 Dermot Gannon became the first person to be convicted of membership of the CIRA solely on the word of a Garda Síochána chief superintendent. On 13 July 2004, the US government designated the CIRA as a 'Foreign Terrorist Organization'. This made it illegal for Americans to provide material support to the CIRA, requires US financial institutions to block the group's assets and denies alleged CIRA members visas into the US.
External aid and arsenal
The US government suspects the Continuity IRA of having received funds and arms from supporters in the United States. Security sources in Ireland have expressed the suspicion that, in co-operation with the RIRA, the Continuity IRA may have acquired arms and materiel from the Balkans. They also suspect that the Continuity IRA arsenal contains some weapons that were taken from Provisional IRA arms dumps, including a few dozen rifles, machine guns, and pistols; a small amount of the explosive Semtex; and a few dozen detonators.
Internal tension and splits
In 2005, several members of the CIRA, who were serving prison sentences in Portlaoise Prison for paramilitary activity, left the organisation. Some transferred to the INLA landing of the prison, but the majority of those who left are now independent and on E4 landing. The remaining CIRA prisoners have moved to D Wing. Supporters of the Continuity IRA leadership claim that this resulted from an internal disagreement, which although brought to a conclusion, was followed by some people leaving the organisation anyway. Supporters of the disaffected members established the Concerned Group for Republican Prisoners. Most of those who had left went back to the CIRA, or dissociated themselves from the CGRP, which is now defunct.
In February 2006, the Independent Monitoring Commission claimed in a report on paramilitary activity that two groups, styling themselves as "Óglaigh na hÉireann" and "Saoirse na hÉireann", had been formed after a split in the Continuity IRA either in early 2006 or late 2005. The Óglaigh na hÉireann group was responsible for a number of pipe bomb attacks on the PSNI, bomb hoaxes, and robberies, the IMC also claimed the organisation was responsible for the killing of Andrew Burns on 12 February 2008 and was seeking to recruit former members of the RIRA. The Saoirse na hÉireann (SNH) group was composed of "disaffected and largely young republicans" and was responsible for a number of bomb hoaxes, two of which took place in September 2006. It was thought to have operated largely in republican areas of Belfast . The groups had apparently ceased operations by early 2009.
In 2007, the Continuity IRA was responsible for shooting dead two of its members who had left and attempted to create their own organisation. Upon leaving the CIRA, they had allegedly taken a number of guns with them. The Continuity IRA is believed by Gardaí to have been involved in a number of gangland killings in Dublin and Limerick.
In July 2010, members of a "militant Northern-based faction within the CIRA" led by a well-known member from south Londonderry claimed to have overthrown the leadership of the organisation. They also claimed that an Army Convention representing "95 per cent of volunteers" had unanimously elected a new 12-member Army Executive, which in turn appointed a new seven-member Army Council. The moves came as a result of dissatisfication with the southern-based leadership and the apparent winding-down of military operations. A senior source from RSF said: "We would see them [the purported new leadership] as just another splinter group that has broken away." This organisation is referred to as the Real CIRA.
In June 2011 CIRA member Liam Kenny was murdered, allegedly by drug dealers, at his home in Clondalkin, West Dublin. On 28 November 2011 an innocent man was mistakenly shot dead in retaliation for the murder of Liam Kenny. Limerick Real IRA volunteer Rose Lynch pleaded guilty to this murder at the Special Criminal Court and was sentenced to life imprisonment.
In July 2012 the CIRA announced it had a new leadership after expelling members who had been working against the organisation.
In April 2014 a former leading member of the Belfast Continuity IRA who had been expelled from the organisation, Tommy Crossan, was shot dead.
In popular culture
The CIRA are depicted in RTÉ's TV series crime drama Love/Hate''.
Notes
References
Irish republican militant groups
Organised crime groups in Ireland
1986 establishments in Ireland |
5863 | https://en.wikipedia.org/wiki/Copenhagen%20interpretation | Copenhagen interpretation | The Copenhagen interpretation is a collection of views about the meaning of quantum mechanics, stemming from the work of Niels Bohr, Werner Heisenberg, Max Born, and others. The term "Copenhagen interpretation" was apparently coined by Heisenberg during the 1950s to refer to ideas developed in the 1925–1927 period, glossing over his disagreements with Bohr. Consequently, there is no definitive historical statement of what the interpretation entails. Features common across versions of the Copenhagen interpretation include the idea that quantum mechanics is intrinsically indeterministic, with probabilities calculated using the Born rule, and the principle of complementarity, which states that objects have certain pairs of complementary properties that cannot all be observed or measured simultaneously. Moreover, the act of "observing" or "measuring" an object is irreversible, and no truth can be attributed to an object except according to the results of its measurement (that is, the Copenhagen interpretation rejects counterfactual definiteness). Copenhagen-type interpretations hold that quantum descriptions are objective, in that they are independent of physicists' personal beliefs and other arbitrary mental factors.
Over the years, there have been many objections to aspects of Copenhagen-type interpretations, including the discontinuous and stochastic nature of the "observation" or "measurement" process, the apparent subjectivity of requiring an observer, the difficulty of defining what might count as a measuring device, and the seeming reliance upon classical physics in describing such devices. Still, including all the variations, the interpretation remains one of the most commonly taught.
Background
Starting in 1900, investigations into atomic and subatomic phenomena forced a revision to the basic concepts of classical physics. However, it was not until a quarter-century had elapsed that the revision reached the status of a coherent theory. During the intervening period, now known as the time of the "old quantum theory", physicists worked with approximations and heuristic corrections to classical physics. Notable results from this period include Max Planck's calculation of the blackbody radiation spectrum, Albert Einstein's explanation of the photoelectric effect, Einstein and Peter Debye's work on the specific heat of solids, Niels Bohr and Hendrika Johanna van Leeuwen's proof that classical physics cannot account for diamagnetism, Bohr's model of the hydrogen atom and Arnold Sommerfeld's extension of the Bohr model to include relativistic effects. From 1922 through 1925, this method of heuristic corrections encountered increasing difficulties; for example, the Bohr–Sommerfeld model could not be extended from hydrogen to the next simplest case, the helium atom.
The transition from the old quantum theory to full-fledged quantum physics began in 1925, when Werner Heisenberg presented a treatment of electron behavior based on discussing only "observable" quantities, meaning to Heisenberg the frequencies of light that atoms absorbed and emitted. Max Born then realized that in Heisenberg's theory, the classical variables of position and momentum would instead be represented by matrices, mathematical objects that can be multiplied together like numbers with the crucial difference that the order of multiplication matters. Erwin Schrödinger presented an equation that treated the electron as a wave, and Born discovered that the way to successfully interpret the wave function that appeared in the Schrödinger equation was as a tool for calculating probabilities.
Quantum mechanics cannot easily be reconciled with everyday language and observation, and has often seemed counter-intuitive to physicists, including its inventors. The ideas grouped together as the Copenhagen interpretation suggest a way to think about how the mathematics of quantum theory relates to physical reality.
Origin and use of the term
The term refers to the city of Copenhagen in Denmark, and was apparently coined during the 1950s. Earlier, during the mid-1920s, Heisenberg had been an assistant to Bohr at his institute in Copenhagen, where they helped originate quantum mechanical theory. At the 1927 Solvay Conference, a dual talk by Max Born and Heisenberg declared "we consider quantum mechanics to be a closed theory, whose fundamental physical and mathematical assumptions are no longer susceptible of any modification." In 1929, Heisenberg gave a series of invited lectures at the University of Chicago explaining the new field of quantum mechanics. The lectures then served as the basis for his textbook, The Physical Principles of the Quantum Theory, published in 1930. In the book's preface, Heisenberg wrote:
On the whole, the book contains nothing that is not to be found in previous publications, particularly in the investigations of Bohr. The purpose of the book seems to me to be fulfilled if it contributes somewhat to the diffusion of that 'Kopenhagener Geist der Quantentheorie' [Copenhagen spirit of quantum theory] if I may so express myself, which has directed the entire development of modern atomic physics.
The term 'Copenhagen interpretation' suggests something more than just a spirit, such as some definite set of rules for interpreting the mathematical formalism of quantum mechanics, presumably dating back to the 1920s. However, no such text exists, and the writings of Bohr and Heisenberg contradict each other on several important issues. It appears that the particular term, with its more definite sense, was coined by Heisenberg around 1955, while criticizing alternative "interpretations" (e.g., David Bohm's) that had been developed. Lectures with the titles 'The Copenhagen Interpretation of Quantum Theory' and 'Criticisms and Counterproposals to the Copenhagen Interpretation', that Heisenberg delivered in 1955, are reprinted in the collection Physics and Philosophy. Before the book was released for sale, Heisenberg privately expressed regret for having used the term, due to its suggestion of the existence of other interpretations, that he considered to be "nonsense". In a 1960 review of Heisenberg's book, Bohr's close collaborator Léon Rosenfeld called the term an "ambiguous expression" and suggested it be discarded. However, this did not come to pass, and the term entered widespread use.
Principles
There is no uniquely definitive statement of the Copenhagen interpretation. The term encompasses the views developed by a number of scientists and philosophers during the second quarter of the 20th century. This lack of a single, authoritative source that establishes the Copenhagen interpretation is one difficulty with discussing it; another complication is that the philosophical background familiar to Einstein, Bohr, Heisenberg, and contemporaries is much less so to physicists and even philosophers of physics in more recent times. Bohr and Heisenberg never totally agreed on how to understand the mathematical formalism of quantum mechanics, and Bohr distanced himself from what he considered Heisenberg's more subjective interpretation. Bohr offered an interpretation that is independent of a subjective observer, or measurement, or collapse; instead, an "irreversible" or effectively irreversible process causes the decay of quantum coherence which imparts the classical behavior of "observation" or "measurement".
Different commentators and researchers have associated various ideas with the term. Asher Peres remarked that very different, sometimes opposite, views are presented as "the Copenhagen interpretation" by different authors. N. David Mermin coined the phrase "Shut up and calculate!" to summarize Copenhagen-type views, a saying often misattributed to Richard Feynman and which Mermin later found insufficiently nuanced. Mermin described the Copenhagen interpretation as coming in different "versions", "varieties", or "flavors".
Some basic principles generally accepted as part of the interpretation include the following:
Quantum mechanics is intrinsically indeterministic.
The correspondence principle: in the appropriate limit, quantum theory comes to resemble classical physics and reproduces the classical predictions.
The Born rule: the wave function of a system yields probabilities for the outcomes of measurements upon that system.
Complementarity: certain properties cannot be jointly defined for the same system at the same time. In order to talk about a specific property of a system, that system must be considered within the context of a specific laboratory arrangement. Observable quantities corresponding to mutually exclusive laboratory arrangements cannot be predicted together, but considering multiple such mutually exclusive experiments is necessary to characterize a system.
Hans Primas and Roland Omnès give a more detailed breakdown that, in addition to the above, includes the following:
Quantum physics applies to individual objects. The probabilities computed by the Born rule do not require an ensemble or collection of "identically prepared" systems to understand.
The results provided by measuring devices are essentially classical, and should be described in ordinary language. This was particularly emphasized by Bohr, and was accepted by Heisenberg.
Per the above point, the device used to observe a system must be described in classical language, while the system under observation is treated in quantum terms. This is a particularly subtle issue for which Bohr and Heisenberg came to differing conclusions. According to Heisenberg, the boundary between classical and quantum can be shifted in either direction at the observer's discretion. That is, the observer has the freedom to move what would become known as the "Heisenberg cut" without changing any physically meaningful predictions. On the other hand, Bohr argued both systems are quantum in principle, and the object-instrument distinction (the "cut") is dictated by the experimental arrangement. For Bohr, the "cut" was not a change in the dynamical laws that govern the systems in question, but a change in the language applied to them.
During an observation, the system must interact with a laboratory device. When that device makes a measurement, the wave function of the system collapses, irreversibly reducing to an eigenstate of the observable that is registered. The result of this process is a tangible record of the event, made by a potentiality becoming an actuality.
Statements about measurements that are not actually made do not have meaning. For example, there is no meaning to the statement that a photon traversed the upper path of a Mach–Zehnder interferometer unless the interferometer were actually built in such a way that the path taken by the photon is detected and registered.
Wave functions are objective, in that they do not depend upon personal opinions of individual physicists or other such arbitrary influences.
There are some fundamental agreements and disagreements between the views of Bohr and Heisenberg. For example, Heisenberg emphasized a sharp "cut" between the observer (or the instrument) and the system being observed, while Bohr offered an interpretation that is independent of a subjective observer or measurement or collapse, which relies on an "irreversible" or effectively irreversible process, which could take place within the quantum system.
Another issue of importance where Bohr and Heisenberg disagreed is wave–particle duality. Bohr maintained that the distinction between a wave view and a particle view was defined by a distinction between experimental setups, whereas Heisenberg held that it was defined by the possibility of viewing the mathematical formulas as referring to waves or particles. Bohr thought that a particular experimental setup would display either a wave picture or a particle picture, but not both. Heisenberg thought that every mathematical formulation was capable of both wave and particle interpretations.
Nature of the wave function
A wave function is a mathematical entity that provides a probability distribution for the outcomes of each possible measurement on a system. Knowledge of the wave function together with the rules for the system's evolution in time exhausts all that can be predicted about the system's behavior. Generally, Copenhagen-type interpretations deny that the wave function provides a directly apprehensible image of an ordinary material body or a discernible component of some such, or anything more than a theoretical concept.
Probabilities via the Born rule
The Born rule is essential to the Copenhagen interpretation. Formulated by Max Born in 1926, it gives the probability that a measurement of a quantum system will yield a given result. In its simplest form, it states that the probability density of finding a particle at a given point, when measured, is proportional to the square of the magnitude of the particle's wave function at that point.
Collapse
The concept of wave function collapse postulates that the wave function of a system can change suddenly and discontinuously upon measurement. Prior to a measurement, a wave function involves the various probabilities for the different potential outcomes of that measurement. But when the apparatus registers one of those outcomes, no traces of the others linger. Since Bohr did not view the wavefunction as something physical, he never talks about "collapse". Nevertheless, many physicists and philosophers associate collapse with the Copenhagen interpretation.
Heisenberg spoke of the wave function as representing available knowledge of a system, and did not use the term "collapse", but instead termed it "reduction" of the wave function to a new state representing the change in available knowledge which occurs once a particular phenomenon is registered by the apparatus.
Role of the observer
Because they assert that the existence of an observed value depends upon the intercession of the observer, Copenhagen-type interpretations are sometimes called "subjective". This term is rejected by many Copenhagenists because the process of observation is mechanical and does not depend on the individuality of the observer. Wolfgang Pauli, for example, insisted that measurement results could be obtained and recorded by "objective registering apparatus". As Heisenberg wrote,
In the 1970s and 1980s, the theory of decoherence helped to explain the appearance of quasi-classical realities emerging from quantum theory, but was insufficient to provide a technical explanation for the apparent wave function collapse.
Completion by hidden variables?
In metaphysical terms, the Copenhagen interpretation views quantum mechanics as providing knowledge of phenomena, but not as pointing to 'really existing objects', which it regards as residues of ordinary intuition. This makes it an epistemic theory. This may be contrasted with Einstein's view, that physics should look for 'really existing objects', making itself an ontic theory.
The metaphysical question is sometimes asked: "Could quantum mechanics be extended by adding so-called "hidden variables" to the mathematical formalism, to convert it from an epistemic to an ontic theory?" The Copenhagen interpretation answers this with a strong 'No'. It is sometimes alleged, for example by J.S. Bell, that Einstein opposed the Copenhagen interpretation because he believed that the answer to that question of "hidden variables" was "yes". By contrast, Max Jammer writes "Einstein never proposed a hidden variable theory." Einstein explored the possibility of a hidden variable theory, and wrote a paper describing his exploration, but withdrew it from publication because he felt it was faulty.
Acceptance among physicists
During the 1930s and 1940s, views about quantum mechanics attributed to Bohr and emphasizing complementarity became commonplace among physicists. Textbooks of the time generally maintained the principle that the numerical value of a physical quantity is not meaningful or does not exist until it is measured. Prominent physicists associated with Copenhagen-type interpretations have included Lev Landau, Wolfgang Pauli, Rudolf Peierls, Asher Peres, Léon Rosenfeld, and Ray Streater.
Throughout much of the 20th century, the Copenhagen tradition had overwhelming acceptance among physicists. According to a very informal poll (some people voted for multiple interpretations) conducted at a quantum mechanics conference in 1997, the Copenhagen interpretation remained the most widely accepted label that physicists applied to their own views. A similar result was found in a poll conducted in 2011.
Consequences
The nature of the Copenhagen interpretation is exposed by considering a number of experiments and paradoxes.
Schrödinger's cat
This thought experiment highlights the implications that accepting uncertainty at the microscopic level has on macroscopic objects. A cat is put in a sealed box, with its life or death made dependent on the state of a subatomic particle. Thus a description of the cat during the course of the experiment—having been entangled with the state of a subatomic particle—becomes a "blur" of "living and dead cat." But this can't be accurate because it implies the cat is actually both dead and alive until the box is opened to check on it. But the cat, if it survives, will only remember being alive. Schrödinger resists "so naively accepting as valid a 'blurred model' for representing reality." How can the cat be both alive and dead?
In Copenhagen-type views, the wave function reflects our knowledge of the system. The wave function means that, once the cat is observed, there is a 50% chance it will be dead, and 50% chance it will be alive. (Some versions of the Copenhagen interpretation reject the idea that a wave function can be assigned to a physical system that meets the everyday definition of "cat"; in this view, the correct quantum-mechanical description of the cat-and-particle system must include a superselection rule.)
Wigner's friend
"Wigner's friend" is a thought experiment intended to make that of Schrödinger's cat more striking by involving two conscious beings, traditionally known as Wigner and his friend. (In more recent literature, they may also be known as Alice and Bob, per the convention of describing protocols in information theory.) Wigner puts his friend in with the cat. The external observer believes the system is in state . However, his friend is convinced that the cat is alive, i.e. for him, the cat is in the state . How can Wigner and his friend see different wave functions?
In a Heisenbergian view, the answer depends on the positioning of Heisenberg cut, which can be placed arbitrarily (at least according to Heisenberg, though not to Bohr). If Wigner's friend is positioned on the same side of the cut as the external observer, his measurements collapse the wave function for both observers. If he is positioned on the cat's side, his interaction with the cat is not considered a measurement. Different Copenhagen-type interpretations take different positions as to whether observers can be placed on the quantum side of the cut.
Double-slit experiment
In the basic version of this experiment, a light source, such as a laser beam, illuminates a plate pierced by two parallel slits, and the light passing through the slits is observed on a screen behind the plate. The wave nature of light causes the light waves passing through the two slits to interfere, producing bright and dark bands on the screen – a result that would not be expected if light consisted of classical particles. However, the light is always found to be absorbed at the screen at discrete points, as individual particles (not waves); the interference pattern appears via the varying density of these particle hits on the screen. Furthermore, versions of the experiment that include detectors at the slits find that each detected photon passes through one slit (as would a classical particle), and not through both slits (as would a wave). Such experiments demonstrate that particles do not form the interference pattern if one detects which slit they pass through.
According to Bohr's complementarity principle, light is neither a wave nor a stream of particles. A particular experiment can demonstrate particle behavior (passing through a definite slit) or wave behavior (interference), but not both at the same time.
The same experiment has been performed for light, electrons, atoms, and molecules. The extremely small de Broglie wavelength of objects with larger mass makes experiments increasingly difficult, but in general quantum mechanics considers all matter as possessing both particle and wave behaviors.
Einstein–Podolsky–Rosen paradox
This thought experiment involves a pair of particles prepared in what later authors would refer to as an entangled state. In a 1935 paper, Einstein, Boris Podolsky, and Nathan Rosen pointed out that, in this state, if the position of the first particle were measured, the result of measuring the position of the second particle could be predicted. If instead the momentum of the first particle were measured, then the result of measuring the momentum of the second particle could be predicted. They argued that no action taken on the first particle could instantaneously affect the other, since this would involve information being transmitted faster than light, which is forbidden by the theory of relativity. They invoked a principle, later known as the "Einstein–Podolsky–Rosen (EPR) criterion of reality", positing that, "If, without in any way disturbing a system, we can predict with certainty (i.e., with probability equal to unity) the value of a physical quantity, then there exists an element of reality corresponding to that quantity". From this, they inferred that the second particle must have a definite value of position and of momentum prior to either being measured.
Bohr's response to the EPR paper was published in the Physical Review later that same year. He argued that EPR had reasoned fallaciously. Because measurements of position and of momentum are complementary, making the choice to measure one excludes the possibility of measuring the other. Consequently, a fact deduced regarding one arrangement of laboratory apparatus could not be combined with a fact deduced by means of the other, and so, the inference of predetermined position and momentum values for the second particle was not valid. Bohr concluded that EPR's "arguments do not justify their conclusion that the quantum description turns out to be essentially incomplete."
Criticism
Incompleteness and indeterminism
Einstein was an early and persistent supporter of objective reality. Bohr and Heisenberg advanced the position that no physical property could be understood without an act of measurement, while Einstein refused to accept this. Abraham Pais recalled a walk with Einstein when the two discussed quantum mechanics: "Einstein suddenly stopped, turned to me and asked whether I really believed that the moon exists only when I look at it." While Einstein did not doubt that quantum mechanics was a correct physical theory in that it gave correct predictions, he maintained that it could not be a complete theory. The most famous product of his efforts to argue the incompleteness of quantum theory is the Einstein–Podolsky–Rosen thought experiment, which was intended to show that physical properties like position and momentum have values even if not measured. The argument of EPR was not generally persuasive to other physicists.
Carl Friedrich von Weizsäcker, while participating in a colloquium at Cambridge, denied that the Copenhagen interpretation asserted "What cannot be observed does not exist". Instead, he suggested that the Copenhagen interpretation follows the principle "What is observed certainly exists; about what is not observed we are still free to make suitable assumptions. We use that freedom to avoid paradoxes."
Einstein was likewise dissatisfied with the indeterminism of quantum theory. Regarding the possibility of randomness in nature, Einstein said that he was "convinced that He [God] does not throw dice." Bohr, in response, reputedly said that "it cannot be for us to tell God, how he is to run the world".
The Heisenberg cut
Much criticism of Copenhagen-type interpretations has focused on the need for a classical domain where observers or measuring devices can reside, and the imprecision of how the boundary between quantum and classical might be defined. This boundary came to be termed the Heisenberg cut (while John Bell derisively called it the "shifty split"). As typically portrayed, Copenhagen-type interpretations involve two different kinds of time evolution for wave functions, the deterministic flow according to the Schrödinger equation and the probabilistic jump during measurement, without a clear criterion for when each kind applies. Why should these two different processes exist, when physicists and laboratory equipment are made of the same matter as the rest of the universe? And if there is somehow a split, where should it be placed? Steven Weinberg writes that the traditional presentation gives "no way to locate the boundary between the realms in which [...] quantum mechanics does or does not apply."
The problem of thinking in terms of classical measurements of a quantum system becomes particularly acute in the field of quantum cosmology, where the quantum system is the universe. How does an observer stand outside the universe in order to measure it, and who was there to observe the universe in its earliest stages? Advocates of Copenhagen-type interpretations have disputed the seriousness of these objections. Rudolf Peierls noted that "the observer does not have to be contemporaneous with the event"; for example, we study the early universe through the cosmic microwave background, and we can apply quantum mechanics to that just as well as to any electromagnetic field. Likewise, Asher Peres argued that physicists are, conceptually, outside those degrees of freedom that cosmology studies, and applying quantum mechanics to the radius of the universe while neglecting the physicists in it is no different from quantizing the electric current in a superconductor while neglecting the atomic-level details.
Alternatives
A large number of alternative interpretations have appeared, sharing some aspects of the Copenhagen interpretation while providing alternatives to other aspects.
The ensemble interpretation is similar; it offers an interpretation of the wave function, but not for single particles. The consistent histories interpretation advertises itself as "Copenhagen done right". More recently, interpretations inspired by quantum information theory like QBism and relational quantum mechanics have appeared. Experts on quantum foundational issues continue to favor the Copenhagen interpretation over other alternatives. Physicists who have suggested that the Copenhagen tradition needs to be built upon or extended include Rudolf Haag and Anton Zeilinger.
Under realism and determinism, if the wave function is regarded as ontologically real, and collapse is entirely rejected, a many-worlds interpretation results. If wave function collapse is regarded as ontologically real as well, an objective collapse theory is obtained. Bohmian mechanics shows that it is possible to reformulate quantum mechanics to make it deterministic, at the price of making it explicitly nonlocal. It attributes not only a wave function to a physical system, but in addition a real position, that evolves deterministically under a nonlocal guiding equation. The evolution of a physical system is given at all times by the Schrödinger equation together with the guiding equation; there is never a collapse of the wave function. The transactional interpretation is also explicitly nonlocal.
Some physicists espoused views in the "Copenhagen spirit" and then went on to advocate other interpretations. For example, David Bohm and Alfred Landé both wrote textbooks that put forth ideas in the Bohr–Heisenberg tradition, and later promoted nonlocal hidden variables and an ensemble interpretation respectively. John Archibald Wheeler began his career as an "apostle of Niels Bohr"; he then supervised the PhD thesis of Hugh Everett that proposed the many-worlds interpretation. After supporting Everett's work for several years, he began to distance himself from the many-worlds interpretation in the 1970s. Late in life, he wrote that while the Copenhagen interpretation might fairly be called "the fog from the north", it "remains the best interpretation of the quantum that we have".
Other physicists, while influenced by the Copenhagen tradition, have expressed frustration at how it took the mathematical formalism of quantum theory as given, rather than trying to understand how it might arise from something more fundamental. (E. T. Jaynes described the mathematical formalism of quantum physics as "a peculiar mixture describing in part realities of Nature, in part incomplete human information about Nature—all scrambled up together by Heisenberg and Bohr into an omelette that nobody has seen how to unscramble".) This dissatisfaction has motivated new interpretative variants as well as technical work in quantum foundations.
See also
Bohr–Einstein debates
Einstein's thought experiments
Fifth Solvay Conference
Philosophical interpretation of classical physics
Physical ontology
Popper's experiment
Von Neumann–Wigner interpretation
Notes
References
Further reading
Interpretations of quantum mechanics
Quantum measurement
University of Copenhagen |
5865 | https://en.wikipedia.org/wiki/Council%20of%20Europe | Council of Europe | The Council of Europe (CoE; , ) is an international organisation established in the wake of World War II to uphold human rights, democracy and the rule of law in Europe. Founded in 1949, it brings together 46 member states, with a population of approximately 675 million; it operates with an annual budget of approximately 500 million euros.
The organisation is distinct from the European Union (EU), although people sometimes confuse the two organisations – partly because the EU has adopted the original European flag, designed for the Council of Europe in 1955, as well as the European anthem. No country has ever joined the EU without first belonging to the Council of Europe. The Council of Europe is an official United Nations Observer.
As an international organisation, the Council of Europe cannot make laws, but it does have the ability to push for the enforcement of select international agreements reached by member states on various topics. The best-known body of the Council of Europe is the European Court of Human Rights, which functions on the basis of the European Convention on Human Rights of 1953.
The council's two statutory bodies are the Committee of Ministers, which comprises the foreign ministers of each member state, and the Parliamentary Assembly of the Council of Europe (PACE), which is composed of members of the national parliaments of each member state. The Commissioner for Human Rights is an institution within the Council of Europe, mandated to promote awareness of and respect for human rights within the member states. The secretary general presides over the secretariat of the organisation. Other major CoE bodies include the European Directorate for the Quality of Medicines & HealthCare (EDQM) and the European Audiovisual Observatory.
The headquarters of the Council of Europe, as well as its Court of Human Rights, are situated in Strasbourg, France. The Council uses English and French as its two official languages. The Committee of Ministers, the PACE, and the Congress of the Council of Europe also use German and Italian for some of their work.
History
Founding
In a speech in 1929, French Foreign Minister Aristide Briand floated the idea of an organisation which would gather European nations together in a "federal union" to resolve common problems. The United Kingdom's wartime Prime Minister Winston Churchill first publicly suggested the creation of a "Council of Europe" in a BBC radio broadcast on 21 March 1943, while the Second World War was still raging. In his own words, he tried to "peer through the mists of the future to the end of the war", and think about how to rebuild and maintain peace on a shattered continent. Given that Europe had been at the origin of two world wars, the creation of such a body would be, he suggested, "a stupendous business". He returned to the idea during a well-known speech at the University of Zurich on 19 September 1946, throwing the full weight of his considerable post-war prestige behind it.
Additionally, there were also many other statesmen and politicians across the continent, many of them members of the European Movement, who were quietly working towards the creation of the council. Some regarded it as a guarantee that the horrors of war – or the human rights violations of the Nazi regime – could never again be visited on the continent, others came to see it as a "club of democracies", built around a set of common values that could stand as a bulwark against totalitarian states belonging to the Eastern Bloc. Others again saw it as a nascent "United States of Europe", the resonant phrase that Churchill had reached for at Zurich in 1946.
The future structure of the Council of Europe was discussed at the Congress of Europe, which brought together several hundred leading politicians, government representatives and members of civil society in The Hague, Netherlands, in 1948. Responding to the conclusions of the Congress of Europe, the Consultative Council of the Treaty of Brussels convened a Committee for the Study of European Unity, which met eight times from November 1948 to January 1949 to draw up the blueprint of a new broad-based European organisation.
There were two competing schools of thought: some favoured a classical international organisation with representatives of governments, while others preferred a political forum with parliamentarians. Both approaches were finally combined through the creation of a Committee of Ministers (in which governments were represented) and a Consultative Assembly (in which parliaments were represented), the two main bodies mentioned in the Statute of the Council of Europe. This dual intergovernmental and inter-parliamentary structure was later copied for the European Communities, NATO and OSCE.
The Council of Europe was signed into existence on 5 May 1949 by the Treaty of London, the organisation's founding Statute which set out the three basic values that should guide its work: democracy, human rights and the rule of law. It was signed in London on that day by ten states: Belgium, Denmark, France, Ireland, Italy, Luxembourg, the Netherlands, Norway, Sweden and the United Kingdom, though Turkey and Greece joined three months later. On 10 August 1949, 100 members of the council's Consultative Assembly, parliamentarians drawn from the twelve member nations, met in Strasbourg for its first plenary session, held over 18 sittings and lasting nearly a month. They debated how to reconcile and reconstruct a continent still reeling from war, yet already facing a new East–West divide, launched the radical concept of a trans-national court to protect the basic human rights of every citizen, and took the first steps in a process that would eventually lead to the creation of an offshoot organisation, the European Union.
In August 1949, Paul-Henri Spaak resigned as Belgium's foreign minister in order to be elected as the first president of the assembly. Behind the scenes, he too had been quietly working towards the creation of the council, and played a key role in steering its early work. However, in December 1951, after nearly three years in the role, Spaak resigned in disappointment after the Assembly rejected proposals for a "European political authority". Convinced that the Council of Europe was never going to be in a position to achieve his long-term goal of a unified Europe, he soon tried again in a new and more promising format, based this time on economic integration, becoming one of the founders of the European Union.
Early years
There was huge enthusiasm for the Council of Europe in its early years, as its pioneers set about drafting what was to become the European Convention on Human Rights, a charter of individual rights which – it was hoped – no member government could ever again violate. They drew, in part, on the tenets of the Universal Declaration of Human Rights, signed only a few months earlier in Paris. But crucially, where the Universal Declaration was essentially aspirational, the European Convention from the beginning featured an enforcement mechanism – an international Court – which was to adjudicate on alleged violations of its articles and to hold governments to account, a dramatic leap forward for international justice. Today, this is the European Court of Human Rights, whose rulings are binding on 46 European nations, the most far-reaching system of international justice anywhere in the world.
One of the council's first acts was to welcome West Germany into its fold on 2 May 1951, setting a pattern of post-war reconciliation that was to become a hallmark of the council, and beginning a long process of "enlargement" which was to see the organisation grow from its original ten founding member states to the 46 nations that make up the Council of Europe today. Iceland had already joined in 1950, followed in 1956 by Austria, Cyprus in 1961, Switzerland in 1963 and Malta in 1965.
Historic speeches at the Council of Europe
In 2018, an archive of all speeches made to the PACE by heads of state or government since the Council of Europe's creation in 1949 appeared online, the fruit of a two-year project entitled "Voices of Europe". At the time of its launch, the archive comprised 263 speeches delivered over a 70-year period by some 216 presidents, prime ministers, monarchs and religious leaders from 45 countries – though it continues to expand, as new speeches are added every few months.
Some very early speeches by individuals considered to be "founding figures" of the European institutions, even if they were not heads of state or government at the time, are also included (such as Sir Winston Churchill or Robert Schuman). Addresses by eight monarchs appear in the list (such as King Juan Carlos I of Spain, King Albert II of Belgium and Grand Duke Henri of Luxembourg) as well as the speeches given by religious figures (such as Pope John Paul II, and Pope Francis) and several leaders from countries in the Middle East and North Africa (such as Shimon Peres, Yasser Arafat, Hosni Mubarak, Léopold Sédar Senghor or King Hussein of Jordan).
The full text of the speeches is given in both English and French, regardless of the original language used. The archive is searchable by country, by name, and chronologically.
Aims and achievement
Article 1(a) of the Statute states that "The aim of the Council of Europe is to achieve a greater unity between its members for the purpose of safeguarding and realising the ideals and principles which are their common heritage and facilitating their economic and social progress." Membership is open to all European states who seek harmony, cooperation, good governance and human rights, accepting the principle of the rule of law and are able and willing to guarantee democracy, fundamental human rights and freedoms.
Whereas the member states of the European Union transfer part of their national legislative and executive powers to the European Commission and the European Parliament, Council of Europe member states maintain their sovereignty but commit themselves through conventions/treaties (international law) and co-operate on the basis of common values and common political decisions. Those conventions and decisions are developed by the member states working together at the Council of Europe. Both organisations function as concentric circles around the common foundations for European cooperation and harmony, with the Council of Europe being the geographically wider circle. The European Union could be seen as the smaller circle with a much higher level of integration through the transfer of powers from the national to the EU level. "The Council of Europe and the European Union: different roles, shared values." Council of Europe conventions/treaties are also open for signature to non-member states, thus facilitating equal co-operation with countries outside Europe.
The Council of Europe's most famous achievement is the European Convention on Human Rights, which was adopted in 1950 following a report by the PACE, and followed on from the United Nations 'Universal Declaration of Human Rights' (UDHR). The Convention created the European Court of Human Rights in Strasbourg. The Court supervises compliance with the European Convention on Human Rights and thus functions as the highest European court. It is to this court that Europeans can bring cases if they believe that a member country has violated their fundamental rights and freedoms.
The various activities and achievements of the Council of Europe can be found in detail on its official website. The Council of Europe works in the following areas:
Protection of the rule of law and fostering legal co-operation through some 200 conventions and other treaties, including such leading instruments as the Convention on Cybercrime, the Convention on the Prevention of Terrorism, Conventions against Corruption and Organised Crime, the Convention on Action against Trafficking in Human Beings, and the Convention on Human Rights and Biomedicine.
CODEXTER, designed to co-ordinate counter-terrorism measures
The European Commission for the Efficiency of Justice (CEPEJ)
Protection of human rights, notably through:
the European Convention on Human Rights
the European Committee for the Prevention of Torture
the European Commission against Racism and Intolerance
the Convention on Action against Trafficking in Human Beings
the Convention for the protection of individuals with regard to automatic processing of personal data
the Convention on the Protection of Children against Sexual Exploitation and Sexual Abuse
The Convention on preventing and combating violence against women and domestic violence.
social rights under the European Social Charter
European Charter of Local Self-Government guaranteeing the political, administrative and financial independence of local authorities.
linguistic rights under the European Charter for Regional or Minority Languages
minority rights under the Framework Convention for the Protection of National Minorities
Media freedom under Article 10 of the European Convention on Human Rights and the European Convention on Transfrontier Television
Protection of democracy through parliamentary scrutiny and election monitoring by its Parliamentary Assembly as well as assistance in democratic reforms, in particular by the Venice Commission.
Promotion of cultural cooperation and diversity under the Council of Europe's Cultural Convention of 1954 and several conventions on the protection of cultural heritage as well as through its Centre for Modern Languages in Graz, Austria, and its North-South Centre in Lisbon, Portugal.
Promotion of the right to education under Article 2 of the first Protocol to the European Convention on Human Rights and several conventions on the recognition of university studies and diplomas (see also Bologna Process and Lisbon Recognition Convention).
Promotion of fair sport through the Anti-Doping Convention
Promotion of European youth exchanges and cooperation through European Youth Centres in Strasbourg and Budapest, Hungary.
Promotion of the quality of medicines throughout Europe by the European Directorate for the Quality of Medicines and its European Pharmacopoeia.
Support for intercultural integration through the Intercultural Cities (ICC) program. This program offers information and advice for local authorities on the integration of minorities and the prevention of discrimination.
Institutions
The institutions of the Council of Europe are:
The Secretary General, who is elected for a term of five years by the PACE and heads the Secretariat of the Council of Europe. Thorbjørn Jagland, the former Prime Minister of Norway, was elected Secretary General of the Council of Europe on 29 September 2009. In June 2014, he became the first Secretary General to be re-elected, commencing his second term in office on 1 October 2014.
The Committee of Ministers, comprising the Ministers of Foreign Affairs of all 46 member states who are represented by their Permanent Representatives and Ambassadors accredited to the Council of Europe. Committee of Ministers' presidencies are held in alphabetical order for six months following the English alphabet: Turkey 11/2010-05/2011, Ukraine 05/2011-11/2011, the United Kingdom 11/2011-05/2012, Albania 05/2012-11/2012, Andorra 11/2012-05/2013, Armenia 05/2013-11/2013, Austria 11/2013-05/2014, and so on.
The Parliamentary Assembly of the Council of Europe (PACE), which comprises national parliamentarians from all member states. Adopting resolutions and recommendations to governments, the Assembly holds a dialogue with its governmental counterpart, the Committee of Ministers, and is often regarded as the "motor" of the organisation. The national parliamentary delegations to the Assembly must reflect the political spectrum of their national parliament, i.e. comprise government and opposition parties. The Assembly appoints members as rapporteurs with the mandate to prepare parliamentary reports on specific subjects. The British MP Sir David Maxwell-Fyfe was rapporteur for the drafting of the European Convention on Human Rights. Dick Marty's reports on secret CIA detentions and rendition flights in Europe became quite famous in 2006 and 2007. Other Assembly reports were instrumental in, for example, the abolition of the death penalty in Europe, highlighting the political and human rights situation in Chechnya, identifying who was responsible for disappeared persons in Belarus, chronicling threats to freedom of expression in the media and many other subjects.
The Congress of the Council of Europe (Congress of Local and Regional Authorities of Europe), which was created in 1994 and comprises political representatives from local and regional authorities in all member states. The most influential instruments of the Council of Europe in this field are the European Charter of Local Self-Government of 1985 and the European Outline Convention on Transfrontier Co-operation between Territorial Communities or Authorities of 1980.
The European Court of Human Rights, created under the European Convention on Human Rights of 1950, is composed of a judge from each member state elected for a single, non-renewable term of nine years by the PACE and is headed by the elected president of the court. The current president of the court is Guido Raimondi from Italy. Under the recent Protocol No. 14 to the European Convention on Human Rights, the Court's case processing was reformed and streamlined. Ratification of Protocol No. 14 was delayed by Russia for a number of years, but won support to be passed in January 2010.
The Commissioner for Human Rights is elected by the PACE for a non-renewable term of six years since the creation of this position in 1999. Since April 2018, this position has been held by Dunja Mijatović from Bosnia and Herzegovina.
The Conference of INGOs. NGOs can participate in the INGOs Conference of the Council of Europe. Since the [Resolution (2003)8] adopted by the Committee of Ministers on 19 November 2003, they are given a "participatory status".
The Joint Council on Youth of the Council of Europe. The European Steering Committee (CDEJ) on Youth and the Advisory Council on Youth (CCJ) of the Council of Europe form together the Joint Council on Youth (CMJ). The CDEJ brings together representatives of ministries or bodies responsible for youth matters from the 50 States Parties to the European Cultural Convention. The CDEJ fosters cooperation between governments in the youth sector and provides a framework for comparing national youth policies, exchanging best practices and drafting standard-setting texts. The Advisory Council on Youth comprises 30 representatives of non-governmental youth organisations and networks. It provides opinions and input from youth NGOs on all youth sector activities and ensures that young people are involved in the council's other activities.
Information Offices of the Council of Europe in many member states.
The CoE system also includes a number of semi-autonomous structures known as "Partial Agreements", some of which are also open to non-member states:
The Council of Europe Development Bank in Paris
The European Directorate for the Quality of Medicines with its European Pharmacopoeia
The European Audiovisual Observatory
The European Support Fund Eurimages for the co-production and distribution of films.
The Enlarged Partial Agreement on Cultural Routes, which awards the certification "Cultural Route of the Council of Europe" to transnational networks promoting European heritage and intercultural dialogue (Luxembourg)
The Pompidou Group – Cooperation Group to Combat Drug Abuse and Illicit Trafficking in Drugs.
The European Commission for Democracy through Law, better known as the Venice Commission
The Group of States Against Corruption (GRECO)
The European and Mediterranean Major Hazards Agreement (EUR-OPA) which is a platform for cooperation between European and Southern Mediterranean countries in the field of major natural and technological disasters.
The Enlarged Partial Agreement on Sport, which is open to accession by states and sports associations.
The North-South Centre of the Council of Europe in Lisbon (Portugal)
The Centre for Modern Languages is in Graz (Austria)
Summits
Occasionally the Council of Europe organizes summits of the heads of state and government of its member states. Four summits have been held to date with the fourth concluding on 17 May 2023.
Headquarters and buildings
The seat of the Council of Europe is in Strasbourg, France. First meetings were held in Strasbourg's University Palace in 1949, but the Council of Europe soon moved into its own buildings. The Council of Europe's eight main buildings are situated in the Quartier européen, an area in the northeast of Strasbourg spread over the three districts of Le Wacken, La Robertsau and Quartier de l'Orangerie, where are also located the four buildings of the seat of the European Parliament in Strasbourg, the Arte headquarters and the seat of the International Institute of Human Rights.
Building in the area started in 1949 with the predecessor of the Palais de l'Europe, the House of Europe (demolished in 1977), and came to a provisional end in 2007 with the opening of the New General Office Building, later named "Agora", in 2008. The Palais de l'Europe (Palace of Europe) and the Art Nouveau Villa Schutzenberger (seat of the European Audiovisual Observatory) are in the Orangerie district, and the European Court of Human Rights, the EDQM and the Agora Building are in the Robertsau district. The Agora building has been voted "best international business centre real estate project of 2007" on 13 March 2008, at the MIPIM 2008. The European Youth Centre is located in the Wacken district.
Besides its headquarters in Strasbourg, the Council of Europe is also present in other cities and countries. The Council of Europe Development Bank has its seat in Paris, the North-South Centre of the Council of Europe is established in Lisbon, Portugal, and the Centre for Modern Languages is in Graz, Austria. There are European Youth Centres in Budapest, Hungary, and in Strasbourg. The European Wergeland Centre, a new Resource Centre on education for intercultural dialogue, human rights and democratic citizenship, operated in cooperation with the Norwegian Government, opened in Oslo, Norway, in February 2009.
The Council of Europe has external offices all over the European continent and beyond. There are four 'Programme Offices', namely in Ankara, Podgorica, Skopje, and Venice. There are also 'Council of Europe Offices' in Baku, Belgrade, Chisinau, Kyiv, Paris, Pristina, Sarajevo, Tbilisi, Tirana, and Yerevan. Bucharest has a Council of Europe Office on Cybercrime. There are also Council of Europe Offices in non-European capital cities like Rabat and Tunis.
Additionally, there are 4 "Council of Europe Liaison Offices", this includes:
Council of Europe Liaison Office in Brussels: The office is in charge of liaison with the European Union
Council of Europe Office in Geneva: Permanent Delegation of the Council of Europe to the United Nations Office and other international organisations in Geneva
Council of Europe Office in Vienna: The office is in charge of liaison with the OSCE, United Nations Office, and other international organisations in Vienna
Council of Europe Office in Warsaw: The office is in charge of liaison with other international organisations and institutions in Warsaw, in particular, the Office for Democratic Institutions and Human Rights (OSCE/ODIHR)
Member states, observers, partners
Eligibility
There are two main criteria for membership: geographic (Article 4 of the Council of Europe Statute specifies that membership is open to any "European" State) and political (Article 3 of the Statute states applying for membership must accept democratic values—"Every member of the Council of Europe must accept the principles of the rule of law and the enjoyment by all persons within its jurisdiction of human rights and fundamental freedoms, and collaborate sincerely and effectively in the realisation of the aim of the Council as specified in Chapter I").
Since "Europe" is not defined in international law, the definition of "Europe" has been a question that has recurred during the CoE's history. Turkey was admitted in 1950, although it is a transcontinental state that lies mostly in Asia, with a smaller portion in Europe. In 1994, the PACE adopted Recommendation 1247, which said that admission to the CoE should be "in principle open only to states whose national territory lies wholly or partly in Europe"; later, however, the Assembly extended eligibility to apply and be admitted to Armenia, Azerbaijan, and Georgia.
Member states and observers
The Council of Europe was founded on 5 May 1949 by Belgium, Denmark, France, Ireland, Italy, Luxembourg, Netherlands, Norway, Sweden and the United Kingdom. Greece and Turkey joined 3 months later. Iceland West Germany and Saarland Protectorate joined the Council of Europe as associate members in 1950. West Germany became a full member in 1951, and the Saar withdrew its application after it joined West Germany following the 1955 Saar Statute referendum. Joining later were Austria (1956), Cyprus (1961), Switzerland (1963), Malta (1965), and Portugal (1976). Spain joined in 1977, two years after the death of its dictator Francisco Franco and the Spanish transition to democracy. Next to join were Liechtenstein (1978), San Marino (1988) and Finland (1989). After the fall of Communism with the Revolutions of 1989 and the collapse of the Soviet Union, the post-Soviet states in Europe that began democratization joined: Hungary (1990), Poland (1991), Bulgaria (1992), Estonia (1993), Lithuania (1993), Slovenia (1993), the Czech Republic (1993), Slovakia (1993), Romania (1993), Andorra (1994), Latvia (1995), Moldova (1995), Albania (1995), Ukraine (1995), the former Yugoslav Republic of Macedonia (1995) (later renamed North Macedonia), Russia (1996, expelled 2022), Croatia (1996), Georgia (1999), Armenia (2001), Azerbaijan (2001), Bosnia and Herzegovina (2002), Serbia and Montenegro (later Serbia) (2003) and Monaco (2004). The Council now has 46 member states, with Montenegro (2007) being the latest to join.46 "Member States", Council of Europe.
Although most Council members are predominantly Christian in heritage, there are four Muslim-majority member states: Bosnia and Herzegovina, Turkey, Albania, and Azerbaijan.
The CoE has granted some countries a status that allows them to participate in CoE activities without being full members. There are three types of nonmember status: associate member, special guest and observer. Associate member status was created for former Axis states which had not yet regained their sovereignty since their defeat in the Second World War; as such, it is no longer used, although there have been proposals to reactivate it to permit enhanced participation by the current observer states. "Special guest" status was used as a transitional status for post-Soviet countries that wished to join the council after the fall of the Berlin Wall and is no longer commonly used. "Observer" status is for non-European nations who accept democracy, rule of law, and human rights, and wish to participate in Council initiatives. The United States became an observer state in 1995. Currently, Canada, the Holy See, Japan, Mexico, and the United States are observer states, while Israel is an observer to the PACE.
Withdrawal, suspension, and expulsion
The Statute of the Council of Europe provides for the voluntary suspension, involuntary suspension, and exclusion of members. Article 8 of the Statute provides that any member who has "seriously violated" Article 3 may be suspended from its rights of representation, and that the Committee of Ministers may request that such a member withdraws from the Council under Article 7. (The Statute does not define the "serious violation" phrase. Under Article 8 of the Statute, if a member state fails to withdraw upon request, the Committee may terminate its membership, in consultation with the PACE.
The Council suspended Greece in 1967, after a military coup d'état, and the Greek junta withdrew from the CoE. Greece was readmitted to the council in 1974.
Suspension and exclusion of Russia
Russia became a member of the Council of Europe in 1996. In 2014, after Russia annexed Crimea from Ukraine and supported separatists in eastern Ukraine, precipitating a conflict, the Council stripped Russia of its voting rights in the PACE. In response, Russia began to boycott the Assembly in 2016, and beginning from 2017 ceased paying its annual membership dues of 32.6 million euros (US$37.1 million) to the Council placing the institution under financial strain.
Russia stated that its suspension by the council was unfair, and demanded the restoration of its voting rights. Russia had threatened to withdraw from the Council unless its voting rights were restored in time for the election of a new secretary general. European Council secretary-general Thorbjørn Jagland organized a special committee to find a compromise with Russia in early 2018, a move that was criticized by some as giving in to alleged Russian pressure by Council members and academic observers, especially if voting sanctions were lifted. In June 2019, an approximately two-thirds majority of the Council voted (on a 118–62 vote, with 10 abstentions) to restore Russia's voting rights in the council. Opponents of lifting the suspension included Ukraine and other post-Soviet countries, such as Poland and the Baltic states, who argued that readmission amounted to normalizing Russia's malign activity. Supporters of restoring Russia's council rights included France and Germany, which argued that a Russian withdrawal from the council would be harmful because it would deprive Russian citizens of their ability to initiate cases in the European Court of Human Rights.
On 3 March 2022, after Russia launched a full-scale military invasion of Ukraine, the council suspended Russia for violations of the council's statute and the European Convention on Human Rights (ECHR). The suspension blocked Russia from participation in the council's ministerial council, the PACE, and the Council of the Baltic Sea States, but still left Russia obligated to follow the ECHR. On 15 March 2022, hours before the vote to expel the country, Russia initiated a voluntary withdrawal procedure from the council. The Russian delegation planned to deliver its formal withdrawal on 31 December 2022, and announced its intent to denounce the ECHR. However, on the same day, the council's Committee of Ministers decided Russia's membership in the council would be terminated immediately, and determined that Russia had been excluded from the Council instead under its exclusion mechanism rather than the withdrawal mechanism. After being excluded from the Council of Europe, Russia's former president and prime minister Dmitry Medvedev endorsed restoring the death penalty in Russia.
Co-operation
Conventions: European Treaty Series
The Council of Europe works mainly through international treaties, usually called conventions in its system. By drafting conventions or international treaties, common legal standards are set for its member states. The conventions are collected in the European Treaty Series.
Non-member states
Several conventions have also been opened for signature to non-member states. Important examples are the Convention on Cybercrime (signed for example, by Canada, Japan, South Africa and the United States), the Lisbon Recognition Convention on the recognition of study periods and degrees (signed for example, by Australia, Belarus, Canada, the Holy See, Israel, Kazakhstan, Kyrgyzstan, New Zealand and the United States), the Anti-doping Convention (signed, for example, by Australia, Belarus, Canada and Tunisia) and the Convention on the Conservation of European Wildlife and Natural Habitats (signed for example, by Burkina Faso, Morocco, Tunisia and Senegal as well as the European Community). Non-member states also participate in several partial agreements, such as the Venice Commission, the Group of States Against Corruption (GRECO), the European Pharmacopoeia Commission and the North-South Centre.
Invitations to sign and ratify relevant conventions of the Council of Europe on a case-by-case basis are sent to three groups of non-member entities:
Non-European states: Algeria, Argentina, Australia, Bahamas, Bolivia, Brazil, Burkina Faso, Chile, China, Colombia, Costa Rica, Dominican Republic, Ecuador, El Salvador, Honduras, South Korea, Kyrgyzstan, Lebanon, Malaysia, Mauritius, Morocco, New Zealand, Panama, Peru, Philippines, Senegal, South Africa, Syria, Tajikistan, Tonga, Trinidad and Tobago, Tunisia, Uruguay, Venezuela and the observers Canada, Israel, Japan, Mexico, United States.
European states: Belarus, Kazakhstan, Kosovo, Russia and the observer Vatican City.
the European Community and later the European Union after its legal personality was established by the ratification of the EU's Lisbon Treaty.
European Union
The Council of Europe is not to be confused with the Council of the European Union (the "Council of Ministers") or the European Council. These belong to the European Union, which is separate from the Council of Europe, although they have shared the same European flag and anthem since the 1980s since they both work for European integration. Nor is the Council of Europe to be confused with the European Union itself.
The Council of Europe is an entirely separate body from the European Union. It is not controlled by it.
Cooperation between the European Union and the Council of Europe was reinforced in the mid-2000s, notably on culture and education as well as on the international enforcement of justice and Human Rights.
The European Union is expected to accede to the European Convention on Human Rights (the convention). There are also concerns about consistency in case law – the European Court of Justice (the EU's court in Luxembourg) is treating the convention as part of the legal system of all EU member states in order to prevent conflict between its judgements and those of the European Court of Human Rights (the court in Strasbourg interpreting the convention). Protocol No. 14 of the convention is designed to allow the EU to accede to it and the EU Treaty of Lisbon contains a protocol binding the EU to join. The EU would thus be subject to its human rights law and external monitoring as its member states currently are.
Schools of Political Studies
The Council of Europe Schools of Political Studies were established to train future generations of political, economic, social and cultural leaders in countries in transition. With the participation of national and international experts, they run annual series of seminars and conferences on topics such as European integration, democracy, human rights, the rule of law and globalisation. The first School of Political Studies was created in Moscow in 1992. By 2020, 20 other schools had been set up along the same lines, forming an association; a network covering the whole of Eastern and South-Eastern Europe and the Caucasus, as well as some countries in the Southern Mediterranean region. The schools are part of the Education Department, which is part of the Directorate of Democratic Participation within the Directorate General of Democracy ("DGII") of the Council of Europe.
United Nations
Cooperation between the CoE and the UN started with the agreement signed by the Secretariats of these institutions on 15 December 1951. On 17 October 1989, the General Assembly of the United Nations approved a resolution on granting observer status to the Council of Europe which was proposed by several member states of the CoE. Currently, the Council of Europe holds observer status with the United Nations and is regularly represented in the UN General Assembly. It has organised the regional UN conferences against racism and on women. It co-operates with the United Nations at many levels, in particular in the areas of human rights, minorities, migration and counter-terrorism. In November 2016, the UN General Assembly adopted by consensus Resolution (A/Res/71/17) on Cooperation between the United Nations and the Council of Europe whereby it acknowledged the contribution of the Council of Europe to the protection and strengthening of human rights and fundamental freedoms, democracy and the rule of law, welcomed the ongoing co-operation in a variety of fields.
Non-governmental organisations
Non-governmental organisations (NGOs) can participate in the INGOs Conference of the Council of Europe and become observers to inter-governmental committees of experts. The Council of Europe drafted the European Convention on the Recognition of the Legal Personality of International Non-Governmental Organisations in 1986, which sets the legal basis for the existence and work of NGOs in Europe. Article 11 of the European Convention on Human Rights protects the right to freedom of association, which is also a fundamental norm for NGOs. The rules for consultative status for INGOs appended to the resolution (93)38 "On relation between the Council of Europe and non-governmental organisations", adopted by the Committee of Ministers on 18 October 1993 at the 500th meeting of the Ministers' Deputies. On 19 November 2003, the Committee of Ministers changed the consultative status into a participatory status, "considering that it is indispensable that the rules governing the relations between the Council of Europe and NGOs evolve to reflect the active participation of international non-governmental organisations (INGOs) in the Organisation's policy and work programme".
Others
On 30 May 2018, the Council of Europe signed a memorandum of understanding with the European football confederation UEFA.
The Council of Europe also signed an agreement with FIFA in which the two agreed to strengthen future cooperation in areas of common interests. The deal which included cooperation between member states in the sport of football and safety and security at football matches was finalized in October 2018.
Characteristics
Privileges and immunities
The General Agreement on Privileges and Immunities of the Council of Europe grants the organisation certain privileges and immunities.
The working conditions of staff are governed by the council's staff regulations, which are public. Salaries and emoluments paid by the Council of Europe to its officials are tax-exempt on the basis of Article 18 of the General Agreement on Privileges and Immunities of the Council of Europe.
Symbol and anthem
The Council of Europe created, and has since 1955 used as its official symbol, the European Flag with 12 golden stars arranged in a circle on a blue background.
Its musical anthem since 1972, the "European anthem", is based on the "Ode to Joy" theme from Ludwig van Beethoven's ninth symphony.
On 5 May 1964, the 15th anniversary of its founding, the Council of Europe established 5 May as Europe Day.
The wide private and public use of the European Flag is encouraged to symbolise a European dimension. To avoid confusion with the European Union which subsequently adopted the same flag in the 1980s, as well as other European institutions, the Council of Europe often uses a modified version with a lower-case "e" surrounding the stars which are referred to as the "Council of Europe Logo".
Criticism and controversies
The Council of Europe has been accused of not having any meaningful purpose, being superfluous in its aims to other pan-European bodies, including the European Union and OSCE. In 2013 The Economist agreed, saying that the "Council of Europe's credibility is on the line". Both Human Rights Watch and the European Stability Initiative have called on the Council of Europe to undertake concrete actions to show that it is willing and able to return to its "original mission to protect and ensure human rights".
In October 2022, a new and different Pan-European meeting of 44 states was held, as the "inaugural summit of the European Political Community", a new forum largely organized by French President Emmanuel Macron. The Council of Europe, sidelined, reportedly was "perplexed" with this development, with a spokesperson stating "In the field of human rights, democracy and the rule of law, such a pan-European community already exists: it is the Council of Europe." A feature of the new forum is that Russia and Belarus are deliberately excluded, which was not seen as explaining the need for a different entity, given that at the time, Russia was no longer a member of the Council of Europe and Belarus only participated partially, as a non-member.
"Caviar diplomacy" scandal
After Azerbaijan joined the CoE in 2001, both the Council and its Parliamentary Assembly were criticized for having a weak response to election rigging and human rights violations in Azerbaijan. The Human Rights Watch criticized the Council of Europe in 2014 for allowing Azerbaijan to assume the six-month rotating chairmanship of the council's Committee of Ministers, writing that the Azeri government's repression of human rights defenders, dissidents, and journalists "shows sheer contempt for its commitments to the Council of Europe". An internal inquiry was set up in 2017 amid allegations of bribery by Azerbaijan government officials and criticism of "caviar diplomacy at the Council. A 219-page report was issued in 2018 after a ten-month investigation. It concluded that several members of the Parliamentary Assembly broke CoE ethical rules and were "strongly suspected" of corruption; it strongly criticized former Parliamentary Assembly president Pedro Agramunt and suggested that he had engaged in "corruptive activities" before his resignation under pressure in 2017. The inquiry also named Italian member Luca Volontè as a suspect in "activities of a corruptive nature". Volontè was investigated by Italian police and accused by Italian prosecutors in 2017 of receiving over 2.39 million euros in bribes in exchange for working for Azerbaijan in the parliamentary assembly, and that in 2013 he played a key role in orchestrating the defeat of a highly critical report on the abuse of political prisoners in Azerbaijan. In 2021, Volontè was convicted of accepting bribes from Azerbaijani officials to water down critiques of the nation's human rights record, and he was sentenced by a court in Milan to four years in prison.
See also
CAHDI
Common European Framework of Reference for Languages
Conference of Specialised Ministers
Council of Europe Archives
The Europe Prize
European Anti-fraud Office
Film Award of the Council of Europe
Moneyval
International organisations in Europe, and co-ordinated organisations
List of Council of Europe treaties
List of linguistic rights in European constitutions
North–South Centre of the Council of Europe
Notes
Footnotes
References
Further reading
Dinan, Desmond. Europe Recast: A History of European Union (2nd ed. 2004). excerpt ; the excerpt covers the historiography
Gillingham, John. Coal, Steel, and the Rebirth of Europe, 1945–1955: The Germans and French from Ruhr Conflict to Economic Community (Cambridge UP, 2004).
Kopf, Susanne. Debating the European Union Transnationally: Wikipedians' Construction of the EU on a Wikipedia Talk Page (2001–2015). (PhD dissertation Lancaster University, 2018)online.
Moravcsik, Andrew. The Choice for Europe: Social Purpose and State Power from Messina to Maastricht (Cornell UP, 1998). . .
Stone, Dan. Goodbye to All That?: The Story of Europe Since 1945 (Oxford UP, 2014).
External links
General Agreement on Privileges and Immunities of the Council of Europe, Paris, 2 September 1949
1949 establishments in England
Councils
International organizations based in Europe
International organizations based in France
Organizations based in Strasbourg
Organizations established in 1949
Politics of Europe
United Nations General Assembly observers |
5866 | https://en.wikipedia.org/wiki/Council%20of%20the%20European%20Union | Council of the European Union | The Council of the European Union, often referred to in the treaties and other official documents simply as the Council, and informally known as the Council of Ministers, is the third of the seven Institutions of the European Union (EU) as listed in the Treaty on European Union. It is one of two legislative bodies and together with the European Parliament serves to amend and approve or veto the proposals of the European Commission, which holds the right of initiative.
The Council of the European Union and the European Council are the only EU institutions that are explicitly intergovernmental, that is, forums whose attendees express and represent the position of their Member State's executive, be they ambassadors, ministers or heads of state/government.
The Council meets in 10 different configurations of national ministers (one per state). The precise membership of these configurations varies according to the topic under consideration; for example, when discussing agricultural policy the Council is formed by the national ministers whose portfolio includes this policy area (with the related European Commissioners contributing but not voting).
Composition
The Presidency of the Council rotates every six months among the governments of EU member states, with the relevant ministers of the respective country holding the Presidency at any given time ensuring the smooth running of the meetings and setting the daily agenda. The continuity between presidencies is provided by an arrangement under which three successive presidencies, known as Presidency trios, share common political programmes. The Foreign Affairs Council (national foreign ministers) is however chaired by the Union's High Representative.
Its decisions are made by qualified majority voting in most areas, unanimity in others, or just simple majority for procedural issues. Usually where it operates unanimously, it only needs to consult the Parliament. However, in most areas the ordinary legislative procedure applies meaning both Council and Parliament share legislative and budgetary powers equally, meaning both have to agree for a proposal to pass. In a few limited areas the Council may initiate new EU law itself.
The General Secretariat of the Council of the European Union, also known as Council Secretariat, assists the Council of the European Union, the Presidency of the Council of the European Union, the European Council and the President of the European Council. The Secretariat is headed by the Secretary-General of the Council of the European Union. The Secretariat is divided into seven directorates-general, each administered by a director-general.
History
The Council first appeared in the European Coal and Steel Community (ECSC) as the "Special Council of Ministers", set up to counterbalance the High Authority (the supranational executive, now the Commission). The original Council had limited powers: issues relating only to coal and steel were in the Authority's domain, and the Council's consent was only required on decisions outside coal and steel. As a whole, the Council only scrutinised the High Authority (the executive). In 1957, the Treaties of Rome established two new communities, and with them two new Councils: the Council of the European Atomic Energy Community (EAEC) and the Council of the European Economic Community (EEC). However, due to objections over the supranational power of the Authority, their Councils had more powers; the new executive bodies were known as "Commissions".
In 1965, the Council was hit by the "empty chair crisis". Due to disagreements between French President Charles de Gaulle and the Commission's agriculture proposals, among other things, France boycotted all meetings of the Council. This halted the Council's work until the impasse was resolved the following year by the Luxembourg compromise. Although initiated by a gamble of the President of the Commission, Walter Hallstein, who later on lost the Presidency, the crisis exposed flaws in the Council's workings.
Under the Merger Treaty of 1967, the ECSC's Special Council of Ministers and the Council of the EAEC (together with their other independent institutions) were merged into the Council of the European Communities, which would act as a single Council for all three institutions. In 1993, the Council adopted the name 'Council of the European Union', following the establishment of the European Union by the Maastricht Treaty. That treaty strengthened the Council, with the addition of more intergovernmental elements in the three pillars system. However, at the same time the Parliament and Commission had been strengthened inside the Community pillar, curtailing the ability of the Council to act independently.
The Treaty of Lisbon abolished the pillar system and gave further powers to Parliament. It also merged the Council's High Representative with the Commission's foreign policy head, with this new figure chairing the foreign affairs Council rather than the rotating presidency. The European Council was declared a separate institution from the Council, also chaired by a permanent president, and the different Council configurations were mentioned in the treaties for the first time.
The development of the Council has been characterised by the rise in power of the Parliament, with which the Council has had to share its legislative powers. The Parliament has often provided opposition to the Council's wishes. This has in some cases led to clashes between both bodies with the Council's system of intergovernmentalism contradicting the developing parliamentary system and supranational principles.
Powers and functions
The primary purpose of the Council is to act as one of two vetoing bodies of the EU's legislative branch, the other being the European Parliament. Together they serve to amend, approve or disapprove the proposals of the European Commission, which has the sole power to propose laws. Jointly with the Parliament, the Council holds the budgetary power of the Union and has greater control than the Parliament over the more intergovernmental areas of the EU, such as foreign policy and macroeconomic co-ordination. Finally, before the entry into force of the Treaty of Lisbon, it formally held the executive power of the EU which it conferred upon the European Commission. It is considered by some to be equivalent to an upper house of the EU legislature, although it is not described as such in the treaties. The Council represents the executive governments of the EU's member states and is based in the Europa building in Brussels.
Legislative procedure
The EU's legislative authority is divided between the Council, the Parliament and the Commission. As the relationships and powers of these institutions have developed, various legislative procedures have been created for adopting laws. In early times, the avis facultatif maxim was: "The Commission proposes, and the Council disposes"; but now the vast majority of laws are subject to the ordinary legislative procedure, which works on the principle that consent from both the Council and Parliament are required before a law may be adopted.
Under this procedure, the Commission presents a proposal to Parliament and the Council. Following its first reading the Parliament may propose amendments. If the Council accepts these amendments then the legislation is approved. If it does not then it adopts a "common position" and submits that new version to the Parliament. At its second reading, if the Parliament approves the text or does not act, the text is adopted, otherwise the Parliament may propose further amendments to the Council's proposal. It may be rejected out right by an absolute majority of MEPs. If the Council still does not approve the Parliament's position, then the text is taken to a "Conciliation Committee" composed of the Council members plus an equal number of MEPs. If a Committee manages to adopt a joint text, it then has to be approved in a third reading by both the Council and Parliament or the proposal is abandoned.
The few other areas that operate the special legislative procedures are justice & home affairs, budget and taxation and certain aspects of other policy areas: such as the fiscal aspects of environmental policy. In these areas, the Council or Parliament decide law alone. The procedure used also depends upon which type of institutional act is being used. The strongest act is a regulation, an act or law which is directly applicable in its entirety. Then there are directives which bind members to certain goals which they must achieve, but they do this through their own laws and hence have room to manoeuvre in deciding upon them. A decision is an instrument which is focused at a particular person or group and is directly applicable. Institutions may also issue recommendations and opinions which are merely non-binding declarations.
The Council votes in one of three ways; unanimity, simple majority, or qualified majority. In most cases, the Council votes on issues by qualified majority voting, meaning that there must be a minimum of 55% of member states agreeing (at least 15) who together represent at least 65% of the EU population. A 'blocking minority' can only be formed by at least 4 member states representing at least 35% of the EU population.
Resolutions
Council resolutions have no legal effect. Usually the Council's intention is to set out future work foreseen in a specific policy area or to invite action by the Commission. If a resolution covers a policy area which is not entirely within an area of EU competency, the resolution will be issued as a "resolution of the Council and the representatives of the governments of the member states". Examples are the Council Resolution of 26 September 1989 on the development of subcontracting in the Community and the Council Resolution of 26 November 2001 on consumer credit and indebtedness.
Foreign affairs
The legal instruments used by the Council for the Common Foreign and Security Policy are different from the legislative acts. Under the CFSP they consist of "common positions", "joint actions", and "common strategies". Common positions relate to defining a European foreign policy towards a particular third-country such as the promotion of human rights and democracy in Myanmar, a region such as the stabilisation efforts in the African Great Lakes, or a certain issue such as support for the International Criminal Court. A common position, once agreed, is binding on all EU states who must follow and defend the policy, which is regularly revised. A joint action refers to a co-ordinated action of the states to deploy resources to achieve an objective, for example for mine clearing or to combat the spread of small arms. Common strategies defined an objective and commits the EUs resources to that task for four years.
Budgetary authority
The legislative branch officially holds the Union's budgetary authority. The EU's budget (which is around 155 billion euro) is subject to a form of the ordinary legislative procedure with a single reading giving Parliament power over the entire budget (prior to 2009, its influence was limited to certain areas) on an equal footing with the Council. If there is a disagreement between them, it is taken to a conciliation committee as it is for legislative proposals. But if the joint conciliation text is not approved, the Parliament may adopt the budget definitively. In addition to the budget, the Council coordinates the economic policy of members.
Organisation
The Council's rules of procedure contain the provisions necessary for its organisation and functioning.
Presidency
The Presidency of the Council is not a single post, but is held by a member state's government. Every six months the presidency rotates among the states, in an order predefined by the Council's members, allowing each state to preside over the body. From 2007, every three member states co-operate for their combined eighteen months on a common agenda, although only one formally holds the presidency for the normal six-month period. For example, the President for the second half of 2007, Portugal, was the second in a trio of states alongside Germany and Slovenia with whom Portugal had been co-operating. The Council meets in various configurations (as outlined below) so its membership changes depending upon the issue. The person chairing the Council will always be the member from the state holding the Presidency. A delegate from the following Presidency also assists the presiding member and may take over work if requested. The exception however is the foreign affairs council, which has been chaired by the High Representative since the entry into force of the Lisbon Treaty.
The role of the Presidency is administrative and political. On the administrative side it is responsible for procedures and organising the work of the Council during its term. This includes summoning the Council for meetings along with directing the work of COREPER and other committees and working groups. The political element is the role of successfully dealing with issues and mediating in the Council. In particular this includes setting the agenda of the council, hence giving the Presidency substantial influence in the work of the Council during its term. The Presidency also plays a major role in representing the Council within the EU and representing the EU internationally, for example at the United Nations.
Configurations
Legally speaking, the Council is a single entity (this means that technically any Council configuration can adopt decisions that fall within the remit of any other Council configuration) but it is in practice divided into several different council configurations (or ‘(con)formations’). Article 16(6) of the Treaty on European Union provides:
Each council configuration deals with a different functional area, for example agriculture and fisheries. In this formation, the council is composed of ministers from each state government who are responsible for this area: the agriculture and fisheries ministers. The chair of this council is held by the member from the state holding the presidency (see section above). Similarly, the Economic and Financial Affairs Council is composed of national finance ministers, and they are still one per state and the chair is held by the member coming from the presiding country. The Councils meet irregularly throughout the year except for the three major configurations (top three below) which meet once a month. , there are ten formations:
General Affairs (GAC) General affairs co-ordinates the work of the Council, prepares for European Council meetings and deals with issues crossing various council formations.
Foreign Affairs (FAC) Chaired by the High Representative, rather than the Presidency, it manages the CFSP, CSDP, trade and development co-operation. It sometimes meets in a defence configuration.
Economic and Financial Affairs (Ecofin) Composed of economics and finance ministers of the member states. It includes budgetary and eurozone matters via an informal group composed only of eurozone member ministers.
Agriculture and Fisheries (Agrifish) Composed of the agriculture and fisheries ministers of the member states. It considers matters concerning the Common Agricultural Policy, the Common Fisheries Policy, forestry, organic farming, food and feed safety, seeds, pesticides, and fisheries.
Justice and Home Affairs (JHA) This configuration brings together Justice ministers and Interior Ministers of the Member States. Includes civil protection.
Employment, Social Policy, Health and Consumer Affairs (EPSCO) Composed of employment, social protection, consumer protection, health and equal opportunities ministers.
Competitiveness (COMPET) Created in June 2002 through the merging of three previous configurations (Internal Market, Industry and Research). Depending on the items on the agenda, this formation is composed of ministers responsible for areas such as European affairs, industry, tourism and scientific research. With the entry into force of the Lisbon Treaty, the EU acquired competence in space matters, and space policy has been attributed to the Competitiveness Council.
Transport, Telecommunications and Energy (TTE) Created in June 2002, through the merging of three policies under one configuration, and with a composition varying according to the specific items on its agenda. This formation meets approximately once every two months.
Environment (ENV) Composed of environment ministers, who meet about four times a year.
Education, Youth, Culture and Sport (EYC) Composed of education, culture, youth, communications and sport ministers, who meet around three or four times a year. Includes audiovisual issues.
Complementing these, the Political and Security Committee (PSC) brings together ambassadors to monitor international situations and define policies within the CSDP, particularly in crises. The European Council is similar to a configuration of the Council and operates in a similar way, but is composed of the national leaders (heads of government or state) and has its own President, since 2019, Charles Michel. The body's purpose is to define the general "impetus" of the Union. The European Council deals with the major issues such as the appointment of the President of the European Commission who takes part in the body's meetings.
Ecofin's Eurozone component, the Euro group, is also a formal group with its own President. Its European Council counterpart is the Euro summit formalized in 2011 and the TSCG.
Following the entry into force of a framework agreement between the EU and ESA there is a Space Council configuration—a joint and concomitant meeting of the EU Council and of the ESA Council at ministerial level dealing with the implementation of the ESP adopted by both organisations.
Administration
The General Secretariat of the Council provides the continuous infrastructure of the Council, carrying out preparation for meetings, draft reports, translation, records, documents, agendas and assisting the presidency. The Secretary General of the Council is head of the Secretariat. The Secretariat is divided into seven directorates-general, each administered by a director-general.
The Committee of Permanent Representatives (COREPER) is a body composed of representatives from the states (ambassadors, civil servants etc.) who meet each week to prepare the work and tasks of the Council. It monitors and co-ordinates work and deals with the Parliament on co-decision legislation. It is divided into two groups of the representatives (Coreper II) and their deputies (Coreper I). Agriculture is dealt with separately by the Special Committee on Agriculture (SCA). The numerous working groups submit their reports to the Council through Coreper or SCA.
Governments represented in the Council
The Treaty of Lisbon mandated a change in voting system from 1 November 2014 for most cases to double majority Qualified Majority Voting, replacing the voting weights system. Decisions made by the council have to be taken by 55% of member states representing at least 65% of the EU's population.
Almost all members of the Council are members of a political party at national level, and most of these are members of a European-level political party. However the Council is composed to represent the Member States rather than political parties and the nature of coalition governments in a number of states means that party breakdown at different configuration of the Council vary depending on which domestic party was assigned the portfolio. However, the broad ideological alignment of the government in each state does influence the nature of the law the Council produces and the extent to which the link between domestic parties puts pressure on the members in the European Parliament to vote a certain way.
Location
By a decision of the European Council at Edinburgh in December 1992, the Council has its seat in Brussels but in April, June, and October, it holds its meetings in Luxembourg City. Between 1952 and 1967, the ECSC Council held its Luxembourg City meetings in the Cercle Municipal on Place d’Armes. Its secretariat moved on numerous occasions but between 1955 and 1967 it was housed in the Verlorenkost district of the city. In 1957, with the creation of two new Communities with their own Councils, discretion on location was given to the current Presidency. In practice this was to be in the Château of Val-Duchesse until the autumn of 1958, at which point it moved to 2 Rue Ravensteinstraat in Brussels.
The 1965 agreement (finalised by the Edinburgh agreement and annexed to the treaties) on the location of the newly merged institutions, the Council was to be in Brussels but would meet in Luxembourg City during April, June, and October. The ECSC secretariat moved from Luxembourg City to the merged body Council secretariat in the Ravenstein building of Brussels. In 1971 the Council and its secretariat moved into the Charlemagne building, next to the Commission's Berlaymont, but the Council rapidly ran out of space and administrative branch of the Secretariat moved to a building at 76 Rue Joseph II/Jozef II-straat and during the 1980s the language divisions moved out into the Nerviens, Frère Orban, and Guimard buildings.
In 1995, the Council moved into the Justus Lipsius building, across the road from Charlemagne. However, its staff was still increasing, so it continued to rent the Frère Orban building to house the Finnish and Swedish language divisions. Staff continued to increase and the Council rented, in addition to owning Justus Lipsius, the Kortenberg, Froissart, Espace Rolin, and Woluwe Heights buildings. Since acquiring the Lex building in 2008, the three aforementioned buildings are no longer in use by the Council services.
When the Council is meeting in Luxembourg City, it meets in the Kirchberg Conference Centre, and its offices are based at the European Centre on the plateau du Kirchberg. The Council has also met occasionally in Strasbourg, in various other cities, and also outside the Union: for example in 1974 when it met in Tokyo and Washington, D. C. while trade and energy talks were taking place. Under the Council's present rules of procedures the Council can, in extraordinary circumstances, hold one of its meetings outside Brussels and Luxembourg.
From 2017, both the Council of the European Union and the European Council adopted the purpose built Europa building as their official headquarters, although they continue to utilise the facilities afforded by the adjacent Justus Lipsius building. The focal point of the new building, the distinctive multi-storey "lantern" shaped structure in which the main meeting room is located, is utilised in both EU institutions' new official logos.
See also
Comparisons with other institutions
Notes
References
External links
Official Council website – Europa
About the Council
Council configurations
Live broadcast
PRADO – The Council of the European Union Public Register of Authentic Travel and ID Documents Online
Access to documents of the EU Council on EUR-Lex
Council of the European Union – European NAvigator
Archival material concerning the Council of the European Union can be consulted at the Historical Archives of the European Union in Florence
Institutions of the European Union
Supranational legislatures
Organisations based in Brussels
Politics of the European Union
Intergovernmental organizations
International organisations based in Belgium |
5876 | https://en.wikipedia.org/wiki/Coronary%20artery%20disease | Coronary artery disease | Coronary artery disease (CAD), also called coronary heart disease (CHD), ischemic heart disease (IHD), myocardial ischemia, or simply heart disease, involves the reduction of blood flow to the heart muscle due to build-up of atherosclerotic plaque in the arteries of the heart. It is the most common of the cardiovascular diseases. Types include stable angina, unstable angina, and myocardial infarction. A common symptom is chest pain or discomfort which may travel into the shoulder, arm, back, neck, or jaw. Occasionally it may feel like heartburn. Usually symptoms occur with exercise or emotional stress, last less than a few minutes, and improve with rest. Shortness of breath may also occur and sometimes no symptoms are present. In many cases, the first sign is a heart attack. Other complications include heart failure or an abnormal heartbeat.
Risk factors include high blood pressure, smoking, diabetes, lack of exercise, obesity, high blood cholesterol, poor diet, depression, and excessive alcohol consumption. A number of tests may help with diagnoses including: electrocardiogram, cardiac stress testing, coronary computed tomographic angiography, and coronary angiogram, among others.
Ways to reduce CAD risk include eating a healthy diet, regularly exercising, maintaining a healthy weight, and not smoking. Medications for diabetes, high cholesterol, or high blood pressure are sometimes used. There is limited evidence for screening people who are at low risk and do not have symptoms. Treatment involves the same measures as prevention. Additional medications such as antiplatelets (including aspirin), beta blockers, or nitroglycerin may be recommended. Procedures such as percutaneous coronary intervention (PCI) or coronary artery bypass surgery (CABG) may be used in severe disease. In those with stable CAD it is unclear if PCI or CABG in addition to the other treatments improves life expectancy or decreases heart attack risk.
In 2015, CAD affected 110 million people and resulted in 8.9 million deaths. It makes up 15.6% of all deaths, making it the most common cause of death globally. The risk of death from CAD for a given age decreased between 1980 and 2010, especially in developed countries. The number of cases of CAD for a given age also decreased between 1990 and 2010. In the United States in 2010, about 20% of those over 65 had CAD, while it was present in 7% of those 45 to 64, and 1.3% of those 18 to 45; rates were higher among men than women of a given age.
Signs and symptoms
The most common symptom is chest pain or discomfort that occurs regularly with activity, after eating, or at other predictable times; this phenomenon is termed stable angina and is associated with narrowing of the arteries of the heart. Angina also includes chest tightness, heaviness, pressure, numbness, fullness, or squeezing. Angina that changes in intensity, character or frequency is termed unstable. Unstable angina may precede myocardial infarction. In adults who go to the emergency department with an unclear cause of pain, about 30% have pain due to coronary artery disease. Angina, shortness of breath, sweating, nausea or vomiting, and lightheadedness are signs of a heart attack, or myocardial infarction, and immediate emergency medical services are crucial.
With advanced disease, the narrowing of coronary arteries reduces the supply of oxygen-rich blood flowing to the heart, which becomes more pronounced during strenuous activities during which the heart beats faster. For some, this causes severe symptoms, while others experience no symptoms at all.
Symptoms in women
Symptoms in women can differ from those in men, and the most common symptom reported by women of all races is shortness of breath. Other symptoms more commonly reported by women than men are extreme fatigue, sleep disturbances, indigestion, and anxiety. However, some women do experience irregular heartbeat, dizziness, sweating, and nausea. Burning, pain, or pressure in the chest or upper abdomen that can travel to the arm or jaw can also be experienced in women, but it is less commonly reported by women than men. On average, women experience symptoms 10 years later than men. Women are less likely to recognize symptoms and seek treatment.
Risk factors
Coronary artery disease is characterized by heart problems that result from atherosclerosis. Atherosclerosis is a type of arteriosclerosis which is the "chronic inflammation of the arteries which causes them to harden and accumulate cholesterol plaques (atheromatous plaques) on the artery walls". CAD has a number of well determined risk factors that contribute to atherosclerosis. These risk factors for CAD include "smoking, diabetes, high blood pressure (hypertension), abnormal (high) amounts of cholesterol and other fat in the blood (dyslipidemia), type 2 diabetes and being overweight or obese (having excess body fat)" due to lack of exercise and a poor diet. Some other risk factors include high blood pressure, smoking, diabetes, lack of exercise, obesity, high blood cholesterol, poor diet, depression, family history, psychological stress and excessive alcohol. About half of cases are linked to genetics. Smoking and obesity are associated with about 36% and 20% of cases, respectively. Smoking just one cigarette per day about doubles the risk of CAD. Lack of exercise has been linked to 7–12% of cases. Exposure to the herbicide Agent Orange may increase risk. Rheumatologic diseases such as rheumatoid arthritis, systemic lupus erythematosus, psoriasis, and psoriatic arthritis are independent risk factors as well.
Job stress appears to play a minor role accounting for about 3% of cases. In one study, women who were free of stress from work life saw an increase in the diameter of their blood vessels, leading to decreased progression of atherosclerosis. In contrast, women who had high levels of work-related stress experienced a decrease in the diameter of their blood vessels and significantly increased disease progression. Having a type A behavior pattern, a group of personality characteristics including time urgency, competitiveness, hostility, and impatience, is linked to an increased risk of coronary disease.
Blood fats
The consumption of different types of fats including trans unsaturated, saturated and trans in a diet "influences the level of cholesterol that is present in the bloodstream". Unsaturated fats originate from plant sources (such as oils). There are two types of unsaturated fats, cis and trans isomers. Cis unsaturated fats are bent in molecular structure and trans are linear in structure. Saturated fats originate from animal sources (such as animal fats) and are also molecularly linear in structure. The linear configurations of unsaturated trans and saturated fats allow them to easily accumulate and stack at the arterial walls when consumed in high amounts (and other positive measures towards physical health are not met).
Fats and cholesterol are insoluble in blood and thus are amalgamated with proteins to form lipoproteins for transport. Low density lipoproteins (LDL) transport cholesterol from the liver to the rest of the body and therefore raise blood cholesterol levels. The consumption of "saturated fats increases LDL levels within the body, thus raising blood cholesterol levels".
High density lipoproteins (HDL) are considered 'good' lipoproteins as they search for excess cholesterol in the body and transport it back to the liver for disposal. Trans fats also "increase LDL levels whilst decreasing HDL levels within the body, significantly raising blood cholesterol levels".
High levels of cholesterol in the bloodstream lead to atherosclerosis. With increased levels of LDL in the bloodstream, "LDL particles will form deposits and accumulate within the arterial walls, which will lead to the development of plaques, restricting blood flow". The resultant reduction in the heart's blood supply due to atherosclerosis in coronary arteries "causes shortness of breath, angina pectoris (chest pains that are usually relieved by rest), and potentially fatal heart attacks (myocardial infarctions)".
Genetics
The heritability of coronary artery disease has been estimated between 40% and 60%. Genome-wide association studies have identified over 160 genetic susceptibility loci for coronary artery disease.
Transcriptome
Transcripts associated with CAD (TRACs) - FoxP1, ICOSLG, IKZF4/Eos, SMYD3, TRIM28, and TCF3/E2A that are likely markers of regulatory T cells (Treg), consistent with known reductions in Tregs in CAD.
The RNA changes are mostly related to ciliary and endocytic transcripts, which in the circulating immune system would be related to the immune synapse. The immune synapse is the contact-dependent mode of communication between T cells and B cells, on one side, and a variety of antigen-presenting and immunomodulating cells on the other side. One of the most differentially expressed genes, fibromodulin (FMOD, increased 2.8-fold in CAD). Several other regulated transcripts encode for proteins related to the structure and function of the immune synapse. Nebulette, the most down-regulated transcript (2.4-fold), is an important 'cytolinker' that connects actin and desmin to facilitate cytoskeletal function and vesicular movement. The endocytic pathway is further modulated by changes in tubulin, which is a key microtubule protein, and fidgetin, which is a tubulin-severing enzyme that is a GWAS marker for CV risk. Protein recycling would be modulated by changes in the proteasomal regulator SIAH3, and the ubiquitin ligase MARCHF10. On the ciliary aspect of the immune synapse, several of the modulated transcripts are related to ciliary length and function. Steriocilin (STRC) has been studied principally in outer sensory hair cells, and mutations lead to deafness. Steriocilin is a partner to mesothelin (MSN), a related super-helical protein, whose transcript is also modulated in CAD. Likewise, DCDC2, a double-cortin protein, is a known modulator of ciliary length. In the signaling pathways of the immune synapse, there were numerous transcripts that related directly to T cell function and the control of differentiation. Butyrophilin (BTN1A1) is a known co-regulator for T cell activation. Fibromodulin is a well-known modulator of the TGF-beta signaling pathway, which is a primary determinant of Tre differentiation. Further impact on the TGF-beta pathway is reflected in concurrent changes in the BMP receptor 1B RNA (BMPR1B), because the bone morphogenic proteins are members of the TGF-beta superfamily, and likewise impact Treg differentiation. As noted, several of the transcripts (TMEM98, NRCAM, SFRP5, SHISA2) are known elements of the Wnt signaling pathway, which is major determinant of Treg differentiation.
Other
Endometriosis in women under the age of 40.
Depression and hostility appear to be risks.
The number of categories of adverse childhood experiences (psychological, physical, or sexual abuse; violence against mother; or living with household members who used substances, mentally ill, suicidal, or incarcerated) showed a graded correlation with the presence of adult diseases including coronary artery (ischemic heart) disease.
Hemostatic factors: High levels of fibrinogen and coagulation factor VII are associated with an increased risk of CAD.
Low hemoglobin.
In the Asian population, the b fibrinogen gene G-455A polymorphism was associated with the risk of CAD.
Patient-specific vessel ageing or remodelling determines endothelial cell behaviour and thus disease growth and progression. Such 'hemodynamic markers' are thus patient-specific risk surrogates.
Pathophysiology
Limitation of blood flow to the heart causes ischemia (cell starvation secondary to a lack of oxygen) of the heart's muscle cells. The heart's muscle cells may die from lack of oxygen and this is called a myocardial infarction (commonly referred to as a heart attack). It leads to damage, death, and eventual scarring of the heart muscle without regrowth of heart muscle cells. Chronic high-grade narrowing of the coronary arteries can induce transient ischemia which leads to the induction of a ventricular arrhythmia, which may terminate into a dangerous heart rhythm known as ventricular fibrillation, which often leads to death.
Typically, coronary artery disease occurs when part of the smooth, elastic lining inside a coronary artery (the arteries that supply blood to the heart muscle) develops atherosclerosis. With atherosclerosis, the artery's lining becomes hardened, stiffened, and accumulates deposits of calcium, fatty lipids, and abnormal inflammatory cells – to form a plaque. Calcium phosphate (hydroxyapatite) deposits in the muscular layer of the blood vessels appear to play a significant role in stiffening the arteries and inducing the early phase of coronary arteriosclerosis. This can be seen in a so-called metastatic mechanism of calciphylaxis as it occurs in chronic kidney disease and hemodialysis. Although these people have kidney dysfunction, almost fifty percent of them die due to coronary artery disease. Plaques can be thought of as large "pimples" that protrude into the channel of an artery, causing partial obstruction to blood flow. People with coronary artery disease might have just one or two plaques, or might have dozens distributed throughout their coronary arteries. A more severe form is chronic total occlusion (CTO) when a coronary artery is completely obstructed for more than 3 months.
Microvascular angina is chest pain (angina pectoris) and chest discomfort in people who do not show signs of blockages in the larger coronary arteries of their hearts when an angiogram (coronary angiogram) is being performed.
The exact cause of microvascular angina is unknown. Explanations include microvascular dysfunction or epicardial atherosclerosis. For reasons that are not well understood, women are more likely than men to have it; however, hormones and other risk factors unique to women may play a role.
Diagnosis
For symptomatic people, stress echocardiography can be used to make a diagnosis for obstructive coronary artery disease. The use of echocardiography, stress cardiac imaging, and/or advanced non-invasive imaging is not recommended on individuals who are exhibiting no symptoms and are otherwise at low risk for developing coronary disease.
The diagnosis of microvascular angina (previously known as cardiac syndrome X – the rare coronary artery disease that is more common in women, as mentioned, is a diagnosis of exclusion. Therefore, usually, the same tests are used as in any person with the suspected of having coronary artery disease:
Baseline electrocardiography (ECG)
Exercise ECG – Stress test
Exercise radioisotope test (nuclear stress test, myocardial scintigraphy)
Echocardiography (including stress echocardiography)
Coronary angiography
Intravascular ultrasound
Magnetic resonance imaging (MRI)
The diagnosis of coronary disease underlying particular symptoms depends largely on the nature of the symptoms. The first investigation is an electrocardiogram (ECG/EKG), both for stable angina and acute coronary syndrome. An X-ray of the chest and blood tests may be performed.
Stable angina
Stable angina is the most common form of ischemic heart disease, and is associated with reduced quality of life and increased mortality. It is caused by epicardial coronary stenosis which results in reduced blood flow and oxygen supply to the myocardium.
Stable angina is characterized as short-term chest pain during physical exertion caused by an imbalance between myocardial oxygen supply and metabolic oxygen demand. Various forms of cardiac stress tests may be used to induce both symptoms and detect changes by way of electrocardiography (using an ECG), echocardiography (using ultrasound of the heart) or scintigraphy (using uptake of radionuclide by the heart muscle). If part of the heart seems to receive an insufficient blood supply, coronary angiography may be used to identify stenosis of the coronary arteries and suitability for angioplasty or bypass surgery.
In minor to moderate cases, nitroglycerine may be used to alleviate acute symptoms of stable angina or may be used immediately prior to exertion to prevent the onset of angina. Sublingual nitroglycerine is most commonly used to provide rapid relief for acute angina attacks and as a complement to anti-anginal treatments in patients with refractory and recurrent angina. When nitroglycerine enters the bloodstream, it forms free radical nitric oxide, or NO, which activates guanylate cyclase and in turn stimulates the release of cyclic GMP. This molecular signaling stimulates smooth muscle relaxation, ultimately resulting in vasodilation and consequently improved blood flow to regions of the heart affected by atherosclerotic plaque.
Stable coronary artery disease (SCAD) is also often called stable ischemic heart disease (SIHD). A 2015 monograph explains that "Regardless of the nomenclature, stable angina is the chief manifestation of SIHD or SCAD." There are U.S. and European clinical practice guidelines for SIHD/SCAD.
Acute coronary syndrome
Diagnosis of acute coronary syndrome generally takes place in the emergency department, where ECGs may be performed sequentially to identify "evolving changes" (indicating ongoing damage to the heart muscle). Diagnosis is clear-cut if ECGs show elevation of the "ST segment", which in the context of severe typical chest pain is strongly indicative of an acute myocardial infarction (MI); this is termed a STEMI (ST-elevation MI) and is treated as an emergency with either urgent coronary angiography and percutaneous coronary intervention (angioplasty with or without stent insertion) or with thrombolysis ("clot buster" medication), whichever is available. In the absence of ST-segment elevation, heart damage is detected by cardiac markers (blood tests that identify heart muscle damage). If there is evidence of damage (infarction), the chest pain is attributed to a "non-ST elevation MI" (NSTEMI). If there is no evidence of damage, the term "unstable angina" is used. This process usually necessitates hospital admission and close observation on a coronary care unit for possible complications (such as cardiac arrhythmias – irregularities in the heart rate). Depending on the risk assessment, stress testing or angiography may be used to identify and treat coronary artery disease in patients who have had an NSTEMI or unstable angina.
Risk assessment
There are various risk assessment systems for determining the risk of coronary artery disease, with various emphasis on different variables above. A notable example is Framingham Score, used in the Framingham Heart Study. It is mainly based on age, gender, diabetes, total cholesterol, HDL cholesterol, tobacco smoking, and systolic blood pressure. When it comes to predicting risk in younger adults (18–39 years old), Framingham Risk Score remains below 10-12% for all deciles of baseline-predicted risk.
Polygenic score is another way of risk assessment. In one study the relative risk of incident coronary events was 91% higher among participants at high genetic risk than among those at low genetic risk.
Prevention
Up to 90% of cardiovascular disease may be preventable if established risk factors are avoided. Prevention involves adequate physical exercise, decreasing obesity, treating high blood pressure, eating a healthy diet, decreasing cholesterol levels, and stopping smoking. Medications and exercise are roughly equally effective. High levels of physical activity reduce the risk of coronary artery disease by about 25%. Life's Essential 8 are the key measures for improving and maintaining cardiovascular health, as defined by the American Heart Association. AHA added sleep as a factor influencing heart health in 2022.
Most guidelines recommend combining these preventive strategies. A 2015 Cochrane Review found some evidence that counseling and education to bring about behavioral change might help in high-risk groups. However, there was insufficient evidence to show an effect on mortality or actual cardiovascular events.
In diabetes mellitus, there is little evidence that very tight blood sugar control improves cardiac risk although improved sugar control appears to decrease other problems such as kidney failure and blindness.
Diet
A diet high in fruits and vegetables decreases the risk of cardiovascular disease and death. Vegetarians have a lower risk of heart disease, possibly due to their greater consumption of fruits and vegetables. Evidence also suggests that the Mediterranean diet and a high fiber diet lower the risk.
The consumption of trans fat (commonly found in hydrogenated products such as margarine) has been shown to cause a precursor to atherosclerosis and increase the risk of coronary artery disease.
Evidence does not support a beneficial role for omega-3 fatty acid supplementation in preventing cardiovascular disease (including myocardial infarction and sudden cardiac death). There is tentative evidence that intake of menaquinone (Vitamin K2), but not phylloquinone (Vitamin K1), may reduce the risk of CAD mortality.
Secondary prevention
Secondary prevention is preventing further sequelae of already established disease. Effective lifestyle changes include:
Weight control
Smoking cessation
Avoiding the consumption of trans fats (in partially hydrogenated oils)
Decreasing psychosocial stress
Exercise
Aerobic exercise, like walking, jogging, or swimming, can reduce the risk of mortality from coronary artery disease. Aerobic exercise can help decrease blood pressure and the amount of blood cholesterol (LDL) over time. It also increases HDL cholesterol.
Although exercise is beneficial, it is unclear whether doctors should spend time counseling patients to exercise. The U.S. Preventive Services Task Force found "insufficient evidence" to recommend that doctors counsel patients on exercise but "it did not review the evidence for the effectiveness of physical activity to reduce chronic disease, morbidity, and mortality", only the effectiveness of counseling itself. The American Heart Association, based on a non-systematic review, recommends that doctors counsel patients on exercise.
Psychological symptoms are common in people with CHD, and while many psychological treatments may be offered following cardiac events, there is no evidence that they change mortality, the risk of revascularization procedures, or the rate of non-fatal myocardial infarction.
Antibiotics for secondary prevention of coronary heart disease
Antibiotics may help patients with coronary disease to reduce the risk of heart attacks and strokes. However, the latest evidence suggests that antibiotics for secondary prevention of coronary heart disease are harmful with increased mortality and occurrence of stroke. So, the use of antibiotics is not currently supported for preventing secondary coronary heart disease.
Neuropsychological Assessment
A thorough systematic review found that indeed there is a link between a CHD condition and brain dysfunction in women. Consequently, since research is showing that cardiovascular diseases, like CHD, can play a role as a precursor for dementia, like Alzheimer's disease, individuals with CHD should have a neuropsychological assessment.
Treatment
There are a number of treatment options for coronary artery disease:
Lifestyle changes
Medical treatment – commonly prescribed drugs (e.g., cholesterol lowering medications, beta-blockers, nitroglycerin, calcium channel blockers, etc.);
Coronary interventions as angioplasty and coronary stent;
Coronary artery bypass grafting (CABG)
Medications
Statins, which reduce cholesterol, reduce the risk of coronary artery disease
Nitroglycerin
Calcium channel blockers and/or beta-blockers
Antiplatelet drugs such as aspirin
It is recommended that blood pressure typically be reduced to less than 140/90 mmHg. The diastolic blood pressure however should not be lower than 60 mmHg. Beta blockers are recommended first line for this use.
Aspirin
In those with no previous history of heart disease, aspirin decreases the risk of a myocardial infarction but does not change the overall risk of death. Aspirin therapy to prevent heart disease is thus recommended only in adults who are at increased risk for cardiovascular events, which may include postmenopausal women, men above 40, and younger people with risk factors for coronary heart disease, including high blood pressure, a family history of heart disease, or diabetes. The benefits outweigh the harms most favorably in people at high risk for a cardiovascular event, where high risk is defined as at least a 3% chance over a five-year period, but others with lower risk may still find the potential benefits worth the associated risks.
Anti-platelet therapy
Clopidogrel plus aspirin (dual anti-platelet therapy) reduces cardiovascular events more than aspirin alone in those with a STEMI. In others at high risk but not having an acute event, the evidence is weak. Specifically, its use does not change the risk of death in this group. In those who have had a stent, more than 12 months of clopidogrel plus aspirin does not affect the risk of death.
Surgery
Revascularization for acute coronary syndrome has a mortality benefit. Percutaneous revascularization for stable ischaemic heart disease does not appear to have benefits over medical therapy alone. In those with disease in more than one artery, coronary artery bypass grafts appear better than percutaneous coronary interventions. Newer "anaortic" or no-touch off-pump coronary artery revascularization techniques have shown reduced postoperative stroke rates comparable to percutaneous coronary intervention. Hybrid coronary revascularization has also been shown to be a safe and feasible procedure that may offer some advantages over conventional CABG though it is more expensive.
Epidemiology
As of 2010, CAD was the leading cause of death globally resulting in over 7 million deaths. This increased from 5.2 million deaths from CAD worldwide in 1990. It may affect individuals at any age but becomes dramatically more common at progressively older ages, with approximately a tripling with each decade of life. Males are affected more often than females.
It is estimated that 60% of the world's cardiovascular disease burden will occur in the South Asian subcontinent despite only accounting for 20% of the world's population. This may be secondary to a combination of genetic predisposition and environmental factors. Organizations such as the Indian Heart Association are working with the World Heart Federation to raise awareness about this issue.
Coronary artery disease is the leading cause of death for both men and women and accounts for approximately 600,000 deaths in the United States every year. According to present trends in the United States, half of healthy 40-year-old men will develop CAD in the future, and one in three healthy 40-year-old women. It is the most common reason for death of men and women over 20 years of age in the United States.
After analysing data from 2 111 882 patients, the recent meta-analysis revealed that the incidence of coronary artery diseases in breast cancer survicors was 4.29 (95% CI 3.09-5.94) per 1000 person-years.
Society and culture
Names
Other terms sometimes used for this condition are "hardening of the arteries" and "narrowing of the arteries". In Latin it is known as morbus ischaemicus cordis (MIC).
Support groups
The Infarct Combat Project (ICP) is an international nonprofit organization founded in 1998 which tries to decrease ischemic heart diseases through education and research.
Industry influence on research
In 2016 research into the archives of the Sugar Association, the trade association for the sugar industry in the US, had sponsored an influential literature review published in 1965 in the New England Journal of Medicine that downplayed early findings about the role of a diet heavy in sugar in the development of CAD and emphasized the role of fat; that review influenced decades of research funding and guidance on healthy eating.
Research
Research efforts are focused on new angiogenic treatment modalities and various (adult) stem-cell therapies. A region on chromosome 17 was confined to families with multiple cases of myocardial infarction. Other genome-wide studies have identified a firm risk variant on chromosome 9 (9p21.3). However, these and other loci are found in intergenic segments and need further research in understanding how the phenotype is affected.
A more controversial link is that between Chlamydophila pneumoniae infection and atherosclerosis. While this intracellular organism has been demonstrated in atherosclerotic plaques, evidence is inconclusive as to whether it can be considered a causative factor. Treatment with antibiotics in patients with proven atherosclerosis has not demonstrated a decreased risk of heart attacks or other coronary vascular diseases.
Myeloperoxidase has been proposed as a biomarker.
Plant-based nutrition has been suggested as a way to reverse coronary artery disease, but strong evidence is still lacking for claims of potential benefits.
Several immunosuppressive drugs targeting the chronic inflammation in coronary artery disease have been tested.
References
External links
Risk Assessment of having a heart attack or dying of coronary artery disease, from the American Heart Association.
Aging-associated diseases
Heart diseases
Ischemic heart diseases
Wikipedia medicine articles ready to translate
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5879 | https://en.wikipedia.org/wiki/Caesium | Caesium | Caesium (IUPAC spelling; cesium in American English) is a chemical element with the symbol Cs and atomic number 55. It is a soft, silvery-golden alkali metal with a melting point of , which makes it one of only five elemental metals that are liquid at or near room temperature. Caesium has physical and chemical properties similar to those of rubidium and potassium. It is pyrophoric and reacts with water even at . It is the least electronegative element, with a value of 0.79 on the Pauling scale. It has only one stable isotope, caesium-133. Caesium is mined mostly from pollucite. Caesium-137, a fission product, is extracted from waste produced by nuclear reactors. It has the largest atomic radius of all elements whose radii have been measured or calculated, at about 260 picometers.
The German chemist Robert Bunsen and physicist Gustav Kirchhoff discovered caesium in 1860 by the newly developed method of flame spectroscopy. The first small-scale applications for caesium were as a "getter" in vacuum tubes and in photoelectric cells. In 1967, acting on Einstein's proof that the speed of light is the most-constant dimension in the universe, the International System of Units used two specific wave counts from an emission spectrum of caesium-133 to co-define the second and the metre. Since then, caesium has been widely used in highly accurate atomic clocks.
Since the 1990s, the largest application of the element has been as caesium formate for drilling fluids, but it has a range of applications in the production of electricity, in electronics, and in chemistry. The radioactive isotope caesium-137 has a half-life of about 30 years and is used in medical applications, industrial gauges, and hydrology. Nonradioactive caesium compounds are only mildly toxic, but the pure metal's tendency to react explosively with water means that caesium is considered a hazardous material, and the radioisotopes present a significant health and environmental hazard.
Characteristics
Physical properties
Of all elements that are solid at room temperature, caesium is the softest: it has a hardness of 0.2 Mohs. It is a very ductile, pale metal, which darkens in the presence of trace amounts of oxygen. When in the presence of mineral oil (where it is best kept during transport), it loses its metallic lustre and takes on a duller, grey appearance. It has a melting point of , making it one of the few elemental metals that are liquid near room temperature. Mercury is the only stable elemental metal with a known melting point lower than caesium. In addition, the metal has a rather low boiling point, , the lowest of all metals other than mercury. Its compounds burn with a blue or violet colour.
Caesium forms alloys with the other alkali metals, gold, and mercury (amalgams). At temperatures below , it does not alloy with cobalt, iron, molybdenum, nickel, platinum, tantalum, or tungsten. It forms well-defined intermetallic compounds with antimony, gallium, indium, and thorium, which are photosensitive. It mixes with all the other alkali metals (except lithium); the alloy with a molar distribution of 41% caesium, 47% potassium, and 12% sodium has the lowest melting point of any known metal alloy, at . A few amalgams have been studied: is black with a purple metallic lustre, while CsHg is golden-coloured, also with a metallic lustre.
The golden colour of caesium comes from the decreasing frequency of light required to excite electrons of the alkali metals as the group is descended. For lithium through rubidium this frequency is in the ultraviolet, but for caesium it enters the blue–violet end of the spectrum; in other words, the plasmonic frequency of the alkali metals becomes lower from lithium to caesium. Thus caesium transmits and partially absorbs violet light preferentially while other colours (having lower frequency) are reflected; hence it appears yellowish.
Chemical properties
Caesium metal is highly reactive and pyrophoric. It ignites spontaneously in air, and reacts explosively with water even at low temperatures, more so than the other alkali metals. It reacts with ice at temperatures as low as . Because of this high reactivity, caesium metal is classified as a hazardous material. It is stored and shipped in dry, saturated hydrocarbons such as mineral oil. It can be handled only under inert gas, such as argon. However, a caesium-water explosion is often less powerful than a sodium-water explosion with a similar amount of sodium. This is because caesium explodes instantly upon contact with water, leaving little time for hydrogen to accumulate. Caesium can be stored in vacuum-sealed borosilicate glass ampoules. In quantities of more than about , caesium is shipped in hermetically sealed, stainless steel containers.
The chemistry of caesium is similar to that of other alkali metals, in particular rubidium, the element above caesium in the periodic table. As expected for an alkali metal, the only common oxidation state is +1. Some slight differences arise from the fact that it has a higher atomic mass and is more electropositive than other (nonradioactive) alkali metals. Caesium is the most electropositive chemical element. The caesium ion is also larger and less "hard" than those of the lighter alkali metals.
Compounds
Most caesium compounds contain the element as the cation , which binds ionically to a wide variety of anions. One noteworthy exception is the caeside anion (), and others are the several suboxides (see section on oxides below). More recently, caesium is predicted to behave as a p-block element and capable of forming higher fluorides with higher oxidation states (i.e., CsFn with n > 1) under high pressure. This prediction needs to be validated by further experiments.
Salts of Cs+ are usually colourless unless the anion itself is coloured. Many of the simple salts are hygroscopic, but less so than the corresponding salts of lighter alkali metals. The phosphate, acetate, carbonate, halides, oxide, nitrate, and sulfate salts are water-soluble. Its double salts are often less soluble, and the low solubility of caesium aluminium sulfate is exploited in refining Cs from ores. The double salts with antimony (such as ), bismuth, cadmium, copper, iron, and lead are also poorly soluble.
Caesium hydroxide (CsOH) is hygroscopic and strongly basic. It rapidly etches the surface of semiconductors such as silicon. CsOH has been previously regarded by chemists as the "strongest base", reflecting the relatively weak attraction between the large Cs+ ion and OH−; it is indeed the strongest Arrhenius base; however, a number of compounds such as n-butyllithium, sodium amide, sodium hydride, caesium hydride, etc., which cannot be dissolved in water as reacting violently with it but rather only used in some anhydrous polar aprotic solvents, are far more basic on the basis of the Brønsted–Lowry acid–base theory.
A stoichiometric mixture of caesium and gold will react to form yellow caesium auride (Cs+Au−) upon heating. The auride anion here behaves as a pseudohalogen. The compound reacts violently with water, yielding caesium hydroxide, metallic gold, and hydrogen gas; in liquid ammonia it can be reacted with a caesium-specific ion exchange resin to produce tetramethylammonium auride. The analogous platinum compound, red caesium platinide (), contains the platinide ion that behaves as a .
Complexes
Like all metal cations, Cs+ forms complexes with Lewis bases in solution. Because of its large size, Cs+ usually adopts coordination numbers greater than 6, the number typical for the smaller alkali metal cations. This difference is apparent in the 8-coordination of CsCl. This high coordination number and softness (tendency to form covalent bonds) are properties exploited in separating Cs+ from other cations in the remediation of nuclear wastes, where 137Cs+ must be separated from large amounts of nonradioactive K+.
Halides
Caesium fluoride (CsF) is a hygroscopic white solid that is widely used in organofluorine chemistry as a source of fluoride anions. Caesium fluoride has the halite structure, which means that the Cs+ and F− pack in a cubic closest packed array as do Na+ and Cl− in sodium chloride. Notably, caesium and fluorine have the lowest and highest electronegativities, respectively, among all the known elements.
Caesium chloride (CsCl) crystallizes in the simple cubic crystal system. Also called the "caesium chloride structure", this structural motif is composed of a primitive cubic lattice with a two-atom basis, each with an eightfold coordination; the chloride atoms lie upon the lattice points at the edges of the cube, while the caesium atoms lie in the holes in the centre of the cubes. This structure is shared with CsBr and CsI, and many other compounds that do not contain Cs. In contrast, most other alkaline halides have the sodium chloride (NaCl) structure. The CsCl structure is preferred because Cs+ has an ionic radius of 174 pm and 181 pm.
Oxides
More so than the other alkali metals, caesium forms numerous binary compounds with oxygen. When caesium burns in air, the superoxide is the main product. The "normal" caesium oxide () forms yellow-orange hexagonal crystals, and is the only oxide of the anti- type. It vaporizes at , and decomposes to caesium metal and the peroxide at temperatures above . In addition to the superoxide and the ozonide , several brightly coloured suboxides have also been studied. These include , , , (dark-green), CsO, , as well as . The latter may be heated in a vacuum to generate . Binary compounds with sulfur, selenium, and tellurium also exist.
Isotopes
Caesium has 40 known isotopes, ranging in mass number (i.e. number of nucleons in the nucleus) from 112 to 151. Several of these are synthesized from lighter elements by the slow neutron capture process (S-process) inside old stars and by the R-process in supernova explosions. The only stable caesium isotope is 133Cs, with 78 neutrons. Although it has a large nuclear spin (+), nuclear magnetic resonance studies can use this isotope at a resonating frequency of 11.7 MHz.
The radioactive 135Cs has a very long half-life of about 2.3 million years, the longest of all radioactive isotopes of caesium. 137Cs and 134Cs have half-lives of 30 and two years, respectively. 137Cs decomposes to a short-lived 137mBa by beta decay, and then to nonradioactive barium, while 134Cs transforms into 134Ba directly. The isotopes with mass numbers of 129, 131, 132 and 136, have half-lives between a day and two weeks, while most of the other isotopes have half-lives from a few seconds to fractions of a second. At least 21 metastable nuclear isomers exist. Other than 134mCs (with a half-life of just under 3 hours), all are very unstable and decay with half-lives of a few minutes or less.
The isotope 135Cs is one of the long-lived fission products of uranium produced in nuclear reactors. However, this fission product yield is reduced in most reactors because the predecessor, 135Xe, is a potent neutron poison and frequently transmutes to stable 136Xe before it can decay to 135Cs.
The beta decay from 137Cs to 137mBa results in gamma radiation as the 137mBa relaxes to ground state 137Ba, with the emitted photons having an energy of 0.6617 MeV. 137Cs and 90Sr are the principal medium-lived products of nuclear fission, and the prime sources of radioactivity from spent nuclear fuel after several years of cooling, lasting several hundred years. Those two isotopes are the largest source of residual radioactivity in the area of the Chernobyl disaster. Because of the low capture rate, disposing of 137Cs through neutron capture is not feasible and the only current solution is to allow it to decay over time.
Almost all caesium produced from nuclear fission comes from the beta decay of originally more neutron-rich fission products, passing through various isotopes of iodine and xenon. Because iodine and xenon are volatile and can diffuse through nuclear fuel or air, radioactive caesium is often created far from the original site of fission. With nuclear weapons testing in the 1950s through the 1980s, 137Cs was released into the atmosphere and returned to the surface of the earth as a component of radioactive fallout. It is a ready marker of the movement of soil and sediment from those times.
Occurrence
Caesium is a relatively rare element, estimated to average 3 parts per million in the Earth's crust. It is the 45th most abundant element and the 36th among the metals. Nevertheless, it is more abundant than such elements as antimony, cadmium, tin, and tungsten, and two orders of magnitude more abundant than mercury and silver; it is 3.3% as abundant as rubidium, with which it is closely associated, chemically.
Due to its large ionic radius, caesium is one of the "incompatible elements". During magma crystallization, caesium is concentrated in the liquid phase and crystallizes last. Therefore, the largest deposits of caesium are zone pegmatite ore bodies formed by this enrichment process. Because caesium does not substitute for potassium as readily as rubidium does, the alkali evaporite minerals sylvite (KCl) and carnallite () may contain only 0.002% caesium. Consequently, caesium is found in few minerals. Percentage amounts of caesium may be found in beryl () and avogadrite (), up to 15 wt% Cs2O in the closely related mineral pezzottaite (), up to 8.4 wt% Cs2O in the rare mineral londonite (), and less in the more widespread rhodizite. The only economically important ore for caesium is pollucite , which is found in a few places around the world in zoned pegmatites, associated with the more commercially important lithium minerals, lepidolite and petalite. Within the pegmatites, the large grain size and the strong separation of the minerals results in high-grade ore for mining.
The world's most significant and richest known source of caesium is the Tanco Mine at Bernic Lake in Manitoba, Canada, estimated to contain 350,000 metric tons of pollucite ore, representing more than two-thirds of the world's reserve base. Although the stoichiometric content of caesium in pollucite is 42.6%, pure pollucite samples from this deposit contain only about 34% caesium, while the average content is 24 wt%. Commercial pollucite contains more than 19% caesium. The Bikita pegmatite deposit in Zimbabwe is mined for its petalite, but it also contains a significant amount of pollucite. Another notable source of pollucite is in the Karibib Desert, Namibia. At the present rate of world mine production of 5 to 10 metric tons per year, reserves will last for thousands of years.
Production
Mining and refining pollucite ore is a selective process and is conducted on a smaller scale than for most other metals. The ore is crushed, hand-sorted, but not usually concentrated, and then ground. Caesium is then extracted from pollucite primarily by three methods: acid digestion, alkaline decomposition, and direct reduction.
In the acid digestion, the silicate pollucite rock is dissolved with strong acids, such as hydrochloric (HCl), sulfuric (), hydrobromic (HBr), or hydrofluoric (HF) acids. With hydrochloric acid, a mixture of soluble chlorides is produced, and the insoluble chloride double salts of caesium are precipitated as caesium antimony chloride (), caesium iodine chloride (), or caesium hexachlorocerate (). After separation, the pure precipitated double salt is decomposed, and pure CsCl is precipitated by evaporating the water.
The sulfuric acid method yields the insoluble double salt directly as caesium alum (). The aluminium sulfate component is converted to insoluble aluminium oxide by roasting the alum with carbon, and the resulting product is leached with water to yield a solution.
Roasting pollucite with calcium carbonate and calcium chloride yields insoluble calcium silicates and soluble caesium chloride. Leaching with water or dilute ammonia () yields a dilute chloride (CsCl) solution. This solution can be evaporated to produce caesium chloride or transformed into caesium alum or caesium carbonate. Though not commercially feasible, the ore can be directly reduced with potassium, sodium, or calcium in vacuum to produce caesium metal directly.
Most of the mined caesium (as salts) is directly converted into caesium formate (HCOO−Cs+) for applications such as oil drilling. To supply the developing market, Cabot Corporation built a production plant in 1997 at the Tanco mine near Bernic Lake in Manitoba, with a capacity of per year of caesium formate solution. The primary smaller-scale commercial compounds of caesium are caesium chloride and nitrate.
Alternatively, caesium metal may be obtained from the purified compounds derived from the ore. Caesium chloride and the other caesium halides can be reduced at with calcium or barium, and caesium metal distilled from the result. In the same way, the aluminate, carbonate, or hydroxide may be reduced by magnesium.
The metal can also be isolated by electrolysis of fused caesium cyanide (CsCN). Exceptionally pure and gas-free caesium can be produced by thermal decomposition of caesium azide , which can be produced from aqueous caesium sulfate and barium azide. In vacuum applications, caesium dichromate can be reacted with zirconium to produce pure caesium metal without other gaseous products.
+ 2 → 2 + 2 +
The price of 99.8% pure caesium (metal basis) in 2009 was about , but the compounds are significantly cheaper.
History
In 1860, Robert Bunsen and Gustav Kirchhoff discovered caesium in the mineral water from Dürkheim, Germany. Because of the bright blue lines in the emission spectrum, they derived the name from the Latin word , meaning . Caesium was the first element to be discovered with a spectroscope, which had been invented by Bunsen and Kirchhoff only a year previously.
To obtain a pure sample of caesium, of mineral water had to be evaporated to yield of concentrated salt solution. The alkaline earth metals were precipitated either as sulfates or oxalates, leaving the alkali metal in the solution. After conversion to the nitrates and extraction with ethanol, a sodium-free mixture was obtained. From this mixture, the lithium was precipitated by ammonium carbonate. Potassium, rubidium, and caesium form insoluble salts with chloroplatinic acid, but these salts show a slight difference in solubility in hot water, and the less-soluble caesium and rubidium hexachloroplatinate () were obtained by fractional crystallization. After reduction of the hexachloroplatinate with hydrogen, caesium and rubidium were separated by the difference in solubility of their carbonates in alcohol. The process yielded of rubidium chloride and of caesium chloride from the initial 44,000 litres of mineral water.
From the caesium chloride, the two scientists estimated the atomic weight of the new element at 123.35 (compared to the currently accepted one of 132.9). They tried to generate elemental caesium by electrolysis of molten caesium chloride, but instead of a metal, they obtained a blue homogeneous substance which "neither under the naked eye nor under the microscope showed the slightest trace of metallic substance"; as a result, they assigned it as a subchloride (). In reality, the product was probably a colloidal mixture of the metal and caesium chloride. The electrolysis of the aqueous solution of chloride with a mercury cathode produced a caesium amalgam which readily decomposed under the aqueous conditions. The pure metal was eventually isolated by the Swedish chemist Carl Setterberg while working on his doctorate with Kekulé and Bunsen. In 1882, he produced caesium metal by electrolysing caesium cyanide, avoiding the problems with the chloride.
Historically, the most important use for caesium has been in research and development, primarily in chemical and electrical fields. Very few applications existed for caesium until the 1920s, when it came into use in radio vacuum tubes, where it had two functions; as a getter, it removed excess oxygen after manufacture, and as a coating on the heated cathode, it increased the electrical conductivity. Caesium was not recognized as a high-performance industrial metal until the 1950s. Applications for nonradioactive caesium included photoelectric cells, photomultiplier tubes, optical components of infrared spectrophotometers, catalysts for several organic reactions, crystals for scintillation counters, and in magnetohydrodynamic power generators. Caesium is also used as a source of positive ions in secondary ion mass spectrometry (SIMS).
Since 1967, the International System of Measurements has based the primary unit of time, the second, on the properties of caesium. The International System of Units (SI) defines the second as the duration of 9,192,631,770 cycles at the microwave frequency of the spectral line corresponding to the transition between two hyperfine energy levels of the ground state of caesium-133. The 13th General Conference on Weights and Measures of 1967 defined a second as: "the duration of 9,192,631,770 cycles of microwave light absorbed or emitted by the hyperfine transition of caesium-133 atoms in their ground state undisturbed by external fields".
Applications
Petroleum exploration
The largest present-day use of nonradioactive caesium is in caesium formate drilling fluids for the extractive oil industry. Aqueous solutions of caesium formate (HCOO−Cs+)—made by reacting caesium hydroxide with formic acid—were developed in the mid-1990s for use as oil well drilling and completion fluids. The function of a drilling fluid is to lubricate drill bits, to bring rock cuttings to the surface, and to maintain pressure on the formation during drilling of the well. Completion fluids assist the emplacement of control hardware after drilling but prior to production by maintaining the pressure.
The high density of the caesium formate brine (up to 2.3 g/cm3, or 19.2 pounds per gallon), coupled with the relatively benign nature of most caesium compounds, reduces the requirement for toxic high-density suspended solids in the drilling fluid—a significant technological, engineering and environmental advantage. Unlike the components of many other heavy liquids, caesium formate is relatively environment-friendly. Caesium formate brine can be blended with potassium and sodium formates to decrease the density of the fluids to that of water (1.0 g/cm3, or 8.3 pounds per gallon). Furthermore, it is biodegradable and may be recycled, which is important in view of its high cost (about $4,000 per barrel in 2001). Alkali formates are safe to handle and do not damage the producing formation or downhole metals as corrosive alternative, high-density brines (such as zinc bromide solutions) sometimes do; they also require less cleanup and reduce disposal costs.
Atomic clocks
Caesium-based atomic clocks use the electromagnetic transitions in the hyperfine structure of caesium-133 atoms as a reference point. The first accurate caesium clock was built by Louis Essen in 1955 at the National Physical Laboratory in the UK. Caesium clocks have improved over the past half-century and are regarded as "the most accurate realization of a unit that mankind has yet achieved." These clocks measure frequency with an error of 2 to 3 parts in 1014, which corresponds to an accuracy of 2 nanoseconds per day, or one second in 1.4 million years. The latest versions are more accurate than 1 part in 1015, about 1 second in 20 million years. The caesium standard is the primary standard for standards-compliant time and frequency measurements. Caesium clocks regulate the timing of cell phone networks and the Internet.
Definition of the second
The second, symbol s, is the SI unit of time. The BIPM restated its definition at its 26th conference in 2018: "[The second] is defined by taking the fixed numerical value of the caesium frequency , the unperturbed ground-state hyperfine transition frequency of the caesium-133 atom, to be when expressed in the unit Hz, which is equal to s−1."
Electric power and electronics
Caesium vapour thermionic generators are low-power devices that convert heat energy to electrical energy. In the two-electrode vacuum tube converter, caesium neutralizes the space charge near the cathode and enhances the current flow.
Caesium is also important for its photoemissive properties, converting light to electron flow. It is used in photoelectric cells because caesium-based cathodes, such as the intermetallic compound , have a low threshold voltage for emission of electrons. The range of photoemissive devices using caesium include optical character recognition devices, photomultiplier tubes, and video camera tubes. Nevertheless, germanium, rubidium, selenium, silicon, tellurium, and several other elements can be substituted for caesium in photosensitive materials.
Caesium iodide (CsI), bromide (CsBr) and caesium fluoride (CsF) crystals are employed for scintillators in scintillation counters widely used in mineral exploration and particle physics research to detect gamma and X-ray radiation. Being a heavy element, caesium provides good stopping power with better detection. Caesium compounds may provide a faster response (CsF) and be less hygroscopic (CsI).
Caesium vapour is used in many common magnetometers.
The element is used as an internal standard in spectrophotometry. Like other alkali metals, caesium has a great affinity for oxygen and is used as a "getter" in vacuum tubes. Other uses of the metal include high-energy lasers, vapour glow lamps, and vapour rectifiers.
Centrifugation fluids
The high density of the caesium ion makes solutions of caesium chloride, caesium sulfate, and caesium trifluoroacetate () useful in molecular biology for density gradient ultracentrifugation. This technology is used primarily in the isolation of viral particles, subcellular organelles and fractions, and nucleic acids from biological samples.
Chemical and medical use
Relatively few chemical applications use caesium. Doping with caesium compounds enhances the effectiveness of several metal-ion catalysts for chemical synthesis, such as acrylic acid, anthraquinone, ethylene oxide, methanol, phthalic anhydride, styrene, methyl methacrylate monomers, and various olefins. It is also used in the catalytic conversion of sulfur dioxide into sulfur trioxide in the production of sulfuric acid.
Caesium fluoride enjoys a niche use in organic chemistry as a base and as an anhydrous source of fluoride ion. Caesium salts sometimes replace potassium or sodium salts in organic synthesis, such as cyclization, esterification, and polymerization. Caesium has also been used in thermoluminescent radiation dosimetry (TLD): When exposed to radiation, it acquires crystal defects that, when heated, revert with emission of light proportionate to the received dose. Thus, measuring the light pulse with a photomultiplier tube can allow the accumulated radiation dose to be quantified.
Nuclear and isotope applications
Caesium-137 is a radioisotope commonly used as a gamma-emitter in industrial applications. Its advantages include a half-life of roughly 30 years, its availability from the nuclear fuel cycle, and having 137Ba as a stable end product. The high water solubility is a disadvantage which makes it incompatible with large pool irradiators for food and medical supplies. It has been used in agriculture, cancer treatment, and the sterilization of food, sewage sludge, and surgical equipment. Radioactive isotopes of caesium in radiation devices were used in the medical field to treat certain types of cancer, but emergence of better alternatives and the use of water-soluble caesium chloride in the sources, which could create wide-ranging contamination, gradually put some of these caesium sources out of use. Caesium-137 has been employed in a variety of industrial measurement gauges, including moisture, density, levelling, and thickness gauges. It has also been used in well logging devices for measuring the electron density of the rock formations, which is analogous to the bulk density of the formations.
Caesium-137 has been used in hydrologic studies analogous to those with tritium. As a daughter product of fission bomb testing from the 1950s through the mid-1980s, caesium-137 was released into the atmosphere, where it was absorbed readily into solution. Known year-to-year variation within that period allows correlation with soil and sediment layers. Caesium-134, and to a lesser extent caesium-135, have also been used in hydrology to measure the caesium output by the nuclear power industry. While they are less prevalent than either caesium-133 or caesium-137, these bellwether isotopes are produced solely from anthropogenic sources.
Other uses
Caesium and mercury were used as a propellant in early ion engines designed for spacecraft propulsion on very long interplanetary or extraplanetary missions. The fuel was ionized by contact with a charged tungsten electrode. But corrosion by caesium on spacecraft components has pushed development in the direction of inert gas propellants, such as xenon, which are easier to handle in ground-based tests and do less potential damage to the spacecraft. Xenon was used in the experimental spacecraft Deep Space 1 launched in 1998. Nevertheless, field-emission electric propulsion thrusters that accelerate liquid metal ions such as caesium have been built.
Caesium nitrate is used as an oxidizer and pyrotechnic colorant to burn silicon in infrared flares, such as the LUU-19 flare, because it emits much of its light in the near infrared spectrum. Caesium compounds may have been used as fuel additives to reduce the radar signature of exhaust plumes in the Lockheed A-12 CIA reconnaissance aircraft. Caesium and rubidium have been added as a carbonate to glass because they reduce electrical conductivity and improve stability and durability of fibre optics and night vision devices. Caesium fluoride or caesium aluminium fluoride are used in fluxes formulated for brazing aluminium alloys that contain magnesium.
Magnetohydrodynamic (MHD) power-generating systems were researched, but failed to gain widespread acceptance. Caesium metal has also been considered as the working fluid in high-temperature Rankine cycle turboelectric generators.
Caesium salts have been evaluated as antishock reagents following the administration of arsenical drugs. Because of their effect on heart rhythms, however, they are less likely to be used than potassium or rubidium salts. They have also been used to treat epilepsy.
Caesium-133 can be laser cooled and used to probe fundamental and technological problems in quantum physics. It has a particularly convenient Feshbach spectrum to enable studies of ultracold atoms requiring tunable interactions.
Health and safety hazards
Nonradioactive caesium compounds are only mildly toxic, and nonradioactive caesium is not a significant environmental hazard. Because biochemical processes can confuse and substitute caesium with potassium, excess caesium can lead to hypokalemia, arrhythmia, and acute cardiac arrest, but such amounts would not ordinarily be encountered in natural sources.
The median lethal dose (LD50) for caesium chloride in mice is 2.3 g per kilogram, which is comparable to the LD50 values of potassium chloride and sodium chloride. The principal use of nonradioactive caesium is as caesium formate in petroleum drilling fluids because it is much less toxic than alternatives, though it is more costly.
Caesium metal is one of the most reactive elements and is highly explosive in the presence of water. The hydrogen gas produced by the reaction is heated by the thermal energy released at the same time, causing ignition and a violent explosion. This can occur with other alkali metals, but caesium is so potent that this explosive reaction can be triggered even by cold water.
It is highly pyrophoric: the autoignition temperature of caesium is , and it ignites explosively in air to form caesium hydroxide and various oxides. Caesium hydroxide is a very strong base, and will rapidly corrode glass.
The isotopes 134 and 137 are present in the biosphere in small amounts from human activities, differing by location. Radiocaesium does not accumulate in the body as readily as other fission products (such as radioiodine and radiostrontium). About 10% of absorbed radiocaesium washes out of the body relatively quickly in sweat and urine. The remaining 90% has a biological half-life between 50 and 150 days. Radiocaesium follows potassium and tends to accumulate in plant tissues, including fruits and vegetables. Plants vary widely in the absorption of caesium, sometimes displaying great resistance to it. It is also well-documented that mushrooms from contaminated forests accumulate radiocaesium (caesium-137) in the fungal sporocarps. Accumulation of caesium-137 in lakes has been a great concern after the Chernobyl disaster. Experiments with dogs showed that a single dose of 3.8 millicuries (140 MBq, 4.1 μg of caesium-137) per kilogram is lethal within three weeks; smaller amounts may cause infertility and cancer. The International Atomic Energy Agency and other sources have warned that radioactive materials, such as caesium-137, could be used in radiological dispersion devices, or "dirty bombs".
See also
Acerinox accident, a caesium-137 contamination accident in 1998
Goiânia accident, a major radioactive contamination incident in 1987 involving caesium-137
Kramatorsk radiological accident, a 137Cs lost-source incident between 1980 and 1989
Notes
References
External links
Caesium or Cesium at The Periodic Table of Videos (University of Nottingham)
View the reaction of Caesium (most reactive metal in the periodic table) with Fluorine (most reactive non-metal) courtesy of The Royal Institution.
Alkali metals
Chemical elements with body-centered cubic structure
Chemical elements
Glycine receptor agonists
Reducing agents
Articles containing video clips |
5882 | https://en.wikipedia.org/wiki/Cardiff | Cardiff | Cardiff (; ) is the capital and largest city of Wales. Cardiff had a population of 362,310 in 2021, and forms a principal area officially known as the City and County of Cardiff (). The city is the eleventh-largest in the United Kingdom. Located in the south-east of Wales and in the Cardiff Capital Region, Cardiff is the county town of the historic county of Glamorgan and in 1974–1996 of South Glamorgan. It belongs to the Eurocities network of the largest European cities. A small town until the early 19th century, its prominence as a port for coal when mining began in the region helped its expansion. In 1905, it was ranked as a city and in 1955 proclaimed capital of Wales. Cardiff Built-up Area covers a larger area outside the county boundary, including the towns of Dinas Powys and Penarth.
Cardiff is the main commercial centre of Wales as well as the base for the Senedd, the Welsh Parliament. At the 2021 census, the unitary authority area population was put at 362,400. The population of the wider urban area in 2011 was 479,000. In 2011, it ranked sixth in the world in a National Geographic magazine list of alternative tourist destinations. It is the most popular destination in Wales with 21.3 million visitors in 2017.
Cardiff is a major centre for television and film production (such as the 2005 revival of Doctor Who, Torchwood and Sherlock) and is the Welsh base for the main national broadcasters.
Cardiff Bay contains the Senedd building and the Wales Millennium Centre arts complex. Work continues at Cardiff Bay and in the centre, on projects such as Cardiff International Sports Village, BBC drama village, and a new business district.
Etymology
(the Welsh name of the city) derives from the Middle Welsh . The change from to shows the colloquial alteration of Welsh f and dd , and was perhaps also driven by folk etymology. This sound change had probably first occurred in the Middle Ages; both forms were current in the Tudor period. has its origins in post-Roman Brythonic words meaning "the fort of the Taff". The fort probably refers to that established by the Romans. is Welsh for fort and is in effect a form of (Taff), the river which flows by Cardiff Castle, with the showing consonant mutation to and the vowel showing affection as a result of a (lost) genitive case ending.
The anglicised Cardiff is derived from , with the Welsh f borrowed as ff , as also happens in Taff (from Welsh ) and Llandaff (from Welsh ).
The antiquarian William Camden (1551–1623) suggested that the name Cardiff may derive from * ("the Fort of Didius"), a name supposedly given in honour of , governor of a nearby province at the time when the Roman fort was established. Although some sources repeat this theory, it has been rejected on linguistic grounds by modern scholars such as Professor Pierce.
History
Origins
Archaeological evidence from sites in and around Cardiff show that people had settled in the area by at least around 6000 BC, during the early Neolithic; about 1,500 years before either Stonehenge or the Great Pyramid of Giza was completed. These include the St Lythans burial chamber near Wenvoe, (approximately west of Cardiff city centre); the Tinkinswood burial chamber, near St. Nicholas (about west of Cardiff city centre), the Cae'rarfau Chambered Tomb, Creigiau (about northwest of Cardiff city centre) and the Gwern y Cleppa long barrow, near Coedkernew, Newport (about northeast of Cardiff city centre). A group of five Bronze Age tumuli is at the summit of the Garth, within the county's northern boundary. Four Iron Age hill fort and enclosure sites have been identified within Cardiff's county boundaries, including Caerau Hillfort, an enclosed area of .
Until the Roman conquest of Britain, Cardiff was part of the territory of the Silures – a Celtic British tribe that flourished in the Iron Age – whose territory included the areas that would become known as Breconshire, Monmouthshire and Glamorgan. The fort established by the Romans near the mouth of the River Taff in AD 75, in what would become the north western boundary of the centre of Cardiff, was built over an extensive settlement that had been established by the Romans in the 50s AD. The fort was one of a series of military outposts associated with Isca Augusta (Caerleon) that acted as border defences. The fort may have been abandoned in the early 2nd century as the area had been subdued. However, by this time a civilian settlement, or vicus, was established. It was likely made up of traders who made a living from the fort, ex-soldiers and their families. A Roman villa has been discovered at Ely. Contemporary with the Saxon Shore forts of the 3rd and 4th centuries, a stone fortress was established at Cardiff. Similar to the shore forts, the fortress was built to protect Britannia from raiders. Coins from the reign of Gratian indicate that Cardiff was inhabited until at least the 4th century; the fort was abandoned towards the end of the 4th century, as the last Roman legions left the province of Britannia with Magnus Maximus.
Little is known of the fort and civilian settlement in the period between the Roman departure from Britain and the Norman Conquest. The settlement probably shrank in size and may even have been abandoned. In the absence of Roman rule, Wales was divided into small kingdoms; early on, Meurig ap Tewdrig emerged as the local king in Glywysing (which later became Glamorgan). The area passed through his family until the advent of the Normans in the 11th century.
Norman occupation and Middle Ages
In 1081 William I, King of England, began work on the castle keep within the walls of the old Roman fort. Cardiff Castle has been at the heart of the city ever since. The castle was substantially altered and extended during the Victorian period by John Crichton-Stuart, 3rd Marquess of Bute, and the architect William Burges. Original Roman work can, however, still be distinguished in the wall facings.
A town grew up under the castle, consisting mainly of settlers from England. Cardiff had a population of between 1,500 and 2,000 in the Middle Ages – a normal size for a Welsh town in the period. It was the centre of the Norman Marcher Lordship of Glamorgan. By the end of the 13th century, Cardiff was the only town in Wales with a population exceeding 2,000, although it remained relatively small compared with notable towns in England and continued to be contained within its walls, which were begun as a wooden palisade in the early 12th century. It was of sufficient size and importance to receive a series of charters, notably in 1331 from William La Zouche, Lord of Glamorgan through marriage with the de Clare family, Edward III in 1359, then Henry IV in 1400, and later Henry VI.
In 1404, Owain Glyndŵr burned Cardiff and took possession of the Castle. As many of the buildings were made of timber and tightly packed within the town walls, much of Cardiff was destroyed. The settlement was soon rebuilt on the same street plan and began to flourish again. (Glyndŵr's statue was erected in Cardiff Town Hall in the early 20th century, reflecting the complex, often conflicting cultural identity of Cardiff as capital of Wales.) Besides serving an important political role in the governance of the fertile south Glamorgan coastal plain, Cardiff was a busy port in the Middle Ages and declared a staple port in 1327.
County town of Glamorganshire
In 1536, the Laws in Wales Acts 1535–1542 led to the creation of Glamorganshire and Cardiff was made the county town, it also became part of Kibbor hundred, around the same time the Herberts became the most powerful family in the area. In 1538, Henry VIII closed Cardiff's Dominican and Franciscan friaries, whose remains were used as building materials. A writer in this period noted: "The River Taff runs under the walls of his honours castle and from the north part of the town to the south part where there is a fair quay and a safe harbour for shipping."
Cardiff became a borough in 1542 and further Royal Charters were granted to it by Elizabeth I in 1600 and James I in 1608. In 1573, it was made a head port for collection of customs duties. Pembrokeshire historian George Owen described Cardiff in 1602 as "the fayrest towne in Wales yett not the welthiest". It gained a second Royal Charter in 1608.
A disastrous flood in the Bristol Channel on 30 January 1607 (now believed to have been a tidal wave) changed the course of the River Taff and ruined St Mary's Parish Church, which was replaced by a chapel of ease dedicated to St John the Baptist.
During the Second English Civil War St Fagans, just to the west of the town, the Battle of St Fagans, between Royalist rebels and a New Model Army detachment, was a decisive victory for the Parliamentarians that allowed Oliver Cromwell to conquer Wales. It was the last major battle in Wales, with about 200, mostly Royalist soldiers killed.
Cardiff was at peace throughout the ensuing century. In 1766, John Stuart, 1st Marquess of Bute married into the Herbert family and was later created Baron Cardiff. In 1778, he began renovating Cardiff Castle. A racecourse, printing press, bank and coffee house opened in the 1790s and Cardiff gained a stagecoach service to London. Despite these improvements, Cardiff's position in the Welsh urban hierarchy declined over the 18th century. Iolo Morganwg called it "an obscure and inconsiderable place" and the 1801 census found a population of only 1,870, making it only the 25th largest town in Wales, well behind Merthyr and Swansea.
Building the docks
In 1793, John Crichton-Stuart, 2nd Marquess of Bute was born. He spent his life building the Cardiff docks and was later hailed as "the creator of modern Cardiff". A twice-weekly boat service between Cardiff and Bristol opened in 1815, and in 1821, the Cardiff Gas Works was established.
After the Napoleonic Wars Cardiff suffered some social and industrial unrest, starting with the trial and hanging of Dic Penderyn in 1831.
The town grew rapidly from the 1830s onwards, when the Marquess of Bute built a dock, which eventually linked to the Taff Vale Railway. Cardiff became the main port for coal exports from the Cynon, Rhondda, and Rhymney valleys, and grew in population at a rate of nearly 80 per cent per decade between 1840 and 1870. Much of this was due to migration from within and outside Wales: in 1841, a quarter of Cardiff's population were English-born and more than 10 per cent born in Ireland. By the 1881 census, Cardiff had overtaken Merthyr and Swansea to become the largest town in Wales. Cardiff's status as the premier town in South Wales was confirmed when it was chosen as the site for the University College of South Wales and Monmouthshire in 1883.
A permanent military presence was established with the completion of Maindy Barracks in 1877.
Cardiff faced a challenge in the 1880s when David Davies of Llandinam and the Barry Railway Company promoted rival docks at Barry. These had the advantage of being accessible in all tides: David Davies claimed his venture would cause "grass to grow in the streets of Cardiff". From 1901 coal exports from Barry surpassed those from Cardiff, but the administration of the coal trade remained centred on Cardiff, in particular its Coal Exchange, where the price of coal on the British market was determined and the first million-pound deal was struck in 1907. The city also strengthened its industrial base when the owners of the Dowlais Ironworks in Merthyr (who would later form part of Guest, Keen and Nettlefolds) built a steelworks close to the docks at East Moors, which Lord Bute opened on 4 February 1891.
County Borough of Cardiff
Cardiff became a county borough on 1 April 1889 under the Local Government Act 1888. The town had grown rapidly and had a population of over 123,000. It retained its county borough status until 1974.
City and capital city status
King Edward VII granted Cardiff city status on 28 October 1905. It acquired a Roman Catholic cathedral in 1916. Later, more national institutions came to the city, including the National Museum of Wales, the Welsh National War Memorial, and the University of Wales Registry Building, but it was denied the National Library of Wales, partly because the library's founder, Sir John Williams, considered Cardiff to have "a non-Welsh population".
After a brief post-war boom, Cardiff docks entered a prolonged decline in the interwar period. By 1936, trade was at less than half its value in 1913, reflecting the slump in demand for Welsh coal. Bomb damage in the Cardiff Blitz of World War II included the devastation of Llandaff Cathedral, and in the immediate postwar years, the city's link with the Bute family came to an end.
The city was recognised as the capital city of Wales on 20 December 1955, in a written reply by the Home Secretary, Gwilym Lloyd George. Caernarfon had also vied for the title. Welsh local authorities had been divided: only 76 out of 161 chose Cardiff in a 1924 poll organised by the South Wales Daily News. The subject was not debated again until 1950, and meanwhile Cardiff took steps to promote its "Welshness". The stalemate between Cardiff and cities such as Caernarfon and Aberystwyth was not broken until Cardiganshire County Council decided to support Cardiff; and in a new local authority vote, 134 out of 161 voted for Cardiff.
Cardiff therefore celebrated two important anniversaries in 2005. The Encyclopedia of Wales notes that the decision to recognise the city as the capital of Wales "had more to do with the fact that it contained marginal Conservative constituencies than any reasoned view of what functions a Welsh capital should have." Although the city hosted the Commonwealth Games in 1958, Cardiff only became a centre of national administration with the establishment of the Welsh Office in 1964, which later prompted the creation of various other public bodies such as the Arts Council of Wales and the Welsh Development Agency, most of which were based in Cardiff.
The East Moors Steelworks closed in 1978 and Cardiff lost population in the 1980s, consistent with a wider pattern of counter-urbanisation in Britain. However, it recovered to become one of the few cities outside London where population grew in the 1990s. During this period the Cardiff Bay Development Corporation was promoting the redevelopment of south Cardiff; an evaluation of the regeneration of Cardiff Bay published in 2004 concluded that the project had "reinforced the competitive position of Cardiff" and "contributed to a massive improvement in the quality of the built environment, although it had "failed "to attract the major inward investors originally anticipated".
In the 1997 Welsh devolution referendum, Cardiff voters rejected the establishment of the National Assembly for Wales by 55.4% to 44.2% on a 47% turnout, which Denis Balsom partly ascribed to a general preference in Cardiff and some other parts of Wales for a British rather than exclusively Welsh identity. The relative lack of local support for the Assembly and difficulties between the Welsh Office and Cardiff Council in acquiring the originally preferred venue, Cardiff City Hall, encouraged other local authorities to bid to house the Assembly. However, the Assembly was eventually located at Tŷ Hywel in Cardiff Bay in 1999. In 2005, a new debating chamber on an adjacent site, designed by Richard Rogers, was opened.
Government
The Senedd (Welsh Parliament; ) has been based in Cardiff Bay since its formation in 1999 as the "National Assembly for Wales". The Senedd building was opened on 1 March 2006 by The Queen. The Members of the Senedd (MSs), the Senedd Commission and ministerial support staff are based in Cardiff Bay.
Cardiff elects four constituency Members of the Senedd to the Senedd; the constituencies for the Senedd are the same as for the UK Parliament. All of the city's electors have an extra vote for the South Wales Central regional members; this system increases proportionality to the Senedd. The most recent Senedd general election was held on 6 May 2021.
In the Senedd, Cardiff is represented by Jenny Rathbone (Labour) in Cardiff Central, Julie Morgan (Labour) in Cardiff North, Vaughan Gething (Labour) in Cardiff South and Penarth and First Minister of Wales Mark Drakeford (Labour) in Cardiff West.
At Westminster, Cardiff is represented by four Labour MPs: Jo Stevens in Cardiff Central, Anna McMorrin in Cardiff North, Stephen Doughty in Cardiff South and Penarth, and Kevin Brennan in Cardiff West.
The Welsh Government is headquartered in Cardiff's Cathays Park, where most of its civil servants are based, with smaller numbers in other central locations: Cathays, Canton, and Cardiff Bay. There are other Welsh Government offices in other parts of Wales, such as Llandudno and Aberystwyth, and there are international offices.
Local government
Between 1889 and 1974 Cardiff was a county borough governed by Cardiff County Borough Council (known as Cardiff City Council after 1905). Between 1974 and 1996, Cardiff was governed by Cardiff City Council, a district council of South Glamorgan. Since local government reorganisation in 1996, Cardiff has been governed by the City and County Council of Cardiff, based at County Hall in Atlantic Wharf, Cardiff Bay. Voters elect 75 councillors every four years.
Between the 2004 and 2012 local elections, no individual political party held a majority on Cardiff County Council. The Liberal Democrats held the largest number of seats and Cllr Rodney Berman was Leader of the council. The Liberal Democrats and Plaid Cymru formed a partnership administration. In the 2012 elections the Labour Party achieved an outright majority, after gaining an additional 33 seats across the city.
Cardiff is divided into communities, several with their own community council and the rest governed directly by Cardiff City Council. Elections are held every five years. The last contested elections would have been held at the same time as the 2017 Cardiff Council election had there been more candidates standing than available seats. Those with community councils are:
Lisvane (10 seats)
Old St. Mellons (9 seats)
Pentyrch (13 seats)
Radyr & Morganstown (13 seats)
Tongwynlais (9 seats)
St Fagans (9 seats)
Geography
The centre of Cardiff is relatively flat and bounded by hills to the east, north and west. Its location influenced its development as the world's largest coal port, notably its proximity and easy access to the coalfields of the South Wales Valleys. The highest point in the local authority area is Garth Hill, above sea level.
Cardiff is built on reclaimed marshland on a bed of Triassic stones. This reclaimed marshland stretches from Chepstow to the Ely Estuary, which is the natural boundary of Cardiff and the Vale of Glamorgan. Triassic landscapes of this part of the world are usually shallow and low-lying, consistent with the flatness of the centre of Cardiff. The classic Triassic marl, sand and conglomerate rocks are used predominantly throughout Cardiff as building materials. Many of these Triassic rocks are purplish, especially the coastal marl found near Penarth. One of the Triassic rocks used in Cardiff is "Radyr Stone", a freestone which as its name suggests is quarried in the Radyr district. Cardiff has also imported some materials for buildings: Devonian sandstones (the Old Red Sandstone) from the Brecon Beacons has been used. Most famously, the buildings of Cathays Park, the civic centre in the centre of the city, are built of Portland stone from Dorset. A widely used building stone in Cardiff is the yellow-grey Liassic limestone rock of the Vale of Glamorgan, including the rare "Sutton Stone", a conglomerate of lias limestone and carboniferous limestone.
Cardiff is bordered to the west by the rural district of the Vale of Glamorgan, also known as the Garden of Cardiff, to the east by the city of Newport; to the north by the South Wales Valleys, and to the south by the Severn Estuary and Bristol Channel. The River Taff winds through the city centre and together with the River Ely flows into the freshwater Cardiff Bay. A third river, the Rhymney, flows through the east of the city directly into the Severn Estuary.
Cardiff lies near the Glamorgan Heritage Coast, stretching westward from Penarth and Barry – commuter towns of Cardiff – with striped yellow-blue Jurassic limestone cliffs. The Glamorgan coast is the only part of the Celtic Sea with exposed Jurassic (blue lias) geology. This stretch of coast with its reefs, sandbanks and serrated cliffs was a ship graveyard; many ships sailing to Cardiff during the industrial era were wrecked on this hostile coastline during west/south-westerly gales. Smuggling, deliberate shipwrecking and attacks on ships were also common.
Cityscape
"Inner Cardiff" consists of the wards of Plasnewydd, Gabalfa, Roath, Cathays, Adamsdown and Splott ward on the north and east of the city centre, and Butetown, Grangetown, Riverside and Canton to the south and west. The inner-city areas to the south of the A4161 road, known as the "Southern Arc", are with the exception of Cardiff Bay some of the poorest districts of Wales, with low levels of economic activity. On the other hand, Gabalfa, Plasnewydd and Cathays north of the 'arc' have large student populations, and Pontcanna (north of Riverside and alongside Canton) is a favourite for students and young professionals. Penylan, to the north east of Roath Park, is an affluent area popular with older parents and the retired.
To the west lie Ely and Caerau, which have some of the largest housing estates in the United Kingdom. With the exception of some outlying privately built estates at Michaelston-super-Ely, this is an economically disadvantaged area with high numbers of unemployed households. Culverhouse Cross is a more affluent western area of the city. Fairwater, Heath, Birchgrove, Gabalfa, Mynachdy, Llandaff North, Llandaff, Llanishen, Radyr, Whitchurch & Tongwynlais, Rhiwbina, Thornhill, Lisvane and Cyncoed lie in an arc from the north-west to the north-east of the centre. Lisvane, Cyncoed, Radyr and Rhiwbina contain some of the most expensive housing in Wales.
Further east lie the wards of Pontprennau and Old St Mellons, Rumney, Pentwyn, Llanrumney, Llanedeyrn and Trowbridge. The last four are largely public housing stock, although much new private housing is being built in Trowbridge. Pontprennau is the newest "suburb" of Cardiff, while Old St Mellons has a history going back to the 11th-century Norman Conquest. The region that may be called "Rural Cardiff" contains the villages of St Fagans, Creigiau, Pentyrch, Tongwynlais and Gwaelod-y-garth. In 2017, plans were approved for a new suburb of 7,000 homes between Radyr and St Fagans, known as Plasdŵr. St Fagans, home to the Museum of Welsh Life, is protected from further development.
Since 2000, there has been a marked change of scale and building height in Cardiff, with the development of the city centre's first purpose-built high-rise apartments. Tall buildings have been built in the city centre and Cardiff Bay, and more are planned.
Climate
Cardiff, in the north temperate zone, has a maritime climate (Köppen: Cfb) marked by mild weather that is often cloudy, wet and windy. Summers tend to be warm and sunny, with average maxima between . Winters are fairly wet, but excessive rainfall as well as frost are rare. Spring and autumn feel similar and the temperatures tend to stay above – also the average annual daytime temperature. Rain is unpredictable at any time of year, although showers tend to be shorter in summer.
The northern part of the county, being higher and inland, tends to be cooler and wetter than the city centre.
Cardiff's maximum and minimum monthly temperatures average (July) and (February).For Wales, the temperatures average (July) and (February).
Cardiff has 1,518 hours of sunshine in an average year (Wales 1,388.7 hours). Cardiff is sunniest in July, with an average 203.4 hours during the month (Wales 183.3 hours), and least sunny in December with 44.6 hours (Wales 38.5 hours).
Cardiff experiences less rainfall than average for Wales. It falls on 146 days in an average year, with total annual rainfall of . Monthly rainfall patterns show that from October to January, average monthly rainfall in Cardiff exceeds each month, the wettest month being December with and the driest from April to June, with average monthly rainfall fairly consistent between .
Demography
After a period of decline in the 1970s and 1980s, Cardiff's population is growing again. It reached 362,400 in the 2021 census, compared to a 2011 census figure of 346,100. Between mid-2007 and mid-2008, Cardiff was the fastest-growing local authority in Wales, with growth of 1.2%. According to 2001 census data, Cardiff was the 21st largest urban area. The Cardiff Larger Urban Zone (a Eurostat definition including the Vale of Glamorgan and a number of local authorities in the Valleys) has 841,600 people, the 10th largest LUZ in the UK. The Cardiff and South Wales Valleys metropolitan area has a population of nearly 1.1 million.
Official census estimates of the city's total population have been disputed. The city council published two articles arguing that the 2001 census seriously under-reported the population of Cardiff, and in particular the ethnic minority population of some inner city areas.
The Welsh Government's official mid-year estimate of the population of the Cardiff local authority area in 2019 was 366,903. At the 2011, census the official population of the Cardiff Built Up Area (BUA) was put at 447,287. The BUA is not contiguous with the local authority boundary and aggregates data at a lower level; for Cardiff this includes the urban part of Cardiff, Penarth/Dinas Powys, Caerphilly and Pontypridd.
Cardiff has an ethnically diverse population due to past trading connections, post-war immigration and large numbers of foreign students who attend university in the city. The ethnic make-up of Cardiff's population at the 2011 census was: 84.7% White, 1.6% mixed White and Black African/Caribbean, 0.7% mixed White and Asian, 0.6% mixed other, 8.1% Asian, 2.4% Black, 1.4% Arab and 0.6% other ethnic groups. This means almost 53,000 people from a non-white ethnic group reside in the city. This diversity, especially that of the city's long-established African and Arab communities, has been recorded in cultural exhibitions and events, along with books published on this subject.
Health
There are seven NHS hospitals in the city, the largest being the University Hospital of Wales, which is the third largest hospital in the UK and deals with most accidents and emergencies. The University Dental Hospital, which provides emergency treatment, is also located on this site. Llandough Hospital is located in the south of the city.
St. David's Hospital, the city's newest hospital, built behind the former building, is located in Canton and provides services for the elderly and children. Cardiff Royal Infirmary is on Newport Road, near the city centre. The majority of this hospital was closed in 1999, but the west wing remained open for clinic services, genitourinary medicine and rehabilitation treatment. Rookwood Hospital and the Velindre Cancer Centre are also located within Cardiff. They are administered by the Cardiff and Vale University Health Board, with the exception of Velindre, which is run by a separate trust. Spire Healthcare, a private hospital, is in Pontprennau.
Language
Cardiff has a chequered linguistic history with Welsh, English, Latin, Norse and Norman French preponderant at different times. Welsh was the majority language in Cardiff from the 13th century until the city's explosive growth in the Victorian era. As late as 1850, five of the 12 Anglican churches within the current city boundaries conducted their services exclusively in Welsh, while only two worshipped exclusively in English. By 1891, the percentage of Welsh speakers had fallen to 27.9% and only Lisvane, Llanedeyrn and Creigiau remained as majority Welsh-speaking communities. The Welsh language became grouped around a small cluster of chapels and churches, the most notable of which is Tabernacl in the city centre, one of four UK churches chosen to hold official services to commemorate the new millennium.
The city's first Welsh-language school (Ysgol Gymraeg Bryntaf) was established in the 1950s. Welsh has since regained ground. Aided by Welsh-medium education and migration from other parts of Wales, there are now many more Welsh speakers: their numbers doubled between the 1991 and 2011 censuses, from 18,071 (6.6%) to 36,735 (11.1%) residents aged three years and above. The LSOA (Lower Layer Super Output Area) with the highest percentage of Welsh speakers in the city centre is found in Canton, at 25.5%. The LSOA with the highest percentage of Welsh speakers in the whole of Cardiff is Whitchurch, at 26%.
Cardiff City Council adopted a five-year Welsh-language strategy in 2017, aimed at increasing the number of Welsh speakers (aged 3+) in Cardiff by 15.9%, from 36,735 in 2011 to 42,584 residents by the 2021 Census. The ONS estimated that in December 2020, 89,900 (24.8%) of Cardiff's population could speak Welsh.
In addition to English and Welsh, the diversity of Cardiff's population (including foreign students) means that many other languages are spoken. One study has found that Cardiff has speakers of at least 94 languages, with Somali, Urdu, Bengali and Arabic being the most commonly spoken foreign ones.
The modern Cardiff accent is distinct from that of nearby South Wales Valleys. It is marked primarily by:
Substitution of by
here [hiːə] pronounced as in the broader form
The vowel of start may be realised as or even , so that Cardiff is pronounced .
Language schools
Due to its diversity and large student population, more people now come to the city to learn English. Foreign students from Arab states and other European countries are a common sight on the streets of Cardiff. The British Council has an office in the city centre and there are six accredited schools in the area.
Religion
Since 1922, Cardiff has included Llandaff within its boundary, along with the Anglican Llandaff Cathedral, the parish church of Llandaff and the seat of the Bishop of Llandaff, head of the Church in Wales and the Diocese of Llandaff.
There is a Roman Catholic cathedral in the city. Since 1916, Cardiff has been the seat of a Catholic archbishop, but there appears to have been a fall in the estimated Catholic population, with numbers in 2006 around 25,000 fewer than in 1980. Likewise, the Jewish population appears to have fallen – there are two synagogues in Cardiff, one in Cyncoed and one in Moira Terrace, as opposed to seven at the turn of the 20th century. There are several nonconformist chapels, an early 20th century Greek Orthodox church and 11 mosques. In the 2001 census, 66.9% of Cardiff's population described itself as Christian, a percentage point below the Welsh and UK averages.
The oldest of the non-Christian communities in Wales is Judaism. Jews were not permitted to live in England and Wales between the 1290 Edict of Expulsion and the 17th century. A Welsh Jewish community was re-established in the 18th century. There was once a fairly substantial Jewish population in South Wales, most of which has disappeared. The Orthodox Jewish community congregations are consolidated in the Cardiff United Synagogue in Cyncoed, which was dedicated by Chief Rabbi Jonathan Sacks in 2003. The Cardiff Reform Synagogue is in Adamsdown.
Cardiff's Muslim population is much above the Welsh average and the longest established in the UK, being started by Yemeni and Somali sailors settling in the 19th century. Cardiff now has over 11,000 Muslims with various national affiliations – nearly 52 per cent of the Muslim population in Wales.
The proportion of Cardiff residents declaring themselves Hindu, Sikh and Jewish were all considerably higher than the Welsh averages, but lower than the UK figures. The city has had a Hindu community since Indian immigrants settled in the 1950s and 1960s. The first Hindu temple in the city was opened in Grangetown on 6 April 1979 on the site of an abandoned synagogue. The 25th anniversary of the founding was celebrated in September 2007 with a parade of over 3,000 people through the city centre, including Hindus from across the United Kingdom and members of Cardiff's other religious communities. There are over 2,000 Hindus in Cardiff, worshiping at three temples.
In the 2001 census 18.8% of the city's population stated they had no religion, while 8.6% did not state a religion.
Economy
As the capital city of Wales, Cardiff is the main engine of growth in the Welsh economy. Though the population of Cardiff is about 10% of the Welsh population, the economy of Cardiff makes up nearly 20% of Welsh GDP and 40% of the city's workforce are daily in-commuters from the surrounding South Wales area.
Industry has played a major part in Cardiff's development for many centuries. The main catalyst for its transformation from a small town into a big city was the demand for coal required in making iron and later steel, brought to sea by packhorse from Merthyr Tydfil. This was first achieved by building a canal from Merthyr ( above sea level) to the Taff Estuary at Cardiff. Eventually the Taff Vale Railway replaced the canal barges and massive marshalling yards sprang up as new docks were developed in Cardiff – all prompted by the soaring worldwide demand for coal from the South Wales valleys.
At its peak, Cardiff's port area, known as Tiger Bay, became the busiest port in the world and – for some time – the world's most important coal port. In the years leading up to the First World War, more than 10 million tonnes of coal was exported annually from Cardiff Docks. In 1907, Cardiff's Coal Exchange was the first host to a business deal for a million pounds Sterling. The high demand for Welsh coal and specifically Welsh artificial fuel, named Patent Fuel, is shown by the numerous factories producing this fuel, with the same recipe, in the region of Cardiff. Most well known factories were the Star Patent fuel Co., the Crown Patent fuel, the Cardiff Patent fuel etc.After a period of decline, due to low demand on coal, Cardiff's port has started to grow again – over 3 million tonnes of cargo passed through the docks in 2007.
Cardiff today is the main finance and business services centre in Wales, with strong representation of finance and business services in the local economy. This sector, combined with the public administration, education and health sectors, have accounted for about 75% of Cardiff's economic growth since 1991. The city was recently placed seventh overall in the top 50 European cities in the fDI 2008 Cities of the Future list published by the fDi magazine, and ranked seventh in terms of attracting foreign investment. Notable companies such as Legal & General, Admiral Insurance, HBOS, Zurich, ING Direct, The AA, Principality Building Society, 118118, British Gas, Brains, SWALEC Energy and BT, all operate large national or regional headquarters and contact centres in the city, some of them based in Cardiff's office towers such as Capital Tower and Brunel House. Other major employers include NHS Wales and the Senedd. On 1 March 2004, Cardiff was granted Fairtrade City status.
Cardiff is one of the most popular tourist destinations in the United Kingdom, receiving 18.3 million visitors in 2010 and generating £852 million for the city's economy. One result is that one in five employees in Cardiff is based in the distribution, hotels and restaurants sector, highlighting the growing retail and tourism industries in the city. The city has many hotels of varying sizes and standards, providing almost 9,000 available beds.
Cardiff is home to the Welsh media and a large media sector with BBC Cymru Wales, S4C and ITV Wales all having studios in the city. There is a large independent TV production industry sector of over 600 companies, employing around 6,000, with a turnover estimated at £350 million. Just to the north-west of the city, in Rhondda Cynon Taff, the first completely new film studios in the UK for 30 years are being built, to be named Valleywood. The studios are set to be the biggest in the UK. In 2011 the BBC completed the Roath Lock studios in Cardiff Bay to film dramas such as Casualty, Doctor Who, and Pobol y Cwm.
Cardiff has several regeneration projects, such as St David's 2 Centre and surrounding areas of the city centre, and the £1.4 billion International Sports Village in Cardiff Bay, which played a part in the London 2012 Olympics. It features the only Olympic-standard swimming pool in Wales, the Cardiff International Pool, which opened on 12 January 2008.
According to the Welsh Rugby Union, the Principality Stadium contributed £1 billion to the Welsh economy in the ten years after it opened in 1999, with around 85% of that staying in the Cardiff area.
Shopping
Most of Cardiff's shopping portfolio is in the city centre around Queen Street, St Mary Street and High Street, with large suburban retail parks in Cardiff Bay, Culverhouse Cross, Leckwith, Newport Road and Pontprennau, together with markets in the city centre and Splott. A £675 million regeneration programme for Cardiff's St. David's Centre was completed in 2009, providing a total of of shopping space, making it one of the largest shopping centres in the United Kingdom. The centre was named the international shopping centre of the year in 2010 by Retail Leisure International (RLI).
The Castle Quarter is a commercial area in the north of the city centre, which includes some of Cardiff's Victorian and Edwardian arcades: Castle Arcade, Morgan Arcade and Royal Arcade, and principal shopping streets: St Mary Street, High Street, The Hayes, and Queen Street.
Transport
Rail
Cardiff Central railway station is the largest railway station in Wales, with nine platforms coping with over 12.5 million passengers a year. It provides direct services to Bridgend and Newport, long-distance, cross-Wales services to Wrexham and Holyhead, and services to Bristol, Birmingham, Manchester and London. Cardiff Central Station is situated within the southern border of what was known Temperance Town, a former residential area within central Cardiff.
Cardiff Queen Street railway station is the second busiest in Wales and the hub for the Valley Lines services that connect the South Wales Valleys and the Cardiff suburbs with the city centre. It is located at the eastern end of the city centre and provides services to Cardiff Bay. Cardiff has a suburban rail system known as the Valleys & Cardiff Local Routes, operated by Transport for Wales. There are eight lines that serve 20 stations in the city, 26 in the wider urban area (including Taffs Well, Penarth and Dinas Powys) and more than 60 in the South Wales valleys and the Vale of Glamorgan.
Metro
The South Wales Metro is an integrated public transport system under development in south-east Wales, centered on Cardiff. The project is to include the electrification of some of the existing railway lines. Four lines are under construction with a further three planned. The first lines will link and to , , and , with plans to also serve , St Mellons and Porth Teigr. Alongside this, current commuter services will be improved with a near-tripling in capacity on some routes to and .
Air
Domestic and international air links to Cardiff and South & West Wales are provided from Cardiff Airport (CWL), the only international airport in Wales. The airport lies in the village of Rhoose, west of the city. There are regular bus services linking the airport with Cardiff city centre, and a train service from Rhoose Cardiff International Airport railway station to Cardiff Central.
Road and bus
The M4 motorway connects Cardiff with Swansea to the west and Newport and London to the east, with four junctions on the M4, including one with the A48(M). The A470 provides an important link from the city to the Heads of the Valleys road. When completed, the A4232 – also known as the Peripheral Distributor Road – will form part of the Cardiff ring-road system, along with the M4 motorway between junctions 30 and 33.
Cardiff has a comprehensive bus network, whose providers include the municipal bus company Cardiff Bus (routes within the city and to Newport, Barry and Penarth), Adventure Travel (cross-city and to Cardiff Airport), Stagecoach South Wales (to the South Wales Valleys) and First Cymru (to Cowbridge and Bridgend). National Express and Megabus provides direct services to major cities such as Bristol, London, Newcastle upon Tyne and Manchester.
Cycle
The Taff Trail is a walking and cycle path running for between Cardiff Bay and Brecon in the Brecon Beacons National Park. It runs through Bute Park, Sophia Gardens and many other green areas within Cardiff. It is possible to cycle the entire distance of the Trail almost completely off-road, as it largely follows the River Taff and many of the disused railways of the Glamorganshire valleys.
Nextbike have operated a public bike-hire scheme in the city since March 2018.
Water
The Aquabus water taxi runs every hour between the city centre (Taff Mead Embankment) and Cardiff Bay (Mermaid Quay), and between Cardiff Bay and Penarth Cardiff Bay Barrage. Throughout the year, Cardiff Waterbus sail between the Pierhead on The Waterfront and the Penarth end of the Cardiff Bay Barrage with short sightseeing cruises.
Between March and October boats depart from Cardiff Bay for Flat Holm Island. The PS Waverley and MV Balmoral sail from Britannia Quay (in Roath Basin) to various destinations in the Bristol Channel.
Telecommunications
029 is the current telephone dialling code for Cardiff,as well as for the neighbouring towns of Penarth, Dinas Powys and Caerphilly. The dialling code is optional when dialling within the area: one can dial between any two phones within the 029 code using only the eight-digit local number.
Prior to the Big Number Change on 22 April 2000 the area had shorter, six-digit local numbers with an area code of 01222. This was 0222 before May 1995, derived from 0 (indicating it was a trunk call), 22 (CA on a telephone pad, for CArdiff) and 2 (as 220 was used for CAmbridge and 221 for BAth). Before the introduction of automated trunk call dialling, non-local numbers were accessed through a system of manual telephone exchanges, in common with rest if the United Kingdom.
There remains a common misconception that local numbers are still six digits long and that the code is 02920, even though there are newer Cardiff numbers in the ranges (029) 21xx xxxx and (029) 22xx xxxx.
Education
Cardiff is home to four major institutions of higher education: Cardiff University, Cardiff Metropolitan University, University of South Wales and the Royal Welsh College of Music & Drama.
Cardiff University was founded by a royal charter in 1883 as the University College of South Wales and Monmouthshire, is a member of the Russell Group of leading research led universities, having most of its campus in Cathays and the city centre. Cardiff Metropolitan University (formerly UWIC) has campuses in the Llandaff, Cyncoed and city centre areas, and is part of the confederal University of Wales. The Royal Welsh College of Music & Drama is a conservatoire established in 1949 and is based in the grounds of Cardiff Castle. The University of South Wales's Cardiff campus, Atrium, is home to the Cardiff School of Creative & Cultural Industries and is located in the city centre.
The total number of higher education students in the city is around 43,900. The city also has two further education colleges: Cardiff and Vale College and St David's College. The former is the result of a merger, completed in August 2011, between Coleg Glan Hafren and Barry College. Further education is also offered at most high schools in the city.
Cardiff has three state nursery schools (one bilingual), 98 state primary schools (two bilingual, fifteen Welsh medium), and 19 state secondary schools (three Welsh medium). There are also several independent schools in the city, including St John's College, Llandaff Cathedral School, Cardiff Sixth Form College, Kings Monkton School and Howell's School, a single-sex girls' school (until sixth form). In 2013 Cardiff Sixth Form College came top of the independent senior schools in the UK, which were based on the percentage of A* and A at Advanced Level. Also in the top 100 were St John's College and Howell's School.
Notable schools include Whitchurch High School (the largest secondary school in Wales), Fitzalan High School (one of the most multi-cultural state schools in the UK), and Ysgol Gyfun Gymraeg Glantaf (the largest Welsh medium secondary school in Wales).
As well as academic institutions, Cardiff is also home to other educational and learning organisations such as Techniquest, a hands-on science discovery centre that now has franchises throughout Wales, and is part of the Wales Gene Park in collaboration with Cardiff University, NHS Wales and the Welsh Development Agency (WDA). Cardiff is also home of the largest regional office of the International Baccalaureate Organisation (IBO). This office is home to the organisation's curriculum and assessment centre, which is responsible for overseeing the creation and grading of various IBDP assessments.
Landmarks and attractions
Cardiff has many landmark buildings such as the Principality Stadium, Pierhead Building, the Welsh National Museum and the Senedd building, the home of the Welsh Parliament. Cardiff is also famous for Cardiff Castle, St David's Hall, Llandaff Cathedral and the Wales Millennium Centre.
Cardiff Castle is a major tourist attraction in the city and is situated in the heart of the city centre. The National History Museum at St Fagans in Cardiff is a large open-air museum housing dozens of buildings from throughout Welsh history that have been moved to the site in Cardiff. The Civic Centre in Cathays Park comprises a collection of Edwardian buildings such as the City Hall, National Museum and Gallery of Wales, Cardiff Crown Court, and buildings forming part of Cardiff University, together with more modern civic buildings. These buildings are laid out around the Queen Alexandra Gardens, a formal park which contains the Welsh National War Memorial and a number of other, smaller memorials.
In addition to Cardiff Castle, Castell Coch is a castle in Tongwynlais, in the north of the city. The current castle is an elaborately decorated Victorian folly designed by William Burges for the Marquess and built in the 1870s, as an occasional retreat. However, the Victorian castle stands on the footings of a much older medieval castle possibly built by Ifor Bach, a regional baron with links to Cardiff Castle also. The exterior has become a popular location for film and television productions. It rarely fulfilled its intended role as a retreat for the Butes, who seldom stayed there. For the Marquess, the pleasure had been in its creation, a pleasure lost following Burges's death in 1881.
Cardiff claims the largest concentration of castles of any city in the world. As well as Cardiff Castle and Castell Coch, there are the remains of two motte-and-bailey castles in Morganstown and Rhiwbina, known as Morganstown Castle Mound and Twmpath Castle or Twmpath Motte (also known as ) respectively. Twmpath being a Welsh word for a small mound), which along with a castle at Whitchurch (known as Treoda and destroyed by housing in the 1960s) formed an arc of fortifications which divided the Norman lordship from the Welsh lordship of Senghenydd. Further up the Cefn Cibwr ridge on the boundary with Caerphilly there is also another ruined castle, known as Morgraig Castle (). Archaeological evidence suggests this castle was never finished, and it is debated whether the fortification was of Norman or Welsh origin. The concentration of castles indicates the moveable nature of the border between the Norman lordship of Glamorgan, centred at Cardiff, and its Welsh neighbours to the north.
There is also the ruined Llandaff Bishop's Palace, also known as Llandaff Castle, which was the home of the medieval bishops, which was destroyed about 1403–1404 by the Welsh leader Owain Glyndŵr. Now only the ruined gatehouse remains. Not strictly a castle in the historical sense, Saint Fagans Castle is a preserved 17th-century manor house, once the seat of the Earls of Plymouth.
Other major tourist attractions are the Cardiff Bay regeneration sites, which include the recently opened Wales Millennium Centre and the Senedd building, and many other cultural and sites of interest, including the Cardiff Bay Barrage and the famous Coal Exchange. The New Theatre was founded in 1906 and refurbished in the 1980s. Until the opening of the Wales Millennium Centre in 2004, it was the premier venue in Wales for touring theatre and dance companies. Other venues popular for concerts and sporting events include Cardiff International Arena, St David's Hall and the Principality Stadium. Cardiff Story, a museum documenting the city's history, has been open to the public since the spring of 2011.
Cardiff has over 1,000 listed buildings, ranging from the more prominent buildings such as the castles, to smaller buildings, houses and structures. Cathedral Road was developed by the 3rd Marquis of Bute and is lined by fine villas, some backing on to Sophia Gardens.
Cardiff has walks of special interest for tourists and ramblers alike, such as the Centenary Walk, which runs for within Cardiff city centre. This route passes through many of Cardiff's landmarks and historic buildings. The Animal Wall, designed by William Burges in 1866, marks the south edge of Bute Park on Castle Street. It bears 15 carved animal statues.
Culture and recreation
Cardiff has many cultural sites varying from the historical Cardiff Castle and out of town Castell Coch to the more modern Wales Millennium Centre and Cardiff Bay. Cardiff was a finalist in the European Capital of Culture 2008. In recent years Cardiff has grown in stature as a tourist destination, with recent accolades including Cardiff being voted the eighth favourite UK city by readers of the Guardian.
The city was also listed as one of the top 10 destinations in the UK on the official British tourist boards website Visit Britain, and US travel guide Frommers have listed Cardiff as one of 13 top destinations worldwide for 2008. Annual events in Cardiff that have become regular appearances in Cardiff's calendar include Sparks in the Park, The Great British Cheese Festival, Pride Cymru (formerly Cardiff Mardi Gras), Cardiff Winter Wonderland, Cardiff Festival and Made in Roath.
Music and performing arts
A large number of concerts are held in the city, the larger ones at St David's Hall, Cardiff International Arena and occasionally the Principality Stadium. A number of festivals are also held in Cardiff, the largest being the Cardiff Big Weekend Festival, held annually in the city centre in the summer and playing host to free musical performances (from artists such as Ash, Jimmy Cliff, Cerys Matthews, the Fun Loving Criminals, Soul II Soul and the Magic Numbers), fairground rides and cultural events such as a Children's Festival that takes place in the grounds of Cardiff Castle. The annual festival claims to be the UK's largest free outdoor festival, attracting over 250,000 visitors in 2007.
Cardiff hosted the National Eisteddfod in 1883, 1899, 1938, 1960, 1978, 2008 and 2018. Cardiff is unique in Wales in having two permanent stone circles used by the Gorsedd of Bards during Eisteddfodau. The original circle stands in Gorsedd Gardens in front of the National Museum while its 1978 replacement is situated in Bute Park. Since 1983, Cardiff has hosted the BBC Cardiff Singer of the World competition, a world-renowned event on the opera calendar which is held every two years. The city also hosts smaller events.
The Wales Millennium Centre hosts performances of opera, ballet, dance, comedy, musicals and is home to the BBC National Orchestra of Wales. St David's Hall (which hosts the Singer of the World competition) has regular performances of classical music and ballet as well as music of other genres. The largest of Cardiff's theatres is the New Theatre, situated in the city centre just off Queen Street. Other such venues include the Sherman Theatre, Chapter Arts Centre and the Gate Arts Centre.
The Cardiff music scene is established and wide-ranging: home to the BBC National Orchestra of Wales and the Welsh National Opera; has produced several leading acts; has acted as a springboard for Welsh bands to become famous. Acts hailing from Cardiff include Charlotte Church, Shirley Bassey, Iwan Rheon, the Oppressed, Kids In Glass Houses, Los Campesinos, the Hot Puppies, the School, We're No Heroes, Budgie and Shakin' Stevens. Also, performers such as the Automatic, Manic Street Preachers, Lostprophets, Underworld, Super Furry Animals, Catatonia and Bullet for My Valentine have links with the city and are associated with the Cardiff music scene. In 2010, Cardiff was named the UK's second "most musical" city by PRS for Music.
Visual arts
Cardiff has held a photomarathon in the city each year since 2004, in which photographers compete to take the best 12 pictures of 12 previously unknown topics in 12 hours. An exhibition of winners and other entries is held in June/July each year.
Sporting venues
Sporting venues include the Principality Stadium – the national stadium and home of the Wales national rugby union team – Sophia Gardens for Glamorgan County Cricket Club, Cardiff City Stadium for Cardiff City F.C. and the Wales football team, Cardiff International Sports Stadium, home of Cardiff Amateur Athletic Club, Cardiff Arms Park for Cardiff Blues and Cardiff RFC rugby union teams, and Ice Arena Wales for Cardiff Devils ice hockey team. It hosted the 1958 British Empire and Commonwealth Games and was dubbed European City of Sport for its role in international sporting events in 2009 and again in 2014. The Principality Stadium hosted 11 football matches during the 2012 Summer Olympics, including the opening event and the men's bronze medal match.
Recreation
Cardiff has strong nightlife. Most clubs and bars are situated in the city centre, especially St Mary Street. More recently Cardiff Bay has built up a strong night scene, with many modern bars and restaurants. The Brewery Quarter on St Mary Street is a recently developed venue for bars and restaurant with a central courtyard. Charles Street is also a popular part of the city.
Cardiff is known for its extensive parks and other green spaces covering around 10% of the city's total area. Cardiff's main park, Bute Park (which was formerly the castle grounds) extends northwards from the top of one of Cardiff's main shopping street (Queen Street); when combined with the adjacent Llandaff Fields and Pontcanna Fields to the north-west it produces a massive open space skirting the River Taff. Other popular parks include Roath Park in the north, donated to the city by the 3rd Marquess of Bute in 1887, which includes a popular boating lake; Victoria Park, Cardiff's first official park; and Thompson's Park, formerly home to an aviary removed in the 1970s. Wild open spaces include Howardian Local Nature Reserve, of the lower Rhymney valley in Penylan noted for its orchids, and Forest Farm Country Park, over along the River Taff in Whitchurch.
Cardiff is one of the top ten retail destinations in the UK with Queen Street and St. Mary Street as the two main shopping streets with the three shopping arcades, St. David's Centre, Queens Arcade and the Capitol Centre. The current expansion of St. David's Centre as part of the St David's 2 project has made it one of the largest shopping centres in the UK. As well as the modern shopping arcades, the city is home to Victorian shopping centres, such as High Street Arcade, Castle Arcade, Wyndham Arcade, Royal Arcade and Morgan Arcade. Also of note is The Hayes, home to Spillers Records, the world's oldest record shop. Cardiff has a number of markets, including the vast Victorian indoor Cardiff Central Market and the newly established Riverside Community Market, which specialises in locally produced organic produce. Several out-of-town retail parks exist, such as Newport Road, Culverhouse Cross, Cardiff Gate and Cardiff Bay.
Media
Cardiff is the Welsh base for the main national broadcasters (BBC Cymru Wales, ITV Wales and S4C). A locally based television station, Made in Cardiff, is also based in the city centre. Major filming studios in Cardiff include the BBC's Roath Lock Studios and Pinewood Studios Wales.
Several contemporary television programmes and films are filmed in and/or set in Cardiff such as Casualty, Doctor Who, The Sarah Jane Adventures, Torchwood, Merlin, Class, The Valleys, Upstairs Downstairs, A Discovery of Witches, His Dark Materials, Being Human, The Story of Tracy Beaker, Wizards vs Aliens, Sex Education and Sherlock.
The main local newspaper is the South Wales Echo; the national paper is the Western Mail. Both are based in Park Street in the city centre. Capital Times, Echo Extra and the South Wales edition of Metro are also based and distributed in the city. There are several magazines, including Primary Times and a monthly papur bro, and a Welsh-language community newsletter called Y Dinesydd (The Citizen). Radio stations serving the city and based in Cardiff include Capital South Wales, Heart South Wales, BBC Radio Wales, BBC Radio Cymru, Nation Radio Wales, Radio Cardiff, Smooth Wales and Xpress Radio.
The Principality Stadium was one of the first six British landmarks to be fully mapped on Google Street View as a 360-degree virtual tour.
Sport
Cardiff hosts many high-profile sporting events at local, national and international level and in recognition of the city's commitment to sport for all was awarded the title of European Capital of Sport 2014. Organised sports have been held in the city since the early 19th century. national home sporting fixtures are nearly always played in the city. All Wales' multi-sports agencies and many of the country's sports governing bodies have their headquarters in Cardiff and the city's many top quality venues have attracted world-famous sports events, sometimes unrelated to Cardiff or to Wales. In 2008/09, 61% of Cardiff residents regularly participated in sport and active recreation, the highest percentage in ll 22 local authorities in Wales.
Rugby union fans around the world have long been familiar with the old National Stadium, Cardiff Arms Park, and its successor the Principality Stadium, which hosted the FA Cup for six years (from 2001 to 2006) it took to rebuild Wembley Stadium. In 2009, Cardiff hosted the first Ashes cricket test between England and Australia to be held in Wales. Cardiff hosted eight football matches of the London 2012 Olympics.
Cardiff City F.C. (founded 1899 as Riverside AFC) played their home games at Ninian Park from 1910 until the end of the 2008–09 season. The club's new home is the Cardiff City Stadium, which they initially rented to the Cardiff Blues, the city's professional rugby union team, the Blues returning to the Arms Park in 2012. Cardiff City have played in the English Football League since the 1920–21 season, climbing to Division 1 after one season. Cardiff City are the only non-English team to have won the FA Cup, beating Arsenal in the 1927 final at Wembley Stadium. They were runners up to Portsmouth in the 2008 final, losing 1–0 at the new Wembley Stadium. In the 2013/14 and 2018/19 seasons Cardiff City played in the English Premier League.
Cardiff Metropolitan University F.C. of the Athletic Union of Cardiff Metropolitan University, based in Cyncoed, play in the Cymru Premier, having been promoted from Welsh League Division One in 2016. They were winners of the Welsh League Cup for the 2018–19 season.
Cardiff has numerous smaller clubs including Bridgend Street A.F.C., Caerau (Ely) A.F.C., Cardiff Corinthians F.C., Cardiff Grange Harlequins A.F.C., and Ely Rangers A.F.C., which all play in the Welsh football league system.
In addition to men's football teams Cardiff City Ladies of the FA Women's Premier League Southern Division are based in the city. Teams in the Welsh Premier Women's Football League are Cardiff Met. Ladies, Cyncoed Ladies and Cardiff City.
During the 1990s, London-based football club Wimbledon FC expressed interest in relocating to Cardiff, having been without a home of their own since exiting Plough Lane stadium in 1991 and sharing with Crystal Palace FC at Selhurst Park. The relocation of the club to Cardiff did not happen; in 2003, the club moved to Milton Keynes and a year later rebranded as Milton Keynes Dons.
Cardiff Arms Park (), in central Cardiff, is among the world's most famous venues—being the scene of three Welsh Grand Slams in the 1970s (1971, 1976 and 1978) and six Five Nations titles in nine years—and was the venue for Wales' games in the 1991 Rugby World Cup. The Arms Park has a sporting history dating back to at least the 1850s, when Cardiff Cricket Club (formed 1819) relocated to the site. The ground was donated to Cardiff CC in 1867 by the Marquess of Bute. Cardiff Cricket Club shared the ground with Cardiff Rugby Football Club (founded 1876) — forming Cardiff Athletic Club between them — until 1966, when the cricket section moved to Sophia Gardens. Cardiff Athletic Club and the Welsh Rugby Union established two stadia on the site—Cardiff RFC played at their stadium at the northern end of the site, and the Wales national rugby union team played international matches at the National Stadium, Cardiff Arms Park, which opened in 1970. The National Stadium was replaced by the 74,500 capacity Millennium Stadium () in 1999—in time for the 1999 Rugby World Cup—and is home stadium to the Wales national rugby and football teams for international matches. In addition to Wales' Six Nations Championship and other international games, the Principality Stadium held four matches in the 2007 Rugby World Cup and six FA Cup finals (from the 2001–02 to 2005–06 seasons) while Wembley Stadium was being rebuilt.
Cardiff Cricket Club was formed in 1819 and Glamorgan County Cricket Club has competed as a first-class county since 1921. Its headquarters and ground is the SWALEC Stadium, Sophia Gardens, since moving from Cardiff Arms Park in 1966. The Sophia Gardens stadium underwent multimillion-pound improvements since being selected to host the first "England" v Australia Test match of the 2009 Ashes series. The Hundred franchise team Welsh Fire is also based at the stadium.
Cardiff has a long association with boxing, from 'Peerless' Jim Driscoll — born in Cardiff in 1880 — to more recent, high-profile fights staged in the city. These include the WBC Lennox Lewis vs. Frank Bruno heavyweight championship fight at the Arms Park in 1993, and many of Joe Calzaghe's fights, between 2003 and 2007.
Cardiff's professional ice hockey team, the Cardiff Devils, plays in the 3,000-seat Ice Arena Wales in the Cardiff International Sports Village. It plays in the 12-team professional Elite Ice Hockey League. Founded in 1986, it was one of the most successful British teams in the 1990s.
Cardiff's only American-flag football team is the Hurricanes. It won the British Championship in 2014 after falling short by 2 points in a quarter-final to eventual winners, the London Rebels, the previous year. It is based at Roath Recreational Ground.
The 1958 Commonwealth Games were hosted by Cardiff. These involved 1,130 athletes from 35 national teams competing in 94 events. One of the venues for those Games—The Wales Empire Swimming Pool—was demolished in 1998 to make way for the Principality Stadium. The GBP32m Cardiff International Pool in Cardiff Bay, opened to the public on 12 January 2008 — part of the GBP1bn International Sports Village (ISV) — is the only Olympic-standard swimming pool in Wales. When complete, the ISV complex will provide Olympic standard facilities for sports including boxing and fencing, gymnastics, judo, white water events (including canoeing and kayaking) and wrestling as well as a snow dome with real snow for skiing and snowboarding, an arena for public ice skating and ice hockey and a hotel. Some of the sports facilities at the ISV were to be used as training venues for the London 2012 Olympics.
The Principality Stadium hosts motor-sport events such as the World Rally Championship, as part of Wales Rally GB. The first indoor special stages of the World Rally Championship were held at the Principality Stadium in September 2005 and have been an annual event since. The British Speedway Grand Prix, one of the World Championship events, is held at the Principality Stadium. While the track—a temporary, purpose built, shale oval—is not universally loved, the venue is considered the best of the World Championship's 11 rounds.
The Cardiff International Sports Stadium, opened 19 January 2009, replacing the Cardiff Athletics Stadium, demolished to make way for the Cardiff City Stadium. It has a 4,953 capacity as a multi sport/special event venue, offering certificated international track and field athletics facilities, including an international standard external throws area. The stadium houses the Headquarters of Welsh Athletics, the sport's governing body for Wales. The city's indoor track and field athletics sports venue is the National Indoor Athletics Centre, an international athletics and multi sports centre at the University of Wales Institute, Cardiff Campus, Cyncoed.
Notable people
Many notable people have hailed from Cardiff, ranging from historical figures such as the 12th-century Welsh leader Ifor Bach to more recent figures such as Roald Dahl, Ken Follett, Griff Rhys Jones, Catrin Dafydd, and the former Blue Peter presenter Gethin Jones.
Notable actors include Ioan Gruffudd (Fantastic 4), Iwan Rheon (Game of Thrones) and Matthew Rhys (The Americans).
Also notable is Siân Grigg, BAFTA winner and Oscar nominated Hollywood make-up artist.
The city has been the birthplace of sports stars such as Tanni Grey-Thompson and Colin Jackson, as well as many Premier League, Football League and international footballers, such as Craig Bellamy, Gareth Bale, Ryan Giggs, Joe Ledley, and former managers of the Wales national football team Terry Yorath and John Toshack. International rugby league players from Cardiff include Frank Whitcombe, Billy Boston, David Willicombe and Colin Dixon. International rugby union players include Sam Warburton, Jamie Roberts, Jamie Robinson, Nicky Robinson, Rhys Patchell, and baseball internationals include George Whitcombe and Ted Peterson.
Saint Teilo ( – 9 February ) is the patron saint of Cardiff. He was a British Christian monk, bishop, and founder of monasteries and churches. Reputed to be a cousin, friend, and disciple of Saint David, he was Bishop of Llandaff and founder of the first church at Llandaff Cathedral, where his tomb is. His Saint's Day is 9 February.
Cardiff is also well known for its musicians. Ivor Novello inspired the Ivor Novello Awards. Idloes Owen, founder of the Welsh National Opera, lived in Llandaff. Dame Shirley Bassey was born and raised in Cardiff. Charlotte Church is famous as a crossover classical/pop singer. Shakin' Stevens was one of the top-selling male artists in the UK during the 1980s. Tigertailz, a popular glam metal act in the 1980s, also hailed from Cardiff. A number of Cardiff-based bands, such as Catatonia and Super Furry Animals, were popular in the 1990s.
Twinning
Luhansk, Ukraine
Hordaland county, Norway
Sucre, Bolivia
Nantes, France
Stuttgart, Germany
Xiamen, China
Lima, Peru
Namesakes
Cardiff-by-the-Sea in Encinitas, California and Cardiff, Alabama were both named after Cardiff in Wales.
Diplomatic presence
A total of 28 countries have a diplomatic presence in Cardiff. Many of these, such as Germany, Italy, Switzerland, Denmark, Canada, Thailand and the Czech Republic, are represented by honorary consulates. The United States Embassy to the UK operates a satellite office.
Freedom of the City
The following people and military units have received the Freedom of the City of Cardiff; they are listed with the date that they received the honour.
Individuals
Military units
The Welch Regiment: 10 June 1944
The Welsh Guards: 27 April 1957
The Royal Regiment of Wales: 11 June 1969
The Royal Welch Fusiliers: 7 November 1973
The 1st The Queen's Dragoon Guards: 29 July 1985
HMS Cardiff, RN: 3 February 1988
The Merchant Navy Association (Wales): 3 September 2001
203 (Welsh) Field Hospital (Volunteers) RAMC: 21 April 2014
HMS Dragon, RN: 18 May 2014
See also
Cardiff city centre
Cardiff music scene
List of cultural venues in Cardiff
List of parliamentary constituencies in South Glamorgan
List of places in Cardiff
List of places of worship in Cardiff
List of streets and squares in Cardiff
Senedd
References
External links
Cardiff Council site
Visit Cardiff
Cardiff Records: the full text of the edition of historical records for Cardiff, edited by J. H. Matthews (1898–1905). Part of British History Online.
Cardiff
Capital cities in the United Kingdom
Cities in Wales
Populated coastal places in Wales
Counties of Wales
Glamorgan
Port cities and towns in Wales
Principal areas of Wales
County towns in Wales
Rally GB
50s establishments
Populated places established in the 1st century |
5884 | https://en.wikipedia.org/wiki/Charles%20Dickens | Charles Dickens | Charles John Huffam Dickens (; 7 February 1812 – 9 June 1870) was an English novelist and social critic who created some of the world's best-known fictional characters, and is regarded by many as the greatest novelist of the Victorian era. His works enjoyed unprecedented popularity during his lifetime and, by the 20th century, critics and scholars had recognised him as a literary genius. His novels and short stories are widely read today.
Born in Portsmouth, Dickens left school at the age of 12 to work in a boot-blacking factory when his father John was incarcerated in a debtors' prison. After three years he returned to school, before he began his literary career as a journalist. Dickens edited a weekly journal for 20 years, wrote 15 novels, five novellas, hundreds of short stories and non-fiction articles, lectured and performed readings extensively, was an indefatigable letter writer, and campaigned vigorously for children's rights, for education, and for other social reforms.
Dickens's literary success began with the 1836 serial publication of The Pickwick Papers, a publishing phenomenon—thanks largely to the introduction of the character Sam Weller in the fourth episode—that sparked Pickwick merchandise and spin-offs. Within a few years Dickens had become an international literary celebrity, famous for his humour, satire and keen observation of character and society. His novels, most of them published in monthly or weekly installments, pioneered the serial publication of narrative fiction, which became the dominant Victorian mode for novel publication. Cliffhanger endings in his serial publications kept readers in suspense. The instalment format allowed Dickens to evaluate his audience's reaction, and he often modified his plot and character development based on such feedback. For example, when his wife's chiropodist expressed distress at the way Miss Mowcher in David Copperfield seemed to reflect her own disabilities, Dickens improved the character with positive features. His plots were carefully constructed and he often wove elements from topical events into his narratives. Masses of the illiterate poor would individually pay a halfpenny to have each new monthly episode read to them, opening up and inspiring a new class of readers.
His 1843 novella A Christmas Carol remains especially popular and continues to inspire adaptations in every artistic genre. Oliver Twist and Great Expectations are also frequently adapted and, like many of his novels, evoke images of early Victorian London. His 1859 novel A Tale of Two Cities (set in London and Paris) is his best-known work of historical fiction. The most famous celebrity of his era, he undertook, in response to public demand, a series of public reading tours in the later part of his career. The term Dickensian is used to describe something that is reminiscent of Dickens and his writings, such as poor social or working conditions, or comically repulsive characters.
Early life
Charles Dickens was born on 7 February 1812 at 1 Mile End Terrace (now 393 Commercial Road), Landport in Portsea Island (Portsmouth), Hampshire, the second of eight children of Elizabeth Dickens (née Barrow; 1789–1863) and John Dickens (1785–1851). His father was a clerk in the Navy Pay Office and was temporarily stationed in the district. He asked Christopher Huffam, rigger to His Majesty's Navy, gentleman, and head of an established firm, to act as godfather to Charles. Huffam is thought to be the inspiration for Paul Dombey, the owner of a shipping company in Dickens's novel Dombey and Son (1848).
In January 1815, John Dickens was called back to London, and the family moved to Norfolk Street, Fitzrovia. When Charles was four, they relocated to Sheerness and thence to Chatham, Kent, where he spent his formative years until the age of 11. His early life seems to have been idyllic, though he thought himself a "very small and not-over-particularly-taken-care-of boy".
Charles spent time outdoors, but also read voraciously, including the picaresque novels of Tobias Smollett and Henry Fielding, as well as Robinson Crusoe and Gil Blas. He read and re-read The Arabian Nights and the Collected Farces of Elizabeth Inchbald. At the age of 7 he first saw Joseph Grimaldi—the father of modern clowning—perform at the Star Theatre, Rochester. He later imitated Grimaldi's clowning on several occasions, and would also edit the Memoirs of Joseph Grimaldi. He retained poignant memories of childhood, helped by an excellent memory of people and events, which he used in his writing. His father's brief work as a clerk in the Navy Pay Office afforded him a few years of private education, first at a dame school and then at a school run by William Giles, a dissenter, in Chatham.
This period came to an end in June 1822, when John Dickens was recalled to Navy Pay Office headquarters at Somerset House and the family (except for Charles, who stayed behind to finish his final term at school) moved to Camden Town in London. The family had left Kent amidst rapidly mounting debts and, living beyond his means, John Dickens was forced by his creditors into the Marshalsea debtors' prison in Southwark, London in 1824. His wife and youngest children joined him there, as was the practice at the time. Charles, then 12 years old, boarded with Elizabeth Roylance, a family friend, at 112 College Place, Camden Town. Mrs Roylance was "a reduced impoverished old lady, long known to our family", whom Dickens later immortalised, "with a few alterations and embellishments", as "Mrs Pipchin" in Dombey and Son. Later, he lived in a back-attic in the house of an agent for the Insolvent Court, Archibald Russell, "a fat, good-natured, kind old gentleman ... with a quiet old wife" and lame son, in Lant Street in Southwark. They provided the inspiration for the Garlands in The Old Curiosity Shop.
On Sundays – with his sister Frances, free from her studies at the Royal Academy of Music – he spent the day at the Marshalsea. Dickens later used the prison as a setting in Little Dorrit. To pay for his board and to help his family, Dickens was forced to leave school and work ten-hour days at Warren's Blacking Warehouse, on Hungerford Stairs, near the present Charing Cross railway station, where he earned six shillings a week pasting labels on pots of boot blacking. The strenuous and often harsh working conditions made a lasting impression on Dickens and later influenced his fiction and essays, becoming the foundation of his interest in the reform of socio-economic and labour conditions, the rigours of which he believed were unfairly borne by the poor. He later wrote that he wondered "how I could have been so easily cast away at such an age". As he recalled to John Forster (from Life of Charles Dickens):
When the warehouse was moved to Chandos Street in the smart, busy district of Covent Garden, the boys worked in a room in which the window gave onto the street. Small audiences gathered and watched them at work – in Dickens's biographer Simon Callow's estimation, the public display was "a new refinement added to his misery".
A few months after his imprisonment, John Dickens's mother, Elizabeth Dickens, died and bequeathed him £450. On the expectation of this legacy, Dickens was released from prison. Under the Insolvent Debtors Act, Dickens arranged for payment of his creditors, and he and his family left the Marshalsea, for the home of Mrs Roylance.
Charles's mother, Elizabeth Dickens, did not immediately support his removal from the boot-blacking warehouse. This influenced Dickens's view that a father should rule the family and a mother find her proper sphere inside the home: "I never afterwards forgot, I never shall forget, I never can forget, that my mother was warm for my being sent back." His mother's failure to request his return was a factor in his dissatisfied attitude towards women.
Righteous indignation stemming from his own situation and the conditions under which working-class people lived became major themes of his works, and it was this unhappy period in his youth to which he alluded in his favourite, and most autobiographical, novel, David Copperfield: "I had no advice, no counsel, no encouragement, no consolation, no assistance, no support, of any kind, from anyone, that I can call to mind, as I hope to go to heaven!"
Dickens was eventually sent to the Wellington House Academy in Camden Town, where he remained until March 1827, having spent about two years there. He did not consider it to be a good school: "Much of the haphazard, desultory teaching, poor discipline punctuated by the headmaster's sadistic brutality, the seedy ushers and general run-down atmosphere, are embodied in Mr Creakle's Establishment in David Copperfield."
Dickens worked at the law office of Ellis and Blackmore, attorneys, of Holborn Court, Gray's Inn, as a junior clerk from May 1827 to November 1828. He was a gifted mimic and impersonated those around him: clients, lawyers and clerks. He went to theatres obsessively: he claimed that for at least three years he went to the theatre every day. His favourite actor was Charles Mathews and Dickens learnt his "monopolylogues" (farces in which Mathews played every character) by heart. Then, having learned Gurney's system of shorthand in his spare time, he left to become a freelance reporter. A distant relative, Thomas Charlton, was a freelance reporter at Doctors' Commons and Dickens was able to share his box there to report the legal proceedings for nearly four years. This education was to inform works such as Nicholas Nickleby, Dombey and Son and especially Bleak House, whose vivid portrayal of the machinations and bureaucracy of the legal system did much to enlighten the general public and served as a vehicle for dissemination of Dickens's own views regarding, particularly, the heavy burden on the poor who were forced by circumstances to "go to law".
In 1830, Dickens met his first love, Maria Beadnell, thought to have been the model for the character Dora in David Copperfield. Maria's parents disapproved of the courtship and ended the relationship by sending her to school in Paris.
Career
Journalism and writing
In 1832, at the age of 20, Dickens was energetic and increasingly self-confident. He enjoyed mimicry and popular entertainment, lacked a clear, specific sense of what he wanted to become, and yet knew he wanted fame. Drawn to the theatre – he became an early member of the Garrick Club – he landed an acting audition at Covent Garden, where the manager George Bartley and the actor Charles Kemble were to see him. Dickens prepared meticulously and decided to imitate the comedian Charles Mathews, but ultimately he missed the audition because of a cold. Before another opportunity arose, he had set out on his career as a writer.
In 1833, Dickens submitted his first story, "A Dinner at Poplar Walk", to the London periodical Monthly Magazine. William Barrow, Dickens's uncle on his mother's side, offered him a job on The Mirror of Parliament and he worked in the House of Commons for the first time early in 1832. He rented rooms at Furnival's Inn and worked as a political journalist, reporting on Parliamentary debates, and he travelled across Britain to cover election campaigns for the Morning Chronicle. His journalism, in the form of sketches in periodicals, formed his first collection of pieces, published in 1836: Sketches by Boz – Boz being a family nickname he employed as a pseudonym for some years. Dickens apparently adopted it from the nickname 'Moses', which he had given to his youngest brother Augustus Dickens, after a character in Oliver Goldsmith's The Vicar of Wakefield. When pronounced by anyone with a head cold, "Moses" became "Boses" – later shortened to Boz. Dickens's own name was considered "queer" by a contemporary critic, who wrote in 1849: "Mr Dickens, as if in revenge for his own queer name, does bestow still queerer ones upon his fictitious creations." Dickens contributed to and edited journals throughout his literary career. In January 1835, the Morning Chronicle launched an evening edition, under the editorship of the Chronicles music critic, George Hogarth. Hogarth invited him to contribute Street Sketches and Dickens became a regular visitor to his Fulham house – excited by Hogarth's friendship with Walter Scott (whom Dickens greatly admired) and enjoying the company of Hogarth's three daughters: Georgina, Mary and 19-year-old Catherine.
Dickens made rapid progress both professionally and socially. He began a friendship with William Harrison Ainsworth, the author of the highwayman novel Rookwood (1834), whose bachelor salon in Harrow Road had become the meeting place for a set that included Daniel Maclise, Benjamin Disraeli, Edward Bulwer-Lytton and George Cruikshank. All these became his friends and collaborators, with the exception of Disraeli, and he met his first publisher, John Macrone, at the house. The success of Sketches by Boz led to a proposal from publishers Chapman and Hall for Dickens to supply text to match Robert Seymour's engraved illustrations in a monthly letterpress. Seymour committed suicide after the second instalment and Dickens, who wanted to write a connected series of sketches, hired "Phiz" to provide the engravings (which were reduced from four to two per instalment) for the story. The resulting story became The Pickwick Papers and, although the first few episodes were not successful, the introduction of the Cockney character Sam Weller in the fourth episode (the first to be illustrated by Phiz) marked a sharp climb in its popularity. The final instalment sold 40,000 copies. On the impact of the character, The Paris Review stated, "arguably the most historic bump in English publishing is the Sam Weller Bump." A publishing phenomenon, John Sutherland called The Pickwick Papers "[t]he most important single novel of the Victorian era". The unprecedented success led to numerous spin-offs and merchandise including Pickwick cigars, playing cards, china figurines, Sam Weller puzzles, Weller boot polish and joke books.
On the creation of modern mass culture, Nicholas Dames in The Atlantic writes, "'Literature' is not a big enough category for Pickwick. It defined its own, a new one that we have learned to call 'entertainment'." In November 1836, Dickens accepted the position of editor of Bentley's Miscellany, a position he held for three years, until he fell out with the owner. In 1836, as he finished the last instalments of The Pickwick Papers, he began writing the beginning instalments of Oliver Twist – writing as many as 90 pages a month – while continuing work on Bentley's and also writing four plays, the production of which he oversaw. Oliver Twist, published in 1838, became one of Dickens's better known stories and was the first Victorian novel with a child protagonist.
On 2 April 1836, after a one-year engagement, and between episodes two and three of The Pickwick Papers, Dickens married Catherine Thomson Hogarth (1815–1879), the daughter of George Hogarth, editor of the Evening Chronicle. They were married in St Luke's Church, Chelsea, London. After a brief honeymoon in Chalk in Kent, the couple returned to lodgings at Furnival's Inn. The first of their ten children, Charles, was born in January 1837 and a few months later the family set up home in Bloomsbury at 48 Doughty Street, London (on which Charles had a three-year lease at £80 a year) from 25 March 1837 until December 1839. Dickens's younger brother Frederick and Catherine's 17-year-old sister Mary Hogarth moved in with them. Dickens became very attached to Mary, and she died in his arms after a brief illness in 1837. Unusually for Dickens, as a consequence of his shock, he stopped working, and he and Catherine stayed at a little farm on Hampstead Heath for a fortnight. Dickens idealised Mary; the character he fashioned after her, Rose Maylie, he found he could not now kill, as he had planned, in his fiction, and, according to Ackroyd, he drew on memories of her for his later descriptions of Little Nell and Florence Dombey. His grief was so great that he was unable to meet the deadline for the June instalment of The Pickwick Papers and had to cancel the Oliver Twist instalment that month as well. The time in Hampstead was the occasion for a growing bond between Dickens and John Forster to develop; Forster soon became his unofficial business manager and the first to read his work.
His success as a novelist continued. The young Queen Victoria read both Oliver Twist and The Pickwick Papers, staying up until midnight to discuss them. Nicholas Nickleby (1838–39), The Old Curiosity Shop (1840–41) and, finally, his first historical novel, Barnaby Rudge: A Tale of the Riots of 'Eighty, as part of the Master Humphrey's Clock series (1840–41), were all published in monthly instalments before being made into books.
In the midst of all his activity during this period, there was discontent with his publishers and John Macrone was bought off, while Richard Bentley signed over all his rights in Oliver Twist. Other signs of a certain restlessness and discontent emerged; in Broadstairs he flirted with Eleanor Picken, the young fiancée of his solicitor's best friend and one night grabbed her and ran with her down to the sea. He declared they were both to drown there in the "sad sea waves". She finally got free, and afterwards kept her distance. In June 1841, he precipitously set out on a two-month tour of Scotland and then, in September 1841, telegraphed Forster that he had decided to go to America. Master Humphrey's Clock was shut down, though Dickens was still keen on the idea of the weekly magazine, a form he liked, an appreciation that had begun with his childhood reading of the 18th-century magazines Tatler and The Spectator.
Dickens was perturbed by the return to power of the Tories, whom he described as "people whom, politically, I despise and abhor." He had been tempted to stand for the Liberals in Reading, but decided against it due to financial straits. He wrote three anti-Tory verse satires ("The Fine Old English Gentleman", "The Quack Doctor's Proclamation", and "Subjects for Painters") which were published in The Examiner.
First visit to the United States
On 22 January 1842, Dickens and his wife arrived in Boston, Massachusetts, aboard the RMS Britannia during their first trip to the United States and Canada. At this time Georgina Hogarth, another sister of Catherine, joined the Dickens household, now living at Devonshire Terrace, Marylebone to care for the young family they had left behind. She remained with them as housekeeper, organiser, adviser and friend until Dickens's death in 1870. Dickens modelled the character of Agnes Wickfield after Georgina and Mary.
He described his impressions in a travelogue, American Notes for General Circulation. In Notes, Dickens includes a powerful condemnation of slavery which he had attacked as early as The Pickwick Papers, correlating the emancipation of the poor in England with the abolition of slavery abroad citing newspaper accounts of runaway slaves disfigured by their masters. In spite of the abolitionist sentiments gleaned from his trip to America, some modern commentators have pointed out inconsistencies in Dickens's views on racial inequality. For instance, he has been criticised for his subsequent acquiescence in Governor Eyre's harsh crackdown during the 1860s Morant Bay rebellion in Jamaica and his failure to join other British progressives in condemning it. From Richmond, Virginia, Dickens returned to Washington, D.C., and started a trek westward, with brief pauses in Cincinnati and Louisville, to St. Louis, Missouri. While there, he expressed a desire to see an American prairie before returning east. A group of 13 men then set out with Dickens to visit Looking Glass Prairie, a trip 30 miles into Illinois.
During his American visit, Dickens spent a month in New York City, giving lectures, raising the question of international copyright laws and the pirating of his work in America. He persuaded a group of 25 writers, headed by Washington Irving, to sign a petition for him to take to Congress, but the press were generally hostile to this, saying that he should be grateful for his popularity and that it was mercenary to complain about his work being pirated.
The popularity he gained caused a shift in his self-perception according to critic Kate Flint, who writes that he "found himself a cultural commodity, and its circulation had passed out his control", causing him to become interested in and delve into themes of public and personal personas in the next novels. She writes that he assumed a role of "influential commentator", publicly and in his fiction, evident in his next few books. His trip to the U.S. ended with a trip to Canada – Niagara Falls, Toronto, Kingston and Montreal – where he appeared on stage in light comedies.
Return to England
Soon after his return to England, Dickens began work on the first of his Christmas stories, A Christmas Carol, written in 1843, which was followed by The Chimes in 1844 and The Cricket on the Hearth in 1845. Of these, A Christmas Carol was most popular and, tapping into an old tradition, did much to promote a renewed enthusiasm for the joys of Christmas in Britain and America. The seeds for the story became planted in Dickens's mind during a trip to Manchester to witness the conditions of the manufacturing workers there. This, along with scenes he had recently witnessed at the Field Lane Ragged School, caused Dickens to resolve to "strike a sledge hammer blow" for the poor. As the idea for the story took shape and the writing began in earnest, Dickens became engrossed in the book. He later wrote that as the tale unfolded he "wept and laughed, and wept again" as he "walked about the black streets of London fifteen or twenty miles many a night when all sober folks had gone to bed".
After living briefly in Italy (1844), Dickens travelled to Switzerland (1846), where he began work on Dombey and Son (1846–48). This and David Copperfield (1849–50) mark a significant artistic break in Dickens's career as his novels became more serious in theme and more carefully planned than his early works.
At about this time, he was made aware of a large embezzlement at the firm where his brother, Augustus, worked (John Chapman & Co). It had been carried out by Thomas Powell, a clerk, who was on friendly terms with Dickens and who had acted as mentor to Augustus when he started work. Powell was also an author and poet and knew many of the famous writers of the day. After further fraudulent activities, Powell fled to New York and published a book called The Living Authors of England with a chapter on Charles Dickens, who was not amused by what Powell had written. One item that seemed to have annoyed him was the assertion that he had based the character of Paul Dombey (Dombey and Son) on Thomas Chapman, one of the principal partners at John Chapman & Co. Dickens immediately sent a letter to Lewis Gaylord Clark, editor of the New York literary magazine The Knickerbocker, saying that Powell was a forger and thief. Clark published the letter in the New-York Tribune and several other papers picked up on the story. Powell began proceedings to sue these publications and Clark was arrested. Dickens, realising that he had acted in haste, contacted John Chapman & Co to seek written confirmation of Powell's guilt. Dickens did receive a reply confirming Powell's embezzlement, but once the directors realised this information might have to be produced in court, they refused to make further disclosures. Owing to the difficulties of providing evidence in America to support his accusations, Dickens eventually made a private settlement with Powell out of court.
Philanthropy
Angela Burdett Coutts, heir to the Coutts banking fortune, approached Dickens in May 1846 about setting up a home for the redemption of fallen women of the working class. Coutts envisioned a home that would replace the punitive regimes of existing institutions with a reformative environment conducive to education and proficiency in domestic household chores. After initially resisting, Dickens eventually founded the home, named Urania Cottage, in the Lime Grove area of Shepherd's Bush, which he managed for ten years, setting the house rules, reviewing the accounts and interviewing prospective residents. Emigration and marriage were central to Dickens's agenda for the women on leaving Urania Cottage, from which it is estimated that about 100 women graduated between 1847 and 1859.
Religious views
As a young man, Dickens expressed a distaste for certain aspects of organised religion. In 1836, in a pamphlet titled Sunday Under Three Heads, he defended the people's right to pleasure, opposing a plan to prohibit games on Sundays. "Look into your churches – diminished congregations and scanty attendance. People have grown sullen and obstinate, and are becoming disgusted with the faith which condemns them to such a day as this, once in every seven. They display their feeling by staying away [from church]. Turn into the streets [on a Sunday] and mark the rigid gloom that reigns over everything around."
Dickens honoured the figure of Jesus Christ. He is regarded as a professing Christian. His son, Henry Fielding Dickens, described him as someone who "possessed deep religious convictions". In the early 1840s, he had shown an interest in Unitarian Christianity and Robert Browning remarked that "Mr Dickens is an enlightened Unitarian." Professor Gary Colledge has written that he "never strayed from his attachment to popular lay Anglicanism". Dickens authored a work called The Life of Our Lord (1846), a book about the life of Christ, written with the purpose of sharing his faith with his children and family. In a scene from David Copperfield, Dickens echoed Geoffrey Chaucer's use of Luke 23:34 from Troilus and Criseyde (Dickens held a copy in his library), with G. K. Chesterton writing, "among the great canonical English authors, Chaucer and Dickens have the most in common."
Dickens disapproved of Roman Catholicism and 19th-century evangelicalism, seeing both as extremes of Christianity and likely to limit personal expression, and was critical of what he saw as the hypocrisy of religious institutions and philosophies like spiritualism, all of which he considered deviations from the true spirit of Christianity, as shown in the book he wrote for his family in 1846. While Dickens advocated equal rights for Catholics in England, he strongly disliked how individual civil liberties were often threatened in countries where Catholicism predominated and referred to the Catholic Church as "that curse upon the world." Dickens also rejected the Evangelical conviction that the Bible was the infallible word of God. His ideas on Biblical interpretation were similar to the Liberal Anglican Arthur Penrhyn Stanley's doctrine of "progressive revelation". Leo Tolstoy and Fyodor Dostoyevsky referred to Dickens as "that great Christian writer".
Middle years
In December 1845, Dickens took up the editorship of the London-based Daily News, a liberal paper through which Dickens hoped to advocate, in his own words, "the Principles of Progress and Improvement, of Education and Civil and Religious Liberty and Equal Legislation." Among the other contributors Dickens chose to write for the paper were the radical economist Thomas Hodgskin and the social reformer Douglas William Jerrold, who frequently attacked the Corn Laws. Dickens lasted only ten weeks on the job before resigning due to a combination of exhaustion and frustration with one of the paper's co-owners.
A Francophile, Dickens often holidayed in France and, in a speech delivered in Paris in 1846 in French, called the French "the first people in the universe". During his visit to Paris, Dickens met the French literati Alexandre Dumas, Victor Hugo, Eugène Scribe, Théophile Gautier, François-René de Chateaubriand and Eugène Sue. In early 1849, Dickens started to write David Copperfield. It was published between 1849 and 1850. In Dickens's biography, Life of Charles Dickens (1872), John Forster wrote of David Copperfield, "underneath the fiction lay something of the author's life". It was Dickens's personal favourite among his own novels, as he wrote in the author's preface to the 1867 edition of the novel.
In late November 1851, Dickens moved into Tavistock House where he wrote Bleak House (1852–53), Hard Times (1854) and Little Dorrit (1856). It was here that he indulged in the amateur theatricals described in Forster's Life of Charles Dickens. During this period, he worked closely with the novelist and playwright Wilkie Collins. In 1856, his income from writing allowed him to buy Gads Hill Place in Higham, Kent. As a child, Dickens had walked past the house and dreamed of living in it. The area was also the scene of some of the events of Shakespeare's Henry IV, Part 1 and this literary connection pleased him.
During this time Dickens was also the publisher, editor and a major contributor to the journals Household Words (1850–1859) and All the Year Round (1858–1870). In 1854, at the behest of Sir John Franklin's widow Lady Jane, Dickens viciously attacked Arctic explorer John Rae in Household Words for his report to the Admiralty, based on interviews with local Inuit, that the members of Franklin's lost expedition had resorted to cannibalism. These attacks would later be expanded on his 1856 play The Frozen Deep, which satirizes Rae and the Inuit. 20th century archaeology work in King William Island later confirmed that the members of the Franklin expedition resorted to cannibalism.
In 1855, when Dickens's good friend and Liberal MP Austen Henry Layard formed an Administrative Reform Association to demand significant reforms of Parliament, Dickens joined and volunteered his resources in support of Layard's cause. With the exception of Lord John Russell, who was the only leading politician in whom Dickens had any faith and to whom he later dedicated A Tale of Two Cities, Dickens believed that the political aristocracy and their incompetence were the death of England. When he and Layard were accused of fomenting class conflict, Dickens replied that the classes were already in opposition and the fault was with the aristocratic class. Dickens used his pulpit in Household Words to champion the Reform Association. He also commented on foreign affairs, declaring his support for Giuseppe Garibaldi and Giuseppe Mazzini, helping raise funds for their campaigns and stating that "a united Italy would be of vast importance to the peace of the world, and would be a rock in Louis Napoleon's way," and that "I feel for Italy almost as if I were an Italian born." Dickens also published dozens of writings in Household Words supporting vaccination, including multiple laudations for vaccine pioneer Edward Jenner.
Following the Indian Mutiny of 1857, Dickens joined in the widespread criticism of the East India Company for its role in the event, but reserved his fury for Indians, wishing that he was the commander-in-chief in India so that he would be able to, "do my utmost to exterminate the Race upon whom the stain of the late cruelties rested."
In 1857, Dickens hired professional actresses for The Frozen Deep, written by him and his protégé, Wilkie Collins. Dickens fell in love with one of the actresses, Ellen Ternan, and this passion was to last the rest of his life. In 1858, when Dickens was 45 and Ternan 18, divorce was nearly unthinkable for someone as famous as he was. After publicly accusing Catherine of not loving their children and suffering from "a mental disorder" – statements that disgusted his contemporaries, including Elizabeth Barrett Browning – Dickens attempted to have Catherine institutionalized. When this scheme failed, they separated. When Catherine left, never to see her husband again, she took with her one child, leaving the other children to be raised by her sister Georgina, who chose to stay at Gads Hill.
During this period, whilst pondering a project to give public readings for his own profit, Dickens was approached through a charitable appeal by Great Ormond Street Hospital to help it survive its first major financial crisis. His "Drooping Buds" essay in Household Words earlier on 3 April 1852 was considered by the hospital's founders to have been the catalyst for the hospital's success. Dickens, whose philanthropy was well-known, was asked by his friend, the hospital's founder Charles West, to preside over the appeal, and he threw himself into the task, heart and soul. Dickens's public readings secured sufficient funds for an endowment to put the hospital on a sound financial footing; one reading on 9 February 1858 alone raised £3,000.
After separating from Catherine, Dickens undertook a series of hugely popular and remunerative reading tours which, together with his journalism, were to absorb most of his creative energies for the next decade, in which he was to write only two more novels. His first reading tour, lasting from April 1858 to February 1859, consisted of 129 appearances in 49 towns throughout England, Scotland and Ireland. Dickens's continued fascination with the theatrical world was written into the theatre scenes in Nicholas Nickleby, but more importantly he found an outlet in public readings. In 1866, he undertook a series of public readings in England and Scotland, with more the following year in England and Ireland.
Other works soon followed, including A Tale of Two Cities (1859) and Great Expectations (1861), which were resounding successes. Set in London and Paris, A Tale of Two Cities is his best-known work of historical fiction and includes the famous opening sentence which begins with "It was the best of times, it was the worst of times." It is regularly cited as one of the best-selling novels of all time. Themes in Great Expectations include wealth and poverty, love and rejection, and the eventual triumph of good over evil.
In early September 1860, in a field behind Gads Hill, Dickens made a bonfire of most of his correspondence; only those letters on business matters were spared. Since Ellen Ternan also destroyed all of his letters to her, the extent of the affair between the two remains speculative. In the 1930s, Thomas Wright recounted that Ternan had unburdened herself to a Canon Benham and gave currency to rumours they had been lovers. That the two had a son who died in infancy was alleged by Dickens's daughter, Kate Perugini, whom Gladys Storey had interviewed before her death in 1929. Storey published her account in Dickens and Daughter, but no contemporary evidence exists. On his death, Dickens settled an annuity on Ternan which made her financially independent. Claire Tomalin's book The Invisible Woman argues that Ternan lived with Dickens secretly for the last 13 years of his life. The book was subsequently turned into a play, Little Nell, by Simon Gray, and a 2013 film. During the same period Dickens furthered his interest in the paranormal becoming one of the early members of The Ghost Club.
In June 1862, he was offered £10,000 for a reading tour of Australia. He was enthusiastic, and even planned a travel book, The Uncommercial Traveller Upside Down, but ultimately decided against the tour. Two of his sons, Alfred D'Orsay Tennyson Dickens and Edward Bulwer Lytton Dickens, migrated to Australia, Edward becoming a member of the Parliament of New South Wales as Member for Wilcannia between 1889 and 1894.
Later life
On 9 June 1865, while returning from Paris with Ellen Ternan, Dickens was involved in the Staplehurst rail crash in Kent. The train's first seven carriages plunged off a cast iron bridge that was under repair. The only first-class carriage to remain on the track was the one in which Dickens was travelling. Before rescuers arrived, Dickens tended and comforted the wounded and the dying with a flask of brandy and a hat refreshed with water, and saved some lives. Before leaving, he remembered the unfinished manuscript for Our Mutual Friend, and he returned to his carriage to retrieve it.
Dickens later used the experience of the crash as material for his short ghost story, "The Signal-Man", in which the central character has a premonition of his own death in a rail crash. He also based the story on several previous rail accidents, such as the Clayton Tunnel rail crash in Sussex of 1861. Dickens managed to avoid an appearance at the inquest to avoid disclosing that he had been travelling with Ternan and her mother, which would have caused a scandal. After the crash, Dickens was nervous when travelling by train and would use alternative means when available. In 1868 he wrote, "I have sudden vague rushes of terror, even when riding in a hansom cab, which are perfectly unreasonable but quite insurmountable." Dickens's son, Henry, recalled, "I have seen him sometimes in a railway carriage when there was a slight jolt. When this happened he was almost in a state of panic and gripped the seat with both hands."
Second visit to the United States
While he contemplated a second visit to the United States, the outbreak of the Civil War in America in 1861 delayed his plans. On 9 November 1867, over two years after the war, Dickens set sail from Liverpool for his second American reading tour. Landing in Boston, he devoted the rest of the month to a round of dinners with such notables as Ralph Waldo Emerson, Henry Wadsworth Longfellow and his American publisher, James T. Fields. In early December, the readings began. He performed 76 readings, netting £19,000, from December 1867 to April 1868. Dickens shuttled between Boston and New York, where he gave 22 readings at Steinway Hall. Although he had started to suffer from what he called the "true American catarrh", he kept to a schedule that would have challenged a much younger man, even managing to squeeze in some sleighing in Central Park.
During his travels, he saw a change in the people and the circumstances of America. His final appearance was at a banquet the American Press held in his honour at Delmonico's on 18 April, when he promised never to denounce America again. By the end of the tour Dickens could hardly manage solid food, subsisting on champagne and eggs beaten in sherry. On 23 April he boarded the Cunard liner to return to Britain, barely escaping a federal tax lien against the proceeds of his lecture tour.
Farewell readings
In 1868–69, Dickens gave a series of "farewell readings" in England, Scotland and Ireland, beginning on 6 October. He managed, of a contracted 100 readings, to give 75 in the provinces, with a further 12 in London. As he pressed on he was affected by giddiness and fits of paralysis. He had a stroke on 18 April 1869 in Chester. He collapsed on 22 April 1869, at Preston, Lancashire; on doctor's advice, the tour was cancelled. After further provincial readings were cancelled, he began work on his final novel, The Mystery of Edwin Drood. It was fashionable in the 1860s to 'do the slums' and, in company, Dickens visited opium dens in Shadwell, where he witnessed an elderly addict called "Laskar Sal", who formed the model for "Opium Sal" in Edwin Drood.
After Dickens regained enough strength, he arranged, with medical approval, for a final series of readings to partly make up to his sponsors what they had lost due to his illness. There were 12 performances, on 11 January to 15 March 1870; the last at 8:00pm at St. James's Hall, London. Though in grave health by then, he read A Christmas Carol and The Trial from Pickwick. On 2 May, he made his last public appearance at a Royal Academy banquet in the presence of the Prince and Princess of Wales, paying a special tribute on the death of his friend, illustrator Daniel Maclise.
Death
On 8 June 1870, Dickens had another stroke at his home after a full day's work on Edwin Drood. He never regained consciousness and, the next day, he died at Gads Hill Place. Biographer Claire Tomalin has suggested Dickens was actually in Peckham when he had had the stroke and his mistress Ellen Ternan and her maids had him taken back to Gads Hill so that the public would not know the truth about their relationship. Contrary to his wish to be buried at Rochester Cathedral "in an inexpensive, unostentatious, and strictly private manner", he was laid to rest in the Poets' Corner of Westminster Abbey. A printed epitaph circulated at the time of the funeral reads:
A letter from Dickens to the Clerk of the Privy Council in March indicates he'd been offered and had accepted a baronetcy, which was not gazetted before his death. His last words were "On the ground", in response to his sister-in-law Georgina's request that he lie down. On Sunday, 19 June 1870, five days after Dickens was buried in the Abbey, Dean Arthur Penrhyn Stanley delivered a memorial elegy, lauding "the genial and loving humorist whom we now mourn", for showing by his own example "that even in dealing with the darkest scenes and the most degraded characters, genius could still be clean, and mirth could be innocent". Pointing to the fresh flowers that adorned the novelist's grave, Stanley assured those present that "the spot would thenceforth be a sacred one with both the New World and the Old, as that of the representative of literature, not of this island only, but of all who speak our English tongue."
In his will, drafted more than a year before his death, Dickens left the care of his £80,000 estate (£ in ) to his long-time colleague John Forster and his "best and truest friend" Georgina Hogarth who, along with Dickens's two sons, also received a tax-free sum of £8,000 (equivalent to £ in ). Although Dickens and his wife had been separated for several years at the time of his death, he provided her with an annual income of £600 (£ in ) and made her similar allowances in his will. He also bequeathed £19 19s (£ in ) to each servant in his employment at the time of his death.
Literary style
Dickens's approach to the novel is influenced by various things, including the picaresque novel tradition, melodrama and the novel of sensibility. According to Ackroyd, other than these, perhaps the most important literary influence on him was derived from the fables of The Arabian Nights. Satire and irony are central to the picaresque novel. Comedy is also an aspect of the British picaresque novel tradition of Laurence Sterne, Henry Fielding and Tobias Smollett. Fielding's Tom Jones was a major influence on the 19th-century novelist including Dickens, who read it in his youth and named a son Henry Fielding Dickens after him. Influenced by Gothic fiction—a literary genre that began with The Castle of Otranto (1764) by Horace Walpole—Dickens incorporated Gothic imagery, settings and plot devices in his works. Victorian gothic moved from castles and abbeys into contemporary urban environments: in particular London, such as Dickens's Oliver Twist and Bleak House. The jilted bride Miss Havisham from Great Expectations is one of Dickens's best-known gothic creations; living in a ruined mansion, her bridal gown effectively doubles as her funeral shroud.
No other writer had such a profound influence on Dickens as William Shakespeare. On Dickens's veneration of Shakespeare, Alfred Harbage wrote in A Kind of Power: The Shakespeare-Dickens Analogy (1975) that "No one is better qualified to recognise literary genius than a literary genius". Regarding Shakespeare as "the great master" whose plays "were an unspeakable source of delight", Dickens's lifelong affinity with the playwright included seeing theatrical productions of his plays in London and putting on amateur dramatics with friends in his early years. In 1838, Dickens travelled to Stratford-upon-Avon and visited the house in which Shakespeare was born, leaving his autograph in the visitors' book. Dickens would draw on this experience in his next work, Nicholas Nickleby (1838–39), expressing the strength of feeling experienced by visitors to Shakespeare's birthplace: the character Mrs Wititterly states, "I don't know how it is, but after you've seen the place and written your name in the little book, somehow or other you seem to be inspired; it kindles up quite a fire within one."
Dickens's writing style is marked by a profuse linguistic creativity. Satire, flourishing in his gift for caricature, is his forte. An early reviewer compared him to Hogarth for his keen practical sense of the ludicrous side of life, though his acclaimed mastery of varieties of class idiom may in fact mirror the conventions of contemporary popular theatre. Dickens worked intensively on developing arresting names for his characters that would reverberate with associations for his readers and assist the development of motifs in the storyline, giving what one critic calls an "allegorical impetus" to the novels' meanings. To cite one of numerous examples, the name Mr Murdstone in David Copperfield conjures up twin allusions to murder and stony coldness. His literary style is also a mixture of fantasy and realism. His satires of British aristocratic snobbery – he calls one character the "Noble Refrigerator" – are often popular. Comparing orphans to stocks and shares, people to tug boats or dinner-party guests to furniture are just some of Dickens's acclaimed flights of fancy.
The author worked closely with his illustrators, supplying them with a summary of the work at the outset and thus ensuring that his characters and settings were exactly how he envisioned them. He briefed the illustrator on plans for each month's instalment so that work could begin before he wrote them. Marcus Stone, illustrator of Our Mutual Friend, recalled that the author was always "ready to describe down to the minutest details the personal characteristics, and ... life-history of the creations of his fancy". Dickens employs Cockney English in many of his works, denoting working-class Londoners. Cockney grammar appears in terms such as ain't, and consonants in words are frequently omitted, as in 'ere (here) and wot (what). An example of this usage is in Oliver Twist. The Artful Dodger uses cockney slang which is juxtaposed with Oliver's 'proper' English, when the Dodger repeats Oliver saying "seven" with "sivin".
Characters
Dickens's biographer Claire Tomalin regards him as the greatest creator of character in English fiction after Shakespeare.
Dickensian characters are amongst the most memorable in English literature, especially so because of their typically whimsical names. The likes of Ebenezer Scrooge, Tiny Tim, Jacob Marley and Bob Cratchit (A Christmas Carol); Oliver Twist, The Artful Dodger, Fagin and Bill Sikes (Oliver Twist); Pip, Miss Havisham and Abel Magwitch (Great Expectations); Sydney Carton, Charles Darnay and Madame Defarge (A Tale of Two Cities); David Copperfield, Uriah Heep and Mr Micawber (David Copperfield); Daniel Quilp and Nell Trent (The Old Curiosity Shop), Samuel Pickwick and Sam Weller (The Pickwick Papers); and Wackford Squeers (Nicholas Nickleby) are so well known as to be part and parcel of popular culture, and in some cases have passed into ordinary language: a scrooge, for example, is a miser or someone who dislikes Christmas festivity.
His characters were often so memorable that they took on a life of their own outside his books. "Gamp" became a slang expression for an umbrella from the character Mrs Gamp, and "Pickwickian", "Pecksniffian" and "Gradgrind" all entered dictionaries due to Dickens's original portraits of such characters who were, respectively, quixotic, hypocritical and vapidly factual. The character that made Dickens famous, Sam Weller became known for his Wellerisms—one-liners that turned proverbs on their heads. Many were drawn from real life: Mrs Nickleby is based on his mother, although she did not recognise herself in the portrait, just as Mr Micawber is constructed from aspects of his father's 'rhetorical exuberance'; Harold Skimpole in Bleak House is based on James Henry Leigh Hunt; his wife's dwarfish chiropodist recognised herself in Miss Mowcher in David Copperfield. Perhaps Dickens's impressions on his meeting with Hans Christian Andersen informed the delineation of Uriah Heep (a term synonymous with sycophant).
Virginia Woolf maintained that "we remodel our psychological geography when we read Dickens" as he produces "characters who exist not in detail, not accurately or exactly, but abundantly in a cluster of wild yet extraordinarily revealing remarks". T. S. Eliot wrote that Dickens "excelled in character; in the creation of characters of greater intensity than human beings". One "character" vividly drawn throughout his novels is London itself. Dickens described London as a magic lantern, inspiring the places and people in many of his novels. From the coaching inns on the outskirts of the city to the lower reaches of the Thames, all aspects of the capital – Dickens's London – are described over the course of his body of work. Walking the streets (particularly around London) formed an integral part of his writing life, stoking his creativity. Dickens was known to regularly walk at least a dozen miles (19 km) per day, and once wrote, "If I couldn't walk fast and far, I should just explode and perish."
Autobiographical elements
Authors frequently draw their portraits of characters from people they have known in real life. David Copperfield is regarded by many as a veiled autobiography of Dickens. The scenes of interminable court cases and legal arguments in Bleak House reflect Dickens's experiences as a law clerk and court reporter, and in particular his direct experience of the law's procedural delay during 1844 when he sued publishers in Chancery for breach of copyright. Dickens's father was sent to prison for debt, and this became a common theme in many of his books, with the detailed depiction of life in the Marshalsea prison in Little Dorrit resulting from Dickens's own experiences of the institution. Lucy Stroughill, a childhood sweetheart, may have affected several of Dickens's portraits of girls such as Little Em'ly in David Copperfield and Lucie Manette in A Tale of Two Cities.
Dickens may have drawn on his childhood experiences, but he was also ashamed of them and would not reveal that this was where he gathered his realistic accounts of squalor. Very few knew the details of his early life until six years after his death, when John Forster published a biography on which Dickens had collaborated. Though Skimpole brutally sends up Leigh Hunt, some critics have detected in his portrait features of Dickens's own character, which he sought to exorcise by self-parody.
Episodic writing
A pioneer of the serial publication of narrative fiction, Dickens wrote most of his major novels in monthly or weekly instalments in journals such as Master Humphrey's Clock and Household Words, later reprinted in book form. These instalments made the stories affordable and accessible, with the audience more evenly distributed across income levels than previous. His instalment format inspired a narrative that he would explore and develop throughout his career, and the regular cliffhangers made each new episode widely anticipated. When The Old Curiosity Shop was being serialised, American fans waited at the docks in New York harbour, shouting out to the crew of an incoming British ship, "Is little Nell dead?" Dickens was able to incorporate this episodic writing style but still end up with a coherent novel at the end.
Another important impact of Dickens's episodic writing style resulted from his exposure to the opinions of his readers and friends. His friend Forster had a significant hand in reviewing his drafts, an influence that went beyond matters of punctuation; he toned down melodramatic and sensationalist exaggerations, cut long passages (such as the episode of Quilp's drowning in The Old Curiosity Shop), and made suggestions about plot and character. It was he who suggested that Charley Bates should be redeemed in Oliver Twist. Dickens had not thought of killing Little Nell and it was Forster who advised him to entertain this possibility as necessary to his conception of the heroine.
At the helm in popularising cliffhangers and serial publications in Victorian literature, Dickens's influence can also be seen in television soap operas and film series, with The Guardian stating that "the DNA of Dickens's busy, episodic storytelling, delivered in instalments and rife with cliffhangers and diversions, is traceable in everything." His serialisation of his novels also drew comments from other writers. In Scottish author Robert Louis Stevenson's novel The Wrecker, Captain Nares, investigating an abandoned ship, remarked: "See! They were writing up the log," said Nares, pointing to the ink-bottle. "Caught napping, as usual. I wonder if there ever was a captain yet that lost a ship with his log-book up to date? He generally has about a month to fill up on a clean break, like Charles Dickens and his serial novels."
Social commentary
Dickens's novels were, among other things, works of social commentary. Simon Callow states, "From the moment he started to write, he spoke for the people, and the people loved him for it." He was a fierce critic of the poverty and social stratification of Victorian society. In a New York address, he expressed his belief that "Virtue shows quite as well in rags and patches as she does in purple and fine linen". Dickens's second novel, Oliver Twist (1839), shocked readers with its images of poverty and crime: it challenged middle class polemics about criminals, making impossible any pretence to ignorance about what poverty entailed.
At a time when Britain was the major economic and political power of the world, Dickens highlighted the life of the forgotten poor and disadvantaged within society. Through his journalism he campaigned on specific issues – such as sanitation and the workhouse – but his fiction probably demonstrated its greatest prowess in changing public opinion in regard to class inequalities. He often depicted the exploitation and oppression of the poor and condemned the public officials and institutions that not only allowed such abuses to exist, but flourished as a result. His most strident indictment of this condition is in Hard Times (1854), Dickens's only novel-length treatment of the industrial working class. In this work, he uses vitriol and satire to illustrate how this marginalised social stratum was termed "Hands" by the factory owners; that is, not really "people" but rather only appendages of the machines they operated. His writings inspired others, in particular journalists and political figures, to address such problems of class oppression. For example, the prison scenes in The Pickwick Papers are claimed to have been influential in having the Fleet Prison shut down. Karl Marx asserted that Dickens "issued to the world more political and social truths than have been uttered by all the professional politicians, publicists and moralists put together". George Bernard Shaw even remarked that Great Expectations was more seditious than Marx's Das Kapital. The exceptional popularity of Dickens's novels, even those with socially oppositional themes (Bleak House, 1853; Little Dorrit, 1857; Our Mutual Friend, 1865), not only underscored his ability to create compelling storylines and unforgettable characters, but also ensured that the Victorian public confronted issues of social justice that had commonly been ignored.
It has been argued that his technique of flooding his narratives with an 'unruly superfluity of material' that, in the gradual dénouement, yields up an unsuspected order, influenced the organisation of Charles Darwin's On the Origin of Species.
Literary techniques
Dickens is often described as using idealised characters and highly sentimental scenes to contrast with his caricatures and the ugly social truths he reveals. The story of Nell Trent in The Old Curiosity Shop (1841) was received as extraordinarily moving by contemporary readers but viewed as ludicrously sentimental by Oscar Wilde. "One must have a heart of stone to read the death of little Nell", he said in a famous remark, "without dissolving into tears ... of laughter." G. K. Chesterton stated, "It is not the death of little Nell, but the life of little Nell, that I object to", arguing that the maudlin effect of his description of her life owed much to the gregarious nature of Dickens's grief, his "despotic" use of people's feelings to move them to tears in works like this.
The question as to whether Dickens belongs to the tradition of the sentimental novel is debatable. Valerie Purton, in her book Dickens and the Sentimental Tradition, sees him continuing aspects of this tradition, and argues that his "sentimental scenes and characters [are] as crucial to the overall power of the novels as his darker or comic figures and scenes", and that "Dombey and Son is [ ... ] Dickens's greatest triumph in the sentimentalist tradition". The Encyclopædia Britannica online comments that, despite "patches of emotional excess", such as the reported death of Tiny Tim in A Christmas Carol (1843), "Dickens cannot really be termed a sentimental novelist".
In Oliver Twist Dickens provides readers with an idealised portrait of a boy so inherently and unrealistically good that his values are never subverted by either brutal orphanages or coerced involvement in a gang of young pickpockets. While later novels also centre on idealised characters (Esther Summerson in Bleak House and Amy Dorrit in Little Dorrit), this idealism serves only to highlight Dickens's goal of poignant social commentary. Dickens's fiction, reflecting what he believed to be true of his own life, makes frequent use of coincidence, either for comic effect or to emphasise the idea of providence. For example, Oliver Twist turns out to be the lost nephew of the upper-class family that rescues him from the dangers of the pickpocket group. Such coincidences are a staple of 18th-century picaresque novels, such as Henry Fielding's Tom Jones, which Dickens enjoyed reading as a youth.
Reputation
Dickens was the most popular novelist of his time, and remains one of the best-known and most-read of English authors. His works have never gone out of print, and have been adapted continually for the screen since the invention of cinema, with at least 200 motion pictures and TV adaptations based on Dickens's works documented. Many of his works were adapted for the stage during his own lifetime – early productions included The Haunted Man which was performed in the West End's Adelphi Theatre in 1848 – and, as early as 1901, the British silent film Scrooge, or, Marley's Ghost was made by Walter R. Booth. Contemporaries such as publisher Edward Lloyd cashed in on Dickens's popularity with cheap imitations of his novels, resulting in his own popular 'penny dreadfuls'.
Dickens created some of the world's best-known fictional characters and is regarded by many as the greatest British novelist of the Victorian era. From the beginning of his career in the 1830s, his achievements in English literature were compared to those of Shakespeare. Dickens's literary reputation, however, began to decline with the publication of Bleak House in 1852–53. Philip Collins calls Bleak House "a crucial item in the history of Dickens's reputation. Reviewers and literary figures during the 1850s, 1860s and 1870s, saw a 'drear decline' in Dickens, from a writer of 'bright sunny comedy ... to dark and serious social' commentary". The Spectator called Bleak House "a heavy book to read through at once ... dull and wearisome as a serial"; Richard Simpson, in The Rambler, characterised Hard Times as "this dreary framework"; Fraser's Magazine thought Little Dorrit "decidedly the worst of his novels". All the same, despite these "increasing reservations amongst reviewers and the chattering classes, 'the public never deserted its favourite'". Dickens's popular reputation remained unchanged, sales continued to rise, and Household Words and later All the Year Round were highly successful.
As his career progressed, Dickens's fame and the demand for his public readings were unparalleled. In 1868 The Times wrote, "Amid all the variety of 'readings', those of Mr Charles Dickens stand alone." A Dickens biographer, Edgar Johnson, wrote in the 1950s: "It was [always] more than a reading; it was an extraordinary exhibition of acting that seized upon its auditors with a mesmeric possession." Juliet John backed the claim for Dickens "to be called the first self-made global media star of the age of mass culture." Comparing his reception at public readings to those of a contemporary pop star, The Guardian states, "People sometimes fainted at his shows. His performances even saw the rise of that modern phenomenon, the 'speculator' or ticket tout (scalpers) – the ones in New York City escaped detection by borrowing respectable-looking hats from the waiters in nearby restaurants."
Among fellow writers, there was a range of opinions on Dickens. Poet laureate, William Wordsworth (1770–1850), thought him a "very talkative, vulgar young person", adding he had not read a line of his work, while novelist George Meredith (1828–1909), found Dickens "intellectually lacking". In 1888, Leslie Stephen commented in the Dictionary of National Biography that "if literary fame could be safely measured by popularity with the half-educated, Dickens must claim the highest position among English novelists". Anthony Trollope's Autobiography famously declared Thackeray, not Dickens, to be the greatest novelist of the age. However, both Leo Tolstoy and Fyodor Dostoyevsky were admirers. Dostoyevsky commented: "We understand Dickens in Russia, I am convinced, almost as well as the English, perhaps even with all the nuances. It may well be that we love him no less than his compatriots do. And yet how original is Dickens, and how very English!" Tolstoy referred to David Copperfield as his favourite book, and he later adopted the novel as "a model for his own autobiographical reflections". French writer Jules Verne called Dickens his favourite writer, writing his novels "stand alone, dwarfing all others by their amazing power and felicity of expression". Dutch painter Vincent van Gogh was inspired by Dickens's novels in several of his paintings, such as Vincent's Chair, and in an 1889 letter to his sister stated that reading Dickens, especially A Christmas Carol, was one of the things that was keeping him from committing suicide. Oscar Wilde generally disparaged his depiction of character, while admiring his gift for caricature. Henry James denied him a premier position, calling him "the greatest of superficial novelists": Dickens failed to endow his characters with psychological depth, and the novels, "loose baggy monsters", betrayed a "cavalier organisation". Joseph Conrad described his own childhood in bleak Dickensian terms, noting he had "an intense and unreasoning affection" for Bleak House dating back to his boyhood. The novel influenced his own gloomy portrait of London in The Secret Agent (1907). Virginia Woolf had a love-hate relationship with Dickens, finding his novels "mesmerizing" while reproving him for his sentimentalism and a commonplace style.
Around 1940–41, the attitude of the literary critics began to warm towards Dickens – led by George Orwell in Inside the Whale and Other Essays (March 1940), Edmund Wilson in The Wound and the Bow (1941) and Humphry House in Dickens and His World. However, even in 1948, F. R. Leavis, in The Great Tradition, asserted that "the adult mind doesn't as a rule find in Dickens a challenge to an unusual and sustained seriousness"; Dickens was indeed a great genius, "but the genius was that of a great entertainer", though he later changed his opinion with Dickens the Novelist (1970, with Q. D. (Queenie) Leavis): "Our purpose", they wrote, "is to enforce as unanswerably as possible the conviction that Dickens was one of the greatest of creative writers". In 1944, Soviet film director and film theorist Sergei Eisenstein wrote an essay on Dickens's influence on cinema, such as cross-cutting – where two stories run alongside each other, as seen in novels such as Oliver Twist.
In the 1950s, "a substantial reassessment and re-editing of the works began, and critics found his finest artistry and greatest depth to be in the later novels: Bleak House, Little Dorrit, and Great Expectations – and (less unanimously) in Hard Times and Our Mutual Friend". Dickens was a favourite author of Roald Dahl; the best-selling children's author would include three of Dickens's novels among those read by the title character in his 1988 novel Matilda. An avid reader of Dickens, in 2005, Paul McCartney named Nicholas Nickleby his favourite novel. On Dickens he states, "I like the world that he takes me to. I like his words; I like the language", adding, "A lot of my stuff – it's kind of Dickensian." Screenwriter Jonathan Nolan's screenplay for The Dark Knight Rises (2012) was inspired by A Tale of Two Cities, with Nolan calling the depiction of Paris in the novel "one of the most harrowing portraits of a relatable, recognisable civilisation that completely folded to pieces". On 7 February 2012, the 200th anniversary of Dickens's birth, Philip Womack wrote in The Telegraph: "Today there is no escaping Charles Dickens. Not that there has ever been much chance of that before. He has a deep, peculiar hold upon us".
Legacy
Museums and festivals celebrating Dickens's life and works exist in many places with which Dickens was associated. These include the Charles Dickens Museum in London, the historic home where he wrote Oliver Twist, The Pickwick Papers and Nicholas Nickleby; and the Charles Dickens Birthplace Museum in Portsmouth, the house in which he was born. The original manuscripts of many of his novels, as well as printers' proofs, first editions, and illustrations from the collection of Dickens's friend John Forster are held at the Victoria and Albert Museum. Dickens's will stipulated that no memorial be erected in his honour; nonetheless, a life-size bronze statue of Dickens entitled Dickens and Little Nell, cast in 1890 by Francis Edwin Elwell, stands in Clark Park in the Spruce Hill neighbourhood of Philadelphia, Pennsylvania. Another life-size statue of Dickens is located at Centennial Park in Sydney, Australia. In 1960 a bas-relief sculpture of Dickens, notably featuring characters from his books, was commissioned from sculptor Estcourt J Clack to adorn the office building built on the site of his former home at 1 Devonshire Terrace, London. In 2014, a life-size statue was unveiled near his birthplace in Portsmouth on the 202nd anniversary of his birth; this was supported by his great-great-grandsons, Ian and Gerald Dickens.
A Christmas Carol is most probably his best-known story, with frequent new adaptations. It is also the most-filmed of Dickens's stories, with many versions dating from the early years of cinema. According to the historian Ronald Hutton, the current state of the observance of Christmas is largely the result of a mid-Victorian revival of the holiday spearheaded by A Christmas Carol. Dickens catalysed the emerging Christmas as a family-centred festival of generosity, in contrast to the dwindling community-based and church-centred observations, as new middle-class expectations arose. Its archetypal figures (Scrooge, Tiny Tim, the Christmas ghosts) entered into Western cultural consciousness. "Merry Christmas", a prominent phrase from the tale, was popularised following the appearance of the story. The term Scrooge became a synonym for miser, and his exclamation "Bah! Humbug!'", a dismissal of the festive spirit, likewise gained currency as an idiom. The Victorian era novelist William Makepeace Thackeray called the book "a national benefit, and to every man and woman who reads it a personal kindness".
Dickens was commemorated on the Series E £10 note issued by the Bank of England that circulated between 1992 and 2003. His portrait appeared on the reverse of the note accompanied by a scene from The Pickwick Papers. The Charles Dickens School is a high school in Broadstairs, Kent. A theme park, Dickens World, standing in part on the site of the former naval dockyard where Dickens's father once worked in the Navy Pay Office, opened in Chatham in 2007. To celebrate the 200th anniversary of the birth of Charles Dickens in 2012, the Museum of London held the UK's first major exhibition on the author in 40 years. In 2002, Dickens was number 41 in the BBC's poll of the 100 Greatest Britons. American literary critic Harold Bloom placed Dickens among the greatest Western writers of all time. In the 2003 UK survey The Big Read carried out by the BBC, five of Dickens's books were named in the Top 100.
Actors who have portrayed Dickens on screen include Anthony Hopkins, Derek Jacobi, Simon Callow, Dan Stevens and Ralph Fiennes, the latter playing the author in The Invisible Woman (2013) which depicts Dickens's secret love affair with Ellen Ternan which lasted for thirteen years until his death in 1870.
Dickens and his publications have appeared on a number of postage stamps in countries including: the United Kingdom (1970, 1993, 2011 and 2012 issued by the Royal Mail—their 2012 collection marked the bicentenary of Dickens's birth), the Soviet Union (1962), Antigua, Barbuda, Botswana, Cameroon, Dubai, Fujairah, St Lucia and Turks and Caicos Islands (1970), St Vincent (1987), Nevis (2007), Alderney, Gibraltar, Jersey and Pitcairn Islands (2012), Austria (2013), and Mozambique (2014). In 1976, a crater on the planet Mercury was named in his honour.
In November 2018 it was reported that a previously lost portrait of a 31-year-old Dickens, by Margaret Gillies, had been found in Pietermaritzburg, South Africa. Gillies was an early supporter of women's suffrage and had painted the portrait in late 1843 when Dickens, aged 31, wrote A Christmas Carol. It was exhibited, to acclaim, at the Royal Academy of Arts in 1844. The Charles Dickens Museum is reported to have paid £180,000 for the portrait.
Works
Dickens published well over a dozen major novels and novellas, a large number of short stories, including a number of Christmas-themed stories, a handful of plays, and several non-fiction books.
Novels and novellas
Dickens's novels and novellas were initially serialised in weekly and monthly magazines, then reprinted in standard book formats.
The Pickwick Papers (The Posthumous Papers of the Pickwick Club; monthly serial, April 1836 to November 1837). Novel.
Oliver Twist (The Adventures of Oliver Twist; monthly serial in Bentley's Miscellany, February 1837 to April 1839). Novel.
Nicholas Nickleby (The Life and Adventures of Nicholas Nickleby; monthly serial, April 1838 to October 1839). Novel.
The Old Curiosity Shop (weekly serial in Master Humphrey's Clock, April 1840 to November 1841). Novel.
Barnaby Rudge (Barnaby Rudge: A Tale of the Riots of Eighty; weekly serial in Master Humphrey's Clock, February to November 1841). Novel.
A Christmas Carol (A Christmas Carol in Prose: Being a Ghost-story of Christmas; 1843). Novella.
Martin Chuzzlewit (The Life and Adventures of Martin Chuzzlewit; monthly serial, January 1843 to July 1844). Novel.
The Chimes (The Chimes: A Goblin Story of Some Bells That Rang an Old Year Out and a New Year In; 1844). Novella.
The Cricket on the Hearth (The Cricket on the Hearth: A Fairy Tale of Home; 1845). Novella.
The Battle of Life (The Battle of Life: A Love Story; 1846). Novella.
Dombey and Son (Dealings with the Firm of Dombey and Son: Wholesale, Retail and for Exportation; monthly serial, October 1846 to April 1848). Novel.
The Haunted Man (The Haunted Man and the Ghost's Bargain: A Fancy for Christmas-time; 1848). Novella.
David Copperfield (The Personal History, Adventures, Experience and Observation of David Copperfield the Younger of Blunderstone Rookery [Which He Never Meant to Publish on Any Account]; monthly serial, May 1849 to November 1850). Novel.
Bleak House (monthly serial, March 1852 to September 1853). Novel.
Hard Times (Hard Times: For These Times; weekly serial in Household Words, 1 April 1854, to 12 August 1854). Novel.
Little Dorrit (monthly serial, December 1855 to June 1857). Novel.
A Tale of Two Cities (weekly serial in All the Year Round, 30 April 1859, to 26 November 1859). Novel.
Great Expectations (weekly serial in All the Year Round, 1 December 1860 to 3 August 1861). Novel.
Our Mutual Friend (monthly serial, May 1864 to November 1865). Novel.
The Mystery of Edwin Drood (monthly serial, April 1870 to September 1870), novel left unfinished due to Dickens's death.
See also
List of Dickensian characters
Racism in the work of Charles Dickens
Charles Dickens bibliography
The Fraud by Zadie Smith
Notes
References
Sources
Further reading
Bradbury, Nicola, Charles Dickens' Great Expectations (St. Martin's Press, 1990)
Douglas-Fairhurst, Robert, "Becoming Dickens 'The Invention of a Novelist'", London: Harvard University Press, 2011
Johnson, Edgar, Charles Dickens: his tragedy and triumph, New York: Simon and Schuster, 1952. In two volumes.
Manning, Mick & Granström, Brita, Charles Dickens: Scenes From An Extraordinary Life, Frances Lincoln Children's Books, 2011.
External links
Works
Charles Dickens's works on Bookwise
Charles Dickens at the British Library
Organisations and portals
Charles Dickens on the Archives Hub
Archival material at Leeds University Library
The Dickens Fellowship, an international society dedicated to the study of Dickens and his Writings
Correspondence of Charles Dickens, with related papers, ca. 1834–1955
Finding aid to Charles Dickens papers at Columbia University. Rare Book & Manuscript Library.
Museums
Dickens Museum Situated in a former Dickens House, 48 Doughty Street, London, WC1
Dickens Birthplace Museum Old Commercial Road, Portsmouth
Victoria and Albert Museum The V&A's collections relating to Dickens
Other
Charles Dickens's Traveling Kit From the John Davis Batchelder Collection at the Library of Congress
Charles Dickens's Walking Stick From the John Davis Batchelder Collection at the Library of Congress
Charles Dickens Collection: First editions of Charles Dickens's works included in the Leonard Kebler gift (dispersed in the Division's collection). From the Rare Book and Special Collections Division at the Library of Congress
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5902 | https://en.wikipedia.org/wiki/Capital%20punishment | Capital punishment | Capital punishment, also known as the death penalty and formerly called judicial homicide, is the state-sanctioned practice of killing a person as a punishment for a crime, usually following an authorised, rule-governed process to conclude that the person is responsible for violating norms that warrant said punishment. The sentence ordering that an offender be punished in such a manner is known as a death sentence, and the act of carrying out the sentence is known as an execution. A prisoner who has been sentenced to death and awaits execution is condemned and is commonly referred to as being "on death row". Etymologically, the term capital (lit. "of the head", derived via the Latin from , "head") refers to execution by beheading, but executions are carried out by many methods, including hanging, shooting, lethal injection, stoning, electrocution, and gassing.
Crimes that are punishable by death are known as capital crimes, capital offences, or capital felonies, and vary depending on the jurisdiction, but commonly include serious crimes against a person, such as assassination, mass murder, aggravated rape (often child sexual abuse), terrorism, aircraft hijacking, war crimes, crimes against humanity, and genocide, along with crimes against the state such as attempting to overthrow government, treason, espionage, sedition, and piracy. Also, in some cases, acts of recidivism, aggravated robbery, and kidnapping, in addition to drug trafficking, drug dealing, and drug possession, are capital crimes or enhancements. However, states have also imposed punitive executions, for an expansive range of conduct, for political or religious beliefs and practices, for a status beyond one's control, or without employing any significant due process procedures. Judicial murder is the intentional and premeditated killing of an innocent person by means of capital punishment. For example, the executions following the show trials in the Soviet Union during the Great Purge of 1936–1938 were an instrument of political repression.
As of late 2022, 53 countries retain capital punishment, 111 countries have completely abolished it de jure for all crimes, seven have abolished it for ordinary crimes (while maintaining it for special circumstances such as war crimes), and 24 are abolitionist in practice. Although the majority of nations have abolished capital punishment, over 60% of the world's population live in countries where the death penalty is retained, such as China, India, the United States, Singapore, Indonesia, Pakistan, Bangladesh, Nigeria, Egypt, Saudi Arabia, Iran, Japan, and Taiwan.
Capital punishment is controversial, with many people, organisations, and religious groups holding differing views on whether or not it is ethically permissible. Amnesty International declares that the death penalty breaches human rights, stating "the right to life and the right to live free from torture or cruel, inhuman or degrading treatment or punishment." These rights are protected under the Universal Declaration of Human Rights, adopted by the United Nations in 1948. In the European Union (EU), Article 2 of the Charter of Fundamental Rights of the European Union prohibits the use of capital punishment. The Council of Europe, which has 46 member states, has sought to abolish the use of the death penalty by its members absolutely, through Protocol 13 of the European Convention on Human Rights. However, this only affects those member states which have signed and ratified it, and they do not include Armenia and Azerbaijan. The United Nations General Assembly has adopted, throughout the years from 2007 to 2020, eight non-binding resolutions calling for a global moratorium on executions, with a view to eventual abolition.
History
Execution of criminals and dissidents has been used by nearly all societies since the beginning of civilisations on Earth. Until the nineteenth century, without developed prison systems, there was frequently no workable alternative to ensure deterrence and incapacitation of criminals. In pre-modern times the executions themselves often involved torture with painful methods, such as the breaking wheel, keelhauling, sawing, hanging, drawing and quartering, burning at the stake, flaying, slow slicing, boiling alive, impalement, mazzatello, blowing from a gun, schwedentrunk, and scaphism. Other methods which appear only in legend include the blood eagle and brazen bull.
The use of formal execution extends to the beginning of recorded history. Most historical records and various primitive tribal practices indicate that the death penalty was a part of their justice system. Communal punishments for wrongdoing generally included blood money compensation by the wrongdoer, corporal punishment, shunning, banishment and execution. In tribal societies, compensation and shunning were often considered enough as a form of justice. The response to crimes committed by neighbouring tribes, clans or communities included a formal apology, compensation, blood feuds, and tribal warfare.
A blood feud or vendetta occurs when arbitration between families or tribes fails, or an arbitration system is non-existent. This form of justice was common before the emergence of an arbitration system based on state or organized religion. It may result from crime, land disputes or a code of honour. "Acts of retaliation underscore the ability of the social collective to defend itself and demonstrate to enemies (as well as potential allies) that injury to property, rights, or the person will not go unpunished."
In most countries that practice capital punishment, it is now reserved for murder, terrorism, war crimes, espionage, treason, or as part of military justice. In some countries, sexual crimes, such as rape, fornication, adultery, incest, sodomy, and bestiality carry the death penalty, as do religious crimes such as Hudud, Zina, and Qisas crimes, such as apostasy (formal renunciation of the state religion), blasphemy, moharebeh, hirabah, Fasad, Mofsed-e-filarz and witchcraft. In many countries that use the death penalty, drug trafficking and often drug possession is also a capital offence. In China, human trafficking and serious cases of corruption and financial crimes are punished by the death penalty. In militaries around the world, courts-martial have imposed death sentences for offences such as cowardice, desertion, insubordination, and mutiny.
Ancient history
Elaborations of tribal arbitration of feuds included peace settlements often done in a religious context and compensation system. Compensation was based on the principle of substitution which might include material (for example, cattle, slaves, land) compensation, exchange of brides or grooms, or payment of the blood debt. Settlement rules could allow for animal blood to replace human blood, or transfers of property or blood money or in some case an offer of a person for execution. The person offered for execution did not have to be an original perpetrator of the crime because the social system was based on tribes and clans, not individuals. Blood feuds could be regulated at meetings, such as the Norsemen things. Systems deriving from blood feuds may survive alongside more advanced legal systems or be given recognition by courts (for example, trial by combat or blood money). One of the more modern refinements of the blood feud is the duel.
In certain parts of the world, nations in the form of ancient republics, monarchies or tribal oligarchies emerged. These nations were often united by common linguistic, religious or family ties. Moreover, expansion of these nations often occurred by conquest of neighbouring tribes or nations. Consequently, various classes of royalty, nobility, various commoners and slaves emerged. Accordingly, the systems of tribal arbitration were submerged into a more unified system of justice which formalized the relation between the different "social classes" rather than "tribes". The earliest and most famous example is Code of Hammurabi which set the different punishment and compensation, according to the different class or group of victims and perpetrators. The Torah/Old Testament lays down the death penalty for murder, kidnapping, practicing magic, violation of the Sabbath, blasphemy, and a wide range of sexual crimes, although evidence suggests that actual executions were exceedingly rare, if they occurred at all.
A further example comes from Ancient Greece, where the Athenian legal system replacing customary oral law was first written down by Draco in about 621 BC: the death penalty was applied for a particularly wide range of crimes, though Solon later repealed Draco's code and published new laws, retaining capital punishment only for intentional homicide, and only with victim's family permission. The word draconian derives from Draco's laws. The Romans also used the death penalty for a wide range of offences.
Ancient Greece
Protagoras (whose thought is reported by Plato) criticised the principle of revenge, because once the damage is done it cannot be cancelled by any action. So, if the death penalty is to be imposed by society, it is only to protect the latter against the criminal or for a dissuasive purpose. "The only right that Protagoras knows is therefore human right, which, established and sanctioned by a sovereign collectivity, identifies itself with positive or the law in force of the city. In fact, it finds its guarantee in the death penalty which threatens all those who do not respect it."
Plato saw the death penalty as a means of purification, because crimes are a "defilement". Thus, in the Laws, he considered necessary the execution of the animal or the destruction of the object which caused the death of a man by accident. For the murderers, he considered that the act of homicide is not natural and is not fully consented by the criminal. Homicide is thus a disease of the soul, which must be reeducated as much as possible, and, as a last resort, sentence to death if no rehabilitation is possible.
According to Aristotle, for whom free will is proper to man, a person is responsible for their actions. If there was a crime, a judge must define the penalty allowing the crime to be annulled by compensating it. This is how pecuniary compensation appeared for criminals the least recalcitrant and whose rehabilitation is deemed possible. However, for others, he argued, the death penalty is necessary.
This philosophy aims on the one hand to protect society and on the other hand to compensate to cancel the consequences of the crime committed. It inspired Western criminal law until the 17th century, a time when the first reflections on the abolition of the death penalty appeared.
Ancient Rome
In ancient Rome, the application of the death penalty against Roman citizens was unusual and considered exceptional. They preferred alternative sentences ranging, depending on the crime and the criminal, from private or public reprimand to exile, including the confiscation of their property, or torture, or even prison, and as a last resort, death..
A historic debate, followed by a vote, took place in the Roman Senate to decide the fate of Catiline's allies when he attempted to seize power in December −63. Then Roman consul, argued in support of the killing of conspirators without judgment by decision of the Senate (Senatus consultum ultimum) and was supported by the majority of senators; among the minority voices opposed to the execution, the most notable was Julius Caesar. The custom was different for foreigners, as they were considered inferior to Roman citizens, and especially for slaves, who were transferrable property.
An excruciating slow death by crucifixion was widely practiced by the Romans. Intended to be a punishment, a humiliation, and a deterrent, the condemned could take up to a few days to die. Corpses of the crucified were typically left on the crosses to decompose and to be eaten by animals.
China
Although many are executed in the People's Republic of China each year in the present day, there was a time in the Tang dynasty (618–907) when the death penalty was abolished. This was in the year 747, enacted by Emperor Xuanzong of Tang (r. 712–756). When abolishing the death penalty, Xuanzong ordered his officials to refer to the nearest regulation by analogy when sentencing those found guilty of crimes for which the prescribed punishment was execution. Thus, depending on the severity of the crime a punishment of severe scourging with the thick rod or of exile to the remote Lingnan region might take the place of capital punishment. However, the death penalty was restored only 12 years later in 759 in response to the An Lushan Rebellion. At this time in the Tang dynasty only the emperor had the authority to sentence criminals to execution. Under Xuanzong capital punishment was relatively infrequent, with only 24 executions in the year 730 and 58 executions in the year 736.
The two most common forms of execution in the Tang dynasty were strangulation and decapitation, which were the prescribed methods of execution for 144 and 89 offences respectively. Strangulation was the prescribed sentence for lodging an accusation against one's parents or grandparents with a magistrate, scheming to kidnap a person and sell them into slavery and opening a coffin while desecrating a tomb. Decapitation was the method of execution prescribed for more serious crimes such as treason and sedition. Despite the great discomfort involved, most of the Tang Chinese preferred strangulation to decapitation, as a result of the traditional Tang Chinese belief that the body is a gift from the parents and that it is, therefore, disrespectful to one's ancestors to die without returning one's body to the grave intact.
Some further forms of capital punishment were practiced in the Tang dynasty, of which the first two that follow at least were extralegal. The first of these was scourging to death with the thick rod which was common throughout the Tang dynasty especially in cases of gross corruption. The second was truncation, in which the convicted person was cut in two at the waist with a fodder knife and then left to bleed to death. A further form of execution called Ling Chi (slow slicing), or death by/of a thousand cuts, was used from the close of the Tang dynasty (around 900) to its abolition in 1905.
When a minister of the fifth grade or above received a death sentence the emperor might grant him a special dispensation allowing him to commit suicide in lieu of execution. Even when this privilege was not granted, the law required that the condemned minister be provided with food and ale by his keepers and transported to the execution ground in a cart rather than having to walk there.
Nearly all executions under the Tang dynasty took place in public as a warning to the population. The heads of the executed were displayed on poles or spears. When local authorities decapitated a convicted criminal, the head was boxed and sent to the capital as proof of identity and that the execution had taken place.
Middle Ages
In medieval and early modern Europe, before the development of modern prison systems, the death penalty was also used as a generalised form of punishment for even minor offences.
In early modern Europe, a mass panic regarding witchcraft swept across Europe and later the European colonies in North America. During this period, there were widespread claims that malevolent Satanic witches were operating as an organised threat to Christendom. As a result, tens of thousands of women were prosecuted for witchcraft and executed through the witch trials of the early modern period (between the 15th and 18th centuries).
The death penalty also targeted sexual offences such as sodomy. In the early history of Islam (7th–11th centuries), there is a number of "purported (but mutually inconsistent) reports" (athar) regarding the punishments of sodomy ordered by some of the early caliphs. Abu Bakr, the first caliph of the Rashidun Caliphate, apparently recommended toppling a wall on the culprit, or else burning him alive, while Ali ibn Abi Talib is said to have ordered death by stoning for one sodomite and had another thrown head-first from the top of the highest building in the town; according to Ibn Abbas, the latter punishment must be followed by stoning. Other medieval Muslim leaders, such as the Abbasid caliphs in Baghdad (most notably al-Mu'tadid), were often cruel in their punishments. In early modern England, the Buggery Act 1533 stipulated hanging as punishment for "buggery". James Pratt and John Smith were the last two Englishmen to be executed for sodomy in 1835. In 1636 the laws of Puritan governed Plymouth Colony included a sentence of death for sodomy and buggery. The Massachusetts Bay Colony followed in 1641. Throughout the 19th century, U.S. states repealed death sentences from their sodomy laws, with South Carolina being the last to do so in 1873.
Historians recognise that during the Early Middle Ages, the Christian populations living in the lands invaded by the Arab Muslim armies between the 7th and 10th centuries suffered religious discrimination, religious persecution, religious violence, and martyrdom multiple times at the hands of Arab Muslim officials and rulers. As People of the Book, Christians under Muslim rule were subjected to dhimmi status (along with Jews, Samaritans, Gnostics, Mandeans, and Zoroastrians), which was inferior to the status of Muslims. Christians and other religious minorities thus faced religious discrimination and religious persecution in that they were banned from proselytising (for Christians, it was forbidden to evangelise or spread Christianity) in the lands invaded by the Arab Muslims on pain of death, they were banned from bearing arms, undertaking certain professions, and were obligated to dress differently in order to distinguish themselves from Arabs. Under sharia, Non-Muslims were obligated to pay jizya and kharaj taxes, together with periodic heavy ransom levied upon Christian communities by Muslim rulers in order to fund military campaigns, all of which contributed a significant proportion of income to the Islamic states while conversely reducing many Christians to poverty, and these financial and social hardships forced many Christians to convert to Islam. Christians unable to pay these taxes were forced to surrender their children to the Muslim rulers as payment who would sell them as slaves to Muslim households where they were forced to convert to Islam. Many Christian martyrs were executed under the Islamic death penalty for defending their Christian faith through dramatic acts of resistance such as refusing to convert to Islam, repudiation of the Islamic religion and subsequent reconversion to Christianity, and blasphemy towards Muslim beliefs.
Despite the wide use of the death penalty, calls for reform were not unknown. The 12th-century Jewish legal scholar Moses Maimonides wrote: "It is better and more satisfactory to acquit a thousand guilty persons than to put a single innocent man to death." He argued that executing an accused criminal on anything less than absolute certainty would lead to a slippery slope of decreasing burdens of proof, until we would be convicting merely "according to the judge's caprice". Maimonides's concern was maintaining popular respect for law, and he saw errors of commission as much more threatening than errors of omission.
Enlightenment philosophy
While during the Middle Ages the expiatory aspect of the death penalty was taken into account, this is no longer the case under the Lumières. These define the place of man within society no longer according to a divine rule, but as a contract established at birth between the citizen and the society, it is the social contract. From that moment on, capital punishment should be seen as useful to society through its dissuasive effect, but also as a means of protection of the latter vis-à-vis criminals.
Modern era
In the last several centuries, with the emergence of modern nation states, justice came to be increasingly associated with the concept of natural and legal rights. The period saw an increase in standing police forces and permanent penitential institutions. Rational choice theory, a utilitarian approach to criminology which justifies punishment as a form of deterrence as opposed to retribution, can be traced back to Cesare Beccaria, whose influential treatise On Crimes and Punishments (1764) was the first detailed analysis of capital punishment to demand the abolition of the death penalty. In England, Jeremy Bentham (1748–1832), the founder of modern utilitarianism, called for the abolition of the death penalty. Beccaria, and later Charles Dickens and Karl Marx noted the incidence of increased violent criminality at the times and places of executions. Official recognition of this phenomenon led to executions being carried out inside prisons, away from public view.
In England in the 18th century, when there was no police force, Parliament drastically increased the number of capital offences to more than 200. These were mainly property offences, for example cutting down a cherry tree in an orchard. In 1820, there were 160, including crimes such as shoplifting, petty theft or stealing cattle. The severity of the so-called Bloody Code was often tempered by juries who refused to convict, or judges, in the case of petty theft, who arbitrarily set the value stolen at below the statutory level for a capital crime.
20th century
In Nazi Germany, there were three types of capital punishment; hanging, decapitation, and death by shooting. Also, modern military organisations employed capital punishment as a means of maintaining military discipline. In the past, cowardice, absence without leave, desertion, insubordination, shirking under enemy fire and disobeying orders were often crimes punishable by death (see decimation and running the gauntlet). One method of execution, since firearms came into common use, has also been firing squad, although some countries use execution with a single shot to the head or neck.
Various authoritarian states—for example those with Fascist or Communist governments—employed the death penalty as a potent means of political oppression. According to Robert Conquest, the leading expert on Joseph Stalin's purges, more than one million Soviet citizens were executed during the Great Purge of 1936 to 1938, almost all by a bullet to the back of the head. Mao Zedong publicly stated that "800,000" people had been executed in China during the Cultural Revolution (1966–1976). Partly as a response to such excesses, civil rights organisations started to place increasing emphasis on the concept of human rights and an abolition of the death penalty.
Contemporary era
By continent, all European states but one have abolished capital punishment; many Oceanian states have abolished it; most states in the Americas have abolished its use, while a few actively retain it; less than half of countries in Africa retain it; and the majority of countries in Asia retain it.
Abolition was often adopted due to political change, as when countries shifted from authoritarianism to democracy, or when it became an entry condition for the EU. The United States is a notable exception: some states have had bans on capital punishment for decades, the earliest being Michigan, where it was abolished in 1846, while other states still actively use it today. The death penalty in the United States remains a contentious issue which is hotly debated.
In retentionist countries, the debate is sometimes revived when a miscarriage of justice has occurred though this tends to cause legislative efforts to improve the judicial process rather than to abolish the death penalty. In abolitionist countries, the debate is sometimes revived by particularly brutal murders, though few countries have brought it back after abolishing it. However, a spike in serious, violent crimes, such as murders or terrorist attacks, has prompted some countries to effectively end the moratorium on the death penalty. One notable example is Pakistan which in December 2014 lifted a six-year moratorium on executions after the Peshawar school massacre during which 132 students and 9 members of staff of the Army Public School and Degree College Peshawar were killed by Tehrik-i-Taliban Pakistan terrorists, a group distinct from the Afghan Taliban, who condemned the attack.
Since then, Pakistan has executed over 400 convicts.
In 2017, two major countries, Turkey and the Philippines, saw their executives making moves to reinstate the death penalty. In the same year, passage of the law in the Philippines failed to obtain the Senate's approval.
On 29 December 2021, after a 20-year moratorium, the Kazakhstan government enacted the 'On Amendments and Additions to Certain Legislative Acts of the Republic of Kazakhstan on the Abolition of the Death Penalty' signed by President Kassym-Jomart Tokayev as part of series of Omnibus reformations of the Kazak legal system 'Listening State' initiative.
History of abolition
In 724 AD in Japan, the death penalty was banned during the reign of Emperor Shōmu but the abolition only lasted a few years. In 818, Emperor Saga abolished the death penalty under the influence of Shinto and it lasted until 1156. In China, the death penalty was banned by Emperor Xuanzong of Tang in 747, replacing it with exile or scourging. However, the ban only lasted 12 years. Following his conversion to Christianity in 988, Vladimir the Great abolished the death penalty in Kievan Rus', along with torture and mutilation; corporal punishment was also seldom used.
In England, a public statement of opposition was included in The Twelve Conclusions of the Lollards, written in 1395. Sir Thomas More's Utopia, published in 1516, debated the benefits of the death penalty in dialogue form, coming to no firm conclusion. More was himself executed for treason in 1535.
More recent opposition to the death penalty stemmed from the book of the Italian Cesare Beccaria Dei Delitti e Delle Pene ("On Crimes and Punishments"), published in 1764. In this book, Beccaria aimed to demonstrate not only the injustice, but even the futility from the point of view of social welfare, of torture and the death penalty. Influenced by the book, Grand Duke Leopold II of Habsburg, the future Emperor of Austria, abolished the death penalty in the then-independent Grand Duchy of Tuscany, the first permanent abolition in modern times. On 30 November 1786, after having de facto blocked executions (the last was in 1769), Leopold promulgated the reform of the penal code that abolished the death penalty and ordered the destruction of all the instruments for capital execution in his land. In 2000, Tuscany's regional authorities instituted an annual holiday on 30 November to commemorate the event. The event is commemorated on this day by 300 cities around the world celebrating Cities for Life Day. In the United Kingdom, it was abolished for murder (leaving only treason, piracy with violence, arson in royal dockyards and a number of wartime military offences as capital crimes) for a five-year experiment in 1965 and permanently in 1969, the last execution having taken place in 1964. It was abolished for all offences in 1998. Protocol 13 to the European Convention on Human Rights, first entering into force in 2003, prohibits the death penalty in all circumstances for those states that are party to it, including the United Kingdom from 2004.
In the post-classical Republic of Poljica, life was ensured as a basic right in its Poljica Statute of 1440. The short-lived revolutionary Roman Republic banned capital punishment in 1849. Venezuela followed suit and abolished the death penalty in 1863 and San Marino did so in 1865. The last execution in San Marino had taken place in 1468. In Portugal, after legislative proposals in 1852 and 1863, the death penalty was abolished in 1867. The last execution in Brazil was 1876; from then on all the condemnations were commuted by the Emperor Pedro II until its abolition for civil offences and military offences in peacetime in 1891. The penalty for crimes committed in peacetime was then reinstated and abolished again twice (1938–1953 and 1969–1978), but on those occasions it was restricted to acts of terrorism or subversion considered "internal warfare" and all sentences were commuted and not carried out.
Abolition occurred in Canada in 1976 (except for some military offences, with complete abolition in 1998); in France in 1981; and in Australia in 1973 (although the state of Western Australia retained the penalty until 1984). In South Australia, under the premiership of then-Premier Dunstan, the Criminal Law Consolidation Act 1935 (SA) was modified so that the death sentence was changed to life imprisonment in 1976.
In 1977, the United Nations General Assembly affirmed in a formal resolution that throughout the world, it is desirable to "progressively restrict the number of offences for which the death penalty might be imposed, with a view to the desirability of abolishing this punishment".
In the United States, Michigan was the first state to ban the death penalty, on 18 May 1846. The death penalty was declared unconstitutional between 1972 and 1976 based on the Furman v. Georgia case, but the 1976 Gregg v. Georgia case once again permitted the death penalty under certain circumstances. Further limitations were placed on the death penalty in Atkins v. Virginia (2002; death penalty unconstitutional for people with an intellectual disability) and Roper v. Simmons (2005; death penalty unconstitutional if defendant was under age 18 at the time the crime was committed). In the United States, 23 of the 50 states and Washington, D.C. ban capital punishment.
Many countries have abolished capital punishment either in law or in practice. Since World War II, there has been a trend toward abolishing capital punishment. Capital punishment has been completely abolished by 108 countries, a further seven have done so for all offences except under special circumstances and 26 more have abolished it in practice because they have not used it for at least 10 years and are believed to have a policy or established practice against carrying out executions.
Contemporary use
By country
Most nations, including almost all developed countries, have abolished capital punishment either in law or in practice; notable exceptions are the United States, Japan, Taiwan, and Singapore. Additionally, capital punishment is also carried out in China, India, and most Islamic states.
Since World War II, there has been a trend toward abolishing the death penalty. 54 countries retain the death penalty in active use, 112 countries have abolished capital punishment altogether, 7 have done so for all offences except under special circumstances, and 22 more have abolished it in practice because they have not used it for at least 10 years and are believed to have a policy or established practice against carrying out executions.
According to Amnesty International, 20 countries are known to have performed executions in 2022. There are countries which do not publish information on the use of capital punishment, most significantly China and North Korea. According to Amnesty International, around 1,000 prisoners were executed in 2017. Amnesty reported in 2004 and 2009 that Singapore and Iraq respectively had the world's highest per capita execution rate. According to Al Jazeera and UN Special Rapporteur Ahmed Shaheed, Iran has had the world's highest per capita execution rate. A 2012 EU report from the Directorate-General for External Relations' policy department pointed to Gaza as having the highest per capita execution rate in the MENA region.
The use of the death penalty is becoming increasingly restrained in some retentionist countries including Taiwan and Singapore. Indonesia carried out no executions between November 2008 and March 2013. Singapore, Japan and the United States are the only developed countries that are classified by Amnesty International as 'retentionist' (South Korea is classified as 'abolitionist in practice'). Nearly all retentionist countries are situated in Asia, Africa and the Caribbean. The only retentionist country in Europe is Belarus. During the 1980s, the democratisation of Latin America swelled the ranks of abolitionist countries.
This was soon followed by the fall of communism in Europe. Many of the countries which restored democracy aspired to enter the EU. The EU and the Council of Europe both strictly require member states not to practice the death penalty (see Capital punishment in Europe). Public support for the death penalty in the EU varies. The last execution in a member state of the present-day Council of Europe took place in 1997 in Ukraine. In contrast, the rapid industrialisation in Asia has seen an increase in the number of developed countries which are also retentionist. In these countries, the death penalty retains strong public support, and the matter receives little attention from the government or the media; in China there is a small but significant and growing movement to abolish the death penalty altogether. This trend has been followed by some African and Middle Eastern countries where support for the death penalty remains high.
Some countries have resumed practising the death penalty after having previously suspended the practice for long periods. The United States suspended executions in 1972 but resumed them in 1976; there was no execution in India between 1995 and 2004; and Sri Lanka declared an end to its moratorium on the death penalty on 20 November 2004, although it has not yet performed any further executions. The Philippines re-introduced the death penalty in 1993 after abolishing it in 1987, but again abolished it in 2006.
The United States and Japan are the only developed countries to have recently carried out executions. The U.S. federal government, the U.S. military, and 27 states have a valid death penalty statute, and over 1,400 executions have been carried in the United States since it reinstated the death penalty in 1976. Japan has 107 inmates with finalized death sentences , after Toshihiko Iwama, who was convicted of hiring assassin to murder two Japanese businessmen in Manila, Philippines in 2014 and 2015, died of diabetic symptoms at Tokyo Detention House.
The most recent country to abolish the death penalty was Kazakhstan on 2 January 2021 after a moratorium dating back 2 decades.
According to an Amnesty International report released in April 2020, Egypt ranked regionally third and globally fifth among the countries that carried out most executions in 2019. The country increasingly ignored international human rights concerns and criticism. In March 2021, Egypt executed 11 prisoners in a jail, who were convicted in cases of "murder, theft, and shooting".
According to Amnesty International's 2021 report, at least 483 people were executed in 2020 despite the COVID-19 pandemic. The figure excluded the countries that classify death penalty data as state secret. The top five executioners for 2020 were China, Iran, Egypt, Iraq and Saudi Arabia.
Modern-day public opinion
The public opinion on the death penalty varies considerably by country and by the crime in question. Countries where a majority of people are against execution include Norway, where only 25% support it. Most French, Finns, and Italians also oppose the death penalty. In 2020, 55% of Americans supported the death penalty for an individual convicted of murder, down from 60% in 2016, 64% in 2010, 65% in 2006, and 68% in 2001. In 2020, 43% of Italians expressed support for the death penalty.
In Taiwan, polls and research have consistently shown strong support for the death penalty at 80%. This includes a survey conducted by the National Development Council of Taiwan in 2016, showing that 88% of Taiwanese people disagree with abolishing the death penalty. Its continuation of the practice drew criticism from local rights groups.
The support and sentencing of capital punishment has been growing in India in the 2010s due to anger over several recent brutal cases of rape, even though actual executions are comparatively rare. While support for the death penalty for murder is still high in China, executions have dropped precipitously, with 3,000 executed in 2012 versus 12,000 in 2002. A poll in South Africa, where capital punishment is abolished, found that 76% of millennial South Africans support re-introduction of the death penalty due to increasing incidents of rape and murder.
A 2017 poll found younger Mexicans are more likely to support capital punishment than older ones. 57% of Brazilians support the death penalty. The age group that shows the greatest support for execution of those condemned is the 25 to 34-year-old category, in which 61% say they support it.
A 2023 poll by Research Co. found that 54 percent of Canadians support reinstating the death penalty for murder in their country. In April 2021 a poll found that 54% of Britons said they would support reinstating the death penalty for those convicted of terrorism in the UK. About a quarter (23%) of respondents said they would be opposed. In 2020, an Ipsos/Sopra Steria survey showed that 55% of the French people support re-introduction of the death penalty; this was an increase from 44% in 2019.
Juvenile offenders
The death penalty for juvenile offenders (criminals aged under 18 years at the time of their crime although the legal or accepted definition of juvenile offender may vary from one jurisdiction to another) has become increasingly rare. Considering the age of majority is not 18 in some countries or has not been clearly defined in law, since 1990 ten countries have executed offenders who were considered juveniles at the time of their crimes: The People's Republic of China (PRC), Bangladesh, Democratic Republic of Congo, Iran, Iraq, Japan, Nigeria, Pakistan, Saudi Arabia, Sudan, the United States, and Yemen. China, Pakistan, the United States, Saudi Arabia, and Yemen have since raised the minimum age to 18. Amnesty International has recorded 61 verified executions since then, in several countries, of both juveniles and adults who had been convicted of committing their offences as juveniles. The PRC does not allow for the execution of those under 18, but child executions have reportedly taken place.
One of the youngest children ever to be executed was the infant son of Perotine Massey on or around 18 July 1556. His mother was one of the Guernsey Martyrs who was executed for heresy, and his father had previously fled the island. At less than one day old, he was ordered to be burned by Bailiff Hellier Gosselin, with the advice of priests nearby who said the boy should burn due to having inherited moral stain from his mother, who had given birth during her execution.
Starting from 1642 in Colonial America until the present day in the United States, an estimated 365 juvenile offenders were executed by various colonial authorities and (after the American Revolution) the federal government. The U.S. Supreme Court abolished capital punishment for offenders under the age of 16 in Thompson v. Oklahoma (1988), and for all juveniles in Roper v. Simmons (2005).
In Prussia, children under the age of 14 were exempted from the death penalty in 1794. Capital punishment was cancelled by the Electorate of Bavaria in 1751 for children under the age of 11 and by the Kingdom of Bavaria in 1813 for children and youth under 16 years. In Prussia, the exemption was extended to youth under the age of 16 in 1851. For the first time, all juveniles were excluded for the death penalty by the North German Confederation in 1871, which was continued by the German Empire in 1872. In Nazi Germany, capital punishment was reinstated for juveniles between 16 and 17 years in 1939. This was broadened to children and youth from age 12 to 17 in 1943. The death penalty for juveniles was abolished by West Germany, also generally, in 1949 and by East Germany in 1952.
In the Hereditary Lands, Austrian Silesia, Bohemia and Moravia within the Habsburg monarchy, capital punishment for children under the age of 11 was no longer foreseen by 1770. The death penalty was, also for juveniles, nearly abolished in 1787 except for emergency or military law, which is unclear in regard of those. It was reintroduced for juveniles above 14 years by 1803, and was raised by general criminal law to 20 years in 1852 and this exemption and the alike one of military law in 1855, which may have been up to 14 years in wartime, were also introduced into all of the Austrian Empire.
In the Helvetic Republic, the death penalty for children and youth under the age of 16 was abolished in 1799 yet the country was already dissolved in 1803 whereas the law could remain in force if it was not replaced on cantonal level. In the canton of Bern, all juveniles were exempted from the death penalty at least in 1866. In Fribourg, capital punishment was generally, including for juveniles, abolished by 1849. In Ticino, it was abolished for youth and young adults under the age of 20 in 1816. In Zurich, the exclusion from the death penalty was extended for juveniles and young adults up to 19 years of age by 1835. In 1942, the death penalty was almost deleted in criminal law, as well for juveniles, but since 1928 persisted in military law during wartime for youth above 14 years. If no earlier change was made in the given subject, by 1979 juveniles could no longer be subject to the death penalty in military law during wartime.
Between 2005 and May 2008, Iran, Pakistan, Saudi Arabia, Sudan and Yemen were reported to have executed child offenders, the largest number occurring in Iran.
During Hassan Rouhani's tenure as president of Iran from 2013 until 2021, at least 3,602 death sentences have been carried out. This includes the executions of 34 juvenile offenders.
The United Nations Convention on the Rights of the Child, which forbids capital punishment for juveniles under article 37(a), has been signed by all countries and subsequently ratified by all signatories with the exception of the United States (despite the US Supreme Court decisions abolishing the practice). The UN Sub-Commission on the Promotion and Protection of Human Rights maintains that the death penalty for juveniles has become contrary to a jus cogens of customary international law. A majority of countries are also party to the U.N. International Covenant on Civil and Political Rights (whose Article 6.5 also states that "Sentence of death shall not be imposed for crimes committed by persons below eighteen years of age...").
Iran, despite its ratification of the Convention on the Rights of the Child and International Covenant on Civil and Political Rights, was the world's largest executioner of juvenile offenders, for which it has been the subject of broad international condemnation; the country's record is the focus of the Stop Child Executions Campaign. But on 10 February 2012, Iran's parliament changed controversial laws relating to the execution of juveniles. In the new legislation the age of 18 (solar year) would be applied to accused of both genders and juvenile offenders must be sentenced pursuant to a separate law specifically dealing with juveniles. Based on the Islamic law which now seems to have been revised, girls at the age of 9 and boys at 15 of lunar year (11 days shorter than a solar year) are deemed fully responsible for their crimes. Iran accounted for two-thirds of the global total of such executions, and currently has approximately 140 people considered as juveniles awaiting execution for crimes committed (up from 71 in 2007). The past executions of Mahmoud Asgari, Ayaz Marhoni and Makwan Moloudzadeh became the focus of Iran's child capital punishment policy and the judicial system that hands down such sentences.
Saudi Arabia also executes criminals who were minors at the time of the offence. In 2013, Saudi Arabia was the center of an international controversy after it executed Rizana Nafeek, a Sri Lankan domestic worker, who was believed to have been 17 years old at the time of the crime. Saudi Arabia banned execution for minors, except for terrorism cases, in April 2020.
Japan has not executed juvenile criminals after August 1997, when they executed Norio Nagayama, a spree killer who had been convicted of shooting four people dead in the late 1960s. Nagayama's case created the eponymously named Nagayama standards, which take into account factors such as the number of victims, brutality and social impact of the crimes. The standards have been used in determining whether to apply the death sentence in murder cases. Teruhiko Seki, convicted of murdering four family members including a 4-year-old daughter and raping a 15-year-old daughter of a family in 1992, became the second inmate to be hanged for a crime committed as a minor in the first such execution in 20 years after Nagayama on 19 December 2017. Takayuki Otsuki, who was convicted of raping and strangling a 23-year-old woman and subsequently strangling her 11-month-old daughter to death on 14 April 1999, when he was 18, is another inmate sentenced to death, and his request for retrial has been rejected by the Supreme Court of Japan.
There is evidence that child executions are taking place in the parts of Somalia controlled by the Islamic Courts Union (ICU). In October 2008, a girl, Aisha Ibrahim Dhuhulow was buried up to her neck at a football stadium, then stoned to death in front of more than 1,000 people. Somalia's established Transitional Federal Government announced in November 2009 (reiterated in 2013) that it plans to ratify the Convention on the Rights of the Child. This move was lauded by UNICEF as a welcome attempt to secure children's rights in the country.
Methods
The following methods of execution have been used by various countries:
Hanging (Afghanistan, Iran, Iraq, Japan, South Korea, Malaysia, Nigeria, Sudan, Pakistan, Palestinian National Authority, Israel, Yemen, Egypt, India, Myanmar, Singapore, Sri Lanka, Syria, the UAE, Zimbabwe, Malawi, Liberia)
Shooting (the People's Republic of China, Republic of China, Vietnam, Belarus, Ethiopia, Nigeria, Somalia, North Korea, Indonesia, the UAE, Saudi Arabia, Bahrain, Qatar, Yemen, and in the US states of Oklahoma and Utah).
Lethal injection (United States, Guatemala, Thailand, the People's Republic of China, Vietnam)
Beheading (Saudi Arabia)
Stoning (Nigeria, Sudan)
Electrocution and gas inhalation (some U.S. states, but only if the prisoner requests it or if lethal injection is unavailable)
Inert gas asphyxiation (Some U.S. states, Oklahoma, Mississippi, Alabama)
Public execution
A public execution is a form of capital punishment which "members of the general public may voluntarily attend". This definition excludes the presence of a small number of witnesses randomly selected to assure executive accountability. While today the great majority of the world considers public executions to be distasteful and most countries have outlawed the practice, throughout much of history executions were performed publicly as a means for the state to demonstrate "its power before those who fell under its jurisdiction be they criminals, enemies, or political opponents". Additionally, it afforded the public a chance to witness "what was considered a great spectacle".
Social historians note that beginning in the 20th century in the U.S. and western Europe, death in general became increasingly shielded from public view, occurring more and more behind the closed doors of the hospital. Executions were likewise moved behind the walls of the penitentiary. The last formal public executions occurred in 1868 in Britain, in 1936 in the U.S. and in 1939 in France.
According to Amnesty International, in 2012, "public executions were known to have been carried out in Iran, North Korea, Saudi Arabia and Somalia". There have been reports of public executions carried out by state and non-state actors in Hamas-controlled Gaza, Syria, Iraq, Afghanistan, and Yemen. Executions which can be classified as public were also carried out in the U.S. states of Florida and Utah .
Capital crime
Crimes against humanity
Crimes against humanity such as genocide are usually punishable by death in countries retaining capital punishment. Death sentences for such crimes were handed down and carried out during the Nuremberg Trials in 1946 and the Tokyo Trials in 1948, but the current International Criminal Court does not use capital punishment. The maximum penalty available to the International Criminal Court is life imprisonment.
Murder
Intentional homicide is punishable by death in most countries retaining capital punishment, but generally provided it involves an aggravating factor required by statute or judicial precedents.
Some countries, including Singapore and Malaysia, made the death penalty mandatory for murder, though Singapore later changed its laws since 2013 to reserve the mandatory death sentence for intentional murder while providing an alternative sentence of life imprisonment with/without caning for murder with no intention to cause death, which allowed some convicted murderers on death row in Singapore (including Kho Jabing) to apply for the reduction of their death sentences after the courts in Singapore confirmed that they committed murder without the intention to kill and thus eligible for re-sentencing under the new death penalty laws in Singapore. In October 2018 the Malaysian Government imposed a moratorium on all executions until the passage of a new law that would abolish the death penalty. In April 2023, legislation abolishing the mandatory death penalty was passed in Malaysia. The death penalty would be retained, but courts have the discretion to replace it with other punishments, including whipping and imprisonment of 30–40 years.
Drug trafficking
In 2018, at least 35 countries retained the death penalty for drug trafficking, drug dealing, drug possession and related offences. People had been regularly sentenced to death and executed for drug-related offences in China, Indonesia, Iran, Malaysia, Saudi Arabia, Singapore and Vietnam. Other countries may retain the death penalty for symbolic purposes.
The death penalty was mandated for drug trafficking in Singapore and Malaysia. Since 2013, Singapore ruled that those who were certified to have diminished responsibility (e.g. Major depressive disorder) or acting as drug couriers and had assisted the authorities in tackling drug-related activities, would be sentenced to life imprisonment instead of death, with the offender liable to at least 15 strokes of the cane if he was not sentenced to death and was simultaneously sentenced to caning as well. Drug courier Yong Vui Kong's death sentence was replaced with a life sentence and 15 strokes of the cane in November 2013. In April 2023, legislation abolishing the mandatory death penalty was passed in Malaysia.
Other offences
Other crimes that are punishable by death in some countries include:
Terrorism
Treason (a capital crime in most countries that retain capital punishment)
Espionage
Crimes against the state, such as attempting to overthrow government (most countries with the death penalty)
Political protests (Saudi Arabia)
Rape (China, India, Pakistan, Bangladesh, Iran, Saudi Arabia, UAE, Qatar, Brunei, etc.)
Economic crimes (China, Iran)
Human trafficking (China)
Corruption (China, Iran)
Kidnapping (China, Bangladesh, the US states of Georgia and Idaho, etc.)
Separatism (China)
Unlawful sexual behaviour (Saudi Arabia, Iran, UAE, Qatar, Brunei, Nigeria, etc.)
Religious Hudud offences such as apostasy (Saudi Arabia, Iran, Afghanistan etc.)
Blasphemy (Saudi Arabia, Iran, Pakistan, certain states in Nigeria)
Moharebeh (Iran)
Drinking alcohol (Iran)
Witchcraft and sorcery (Saudi Arabia)
Arson (Algeria, Tunisia, Mali, Mauritania, etc.)
Hirabah; brigandage; armed or aggravated robbery (Algeria, Saudi Arabia, Iran, Kenya, Zambia, Ethiopia, the US state of Georgia etc.)
Controversy and debate
Death penalty opponents regard the death penalty as inhumane and criticize it for its irreversibility. They argue also that capital punishment lacks deterrent effect, or has a brutalization effect, discriminates against minorities and the poor, and that it encourages a "culture of violence". There are many organizations worldwide, such as Amnesty International, and country-specific, such as the American Civil Liberties Union (ACLU), that have abolition of the death penalty as its main purpose.
Advocates of the death penalty argue that it deters crime, is a good tool for police and prosecutors in plea bargaining, makes sure that convicted criminals do not offend again, and that it ensures justice for crimes such as homicide, where other penalties will not inflict the desired retribution demanded by the crime itself. Capital punishment for non-lethal crimes is usually considerably more controversial, and abolished in many of the countries that retain it.
Retribution
Supporters of the death penalty argued that death penalty is morally justified when applied in murder especially with aggravating elements such as for murder of police officers, child murder, torture murder, multiple homicide and mass killing such as terrorism, massacre and genocide. This argument is strongly defended by New York Law School's Professor Robert Blecker, who says that the punishment must be painful in proportion to the crime. Eighteenth-century philosopher Immanuel Kant defended a more extreme position, according to which every murderer deserves to die on the grounds that loss of life is incomparable to any penalty that allows them to remain alive, including life imprisonment.
Some abolitionists argue that retribution is simply revenge and cannot be condoned. Others while accepting retribution as an element of criminal justice nonetheless argue that life without parole is a sufficient substitute. It is also argued that the punishing of a killing with another death is a relatively unusual punishment for a violent act, because in general violent crimes are not punished by subjecting the perpetrator to a similar act (e.g. rapists are, typically, not punished by corporal punishment, although it may be inflicted in Singapore, for example).
Human rights
Abolitionists believe capital punishment is the worst violation of human rights, because the right to life is the most important, and capital punishment violates it without necessity and inflicts to the condemned a psychological torture. Human rights activists oppose the death penalty, calling it "cruel, inhuman and degrading punishment". Amnesty International considers it to be "the ultimate irreversible denial of Human Rights". Albert Camus wrote in a 1956 book called Reflections on the Guillotine, Resistance, Rebellion & Death:
In the classic doctrine of natural rights as expounded by for instance Locke and Blackstone, on the other hand, it is an important idea that the right to life can be forfeited, as most other rights can be given due process is observed, such as the right to property and the right to freedom, including provisionally, in anticipation of an actual verdict. As John Stuart Mill explained in a speech given in Parliament against an amendment to abolish capital punishment for murder in 1868:
In one of the most recent cases relating to the death penalty in Singapore, activists like Jolovan Wham, Kirsten Han and Kokila Annamalai and even the international groups like the United Nations and European Union argued for Malaysian drug trafficker Nagaenthran K. Dharmalingam, who has been on death row at Singapore's Changi Prison since 2010, should not be executed due to an alleged intellectual disability, as they argued that Nagaenthran has low IQ of 69 and a psychiatrist has assessed him to be mentally impaired to an extent that he should not be held liable to his crime and execution. They also cited international law where a country should be prohibiting the execution of mentally and intellectually impaired people in order to push for Singapore to commute Nagaenthran's death penalty to life imprisonment based on protection of human rights. However, the Singapore government and both Singapore's High Court and Court of Appeal maintained their firm stance that despite his certified low IQ, it is confirmed that Nagaenthran is not mentally or intellectually disabled based on the joint opinion of three government psychiatrists as he is able to fully understand the magnitude of his actions and has no problem in his daily functioning of life. Despite the international outcry, Nagaenthran was executed on 27 April 2022.
Non-painful execution
Trends in most of the world have long been to move to private and less painful executions. France developed the guillotine for this reason in the final years of the 18th century, while Britain banned hanging, drawing, and quartering in the early 19th century. Hanging by turning the victim off a ladder or by kicking a stool or a bucket, which causes death by strangulation, was replaced by long drop "hanging" where the subject is dropped a longer distance to dislocate the neck and sever the spinal cord. Mozaffar ad-Din Shah Qajar, Shah of Persia (1896–1907) introduced throat-cutting and blowing from a gun (close-range cannon fire) as quick and relatively painless alternatives to more torturous methods of executions used at that time. In the United States, electrocution and gas inhalation were introduced as more humane alternatives to hanging, but have been almost entirely superseded by lethal injection. A small number of countries, for example Iran and Saudi Arabia, still employ slow hanging methods, decapitation, and stoning.
A study of executions carried out in the United States between 1977 and 2001 indicated that at least 34 of the 749 executions, or 4.5%, involved "unanticipated problems or delays that caused, at least arguably, unnecessary agony for the prisoner or that reflect gross incompetence of the executioner". The rate of these "botched executions" remained steady over the period of the study. A separate study published in The Lancet in 2005 found that in 43% of cases of lethal injection, the blood level of hypnotics was insufficient to guarantee unconsciousness. However, the U.S. Supreme Court ruled in 2008 (Baze v. Rees) and again in 2015 (Glossip v. Gross) that lethal injection does not constitute cruel and unusual punishment. In Bucklew v. Precythe, the majority verdict – written by Judge Neil Gorsuch – further affirmed this principle, stating that while the ban on cruel and unusual punishment affirmatively bans penalties that deliberately inflict pain and degradation, it does in no sense limit the possible infliction of pain in the execution of a capital verdict.
Wrongful execution
It is frequently argued that capital punishment leads to miscarriage of justice through the wrongful execution of innocent persons. Many people have been proclaimed innocent victims of the death penalty.
Some have claimed that as many as 39 executions have been carried out in the face of compelling evidence of innocence or serious doubt about guilt in the US from 1992 through 2004. Newly available DNA evidence prevented the pending execution of more than 15 death row inmates during the same period in the US, but DNA evidence is only available in a fraction of capital cases. , 159 prisoners on death row have been exonerated by DNA or other evidence, which is seen as an indication that innocent prisoners have almost certainly been executed. The National Coalition to
Abolish the Death Penalty claims that between 1976 and 2015, 1,414 prisoners in the United States have been executed while 156 sentenced to death have had their death sentences vacated. It is impossible to assess how many have been wrongly executed, since courts do not generally investigate the innocence of a dead defendant, and defense attorneys tend to concentrate their efforts on clients whose lives can still be saved; however, there is strong evidence of innocence in many cases.
Improper procedure may also result in unfair executions. For example, Amnesty International argues that in Singapore "the Misuse of Drugs Act contains a series of presumptions which shift the burden of proof from the prosecution to the accused. This conflicts with the universally guaranteed right to be presumed innocent until proven guilty". Singapore's Misuse of Drugs Act presumes one is guilty of possession of drugs if, as examples, one is found to be present or escaping from a location "proved or presumed to be used for the purpose of smoking or administering a controlled drug", if one is in possession of a key to a premises where drugs are present, if one is in the company of another person found to be in possession of illegal drugs, or if one tests positive after being given a mandatory urine drug screening. Urine drug screenings can be given at the discretion of police, without requiring a search warrant. The onus is on the accused in all of the above situations to prove that they were not in possession of or consumed illegal drugs.
Volunteers
Some prisoners have volunteered or attempted to expedite capital punishment, often by waiving all appeals. Prisoners have made requests or committed further crimes in prison as well. In the United States, execution volunteers constitute approximately 11% of prisoners on death row. Volunteers often bypass legal procedures which are designed to designate the death penalty for the "worst of the worst" offenders. Opponents of execution volunteering cited the prevalence of mental illness among volunteers comparing it to suicide. Execution volunteers have received considerably less attention and effort at legal reform than those who were exonerated after execution.
Racial, ethnic and social class bias
Opponents of the death penalty argue that this punishment is being used more often against perpetrators from racial and ethnic minorities and from lower socioeconomic backgrounds, than against those criminals who come from a privileged background; and that the background of the victim also influences the outcome. Researchers have shown that white Americans are more likely to support the death penalty when told that it is mostly applied to black Americans, and that more stereotypically black-looking or dark-skinned defendants are more likely to be sentenced to death if the case involves a white victim. However, a study published in 2018 failed to replicate the findings of earlier studies that had concluded that white Americans are more likely to support the death penalty if informed that it is largely applied to black Americans; according to the authors, their findings "may result from changes since 2001 in the effects of racial stimuli on white attitudes about the death penalty or their willingness to express those attitudes in a survey context."
In Alabama in 2019, a death row inmate named Domineque Ray was denied his imam in the room during his execution, instead only offered a Christian chaplain. After filing a complaint, a federal court of appeals ruled 5–4 against Ray's request. The majority cited the "last-minute" nature of the request, and the dissent stated that the treatment went against the core principle of denominational neutrality.
In July 2019, two Shiite men, Ali Hakim al-Arab, 25, and Ahmad al-Malali, 24, were executed in Bahrain, despite the protests from the United Nations and rights group. Amnesty International stated that the executions were being carried out on confessions of "terrorism crimes" that were obtained through torture.
On 30 March 2022, despite the appeals by the United Nations and rights activists, 68-year-old Malay Singaporean Abdul Kahar Othman was hanged at Singapore's Changi Prison for illegally trafficking diamorphine, which marked the first execution in Singapore since 2019 as a result of an informal moratorium caused by the COVID-19 pandemic. Earlier, there were appeals made to advocate for Abdul Kahar's death penalty be commuted to life imprisonment on humanitarian grounds, as Abdul Kahar came from a poor family and has struggled with drug addiction. He was also revealed to have been spending most of his life going in and out of prison, including a ten-year sentence of preventive detention from 1995 to 2005, and has not been given much time for rehabilitation, which made the activists and groups arguing that Abdul Kahar should be given a chance for rehabilitation instead of subjecting him to execution. Both the European Union (EU) and Amnesty International criticised Singapore for finalizing and carrying out Abdul Kahar's execution, and about 400 Singaporeans protested against the government's use of the death penalty merely days after Abdul Kahar's death sentence was authorised. Still, over 80% of the public supported the use of the death penalty in Singapore.
International views
The United Nations introduced a resolution during the General Assembly's 62nd sessions in 2007 calling for a universal ban. The approval of a draft resolution by the Assembly's third committee, which deals with human rights issues, voted 99 to 52, with 33 abstentions, in support of the resolution on 15 November 2007 and was put to a vote in the Assembly on 18 December.
Again in 2008, a large majority of states from all regions adopted, on 20 November in the UN General Assembly (Third Committee), a second resolution calling for a moratorium on the use of the death penalty; 105 countries voted in support of the draft resolution, 48 voted against and 31 abstained.
The moratorium resolution has been presented for a vote each year since 2007. On December 15, 2022, 125 countries voted in support of the moratorium, with 37 countries opposing, and 22 abstentions. The countries voting against the moratorium included the United States, People's Republic of China, North Korea, and Iran.
A range of amendments proposed by a small minority of pro-death penalty countries were overwhelmingly defeated. It had in 2007 passed a non-binding resolution (by 104 to 54, with 29 abstentions) by asking its member states for "a moratorium on executions with a view to abolishing the death penalty".
A number of regional conventions prohibit the death penalty, most notably, the Protocol 6 (abolition in time of peace) and Protocol 13 (abolition in all circumstances) to the European Convention on Human Rights. The same is also stated under Protocol 2 in the American Convention on Human Rights, which, however, has not been ratified by all countries in the Americas, most notably Canada and the United States. Most relevant operative international treaties do not require its prohibition for cases of serious crime, most notably, the International Covenant on Civil and Political Rights. This instead has, in common with several other treaties, an optional protocol prohibiting capital punishment and promoting its wider abolition.
Several international organizations have made abolition of the death penalty (during time of peace, or in all circumstances) a requirement of membership, most notably the EU and the Council of Europe. The Council of Europe are willing to accept a moratorium as an interim measure. Thus, while Russia was a member of the Council of Europe, and the death penalty remains codified in its law, it has not made use of it since becoming a member of the council – Russia has not executed anyone since 1996. With the exception of Russia (abolitionist in practice) and Belarus (retentionist), all European countries are classified as abolitionist.
Latvia abolished the death penalty for war crimes in 2012, becoming the last EU member to do so.
Protocol 13 to the European Convention on Human Rights calls for the abolition of the death penalty in all circumstances (including for war crimes). The majority of European countries have signed and ratified it. Some European countries have not done this, but all of them except Belarus have now abolished the death penalty in all circumstances (, and Russia ). Poland is the most recent country to ratify the protocol, on 28 August 2013.
Protocol 6, which prohibits the death penalty during peacetime, has been ratified by all members of the Council of Europe. It had been signed but not ratified by Russia at the time of its expulsion in 2022.
There are also other international abolitionist instruments, such as the Second Optional Protocol to the International Covenant on Civil and Political Rights, which has 90 parties; and the Protocol to the American Convention on Human Rights to Abolish the Death Penalty (for the Americas; ratified by 13 states).
In Turkey, over 500 people were sentenced to death after the 1980 Turkish coup d'état. About 50 of them were executed, the last one 25 October 1984. Then there was a de facto moratorium on the death penalty in Turkey. As a move towards EU membership, Turkey made some legal changes. The death penalty was removed from peacetime law by the National Assembly in August 2002, and in May 2004 Turkey amended its constitution to remove capital punishment in all circumstances. It ratified Protocol 13 to the European Convention on Human Rights in February 2006. As a result, Europe is a continent free of the death penalty in practice, all states, having ratified Protocol 6 to the European Convention on Human Rights, with the exceptions of Russia (which has entered a moratorium) and Belarus, which are not members of the Council of Europe. The Parliamentary Assembly of the Council of Europe has been lobbying for Council of Europe observer states who practice the death penalty, the U.S. and Japan, to abolish it or lose their observer status. In addition to banning capital punishment for EU member states, the EU has also banned detainee transfers in cases where the receiving party may seek the death penalty.
Sub-Saharan African countries that have recently abolished the death penalty include Burundi, which abolished the death penalty for all crimes in 2009, and Gabon which did the same in 2010. On 5 July 2012, Benin became part of the Second Optional Protocol to the International Covenant on Civil and Political Rights (ICCPR), which prohibits the use of the death penalty.
The newly created South Sudan is among the 111 UN member states that supported the resolution passed by the United Nations General Assembly that called for the removal of the death penalty, therefore affirming its opposition to the practice. South Sudan, however, has not yet abolished the death penalty and stated that it must first amend its Constitution, and until that happens it will continue to use the death penalty.
Among non-governmental organizations (NGOs), Amnesty International and Human Rights Watch are noted for their opposition to capital punishment. A number of such NGOs, as well as trade unions, local councils, and bar associations, formed a World Coalition Against the Death Penalty in 2002.
An open letter led by Danish Member of the European Parliament, Karen Melchior was sent to the European Commission ahead of the 26 January 2021 meeting of the Bahraini Minister of Foreign Affairs, Abdullatif bin Rashid Al Zayani with the members of the European Union for the signing of a Cooperation Agreement. A total of 16 MEPs undersigned the letter expressing their grave concern towards the extended abuse of human rights in Bahrain following the arbitrary arrest and detention of activists and critics of the government. The attendees of the meeting were requested to demand from their Bahraini counterparts to take into consideration the concerns raised by the MEPs, particularly for the release of Abdulhadi Al-Khawaja and Sheikh Mohammed Habib Al-Muqdad, the two European-Bahraini dual citizens on death row.
Religious views
The world's major faiths have differing views depending on the religion, denomination, sect and the individual adherent. The Catholic Church considers the death penalty as "inadmissible" in any circumstance and denounces it as an "attack" on the "inviolability and dignity of the person." Both the Baháʼí and Islamic faiths support capital punishment.
See also
Capital punishment for homosexuality
Death in custody
Execution chamber
Executioner
Judicial dissolution, sometimes referred to as the "corporate death penalty"
The Death Penalty: Opposing Viewpoints (book)
Shame culture
Last meal
Capital punishment in Judaism
Notes and references
Notes
Explanatory notes
References
Bibliography
Marian J. Borg and Michael L. Radelet. (2004). On botched executions. In: Peter Hodgkinson and William A. Schabas (eds.) Capital Punishment. pp. 143–68. [Online]. Cambridge: Cambridge University Press. Available from: Cambridge Books Online .
Gail A. Van Norman. (2010). Physician participation in executions. In: Gail A. Van Norman et al. (eds.) Clinical Ethics in Anesthesiology. pp. 285–91. [Online]. Cambridge: Cambridge University Press. Available from: Cambridge Books Online .
Further reading
Curry, Tim. "Cutting the Hangman's Noose: African Initiatives to Abolish the Death Penalty ." () American University Washington College of Law.
Davis, David Brion. "The movement to abolish capital punishment in America, 1787–1861." American Historical Review 63.1 (1957): 23–46. online
Hammel, A. Ending the Death Penalty: The European Experience in Global Perspective (2014).
O'Brien, Doireann. "Investigating the Origin of Europe and America's Diverging Positions on the Issue of Capital Punishment." Social and Political Review (2018): 98+. online
Rakoff, Jed S., "The Last of His Kind" (review of John Paul Stevens, The Making of a Justice: Reflections on My First 94 Years, Little, Brown, 549 pp.), The New York Review of Books, vol. LXVI, no. 14 (26 September 2019), pp. 20, 22, 24. John Paul Stevens, "a throwback to the postwar liberal Republican [U.S. Supreme Court] appointees", questioned the validity of "the doctrine of sovereign immunity, which holds that you cannot sue any state or federal government agency, or any of its officers or employees, for any wrong they may have committed against you, unless the state or federal government consents to being sued" (p. 20); the propriety of "the increasing resistance of the U.S. Supreme Court to most meaningful forms of gun control" (p. 22); and "the constitutionality of the death penalty... because of incontrovertible evidence that innocent people have been sentenced to death." (pp. 22, 24.)
Sarat, Austin and Juergen Martschukat, eds. Is the Death Penalty Dying?: European and American Perspectives (2011)
for middle school students
Steiker, Carol S. "Capital punishment and American exceptionalism." Oregon Law Review. 81 (2002): 97+ online
External links
About.com's Pros & Cons of the Death Penalty and Capital Punishment
Capital Punishment article in the Internet Encyclopedia of Philosophy.
1000+ Death Penalty links all in one place
Updates on the death penalty generally and capital punishment law specifically
Texas Department of Criminal Justice: list of executed offenders and their last statements
Death Penalty Worldwide: Academic research database on the laws, practice, and statistics of capital punishment for every death penalty country in the world.
Answers.com entry on capital punishment
"How to Kill a Human Being", BBC Horizon TV programme documentary, 2008
U.S. and 50 State death penalty/capital punishment law and other relevant links Megalaw
Two audio documentaries covering execution in the United States: Witness to an Execution The Execution Tapes
Supporting
Studies showing the death penalty saves lives
Criminal Justice Legal Foundation
Keep life without parole and death penalty intact
Why the death penalty is needed
Pro Death Penalty.com
Pro Death Penalty Resource Page
119 Pro DP Links
The Death Penalty is Constitutional
The Paradoxes of a Death Penalty Stance by Charles Lane in The Washington Post
Clark County, Indiana, Prosecutor's Page on capital punishment
In Favor of Capital Punishment – Famous Quotes supporting Capital Punishment
Studies spur new death penalty debate
Opposing
World Coalition Against the Death Penalty
Death Watch International International anti-death penalty campaign group
Campaign to End the Death Penalty
Anti-Death Penalty Information: includes a monthly watchlist of upcoming executions and death penalty statistics for the United States.
The Death Penalty Information Center: Statistical information and studies
Amnesty International – Abolish the death penalty Campaign: Human Rights organisation
European Union: Information on anti-death penalty policies
IPS Inter Press Service International news on capital punishment
Death Penalty Focus: American group dedicated to abolishing the death penalty
Reprieve.org: United States-based volunteer program for foreign lawyers, students, and others to work at death penalty defense offices
American Civil Liberties Union: Demanding a Moratorium on the Death Penalty
National Coalition to Abolish the Death Penalty
NSW Council for Civil Liberties : an Australian organisation opposed to the Death Penalty in the Asian region
Winning a war on terror: eliminating the death penalty
Electric Chair at Sing Sing, a 1900 photograph by William M. Vander Weyde, accompanied by a poem by Jared Carter.
Lead prosecutor apologizes for role in sending man to death row Shreveport Times, 2015
Religious views
Message supporting the moratorium on the death penalty The Dalai Lama
Buddhism & Capital Punishment from The Engaged Zen Society
Orthodox Union website: Rabbi Yosef Edelstein: Parshat Beha'alotcha: A Few Reflections on Capital Punishment
Lists several Catholic links Priests for Life
The Death Penalty: Why the Church Speaks a Countercultural Message by Kenneth R. Overberg, S.J., from AmericanCatholic.org
Wrestling with the Death Penalty by Andy Prince, from Youth Update on AmericanCatholic.org
Catholics Against Capital Punishment: offers a Catholic perspective and provides resources and links
Kashif Shahzada 2010: Why The Death Penalty Is un-Islamic?
Ethically disputed judicial practices
Penology
Social policy
Killings by type |
5905 | https://en.wikipedia.org/wiki/Chalcogen | Chalcogen | The chalcogens (ore forming) ( ) are the chemical elements in group 16 of the periodic table. This group is also known as the oxygen family. Group 16 consists of the elements oxygen (O), sulfur (S), selenium (Se), tellurium (Te), and the radioactive elements polonium (Po) and livermorium (Lv). Often, oxygen is treated separately from the other chalcogens, sometimes even excluded from the scope of the term "chalcogen" altogether, due to its very different chemical behavior from sulfur, selenium, tellurium, and polonium. The word "chalcogen" is derived from a combination of the Greek word () principally meaning copper (the term was also used for bronze/brass, any metal in the poetic sense, ore or coin), and the Latinized Greek word , meaning born or produced.
Sulfur has been known since antiquity, and oxygen was recognized as an element in the 18th century. Selenium, tellurium and polonium were discovered in the 19th century, and livermorium in 2000. All of the chalcogens have six valence electrons, leaving them two electrons short of a full outer shell. Their most common oxidation states are −2, +2, +4, and +6. They have relatively low atomic radii, especially the lighter ones.
Lighter chalcogens are typically nontoxic in their elemental form, and are often critical to life, while the heavier chalcogens are typically toxic. All of the naturally occurring chalcogens have some role in biological functions, either as a nutrient or a toxin. Selenium is an important nutrient (among others as a building block of selenocysteine) but is also commonly toxic. Tellurium often has unpleasant effects (although some organisms can use it), and polonium (especially the isotope polonium-210) is always harmful as a result of its radioactivity.
Sulfur has more than 20 allotropes, oxygen has nine, selenium has at least eight, polonium has two, and only one crystal structure of tellurium has so far been discovered. There are numerous organic chalcogen compounds. Not counting oxygen, organic sulfur compounds are generally the most common, followed by organic selenium compounds and organic tellurium compounds. This trend also occurs with chalcogen pnictides and compounds containing chalcogens and carbon group elements.
Oxygen is generally obtained by separation of air into nitrogen and oxygen. Sulfur is extracted from oil and natural gas. Selenium and tellurium are produced as byproducts of copper refining. Polonium is most available in naturally occurring actinide-containing materials. Livermorium has been synthesized in particle accelerators. The primary use of elemental oxygen is in steelmaking. Sulfur is mostly converted into sulfuric acid, which is heavily used in the chemical industry. Selenium's most common application is glassmaking. Tellurium compounds are mostly used in optical disks, electronic devices, and solar cells. Some of polonium's applications are due to its radioactivity.
Properties
Atomic and physical
Chalcogens show similar patterns in electron configuration, especially in the outermost shells, where they all have the same number of valence electrons, resulting in similar trends in chemical behavior:
All chalcogens have six valence electrons. All of the solid, stable chalcogens are soft and do not conduct heat well. Electronegativity decreases towards the chalcogens with higher atomic numbers. Density, melting and boiling points, and atomic and ionic radii tend to increase towards the chalcogens with higher atomic numbers.
Isotopes
Out of the six known chalcogens, one (oxygen) has an atomic number equal to a nuclear magic number, which means that their atomic nuclei tend to have increased stability towards radioactive decay. Oxygen has three stable isotopes, and 14 unstable ones. Sulfur has four stable isotopes, 20 radioactive ones, and one isomer. Selenium has six observationally stable or nearly stable isotopes, 26 radioactive isotopes, and 9 isomers. Tellurium has eight stable or nearly stable isotopes, 31 unstable ones, and 17 isomers. Polonium has 42 isotopes, none of which are stable. It has an additional 28 isomers. In addition to the stable isotopes, some radioactive chalcogen isotopes occur in nature, either because they are decay products, such as 210Po, because they are primordial, such as 82Se, because of cosmic ray spallation, or via nuclear fission of uranium. Livermorium isotopes 290Lv through 293Lv have been discovered; the most stable livermorium isotope is 293Lv, which has a half-life of 0.061 seconds.
Among the lighter chalcogens (oxygen and sulfur), the most neutron-poor isotopes undergo proton emission, the moderately neutron-poor isotopes undergo electron capture or β+ decay, the moderately neutron-rich isotopes undergo β− decay, and the most neutron rich isotopes undergo neutron emission. The middle chalcogens (selenium and tellurium) have similar decay tendencies as the lighter chalcogens, but no proton-emitting isotopes have been observed, and some of the most neutron-deficient isotopes of tellurium undergo alpha decay. Polonium isotopes tend to decay via alpha or beta decay. Isotopes with nonzero nuclear spins are more abundant in nature among the chalcogens selenium and tellurium than they are with sulfur.
Allotropes
Oxygen's most common allotrope is diatomic oxygen, or O2, a reactive paramagnetic molecule that is ubiquitous to aerobic organisms and has a blue color in its liquid state. Another allotrope is O3, or ozone, which is three oxygen atoms bonded together in a bent formation. There is also an allotrope called tetraoxygen, or O4, and six allotropes of solid oxygen including "red oxygen", which has the formula O8.
Sulfur has over 20 known allotropes, which is more than any other element except carbon. The most common allotropes are in the form of eight-atom rings, but other molecular allotropes that contain as few as two atoms or as many as 20 are known. Other notable sulfur allotropes include rhombic sulfur and monoclinic sulfur. Rhombic sulfur is the more stable of the two allotropes. Monoclinic sulfur takes the form of long needles and is formed when liquid sulfur is cooled to slightly below its melting point. The atoms in liquid sulfur are generally in the form of long chains, but above 190 °C, the chains begin to break down. If liquid sulfur above 190 °C is frozen very rapidly, the resulting sulfur is amorphous or "plastic" sulfur. Gaseous sulfur is a mixture of diatomic sulfur (S2) and 8-atom rings.
Selenium has at least eight distinct allotropes. The gray allotrope, commonly referred to as the "metallic" allotrope, despite not being a metal, is stable and has a hexagonal crystal structure. The gray allotrope of selenium is soft, with a Mohs hardness of 2, and brittle. Four other allotropes of selenium are metastable. These include two monoclinic red allotropes and two amorphous allotropes, one of which is red and one of which is black. The red allotrope converts to the black allotrope in the presence of heat. The gray allotrope of selenium is made from spirals on selenium atoms, while one of the red allotropes is made of stacks of selenium rings (Se8).
Tellurium is not known to have any allotropes, although its typical form is hexagonal. Polonium has two allotropes, which are known as α-polonium and β-polonium. α-polonium has a cubic crystal structure and converts to the rhombohedral β-polonium at 36 °C.
The chalcogens have varying crystal structures. Oxygen's crystal structure is monoclinic, sulfur's is orthorhombic, selenium and tellurium have the hexagonal crystal structure, while polonium has a cubic crystal structure.
Chemical
Oxygen, sulfur, and selenium are nonmetals, and tellurium is a metalloid, meaning that its chemical properties are between those of a metal and those of a nonmetal. It is not certain whether polonium is a metal or a metalloid. Some sources refer to polonium as a metalloid, although it has some metallic properties. Also, some allotropes of selenium display characteristics of a metalloid, even though selenium is usually considered a nonmetal. Even though oxygen is a chalcogen, its chemical properties are different from those of other chalcogens. One reason for this is that the heavier chalcogens have vacant d-orbitals. Oxygen's electronegativity is also much higher than those of the other chalcogens. This makes oxygen's electric polarizability several times lower than those of the other chalcogens.
For covalent bonding a chalcogen may accept two electrons according to the octet rule, leaving two lone pairs. When an atom forms two single bonds, they form an angle between 90° and 120°. In 1+ cations, such as , a chalcogen forms three molecular orbitals arranged in a trigonal pyramidal fashion and one lone pair. Double bonds are also common in chalcogen compounds, for example in chalcogenates (see below).
The oxidation number of the most common chalcogen compounds with positive metals is −2. However the tendency for chalcogens to form compounds in the −2 state decreases towards the heavier chalcogens. Other oxidation numbers, such as −1 in pyrite and peroxide, do occur. The highest formal oxidation number is +6. This oxidation number is found in sulfates, selenates, tellurates, polonates, and their corresponding acids, such as sulfuric acid.
Oxygen is the most electronegative element except for fluorine, and forms compounds with almost all of the chemical elements, including some of the noble gases. It commonly bonds with many metals and metalloids to form oxides, including iron oxide, titanium oxide, and silicon oxide. Oxygen's most common oxidation state is −2, and the oxidation state −1 is also relatively common. With hydrogen it forms water and hydrogen peroxide. Organic oxygen compounds are ubiquitous in organic chemistry.
Sulfur's oxidation states are −2, +2, +4, and +6. Sulfur-containing analogs of oxygen compounds often have the prefix thio-. Sulfur's chemistry is similar to oxygen's, in many ways. One difference is that sulfur-sulfur double bonds are far weaker than oxygen-oxygen double bonds, but sulfur-sulfur single bonds are stronger than oxygen-oxygen single bonds. Organic sulfur compounds such as thiols have a strong specific smell, and a few are utilized by some organisms.
Selenium's oxidation states are −2, +4, and +6. Selenium, like most chalcogens, bonds with oxygen. There are some organic selenium compounds, such as selenoproteins. Tellurium's oxidation states are −2, +2, +4, and +6. Tellurium forms the oxides tellurium monoxide, tellurium dioxide, and tellurium trioxide. Polonium's oxidation states are +2 and +4.
There are many acids containing chalcogens, including sulfuric acid, sulfurous acid, selenic acid, and telluric acid. All hydrogen chalcogenides are toxic except for water. Oxygen ions often come in the forms of oxide ions (), peroxide ions (), and hydroxide ions (). Sulfur ions generally come in the form of sulfides (), bisulfides (), sulfites (), sulfates (), and thiosulfates (). Selenium ions usually come in the form of selenides (), selenites () and selenates (). Tellurium ions often come in the form of tellurates (). Molecules containing metal bonded to chalcogens are common as minerals. For example, pyrite (FeS2) is an iron ore, and the rare mineral calaverite is the ditelluride .
Although all group 16 elements of the periodic table, including oxygen, can be defined as chalcogens, oxygen and oxides are usually distinguished from chalcogens and chalcogenides. The term chalcogenide is more commonly reserved for sulfides, selenides, and tellurides, rather than for oxides.
Except for polonium, the chalcogens are all fairly similar to each other chemically. They all form X2− ions when reacting with electropositive metals.
Sulfide minerals and analogous compounds produce gases upon reaction with oxygen.
Compounds
With halogens
Chalcogens also form compounds with halogens known as chalcohalides, or chalcogen halides. The majority of simple chalcogen halides are well-known and widely used as chemical reagents. However, more complicated chalcogen halides, such as sulfenyl, sulfonyl, and sulfuryl halides, are less well known to science. Out of the compounds consisting purely of chalcogens and halogens, there are a total of 13 chalcogen fluorides, nine chalcogen chlorides, eight chalcogen bromides, and six chalcogen iodides that are known. The heavier chalcogen halides often have significant molecular interactions. Sulfur fluorides with low valences are fairly unstable and little is known about their properties. However, sulfur fluorides with high valences, such as sulfur hexafluoride, are stable and well-known. Sulfur tetrafluoride is also a well-known sulfur fluoride. Certain selenium fluorides, such as selenium difluoride, have been produced in small amounts. The crystal structures of both selenium tetrafluoride and tellurium tetrafluoride are known. Chalcogen chlorides and bromides have also been explored. In particular, selenium dichloride and sulfur dichloride can react to form organic selenium compounds. Dichalcogen dihalides, such as Se2Cl2 also are known to exist. There are also mixed chalcogen-halogen compounds. These include SeSX, with X being chlorine or bromine. Such compounds can form in mixtures of sulfur dichloride and selenium halides. These compounds have been fairly recently structurally characterized, as of 2008. In general, diselenium and disulfur chlorides and bromides are useful chemical reagents. Chalcogen halides with attached metal atoms are soluble in organic solutions. One example of such a compound is . Unlike selenium chlorides and bromides, selenium iodides have not been isolated, as of 2008, although it is likely that they occur in solution. Diselenium diiodide, however, does occur in equilibrium with selenium atoms and iodine molecules. Some tellurium halides with low valences, such as and , form polymers when in the solid state. These tellurium halides can be synthesized by the reduction of pure tellurium with superhydride and reacting the resulting product with tellurium tetrahalides. Ditellurium dihalides tend to get less stable as the halides become lower in atomic number and atomic mass. Tellurium also forms iodides with even fewer iodine atoms than diiodides. These include TeI and Te2I. These compounds have extended structures in the solid state. Halogens and chalcogens can also form halochalcogenate anions.
Organic
Alcohols, phenols and other similar compounds contain oxygen. However, in thiols, selenols and tellurols; sulfur, selenium, and tellurium replace oxygen. Thiols are better known than selenols or tellurols. Aside from alcohols, thiols are the most stable chalcogenols and tellurols are the least stable, being unstable in heat or light. Other organic chalcogen compounds include thioethers, selenoethers and telluroethers. Some of these, such as dimethyl sulfide, diethyl sulfide, and dipropyl sulfide are commercially available. Selenoethers are in the form of R2Se or RSeR. Telluroethers such as dimethyl telluride are typically prepared in the same way as thioethers and selenoethers. Organic chalcogen compounds, especially organic sulfur compounds, have the tendency to smell unpleasant. Dimethyl telluride also smells unpleasant, and selenophenol is renowned for its "metaphysical stench". There are also thioketones, selenoketones, and telluroketones. Out of these, thioketones are the most well-studied with 80% of chalcogenoketones papers being about them. Selenoketones make up 16% of such papers and telluroketones make up 4% of them. Thioketones have well-studied non-linear electric and photophysical properties. Selenoketones are less stable than thioketones and telluroketones are less stable than selenoketones. Telluroketones have the highest level of polarity of chalcogenoketones.
With metals
There is a very large number of metal chalcogenides. There are also ternary compounds containing alkali metals and transition metals. Highly metal-rich metal chalcogenides, such as Lu7Te and Lu8Te have domains of the metal's crystal lattice containing chalcogen atoms. While these compounds do exist, analogous chemicals that contain lanthanum, praseodymium, gadolinium, holmium, terbium, or ytterbium have not been discovered, as of 2008. The boron group metals aluminum, gallium, and indium also form bonds to chalcogens. The Ti3+ ion forms chalcogenide dimers such as TiTl5Se8. Metal chalcogenide dimers also occur as lower tellurides, such as Zr5Te6.
Elemental chalcogens react with certain lanthanide compounds to form lanthanide clusters rich in chalcogens. Uranium(IV) chalcogenol compounds also exist. There are also transition metal chalcogenols which have potential to serve as catalysts and stabilize nanoparticles.
With pnictogens
Compounds with chalcogen-phosphorus bonds have been explored for more than 200 years. These compounds include unsophisticated phosphorus chalcogenides as well as large molecules with biological roles and phosphorus-chalcogen compounds with metal clusters. These compounds have numerous applications, including organo-phosphate insecticides, strike-anywhere matches and quantum dots. A total of 130,000 compounds with at least one phosphorus-sulfur bond, 6000 compounds with at least one phosphorus-selenium bond, and 350 compounds with at least one phosphorus-tellurium bond have been discovered. The decrease in the number of chalcogen-phosphorus compounds further down the periodic table is due to diminishing bond strength. Such compounds tend to have at least one phosphorus atom in the center, surrounded by four chalcogens and side chains. However, some phosphorus-chalcogen compounds also contain hydrogen (such as secondary phosphine chalcogenides) or nitrogen (such as dichalcogenoimidodiphosphates). Phosphorus selenides are typically harder to handle that phosphorus sulfides, and compounds in the form PxTey have not been discovered. Chalcogens also bond with other pnictogens, such as arsenic, antimony, and bismuth. Heavier chalcogen pnictides tend to form ribbon-like polymers instead of individual molecules. Chemical formulas of these compounds include Bi2S3 and Sb2Se3. Ternary chalcogen pnictides are also known. Examples of these include P4O6Se and P3SbS3. salts containing chalcogens and pnictogens also exist. Almost all chalcogen pnictide salts are typically in the form of [PnxE4x]3−, where Pn is a pnictogen and E is a chalcogen. Tertiary phosphines can react with chalcogens to form compounds in the form of R3PE, where E is a chalcogen. When E is sulfur, these compounds are relatively stable, but they are less so when E is selenium or tellurium. Similarly, secondary phosphines can react with chalcogens to form secondary phosphine chalcogenides. However, these compounds are in a state of equilibrium with chalcogenophosphinous acid. Secondary phosphine chalcogenides are weak acids. Binary compounds consisting of antimony or arsenic and a chalcogen. These compounds tend to be colorful and can be created by a reaction of the constituent elements at temperatures of .
Other
Chalcogens form single bonds and double bonds with other carbon group elements than carbon, such as silicon, germanium, and tin. Such compounds typically form from a reaction of carbon group halides and chalcogenol salts or chalcogenol bases. Cyclic compounds with chalcogens, carbon group elements, and boron atoms exist, and occur from the reaction of boron dichalcogenates and carbon group metal halides. Compounds in the form of M-E, where M is silicon, germanium, or tin, and E is sulfur, selenium or tellurium have been discovered. These form when carbon group hydrides react or when heavier versions of carbenes react. Sulfur and tellurium can bond with organic compounds containing both silicon and phosphorus.
All of the chalcogens form hydrides. In some cases this occurs with chalcogens bonding with two hydrogen atoms. However tellurium hydride and polonium hydride are both volatile and highly labile. Also, oxygen can bond to hydrogen in a 1:1 ratio as in hydrogen peroxide, but this compound is unstable.
Chalcogen compounds form a number of interchalcogens. For instance, sulfur forms the toxic sulfur dioxide and sulfur trioxide. Tellurium also forms oxides. There are some chalcogen sulfides as well. These include selenium sulfide, an ingredient in some shampoos.
Since 1990, a number of borides with chalcogens bonded to them have been detected. The chalcogens in these compounds are mostly sulfur, although some do contain selenium instead. One such chalcogen boride consists of two molecules of dimethyl sulfide attached to a boron-hydrogen molecule. Other important boron-chalcogen compounds include macropolyhedral systems. Such compounds tend to feature sulfur as the chalcogen. There are also chalcogen borides with two, three, or four chalcogens. Many of these contain sulfur but some, such as Na2B2Se7 contain selenium instead.
History
Early discoveries
Sulfur has been known since ancient times and is mentioned in the Bible fifteen times. It was known to the ancient Greeks and commonly mined by the ancient Romans. It was also historically used as a component of Greek fire. In the Middle Ages, it was a key part of alchemical experiments. In the 1700s and 1800s, scientists Joseph Louis Gay-Lussac and Louis-Jacques Thénard proved sulfur to be a chemical element.
Early attempts to separate oxygen from air were hampered by the fact that air was thought of as a single element up to the 17th and 18th centuries. Robert Hooke, Mikhail Lomonosov, Ole Borch, and Pierre Bayden all successfully created oxygen, but did not realize it at the time. Oxygen was discovered by Joseph Priestley in 1774 when he focused sunlight on a sample of mercuric oxide and collected the resulting gas. Carl Wilhelm Scheele had also created oxygen in 1771 by the same method, but Scheele did not publish his results until 1777.
Tellurium was first discovered in 1783 by Franz Joseph Müller von Reichenstein. He discovered tellurium in a sample of what is now known as calaverite. Müller assumed at first that the sample was pure antimony, but tests he ran on the sample did not agree with this. Muller then guessed that the sample was bismuth sulfide, but tests confirmed that the sample was not that. For some years, Muller pondered the problem. Eventually he realized that the sample was gold bonded with an unknown element. In 1796, Müller sent part of the sample to the German chemist Martin Klaproth, who purified the undiscovered element. Klaproth decided to call the element tellurium after the Latin word for earth.
Selenium was discovered in 1817 by Jöns Jacob Berzelius. Berzelius noticed a reddish-brown sediment at a sulfuric acid manufacturing plant. The sample was thought to contain arsenic. Berzelius initially thought that the sediment contained tellurium, but came to realize that it also contained a new element, which he named selenium after the Greek moon goddess Selene.
Periodic table placing
Three of the chalcogens (sulfur, selenium, and tellurium) were part of the discovery of periodicity, as they are among a series of triads of elements in the same group that were noted by Johann Wolfgang Döbereiner as having similar properties. Around 1865 John Newlands produced a series of papers where he listed the elements in order of increasing atomic weight and similar physical and chemical properties that recurred at intervals of eight; he likened such periodicity to the octaves of music. His version included a "group b" consisting of oxygen, sulfur, selenium, tellurium, and osmium.
After 1869, Dmitri Mendeleev proposed his periodic table placing oxygen at the top of "group VI" above sulfur, selenium, and tellurium. Chromium, molybdenum, tungsten, and uranium were sometimes included in this group, but they would be later rearranged as part of group VIB; uranium would later be moved to the actinide series. Oxygen, along with sulfur, selenium, tellurium, and later polonium would be grouped in group VIA, until the group's name was changed to group 16 in 1988.
Modern discoveries
In the late 19th century, Marie Curie and Pierre Curie discovered that a sample of pitchblende was emitting four times as much radioactivity as could be explained by the presence of uranium alone. The Curies gathered several tons of pitchblende and refined it for several months until they had a pure sample of polonium. The discovery officially took place in 1898. Prior to the invention of particle accelerators, the only way to produce polonium was to extract it over several months from uranium ore.
The first attempt at creating livermorium was from 1976 to 1977 at the LBNL, who bombarded curium-248 with calcium-48, but were not successful. After several failed attempts in 1977, 1998, and 1999 by research groups in Russia, Germany, and the US, livermorium was created successfully in 2000 at the Joint Institute for Nuclear Research by bombarding curium-248 atoms with calcium-48 atoms. The element was known as ununhexium until it was officially named livermorium in 2012.
Names and etymology
In the 19th century, Jons Jacob Berzelius suggested calling the elements in group 16 "amphigens", as the elements in the group formed amphid salts (salts of oxyacids. Formerly regarded as composed of two oxides, an acid and a basic oxide) The term received some use in the early 1800s but is now obsolete. The name chalcogen comes from the Greek words (, literally "copper"), and (, born, gender, kindle). It was first used in 1932 by Wilhelm Biltz's group at Leibniz University Hannover, where it was proposed by Werner Fischer. The word "chalcogen" gained popularity in Germany during the 1930s because the term was analogous to "halogen". Although the literal meanings of the modern Greek words imply that chalcogen means "copper-former", this is misleading because the chalcogens have nothing to do with copper in particular. "Ore-former" has been suggested as a better translation, as the vast majority of metal ores are chalcogenides and the word in ancient Greek was associated with metals and metal-bearing rock in general; copper, and its alloy bronze, was one of the first metals to be used by humans.
Oxygen's name comes from the Greek words oxy genes, meaning "acid-forming". Sulfur's name comes from either the Latin word or the Sanskrit word ; both of those terms are ancient words for sulfur. Selenium is named after the Greek goddess of the moon, Selene, to match the previously-discovered element tellurium, whose name comes from the Latin word , meaning earth. Polonium is named after Marie Curie's country of birth, Poland. Livermorium is named for the Lawrence Livermore National Laboratory.
Occurrence
The four lightest chalcogens (oxygen, sulfur, selenium, and tellurium) are all primordial elements on Earth. Sulfur and oxygen occur as constituent copper ores and selenium and tellurium occur in small traces in such ores. Polonium forms naturally from the decay of other elements, even though it is not primordial. Livermorium does not occur naturally at all.
Oxygen makes up 21% of the atmosphere by weight, 89% of water by weight, 46% of the Earth's crust by weight, and 65% of the human body. Oxygen also occurs in many minerals, being found in all oxide minerals and hydroxide minerals, and in numerous other mineral groups. Stars of at least eight times the mass of the Sun also produce oxygen in their cores via nuclear fusion. Oxygen is the third-most abundant element in the universe, making up 1% of the universe by weight.
Sulfur makes up 0.035% of the Earth's crust by weight, making it the 17th most abundant element there and makes up 0.25% of the human body. It is a major component of soil. Sulfur makes up 870 parts per million of seawater and about 1 part per billion of the atmosphere. Sulfur can be found in elemental form or in the form of sulfide minerals, sulfate minerals, or sulfosalt minerals. Stars of at least 12 times the mass of the Sun produce sulfur in their cores via nuclear fusion. Sulfur is the tenth most abundant element in the universe, making up 500 parts per million of the universe by weight.
Selenium makes up 0.05 parts per million of the Earth's crust by weight. This makes it the 67th most abundant element in the Earth's crust. Selenium makes up on average 5 parts per million of the soils. Seawater contains around 200 parts per trillion of selenium. The atmosphere contains 1 nanogram of selenium per cubic meter. There are mineral groups known as selenates and selenites, but there are not many minerals in these groups. Selenium is not produced directly by nuclear fusion. Selenium makes up 30 parts per billion of the universe by weight.
There are only 5 parts per billion of tellurium in the Earth's crust and 15 parts per billion of tellurium in seawater. Tellurium is one of the eight or nine least abundant elements in the Earth's crust. There are a few dozen tellurate minerals and telluride minerals, and tellurium occurs in some minerals with gold, such as sylvanite and calaverite. Tellurium makes up 9 parts per billion of the universe by weight.
Polonium only occurs in trace amounts on Earth, via radioactive decay of uranium and thorium. It is present in uranium ores in concentrations of 100 micrograms per metric ton. Very minute amounts of polonium exist in the soil and thus in most food, and thus in the human body. The Earth's crust contains less than 1 part per billion of polonium, making it one of the ten rarest metals on Earth.
Livermorium is always produced artificially in particle accelerators. Even when it is produced, only a small number of atoms are synthesized at a time.
Chalcophile elements
Chalcophile elements are those that remain on or close to the surface because they combine readily with chalcogens other than oxygen, forming compounds which do not sink into the core. Chalcophile ("chalcogen-loving") elements in this context are those metals and heavier nonmetals that have a low affinity for oxygen and prefer to bond with the heavier chalcogen sulfur as sulfides. Because sulfide minerals are much denser than the silicate minerals formed by lithophile elements, chalcophile elements separated below the lithophiles at the time of the first crystallisation of the Earth's crust. This has led to their depletion in the Earth's crust relative to their solar abundances, though this depletion has not reached the levels found with siderophile elements.
Production
Approximately 100 million metric tons of oxygen are produced yearly. Oxygen is most commonly produced by fractional distillation, in which air is cooled to a liquid, then warmed, allowing all the components of air except for oxygen to turn to gases and escape. Fractionally distilling air several times can produce 99.5% pure oxygen. Another method with which oxygen is produced is to send a stream of dry, clean air through a bed of molecular sieves made of zeolite, which absorbs the nitrogen in the air, leaving 90 to 93% pure oxygen.
Sulfur can be mined in its elemental form, although this method is no longer as popular as it used to be. In 1865 a large deposit of elemental sulfur was discovered in the U.S. states of Louisiana and Texas, but it was difficult to extract at the time. In the 1890s, Herman Frasch came up with the solution of liquefying the sulfur with superheated steam and pumping the sulfur up to the surface. These days sulfur is instead more often extracted from oil, natural gas, and tar.
The world production of selenium is around 1500 metric tons per year, out of which roughly 10% is recycled. Japan is the largest producer, producing 800 metric tons of selenium per year. Other large producers include Belgium (300 metric tons per year), the United States (over 200 metric tons per year), Sweden (130 metric tons per year), and Russia (100 metric tons per year). Selenium can be extracted from the waste from the process of electrolytically refining copper. Another method of producing selenium is to farm selenium-gathering plants such as milk vetch. This method could produce three kilograms of selenium per acre, but is not commonly practiced.
Tellurium is mostly produced as a by-product of the processing of copper. Tellurium can also be refined by electrolytic reduction of sodium telluride. The world production of tellurium is between 150 and 200 metric tons per year. The United States is one of the largest producers of tellurium, producing around 50 metric tons per year. Peru, Japan, and Canada are also large producers of tellurium.
Until the creation of nuclear reactors, all polonium had to be extracted from uranium ore. In modern times, most isotopes of polonium are produced by bombarding bismuth with neutrons. Polonium can also be produced by high neutron fluxes in nuclear reactors. Approximately 100 grams of polonium are produced yearly. All the polonium produced for commercial purposes is made in the Ozersk nuclear reactor in Russia. From there, it is taken to Samara, Russia for purification, and from there to St. Petersburg for distribution. The United States is the largest consumer of polonium.
All livermorium is produced artificially in particle accelerators. The first successful production of livermorium was achieved by bombarding curium-248 atoms with calcium-48 atoms. As of 2011, roughly 25 atoms of livermorium had been synthesized.
Applications
Metabolism is the most important source and use of oxygen. Minor industrial uses include Steelmaking (55% of all purified oxygen produced), the chemical industry (25% of all purified oxygen), medical use, water treatment (as oxygen kills some types of bacteria), rocket fuel (in liquid form), and metal cutting.
Most sulfur produced is transformed into sulfur dioxide, which is further transformed into sulfuric acid, a very common industrial chemical. Other common uses include being a key ingredient of gunpowder and Greek fire, and being used to change soil pH. Sulfur is also mixed into rubber to vulcanize it. Sulfur is used in some types of concrete and fireworks. 60% of all sulfuric acid produced is used to generate phosphoric acid. Sulfur is used as a pesticide (specifically as an acaricide and fungicide) on "orchard, ornamental, vegetable, grain, and other crops."
Around 40% of all selenium produced goes to glassmaking. 30% of all selenium produced goes to metallurgy, including manganese production. 15% of all selenium produced goes to agriculture. Electronics such as photovoltaic materials claim 10% of all selenium produced. Pigments account for 5% of all selenium produced. Historically, machines such as photocopiers and light meters used one-third of all selenium produced, but this application is in steady decline.
Tellurium suboxide, a mixture of tellurium and tellurium dioxide, is used in the rewritable data layer of some CD-RW disks and DVD-RW disks. Bismuth telluride is also used in many microelectronic devices, such as photoreceptors. Tellurium is sometimes used as an alternative to sulfur in vulcanized rubber. Cadmium telluride is used as a high-efficiency material in solar panels.
Some of polonium's applications relate to the element's radioactivity. For instance, polonium is used as an alpha-particle generator for research. Polonium alloyed with beryllium provides an efficient neutron source. Polonium is also used in nuclear batteries. Most polonium is used in antistatic devices. Livermorium does not have any uses whatsoever due to its extreme rarity and short half-life.
Organochalcogen compounds are involved in the semiconductor process. These compounds also feature into ligand chemistry and biochemistry. One application of chalcogens themselves is to manipulate redox couples in supramolecular chemistry (chemistry involving non-covalent bond interactions). This application leads on to such applications as crystal packing, assembly of large molecules, and biological recognition of patterns. The secondary bonding interactions of the larger chalcogens, selenium and tellurium, can create organic solvent-holding acetylene nanotubes. Chalcogen interactions are useful for conformational analysis and stereoelectronic effects, among other things. Chalcogenides with through bonds also have applications. For instance, divalent sulfur can stabilize carbanions, cationic centers, and radical. Chalcogens can confer upon ligands (such as DCTO) properties such as being able to transform Cu(II) to Cu(I). Studying chalcogen interactions gives access to radical cations, which are used in mainstream synthetic chemistry. Metallic redox centers of biological importance are tunable by interactions of ligands containing chalcogens, such as methionine and selenocysteine. Also, chalcogen through-bonds can provide insight about the process of electron transfer.
Biological role
Oxygen is needed by almost all organisms for the purpose of generating ATP. It is also a key component of most other biological compounds, such as water, amino acids and DNA. Human blood contains a large amount of oxygen. Human bones contain 28% oxygen. Human tissue contains 16% oxygen. A typical 70-kilogram human contains 43 kilograms of oxygen, mostly in the form of water.
All animals need significant amounts of sulfur. Some amino acids, such as cysteine and methionine contain sulfur. Plant roots take up sulfate ions from the soil and reduce it to sulfide ions. Metalloproteins also use sulfur to attach to useful metal atoms in the body and sulfur similarly attaches itself to poisonous metal atoms like cadmium to haul them to the safety of the liver. On average, humans consume 900 milligrams of sulfur each day. Sulfur compounds, such as those found in skunk spray often have strong odors.
All animals and some plants need trace amounts of selenium, but only for some specialized enzymes. Humans consume on average between 6 and 200 micrograms of selenium per day. Mushrooms and brazil nuts are especially noted for their high selenium content. Selenium in foods is most commonly found in the form of amino acids such as selenocysteine and selenomethionine. Selenium can protect against heavy metal poisoning.
Tellurium is not known to be needed for animal life, although a few fungi can incorporate it in compounds in place of selenium. Microorganisms also absorb tellurium and emit dimethyl telluride. Most tellurium in the blood stream is excreted slowly in urine, but some is converted to dimethyl telluride and released through the lungs. On average, humans ingest about 600 micrograms of tellurium daily. Plants can take up some tellurium from the soil. Onions and garlic have been found to contain as much as 300 parts per million of tellurium in dry weight.
Polonium has no biological role, and is highly toxic on account of being radioactive.
Toxicity
Oxygen is generally nontoxic, but oxygen toxicity has been reported when it is used in high concentrations. In both elemental gaseous form and as a component of water, it is vital to almost all life on Earth. Despite this, liquid oxygen is highly dangerous. Even gaseous oxygen is dangerous in excess. For instance, sports divers have occasionally drowned from convulsions caused by breathing pure oxygen at a depth of more than underwater. Oxygen is also toxic to some bacteria. Ozone, an allotrope of oxygen, is toxic to most life. It can cause lesions in the respiratory tract.
Sulfur is generally nontoxic and is even a vital nutrient for humans. However, in its elemental form it can cause redness in the eyes and skin, a burning sensation and a cough if inhaled, a burning sensation and diarrhoea and/or catharsis if ingested, and can irritate the mucous membranes. An excess of sulfur can be toxic for cows because microbes in the rumens of cows produce toxic hydrogen sulfide upon reaction with sulfur. Many sulfur compounds, such as hydrogen sulfide (H2S) and sulfur dioxide (SO2) are highly toxic.
Selenium is a trace nutrient required by humans on the order of tens or hundreds of micrograms per day. A dose of over 450 micrograms can be toxic, resulting in bad breath and body odor. Extended, low-level exposure, which can occur at some industries, results in weight loss, anemia, and dermatitis. In many cases of selenium poisoning, selenous acid is formed in the body. Hydrogen selenide (H2Se) is highly toxic.
Exposure to tellurium can produce unpleasant side effects. As little as 10 micrograms of tellurium per cubic meter of air can cause notoriously unpleasant breath, described as smelling like rotten garlic. Acute tellurium poisoning can cause vomiting, gut inflammation, internal bleeding, and respiratory failure. Extended, low-level exposure to tellurium causes tiredness and indigestion. Sodium tellurite (Na2TeO3) is lethal in amounts of around 2 grams.
Polonium is dangerous as an alpha particle emitter. If ingested, polonium-210 is a million times as toxic as hydrogen cyanide by weight; it has been used as a murder weapon in the past, most famously to kill Alexander Litvinenko. Polonium poisoning can cause nausea, vomiting, anorexia, and lymphopenia. It can also damage hair follicles and white blood cells. Polonium-210 is only dangerous if ingested or inhaled because its alpha particle emissions cannot penetrate human skin. Polonium-209 is also toxic, and can cause leukemia.
Amphid salts
Amphid salts was a name given by Jons Jacob Berzelius in the 19th century for chemical salts derived from the 16th group of the periodic table which included oxygen, sulfur, selenium, and tellurium. The term received some use in the early 1800s but is now obsolete. The current term in use for the 16th group is chalcogens.
See also
Chalcogenide
Gold chalcogenides
Halogen
Interchalcogen
Pnictogen
References
External links
Periodic table
Groups (periodic table) |
5906 | https://en.wikipedia.org/wiki/Carbon%20dioxide | Carbon dioxide | Carbon dioxide is a chemical compound with the chemical formula . It is made up of molecules that each have one carbon atom covalently double bonded to two oxygen atoms. It is found in the gas state at room temperature, and as the source of available carbon in the carbon cycle, atmospheric is the primary carbon source for life on Earth. In the air, carbon dioxide is transparent to visible light but absorbs infrared radiation, acting as a greenhouse gas. Carbon dioxide is soluble in water and is found in groundwater, lakes, ice caps, and seawater. When carbon dioxide dissolves in water, it forms carbonate and mainly bicarbonate (), which causes ocean acidification as atmospheric levels increase.
It is a trace gas in Earth's atmosphere at 421 parts per million (ppm), or about 0.04% (as of May 2022) having risen from pre-industrial levels of 280 ppm or about 0.025%. Burning fossil fuels is the primary cause of these increased concentrations and also the primary cause of climate change.
Its concentration in Earth's pre-industrial atmosphere since late in the Precambrian was regulated by organisms and geological phenomena. Plants, algae and cyanobacteria use energy from sunlight to synthesize carbohydrates from carbon dioxide and water in a process called photosynthesis, which produces oxygen as a waste product. In turn, oxygen is consumed and is released as waste by all aerobic organisms when they metabolize organic compounds to produce energy by respiration. is released from organic materials when they decay or combust, such as in forest fires. Since plants require for photosynthesis, and humans and animals depend on plants for food, is necessary for the survival of life on earth.
Carbon dioxide is 53% more dense than dry air, but is long lived and thoroughly mixes in the atmosphere. About half of excess emissions to the atmosphere are absorbed by land and ocean carbon sinks. These sinks can become saturated and are volatile, as decay and wildfires result in the being released back into the atmosphere. is eventually sequestered (stored for the long term) in rocks and organic deposits like coal, petroleum and natural gas. Sequestered is released into the atmosphere through burning fossil fuels or naturally by volcanoes, hot springs, geysers, and when carbonate rocks dissolve in water or react with acids.
is a versatile industrial material, used, for example, as an inert gas in welding and fire extinguishers, as a pressurizing gas in air guns and oil recovery, and as a supercritical fluid solvent in decaffeination of coffee and supercritical drying. It is a byproduct of fermentation of sugars in bread, beer and wine making, and is added to carbonated beverages like seltzer and beer for effervescence. It has a sharp and acidic odor and generates the taste of soda water in the mouth, but at normally encountered concentrations it is odorless.
Chemical and physical properties
Structure, bonding and molecular vibrations
The symmetry of a carbon dioxide molecule is linear and centrosymmetric at its equilibrium geometry. The length of the carbon-oxygen bond in carbon dioxide is 116.3 pm, noticeably shorter than the roughly 140-pm length of a typical single C–O bond, and shorter than most other C–O multiply bonded functional groups such as carbonyls. Since it is centrosymmetric, the molecule has no electric dipole moment.
As a linear triatomic molecule, has four vibrational modes as shown in the diagram. In the symmetric and the antisymmetric stretching modes, the atoms move along the axis of the molecule. There are two bending modes, which are degenerate, meaning that they have the same frequency and same energy, because of the symmetry of the molecule. When a molecule touches a surface or touches another molecule, the two bending modes can differ in frequency because the interaction is different for the two modes. Some of the vibrational modes are observed in the infrared (IR) spectrum: the antisymmetric stretching mode at wavenumber 2349 cm−1 (wavelength 4.25 μm) and the degenerate pair of bending modes at 667 cm−1 (wavelength 15 μm). The symmetric stretching mode does not create an electric dipole so is not observed in IR spectroscopy, but it is detected in by Raman spectroscopy at 1388 cm−1 (wavelength 7.2 μm).
In the gas phase, carbon dioxide molecules undergo significant vibrational motions and do not keep a fixed structure. However, in a Coulomb explosion imaging experiment, an instantaneous image of the molecular structure can be deduced. Such an experiment has been performed for carbon dioxide.
The result of this experiment, and the conclusion of theoretical calculations based on an ab initio potential energy surface of the molecule, is that none of the
molecules in the gas phase are ever exactly linear. This counter-intuitive result is trivially due to
the fact that the nuclear motion volume element vanishes for linear geometries.
This is so for all molecules (except diatomics!).
In aqueous solution
Carbon dioxide is soluble in water, in which it reversibly forms (carbonic acid), which is a weak acid since its ionization in water is incomplete.
The hydration equilibrium constant of carbonic acid is, at 25 °C:
Hence, the majority of the carbon dioxide is not converted into carbonic acid, but remains as molecules, not affecting the pH.
The relative concentrations of , , and the deprotonated forms (bicarbonate) and (carbonate) depend on the pH. As shown in a Bjerrum plot, in neutral or slightly alkaline water (pH > 6.5), the bicarbonate form predominates (>50%) becoming the most prevalent (>95%) at the pH of seawater. In very alkaline water (pH > 10.4), the predominant (>50%) form is carbonate. The oceans, being mildly alkaline with typical pH = 8.2–8.5, contain about 120 mg of bicarbonate per liter.
Being diprotic, carbonic acid has two acid dissociation constants, the first one for the dissociation into the bicarbonate (also called hydrogen carbonate) ion ():
Ka1 = 2.5 × 10−4 mol/L; pKa1 = 3.6 at 25 °C.
This is the true first acid dissociation constant, defined as
where the denominator includes only covalently bound and does not include hydrated (aq). The much smaller and often-quoted value near 4.16 × 10−7 is an apparent value calculated on the (incorrect) assumption that all dissolved is present as carbonic acid, so that
Since most of the dissolved remains as molecules, Ka1(apparent) has a much larger denominator and a much smaller value than the true Ka1.
The bicarbonate ion is an amphoteric species that can act as an acid or as a base, depending on pH of the solution. At high pH, it dissociates significantly into the carbonate ion ():
Ka2 = 4.69 × 10−11 mol/L; pKa2 = 10.329
In organisms, carbonic acid production is catalysed by the enzyme known as carbonic anhydrase.
Chemical reactions of
is a potent electrophile having an electrophilic reactivity that is comparable to benzaldehyde or strong α,β-unsaturated carbonyl compounds. However, unlike electrophiles of similar reactivity, the reactions of nucleophiles with are thermodynamically less favored and are often found to be highly reversible. The reversible reaction of carbon dioxide with amines to make carbamates is used in scrubbers and has been suggested as a possible starting point for carbon capture and storage by amine gas treating.
Only very strong nucleophiles, like the carbanions provided by Grignard reagents and organolithium compounds react with to give carboxylates:
where M = Li or Mg Br and R = alkyl or aryl.
In metal carbon dioxide complexes, serves as a ligand, which can facilitate the conversion of to other chemicals.
The reduction of to CO is ordinarily a difficult and slow reaction:
Photoautotrophs (i.e. plants and cyanobacteria) use the energy contained in sunlight to photosynthesize simple sugars from absorbed from the air and water:
The redox potential for this reaction near pH 7 is about −0.53 V versus the standard hydrogen electrode. The nickel-containing enzyme carbon monoxide dehydrogenase catalyses this process.
Physical properties
Carbon dioxide is colorless. At low concentrations, the gas is odorless; however, at sufficiently high concentrations, it has a sharp, acidic odor. At standard temperature and pressure, the density of carbon dioxide is around 1.98 kg/m3, about 1.53 times that of air.
Carbon dioxide has no liquid state at pressures below 0.51795(10) MPa (5.11177(99) atm). At a pressure of 1 atm (0.101325 MPa), the gas deposits directly to a solid at temperatures below 194.6855(30) K (−78.4645(30) °C) and the solid sublimes directly to a gas above this temperature. In its solid state, carbon dioxide is commonly called dry ice.
Liquid carbon dioxide forms only at pressures above 0.51795(10) MPa (5.11177(99) atm); the triple point of carbon dioxide is 216.592(3) K (−56.558(3) °C) at 0.51795(10) MPa (5.11177(99) atm) (see phase diagram). The critical point is 304.128(15) K (30.978(15) °C) at 7.3773(30) MPa (72.808(30) atm). Another form of solid carbon dioxide observed at high pressure is an amorphous glass-like solid. This form of glass, called carbonia, is produced by supercooling heated at extreme pressures (40–48 GPa, or about 400,000 atmospheres) in a diamond anvil. This discovery confirmed the theory that carbon dioxide could exist in a glass state similar to other members of its elemental family, like silicon dioxide (silica glass) and germanium dioxide. Unlike silica and germania glasses, however, carbonia glass is not stable at normal pressures and reverts to gas when pressure is released.
At temperatures and pressures above the critical point, carbon dioxide behaves as a supercritical fluid known as supercritical carbon dioxide.
Table of thermal and physical properties of saturated liquid carbon dioxide:
Table of thermal and physical properties of carbon dioxide () at atmospheric pressure:
Biological role
Carbon dioxide is an end product of cellular respiration in organisms that obtain energy by breaking down sugars, fats and amino acids with oxygen as part of their metabolism. This includes all plants, algae and animals and aerobic fungi and bacteria. In vertebrates, the carbon dioxide travels in the blood from the body's tissues to the skin (e.g., amphibians) or the gills (e.g., fish), from where it dissolves in the water, or to the lungs from where it is exhaled. During active photosynthesis, plants can absorb more carbon dioxide from the atmosphere than they release in respiration.
Photosynthesis and carbon fixation
Carbon fixation is a biochemical process by which atmospheric carbon dioxide is incorporated by plants, algae and (cyanobacteria) into energy-rich organic molecules such as glucose, thus creating their own food by photosynthesis. Photosynthesis uses carbon dioxide and water to produce sugars from which other organic compounds can be constructed, and oxygen is produced as a by-product.
Ribulose-1,5-bisphosphate carboxylase oxygenase, commonly abbreviated to RuBisCO, is the enzyme involved in the first major step of carbon fixation, the production of two molecules of 3-phosphoglycerate from and ribulose bisphosphate, as shown in the diagram at left.
RuBisCO is thought to be the single most abundant protein on Earth.
Phototrophs use the products of their photosynthesis as internal food sources and as raw material for the biosynthesis of more complex organic molecules, such as polysaccharides, nucleic acids, and proteins. These are used for their own growth, and also as the basis of the food chains and webs that feed other organisms, including animals such as ourselves. Some important phototrophs, the coccolithophores synthesise hard calcium carbonate scales. A globally significant species of coccolithophore is Emiliania huxleyi whose calcite scales have formed the basis of many sedimentary rocks such as limestone, where what was previously atmospheric carbon can remain fixed for geological timescales.
Plants can grow as much as 50% faster in concentrations of 1,000 ppm when compared with ambient conditions, though this assumes no change in climate and no limitation on other nutrients. Elevated levels cause increased growth reflected in the harvestable yield of crops, with wheat, rice and soybean all showing increases in yield of 12–14% under elevated in FACE experiments.
Increased atmospheric concentrations result in fewer stomata developing on plants which leads to reduced water usage and increased water-use efficiency. Studies using FACE have shown that enrichment leads to decreased concentrations of micronutrients in crop plants. This may have knock-on effects on other parts of ecosystems as herbivores will need to eat more food to gain the same amount of protein.
The concentration of secondary metabolites such as phenylpropanoids and flavonoids can also be altered in plants exposed to high concentrations of .
Plants also emit during respiration, and so the majority of plants and algae, which use C3 photosynthesis, are only net absorbers during the day. Though a growing forest will absorb many tons of each year, a mature forest will produce as much from respiration and decomposition of dead specimens (e.g., fallen branches) as is used in photosynthesis in growing plants. Contrary to the long-standing view that they are carbon neutral, mature forests can continue to accumulate carbon and remain valuable carbon sinks, helping to maintain the carbon balance of Earth's atmosphere. Additionally, and crucially to life on earth, photosynthesis by phytoplankton consumes dissolved in the upper ocean and thereby promotes the absorption of from the atmosphere.
Toxicity
Carbon dioxide content in fresh air (averaged between sea-level and 10 kPa level, i.e., about altitude) varies between 0.036% (360 ppm) and 0.041% (412 ppm), depending on the location.
is an asphyxiant gas and not classified as toxic or harmful in accordance with Globally Harmonized System of Classification and Labelling of Chemicals standards of United Nations Economic Commission for Europe by using the OECD Guidelines for the Testing of Chemicals. In concentrations up to 1% (10,000 ppm), it will make some people feel drowsy and give the lungs a stuffy feeling. Concentrations of 7% to 10% (70,000 to 100,000 ppm) may cause suffocation, even in the presence of sufficient oxygen, manifesting as dizziness, headache, visual and hearing dysfunction, and unconsciousness within a few minutes to an hour. The physiological effects of acute carbon dioxide exposure are grouped together under the term hypercapnia, a subset of asphyxiation.
Because it is heavier than air, in locations where the gas seeps from the ground (due to sub-surface volcanic or geothermal activity) in relatively high concentrations, without the dispersing effects of wind, it can collect in sheltered/pocketed locations below average ground level, causing animals located therein to be suffocated. Carrion feeders attracted to the carcasses are then also killed. Children have been killed in the same way near the city of Goma by emissions from the nearby volcano Mount Nyiragongo. The Swahili term for this phenomenon is .
Adaptation to increased concentrations of occurs in humans, including modified breathing and kidney bicarbonate production, in order to balance the effects of blood acidification (acidosis). Several studies suggested that 2.0 percent inspired concentrations could be used for closed air spaces (e.g. a submarine) since the adaptation is physiological and reversible, as deterioration in performance or in normal physical activity does not happen at this level of exposure for five days. Yet, other studies show a decrease in cognitive function even at much lower levels. Also, with ongoing respiratory acidosis, adaptation or compensatory mechanisms will be unable to reverse such condition.
Below 1%
There are few studies of the health effects of long-term continuous exposure on humans and animals at levels below 1%. Occupational exposure limits have been set in the United States at 0.5% (5000 ppm) for an eight-hour period. At this concentration, International Space Station crew experienced headaches, lethargy, mental slowness, emotional irritation, and sleep disruption. Studies in animals at 0.5% have demonstrated kidney calcification and bone loss after eight weeks of exposure. A study of humans exposed in 2.5 hour sessions demonstrated significant negative effects on cognitive abilities at concentrations as low as 0.1% (1000ppm) likely due to induced increases in cerebral blood flow. Another study observed a decline in basic activity level and information usage at 1000 ppm, when compared to 500 ppm. However a review of the literature found that most studies on the phenomenon of carbon dioxide induced cognitive impairment to have a small effect on high-level decision making and most of the studies were confounded by inadequate study designs, environmental comfort, uncertainties in exposure doses and differing cognitive assessments used. Similarly a study on the effects of the concentration of in motorcycle helmets has been criticized for having dubious methodology in not noting the self-reports of motorcycle riders and taking measurements using mannequins. Further when normal motorcycle conditions were achieved (such as highway or city speeds) or the visor was raised the concentration of declined to safe levels (0.2%).
Ventilation
Poor ventilation is one of the main causes of excessive concentrations in closed spaces, leading to poor indoor air quality. Carbon dioxide differential above outdoor concentrations at steady state conditions (when the occupancy and ventilation system operation are sufficiently long that concentration has stabilized) are sometimes used to estimate ventilation rates per person. Higher concentrations are associated with occupant health, comfort and performance degradation. ASHRAE Standard 62.1–2007 ventilation rates may result in indoor concentrations up to 2,100 ppm above ambient outdoor conditions. Thus if the outdoor concentration is 400 ppm, indoor concentrations may reach 2,500 ppm with ventilation rates that meet this industry consensus standard. Concentrations in poorly ventilated spaces can be found even higher than this (range of 3,000 or 4,000 ppm).
Miners, who are particularly vulnerable to gas exposure due to insufficient ventilation, referred to mixtures of carbon dioxide and nitrogen as "blackdamp", "choke damp" or "stythe". Before more effective technologies were developed, miners would frequently monitor for dangerous levels of blackdamp and other gases in mine shafts by bringing a caged canary with them as they worked. The canary is more sensitive to asphyxiant gases than humans, and as it became unconscious would stop singing and fall off its perch. The Davy lamp could also detect high levels of blackdamp (which sinks, and collects near the floor) by burning less brightly, while methane, another suffocating gas and explosion risk, would make the lamp burn more brightly.
In February 2020, three people died from suffocation at a party in Moscow when dry ice (frozen ) was added to a swimming pool to cool it down. A similar accident occurred in 2018 when a woman died from fumes emanating from the large amount of dry ice she was transporting in her car.
Indoor air
Humans spend more and more time in a confined atmosphere (around 80-90% of the time in a building or vehicle). According to the French Agency for Food, Environmental and Occupational Health & Safety (ANSES) and various actors in France, the rate in the indoor air of buildings (linked to human or animal occupancy and the presence of combustion installations), weighted by air renewal, is “usually between about 350 and 2,500 ppm”.
In homes, schools, nurseries and offices, there are no systematic relationships between the levels of and other pollutants, and indoor is statistically not a good predictor of pollutants linked to outdoor road (or air, etc.) traffic. is the parameter that changes the fastest (with hygrometry and oxygen levels when humans or animals are gathered in a closed or poorly ventilated room). In poor countries, many open hearths are sources of and CO emitted directly into the living environment.
Outdoor areas with elevated concentrations
Local concentrations of carbon dioxide can reach high values near strong sources, especially those that are isolated by surrounding terrain. At the Bossoleto hot spring near Rapolano Terme in Tuscany, Italy, situated in a bowl-shaped depression about in diameter, concentrations of rise to above 75% overnight, sufficient to kill insects and small animals. After sunrise the gas is dispersed by convection. High concentrations of produced by disturbance of deep lake water saturated with are thought to have caused 37 fatalities at Lake Monoun, Cameroon in 1984 and 1700 casualties at Lake Nyos, Cameroon in 1986.
Human physiology
Content
The body produces approximately of carbon dioxide per day per person, containing of carbon. In humans, this carbon dioxide is carried through the venous system and is breathed out through the lungs, resulting in lower concentrations in the arteries. The carbon dioxide content of the blood is often given as the partial pressure, which is the pressure which carbon dioxide would have had if it alone occupied the volume. In humans, the blood carbon dioxide contents is shown in the adjacent table.
Transport in the blood
is carried in blood in three different ways. (Exact percentages vary between arterial and venous blood).
Majority (about 70% to 80%) is converted to bicarbonate ions by the enzyme carbonic anhydrase in the red blood cells, by the reaction:
5–10% is dissolved in blood plasma
5–10% is bound to hemoglobin as carbamino compounds
Hemoglobin, the main oxygen-carrying molecule in red blood cells, carries both oxygen and carbon dioxide. However, the bound to hemoglobin does not bind to the same site as oxygen. Instead, it combines with the N-terminal groups on the four globin chains. However, because of allosteric effects on the hemoglobin molecule, the binding of decreases the amount of oxygen that is bound for a given partial pressure of oxygen. This is known as the Haldane Effect, and is important in the transport of carbon dioxide from the tissues to the lungs. Conversely, a rise in the partial pressure of or a lower pH will cause offloading of oxygen from hemoglobin, which is known as the Bohr effect.
Regulation of respiration
Carbon dioxide is one of the mediators of local autoregulation of blood supply. If its concentration is high, the capillaries expand to allow a greater blood flow to that tissue.
Bicarbonate ions are crucial for regulating blood pH. A person's breathing rate influences the level of in their blood. Breathing that is too slow or shallow causes respiratory acidosis, while breathing that is too rapid leads to hyperventilation, which can cause respiratory alkalosis.
Although the body requires oxygen for metabolism, low oxygen levels normally do not stimulate breathing. Rather, breathing is stimulated by higher carbon dioxide levels. As a result, breathing low-pressure air or a gas mixture with no oxygen at all (such as pure nitrogen) can lead to loss of consciousness without ever experiencing air hunger. This is especially perilous for high-altitude fighter pilots. It is also why flight attendants instruct passengers, in case of loss of cabin pressure, to apply the oxygen mask to themselves first before helping others; otherwise, one risks losing consciousness.
The respiratory centers try to maintain an arterial pressure of 40 mmHg. With intentional hyperventilation, the content of arterial blood may be lowered to 10–20 mmHg (the oxygen content of the blood is little affected), and the respiratory drive is diminished. This is why one can hold one's breath longer after hyperventilating than without hyperventilating. This carries the risk that unconsciousness may result before the need to breathe becomes overwhelming, which is why hyperventilation is particularly dangerous before free diving.
Concentrations and role in the environment
Atmosphere
Oceans
Ocean acidification
Carbon dioxide dissolves in the ocean to form carbonic acid (), bicarbonate (), and carbonate (). There is about fifty times as much carbon dioxide dissolved in the oceans as exists in the atmosphere. The oceans act as an enormous carbon sink, and have taken up about a third of emitted by human activity.
Hydrothermal vents
Carbon dioxide is also introduced into the oceans through hydrothermal vents. The Champagne hydrothermal vent, found at the Northwest Eifuku volcano in the Mariana Trench, produces almost pure liquid carbon dioxide, one of only two known sites in the world as of 2004, the other being in the Okinawa Trough. The finding of a submarine lake of liquid carbon dioxide in the Okinawa Trough was reported in 2006.
Production
Biological processes
Carbon dioxide is a by-product of the fermentation of sugar in the brewing of beer, whisky and other alcoholic beverages and in the production of bioethanol. Yeast metabolizes sugar to produce and ethanol, also known as alcohol, as follows:
All aerobic organisms produce when they oxidize carbohydrates, fatty acids, and proteins. The large number of reactions involved are exceedingly complex and not described easily. Refer to (cellular respiration, anaerobic respiration and photosynthesis). The equation for the respiration of glucose and other monosaccharides is:
Anaerobic organisms decompose organic material producing methane and carbon dioxide together with traces of other compounds. Regardless of the type of organic material, the production of gases follows well defined kinetic pattern. Carbon dioxide comprises about 40–45% of the gas that emanates from decomposition in landfills (termed "landfill gas"). Most of the remaining 50–55% is methane.
Industrial processes
Carbon dioxide can be obtained by distillation from air, but the method is inefficient. Industrially, carbon dioxide is predominantly an unrecovered waste product, produced by several methods which may be practiced at various scales.
Combustion
The combustion of all carbon-based fuels, such as methane (natural gas), petroleum distillates (gasoline, diesel, kerosene, propane), coal, wood and generic organic matter produces carbon dioxide and, except in the case of pure carbon, water. As an example, the chemical reaction between methane and oxygen:
Iron is reduced from its oxides with coke in a blast furnace, producing pig iron and carbon dioxide:
By-product from hydrogen production
Carbon dioxide is a byproduct of the industrial production of hydrogen by steam reforming and the water gas shift reaction in ammonia production. These processes begin with the reaction of water and natural gas (mainly methane). This is a major source of food-grade carbon dioxide for use in carbonation of beer and soft drinks, and is also used for stunning animals such as poultry. In the summer of 2018 a shortage of carbon dioxide for these purposes arose in Europe due to the temporary shut-down of several ammonia plants for maintenance.
Thermal decomposition of limestone
It is produced by thermal decomposition of limestone, by heating (calcining) at about , in the manufacture of quicklime (calcium oxide, CaO), a compound that has many industrial uses:
Acids liberate from most metal carbonates. Consequently, it may be obtained directly from natural carbon dioxide springs, where it is produced by the action of acidified water on limestone or dolomite. The reaction between hydrochloric acid and calcium carbonate (limestone or chalk) is shown below:
The carbonic acid () then decomposes to water and :
Such reactions are accompanied by foaming or bubbling, or both, as the gas is released. They have widespread uses in industry because they can be used to neutralize waste acid streams.
Commercial uses
Carbon dioxide is used by the food industry, the oil industry, and the chemical industry.
The compound has varied commercial uses but one of its greatest uses as a chemical is in the production of carbonated beverages; it provides the sparkle in carbonated beverages such as soda water, beer and sparkling wine.
Precursor to chemicals
In the chemical industry, carbon dioxide is mainly consumed as an ingredient in the production of urea, with a smaller fraction being used to produce methanol and a range of other products. Some carboxylic acid derivatives such as sodium salicylate are prepared using by the Kolbe–Schmitt reaction.
In addition to conventional processes using for chemical production, electrochemical methods are also being explored at a research level. In particular, the use of renewable energy for production of fuels from (such as methanol) is attractive as this could result in fuels that could be easily transported and used within conventional combustion technologies but have no net emissions.
Agriculture
Plants require carbon dioxide to conduct photosynthesis. The atmospheres of greenhouses may (if of large size, must) be enriched with additional to sustain and increase the rate of plant growth. At very high concentrations (100 times atmospheric concentration, or greater), carbon dioxide can be toxic to animal life, so raising the concentration to 10,000 ppm (1%) or higher for several hours will eliminate pests such as whiteflies and spider mites in a greenhouse.
Foods
Carbon dioxide is a food additive used as a propellant and acidity regulator in the food industry. It is approved for usage in the EU (listed as E number E290), US and Australia and New Zealand (listed by its INS number 290).
A candy called Pop Rocks is pressurized with carbon dioxide gas at about . When placed in the mouth, it dissolves (just like other hard candy) and releases the gas bubbles with an audible pop.
Leavening agents cause dough to rise by producing carbon dioxide. Baker's yeast produces carbon dioxide by fermentation of sugars within the dough, while chemical leaveners such as baking powder and baking soda release carbon dioxide when heated or if exposed to acids.
Beverages
Carbon dioxide is used to produce carbonated soft drinks and soda water. Traditionally, the carbonation of beer and sparkling wine came about through natural fermentation, but many manufacturers carbonate these drinks with carbon dioxide recovered from the fermentation process. In the case of bottled and kegged beer, the most common method used is carbonation with recycled carbon dioxide. With the exception of British real ale, draught beer is usually transferred from kegs in a cold room or cellar to dispensing taps on the bar using pressurized carbon dioxide, sometimes mixed with nitrogen.
The taste of soda water (and related taste sensations in other carbonated beverages) is an effect of the dissolved carbon dioxide rather than the bursting bubbles of the gas. Carbonic anhydrase 4 converts to carbonic acid leading to a sour taste, and also the dissolved carbon dioxide induces a somatosensory response.
Winemaking
Carbon dioxide in the form of dry ice is often used during the cold soak phase in winemaking to cool clusters of grapes quickly after picking to help prevent spontaneous fermentation by wild yeast. The main advantage of using dry ice over water ice is that it cools the grapes without adding any additional water that might decrease the sugar concentration in the grape must, and thus the alcohol concentration in the finished wine. Carbon dioxide is also used to create a hypoxic environment for carbonic maceration, the process used to produce Beaujolais wine.
Carbon dioxide is sometimes used to top up wine bottles or other storage vessels such as barrels to prevent oxidation, though it has the problem that it can dissolve into the wine, making a previously still wine slightly fizzy. For this reason, other gases such as nitrogen or argon are preferred for this process by professional wine makers.
Stunning animals
Carbon dioxide is often used to "stun" animals before slaughter. "Stunning" may be a misnomer, as the animals are not knocked out immediately and may suffer distress.
Inert gas
Carbon dioxide is one of the most commonly used compressed gases for pneumatic (pressurized gas) systems in portable pressure tools. Carbon dioxide is also used as an atmosphere for welding, although in the welding arc, it reacts to oxidize most metals. Use in the automotive industry is common despite significant evidence that welds made in carbon dioxide are more brittle than those made in more inert atmospheres. When used for MIG welding, use is sometimes referred to as MAG welding, for Metal Active Gas, as can react at these high temperatures. It tends to produce a hotter puddle than truly inert atmospheres, improving the flow characteristics. Although, this may be due to atmospheric reactions occurring at the puddle site. This is usually the opposite of the desired effect when welding, as it tends to embrittle the site, but may not be a problem for general mild steel welding, where ultimate ductility is not a major concern.
Carbon dioxide is used in many consumer products that require pressurized gas because it is inexpensive and nonflammable, and because it undergoes a phase transition from gas to liquid at room temperature at an attainable pressure of approximately , allowing far more carbon dioxide to fit in a given container than otherwise would. Life jackets often contain canisters of pressured carbon dioxide for quick inflation. Aluminium capsules of are also sold as supplies of compressed gas for air guns, paintball markers/guns, inflating bicycle tires, and for making carbonated water. High concentrations of carbon dioxide can also be used to kill pests. Liquid carbon dioxide is used in supercritical drying of some food products and technological materials, in the preparation of specimens for scanning electron microscopy and in the decaffeination of coffee beans.
Fire extinguisher
Carbon dioxide can be used to extinguish flames by flooding the environment around the flame with the gas. It does not itself react to extinguish the flame, but starves the flame of oxygen by displacing it. Some fire extinguishers, especially those designed for electrical fires, contain liquid carbon dioxide under pressure. Carbon dioxide extinguishers work well on small flammable liquid and electrical fires, but not on ordinary combustible fires, because they do not cool the burning substances significantly, and when the carbon dioxide disperses, they can catch fire upon exposure to atmospheric oxygen. They are mainly used in server rooms.
Carbon dioxide has also been widely used as an extinguishing agent in fixed fire-protection systems for local application of specific hazards and total flooding of a protected space. International Maritime Organization standards recognize carbon-dioxide systems for fire protection of ship holds and engine rooms. Carbon-dioxide-based fire-protection systems have been linked to several deaths, because it can cause suffocation in sufficiently high concentrations. A review of systems identified 51 incidents between 1975 and the date of the report (2000), causing 72 deaths and 145 injuries.
Supercritical as solvent
Liquid carbon dioxide is a good solvent for many lipophilic organic compounds and is used to remove caffeine from coffee. Carbon dioxide has attracted attention in the pharmaceutical and other chemical processing industries as a less toxic alternative to more traditional solvents such as organochlorides. It is also used by some dry cleaners for this reason. It is used in the preparation of some aerogels because of the properties of supercritical carbon dioxide.
Medical and pharmacological uses
In medicine, up to 5% carbon dioxide (130 times atmospheric concentration) is added to oxygen for stimulation of breathing after apnea and to stabilize the / balance in blood.
Carbon dioxide can be mixed with up to 50% oxygen, forming an inhalable gas; this is known as Carbogen and has a variety of medical and research uses.
Another medical use are the mofette, dry spas that use carbon dioxide from post-volcanic discharge for therapeutic purposes.
Energy
Supercritical is used as the working fluid in the Allam power cycle engine.
Fossil fuel recovery
Carbon dioxide is used in enhanced oil recovery where it is injected into or adjacent to producing oil wells, usually under supercritical conditions, when it becomes miscible with the oil. This approach can increase original oil recovery by reducing residual oil saturation by 7–23% additional to primary extraction. It acts as both a pressurizing agent and, when dissolved into the underground crude oil, significantly reduces its viscosity, and changing surface chemistry enabling the oil to flow more rapidly through the reservoir to the removal well. In mature oil fields, extensive pipe networks are used to carry the carbon dioxide to the injection points.
In enhanced coal bed methane recovery, carbon dioxide would be pumped into the coal seam to displace methane, as opposed to current methods which primarily rely on the removal of water (to reduce pressure) to make the coal seam release its trapped methane.
Bio transformation into fuel
It has been proposed that from power generation be bubbled into ponds to stimulate growth of algae that could then be converted into biodiesel fuel. A strain of the cyanobacterium Synechococcus elongatus has been genetically engineered to produce the fuels isobutyraldehyde and isobutanol from using photosynthesis.
Researchers have developed a process called electrolysis, using enzymes isolated from bacteria to power the chemical reactions which convert into fuels.
Refrigerant
Liquid and solid carbon dioxide are important refrigerants, especially in the food industry, where they are employed during the transportation and storage of ice cream and other frozen foods. Solid carbon dioxide is called "dry ice" and is used for small shipments where refrigeration equipment is not practical. Solid carbon dioxide is always below at regular atmospheric pressure, regardless of the air temperature.
Liquid carbon dioxide (industry nomenclature R744 or R-744) was used as a refrigerant prior to the use of dichlorodifluoromethane (R12, a chlorofluorocarbon (CFC) compound). might enjoy a renaissance because one of the main substitutes to CFCs, 1,1,1,2-tetrafluoroethane (R134a, a hydrofluorocarbon (HFC) compound) contributes to climate change more than does. physical properties are highly favorable for cooling, refrigeration, and heating purposes, having a high volumetric cooling capacity. Due to the need to operate at pressures of up to , systems require highly mechanically resistant reservoirs and components that have already been developed for mass production in many sectors. In automobile air conditioning, in more than 90% of all driving conditions for latitudes higher than 50°, (R744) operates more efficiently than systems using HFCs (e.g., R134a). Its environmental advantages (GWP of 1, non-ozone depleting, non-toxic, non-flammable) could make it the future working fluid to replace current HFCs in cars, supermarkets, and heat pump water heaters, among others. Coca-Cola has fielded -based beverage coolers and the U.S. Army is interested in refrigeration and heating technology.
Minor uses
Carbon dioxide is the lasing medium in a carbon-dioxide laser, which is one of the earliest type of lasers.
Carbon dioxide can be used as a means of controlling the pH of swimming pools, by continuously adding gas to the water, thus keeping the pH from rising. Among the advantages of this is the avoidance of handling (more hazardous) acids. Similarly, it is also used in the maintaining reef aquaria, where it is commonly used in calcium reactors to temporarily lower the pH of water being passed over calcium carbonate in order to allow the calcium carbonate to dissolve into the water more freely, where it is used by some corals to build their skeleton.
Used as the primary coolant in the British advanced gas-cooled reactor for nuclear power generation.
Carbon dioxide induction is commonly used for the euthanasia of laboratory research animals. Methods to administer include placing animals directly into a closed, prefilled chamber containing , or exposure to a gradually increasing concentration of . The American Veterinary Medical Association's 2020 guidelines for carbon dioxide induction state that a displacement rate of 30–70% of the chamber or cage volume per minute is optimal for the humane euthanasia of small rodents. Percentages of vary for different species, based on identified optimal percentages to minimize distress.
Carbon dioxide is also used in several related cleaning and surface-preparation techniques.
History of discovery
Carbon dioxide was the first gas to be described as a discrete substance. In about 1640, the Flemish chemist Jan Baptist van Helmont observed that when he burned charcoal in a closed vessel, the mass of the resulting ash was much less than that of the original charcoal. His interpretation was that the rest of the charcoal had been transmuted into an invisible substance he termed a "gas" (from Greek "chaos") or "wild spirit" (spiritus sylvestris).
The properties of carbon dioxide were further studied in the 1750s by the Scottish physician Joseph Black. He found that limestone (calcium carbonate) could be heated or treated with acids to yield a gas he called "fixed air". He observed that the fixed air was denser than air and supported neither flame nor animal life. Black also found that when bubbled through limewater (a saturated aqueous solution of calcium hydroxide), it would precipitate calcium carbonate. He used this phenomenon to illustrate that carbon dioxide is produced by animal respiration and microbial fermentation. In 1772, English chemist Joseph Priestley published a paper entitled Impregnating Water with Fixed Air in which he described a process of dripping sulfuric acid (or oil of vitriol as Priestley knew it) on chalk in order to produce carbon dioxide, and forcing the gas to dissolve by agitating a bowl of water in contact with the gas.
Carbon dioxide was first liquefied (at elevated pressures) in 1823 by Humphry Davy and Michael Faraday. The earliest description of solid carbon dioxide (dry ice) was given by the French inventor Adrien-Jean-Pierre Thilorier, who in 1835 opened a pressurized container of liquid carbon dioxide, only to find that the cooling produced by the rapid evaporation of the liquid yielded a "snow" of solid .
Carbon dioxide in combination with nitrogen was known from earlier times as Blackdamp, stythe or choke damp, Along with the other types of damp it was encountered in mining operations and well sinking. Slow oxidation of coal and biological processes replaced the oxygen to create a suffocating mixture of nitrogen and carbon dioxide.
See also
(from the atmosphere)
List of least carbon efficient power stations
List of countries by carbon dioxide emissions
(early work on and climate change)
NASA's
Notes
References
External links
Current global map of carbon dioxide concentration
CDC – NIOSH Pocket Guide to Chemical Hazards – Carbon Dioxide
Trends in Atmospheric Carbon Dioxide (NOAA)
Acid anhydrides
Acidic oxides
Coolants
Fire suppression agents
Greenhouse gases
Household chemicals
Inorganic solvents
Laser gain media
Nuclear reactor coolants
Oxocarbons
Propellants
Refrigerants
Gaseous signaling molecules
E-number additives
Triatomic molecules |
5907 | https://en.wikipedia.org/wiki/Cheers | Cheers | Cheers is an American sitcom television series that ran on NBC from September 30, 1982, to May 20, 1993, with a total of 275 half-hour episodes across 11 seasons. The show was produced by Charles/Burrows/Charles Productions in association with Paramount Network Television and was created by the team of James Burrows and Glen and Les Charles. The show is set in the titular bar in Boston, where a group of locals meet to drink, relax and socialize.
At the center of the show is the bar's owner and head bartender, Sam Malone, who is a womanizing former relief pitcher for the Boston Red Sox. The show's ensemble cast introduced in the pilot episode are waitresses Diane Chambers and Carla Tortelli, second bartender Coach Ernie Pantusso, and regular customers Norm Peterson and Cliff Clavin. Later main characters of the show also include Frasier Crane, Woody Boyd, Lilith Sternin, and Rebecca Howe.
After premiering in 1982, it was nearly canceled during its first season when it ranked almost last in ratings for its premiere (74th out of 77 shows). However, Cheers eventually became a Nielsen ratings juggernaut in the United States, earning a top-10 rating during eight of its 11 seasons, including one season at number one (season 9). The show spent most of its run on NBC's Thursday night "Must See TV" lineup. Its widely watched series finale that was broadcast in 1993 became the most watched single TV episode of the 1990s, and the show's 275 episodes have been successfully syndicated worldwide. Nominated for Outstanding Comedy Series for all 11 of its seasons on the air, it earned 28 Primetime Emmy Awards from a record of 117 nominations.
During its run, Cheers became one of the most popular series in history and received critical acclaim from its start to its end. In 1997, the episodes "Thanksgiving Orphans" and "Home Is the Sailor", aired originally in 1987, were respectively ranked No. 7 and No. 45 on TV Guides 100 Greatest Episodes of All Time. Its series finale was watched by an estimated 93 million viewers, almost 40% of the US population at the time. In 2002, Cheers was ranked No. 18 on TV Guides 50 Greatest TV Shows of All Time. In 2013, the Writers Guild of America ranked it as the eighth-best-written TV series and TV Guide ranked it No. 11 on their list of the 60 greatest shows.
Characters
Before the Cheers pilot "Give Me a Ring Sometime" was completed and aired in 1982, the series consisted of four employees in the first script. Neither Norm Peterson nor Cliff Clavin, regular customers of Cheers, were featured; later revisions added them as among the regular characters of the series.
In later years, Woody Boyd replaced Coach, after the character died off-screen in season three (1984–85), following actor Nicholas Colasanto's death. Frasier Crane started as a recurring character and became a permanent one. In season six (1987–88), new character Rebecca Howe was added, having been written into the show after the finale of the previous season (1986–87). Lilith Sternin started as a one-time character in an episode of season four, "Second Time Around" (1985). After her second season five appearance, she became a recurring character and was later featured as a permanent one during season 10 (1991–92).
Original main characters
Ted Danson as Sam Malone: A bartender and proprietor of Cheers, Sam is also a lothario. Before the series began, he was a baseball relief pitcher for the Boston Red Sox nicknamed "Mayday Malone" until he became an alcoholic, harming his career. He has an on-again, off-again relationship with Diane Chambers, his class opposite, in the first five seasons (1982–1987). During their off-times, Sam has flings with many not-so-bright "sexy women", yet fails to pursue a meaningful relationship. After Diane is written out of the series, he tries to pursue Rebecca Howe, with varying results. At the end of the series, he is still unmarried and faces his sexual addiction with the help of Dr. Robert Sutton's (Gilbert Lewis) group meetings, advised by Frasier.
Shelley Long as Diane Chambers: An academic, sophisticated graduate student attending Boston University. In the pilot, Diane is abandoned by her fiancé, leaving her without a job, a man, or money. Realizing that one of her few practical skills is memorization, which comes in handy when dealing with drink orders, she reluctantly becomes a barmaid. Later, she becomes a close friend of Coach and has an on-and-off relationship with bartender Sam Malone, her class opposite. During their off-relationship times, Diane dates men who fit her upper-class ideals, such as Frasier Crane. Diane returns to Cheers while dating Frasier to help cure Sam of his drinking addiction with help from Dr. Crane. Diane's biggest enemy is Carla, who frequently insults her, but Diane's lack of retaliation serves to annoy Carla even more. In 1987, Diane leaves Boston and leaves Sam for a writing and film or screen play writing career in California. She was supposed to return to Boston to marry Sam, but did not do so.
Nicholas Colasanto as "Coach" Ernie Pantusso: A "borderline senile" co-bartender, widower, and retired baseball coach. Coach is also a friend of Sam and a close friend of Diane. He has a daughter, Lisa (Allyce Beasley). Coach listens to people's problems and solves them. However, other people also help resolve his own problems. In 1985, Coach died without explicit explanation, as Colasanto died of a heart attack.
Rhea Perlman as Carla Tortelli: A "wisecracking, cynical" cocktail waitress, who treats customers badly. When the series premieres, she is the mother of five children by her ex-husband Nick Tortelli (Dan Hedaya). Over the course of the series, she bears three more, the depiction of which incorporated Perlman's real-life pregnancies. All of her children are ill behaved, except Ludlow, whose father is a prominent academic. She flirts with men, including ones who are not flattered by her ways, and believes in superstitions. Later, she marries Eddie LeBec, an ice hockey player, who later becomes a penguin mascot for ice shows. After he dies in an ice show accident by an ice resurfacer, Carla later discovers that Eddie had committed bigamy with another woman, whom he had gotten pregnant. Carla sleeps with Sam's enemy John Allen Hill to Sam's annoyance and anger.
George Wendt as Norm Peterson: A bar regular and occasionally employed accountant. A recurrent joke on the show, especially in the earlier seasons, is that the character was such a popular and constant fixture at the bar that anytime he entered through the front door, everyone present would yell out his name ("NORM!") in greeting; usually, this cry would be followed by one of the present bartenders asking Norm how he was, usually receiving a sardonic response and a request for a beer. ("It's a dog-eat-dog world, and I'm wearing Milkbone underwear.") He has infrequent accounting jobs and a troubled marriage with (but is still in love with and married to) Vera, an unseen character, though she is occasionally heard. Later in the series, he becomes a house painter and an interior decorator. Even later in the series, Norm secures his dream job, tasting beer at a brewery. The character was not originally intended to be a main cast role; Wendt auditioned for a minor role of George for the pilot episode. The role was only to be Diane Chambers' first customer and had only one word: "Beer!" After he was cast in a more permanent role, the character was renamed Norm.
Subsequent main characters
John Ratzenberger as Cliff Clavin: A know-it-all bar regular and mail carrier. He lives with his mother Esther Clavin (Frances Sternhagen) in first the family house and later an apartment. In the bar, Cliff continuously spouts nonsensical and annoying trivia, making him an object of derision for the bar patrons. Ratzenberger auditioned for the role of a minor character George, but it went to Wendt, evolving the role into Norm Peterson. The producers decided they wanted a resident bar know-it-all, so the security guard Cliff Clavin was added for the pilot, as a recurring character for the first season before becoming a main character starting with the second. The producers changed his occupation into a mail carrier as they thought such a man would have wider knowledge than a guard.
Kelsey Grammer as Frasier Crane: A psychiatrist and bar regular, a recurring character for seasons 3 and 4 who joins the main cast by season 5. Frasier started out as Diane Chambers' love interest in the third season (1984–85). In the fourth season (1985–86), after Diane jilts him at the altar in Europe, Frasier starts to frequent Cheers and becomes a regular. He later marries Lilith Sternin and has a son, Frederick. After the series ends, the character becomes the focus of the spin-off Frasier, in which he is divorced from Lilith and living in Seattle.
Woody Harrelson as Woody Boyd: A not-so-bright bartender, first appearing in season 4. He arrives from his Midwest hometown of Hanover, Indiana to Boston, to see Coach, his "pen pal" (as referring to exchanging "pens", not letters). When Sam tells Woody that Coach died, Sam hires Woody in Coach's place. Later, he marries his girlfriend Kelly Gaines (Jackie Swanson), also not-so-bright but raised in a rich family. In the final season, he runs for city council and, surprisingly, wins.
Bebe Neuwirth as Lilith Sternin: A psychiatrist and bar regular, a recurring character until joining the main cast in season 10. She is often teased by bar patrons about her uptight personality and appearance. In "Second Time Around" (1986), her first and only episode of the fourth season, her date with Frasier does not go well because they constantly argue. In the fifth season, with help from Diane, Lilith and Frasier begin a relationship. Eventually, they marry and have a son, Frederick. In the eleventh and final season, she leaves Frasier to live with another man in an experimental underground environment called the "Eco-pod". She returns later in the season and reconciles with Frasier. However, in the spin-off Frasier, the couple has divorced, with Lilith maintaining custody of Frederick. In season 11 of Cheers, Bebe Neuwirth is given "starring" credit only when she appears.
Kirstie Alley as Rebecca Howe: First appearing in season 6, she starts out as a strong independent woman, manager of the bar for the corporation that bought Cheers from Sam after his on-off relationship with Diane ended. Eventually, when Sam regains ownership, she begs him to let her remain, first as cocktail waitress and later as manager. She repeatedly has romantic failures with mainly rich men and becomes more and more "neurotic, insecure, and sexually frustrated". At the start, Sam frequently attempts to seduce Rebecca without success. As her personality changes, he loses interest in her. In the series finale, after failed relationships with rich men, Rebecca marries a plumber and quits working for the bar. In the Frasier episode "The Show Where Sam Shows Up", she is revealed to be divorced and back at the bar. When Frasier asks whether this means that she is working there again, Sam says, "No, she's just back at the bar."
Character table
Recurring characters
Although Cheers operated largely around that main ensemble cast and their interactions with various one-off characters, guest stars and recurring characters did occasionally supplement them. Notable repeat guests included Dan Hedaya as Nick Tortelli and Jean Kasem as Loretta Tortelli (who were the main characters in the first spin-off, The Tortellis), Fred Dryer as Dave Richards, Annie Golden as Margaret O'Keefe, Derek McGrath as Andy Schroeder (also referred to as Andy Andy), interchangeably Joel Polis and Robert Desiderio as rival bar owner Gary, Jay Thomas as Eddie LeBec, Roger Rees as Robin Colcord, Tom Skerritt as Evan Drake, Frances Sternhagen as Esther Clavin, Richard Doyle as Walter Gaines, Keene Curtis as John Allen Hill, Anthony Cistaro as Henri, Michael McGuire as Professor Sumner Sloan, and Harry Anderson as Harry "The Hat" Gittes. Jackie Swanson, who played the recurring role of Woody's girlfriend and eventual wife "Kelly Gaines-Boyd", appeared in 24 episodes from 1989 to 1993. The character is as equally dim and naive—but ultimately as sweet-natured—as Woody.
Paul Willson played the recurring barfly character Paul Krapence. (In one early appearance in the first season he was called "Glen", and was later credited on-screen as "Gregg" and "Tom", but he was playing the same character throughout.) Thomas Babson played "Tom", a law student often mocked by Cliff Clavin, for continually failing to pass the Massachusetts bar exam. "Al", played by Al Rosen, appeared in 38 episodes, and was known for his surly quips. Rhea Perlman's father Philip Perlman played the role of "Phil".
Celebrity appearances
Other celebrities guest-starred in single episodes as themselves throughout the series. Sports figures appeared on the show as themselves, with a connection to Boston or Sam's former team, the Red Sox, such as Luis Tiant, Wade Boggs, and Kevin McHale (of the Boston Celtics). Some television stars also made guest appearances as themselves such as Alex Trebek, Arsenio Hall, Dick Cavett, Robert Urich, George McFarland and Johnny Carson. Various political figures even made appearances on Cheers such as then-Chairman of the Joint Chiefs of Staff Admiral William J. Crowe, former Colorado Senator Gary Hart, then-Speaker of the House Tip O'Neill, then-Senator John Kerry, then-Governor Michael Dukakis, Ethel Kennedy (widow of Robert F. Kennedy), and then-Mayor of Boston Raymond Flynn, the last five of whom all represented Cheers' home state and city.
In maternal roles, Glynis Johns, in a guest appearance in 1983, played Diane's mother, Helen Chambers. Nancy Marchand played Frasier's mother, Hester Crane, in an episode that aired in 1985. In an episode that aired in 1992, Celeste Holm – who had previously played Ted Danson's mother in "Three Men and a Baby" – appeared as Kelly's jokester of a paternal grandmother. Melendy Britt appeared in the episode "Woody or Won't He" (1990) as Kelly's mother, Roxanne Gaines, a very attractive high-society lady and a sexy, flirtatious upper-class cougar who tries to seduce Woody.
The musician Harry Connick Jr. appeared in an episode as Woody's cousin and plays a song from his Grammy-winning album We Are in Love (). John Cleese won a Primetime Emmy Award for his guest appearance as "Dr. Simon Finch-Royce" in the fifth-season episode "Simon Says". Emma Thompson guest-starred as Nanny G/Nannette Guzman, a famous singing nanny and Frasier's ex-wife. Christopher Lloyd guest-starred as a tortured artist who wanted to paint Diane. Marcia Cross portrayed Rebecca's sister Susan in the season 7 episode Sisterly Love. John Mahoney once appeared as an inept jingle writer, which included a brief conversation with Frasier Crane, whose father he later portrayed on the spin-off Frasier. Peri Gilpin, who later played Roz Doyle on Frasier, also appeared in one episode of Cheers, in its 11th season, as Holly Matheson, a reporter who interviews Woody. The Righteous Brothers, Bobby Hatfield and Bill Medley, also guest-starred in different episodes. In "The Guy Can't Help It", Rebecca meets a plumber, played by Tom Berenger, who came to fix one of the beer keg taps. They marry in the series finale, triggering her resignation from Cheers. Judith Barsi appears in the episode Relief Bartender.
Notable guest appearances of actresses portraying Sam's sexual conquests or potential sexual conquests include Kate Mulgrew in the three-episode finale of season four, portraying Boston councilwoman Janet Eldridge; Donna McKechnie as Debra, Sam's ex-wife (with whom he is on good terms), who pretends to be an intellectual in front of Diane; Barbara Babcock as Lana Marshall, a talent agent who specializes in representing male athletes, with whom she routinely sleeps on demand; Julia Duffy as Rebecca Prout, a depressed intellectual friend of Diane's; Alison LaPlaca as magazine reporter Paula Nelson; Carol Kane as Amanda, who Sam eventually learns was a fellow patient at the sanitarium with Diane; Barbara Feldon as Lauren Hudson, Sam's annual Valentine's Day fling (in an homage to Same Time, Next Year); Sandahl Bergman as Judy Marlowe, a longtime casual sex partner and whose now grown daughter, Laurie Marlowe (Chelsea Noble), who has always considered Sam a pseudo-father figure, Sam falls for; Madolyn Smith-Osborne as Dr. Sheila Rydell, a colleague of Frasier and Lilith; Valerie Mahaffey as Valerie Hill, John Allen Hill's daughter whom Sam pursues if only to gain an upper hand in his business relationship with Hill; and Alexis Smith as Alice Anne Volkman, Rebecca's much older ex-professor. In season 9, episode 17, I'm Getting My Act Together and Sticking It in Your Face, Sam, believing Rebecca wants a more serious relationship, pretends to be gay, his lover being a casual friend named Leon (Jeff McCarthy)—the plan ultimately leads to a kiss between Sam and Leon.
Death of Nicholas Colasanto
Near the end of production of the third season, the writers of Cheers had to deal with the death of one of the main actors. Nicholas Colasanto's heart condition had been diagnosed in the mid-1970s, but it had worsened. He had lost weight and was having trouble breathing during filming, and he was hospitalized shortly before filming finished for season three due to fluid in his lungs. He recovered but was not cleared to return to work. He was visiting the set in January 1985 to watch the filming of several episodes, and co-star Shelley Long commented, "I think we were all in denial. We were all glad he was there, but he lost a lot of weight." Co-star Rhea Perlman added that he "wanted to be there so badly. He didn't want to be sick. He couldn't breathe well. It was hard. He was laboring all the time." Colasanto ultimately died of a heart attack at his home on February 12, 1985.
The third-season episodes of Cheers were filmed out of order, partly to accommodate Shelley Long's pregnancy. As a result, they had already completed filming the season finale at the time of his death, which had scenes with Colasanto in it.
The Cheers writing staff assembled in June 1985 to discuss how to deal with the absence of Coach. They quickly discarded the idea that he had moved away, as they felt that he would never abandon his friends. In addition, most viewers were aware of Colasanto's death, so the writing staff decided to handle the situation more openly. The season four opener, "Birth, Death, Love and Rice", dealt with Coach's death and introduced Woody Harrelson, Colasanto's replacement.
Episodes
Themes
Nearly all of Cheers takes place in the front room of the bar, but the characters often go into the rear pool room or the bar's office. Cheers does not show any action outside the bar until the first episode of the second season, which takes place in Diane's apartment.
The show's main theme in its early seasons is the romance between intellectual waitress Diane Chambers and the bar's owner, Sam Malone, a former Major League Baseball pitcher for the Boston Red Sox and recovering alcoholic. After Shelley Long (Diane) left the show, the focus shifted to Sam's new relationship with Rebecca Howe, a neurotic corporate-ladder climber.
Many Cheers scripts centered or touched upon a variety of social issues, albeit humorously. As Toasting Cheers puts it, "The script was further strengthened by the writers' boldness in successfully tackling controversial issues such as alcoholism, homosexuality, and adultery."
Social class was a subtext of the show. The "upper class" —represented by characters like Diane Chambers, Frasier Crane and Lilith Sternin— rubbed shoulders with middle- and working-class characters —Sam Malone, Carla Tortelli, Norm Peterson and Cliff Clavin. An extreme example of this was the relationship between Woody Boyd and a millionaire's daughter, Kelly Gaines. Many viewers enjoyed Cheers in part because of this focus on character development in addition to plot development.
Feminism and the role of women were also recurring themes throughout the show, with some critics seeing each of the major female characters portraying an aspect as a flawed feminist in her own way. Diane was a vocal feminist, and Sam was the epitome of everything she hated: promiscuity and chauvinism. (See "Sam and Diane".)
Homosexuality was dealt with from the first season, which was rare in the early 1980s on American television. In the first-season episode "The Boys in the Bar" (the title being a reference to the play and subsequent movie The Boys in the Band), a friend and former teammate of Sam's comes out in his autobiography. Some of the male regulars pressure Sam to take action to ensure that Cheers does not become a gay bar. The episode won a GLAAD Media Award, and the script's writers, Ken Levine and David Isaacs, were nominated for a Primetime Emmy Award.
Addiction also plays a role in Cheers, almost exclusively through Sam. He is a recovering alcoholic who had bought a bar during his drinking days. Frasier has a notable bout of drinking in the fourth-season episode "The Triangle", while Woody develops a gambling problem in the seventh season's "Call Me Irresponsible". Carla and other characters drink beer while pregnant, but nobody seems to mind.
Cheers owners
Cheers had several owners before Sam, as the bar was opened in 1889. The "Est. 1895" on the bar's sign is a made-up date chosen by Carla for numerology purposes, revealed in season 8, episode 6, "The Stork Brings a Crane", which also revealed the bar's address as 112 Beacon Street and that it originated under the name Mom's. In the series' second episode, "Sam's Women", Coach tells a customer looking for Gus, the owner of Cheers, that Gus was dead. In a later episode, Gus O'Mally comes back from Arizona for one night and helps run the bar.
The biggest storyline surrounding the ownership of Cheers begins in the fifth-season finale, "I Do, Adieu", when Sam and Diane part ways, due to Shelley Long's departure from the series. In addition, Sam leaves on a trip to circumnavigate the globe. Before he leaves, Sam sells Cheers to the Lillian Corporation. He returns in the sixth-season premiere, "Home is the Sailor", having sunk his boat, to find the bar under the new management of Rebecca Howe. He begs for his job back and is hired by Rebecca as a bartender. In the seventh-season premiere, "How to Recede in Business", Rebecca is fired and Sam is promoted to manager. Rebecca is allowed to keep a job at Lillian vaguely similar to what she had before, but only after Sam had Rebecca (in absentia) "agree" to a long list of demands that the corporation had for her.
From there, Sam occasionally attempts to buy the bar back with schemes that usually involve the wealthy executive Robin Colcord. Sam acquired Cheers again in the eighth-season finale, when it was sold back to him for 85¢ by the Lillian Corporation, after he alerted the company to Colcord's insider trading. Fired by the corporation because of her silence on the issue, Rebecca is hired by Sam as a hostess/office manager. For the rest of the episode, to celebrate Sam's reclaiming the bar, a huge banner reading "Under OLD Management!" hangs from the staircase. When it was learned that the Pool Room and bathrooms were actually owned by Melville's (which spawned a war of wits between Sam and Melville's owner John Allen Hill), Rebecca later purchased them from Hill, making Sam and Rebecca partners in the ownership of Cheers (and more or less co-ran the establishment).
Sam had two main battles, one with Gary's Olde Towne Tavern, trying to beat them at some activity or another but always failing, except for one episode when Diane helped Cheers win the bowling trophy, and extending to the practical jokes they played on each other. The second was with Melville's owner John Allen Hill who kept annoying Sam with his pettiness and ego. Hill had an ongoing relationship with Carla.
Production
Creation and concept
Some believe that the show is a rehashing of Boston's ABC affiliate WCVB's locally produced 1979 sitcom Park Street Under featuring Steve Sweeney and American Repertory Theater founder Karen MacDonald. Three men developed and created the Cheers television series: Glen and Les Charles ("Glen and Les") and James Burrows, who identified themselves as "two Mormons and a Jew." They aimed at "creating a show around a Spencer Tracy-Katharine Hepburn-type relationship" between their two main characters, Sam and Diane. Malone represents the average man, while Chambers represents class and sophistication. The show revolves around characters in a bar under "humorous adult themes" and "situations".
The original idea was a group of workers who interacted like a family, the goal being a concept similar to The Mary Tyler Moore Show. The creators considered making an American version of the British Fawlty Towers, set in a hotel or an inn. When the creators settled on a bar as their setting, the show began to resemble the radio program Duffy's Tavern, originally written and cocreated by James Burrows' father Abe Burrows. They liked the idea of a tavern, as it provided a continuous stream of new people, for a variety of characters. An early concept revolved around a woman becoming the new owner of the bar and the animosity created between her and the regulars, an idea that was used later in Season 6 when the character of Rebecca Howe is introduced.
Early discussions about the location of the show centered on Barstow, California, then Kansas City, Missouri. They eventually turned to the East Coast and finally Boston. The Bull & Finch Pub in Boston, which was the model for Cheers, was chosen from a phone book. When Glen Charles asked the bar's owner, Tom Kershaw, to shoot exterior and interior photos, he agreed, charging $1. Kershaw has since gone on to make millions of dollars, licensing the pub's image and selling a variety of Cheers memorabilia. The Bull & Finch became the 42nd-busiest outlet in the American food and beverage industry in 1997. During initial casting, Shelley Long, who was in Boston at the time filming A Small Circle of Friends, remarked that the bar in the script resembled a bar she had come upon in the city, which turned out to be the Bull & Finch.
Production team
The crew of Cheers numbered in the hundreds. The three creators—James Burrows and Glen and Les Charles—kept offices on Paramount's lot for the duration of the Cheers run. The Charles Brothers remained in overall charge throughout the show's run, frequently writing major episodes, though starting with the third season they began delegating the day-to-day running of the writing staff to various showrunners. Ken Estin and Sam Simon were appointed as showrunners for the third season, and succeeded by David Angell, Peter Casey and David Lee the following year. Angell, Casey and Lee would remain as showrunners until the end of the seventh season when they left to develop their own sitcom, Wings, and were replaced by Bill and Cheri Steinkellner and Phoef Sutton for the eighth through tenth seasons. For the final season, Tom Anderson and Dan O'Shannon acted as the showrunners.
James Burrows is regarded as being a factor in the show's longevity, directing 243 of the 270 episodes and supervising the show's production. Among the show's other directors were Andy Ackerman, Thomas Lofaro, Tim Berry, Tom Moore, Rick Beren, as well as cast members John Ratzenberger and George Wendt.
Craig Safan provided the series' original music for its entire run except the theme song. His extensive compositions for the show led to his winning numerous ASCAP Top TV Series awards for his music.
Casting
The character of Sam Malone was originally intended to be a retired football player and was slated to be played by Fred Dryer, but Danson was chosen in part because he was younger and had more acting experience than Dryer. After casting Ted Danson, it was decided that a former baseball player (Sam "Mayday" Malone) would be more believable than a retired football player. Dryer, however, would go on to play sportscaster Dave Richards, an old friend of Sam, in three episodes. Bill Cosby was also considered early in the casting process for the role of Sam, after being recommended by the network.
Shelley Long was recommended by various sources to the producers for the role of Diane Chambers, but Long wished to be offered the part straight out and had to be coaxed into giving an audition. When she did read for the part, according to Glen Charles, "that was it, we knew that we wanted her." Before the final decision was made, three pairs of actors were tested in front of the producers and network executives for Sam and Diane: Danson and Long, Fred Dryer and Julia Duffy, William Devane and Lisa Eichhorn. The chemistry was so apparent between Long and Danson that it secured them the roles. Ted Danson was sent to bartending school to prepare him for the part and according to Burrows, had to learn "how to pretend that he knew a lot about sports" since Danson was not a sports fan in real life and had never been to a baseball game.
The character of Cliff Clavin was created for John Ratzenberger after he auditioned for the role of Norm Peterson, which eventually went to George Wendt. While chatting with producers afterward, he asked if they were going to include a "bar know-it-all", the part he eventually played. Alley joined the cast when Shelley Long left, and Woody Harrelson joined when Nicholas Colasanto died. Danson, Perlman and Wendt were the only actors to appear in every episode of the series; Ratzenberger appears in all but one (and his name wasn't part of the opening credit montage during the first season).
Filming styles and locations
Most Cheers episodes were, as a voiceover stated at the start of each, "filmed before a live studio audience" on Paramount Stage 25 in Hollywood, generally on Tuesday nights. Scripts for a new episode were issued the Wednesday before for a read-through, Friday was rehearsal day, and final scripts were issued on Monday. Burrows, who directed most episodes, insisted on using film stock rather than videotape. He was also noted for using motion in his directorial style, trying to constantly keep characters moving rather than standing still. Burrows and the Charles brothers emphasized to the cast to "never assume that you're not being watched" because the camera would be focused on the actors at all times, so they had to always be reacting and "always be funny". During the first season when ratings were poor Paramount and NBC asked that the show use videotape to save money, but a poor test taping ended the experiment and Cheers continued to use film.
Due to a decision by Glen and Les Charles, the cold open was often not connected to the rest of the episode, with the lowest-ranked writers assigned to create the jokes for them. Some cold opens were taken from episodes that ran too long.
The first year of the show took place entirely within the confines of the bar, the first location outside the bar being Diane's apartment in the second year. When the series became a hit, the characters started venturing further afield, first to other sets and eventually to an occasional exterior location. The exterior location shots of the bar are of the Bull & Finch Pub, located directly north of the Boston Public Garden. The pub has become a tourist attraction because of its association with the series, and draws nearly one million visitors annually. It has since been renamed Cheers Beacon Hill; its interior is different from the TV bar. The pub itself is at 84 Beacon Street (on the corner of Brimmer Street). In August 2001, there was a replica made of the bar in Faneuil Hall to capitalize on the popularity of the show.
After the show ended, the 1,000-square-foot bar set from Cheers was offered to the Smithsonian, which turned it down because it was too large. It was displayed for a short time at the defunct Hollywood Entertainment Museum, but later returned to storage, where it remained for many years. In 2014, CBS donated the set to the Museum of Television after a years-long campaign by James Burrows and his office on behalf of the museum's founder, James Comisar. At the time of the donation, Comisar initiated a planned $100,000 restoration of the set using former conservators from the Los Angeles County Museum of Art, although a site for the 10,000 item collection of the museum had not been decided upon.
Theme song
Before "Where Everybody Knows Your Name", written by Gary Portnoy and Judy Hart Angelo, became the show's theme song, Cheers producers rejected two of Portnoy's and Hart Angelo's songs. The songwriters had collaborated to provide music for Preppies, an unsuccessful Broadway musical. When told they could not appropriate "People Like Us", Preppies opening song, the pair wrote another song, "My Kind of People", which resembles "People Like Us" and was intended to satirize "the lifestyle of old decadent old-money WASPs", but to meet producers' demands, they rewrote the lyrics to be about "likeable losers" in a Boston bar. The show's producers rejected this song, as well. After they read the script of the series pilot, they created another song "Another Day". When Portnoy and Hart Angelo heard that NBC had commissioned thirteen episodes, they created an official theme song "Where Everybody Knows Your Name" and rewrote the lyrics. On syndicated airings of Cheers, the theme song was shortened to make room for additional commercials.
Reception
Critical reception
Cheers was critically acclaimed in its first season, though it landed a disappointing 74th out of 77 shows in that year's ratings. This critical support, the early success at the Primetime Emmy Awards, and the support of the president of NBC's entertainment division Brandon Tartikoff, are thought to be the main reasons for the show's survival and eventual success. Tartikoff stated in 1983 that Cheers was a sophisticated adult comedy and that NBC executives "never for a second doubted" that the show would be renewed. Writer Levine believes that the most important reason was that the network recognized that it did not have other hit shows to help promote Cheers; as he later wrote, "[NBC] had nothing else better to replace it with."
Writing in 2016, drama critic Chris Jones called Cheers "a hinge sitcom – one foot in classic bits and shtick not far removed from Mel Brooks and another in ambitious, Seinfeld-like absurdism." In 2013, GQ magazine held an online competition to find the best TV comedy. Cheers was voted the greatest comedy show of all time. In 2017, James Charisma of Paste magazine ranked the show's opening sequence No. 5 on a list of The 75 Best TV Title Sequences of All Time. In 2022, Rolling Stone ranked Cheers as the eighth-greatest TV show of all time.
Ratings
Ratings improved for the summer reruns after the first season. The cast went on various talk shows to try to further promote the series after its first season. By the second season Cheers was competitive with CBS's top-rated show Simon & Simon. With the growing popularity of Family Ties, which ran in the slot ahead of Cheers from January 1984 until Family Ties was moved to Sundays in 1987, and the placement of The Cosby Show in front of both at the start of their third season (1984), the line-up became a runaway ratings success that NBC eventually dubbed "Must See Thursday". The next season, Cheers ratings increased dramatically after Woody Boyd became a regular character as well. The fifth season earned the series the highest rating for the year that it would ever achieve. Although ratings mostly declined each year after that, the show retained a competitive advantage and rose to rank number one for the year for its first and only time in the ninth season. Although ratings and ranking both lost ground in the last two seasons, it still performed well, as it was the only show on NBC during those seasons to be in the top 10. By the end of its final season, the show had a run of eight consecutive seasons in the top ten of the Nielsen ratings; seven of them were in the top five.
NBC dedicated a whole night to the final episode of Cheers, following the one-hour season finale of Seinfeld (which was its lead-in). The show began with a "pregame" show hosted by Bob Costas, followed by the final 98-minute episode itself. NBC affiliates then aired tributes to Cheers during their local newscasts, and the night concluded with a special Tonight Show broadcast live from the Bull & Finch Pub. Although the episode fell short of its hyped ratings predictions to become the most-watched television episode, it was the most watched show that year, bringing in 93 million viewers (64 percent of all viewers that night), almost 40% of the US population at the time, and ranked 11th all time in entertainment programming. The 1993 final broadcast of Cheers also emerged as the highest rated broadcast of NBC to date, as well as the most watched single episode from any television series throughout the decade 1990s on U.S. television.
The episode originally aired in the usual Cheers spot of Thursday night, and was then rebroadcast on Sunday. While the original broadcast did not outperform the M*A*S*H finale, the combined non-repeating audiences for the Thursday and Sunday showings did. Television had greatly changed between the two finales, leaving Cheers with a broader array of competition for ratings.
NBC timeslots:
Season 1 Episodes 1–12: Thursday at 9:00 pm
Season 1 Episode 13 – Season 2 Episode 10: Thursday at 9:30 pm
Season 2 Episode 11 – Season 11 Episode 28: Thursday at 9:00 pm
Serialized storylines
Although not the first sitcom to do it, Cheers employed the use of end-of-season cliffhangers and, starting with the third season, the show's storylines became more serialized. The show's success helped make such multi-episode story arcs popular on sitcoms, which Les Charles regrets.
[W]e may have been partly responsible for what's going on now, where if you miss the first episode or two, you are lost. You have to wait until you can get the whole thing on DVD and catch up with it. If that blood is on our hands, I feel kind of badly about it. It can be very frustrating."
Cheers began with a limited five-character ensemble consisting of Ted Danson, Shelley Long, Rhea Perlman, Nicholas Colasanto and George Wendt. Cheers was able to gradually phase in characters such as Cliff, Frasier, Lilith, Rebecca, and Woody. By the time season 10 began, the show had eight front characters in its roster.
Awards and honors
Over its eleven-season run, the Cheers cast and crew earned many awards. The show garnered a record 111 Primetime Emmy Award nominations, with a total of 28 wins. In addition, Cheers earned 31 Golden Globe nominations, with a total of six wins. Danson, Long, Alley, Perlman, Wendt, Ratzenberger, Harrelson, Grammer, Neuwirth, and Colasanto all received Emmy nominations for their roles. Cheers won the Golden Globe Award for "Best TV-Series – Comedy/Musical" in 1991 and the Primetime Emmy Award for Outstanding Comedy Series in 1983, 1984, 1989, and 1991. The series was presented with the "Legend Award" at the 2006 TV Land Awards, with many of the surviving cast members attending the event.
The following are awards that have been earned by the Cheers cast and crew over its 11-season run:
Distribution
Syndication
Cheers grew in popularity as it aired on American television and entered off-network syndication in 1987, initially distributed by Paramount Domestic Television. When the show went off the air in 1993, Cheers was syndicated in 38 countries, with 179 American television markets and 83 million viewers. When the quality of some earlier footage of Cheers began to deteriorate, it underwent a careful restoration in 2001. The series aired on Nick at Nite from 2001 to 2004 and on TV Land from 2004 to 2008, with Nick at Nite airing week-long Cheers "Everybody Knows Your Name" marathons. The show was removed from the lineup in 2004.
The series began airing on Hallmark Channel in the United States in October 2008, and WGN America in 2009. In January 2011, Reelz Channel began airing the series in hour-long blocks. MeTV began airing Cheers weeknights in 2010. USA Network has aired the series on Sunday early mornings and weekday mornings to allow it to show extended-length films of hours and maintain symmetric schedules.
In 2011, Cheers was made available on the Netflix and Amazon Prime Video streaming services.
Cheers began airing on Eleven (a digital channel of Network Ten) in Australia on January 11, 2011. NCRV in the Netherlands aired all 275 episodes in sequence, once per night, repeating the series a total of three times.
In Italy, Cheers aired on Italia 1 & Canale 5 as Cin Cin from 1985 until 1988.
Cheers was first screened in the UK on Channel 4, and was one of the then-fledgling network's first imports. As of 2012, Cheers has been repeated on UK satellite channel CBS Drama. It has also been shown on the UK free-to-air channel ITV4, with two episodes every weeknight. On March 16, 2015, the series began airing on UK subscription channel Gold on weekdays at 9:30 a.m. and 10:00 a.m. Cheers aired again daily in 2019 on Channel 4.
High definition
A high-definition transfer of Cheers began running on HDNet in the United States in August 2010. The program was originally shot on film (but transferred to and edited on videotape) and broadcast in a 4:3 aspect ratio, but the newly transferred versions are in 16:9. However, in the United Kingdom, the HD repeats on ITV4 HD, and later Channel 4 HD, are shown in the original 4:3 aspect ratio.
Home media
Paramount Home Entertainment and (from 2006 onward) CBS Home Entertainment have released all 11 seasons of Cheers on DVD in Region 1, Region 2, and Region 4. In the US, some episodes from the final three seasons appear on the DVDs with music substitutions. For example, in the episode "Grease", "I Fought the Law" was replaced even though its removal affects the comedic value of the scenes in which it was originally heard. The finale episode (73 minutes long without commercials) is presented in its three-part syndicated cut.
On March 6, 2012, CBS released Fan Favorites: The Best of Cheers. Based on the 2012 Facebook poll, the selected episodes are:
"Give Me a Ring Sometime" (season 1, episode 1)
"Diane's Perfect Date" (season 1, episode 17)
"Pick a Con, Any Con" (season 1, episode 19)
"Abnormal Psychology" (season 5, episode 4)
"Thanksgiving Orphans" (season 5, episode 9)
"Dinner at Eight-ish" (season 5, episode 20)
"Simon Says" (season 5, episode 21)
"An Old Fashioned Wedding", parts one and two (season 10, episodes 25)
On May 5, 2015, CBS DVD released Cheers – The Complete Series on DVD in Region 1.
Digital media distribution
The complete 11 seasons of Cheers are available through the iTunes Store, Amazon Prime Video, Peacock and Hulu. In Canada, all seasons are available on streaming service Crave.
The entire series is available in the UK on All 4.
Licensing
The series lent itself naturally to the development of Cheers bar-related merchandise, culminating in the development of a chain of Cheers themed pubs. Paramount's licensing group, led by Tom McGrath, developed the Cheers pub concept initially in partnership with Host Marriott, which placed Cheers themed pubs in over 15 airports around the world. Boston boasts the original Cheers bar, historically known to Boston insiders as the Bull and Finch; a Cheers restaurant in the Faneuil Hall marketplace; and Sam's Place, a spin-off sports bar concept also located in Faneuil Hall. In 1997, Europe's first officially licensed Cheers bar opened in London's Regent's Street W1. Like Cheers Faneuil Hall, Cheers London is a replica of the set. The gala opening was attended by James Burrows and cast members George Wendt and John Ratzenberger. The Cheers bar in London closed on December 31, 2008. The actual bar set had been on display at the Hollywood Entertainment Museum until the museum's closing in early 2006.
The theme song to the show was eventually licensed to a Canadian restaurant, Kelsey's Neighbourhood Bar & Grill.
CBS currently holds the rights to the Cheers franchise as a result of the 2005 Viacom split which saw Paramount transfer its entire television studio to CBS (both CBS and Viacom would reunite in 2019).
Spin-offs
Some of the actors and actresses from Cheers brought their characters onto other television shows, either in a guest appearance or on a new spin-off series. The most successful Cheers spin-off was Frasier, which featured Frasier Crane following his relocation back to Seattle, Washington. Sam, Diane, and Woody all individually appeared in Frasier episodes, with Lilith appearing as a guest on multiple episodes. In the season nine episode "Cheerful Goodbyes", Frasier returns to Boston and meets up with the Cheers gang, later attending Cliff's retirement party. Frasier was revived in 2023, moving back to the Boston setting of Cheers.
Although Frasier was more successful, The Tortellis was the first series to spin off from Cheers, premiering in 1987. The show featured Carla's ex-husband Nick Tortelli and his wife Loretta, but was canceled after 13 episodes and drew protests for its stereotypical depictions of Italian Americans.
Crossovers
In addition to direct spin-offs, several Cheers characters had guest appearance crossovers with other shows, including Wings and St. Elsewhere (episode "Cheers"). Cheers has also been spoofed or referenced in other media, including The Simpsons (spoofing the title sequence and theme song in "Flaming Moe's"; actually visiting the place with vocal role reprises of the majority of the principal cast in "Fear of Flying"), Scrubs (episode "My Life in Four Cameras"), and the 2012 comedy film Ted.
The eighth-anniversary special of Late Night with David Letterman, airing in 1990, begins with a scene at Cheers in which the bar's TV gets stuck on NBC and all the bar patrons decide to go home instead of staying to watch David Letterman. The scene was re-used to open Letterman's final episode in 1993. A similar scene aired in the Super Bowl XVII Pregame Show on NBC, in which the characters briefly discuss the upcoming game.
In 2019, members of the Cheers cast, Rhea Perlman, George Wendt, John Ratzenberger and Kirstie Alley reprised their characters in an episode of The Goldbergs where they play customers of Geoff's short-lived food delivery business.
In the 2010 show "Adventure Time", the show Cheers is referenced a few times, usually by Ice King/Simon because it was his favorite show back when he was a human living in the 20th century. This is explored in greater detail in the 2023 spin-off series Fionna and Cake, which is partially set within the mind of Simon. All televisions in that world simply play an animated rendition of Cheers reruns on every channel, and the characters sometimes sing the theme song in difficult moments. The season finale of the show is simply entitled "Cheers".
Cultural references
In Australia, Cheers is remembered for its role in the infamous cancellation of the 1992 Nine Network special Australia's Naughtiest Home Videos. Due to the then-owner of Nine Network Kerry Packer's objections to its content, Australia's Naughtiest Home Videos was pulled off the air during its first and only broadcast; viewers saw the network abruptly begin airing a rerun of Cheers midway through the special, either after a scheduled commercial break or a Nine Network bumper claiming a technical problem. Nine Network's affiliate in Perth didn't air the special at all and filled its timeslot with two episodes of Cheers. When the program was re-aired in its entirety in 2008, it abruptly cut away to the opening of Cheers midway through in a reenactment of the incident before resuming the second half that didn't get aired.
In the Cheers episode "Woody For Hire, Norman Meets the Apes" Woody shows and tells everyone how he was an extra on Boston based drama Spenser: For Hire. In the season 4 episode of Seinfeld titled "The Pitch", Jerry and George are presenting their idea for a sitcom to NBC executives. George is unhappy with their offer and feels that he deserves the same salary as Ted Danson which he claims was $800,000 per episode, being that Cheers is also an NBC show. Danson's reported salary was actually $250,000 per episode. At this point Cheers was in its 10th season and Ted Danson had won an Emmy and a Golden Globe the year before.
In the seventh episode of the second season of How I Met Your Mother, a coffee shop barista mistakenly hears Barney's name as "Swarley" and writes it on his cup. This leads to a running gag in which everyone mercilessly refers to Barney as "Swarley" despite his protests, which culminates in everyone in McClaren's bar shouting "Swarley" when he enters and playing the Cheers theme song. The credits are then shown in the "Cheers" style. In the season seven episode, In Tailgate, Ted and Barney are outraged with the price to get into MacLaren's on New Year's Eve, so they offer for everyone to come upstairs. In the apartment, there is a puzzles sign that is designed to parody Cheers. Ted and Barney employ Kevin as their bartender, and they invent a theme song which also parodies the Cheers theme song.
In the 2004 video game Tony Hawk's Underground 2, "Jeers" is set in the Boston map, with the typeface referencing the Cheers logo. It is located down a set of stairs, and when near the front door, there is bar chatter coming from inside.
In the 2015 video game Fallout 4, which is set in Boston, there is a bar named Prost Bar near Boston Common that, when entered, is an almost exact replica of the bar featured on the series. It includes two dead bodies sitting at the end of the bar, with one of them wearing a mail carrier's uniform, a direct reference to regular barfly Cliff Clavin.
In the season 2 finale of the NBC sitcom The Good Place, Ted Danson's character Michael appears as a bartender while wearing a blue plaid button-down, in a clear homage to Danson's character in Cheers.
Remake
In September 2011, Plural Entertainment debuted a remake of the series on Spanish television, also titled Cheers. Set at an Irish pub, it starred Alberto San Juan as Nicolás "Nico" Arnedo, the equivalent of Sam Malone in the original series. It also used the original theme song, rerecorded in Spanish by Dani Martín, under the title "Donde la gente se divierte."
In December 2012, The Irish Film and Television Network announced that casting was underway on an Irish-language version of Cheers produced by production company Sideline. The new show, tentatively titled Teach Seán, would air on Ireland's TG4 and features a main character who, like Sam Malone, is a bar owner, a retired athlete and a recovering alcoholic. However, because of being set in Ireland, the barman is a "former hurling star" rather than an ex-baseball player. As of August 2019, the Irish remake has not occurred.
Cheers: Live on Stage
On September 9, 2016, a stage adaptation called Cheers: Live on Stage opened at the Shubert Theatre in Boston. Comprising pieces of the original TV series, the play was adapted by Erik Forrest Jackson. It was produced by Troika/Stageworks. The director was Matt Lenz. It starred Grayson Powell as Sam Malone, Jillian Louis as Diane Chambers, Barry Pearl as Ernie 'Coach' Pantusso, Sarah Sirotta as Carla Tortelli, Paul Vogt as Norm Peterson, and Buzz Roddy as Cliff Clavin. The production was scheduled to tour through 2017, but was cancelled in 2016.
See also
Early Doors (2003)
Park Street Under (1979)
Notes
References
Bibliography
Further reading
Darowski, Joseph J.; Darowski, Kate (2019) Cheers: A Cultural History. Lanham, MD: Rowman & Littlefield.
Snauffer, Douglas (2008). The Show Must Go On: How the Deaths of Lead Actors Have Affected Television Series. Jefferson, North Carolina: McFarland. .
External links
Cheers at Museum of Broadcast Communications
Cheers Boston, an official website of a bar that tributes to and is also a production set of Cheers
Cheers Bruchsal Bar in Bruchsal cheersbruchsal.de
1982 American television series debuts
1993 American television series endings
1980s American sitcoms
1990s American sitcoms
1980s American workplace comedy television series
1990s American workplace comedy television series
20th century in Boston
Alcohol abuse in television
Best Musical or Comedy Series Golden Globe winners
Boston Red Sox
Culture of Boston
Cultural history of Boston
English-language television shows
Fictional drinking establishments
NBC original programming
Nielsen ratings winners
Primetime Emmy Award for Outstanding Comedy Series winners
Primetime Emmy Award-winning television series
Television series about couples
Television series by CBS Studios
Television shows set in Boston
Television shows filmed in Los Angeles
Television shows set in Massachusetts |
5909 | https://en.wikipedia.org/wiki/Counterpoint | Counterpoint | In music, counterpoint is the relationship between two or more musical lines (or voices) which are harmonically interdependent yet independent in rhythm and melodic contour. It has been most commonly identified in the European classical tradition, strongly developing during the Renaissance and in much of the common practice period, especially in the Baroque period. The term originates from the Latin punctus contra punctum meaning "point against point", i.e. "note against note".
In Western pedagogy, counterpoint is taught through a system of species (see below).
There are several different forms of counterpoint, including imitative counterpoint and free counterpoint. Imitative counterpoint involves the repetition of a main melodic idea across different vocal parts, with or without variation. Compositions written in free counterpoint often incorporate non-traditional harmonies and chords, chromaticism and dissonance.
General principles
The term "counterpoint" has been used to designate a voice or even an entire composition. Counterpoint focuses on melodic interaction—only secondarily on the harmonies produced by that interaction. In the words of John Rahn:
Work initiated by Guerino Mazzola (born 1947) has given counterpoint theory a mathematical foundation. In particular, Mazzola's model gives a structural (and not psychological) foundation of forbidden parallels of fifths and the dissonant fourth. Octavio Agustin has extended the model to microtonal contexts.
In counterpoint, the functional independence of voices is the prime concern. The violation of this principle leads to special effects, which are avoided in counterpoint. In organ registers, certain interval combinations and chords are activated by a single key so that playing a melody results in parallel voice leading. These voices, losing independence, are fused into one and the parallel chords are perceived as single tones with a new timbre. This effect is also used in orchestral arrangements; for instance, in Ravel’s Bolero #5 the parallel parts of flutes, horn and celesta resemble the sound of an electric organ. In counterpoint, parallel voices are prohibited because they violate the homogeneity of musical texture when independent voices occasionally disappear turning into a new timbre quality and vice versa.
Development
Some examples of related compositional techniques include: the round (familiar in folk traditions), the canon, and perhaps the most complex contrapuntal convention: the fugue. All of these are examples of imitative counterpoint.
Examples from the repertoire
There are many examples of song melodies that are harmonically interdependent yet independent in rhythm and melodic contour. For example, "Frère Jacques" and "Three Blind Mice" combine euphoniously when sung together. A number of popular songs that share the same chord progression can also be sung together as counterpoint. A well-known pair of examples is "My Way" combined with "Life on Mars".
Bach's 3-part Invention in F minor combines three independent melodies:
According to pianist András Schiff, Bach's counterpoint influenced the composing of both Mozart and Beethoven. In the development section of the opening movement of Beethoven's Piano Sonata in E minor, Beethoven demonstrates this influence by adding "a wonderful counterpoint" to one of the main themes.
A further example of fluid counterpoint in late Beethoven may be found in the first orchestral variation on the "Ode to Joy" theme in the last movement of Beethoven's Symphony No. 9, bars 116–123. The famous theme is heard on the violas and cellos, while "the basses add a bass-line whose sheer unpredictability gives the impression that it is being spontaneously improvised. Meantime a solo bassoon adds a counterpoint that has a similarly impromptu quality."
In the Prelude to Richard Wagner's opera Die Meistersinger von Nürnberg, three themes from the opera are combined simultaneously. According to Gordon Jacob, "This is universally and justly acclaimed as an extraordinary feat of virtuosity." However, Donald Tovey points out that here "the combination of themes ... unlike classical counterpoint, really do not of themselves combine into complete or euphonious harmony."
One spectacular example of 5-voice counterpoint can be found in the finale to Mozart's Symphony No 41 ("Jupiter" Symphony). Here five tunes combine simultaneously in "a rich tapestry of dialogue":
See also Invertible counterpoint.
Species counterpoint
Species counterpoint was developed as a pedagogical tool in which students progress through several "species" of increasing complexity, with a very simple part that remains constant known as the cantus firmus (Latin for "fixed melody"). Species counterpoint generally offers less freedom to the composer than other types of counterpoint and therefore is called a "strict" counterpoint. The student gradually attains the ability to write free counterpoint (that is, less rigorously constrained counterpoint, usually without a cantus firmus) according to the given rules at the time. The idea is at least as old as 1532, when Giovanni Maria Lanfranco described a similar concept in his Scintille di musica (Brescia, 1533). The 16th-century Venetian theorist Zarlino elaborated on the idea in his influential Le institutioni harmoniche, and it was first presented in a codified form in 1619 by Lodovico Zacconi in his Prattica di musica. Zacconi, unlike later theorists, included a few extra contrapuntal techniques, such as invertible counterpoint.
In 1725 Johann Joseph Fux published Gradus ad Parnassum (Steps to Parnassus), in which he described five species:
Note against note;
Two notes against one;
Four notes against one;
Notes offset against each other (as suspensions);
All the first four species together, as "florid" counterpoint.
A succession of later theorists quite closely imitated Fux's seminal work, often with some small and idiosyncratic modifications in the rules. Many of Fux's rules concerning the purely linear construction of melodies have their origin in solfeggi. Concerning the common practice era, alterations to the melodic rules were introduced to enable the function of certain harmonic forms. The combination of these melodies produced the basic harmonic structure, the figured bass.
Considerations for all species
The following rules apply to melodic writing in each species, for each part:
The final note must be approached by step. If the final is approached from below, then the leading tone must be raised in a minor key (Dorian, Hypodorian, Aeolian, Hypoaeolian), but not in Phrygian or Hypophrygian mode. Thus, in the Dorian mode on D, a C is necessary at the cadence.
Permitted melodic intervals are the perfect unison, fourth, fifth, and octave, as well as the major and minor second, major and minor third, and ascending minor sixth. The ascending minor sixth must be immediately followed by motion downwards.
If writing two skips in the same direction—something that must be only rarely done—the second must be smaller than the first, and the interval between the first and the third note may not be dissonant. The three notes should be from the same triad; if this is impossible, they should not outline more than one octave. In general, do not write more than two skips in the same direction.
If writing a skip in one direction, it is best to proceed after the skip with step-wise motion in the other direction.
The interval of a tritone in three notes should be avoided (for example, an ascending melodic motion F–A–B) as is the interval of a seventh in three notes.
There must be a climax or high point in the line countering the cantus firmus. This usually occurs somewhere in the middle of exercise and must occur on a strong beat.
An outlining of a seventh is avoided within a single line moving in the same direction.
And, in all species, the following rules govern the combination of the parts:
The counterpoint must begin and end on a perfect consonance.
Contrary motion should dominate.
Perfect consonances must be approached by oblique or contrary motion.
Imperfect consonances may be approached by any type of motion.
The interval of a tenth should not be exceeded between two adjacent parts unless by necessity.
Build from the bass, upward.
First species
In first species counterpoint, each note in every added part (parts being also referred to as lines or voices) sounds against one note in the cantus firmus. Notes in all parts are sounded simultaneously, and move against each other simultaneously. Since all notes in First species counterpoint are whole notes, rhythmic independence is not available.
In the present context, a "step" is a melodic interval of a half or whole step. A "skip" is an interval of a third or fourth. (See Steps and skips.) An interval of a fifth or larger is referred to as a "leap".
A few further rules given by Fux, by study of the Palestrina style, and usually given in the works of later counterpoint pedagogues, are as follows.
Begin and end on either the unison, octave, or fifth, unless the added part is underneath, in which case begin and end only on unison or octave.
Use no unisons except at the beginning or end.
Avoid parallel fifths or octaves between any two parts; and avoid "hidden" parallel fifths or octaves: that is, movement by similar motion to a perfect fifth or octave, unless one part (sometimes restricted to the higher of the parts) moves by step.
Avoid moving in parallel fourths. (In practice Palestrina and others frequently allowed themselves such progressions, especially if they do not involve the lowest of the parts.)
Do not use an interval more than three times in a row.
Attempt to use up to three parallel thirds or sixths in a row.
Attempt to keep any two adjacent parts within a tenth of each other, unless an exceptionally pleasing line can be written by moving outside that range.
Avoid having any two parts move in the same direction by skip.
Attempt to have as much contrary motion as possible.
Avoid dissonant intervals between any two parts: major or minor second, major or minor seventh, any augmented or diminished interval, and perfect fourth (in many contexts).
In the adjacent example in two parts, the cantus firmus is the lower part. (The same cantus firmus is used for later examples also. Each is in the Dorian mode.)
Second species
In second species counterpoint, two notes in each of the added parts work against each longer note in the given part.
Additional considerations in second species counterpoint are as follows, and are in addition to the considerations for first species:
It is permissible to begin on an upbeat, leaving a half-rest in the added voice.
The accented beat must have only consonance (perfect or imperfect). The unaccented beat may have dissonance, but only as a passing tone, i.e. it must be approached and left by step in the same direction.
Avoid the interval of the unison except at the beginning or end of the example, except that it may occur on the unaccented portion of the bar.
Use caution with successive accented perfect fifths or octaves. They must not be used as part of a sequential pattern. The example shown is weak due to similar motion in the second measure in both voices. A good rule to follow: if one voice skips or jumps try to use step-wise motion in the other voice or at the very least contrary motion.
Third species
In third species counterpoint, four (or three, etc.) notes move against each longer note in the given part.
Three special figures are introduced into third species and later added to fifth species, and ultimately outside the restrictions of species writing. There are three figures to consider: The nota cambiata, double neighbor tones, and double passing tones.
Double neighbor tones: the figure is prolonged over four beats and allows special dissonances. The upper and lower tones are prepared on beat 1 and resolved on beat 4. The fifth note or downbeat of the next measure should move by step in the same direction as the last two notes of the double neighbor figure. Lastly a double passing tone allows two dissonant passing tones in a row. The figure would consist of 4 notes moving in the same direction by step. The two notes that allow dissonance would be beat 2 and 3 or 3 and 4. The dissonant interval of a fourth would proceed into a diminished fifth and the next note would resolve at the interval of a sixth.
Fourth species
In fourth species counterpoint, some notes are sustained or suspended in an added part while notes move against them in the given part, often creating a dissonance on the beat, followed by the suspended note then changing (and "catching up") to create a subsequent consonance with the note in the given part as it continues to sound. As before, fourth species counterpoint is called expanded when the added-part notes vary in length among themselves. The technique requires chains of notes sustained across the boundaries determined by beat, and so creates syncopation. Also, it is important to note that a dissonant interval is allowed on beat 1 because of the syncopation created by the suspension. While it is not incorrect to start with a half note, it is also common to start 4th species with a half rest.
Short example of "fourth species" counterpoint
Fifth species (florid counterpoint)
In fifth species counterpoint, sometimes called florid counterpoint, the other four species of counterpoint are combined within the added parts. In the example, the first and second bars are second species, the third bar is third species, the fourth and fifth bars are third and embellished fourth species, and the final bar is first species. In florid counterpoint it is important that no one species dominates the composition.
Short example of "Florid" counterpoint
Contrapuntal derivations
Since the Renaissance period in European music, much contrapuntal music has been written in imitative counterpoint. In imitative counterpoint, two or more voices enter at different times, and (especially when entering) each voice repeats some version of the same melodic element. The fantasia, the ricercar, and later, the canon and fugue (the contrapuntal form par excellence) all feature imitative counterpoint, which also frequently appears in choral works such as motets and madrigals. Imitative counterpoint spawned a number of devices, including:
Melodic inversion The inverse of a given fragment of melody is the fragment turned upside down—so if the original fragment has a rising major third (see interval), the inverted fragment has a falling major (or perhaps minor) third, etc. (Compare, in twelve-tone technique, the inversion of the tone row, which is the so-called prime series turned upside down.) (Note: in invertible counterpoint, including double and triple counterpoint, the term inversion is used in a different sense altogether. At least one pair of parts is switched, so that the one that was higher becomes lower. See Inversion in counterpoint; it is not a kind of imitation, but a rearrangement of the parts.)
Retrograde Whereby an imitative voice sounds the melody backwards in relation to the leading voice.
Retrograde inversion Where the imitative voice sounds the melody backwards and upside-down at once.
Augmentation When in one of the parts in imitative counterpoint the note values are extended in duration compared to the rate at which they were sounded when introduced.
Diminution When in one of the parts in imitative counterpoint the note values are reduced in duration compared to the rate at which they were sounded when introduced.
Free counterpoint
Broadly speaking, due to the development of harmony, from the Baroque period on, most contrapuntal compositions were written in the style of free counterpoint. This means that the general focus of the composer had shifted away from how the intervals of added melodies related to a cantus firmus, and more toward how they related to each other.
Nonetheless, according to Kent Kennan: "....actual teaching in that fashion (free counterpoint) did not become widespread until the late nineteenth century." Young composers of the eighteenth and nineteenth centuries, such as Mozart, Beethoven, and Schumann, were still educated in the style of "strict" counterpoint, but in practice, they would look for ways to expand on the traditional concepts of the subject.
Main features of free counterpoint:
All forbidden chords, such as second-inversion, seventh, ninth etc., can be used freely as long as they resolve to a consonant triad
Chromaticism is allowed
The restrictions about rhythmic-placement of dissonance are removed. It is possible to use passing tones on the accented beat
Appoggiatura is available: dissonance tones can be approached by leaps.
Linear counterpoint
Linear counterpoint is "a purely horizontal technique in which the integrity of the individual melodic lines is not sacrificed to harmonic considerations. "Its distinctive feature is rather the concept of melody, which served as the starting-point for the adherents of the 'new objectivity' when they set up linear counterpoint as an anti-type to the Romantic harmony." The voice parts move freely, irrespective of the effects their combined motions may create." In other words, either "the domination of the horizontal (linear) aspects over the vertical" is featured or the "harmonic control of lines is rejected."
Associated with neoclassicism, the technique was first used in Igor Stravinsky's Octet (1923), inspired by J. S. Bach and Giovanni Palestrina. However, according to Knud Jeppesen: "Bach's and Palestrina's points of departure are antipodal. Palestrina starts out from lines and arrives at chords; Bach's music grows out of an ideally harmonic background, against which the voices develop with a bold independence that is often breath-taking."
According to Cunningham, linear harmony is "a frequent approach in the 20th century...[in which lines] are combined with almost careless abandon in the hopes that new 'chords' and 'progressions'...will result." It is possible with "any kind of line, diatonic or duodecuple".
Dissonant counterpoint
Dissonant counterpoint was originally theorized by Charles Seeger as "at first purely a school-room discipline," consisting of species counterpoint but with all the traditional rules reversed. First species counterpoint must be all dissonances, establishing "dissonance, rather than consonance, as the rule," and consonances are "resolved" through a skip, not step. He wrote that "the effect of this discipline" was "one of purification". Other aspects of composition, such as rhythm, could be "dissonated" by applying the same principle.
Seeger was not the first to employ dissonant counterpoint, but was the first to theorize and promote it. Other composers who have used dissonant counterpoint, if not in the exact manner prescribed by Charles Seeger, include Johanna Beyer, John Cage, Ruth Crawford-Seeger, Vivian Fine, Carl Ruggles, Henry Cowell, Carlos Chávez, John J. Becker, Henry Brant, Lou Harrison, Wallingford Riegger, and Frank Wigglesworth.
See also
Counter-melody
Hauptstimme
Polyphony
Polyrhythm
Voice leading
References
Sources
Further reading
Kurth, Ernst (1991). "Foundations of Linear Counterpoint". In Ernst Kurth: Selected Writings, selected and translated by Lee Allen Rothfarb, foreword by Ian Bent, p. 37–95. Cambridge Studies in Music Theory and Analysis 2. Cambridge and New York: Cambridge University Press. Paperback reprint 2006. (cloth); (pbk)
Prout, Ebenezer (1890). Counterpoint: Strict and Free. London: Augener & Co.
Spalding, Walter Raymond (1904). Tonal Counterpoint: Studies in Part-writing. Boston, New York: A. P. Schmidt.
External links
An explanation and teach yourself method for Species Counterpoint
ntoll.org: Species Counterpoint by Nicholas H. Tollervey
Orima: The History of Experimental Music in Northern California: On Dissonant Counterpoint by David Nicholls from his American Experimental Music: 1890–1940
Virginia Tech Multimedia Music Dictionary: Dissonant counterpoint examples and definition
Counterpointer:Software tutorial for the study of counterpoint by Jeffrey Evans
"Bach as Contrapuntist" by Dan Brown, music critic from Cornell University, from his web book Why Bach?
"contrapuntal—a collaborative arts project by Benjamin Skepper"
Principles of Counterpoint, by Alan Belkin |
5914 | https://en.wikipedia.org/wiki/Catalysis | Catalysis | Catalysis () is the increase in rate of a chemical reaction due to an added substance known as a catalyst (). Catalysts are not consumed by the reaction and remain unchanged after it. If the reaction is rapid and the catalyst recycles quickly, very small amounts of catalyst often suffice; mixing, surface area, and temperature are important factors in reaction rate. Catalysts generally react with one or more reactants to form intermediates that subsequently give the final reaction product, in the process of regenerating the catalyst.
The rate increase occurs because the catalyst allows the reaction to occur by an alternative mechanism which may be much faster than the non-catalyzed mechanism. However the non-catalyzed mechanism does remain possible, so that the total rate (catalyzed plus non-catalyzed) can only increase in the presence of the catalyst and never decrease.
Catalysis may be classified as either homogeneous, whose components are dispersed in the same phase (usually gaseous or liquid) as the reactant, or heterogeneous, whose components are not in the same phase. Enzymes and other biocatalysts are often considered as a third category.
Catalysis is ubiquitous in chemical industry of all kinds. Estimates are that 90% of all commercially produced chemical products involve catalysts at some stage in the process of their manufacture.
The term "catalyst" is derived from Greek , kataluein, meaning "loosen" or "untie". The concept of catalysis was invented by chemist Elizabeth Fulhame, based on her novel work in oxidation-reduction experiments.
General principles
Example
An illustrative example is the effect of catalysts to speed the decomposition of hydrogen peroxide into water and oxygen:
2 HO → 2 HO + O
This reaction proceeds because the reaction products are more stable than the starting compound, but this decomposition is so slow that hydrogen peroxide solutions are commercially available. In the presence of a catalyst such as manganese dioxide this reaction proceeds much more rapidly. This effect is readily seen by the effervescence of oxygen. The catalyst is not consumed in the reaction, and may be recovered unchanged and re-used indefinitely. Accordingly, manganese dioxide is said to catalyze this reaction. In living organisms, this reaction is catalyzed by enzymes (proteins that serve as catalysts) such as catalase.
Units
The SI derived unit for measuring the catalytic activity of a catalyst is the katal, which is quantified in moles per second. The productivity of a catalyst can be described by the turnover number (or TON) and the catalytic activity by the turn over frequency (TOF), which is the TON per time unit. The biochemical equivalent is the enzyme unit. For more information on the efficiency of enzymatic catalysis, see the article on enzymes.
Catalytic reaction mechanisms
In general, chemical reactions occur faster in the presence of a catalyst because the catalyst provides an alternative reaction mechanism (reaction pathway) having a lower activation energy than the non-catalyzed mechanism. In catalyzed mechanisms, the catalyst is regenerated.
As a simple example occurring in the gas phase, the reaction 2 SO2 + O2 → 2 SO3 can be catalyzed by adding nitric oxide. The reaction occurs in two steps:
2NO + O2 → 2NO2 (rate-determining)
NO2 + SO2 → NO + SO3 (fast)
The NO catalyst is regenerated. The overall rate is the rate of the slow step
v = 2k1[NO]2[O2].
An example of heterogeneous catalysis is the reaction of oxygen and hydrogen on the surface of titanium dioxide (TiO, or titania) to produce water. Scanning tunneling microscopy showed that the molecules undergo adsorption and dissociation. The dissociated, surface-bound O and H atoms diffuse together. The intermediate reaction states are: HO, HO, then HO and the reaction product (water molecule dimers), after which the water molecule desorbs from the catalyst surface.
Reaction energetics
Catalysts enable pathways that differ from the uncatalyzed reactions. These pathways have lower activation energy. Consequently, more molecular collisions have the energy needed to reach the transition state. Hence, catalysts can enable reactions that would otherwise be blocked or slowed by a kinetic barrier. The catalyst may increase the reaction rate or selectivity, or enable the reaction at lower temperatures. This effect can be illustrated with an energy profile diagram.
In the catalyzed elementary reaction, catalysts do not change the extent of a reaction: they have no effect on the chemical equilibrium of a reaction. The ratio of the forward and the reverse reaction rates is unaffected (see also thermodynamics). The second law of thermodynamics describes why a catalyst does not change the chemical equilibrium of a reaction. Suppose there was such a catalyst that shifted an equilibrium. Introducing the catalyst to the system would result in a reaction to move to the new equilibrium, producing energy. Production of energy is a necessary result since reactions are spontaneous only if Gibbs free energy is produced, and if there is no energy barrier, there is no need for a catalyst. Then, removing the catalyst would also result in a reaction, producing energy; i.e. the addition and its reverse process, removal, would both produce energy. Thus, a catalyst that could change the equilibrium would be a perpetual motion machine, a contradiction to the laws of thermodynamics. Thus, catalysts do not alter the equilibrium constant. (A catalyst can however change the equilibrium concentrations by reacting in a subsequent step. It is then consumed as the reaction proceeds, and thus it is also a reactant. Illustrative is the base-catalyzed hydrolysis of esters, where the produced carboxylic acid immediately reacts with the base catalyst and thus the reaction equilibrium is shifted towards hydrolysis.)
The catalyst stabilizes the transition state more than it stabilizes the starting material. It decreases the kinetic barrier by decreasing the difference in energy between starting material and the transition state. It does not change the energy difference between starting materials and products (thermodynamic barrier), or the available energy (this is provided by the environment as heat or light).
Related concepts
Some so-called catalysts are really precatalysts. Precatalysts convert to catalysts in the reaction. For example, Wilkinson's catalyst RhCl(PPh) loses one triphenylphosphine ligand before entering the true catalytic cycle. Precatalysts are easier to store but are easily activated in situ. Because of this preactivation step, many catalytic reactions involve an induction period.
In cooperative catalysis, chemical species that improve catalytic activity are called cocatalysts or promoters.
In tandem catalysis two or more different catalysts are coupled in a one-pot reaction.
In autocatalysis, the catalyst is a product of the overall reaction, in contrast to all other types of catalysis considered in this article. The simplest example of autocatalysis is a reaction of type A + B → 2 B, in one or in several steps. The overall reaction is just A → B, so that B is a product. But since B is also a reactant, it may be present in the rate equation and affect the reaction rate. As the reaction proceeds, the concentration of B increases and can accelerate the reaction as a catalyst. In effect, the reaction accelerates itself or is autocatalyzed. An example is the hydrolysis of an ester such as aspirin to a carboxylic acid and an alcohol. In the absence of added acid catalysts, the carboxylic acid product catalyzes the hydrolysis.
A true catalyst can work in tandem with a sacrificial catalyst. The true catalyst is consumed in the elementary reaction and turned into a deactivated form.
The sacrificial catalyst regenerates the true catalyst for another cycle. The sacrificial catalyst is consumed in the reaction, and as such, it is not really a catalyst, but a reagent. For example, osmium tetroxide (OsO4) is a good reagent for dihydroxylation, but it is highly toxic and expensive. In Upjohn dihydroxylation, the sacrificial catalyst N-methylmorpholine N-oxide (NMMO) regenerates OsO4, and only catalytic quantities of OsO4 are needed.
Classification
Catalysis may be classified as either homogeneous or heterogeneous. A homogeneous catalysis is one whose components are dispersed in the same phase (usually gaseous or liquid) as the reactant's molecules. A heterogeneous catalysis is one where the reaction components are not in the same phase. Enzymes and other biocatalysts are often considered as a third category. Similar mechanistic principles apply to heterogeneous, homogeneous, and biocatalysis.
Heterogeneous catalysis
Heterogeneous catalysts act in a different phase than the reactants. Most heterogeneous catalysts are solids that act on substrates in a liquid or gaseous reaction mixture. Important heterogeneous catalysts include zeolites, alumina, higher-order oxides, graphitic carbon, transition metal oxides, metals such as Raney nickel for hydrogenation, and vanadium(V) oxide for oxidation of sulfur dioxide into sulfur trioxide by the contact process.
Diverse mechanisms for reactions on surfaces are known, depending on how the adsorption takes place (Langmuir-Hinshelwood, Eley-Rideal, and Mars-van Krevelen). The total surface area of a solid has an important effect on the reaction rate. The smaller the catalyst particle size, the larger the surface area for a given mass of particles.
A heterogeneous catalyst has active sites, which are the atoms or crystal faces where the substrate actually binds. Active sites are atoms but are often described as a facet (edge, surface, step, etc) of a solid. Most of the volume but also most of the surface of a heterogeneous catalyst may be catalytically inactive. Finding out the nature of the active site is technically challenging.
For example, the catalyst for the Haber process for the synthesis of ammonia from nitrogen and hydrogen is often described as iron. But detailed studies and many optimizations have led to catalysts that are mixtures of iron-potassium-calcium-aluminum-oxide. The reacting gases adsorb onto active sites on the iron particles. Once physically adsorbed, the reagents partially or wholly dissociate and form new bonds. In this way the particularly strong triple bond in nitrogen is broken, which would be extremely uncommon in the gas phase due to its high activation energy. Thus, the activation energy of the overall reaction is lowered, and the rate of reaction increases. Another place where a heterogeneous catalyst is applied is in the oxidation of sulfur dioxide on vanadium(V) oxide for the production of sulfuric acid. Many heterogeneous catalysts are in fact nanomaterials.
Heterogeneous catalysts are typically "supported," which means that the catalyst is dispersed on a second material that enhances the effectiveness or minimizes its cost. Supports prevent or minimize agglomeration and sintering of small catalyst particles, exposing more surface area, thus catalysts have a higher specific activity (per gram) on support. Sometimes the support is merely a surface on which the catalyst is spread to increase the surface area. More often, the support and the catalyst interact, affecting the catalytic reaction. Supports can also be used in nanoparticle synthesis by providing sites for individual molecules of catalyst to chemically bind. Supports are porous materials with a high surface area, most commonly alumina, zeolites or various kinds of activated carbon. Specialized supports include silicon dioxide, titanium dioxide, calcium carbonate, and barium sulfate.
Electrocatalysts
In the context of electrochemistry, specifically in fuel cell engineering, various metal-containing catalysts are used to enhance the rates of the half reactions that comprise the fuel cell. One common type of fuel cell electrocatalyst is based upon nanoparticles of platinum that are supported on slightly larger carbon particles. When in contact with one of the electrodes in a fuel cell, this platinum increases the rate of oxygen reduction either to water or to hydroxide or hydrogen peroxide.
Homogeneous catalysis
Homogeneous catalysts function in the same phase as the reactants. Typically homogeneous catalysts are dissolved in a solvent with the substrates. One example of homogeneous catalysis involves the influence of H on the esterification of carboxylic acids, such as the formation of methyl acetate from acetic acid and methanol. High-volume processes requiring a homogeneous catalyst include hydroformylation, hydrosilylation, hydrocyanation. For inorganic chemists, homogeneous catalysis is often synonymous with organometallic catalysts. Many homogeneous catalysts are however not organometallic, illustrated by the use of cobalt salts that catalyze the oxidation of p-xylene to terephthalic acid.
Organocatalysis
Whereas transition metals sometimes attract most of the attention in the study of catalysis, small organic molecules without metals can also exhibit catalytic properties, as is apparent from the fact that many enzymes lack transition metals. Typically, organic catalysts require a higher loading (amount of catalyst per unit amount of reactant, expressed in mol% amount of substance) than transition metal(-ion)-based catalysts, but these catalysts are usually commercially available in bulk, helping to lower costs. In the early 2000s, these organocatalysts were considered "new generation" and are competitive to traditional metal(-ion)-containing catalysts. Organocatalysts are supposed to operate akin to metal-free enzymes utilizing, e.g., non-covalent interactions such as hydrogen bonding. The discipline organocatalysis is divided into the application of covalent (e.g., proline, DMAP) and non-covalent (e.g., thiourea organocatalysis) organocatalysts referring to the preferred catalyst-substrate binding and interaction, respectively. The Nobel Prize in Chemistry 2021 was awarded jointly to Benjamin List and David W.C. MacMillan "for the development of asymmetric organocatalysis."
Photocatalysts
Photocatalysis is the phenomenon where the catalyst can receive light to generate an excited state that effect redox reactions. Singlet oxygen is usually produced by photocatalysis. Photocatalysts are components of dye-sensitized solar cells.
Enzymes and biocatalysts
In biology, enzymes are protein-based catalysts in metabolism and catabolism. Most biocatalysts are enzymes, but other non-protein-based classes of biomolecules also exhibit catalytic properties including ribozymes, and synthetic deoxyribozymes.
Biocatalysts can be thought of as an intermediate between homogeneous and heterogeneous catalysts, although strictly speaking soluble enzymes are homogeneous catalysts and membrane-bound enzymes are heterogeneous. Several factors affect the activity of enzymes (and other catalysts) including temperature, pH, the concentration of enzymes, substrate, and products. A particularly important reagent in enzymatic reactions is water, which is the product of many bond-forming reactions and a reactant in many bond-breaking processes.
In biocatalysis, enzymes are employed to prepare many commodity chemicals including high-fructose corn syrup and acrylamide.
Some monoclonal antibodies whose binding target is a stable molecule that resembles the transition state of a chemical reaction can function as weak catalysts for that chemical reaction by lowering its activation energy. Such catalytic antibodies are sometimes called "abzymes".
Significance
Estimates are that 90% of all commercially produced chemical products involve catalysts at some stage in the process of their manufacture. In 2005, catalytic processes generated about $900 billion in products worldwide. Catalysis is so pervasive that subareas are not readily classified. Some areas of particular concentration are surveyed below.
Energy processing
Petroleum refining makes intensive use of catalysis for alkylation, catalytic cracking (breaking long-chain hydrocarbons into smaller pieces), naphtha reforming and steam reforming (conversion of hydrocarbons into synthesis gas). Even the exhaust from the burning of fossil fuels is treated via catalysis: Catalytic converters, typically composed of platinum and rhodium, break down some of the more harmful byproducts of automobile exhaust.
2 CO + 2 NO → 2 CO + N
With regard to synthetic fuels, an old but still important process is the Fischer-Tropsch synthesis of hydrocarbons from synthesis gas, which itself is processed via water-gas shift reactions, catalyzed by iron. The Sabatier reaction produces methane from carbon dioxide and hydrogen. Biodiesel and related biofuels require processing via both inorganic and biocatalysts.
Fuel cells rely on catalysts for both the anodic and cathodic reactions.
Catalytic heaters generate flameless heat from a supply of combustible fuel.
Bulk chemicals
Some of the largest-scale chemicals are produced via catalytic oxidation, often using oxygen. Examples include nitric acid (from ammonia), sulfuric acid (from sulfur dioxide to sulfur trioxide by the contact process), terephthalic acid from p-xylene, acrylic acid from propylene or propane and acrylonitrile from propane and ammonia.
The production of ammonia is one of the largest-scale and most energy-intensive processes. In the Haber process nitrogen is combined with hydrogen over an iron oxide catalyst. Methanol is prepared from carbon monoxide or carbon dioxide but using copper-zinc catalysts.
Bulk polymers derived from ethylene and propylene are often prepared via Ziegler-Natta catalysis. Polyesters, polyamides, and isocyanates are derived via acid-base catalysis.
Most carbonylation processes require metal catalysts, examples include the Monsanto acetic acid process and hydroformylation.
Fine chemicals
Many fine chemicals are prepared via catalysis; methods include those of heavy industry as well as more specialized processes that would be prohibitively expensive on a large scale. Examples include the Heck reaction, and Friedel–Crafts reactions. Because most bioactive compounds are chiral, many pharmaceuticals are produced by enantioselective catalysis (catalytic asymmetric synthesis). (R)-1,2-Propandiol, the precursor to the antibacterial levofloxacin, can be synthesized efficiently from hydroxyacetone by using catalysts based on BINAP-ruthenium complexes, in Noyori asymmetric hydrogenation:
Food processing
One of the most obvious applications of catalysis is the hydrogenation (reaction with hydrogen gas) of fats using nickel catalyst to produce margarine. Many other foodstuffs are prepared via biocatalysis (see below).
Environment
Catalysis affects the environment by increasing the efficiency of industrial processes, but catalysis also plays a direct role in the environment. A notable example is the catalytic role of chlorine free radicals in the breakdown of ozone. These radicals are formed by the action of ultraviolet radiation on chlorofluorocarbons (CFCs).
Cl + O → ClO + O
ClO + O → Cl + O
History
The term "catalyst", broadly defined as anything that increases the rate of a process, is derived from Greek καταλύειν, meaning "to annul," or "to untie," or "to pick up". The concept of catalysis was invented by chemist Elizabeth Fulhame and described in a 1794 book, based on her novel work in oxidation–reduction reactions. The first chemical reaction in organic chemistry that knowingly used a catalyst was studied in 1811 by Gottlieb Kirchhoff, who discovered the acid-catalyzed conversion of starch to glucose. The term catalysis was later used by Jöns Jakob Berzelius in 1835 to describe reactions that are accelerated by substances that remain unchanged after the reaction. Fulhame, who predated Berzelius, did work with water as opposed to metals in her reduction experiments. Other 18th century chemists who worked in catalysis were Eilhard Mitscherlich who referred to it as contact processes, and Johann Wolfgang Döbereiner who spoke of contact action. He developed Döbereiner's lamp, a lighter based on hydrogen and a platinum sponge, which became a commercial success in the 1820s that lives on today. Humphry Davy discovered the use of platinum in catalysis. In the 1880s, Wilhelm Ostwald at Leipzig University started a systematic investigation into reactions that were catalyzed by the presence of acids and bases, and found that chemical reactions occur at finite rates and that these rates can be used to determine the strengths of acids and bases. For this work, Ostwald was awarded the 1909 Nobel Prize in Chemistry. Vladimir Ipatieff performed some of the earliest industrial scale reactions, including the discovery and commercialization of oligomerization and the development of catalysts for hydrogenation.
Inhibitors, poisons, and promoters
An added substance that lowers the rate is called a reaction inhibitor if reversible and catalyst poisons if irreversible. Promoters are substances that increase the catalytic activity, even though they are not catalysts by themselves.
Inhibitors are sometimes referred to as "negative catalysts" since they decrease the reaction rate. However the term inhibitor is preferred since they do not work by introducing a reaction path with higher activation energy; this would not lower the rate since the reaction would continue to occur by the non-catalyzed path. Instead, they act either by deactivating catalysts or by removing reaction intermediates such as free radicals. In heterogeneous catalysis, coking inhibits the catalyst, which becomes covered by polymeric side products.
The inhibitor may modify selectivity in addition to rate. For instance, in the hydrogenation of alkynes to alkenes, a palladium (Pd) catalyst partly "poisoned" with lead(II) acetate (Pb(CHCO)) can be used. Without the deactivation of the catalyst, the alkene produced would be further hydrogenated to alkane.
The inhibitor can produce this effect by, e.g., selectively poisoning only certain types of active sites. Another mechanism is the modification of surface geometry. For instance, in hydrogenation operations, large planes of metal surface function as sites of hydrogenolysis catalysis while sites catalyzing hydrogenation of unsaturates are smaller. Thus, a poison that covers the surface randomly will tend to lower the number of uncontaminated large planes but leave proportionally smaller sites free, thus changing the hydrogenation vs. hydrogenolysis selectivity. Many other mechanisms are also possible.
Promoters can cover up the surface to prevent the production of a mat of coke, or even actively remove such material (e.g., rhenium on platinum in platforming). They can aid the dispersion of the catalytic material or bind to reagents.
See also
References
External links
Science Aid: Catalysts Page for high school level science
W.A. Herrmann Technische Universität presentation
Alumite Catalyst, Kameyama-Sakurai Laboratory, Japan
Inorganic Chemistry and Catalysis Group, Utrecht University, The Netherlands
Centre for Surface Chemistry and Catalysis
Carbons & Catalysts Group, University of Concepcion, Chile
Center for Enabling New Technologies Through Catalysis, An NSF Center for Chemical Innovation, USA
"Bubbles turn on chemical catalysts", Science News magazine online, April 6, 2009.
Chemical kinetics
Articles containing video clips |
5918 | https://en.wikipedia.org/wiki/Continuum%20mechanics | Continuum mechanics | Continuum mechanics is a branch of mechanics that deals with the deformation of and transmission of forces through materials modeled as a continuous medium (also called a continuum) rather than as discrete particles. The French mathematician Augustin-Louis Cauchy was the first to formulate such models in the 19th century.
Continuum mechanics deals with deformable bodies, as opposed to rigid bodies.
A continuum model assumes that the substance of the object completely fills the space it occupies. This ignores the fact that matter is made of atoms, however provides a sufficiently accurate description of matter on length scales much greater than that of inter-atomic distances. The concept of a continuous medium allows for intuitive analysis of bulk matter by using differential equations that describe the behavior of such matter according to physical laws, such as mass conservation, momentum conservation, and energy conservation. Information about the specific material is expressed in constitutive relationships.
Continuum mechanics treats the physical properties of solids and fluids independently of any particular coordinate system in which they are observed. These properties are represented by tensors, which are mathematical objects with the salient property of being independent of coordinate systems. This permits definition of physical properties at any point in the continuum, according to mathematically convenient continuous functions. The theories of elasticity, plasticity and fluid mechanics are based on the concepts of continuum mechanics.
Concept of a continuum
The concept of a continuum underlies the mathematical framework for studying large-scale forces and deformations in materials. Although materials are composed of discrete atoms and molecules, separated by empty space or microscopic cracks and crystallographic defects, physical phenomena can often be modeled by considering a substance distributed throughout some region of space. A continuum is a body that can be continually sub-divided into infinitesimal elements with local material properties defined at any particular point. Properties of the bulk material can therefore be described by continuous functions, and their evolution can be studied using the mathematics of calculus.
Apart from the assumption of continuity, two other independent assumptions are often employed in the study of continuum mechanics. These are homogeneity (assumption of identical properties at all locations) and isotropy (assumption of directionally invariant vector properties). If these auxiliary assumptions are not globally applicable, the material may be segregated into sections where they are applicable in order to simplify the analysis. For more complex cases, one or both of these assumptions can be dropped. In these cases, computational methods are often used to solve the differential equations describing the evolution of material properties.
Major areas
An additional area of continuum mechanics comprises elastomeric foams, which exhibit a curious hyperbolic stress-strain relationship. The elastomer is a true continuum, but a homogeneous distribution of voids gives it unusual properties.
Formulation of models
Continuum mechanics models begin by assigning a region in three-dimensional Euclidean space to the material body being modeled. The points within this region are called particles or material points. Different configurations or states of the body correspond to different regions in Euclidean space. The region corresponding to the body's configuration at time is labeled .
A particular particle within the body in a particular configuration is characterized by a position vector
where are the coordinate vectors in some frame of reference chosen for the problem (See figure 1). This vector can be expressed as a function of the particle position in some reference configuration, for example the configuration at the initial time, so that
This function needs to have various properties so that the model makes physical sense. needs to be:
continuous in time, so that the body changes in a way which is realistic,
globally invertible at all times, so that the body cannot intersect itself,
orientation-preserving, as transformations which produce mirror reflections are not possible in nature.
For the mathematical formulation of the model, is also assumed to be twice continuously differentiable, so that differential equations describing the motion may be formulated.
Forces in a continuum
A solid is a deformable body that possesses shear strength, sc. a solid can support shear forces (forces parallel to the material surface on which they act). Fluids, on the other hand, do not sustain shear forces.
Following the classical dynamics of Newton and Euler, the motion of a material body is produced by the action of externally applied forces which are assumed to be of two kinds: surface forces and body forces . Thus, the total force applied to a body or to a portion of the body can be expressed as:
Surface forces
Surface forces or contact forces, expressed as force per unit area, can act either on the bounding surface of the body, as a result of mechanical contact with other bodies, or on imaginary internal surfaces that bound portions of the body, as a result of the mechanical interaction between the parts of the body to either side of the surface (Euler-Cauchy's stress principle). When a body is acted upon by external contact forces, internal contact forces are then transmitted from point to point inside the body to balance their action, according to Newton's third law of motion of conservation of linear momentum and angular momentum (for continuous bodies these laws are called the Euler's equations of motion). The internal contact forces are related to the body's deformation through constitutive equations. The internal contact forces may be mathematically described by how they relate to the motion of the body, independent of the body's material makeup.
The distribution of internal contact forces throughout the volume of the body is assumed to be continuous. Therefore, there exists a contact force density or Cauchy traction field that represents this distribution in a particular configuration of the body at a given time . It is not a vector field because it depends not only on the position of a particular material point, but also on the local orientation of the surface element as defined by its normal vector .
Any differential area with normal vector of a given internal surface area , bounding a portion of the body, experiences a contact force arising from the contact between both portions of the body on each side of , and it is given by
where is the surface traction, also called stress vector, traction, or traction vector. The stress vector is a frame-indifferent vector (see Euler-Cauchy's stress principle).
The total contact force on the particular internal surface is then expressed as the sum (surface integral) of the contact forces on all differential surfaces :
In continuum mechanics a body is considered stress-free if the only forces present are those inter-atomic forces (ionic, metallic, and van der Waals forces) required to hold the body together and to keep its shape in the absence of all external influences, including gravitational attraction. Stresses generated during manufacture of the body to a specific configuration are also excluded when considering stresses in a body. Therefore, the stresses considered in continuum mechanics are only those produced by deformation of the body, sc. only relative changes in stress are considered, not the absolute values of stress.
Body forces
Body forces are forces originating from sources outside of the body that act on the volume (or mass) of the body. Saying that body forces are due to outside sources implies that the interaction between different parts of the body (internal forces) are manifested through the contact forces alone. These forces arise from the presence of the body in force fields, e.g. gravitational field (gravitational forces) or electromagnetic field (electromagnetic forces), or from inertial forces when bodies are in motion. As the mass of a continuous body is assumed to be continuously distributed, any force originating from the mass is also continuously distributed. Thus, body forces are specified by vector fields which are assumed to be continuous over the entire volume of the body, i.e. acting on every point in it. Body forces are represented by a body force density (per unit of mass), which is a frame-indifferent vector field.
In the case of gravitational forces, the intensity of the force depends on, or is proportional to, the mass density of the material, and it is specified in terms of force per unit mass () or per unit volume (). These two specifications are related through the material density by the equation . Similarly, the intensity of electromagnetic forces depends upon the strength (electric charge) of the electromagnetic field.
The total body force applied to a continuous body is expressed as
Body forces and contact forces acting on the body lead to corresponding moments of force (torques) relative to a given point. Thus, the total applied torque about the origin is given by
In certain situations, not commonly considered in the analysis of the mechanical behavior of materials, it becomes necessary to include two other types of forces: these are couple stresses (surface couples, contact torques) and body moments. Couple stresses are moments per unit area applied on a surface. Body moments, or body couples, are moments per unit volume or per unit mass applied to the volume of the body. Both are important in the analysis of stress for a polarized dielectric solid under the action of an electric field, materials where the molecular structure is taken into consideration (e.g. bones), solids under the action of an external magnetic field, and the dislocation theory of metals.
Materials that exhibit body couples and couple stresses in addition to moments produced exclusively by forces are called polar materials. Non-polar materials are then those materials with only moments of forces. In the classical branches of continuum mechanics the development of the theory of stresses is based on non-polar materials.
Thus, the sum of all applied forces and torques (with respect to the origin of the coordinate system) in the body can be given by
Kinematics: motion and deformation
A change in the configuration of a continuum body results in a displacement. The displacement of a body has two components: a rigid-body displacement and a deformation. A rigid-body displacement consists of a simultaneous translation and rotation of the body without changing its shape or size. Deformation implies the change in shape and/or size of the body from an initial or undeformed configuration to a current or deformed configuration (Figure 2).
The motion of a continuum body is a continuous time sequence of displacements. Thus, the material body will occupy different configurations at different times so that a particle occupies a series of points in space which describe a path line.
There is continuity during motion or deformation of a continuum body in the sense that:
The material points forming a closed curve at any instant will always form a closed curve at any subsequent time.
The material points forming a closed surface at any instant will always form a closed surface at any subsequent time and the matter within the closed surface will always remain within.
It is convenient to identify a reference configuration or initial condition which all subsequent configurations are referenced from. The reference configuration need not be one that the body will ever occupy. Often, the configuration at is considered the reference configuration, . The components of the position vector of a particle, taken with respect to the reference configuration, are called the material or reference coordinates.
When analyzing the motion or deformation of solids, or the flow of fluids, it is necessary to describe the sequence or evolution of configurations throughout time. One description for motion is made in terms of the material or referential coordinates, called material description or Lagrangian description.
Lagrangian description
In the Lagrangian description the position and physical properties of the particles are described in terms of the material or referential coordinates and time. In this case the reference configuration is the configuration at . An observer standing in the frame of reference observes the changes in the position and physical properties as the material body moves in space as time progresses. The results obtained are independent of the choice of initial time and reference configuration, . This description is normally used in solid mechanics.
In the Lagrangian description, the motion of a continuum body is expressed by the mapping function (Figure 2),
which is a mapping of the initial configuration onto the current configuration , giving a geometrical correspondence between them, i.e. giving the position vector that a particle , with a position vector in the undeformed or reference configuration , will occupy in the current or deformed configuration at time . The components are called the spatial coordinates.
Physical and kinematic properties , i.e. thermodynamic properties and flow velocity, which describe or characterize features of the material body, are expressed as continuous functions of position and time, i.e. .
The material derivative of any property of a continuum, which may be a scalar, vector, or tensor, is the time rate of change of that property for a specific group of particles of the moving continuum body. The material derivative is also known as the substantial derivative, or comoving derivative, or convective derivative. It can be thought as the rate at which the property changes when measured by an observer traveling with that group of particles.
In the Lagrangian description, the material derivative of is simply the partial derivative with respect to time, and the position vector is held constant as it does not change with time. Thus, we have
The instantaneous position is a property of a particle, and its material derivative is the instantaneous flow velocity of the particle. Therefore, the flow velocity field of the continuum is given by
Similarly, the acceleration field is given by
Continuity in the Lagrangian description is expressed by the spatial and temporal continuity of the mapping from the reference configuration to the current configuration of the material points. All physical quantities characterizing the continuum are described this way. In this sense, the function and are single-valued and continuous, with continuous derivatives with respect to space and time to whatever order is required, usually to the second or third.
Eulerian description
Continuity allows for the inverse of to trace backwards where the particle currently located at was located in the initial or referenced configuration . In this case the description of motion is made in terms of the spatial coordinates, in which case is called the spatial description or Eulerian description, i.e. the current configuration is taken as the reference configuration.
The Eulerian description, introduced by d'Alembert, focuses on the current configuration , giving attention to what is occurring at a fixed point in space as time progresses, instead of giving attention to individual particles as they move through space and time. This approach is conveniently applied in the study of fluid flow where the kinematic property of greatest interest is the rate at which change is taking place rather than the shape of the body of fluid at a reference time.
Mathematically, the motion of a continuum using the Eulerian description is expressed by the mapping function
which provides a tracing of the particle which now occupies the position in the current configuration to its original position in the initial configuration .
A necessary and sufficient condition for this inverse function to exist is that the determinant of the Jacobian matrix, often referred to simply as the Jacobian, should be different from zero. Thus,
In the Eulerian description, the physical properties are expressed as
where the functional form of in the Lagrangian description is not the same as the form of in the Eulerian description.
The material derivative of , using the chain rule, is then
The first term on the right-hand side of this equation gives the local rate of change of the property occurring at position . The second term of the right-hand side is the convective rate of change and expresses the contribution of the particle changing position in space (motion).
Continuity in the Eulerian description is expressed by the spatial and temporal continuity and continuous differentiability of the flow velocity field. All physical quantities are defined this way at each instant of time, in the current configuration, as a function of the vector position .
Displacement field
The vector joining the positions of a particle in the undeformed configuration and deformed configuration is called the displacement vector , in the Lagrangian description, or , in the Eulerian description.
A displacement field is a vector field of all displacement vectors for all particles in the body, which relates the deformed configuration with the undeformed configuration. It is convenient to do the analysis of deformation or motion of a continuum body in terms of the displacement field, In general, the displacement field is expressed in terms of the material coordinates as
or in terms of the spatial coordinates as
where are the direction cosines between the material and spatial coordinate systems with unit vectors and , respectively. Thus
and the relationship between and is then given by
Knowing that
then
It is common to superimpose the coordinate systems for the undeformed and deformed configurations, which results in , and the direction cosines become Kronecker deltas, i.e.
Thus, we have
or in terms of the spatial coordinates as
Governing equations
Continuum mechanics deals with the behavior of materials that can be approximated as continuous for certain length and time scales. The equations that govern the mechanics of such materials include the balance laws for mass, momentum, and energy. Kinematic relations and constitutive equations are needed to complete the system of governing equations. Physical restrictions on the form of the constitutive relations can be applied by requiring that the second law of thermodynamics be satisfied under all conditions. In the continuum mechanics of solids, the second law of thermodynamics is satisfied if the Clausius–Duhem form of the entropy inequality is satisfied.
The balance laws express the idea that the rate of change of a quantity (mass, momentum, energy) in a volume must arise from three causes:
the physical quantity itself flows through the surface that bounds the volume,
there is a source of the physical quantity on the surface of the volume, or/and,
there is a source of the physical quantity inside the volume.
Let be the body (an open subset of Euclidean space) and let be its surface (the boundary of ).
Let the motion of material points in the body be described by the map
where is the position of a point in the initial configuration and is the location of the same point in the deformed configuration.
The deformation gradient is given by
Balance laws
Let be a physical quantity that is flowing through the body. Let be sources on the surface of the body and let be sources inside the body. Let be the outward unit normal to the surface . Let be the flow velocity of the physical particles that carry the physical quantity that is flowing. Also, let the speed at which the bounding surface is moving be (in the direction ).
Then, balance laws can be expressed in the general form
The functions , , and can be scalar valued, vector valued, or tensor valued - depending on the physical quantity that the balance equation deals with. If there are internal boundaries in the body, jump discontinuities also need to be specified in the balance laws.
If we take the Eulerian point of view, it can be shown that the balance laws of mass, momentum, and energy for a solid can be written as (assuming the source term is zero for the mass and angular momentum equations)
In the above equations is the mass density (current), is the material time derivative of , is the particle velocity, is the material time derivative of , is the Cauchy stress tensor, is the body force density, is the internal energy per unit mass, is the material time derivative of , is the heat flux vector, and is an energy source per unit mass. The operators used are defined below.
With respect to the reference configuration (the Lagrangian point of view), the balance laws can be written as
In the above, is the first Piola-Kirchhoff stress tensor, and is the mass density in the reference configuration. The first Piola-Kirchhoff stress tensor is related to the Cauchy stress tensor by
We can alternatively define the nominal stress tensor which is the transpose of the first Piola-Kirchhoff stress tensor such that
Then the balance laws become
Operators
The operators in the above equations are defined as
where is a vector field, is a second-order tensor field, and are the components of an orthonormal basis in the current configuration. Also,
where is a vector field, is a second-order tensor field, and are the components of an orthonormal basis in the reference configuration.
The inner product is defined as
Clausius–Duhem inequality
The Clausius–Duhem inequality can be used to express the second law of thermodynamics for elastic-plastic materials. This inequality is a statement concerning the irreversibility of natural processes, especially when energy dissipation is involved.
Just like in the balance laws in the previous section, we assume that there is a flux of a quantity, a source of the quantity, and an internal density of the quantity per unit mass. The quantity of interest in this case is the entropy. Thus, we assume that there is an entropy flux, an entropy source, an internal mass density and an internal specific entropy (i.e. entropy per unit mass) in the region of interest.
Let be such a region and let be its boundary. Then the second law of thermodynamics states that the rate of increase of in this region is greater than or equal to the sum of that supplied to (as a flux or from internal sources) and the change of the internal entropy density due to material flowing in and out of the region.
Let move with a flow velocity and let particles inside have velocities . Let be the unit outward normal to the surface . Let be the density of matter in the region, be the entropy flux at the surface, and be the entropy source per unit mass.
Then the entropy inequality may be written as
The scalar entropy flux can be related to the vector flux at the surface by the relation . Under the assumption of incrementally isothermal conditions, we have
where is the heat flux vector, is an energy source per unit mass, and is the absolute temperature of a material point at at time .
We then have the Clausius–Duhem inequality in integral form:
We can show that the entropy inequality may be written in differential form as
In terms of the Cauchy stress and the internal energy, the Clausius–Duhem inequality may be written as
Validity
The validity of the continuum assumption may be verified by a theoretical analysis, in which either some clear periodicity is identified or statistical homogeneity and ergodicity of the microstructure exist. More specifically, the continuum hypothesis hinges on the concepts of a representative elementary volume and separation of scales based on the Hill–Mandel condition. This condition provides a link between an experimentalist's and a theoretician's viewpoint on constitutive equations (linear and nonlinear elastic/inelastic or coupled fields) as well as a way of spatial and statistical averaging of the microstructure.
When the separation of scales does not hold, or when one wants to establish a continuum of a finer resolution than the size of the representative volume element (RVE), a statistical volume element (SVE) is employed, which results in random continuum fields. The latter then provide a micromechanics basis for stochastic finite elements (SFE). The levels of SVE and RVE link continuum mechanics to statistical mechanics. Experimentally, the RVE can only be evaluated when the constitutive response is spatially homogenous.
Applications
Continuum mechanics
Solid mechanics
Fluid mechanics
Engineering
Civil engineering
Mechanical engineering
Aerospace engineering
Biomedical engineering
Chemical engineering
See also
Transport phenomena
Bernoulli's principle
Cauchy elastic material
Configurational mechanics
Curvilinear coordinates
Equation of state
Finite deformation tensors
Finite strain theory
Hyperelastic material
Lagrangian and Eulerian specification of the flow field
Movable cellular automaton
Peridynamics (a non-local continuum theory leading to integral equations)
Stress (physics)
Stress measures
Tensor calculus
Tensor derivative (continuum mechanics)
Theory of elasticity
Explanatory notes
References
Citations
Works cited
General references
External links
"Objectivity in classical continuum mechanics: Motions, Eulerian and Lagrangian functions; Deformation gradient; Lie derivatives; Velocity-addition formula, Coriolis; Objectivity" by Gilles Leborgne, April 7, 2021: "Part IV Velocity-addition formula and Objectivity"
Classical mechanics |
5920 | https://en.wikipedia.org/wiki/Celtic%20languages | Celtic languages | The Celtic languages ( ) are a group of related languages descended from Proto-Celtic. They form a branch of the Indo-European language family. The term "Celtic" was first used to describe this language group by Edward Lhuyd in 1707, following Paul-Yves Pezron, who made the explicit link between the Celts described by classical writers and the Welsh and Breton languages.
During the first millennium BC, Celtic languages were spoken across much of Europe and central Anatolia. Today, they are restricted to the northwestern fringe of Europe and a few diaspora communities. There are six living languages: the four continuously living languages Breton, Irish, Scottish Gaelic and Welsh, and the two revived languages Cornish and Manx. All are minority languages in their respective countries, though there are continuing efforts at revitalisation. Welsh is an official language in Wales and Irish is an official language of Ireland and of the European Union. Welsh is the only Celtic language not classified as endangered by UNESCO. The Cornish and Manx languages became extinct in modern times. They have been the object of revivals and now each has several hundred second-language speakers.
Irish, Manx and Scottish Gaelic form the Goidelic languages, while Welsh, Cornish and Breton are Brittonic. All of these are Insular Celtic languages, since Breton, the only living Celtic language spoken in continental Europe, is descended from the language of settlers from Britain. There are a number of extinct but attested continental Celtic languages, such as Celtiberian, Galatian and Gaulish. Beyond that there is no agreement on the subdivisions of the Celtic language family. They may be divided into P-Celtic and Q-Celtic.
The Celtic languages have a rich literary tradition. The earliest specimens of written Celtic are Lepontic inscriptions from the 6th century BC in the Alps. Early Continental inscriptions used Italic and Paleohispanic scripts. Between the 4th and 8th centuries, Irish and Pictish were occasionally written in an original script, Ogham, but Latin script came to be used for all Celtic languages. Welsh has had a continuous literary tradition from the 6th century AD.
Living languages
SIL Ethnologue lists six living Celtic languages, of which four have retained a substantial number of native speakers. These are: the Goidelic languages (Irish and Scottish Gaelic, both descended from Middle Irish) and the Brittonic languages (Welsh and Breton, descended from Common Brittonic).
The other two, Cornish (Brittonic) and Manx (Goidelic), died out in modern times with their presumed last native speakers in 1777 and 1974 respectively. For both these languages, however, revitalisation movements have led to the adoption of these languages by adults and children and produced some native speakers.
Taken together, there were roughly one million native speakers of Celtic languages as of the 2000s. In 2010, there were more than 1.4 million speakers of Celtic languages.
Demographics
Mixed languages
Beurla Reagaird, Highland travellers' language
Shelta, based largely on Irish and Hiberno-English (some 86,000 speakers in 2009).
Classification
Celtic is divided into various branches:
Lepontic, the oldest attested Celtic language (from the 6th century BC). Anciently spoken in Switzerland and in Northern-Central Italy. Coins with Lepontic inscriptions have been found in Noricum and Gallia Narbonensis.
Celtiberian, also called Eastern or Northeastern Hispano-Celtic, spoken in the ancient Iberian Peninsula, in the eastern part of Old Castile and south of Aragon. Modern provinces: Segovia, Burgos, Soria, Guadalajara, Cuenca, Zaragoza and Teruel. The relationship of Celtiberian with Gallaecian, in northwest Iberia, is uncertain.
Gallaecian, also known as Western or Northwestern Hispano-Celtic, anciently spoken in the northwest of the peninsula (modern Northern Portugal, Galicia, Asturias and Cantabria).
Gaulish languages, including Galatian and possibly Noric. These were once spoken in a wide arc from Belgium to Turkey. They are now all extinct.
Brittonic, spoken in Great Britain and Brittany. Including the living languages Breton, Cornish, and Welsh, and the lost Cumbric and Pictish, though Pictish may be a sister language rather than a daughter of Common Brittonic. Before the arrival of Scotti on the Isle of Man in the 9th century, there may have been a Brittonic language there. The theory of a Brittonic Ivernic language predating Goidelic speech in Ireland has been suggested, but is not widely accepted.
Goidelic, including the extant Irish, Manx, and Scottish Gaelic.
Continental/Insular Celtic and P/Q-Celtic hypotheses
Scholarly handling of Celtic languages has been contentious owing to scarceness of primary source data. Some scholars (such as Cowgill 1975; McCone 1991, 1992; and Schrijver 1995) posit that the primary distinction is between Continental Celtic and Insular Celtic, arguing that the differences between the Goidelic and Brittonic languages arose after these split off from the Continental Celtic languages. Other scholars (such as Schmidt 1988) make the primary distinction between P-Celtic and Q-Celtic languages based on the replacement of initial Q by initial P in some words. Most of the Gallic and Brittonic languages are P-Celtic, while the Goidelic and Celtiberian languages are Q-Celtic. The P-Celtic languages (also called Gallo-Brittonic) are sometimes seen (for example by Koch 1992) as a central innovating area as opposed to the more conservative peripheral Q-Celtic languages. According to Ranko Matasovic in the introduction to his 2009 Etymological Dictionary of Proto-Celtic : "Celtiberian...is almost certainly an independent branch on the Celtic genealogical tree, one that became separated from the others very early."
The Breton language is Brittonic, not Gaulish, though there may be some input from the latter, having been introduced from Southwestern regions of Britain in the post-Roman era and having evolved into Breton.
In the P/Q classification schema, the first language to split off from Proto-Celtic was Gaelic. It has characteristics that some scholars see as archaic, but others see as also being in the Brittonic languages (see Schmidt). In the Insular/Continental classification schema, the split of the former into Gaelic and Brittonic is seen as being late.
The distinction of Celtic into these four sub-families most likely occurred about 900 BC according to Gray and Atkinson but, because of estimation uncertainty, it could be any time between 1200 and 800 BC. However, they only considered Gaelic and Brythonic. The controversial paper by Forster and Toth included Gaulish and put the break-up much earlier at 3200 BC ± 1500 years. They support the Insular Celtic hypothesis. The early Celts were commonly associated with the archaeological Urnfield culture, the Hallstatt culture, and the La Tène culture, though the earlier assumption of association between language and culture is now considered to be less strong.
There are legitimate scholarly arguments for both the Insular Celtic hypothesis and the P-/Q-Celtic hypothesis. Proponents of each schema dispute the accuracy and usefulness of the other's categories. However, since the 1970s the division into Insular and Continental Celtic has become the more widely held view (Cowgill 1975; McCone 1991, 1992; Schrijver 1995), but in the middle of the 1980s, the P-/Q-Celtic theory found new supporters (Lambert 1994), because of the inscription on the Larzac piece of lead (1983), the analysis of which reveals another common phonetical innovation -nm- > -nu (Gaelic ainm / Gaulish anuana, Old Welsh enuein "names"), that is less accidental than only one. The discovery of a third common innovation would allow the specialists to come to the conclusion of a Gallo-Brittonic dialect (Schmidt 1986; Fleuriot 1986).
The interpretation of this and further evidence is still quite contested, and the main argument for Insular Celtic is connected with the development of verbal morphology and the syntax in Irish and British Celtic, which Schumacher regards as convincing, while he considers the P-Celtic/Q-Celtic division unimportant and treats Gallo-Brittonic as an outdated theory. Stifter affirms that the Gallo-Brittonic view is "out of favour" in the scholarly community as of 2008 and the Insular Celtic hypothesis "widely accepted".
When referring only to the modern Celtic languages, since no Continental Celtic language has living descendants, "Q-Celtic" is equivalent to "Goidelic" and "P-Celtic" is equivalent to "Brittonic".
How the family tree of the Celtic languages is ordered depends on which hypothesis is used:
"Insular Celtic hypothesis"
Proto-Celtic
Continental Celtic †
Celtiberian †
Gallaecian †
Gaulish †
Insular Celtic
Brittonic
Goidelic
"P/Q-Celtic hypothesis"
Proto-Celtic
Q-Celtic
Celtiberian †
Gallaecian †
Goidelic
P-Celtic
Gaulish †
Brittonic
Eska (2010)
Eska evaluates the evidence as supporting the following tree, based on shared innovations, though it is not always clear that the innovations are not areal features. It seems likely that Celtiberian split off before Cisalpine Celtic, but the evidence for this is not robust. On the other hand, the unity of Gaulish, Goidelic, and Brittonic is reasonably secure. Schumacher (2004, p. 86) had already cautiously considered this grouping to be likely genetic, based, among others, on the shared reformation of the sentence-initial, fully inflecting relative pronoun *i̯os, *i̯ā, *i̯od into an uninflected enclitic particle. Eska sees Cisalpine Gaulish as more akin to Lepontic than to Transalpine Gaulish.
Celtic
Celtiberian
Gallaecian
Nuclear Celtic?
Cisalpine Celtic: Lepontic → Cisalpine Gaulish†
Transalpine–Goidelic–Brittonic (secure)
Transalpine Gaulish† ("Transalpine Celtic")
Insular Celtic
Goidelic
Brittonic
Eska considers a division of Transalpine–Goidelic–Brittonic into Transalpine and Insular Celtic to be most probable because of the greater number of innovations in Insular Celtic than in P-Celtic, and because the Insular Celtic languages were probably not in great enough contact for those innovations to spread as part of a sprachbund. However, if they have another explanation (such as an SOV substratum language), then it is possible that P-Celtic is a valid clade, and the top branching would be:
Transalpine–Goidelic–Brittonic (P-Celtic hypothesis)
Goidelic
Gallo-Brittonic
Transalpine Gaulish ("Transalpine Celtic")
Brittonic
Italo-Celtic
Within the Indo-European family, the Celtic languages have sometimes been placed with the Italic languages in a common Italo-Celtic subfamily. This hypothesis fell somewhat out of favour after reexamination by American linguist Calvert Watkins in 1966. Irrespectively, some scholars such as Ringe, Warnow and Taylor have argued in favour of an Italo-Celtic grouping in 21st century theses.
Characteristics
Although there are many differences between the individual Celtic languages, they do show many family resemblances.
consonant mutations (Insular Celtic only)
inflected prepositions (Insular Celtic only)
two grammatical genders (modern Insular Celtic only; Old Irish and the Continental languages had three genders, although Gaulish may have merged the neuter and masculine in its later forms)
a vigesimal number system (counting by twenties)
Cornish "fifty-six" (literally "sixteen and two twenty")
verb–subject–object (VSO) word order (probably Insular Celtic only)
an interplay between the subjunctive, future, imperfect, and habitual, to the point that some tenses and moods have ousted others
an impersonal or autonomous verb form serving as a passive or intransitive
Welsh "I teach" vs. "is taught, one teaches"
Irish "I teach" vs. "is taught, one teaches"
no infinitives, replaced by a quasi-nominal verb form called the verbal noun or verbnoun
frequent use of vowel mutation as a morphological device, e.g. formation of plurals, verbal stems, etc.
use of preverbal particles to signal either subordination or illocutionary force of the following clause
mutation-distinguished subordinators/relativisers
particles for negation, interrogation, and occasionally for affirmative declarations
pronouns positioned between particles and verbs
lack of simple verb for the imperfective "have" process, with possession conveyed by a composite structure, usually BE + preposition
Cornish "I have a cat", literally "there is a cat to me"
Welsh "I have a cat", literally "a cat is with me"
Irish "I have a cat", literally "there is a cat at me"
use of periphrastic constructions to express verbal tense, voice, or aspectual distinctions
distinction by function of the two versions of BE verbs traditionally labelled substantive (or existential) and copula
bifurcated demonstrative structure
suffixed pronominal supplements, called confirming or supplementary pronouns
use of singulars or special forms of counted nouns, and use of a singulative suffix to make singular forms from plurals, where older singulars have disappeared
Examples:
(Literal translation) Do not bother with son the beggar's and not will-bother son the beggar's with-you.
is the genitive of . The the result of affection; the is the lenited form of .
is the second person singular inflected form of the preposition .
The order is verb–subject–object (VSO) in the second half. Compare this to English or French (and possibly Continental Celtic) which are normally subject–verb–object in word order.
(Literally) four on fifteen and four twenties
is a mutated form of , which is ("five") plus ("ten"). Likewise, is a mutated form of .
The multiples of ten are .
Comparison table
The lexical similarity between the different Celtic languages is apparent in their core vocabulary, especially in terms of actual pronunciation. Moreover, the phonetic differences between languages are often the product of regular sound change (i.e. lenition of /b/ into /v/ or Ø).
The table below has words in the modern languages that were inherited direct from Proto-Celtic, as well as a few old borrowings from Latin that made their way into all the daughter languages. There is often a closer match between Welsh, Breton and Cornish on the one hand and Irish, Scottish Gaelic and Manx on the other. For a fuller list of comparisons, see the Swadesh list for Celtic.
† Borrowings from Latin.
Examples
Article 1 of the Universal Declaration of Human Rights:
All human beings are born free and equal in dignity and rights. They are endowed with reason and conscience and should act towards one another in a spirit of brotherhood.
Possible members of the family
Several poorly-documented languages may have been Celtic.
Ancient Belgian
Camunic is an extinct language spoken in the first millennium BC in the Val Camonica and Valtellina valleys of the Central Alps. It has recently been proposed that it was a Celtic language.
Ivernic
Ligurian, on the Northern Mediterranean Coast straddling the southeast French and northwest Italian coasts, including parts of Tuscany, Elba and Corsica. Xavier Delamarre argues that Ligurian was a Celtic language similar to Gaulish. The Ligurian-Celtic question is also discussed by Barruol (1999). Ancient Ligurian is listed as either Celtic (epigraphic), or Para-Celtic (onomastic).
Lusitanian, spoken in the area between the Douro and Tagus rivers of western Iberia (a region straddling the present border of Portugal and Spain). Known from only five inscriptions and various place names. It is an Indo-European language and some scholars have proposed that it may be a para-Celtic language that evolved alongside Celtic or formed a dialect continuum or sprachbund with Tartessian and Gallaecian. This is tied to a theory of an Iberian origin for the Celtic languages. It is also possible that the Q-Celtic languages alone, including Goidelic, originated in western Iberia (a theory that was first put forward by Edward Lhuyd in 1707) or shared a common linguistic ancestor with Lusitanian. Secondary evidence for this hypothesis has been found in research by biological scientists, who have identified (1) deep-rooted similarities in human DNA found precisely in both the former Lusitania and Ireland, and; (2) the so-called "Lusitanian distribution" of animals and plants unique to western Iberia and Ireland. Both phenomena are now generally thought to have resulted from human emigration from Iberia to Ireland, in the late Paleolithic or early Mesolithic eras. Other scholars see greater linguistic affinities between Lusitanian, proto-Gallo-Italic (particularly with Ligurian) and Old European. Prominent modern linguists such as Ellis Evans, believe Gallaecian-Lusitanian was in fact one same language (not separate languages) of the "P" Celtic variant.
Rhaetic, spoken in central Switzerland, Tyrol in Austria, and the Alpine regions of northeast Italy. Documented by a limited number of short inscriptions (found through Northern Italy and Western Austria) in two variants of the Etruscan alphabet. Its linguistic categorization is not clearly established, and it presents a confusing mixture of what appear to be Etruscan, Indo-European, and uncertain other elements. Howard Hayes Scullard argues that Rhaetian was also a Celtic language.
Tartessian, spoken in the southwest of the Iberia Peninsula (mainly southern Portugal and southwest Spain). Tartessian is known by 95 inscriptions, with the longest having 82 readable signs. John T. Koch argues that Tartessian was also a Celtic language.
See also
Ogham
Celts
Celts (modern)
A Swadesh list of the modern Celtic languages
Celtic Congress
Celtic League
Continental Celtic languages
Italo-Celtic
Language family
Notes
References
Ball, Martin J. & James Fife (ed.) (1993). The Celtic Languages. London: Routledge. .
Borsley, Robert D. & Ian Roberts (ed.) (1996). The Syntax of the Celtic Languages: A Comparative Perspective. Cambridge: Cambridge University Press. .
Celtic Linguistics, 1700–1850 (2000). London; New York: Routledge. 8 vols comprising 15 texts originally published between 1706 and 1844.
Lewis, Henry & Holger Pedersen (1989). A Concise Comparative Celtic Grammar. Göttingen: Vandenhoeck & Ruprecht. .
Further reading
.
.
External links
Aberdeen University Celtic Department
"Labara: An Introduction to the Celtic Languages", by Meredith Richard
Celts and Celtic Languages (PDF) |
5921 | https://en.wikipedia.org/wiki/Color | Color | Color (American English) or colour (Commonwealth English) is the visual perception based on the electromagnetic spectrum. Though color is not an inherent property of matter, color perception is related to an object's light absorption, reflection, emission spectra and interference. For most humans, colors are perceived in the visible light spectrum with three types of cone cells (trichromacy). Other animals may have a different number of cone cell types or have eyes sensitive to different wavelength, such as bees that can distinguish ultraviolet, and thus have a different color sensitivity range. Animal perception of color originates from different light wavelength or spectral sensitivity in cone cell types, which is then processed by the brain.
Colors have perceived properties such as hue, colorfulness (saturation) and luminance. Colors can also be additively mixed (commonly used for actual light) or subtractively mixed (commonly used for materials). If the colors are mixed in the right proportions, because of metamerism, they may look the same as a single-wavelength light. For convenience, colors can be organized in a color space, which when being abstracted as a mathematical color model can assign each region of color with a corresponding set of numbers. As such, color spaces are an essential tool for color reproduction in print, photography, computer monitors and television. The most well-known color models are RGB, CMYK, YUV, HSL and HSV.
Because the perception of color is an important aspect of human life, different colors have been associated with emotions, activity, and nationality. Names of color regions in different cultures can have different, sometimes overlapping areas. In visual arts, color theory is used to govern the use of colors in an aesthetically pleasing and harmonious way. The theory of color includes the color complements; color balance; and classification of primary colors (traditionally red, yellow, blue), secondary colors (traditionally orange, green, purple) and tertiary colors. The study of colors in general is called color science.
Physical properties
Electromagnetic radiation is characterized by its wavelength (or frequency) and its intensity. When the wavelength is within the visible spectrum (the range of wavelengths humans can perceive, approximately from 390 nm to 700 nm), it is known as "visible light".
Most light sources emit light at many different wavelengths; a source's spectrum is a distribution giving its intensity at each wavelength. Although the spectrum of light arriving at the eye from a given direction determines the color sensation in that direction, there are many more possible spectral combinations than color sensations. In fact, one may formally define a color as a class of spectra that give rise to the same color sensation, although such classes would vary widely among different species, and to a lesser extent among individuals within the same species. In each such class, the members are called metamers of the color in question. This effect can be visualized by comparing the light sources' spectral power distributions and the resulting colors.
Spectral colors
The familiar colors of the rainbow in the spectrum—named using the Latin word for appearance or apparition by Isaac Newton in 1671—include all those colors that can be produced by visible light of a single wavelength only, the pure spectral or monochromatic colors. The table at right shows approximate frequencies (in terahertz) and wavelengths (in nanometers) for spectral colors in the visible range. Spectral colors have 100% purity, and are fully saturated. A complex mixture of spectral colors can be used to describe any color, which is the definition of a light power spectrum.
The color table should not be interpreted as a definitive list; the spectral colors form a continuous spectrum, and how it is divided into distinct colors linguistically is a matter of culture and historical contingency. Despite the ubiquitous ROYGBIV mnemonic used to remember the spectral colors in English, the inclusion or exclusion of colors in this table is contentious, with disagreement often focused on indigo and cyan. Even if the subset of color terms is agreed, their wavelength ranges and borders between them may not be.
The intensity of a spectral color, relative to the context in which it is viewed, may alter its perception considerably according to the Bezold–Brücke shift; for example, a low-intensity orange-yellow is brown, and a low-intensity yellow-green is olive green.
Color of objects
The physical color of an object depends on how it absorbs and scatters light. Most objects scatter light to some degree and do not reflect or transmit light specularly like glasses or mirrors. A transparent object allows almost all light to transmit or pass through, thus transparent objects are perceived as colorless. Conversely, an opaque object does not allow light to transmit through and instead absorbing or reflecting the light it receives. Like transparent objects, translucent objects allow light to transmit through, but translucent objects are seen colored because they scatter or absorb certain wavelengths of light via internal scatterance. The absorbed light is often dissipated as heat.
Color vision
Development of theories of color vision
Although Aristotle and other ancient scientists had already written on the nature of light and color vision, it was not until Newton that light was identified as the source of the color sensation. In 1810, Goethe published his comprehensive Theory of Colors in which he provided a rational description of color experience, which 'tells us how it originates, not what it is'. (Schopenhauer)
In 1801 Thomas Young proposed his trichromatic theory, based on the observation that any color could be matched with a combination of three lights. This theory was later refined by James Clerk Maxwell and Hermann von Helmholtz. As Helmholtz puts it, "the principles of Newton's law of mixture were experimentally confirmed by Maxwell in 1856. Young's theory of color sensations, like so much else that this marvelous investigator achieved in advance of his time, remained unnoticed until Maxwell directed attention to it."
At the same time as Helmholtz, Ewald Hering developed the opponent process theory of color, noting that color blindness and afterimages typically come in opponent pairs (red-green, blue-orange, yellow-violet, and black-white). Ultimately these two theories were synthesized in 1957 by Hurvich and Jameson, who showed that retinal processing corresponds to the trichromatic theory, while processing at the level of the lateral geniculate nucleus corresponds to the opponent theory.
In 1931, an international group of experts known as the Commission internationale de l'éclairage (CIE) developed a mathematical color model, which mapped out the space of observable colors and assigned a set of three numbers to each.
Color in the eye
The ability of the human eye to distinguish colors is based upon the varying sensitivity of different cells in the retina to light of different wavelengths. Humans are trichromatic—the retina contains three types of color receptor cells, or cones. One type, relatively distinct from the other two, is most responsive to light that is perceived as blue or blue-violet, with wavelengths around 450 nm; cones of this type are sometimes called short-wavelength cones or S cones (or misleadingly, blue cones). The other two types are closely related genetically and chemically: middle-wavelength cones, M cones, or green cones are most sensitive to light perceived as green, with wavelengths around 540 nm, while the long-wavelength cones, L cones, or red cones, are most sensitive to light that is perceived as greenish yellow, with wavelengths around 570 nm.
Light, no matter how complex its composition of wavelengths, is reduced to three color components by the eye. Each cone type adheres to the principle of univariance, which is that each cone's output is determined by the amount of light that falls on it over all wavelengths. For each location in the visual field, the three types of cones yield three signals based on the extent to which each is stimulated. These amounts of stimulation are sometimes called tristimulus values.
The response curve as a function of wavelength varies for each type of cone. Because the curves overlap, some tristimulus values do not occur for any incoming light combination. For example, it is not possible to stimulate only the mid-wavelength (so-called "green") cones; the other cones will inevitably be stimulated to some degree at the same time. The set of all possible tristimulus values determines the human color space. It has been estimated that humans can distinguish roughly 10 million different colors.
The other type of light-sensitive cell in the eye, the rod, has a different response curve. In normal situations, when light is bright enough to strongly stimulate the cones, rods play virtually no role in vision at all. On the other hand, in dim light, the cones are understimulated leaving only the signal from the rods, resulting in a colorless response. (Furthermore, the rods are barely sensitive to light in the "red" range.) In certain conditions of intermediate illumination, the rod response and a weak cone response can together result in color discriminations not accounted for by cone responses alone. These effects, combined, are summarized also in the Kruithof curve, which describes the change of color perception and pleasingness of light as a function of temperature and intensity.
Color in the brain
While the mechanisms of color vision at the level of the retina are well-described in terms of tristimulus values, color processing after that point is organized differently. A dominant theory of color vision proposes that color information is transmitted out of the eye by three opponent processes, or opponent channels, each constructed from the raw output of the cones: a red–green channel, a blue–yellow channel, and a black–white "luminance" channel. This theory has been supported by neurobiology, and accounts for the structure of our subjective color experience. Specifically, it explains why humans cannot perceive a "reddish green" or "yellowish blue", and it predicts the color wheel: it is the collection of colors for which at least one of the two color channels measures a value at one of its extremes.
The exact nature of color perception beyond the processing already described, and indeed the status of color as a feature of the perceived world or rather as a feature of our perception of the world—a type of qualia—is a matter of complex and continuing philosophical dispute.
Nonstandard color perception
Color vision deficiency
A color vision deficiency causes an individual to perceive a smaller gamut of colors than the standard observer with normal color vision. The effect can be mild, having lower "color resolution" (i.e. anomalous trichromacy), moderate, lacking an entire dimension or channel of color (e.g. dichromacy), or complete, lacking all color perception (i.e. monochromacy). Most forms of color blindness derive from one or more of the three classes of cone cells either being missing, having a shifted spectral sensitivity or having lower responsiveness to incoming light. In addition, cerebral achromatopsia is caused by neural anomalies in those parts of the brain where visual processing takes place.
Some colors that appear distinct to an individual with normal color vision will appear metameric to the color blind. The most common form of color blindness is congenital red–green color blindness, affecting ~8% of males. Individuals with the strongest form of this condition (dichromacy) will experience blue and purple, green and yellow, teal and gray as colors of confusion, i.e. metamers.
Tetrachromacy
Outside of humans, which are mostly trichromatic (having three types of cones), most mammals are dichromatic, possessing only two cones. However, outside of mammals, most vertebrate are tetrachromatic, having four types of cones, and includes most, birds, reptiles, amphibians and bony fish. An extra dimension of color vision means these vertebrates can see two distinct colors that a normal human would view as metamers. Some invertebrates, such as the mantis shrimp, have an even higher number of cones (12) that could lead to a richer color gamut than even imaginable by humans.
The existence of human tetrachromats is a contentious notion. As many as half of all human females have 4 distinct cone classes, which could enable tetrachromacy.
However, a distinction must be made between retinal (or weak) tetrachromats, which express four cone classes in the retina, and functional (or strong) tetrachromats, which are able to make the enhanced color discriminations expected of tetrachromats. In fact, there is only one peer-reviewed report of a functional tetrachromat. It is estimated that while the average person is able to see one million colors, someone with functional tetrachromacy could see a hundred million colors.
Synesthesia
In certain forms of synesthesia, perceiving letters and numbers (grapheme–color synesthesia) or hearing sounds (chromesthesia) will evoke a perception of color. Behavioral and functional neuroimaging experiments have demonstrated that these color experiences lead to changes in behavioral tasks and lead to increased activation of brain regions involved in color perception, thus demonstrating their reality, and similarity to real color percepts, albeit evoked through a non-standard route. Synesthesia can occur genetically, with 4% of the population having variants associated with the condition. Synesthesia has also been known to occur with brain damage, drugs, and sensory deprivation.
The philosopher Pythagoras experienced synesthesia and provided one of the first written accounts of the condition in approximately 550 BCE. He created mathematical equations for musical notes that could form part of a scale, such as an octave.
Afterimages
After exposure to strong light in their sensitivity range, photoreceptors of a given type become desensitized. For a few seconds after the light ceases, they will continue to signal less strongly than they otherwise would. Colors observed during that period will appear to lack the color component detected by the desensitized photoreceptors. This effect is responsible for the phenomenon of afterimages, in which the eye may continue to see a bright figure after looking away from it, but in a complementary color.
Afterimage effects have also been used by artists, including Vincent van Gogh.
Color constancy
When an artist uses a limited color palette, the human eye tends to compensate by seeing any gray or neutral color as the color which is missing from the color wheel. For example, in a limited palette consisting of red, yellow, black, and white, a mixture of yellow and black will appear as a variety of green, a mixture of red and black will appear as a variety of purple, and pure gray will appear bluish.
The trichromatic theory is strictly true when the visual system is in a fixed state of adaptation. In reality, the visual system is constantly adapting to changes in the environment and compares the various colors in a scene to reduce the effects of the illumination. If a scene is illuminated with one light, and then with another, as long as the difference between the light sources stays within a reasonable range, the colors in the scene appear relatively constant to us. This was studied by Edwin H. Land in the 1970s and led to his retinex theory of color constancy.
Both phenomena are readily explained and mathematically modeled with modern theories of chromatic adaptation and color appearance (e.g. CIECAM02, iCAM). There is no need to dismiss the trichromatic theory of vision, but rather it can be enhanced with an understanding of how the visual system adapts to changes in the viewing environment.
Reproduction
Color reproduction is the science of creating colors for the human eye that faithfully represent the desired color. It focuses on how to construct a spectrum of wavelengths that will best evoke a certain color in an observer. Most colors are not spectral colors, meaning they are mixtures of various wavelengths of light. However, these non-spectral colors are often described by their dominant wavelength, which identifies the single wavelength of light that produces a sensation most similar to the non-spectral color. Dominant wavelength is roughly akin to hue.
There are many color perceptions that by definition cannot be pure spectral colors due to desaturation or because they are purples (mixtures of red and violet light, from opposite ends of the spectrum). Some examples of necessarily non-spectral colors are the achromatic colors (black, gray, and white) and colors such as pink, tan, and magenta.
Two different light spectra that have the same effect on the three color receptors in the human eye will be perceived as the same color. They are metamers of that color. This is exemplified by the white light emitted by fluorescent lamps, which typically has a spectrum of a few narrow bands, while daylight has a continuous spectrum. The human eye cannot tell the difference between such light spectra just by looking into the light source, although the color rendering index of each light source may affect the color of objects illuminated by these metameric light sources.
Similarly, most human color perceptions can be generated by a mixture of three colors called primaries. This is used to reproduce color scenes in photography, printing, television, and other media. There are a number of methods or color spaces for specifying a color in terms of three particular primary colors. Each method has its advantages and disadvantages depending on the particular application.
No mixture of colors, however, can produce a response truly identical to that of a spectral color, although one can get close, especially for the longer wavelengths, where the CIE 1931 color space chromaticity diagram has a nearly straight edge. For example, mixing green light (530 nm) and blue light (460 nm) produces cyan light that is slightly desaturated, because response of the red color receptor would be greater to the green and blue light in the mixture than it would be to a pure cyan light at 485 nm that has the same intensity as the mixture of blue and green.
Because of this, and because the primaries in color printing systems generally are not pure themselves, the colors reproduced are never perfectly saturated spectral colors, and so spectral colors cannot be matched exactly. However, natural scenes rarely contain fully saturated colors, thus such scenes can usually be approximated well by these systems. The range of colors that can be reproduced with a given color reproduction system is called the gamut. The CIE chromaticity diagram can be used to describe the gamut.
Another problem with color reproduction systems is connected with the initial measurement of color, or colorimetry. The characteristics of the color sensors in measurement devices (e.g. cameras, scanners) are often very far from the characteristics of the receptors in the human eye.
A color reproduction system "tuned" to a human with normal color vision may give very inaccurate results for other observers, according to color vision deviations to the standard observer.
The different color response of different devices can be problematic if not properly managed. For color information stored and transferred in digital form, color management techniques, such as those based on ICC profiles, can help to avoid distortions of the reproduced colors. Color management does not circumvent the gamut limitations of particular output devices, but can assist in finding good mapping of input colors into the gamut that can be reproduced.
Additive coloring
Additive color is light created by mixing together light of two or more different colors. Red, green, and blue are the additive primary colors normally used in additive color systems such as projectors, televisions, and computer terminals.
Subtractive coloring
Subtractive coloring uses dyes, inks, pigments, or filters to absorb some wavelengths of light and not others. The color that a surface displays comes from the parts of the visible spectrum that are not absorbed and therefore remain visible. Without pigments or dye, fabric fibers, paint base and paper are usually made of particles that scatter white light (all colors) well in all directions. When a pigment or ink is added, wavelengths are absorbed or "subtracted" from white light, so light of another color reaches the eye.
If the light is not a pure white source (the case of nearly all forms of artificial lighting), the resulting spectrum will appear a slightly different color. Red paint, viewed under blue light, may appear black. Red paint is red because it scatters only the red components of the spectrum. If red paint is illuminated by blue light, it will be absorbed by the red paint, creating the appearance of a black object.
Structural color
Structural colors are colors caused by interference effects rather than by pigments. Color effects are produced when a material is scored with fine parallel lines, formed of one or more parallel thin layers, or otherwise composed of microstructures on the scale of the color's wavelength. If the microstructures are spaced randomly, light of shorter wavelengths will be scattered preferentially to produce Tyndall effect colors: the blue of the sky (Rayleigh scattering, caused by structures much smaller than the wavelength of light, in this case, air molecules), the luster of opals, and the blue of human irises. If the microstructures are aligned in arrays, for example, the array of pits in a CD, they behave as a diffraction grating: the grating reflects different wavelengths in different directions due to interference phenomena, separating mixed "white" light into light of different wavelengths. If the structure is one or more thin layers then it will reflect some wavelengths and transmit others, depending on the layers' thickness.
Structural color is studied in the field of thin-film optics. The most ordered or the most changeable structural colors are iridescent. Structural color is responsible for the blues and greens of the feathers of many birds (the blue jay, for example), as well as certain butterfly wings and beetle shells. Variations in the pattern's spacing often give rise to an iridescent effect, as seen in peacock feathers, soap bubbles, films of oil, and mother of pearl, because the reflected color depends upon the viewing angle. Numerous scientists have carried out research in butterfly wings and beetle shells, including Isaac Newton and Robert Hooke. Since 1942, electron micrography has been used, advancing the development of products that exploit structural color, such as "photonic" cosmetics.
Cultural perspective
Colors, their meanings and associations can play a major role in works of art, including literature.
Associations
Individual colors have a variety of cultural associations such as national colors (in general described in individual color articles and color symbolism). The field of color psychology attempts to identify the effects of color on human emotion and activity. Chromotherapy is a form of alternative medicine attributed to various Eastern traditions. Colors have different associations in different countries and cultures.
Different colors have been demonstrated to have effects on cognition. For example, researchers at the University of Linz in Austria demonstrated that the color red significantly decreases cognitive functioning in men. The combination of the colors red and yellow together can induce hunger, which has been capitalized on by a number of chain restaurants.
Color plays a role in memory development too. A photograph that is in black and white is slightly less memorable than one in color. Studies also show that wearing bright colors makes you more memorable to people you meet.
Terminology
Colors vary in several different ways, including hue (shades of red, orange, yellow, green, blue, and violet, etc), saturation, brightness. Some color words are derived from the name of an object of that color, such as "orange" or "salmon", while others are abstract, like "red".
In the 1969 study Basic Color Terms: Their Universality and Evolution, Brent Berlin and Paul Kay describe a pattern in naming "basic" colors (like "red" but not "red-orange" or "dark red" or "blood red", which are "shades" of red). All languages that have two "basic" color names distinguish dark/cool colors from bright/warm colors. The next colors to be distinguished are usually red and then yellow or green. All languages with six "basic" colors include black, white, red, green, blue, and yellow. The pattern holds up to a set of twelve: black, gray, white, pink, red, orange, yellow, green, blue, purple, brown, and azure (distinct from blue in Russian and Italian, but not English).
See also
Chromophore
Color analysis
Color in Chinese culture
Color mapping
Complementary colors
Impossible color
International Color Consortium
International Commission on Illumination
Lists of colors (compact version)
Neutral color
Pearlescent coating including Metal effect pigments
Pseudocolor
Primary, secondary and tertiary colors
References
External links
Image processing
Vision |
5928 | https://en.wikipedia.org/wiki/Clown | Clown | A clown is a person who performs comedy and arts in a state of open-mindedness using physical comedy, typically while wearing distinct makeup or costuming and reversing folkway-norms. Clowns have a varied tradition with significant variations in costume and performance. The most recognisable clowns are those that commonly perform in the circus, characterized by colorful wigs, red noses, and oversized shoes. However, clowns have also played roles in theater and folklore, like the court jesters of the Middle Ages and the jesters and ritual clowns of various indigenous cultures. Their performances can elicit a range of emotions, from humor and laughter to fear and discomfort, reflecting complex societal and psychological dimensions. Through the centuries, clowns have continued to play significant roles in society, evolving alongside changing cultural norms and artistic expressions.
History
The most ancient clowns have been found in the Fifth Dynasty of Egypt, around 2400 BC. Unlike court jesters, clowns have traditionally served a socio-religious and psychological role, and traditionally the roles of priest and clown have been held by the same persons.
Peter Berger writes, "It seems plausible that folly and fools, like religion and magic, meet some deeply rooted needs in human society." For this reason, clowning is often considered an important part of training as a physical performance discipline, partly because tricky subject matter can be dealt with, but also because it requires a high level of risk and play in the performer.
In anthropology, the term clown has been extended to comparable jester or fool characters in non-Western cultures. A society in which such clowns have an important position are termed clown societies, and a clown character involved in a religious or ritual capacity is known as a ritual clown.
A Heyoka is an individual in Lakota and Dakota culture cultures who lives outside the constraints of normal cultural roles, playing the role of a backwards clown by doing everything in reverse. The Heyoka role is sometimes best filled by a Winkte.
Many native tribes have a history of clowning. The Canadian clowning method developed by Richard Pochinko and furthered by his former apprentice, Sue Morrison, combines European and Native American clowning techniques. In this tradition, masks are made of clay while the creator's eyes are closed. A mask is made for each direction of the medicine wheel. During this process, the clown creates a personal mythology that explores their personal experiences.
The circus clown tradition developed out of earlier comedic roles in theatre or Varieté shows during the 19th to mid 20th centuries. This recognizable character features outlandish costumes, distinctive makeup, colorful wigs, exaggerated footwear, and colorful clothing, with the style generally being designed to entertain large audiences.
The first mainstream clown role was portrayed by Joseph Grimaldi (who also created the traditional whiteface make-up design). In the early 1800s, he expanded the role of Clown in the harlequinade that formed part of British pantomimes, notably at the Theatre Royal, Drury Lane and the Sadler's Wells and Covent Garden theatres. He became so dominant on the London comic stage that harlequinade Clowns became known as "Joey", and both the nickname and Grimaldi's whiteface make-up design are still used by other clowns.
The comedy that clowns perform is usually in the role of a fool whose everyday actions and tasks become extraordinary—and for whom the ridiculous, for a short while, becomes ordinary. This style of comedy has a long history in many countries and cultures across the world. Some writers have argued that due to the widespread use of such comedy and its long history it is a need that is part of the human condition.
The modern clowning school of comedy in the 21st century diverged from white-face clown tradition, with more of an emphasis on personal vulnerability and heightened sexuality.
Origin
The clown character developed out of the zanni rustic fool characters of the early modern commedia dell'arte, which were themselves directly based on the rustic fool characters of ancient Greek and Roman theatre. Rustic buffoon characters in Classical Greek theater were known as sklêro-paiktês (from paizein: to play (like a child)) or deikeliktas, besides other generic terms for rustic or peasant. In Roman theater, a term for clown was fossor, literally digger; labourer.
The English word clown was first recorded c. 1560 (as clowne, cloyne) in the generic meaning rustic, boor, peasant. The origin of the word is uncertain, perhaps from a Scandinavian word cognate with clumsy. It is in this sense that Clown is used as the name of fool characters in Shakespeare's Othello and The Winter's Tale. The sense of clown as referring to a professional or habitual fool or jester developed soon after 1600, based on Elizabethan rustic fool characters such as Shakespeare's.
The harlequinade developed in England in the 17th century, inspired by Arlecchino and the commedia dell'arte. It was here that Clown came into use as the given name of a stock character. Originally a foil for Harlequin's slyness and adroit nature, Clown was a buffoon or bumpkin fool who resembled less a jester than a comical idiot. He was a lower class character dressed in tattered servants' garb.
The now-classical features of the clown character were developed in the early 1800s by Joseph Grimaldi, who played Clown in Charles Dibdin's 1800 pantomime Peter Wilkins: or Harlequin in the Flying World at Sadler's Wells Theatre, where Grimaldi built the character up into the central figure of the harlequinade.
Modern circuses
The circus clown developed in the 19th century. The modern circus derives from Philip Astley's London riding school, which opened in 1768. Astley added a clown to his shows to amuse the spectators between equestrian sequences. American comedian George L. Fox became known for his clown role, directly inspired by Grimaldi, in the 1860s.
Tom Belling senior (1843–1900) developed the red clown or Auguste (Dummer August) character c. 1870, acting as a foil for the more sophisticated white clown. Belling worked for Circus Renz in Vienna. Belling's costume became the template for the modern stock character of circus or children's clown, based on a lower class or hobo character, with red nose, white makeup around the eyes and mouth, and oversized clothes and shoes. The clown character as developed by the late 19th century is reflected in Ruggero Leoncavallo's 1892 opera Pagliacci (Clowns).
Belling's Auguste character was further popularized by Nicolai Poliakoff's Coco in the 1920s to 1930s.
The English word clown was borrowed, along with the circus clown act, by many other languages, such as French clown, Russian (and other Slavic languages) кло́ун, Greek κλόουν, Danish/Norwegian klovn, Romanian clovn etc.
Italian retains Pagliaccio, a Commedia dell'arte zanni character, and derivations of the Italian term are found in other Romance languages, such as French Paillasse, Spanish payaso, Catalan/Galician pallasso, Portuguese palhaço, Greek παλιάτσος, Turkish palyaço, German Pajass (via French) Yiddish פּאַיאַץ (payats), Russian пая́ц, Romanian paiață.
20th-century North America
In the early 20th century, with the disappearance of the rustic simpleton or village idiot character of everyday experience, North American circuses developed characters such as the tramp or hobo. Examples include Marceline Orbes, who performed at the Hippodrome Theater (1905), Charlie Chaplin's The Tramp (1914), and Emmett Kelly's Weary Willie based on hobos of the Depression era. Another influential tramp character was played by Otto Griebling during the 1930s to 1950s. Red Skelton's Dodo the Clown in The Clown (1953), depicts the circus clown as a tragicomic stock character, "a funny man with a drinking problem".
In the United States, Bozo the Clown was an influential Auguste character since the late 1950s. The Bozo Show premiered in 1960 and appeared nationally on cable television in 1978. McDonald's derived its mascot clown, Ronald McDonald, from the Bozo character in the 1960s. Willard Scott, who had played Bozo during 1959–1962, performed as the mascot in 1963 television spots. The McDonald's trademark application for the character dates to 1967.
Based on the Bozo template, the US custom of birthday clown, private contractors who offer to perform as clowns at children's parties, developed in the 1960s to 1970s. The strong association of the (Bozo-derived) clown character with children's entertainment as it has developed since the 1960s also gave rise to Clown Care or hospital clowning in children's hospitals by the mid-1980s. Clowns of America International (established 1984) and World Clown Association (established 1987) are associations of semi-professionals and professional performers.
The shift of the Auguste or red clown character from his role as a foil for the white in circus or pantomime shows to a Bozo-derived standalone character in children's entertainment by the 1980s also gave rise to the evil clown character, with the attraction of clowns for small children being based in their fundamentally threatening or frightening nature. The fear of clowns, particularly circus clowns, has become known by the term "coulrophobia."
Types
There are different types of clowns portrayed around the world. They include
Auguste
Blackface
Buffoon
Harlequin
Jester
Mime artist
Pierrot
Pueblo
Rodeo clown
Tramp
Whiteface
Circus
Pierrot and Harlequin
The classical pairing of the White Clown with Auguste in modern tradition
has a precedent in the pairing of Pierrot and Harlequin in the Commedia dell'arte.
Originally, Harlequin's role was that of a light-hearted, nimble and astute servant, paired with the sterner and melancholic Pierrot.
In the 18th-century English Harlequinade, Harlequin was now paired with Clown.
As developed by Joseph Grimaldi around 1800, Clown became the mischievous and brutish foil for the more sophisticated Harlequin, who became more of a romantic character. The most influential such pair in Victorian England were the Payne Brothers, active during the 1860s and 1870s.
White and Auguste
The white clown, or clown blanc in French, is a sophisticated character, as opposed to the clumsy Auguste. The two types are also distinguished as the sad clown (blanc) and happy clown (Auguste).
The Auguste face base makeup color is a variation of pink, red, or tan rather than white. Features are exaggerated in size, and are typically red and black in color. The mouth is thickly outlined with white (called the muzzle) as are the eyes. Appropriate to the character, the Auguste can be dressed in either well-fitted garb or a costume that does not fit – oversize or too small, either is appropriate. Bold colors, large prints or patterns, and suspenders often characterize Auguste costumes.
The Auguste character-type is often an anarchist, a joker, or a fool. He is clever and has much lower status than the whiteface. Classically the whiteface character instructs the Auguste character to perform his bidding. The Auguste has a hard time performing a given task, which leads to funny situations. Sometimes the Auguste plays the role of an anarchist and purposefully has trouble following the whiteface's directions. Sometimes the Auguste is confused or is foolish and makes errors less deliberately.
The contra-auguste plays the role of the mediator between the white clown and the Auguste character. He has a lower status than the white clown but a higher status than the Auguste. He aspires to be more like the white clown and often mimics everything the white clown does to try to gain approval. If there is a contra-auguste character, he often is instructed by the whiteface to correct the Auguste when he is doing something wrong.
There are two major types of clowns with whiteface makeup:
The classic white clown is derived from the Pierrot character. His makeup is white, usually with facial features such as eyebrows emphasized in black. He is the more intelligent and sophisticated clown, contrasting with the rude or grotesque Auguste types. Francesco Caroli and Glenn "Frosty" Little are examples of this type. The second type of whiteface is the buffoonish clown of the Bozo type, known as Comedy or Grotesque Whiteface. This type has grotesquely emphasized features, especially a red nose and red mouth, often with partial (mostly red) hair.
In the comedic partnership of Abbott and Costello, Bud Abbot would have been the classic whiteface and Lou Costello the comedy whiteface or Auguste.
Traditionally, the whiteface clown uses clown white makeup to cover the entire face and neck, leaving none of the underlying natural skin visible. In the European whiteface makeup, the ears are painted red.
Whiteface makeup was originally designed by Joseph Grimaldi in 1801. He began by painting a white base over his face, neck and chest before adding red triangles on the cheeks, thick eyebrows and large red lips set in a mischievous grin. Grimaldi's design is used by many modern clowns. According to Grimaldi's biographer Andrew McConnell Stott, it was one of the most important theatrical designs of the 1800s.
America's first great whiteface clown was stage star George "G.L." Fox. Inspired by Grimaldi, Fox popularised the Humpty Dumpty stories throughout the U.S. in the 1860s.
Scary and Evil
The scary clown, also known as the evil clown or killer clown, is a subversion of the traditional comic clown character, in which the playful trope is instead depicted in a more disturbing nature through the use of horror elements and dark humor. The character can be seen as playing on the sense of unease felt by those with coulrophobia, the fear of clowns. The modern archetype of the evil clown was popularized by DC Comics character the Joker starting in 1940 and again by Pennywise in Stephen King's novel IT, which introduced the fear of an evil clown to a modern audience. In the novel, the eponymous character is a pan-dimensional monster which feeds mainly on children by luring them in the form of a clown, named "Pennywise", and then assuming the shape of whatever the victim fears the most.
Character
The character clown adopts an eccentric character of some type, such as a butcher, a baker, a policeman, a housewife or hobo. Prime examples of this type of clown are the circus tramps Otto Griebling and Emmett Kelly. Red Skelton, Harold Lloyd, Buster Keaton, Charlie Chaplin, Rowan Atkinson and Sacha Baron Cohen would all fit the definition of a character clown.
The character clown makeup is a comic slant on the standard human face. Their makeup starts with a flesh tone base and may make use of anything from glasses, mustaches and beards to freckles, warts, big ears or strange haircuts.
The most prevalent character clown in the American circus is the hobo, tramp or bum clown. There are subtle differences in the American character clown types. The primary differences among these clown types is attitude. According to American circus expert Hovey Burgess, they are:
The Hobo: Migratory and finds work where he travels. Down on his luck but maintains a positive attitude.
The Tramp: Migratory and does not work where he travels. Down on his luck and depressed about his situation.
The Bum: Non-migratory and non-working.
Organizations
The World Clown Association is a worldwide organization for clowns, jugglers, magicians, and face painters. It holds an annual convention, mainly in the United States.
Clowns of America International is a Minnesota-based non-profit clown arts membership organization which aims "to share, educate, and act as a gathering place for serious minded amateurs, semiprofessionals, and professional clowns".
Clowns International is a British clowning organisation dating back to the 1940s. It is responsible for the Clown Egg Register.
Terminology
Roles and skills
In the circus, a clown might perform other circus roles or skills. Clowns may perform such skills as tightrope, juggling, unicycling, Master of Ceremonies, or ride an animal. Clowns may also "sit in" with the orchestra. Other circus performers may also temporarily stand in for a clown and perform their skills in clown costume.
Frameworks
Frameworks are the general outline of an act that clowns use to help them build out an act. Frameworks can be loose, including only a general beginning and ending to the act, leaving it up to the clown's creativity to fill in the rest, or at the other extreme a fully developed script that allows very little room for creativity.
Shows are the overall production that a clown is a part of, it may or may not include elements other than clowning, such as in a circus show. In a circus context, clown shows are typically made up of some combination of entrées, side dishes, clown stops, track gags, gags and bits.
Gags, bits and business
Business – the individual motions the clown uses, often used to express the clown's character.
Gag – very short piece of clown comedy that, when repeated within a bit or routine, may become a running gag. Gags are, loosely, the jokes clowns play on each other. A gag may have a beginning, a middle, and an end – or may not. Gags can also refer to the prop stunts/tricks or the stunts that clowns use, such as a squirting flower.
Bit – the clown's sketch or routine, made up of one or more gags either worked out and timed before going on stage, or impromptu bits composed of familiar improvisational material
Menu
Entrée — clowning acts lasting 5–10 minutes. Typically made up of various gags and bits, usually within a clowning framework. Entrées almost always end with a blow-off — the comedic ending of a show segment, bit, gag, stunt, or routine.
Side dish — shorter feature act. Side dishes are essentially shorter versions of the entrée, typically lasting 1–3 minutes. Typically made up of various gags and bits, side dishes are usually within a clowning framework. Side dishes almost always end with a blow-off.
Interludes
Clown Stops or interludes are the brief appearances of clowns in a circus while the props and rigging are changed. These are typically made up of a few gags or several bits. Clown stops will always have a beginning, a middle, and an end to them, invariably culminating in a blow-off. These are also called reprises or run-ins by many, and in today's circus they are an art form in themselves. Originally they were bits of business usually parodying the preceding act. If for instance there had been a tightrope walker the reprise would involve two chairs with a piece of rope between and the clown trying to imitate the artiste by trying to walk between them, with the resulting falls and cascades bringing laughter from the audience. Today, interludes are far more complex, and in many modern shows the clowning is a thread that links the whole show together.
Prop stunts
Among the more well-known clown stunts are: squirting flower; the too-many-clowns-coming-out-of-a-tiny-car stunt; doing just about anything with a rubber chicken, tripping over one's own feet (or an air pocket or imaginary blemish in the floor), or riding any number of ridiculous vehicles or clown bicycles. Individual prop stunts are generally considered individual bits.
Gallery
See also
List of clowns
Bouffon
Clown car
Notes
References
Bibliography
External links
Quotes by and about Clowns
Collection: "Clowns" from the University of Michigan Museum of Art
Comedy
Entertainment occupations
Performing arts
Stock characters
Articles containing video clips |
4045710 | https://en.wikipedia.org/wiki/Computer%20fan | Computer fan | A computer fan is any fan inside, or attached to, a computer case used for active cooling. Fans are used to draw cooler air into the case from the outside, expel warm air from inside and move air across a heat sink to cool a particular component. Both axial and sometimes centrifugal (blower/squirrel-cage) fans are used in computers. Computer fans commonly come in standard sizes, such as 92mm, 120mm (most common), 140mm, and even 200220mm. Computer fans are powered and controlled using 3-pin or 4-pin fan connectors.
Usage of a cooling fan
While in earlier personal computers it was possible to cool most components using natural convection (passive cooling), many modern components require more effective active cooling. To cool these components, fans are used to move heated air away from the components and draw cooler air over them. Fans attached to components are usually used in combination with a heat sink to increase the area of heated surface in contact with the air, thereby improving the efficiency of cooling. Fan control is not always an automatic process. A computer's BIOS can control the speed of the built-in fan system for the computer. A user can even supplement this function with additional cooling components or connect a manual fan controller with knobs that set fans to different speeds.
In the IBM PC compatible market, the computer's power supply unit (PSU) almost always uses an exhaust fan to expel warm air from the PSU. Active cooling on CPUs started to appear on the Intel 80486, and by 1997 was standard on all desktop processors. Chassis or case fans, usually one exhaust fan to expel heated air from the rear and optionally an intake fan to draw cooler air in through the front, became common with the arrival of the Pentium 4 in late 2000.
Applications
Case fan
Fans are used to move air through the computer case. The components inside the case cannot dissipate heat efficiently if the surrounding air is too hot. Case fans may be placed as intake fans, drawing cooler outside air in through the front or bottom of the chassis (where it may also be drawn over the internal hard drive racks), or exhaust fans, expelling warm air through the top or rear. Some ATX tower cases have one or more additional vents and mounting points in the left side panel where one or more fans may be installed to blow cool air directly onto the motherboard components and expansion cards, which are among the largest heat sources.
Standard axial case fans are 40, 60, 80, 92, 120, 140, 200 and 220 mm in width and length. As case fans are often the most readily visible form of cooling on a PC, decorative fans are widely available and may be lit with LEDs, made of UV-reactive plastic, and/or covered with decorative grilles. Decorative fans and accessories are popular with case modders. Air filters are often used over intake fans, to prevent dust from entering the case and clogging up the internal components. Heatsinks are especially vulnerable to being clogged up, as the insulating effect of the dust will rapidly degrade the heatsink's ability to dissipate heat.
PSU fan
While the power supply (PSU) contains a fan with few exceptions, it is not to be used for case ventilation. The hotter the PSU's intake air is, the hotter the PSU gets. As the PSU temperature rises, the conductivity of its internal components decrease. Decreased conductivity means that the PSU will convert more of the input electric energy into thermal energy (heat). This cycle of increasing temperature and decreased efficiency continues until the PSU either overheats, or its cooling fan is spinning fast enough to keep the PSU adequately supplied with comparatively cool air. The PSU is mainly bottom-mounted in modern PCs, having its own dedicated intake and exhaust vents, preferably with a dust filter in its intake vent.
CPU fan
Used to cool the CPU (central processing unit) heatsink. Effective cooling of a concentrated heat source such as a large-scale integrated circuit requires a heatsink, which may be cooled by a fan; use of a fan alone will not prevent overheating of the small chip.
Graphics card fan
Used to cool the heatsink of the graphics processing unit or the memory on graphics cards. These fans were not necessary on older cards because of their low power dissipation, but most modern graphics cards designed for 3D graphics and gaming need their own dedicated cooling fans. Some of the higher powered cards can produce more heat than the CPU (dissipating up to 350 watts), so effective cooling is especially important. Since 2010, graphics cards have been released with either axial fans, or a centrifugal fan also known as a blower, turbo or squirrel cage fan.
Chipset fan
Used to cool the heatsink of the northbridge of a motherboard's chipset; this may be needed where the system bus is significantly overclocked and dissipates more power than as usual, but may otherwise be unnecessary. As more features of the chipset are integrated into the central processing unit, the role of the chipset has been reduced and the heat generation reduced also.
Hard drive cooling
Fans may be mounted next to or onto a hard disk drive for cooling purposes. Hard drives can produce considerable heat over time, and are heat-sensitive components that should not operate at excessive temperatures. In many situations, natural convective cooling suffices, but in some cases fans may be required. These may include:
Faster-spinning hard disks with greater heat production. ( less expensive drives rotated at speeds up to 7,200 RPM; 10,000 and 15,000 RPM drives were available but generated more heat.)
Large or dense arrays of disks (including server systems where disks are typically mounted densely)
Any disks which, due to the enclosure or other location they are mounted in, cannot easily cool without fanned air.
Multiple purposes
A case fan may be mounted on a radiator attached to the case, simultaneously operating to cool a liquid cooling device's working fluid and to ventilate the case. In laptops, a single blower fan often cools a heat sink connected to both CPU and GPU using heat pipes. In gaming laptops and mobile workstations, two or more heavy duty fans may be used. In rack-mounted servers, a single row of fans may operate to create an airflow through the chassis from front to rear, which is directed by passive ducts or shrouds across individual components' heat sinks.
Other purposes
Fans are, less commonly, used for other purposes such as:
Water-cooling radiator transfers a lot of heat, and radiator fans have large static pressure (opposed to case fans that have high airflow) for dissipating heat.
Laptop computers lack large openings in the case for warm air to escape. The laptop may be placed on a cooler – somewhat like a tray with fans built in – to ensure adequate cooling.
Some high-end machines (including many servers) or when additional reliability is required, other chips like SATA/SAS controller, high speed networking controllers (40Gbps Ethernet, Infiniband), PCIe switches, coprocessor cards (for example some Xeon Phi), some FPGA chips, south bridges are also actively cooled with a heatsink and a dedicated fan. These can be on a main motherboard itself or as a separate add-on board, often via PCIe card.
Expansion slot fana fan mounted in one of the PCI or PCI Express slots, usually to supply additional cooling to the graphics cards, or to expansion cards in general.
Optical drive fansome internal CD and/or DVD burners included cooling fans.
Memory fan modern computer memory can generate enough heat that active cooling may be necessary, usually in the form of small fans positioned above the memory chips. This applies especially when the memory is overclocked or overvolted, or when the memory modules include active logic, such as when a system uses Fully Buffered DIMMs (FB-DIMMs). However, with newer lower voltages in use, such as 1.2v DDR4, this is less commonly needed than used to be the case. Most of the time memory modules, located close to CPU will receive enough of the air flow from the case or CPU fan, even if the air from CPU fan and radiator is warm. If the main CPU is water cooled, this small amount of airflow might be missing, and additional care about some airflow in a case or a dedicated memory cooling is required. Unfortunately most memory modules do not provide temperature monitoring to easily measure it.
High power voltage regulators (VRM) often using switch mode power supplies do generate some heat due to power losses, mostly in the power MOSFET and in an inductor (choke). These, especially in overclocking situations require active cooling fan together with heatsink. Most of the MOSFETs will operate correctly at very high temperature, but their efficiency will be lowered and potentially lifespan limited. Proximity of electrolytic capacitors to a source of heat, will decrease their lifespan considerably and end in a progressively higher power losses and eventual (catastrophic) failure.
Physical characteristics
Due to the low pressure, high volume air flows they create, most fans used in computers are of the axial flow type; centrifugal and crossflow fans type. Two important functional specifications are the airflow that can be moved, typically stated in cubic feet per minute (CFM), and static pressure. Given in decibels, the sound volume figure can be also very important for home and office computers; larger fans are generally quieter for the same CFM.
Dimensions
The dimensions and mounting holes must suit the equipment that uses the fan. Square-framed fans are usually used, but round frames are also used, often so that a larger fan than the mounting holes would otherwise allow can be used (e.g., a 140 mm fan with holes for the corners of a 120 mm square fan). The width of square fans and the diameter of round ones are usually stated in millimeters. The dimension given is the outside width of the fan, not the distance between mounting holes. Common sizes include 40 mm, 60 mm, 80 mm, 92 mm, 120 mm and 140 mm, although
8 mm, 17 mm, 20 mm, 25 mm, 30 mm, 35 mm, 38 mm, 45 mm, 50 mm, 70 mm, 200 mm, 220 mm, 250 mm and 360 mm sizes are also available. Heights, or thickness, are typically 10 mm, 15 mm, 25 mm or 38 mm.
Typically, square 120 mm and 140 mm fans are used where cooling requirements are demanding, as for computers used to play games, and for quieter operation at lower speeds. Larger fans are usually used for cooling case, CPUs with large heatsink and ATX power supply. Square 80 mm and 92 mm fans are used in less demanding applications, or where larger fans would not be compatible. Smaller fans are usually used for cooling CPUs with small heatsink, SFX power supply, graphics cards, northbridges, etc.
Rotational speed
The speed of rotation (specified in revolutions per minute, RPM) together with the static pressure determine the airflow for a given fan. Where noise is an issue, larger, slower-turning fans are quieter than smaller, faster fans that can move the same airflow. Fan noise has been found to be roughly proportional to the fifth power of fan speed; halving the speed reduces the noise by about 15 dB. Axial fans may rotate at speeds of up to around 38,000 rpm for smaller sizes.
Fans may be controlled by sensors and circuits that reduce their speed when temperature is not high, leading to quieter operation, longer life, and lower power consumption than fixed-speed fans. Fan lifetimes are usually quoted under the assumption of running at maximum speed and at a fixed ambient temperature.
Air pressure and flow
A fan with high static pressure is more effective at forcing air through restricted spaces, such as the gaps between a radiator or heatsink; static pressure is more important than airflow in CFM when choosing a fan for use with a heatsink. The relative importance of static pressure depends on the degree to which the airflow is restricted by geometry; static pressure becomes more important as the spacing between heatsink fins decreases. Static pressure is usually stated in either mm Hg or mm H2O.
Bearing types
The type of bearing used in a fan can affect its performance and noise. Most computer fans use one of the following bearing types:
Sleeve bearings use two surfaces lubricated with oil or grease as a friction contact. They often use porous sintered sleeves to be self-lubricating, requiring only infrequent maintenance or replacement. Sleeve bearings are less durable at higher temperatures as the contact surfaces wear and the lubricant dries up, eventually leading to failure; however, lifetime is similar to that of ball-bearing types (generally a little less) at relatively low ambient temperatures. Sleeve bearings may be more likely to fail at higher temperatures, and may perform poorly when mounted in any orientation other than vertical. The typical lifespan of a sleeve-bearing fan may be around 30,000 hours at . Fans that use sleeve bearings are generally cheaper than fans that use ball bearings, and are quieter at lower speeds early in their life, but can become noisy as they age.
Rifle bearings are similar to sleeve bearings, but are quieter and have almost as much lifespan as ball bearings. The bearing has a spiral groove in it that pumps fluid from a reservoir. This allows them to be safely mounted with the shaft horizontal (unlike sleeve bearings), since the fluid being pumped lubricates the top of the shaft. The pumping also ensures sufficient lubricant on the shaft, reducing noise, and increasing lifespan.
Fluid bearings (or "Fluid Dynamic Bearing", FDB) have the advantages of near-silent operation and high life expectancy (though not longer than ball bearings), but tend to be more expensive.
Ball bearings: Though generally more expensive than fluid bearings, ball bearing fans do not suffer the same orientation limitations as a sleeve bearing fans, are more durable at higher temperatures, and are quieter than sleeve-bearing fans at higher rotation speeds. The typical lifespan of a ball bearing fan may be over 60,000 hours at .
Magnetic bearings or maglev bearings, in which the fan is repelled from the bearing by magnetism.
Ceramic bearings are presumed to be more durable, relying on a stable ceramic that has resistance to wear against a stainless steel shaft.
Connectors
Connectors usually used for computer fans are the following:
Three-pin Molex connector KK family
This Molex connector is used when connecting a fan to the motherboard or other circuit board. It is a small, thick, rectangular in-line female connector with two polarizing tabs on the outer-most edge of one long side. Pins are square and on a 0.1 inch (2.54 mm) pitch. The three pins are used for ground, +12 V power, and a tachometer signal. The Molex part number of receptacle is 22-01-3037. The Molex part number of the individual crimp contacts is 08-50-0114 (tin plated) or 08-55-0102 (semi gold plated). The matching PCB header Molex part number is 22-23-2031 (tin plated) or 22-11-2032 (gold plated). A corresponding wire stripper and crimping tools are also required.
Four-pin Molex connector KK family
This is a special variant of the Molex KK connector with four pins but with the locking/polarisation features of a three-pin connector. The additional pin is used for a pulse-width modulation (PWM) signal to provide variable speed control. These can be plugged into 3-pin headers, but will lose their fan speed control. The Molex part number of receptacle is 47054-1000. The Molex part number of individual crimp contacts is 08-50-0114. The Molex part number of the header is 47053-1000.
Four-pin Molex connector
This connector is used when connecting the fan directly to the power supply. It consists of two wires (yellow/12 V and black/ground) leading to and splicing into a large in-line four-pin male-to-female Molex connector. The other two wires of the connector provide 5V (red) and ground (black too), and are not used in this case. This is the same connector as used on hard drives before the SATA became standard.
Three-pin Molex connector PicoBlade family
This connector is used with notebook fans or when connecting the fan to the video card.
Dell proprietary
This proprietary Dell connector is an expansion of a simple three-pin female IC connector by adding two tabs to the middle of the connector on one side and a lock-tab on the other side. The size and spacing of the pin sockets is identical to a standard three-pin female IC connector and three-pin Molex connector. Some models have the wiring of the white wire (speed sensor) in the middle, whereas the standard 3-pin Molex connector requires the white wire as pin #3, thus compatibility issues may exist.
Others
Some computer fans use two-pin connectors, of various designs.
Alternatives
If a fan is not desirable, because of noise, reliability, or environmental concerns, there are some alternatives. Some improvement can be achieved by eliminating all fans except one in the power supply which also draws hot air out of the case.
Systems can be designed to use passive cooling alone, reducing noise and eliminating moving parts that may fail. This can be achieved by:
Natural convection cooling: carefully designed, correctly oriented, and sufficiently large heatsinks can dissipate up to 100 W by natural convection alone
Heatpipes to transfer heat out of the case
Undervolting or underclocking to reduce power dissipation
Submersive liquid cooling, placing the motherboard in a non-electrically conductive fluid, provides excellent convection cooling and protects from humidity and water without the need for heatsinks or fans. Special care must be taken to ensure compatibility with adhesives and sealants used on the motherboard and ICs. This solution is used in some external environments such as wireless equipment located in the wild.
Other methods of cooling include:
Water cooling
Mineral oil
Liquid nitrogen
Refrigeration, e.g. by Peltier effect devices
Ionic wind cooling is being researched, whereby air is moved by ionizing air between two electrodes. This replaces the fan and has the advantage of no moving parts and less noise.
See also
Glossary of computer hardware terms
Fan (machine)
Centrifugal fan
Computer cooling
Computer fan control
Small form factor (SFF)
Software programs for controlling PC fans: Argus Monitor and SpeedFan
References
External links
4-Wire PWM Controlled Fans Specification v1.3 – Intel
3-Wire and 4-Wire Fan Connectors – Intel
3-Wire and 4-Wire Fan Pinouts – AllPinouts
How PC Fans Work (2/3/4-wire) – PCB Heaven
Why and How to Control (2/3/4-wire) Fan Speed for Cooling Electronic Equipment – Analog Devices
PWM Fan Controller project – Alan's Electronic Projects
Computer hardware cooling
Ventilation fans |
4047065 | https://en.wikipedia.org/wiki/Chew%20Valley | Chew Valley | The Chew Valley is an affluent area in North Somerset, England, named after the River Chew, which rises at Chewton Mendip, and joins the River Avon at Keynsham. Technically, the area of the valley is bounded by the water catchment area of the Chew and its tributaries; however, the name Chew Valley is often used less formally to cover other nearby areas, for example, Blagdon Lake and its environs, which by a stricter definition are part of the Yeo Valley. The valley is an area of rich arable and dairy farmland, interspersed with a number of villages.
The landscape consists of the valley of the River Chew and is generally low-lying and undulating. It is bounded by higher ground ranging from Dundry Down to the north, the Lulsgate Plateau to the west, the Mendip Hills to the south and the Temple Cloud, Clutton and Marksbury plateau areas to the east. The valley's boundary generally follows the top of scarp slopes except at the southwestern and southeastern boundaries where flat upper areas of the Chew Valley grade gently into the Yeo Valley and eastern Mendip Hills respectively. The River Chew was dammed in the 1950s to create Chew Valley Lake, which provides drinking water for the nearby city of Bristol and surrounding areas. The lake is a prominent landscape feature of the valley, a focus for recreation, and is internationally recognised for its nature conservation interest, because of the bird species, plants and insects.
The area falls into the domains of councils including Bath and North East Somerset, North Somerset and Mendip. Part of the area falls within the Mendip Hills Area of Outstanding Natural Beauty. Most of the undeveloped area is within the Bristol/Bath Green Belt. Many of the villages date back to the time of the Domesday Book and there is evidence of human occupation since the Stone Age. There are hundreds of listed buildings with the churches being Grade I listed. The main commercial centre is Chew Magna.
Etymology
There is no clear origin for the name "Chew", found scarcely anywhere else; however, there have been differing explanations of the etymology, including "winding water", the 'ew' being a variant of the French eau, meaning water. The word chewer is a western dialect for a narrow passage, and chare is Old English for turning. One explanation is that the name Chew began in Normandy as Cheux, and came to England with the Norman Conquest during the eleventh century. However, others agree with Ekwall's interpretation that it is derived from the Welsh cyw meaning "the young of an animal, or chicken", so that afon Cyw would have been "the river of the chickens". Other possible explanations suggest it comes from the Old English word ceo, 'fish gill'.
Government and politics
The villages in the valley have their own parish councils which have responsibility for local issues. They also elect councillors to district councils e.g. Mendip and Somerset County Council or unitary authorities e.g. Bath and North East Somerset or North Somerset, which have wider responsibilities for services such as education, refuse and tourism.
Each of the villages is also part of a constituency, either North East Somerset or North Somerset. Avon and Somerset Constabulary provides police services to the area.
History
Geology
The western end of the area (around Nempnett Thrubwell) consists of the Harptree Beds which incorporate silicified clay, shale and Lias Limestone. Clifton Down Limestone, which includes calcite and dolomitic mudstones of the Carboniferous period, is found in the adjoining central band and dolomitic conglomerate of the Triassic period. There are two main soil types, both generally well-drained. The mudstones around the lakes give rise to fertile silty clay soils that are a dull dusky red colour because of their high iron content. The clay content means that where unimproved they easily become waterlogged when wet, and hard with cracks and fissures during dry periods. The main geological outcrops around the lake are mudstone, largely consisting of red Siltstone resulting in the underlying characteristic of the gently rolling valley landscape. Bands of Sandstone of the Triassic period contribute to the undulating character of the area. There are also more recent alluvial deposits beside the course of the River Chew. The transition between the gently sloping landscape of the Upper Chew and Yeo Valleys and the open landscape of the Mendip Hills plateau is a scarp slope of 75 to 235 metres (250–770 ft). The predominant formation is Dolomitic Conglomerate of the Triassic period. It formed as a result of desert erosion and weathering of the scarp slopes. It takes the form of rock fragments mainly derived from older Carboniferous Limestone cemented together by lime and sand which hardened to give the appearance of concrete. The northern boundary is formed by the sides of the Dundry Plateau where the most significant geological formation is the Inferior Oolite of the Jurassic period found on the higher ground around Maes Knoll. This overlays the Lower Lias Clay found on the adjoining slopes. The clays make a poor foundation and landslips are characteristic on the slopes. This area was once connected to the Cotswolds. The intervening land has subsequently been eroded leaving this outlier with the characteristics of the Cotswold Plateau. The unusual geological features have been recognised as Sites of Special Scientific Interest (SSSI) for their geological interest including Barns Batch Spinney, Hartcliff Rocks Quarry and Dundry Main Road South Quarry.
The oldest geological formation in the valley is the Supra-Pennant Measures of the Carboniferous period. It is a significant feature towards the north-eastern part of the area and is represented by the Pensford Syncline coal basin, which formed part of the Somerset coalfield. It is a complex formation containing coal seams and is made up of clay and shales. The landscape is typically undulating and includes outcrops of sandstone. Most of the area around Stanton Drew have neutral to acid red loamy soils with slowly permeable subsoils. Soils to the eastern part of the area are slowly permeable clayey and fine silty soils. They are found on Carboniferous clay and shales typical of the Supra-Pennant Measures. They are frequently waterlogged where the topography dictates. They tend towards being acid and are brown to grey brown in colour. In the south and south east of the area there are coal measures which are sufficiently near the surface for coal mining to have taken place around Clutton and High Littleton. In the eastern area of the valley as the River Chew flows through Publow, Woollard and Compton Dando before joining the River Avon at Keynsham there are alluvial deposits of clay soils.
Natural history
The valley has several areas designated as Site of Special Scientific Interest (SSSI) for biological interest, including Blagdon Lake, Burledge Hill, Chew Valley Lake, Compton Martin Ochre Mine, Harptree Combe and two sites at Folly Farm.
Flora
The small and medium-sized fields of the valley are generally bounded by hedges and occasionally by tree belts and woodland, some of which date back to the most evident period of enclosure of earlier open fields which took place in the late medieval period. Hedgerows support the nationally rare Bithynian vetch (Vicia bithynica). Mature oak (Quercus) and ash (Fraxinus excelsior) trees are characteristic of the area with occasional groups of scots pine (Pinus sylvestris) and chestnuts (Castanea sativa). Elm (Ulmus) trees have been lost in this area, and dead/dying elms are also evident in the surrounding landscape.
Fauna
Wildlife abounds in the valley, particularly the water birds around the rivers and lakes, with Chew Valley Lake considered the third most important site in Britain for wintering wildfowl. In addition to the water birds including ducks, northern shoveler, gadwall and great crested grebes, a wide variety of other bird species can be seen. These range from small birds such as great tits and wrens to mistle thrush. Larger birds include great spotted woodpeckers and common buzzard.
The valley also has a wide variety of small mammals with larger species including Eurasian badger and deer. The valley is home to fifteen of the sixteen bats found in England including a roost, at Compton Martin Ochre Mine, for greater horseshoe bats. A rare and endangered species, the greater horseshoe bat is protected under the Wildlife and Countryside Act 1981 and is listed in Annex II of the 1992 European Community Habitats Directive.
Human habitation
Archaeological excavations carried out before the flooding of Chew Valley Lake found evidence of people belonging to the consecutive periods known as Upper Palaeolithic, Mesolithic and Neolithic (Old, Middle and New Stone Age), Bronze Age and Iron Age, comprising implements such as stone knives, flint blades and the head of a mace, along with buildings and graves. Other evidence of occupation from prehistoric times is provided by the henge monument at Stanton Drew, long barrow at Chewton Mendip, and Fairy Toot tumulus at Nempnett Thrubwell. Maes Knoll fort, on Dundry Down in the northern reaches of the valley, is a Scheduled Ancient Monument that dates from the Iron Age; it later served as a terminus for the early medieval Wansdyke earthworks.
There is evidence of Roman remains in particular a villa and burial pits. Artefacts from the valley were sent to the British Museum. Other Roman artefacts from the lake are on display at the Bristol City Museum and Art Gallery. The Chew Valley Hoard consists of coins from the 11th century. There are historic parks and mansion houses, including Stanton Drew, Hunstrete, Stowey House, Chew Court, Chew Magna Manor House and Sutton Court. Almost all of the villages have churches dating back to the fifteenth or sixteenth century.
The area around Pensford was an important coal mining area during the nineteenth and early twentieth centuries when it formed part of the Somerset Coalfield, although there are no working coal mines today. The line of the now disused Bristol and North Somerset Railway runs south from Bristol crossing over the River Chew on the surviving distinctive Pensford Viaduct and on to Midsomer Norton. The area suffered serious flooding during the storm of 10 July 1968, prompting localised evacuation of populated valley areas in the lower parts of the valley, around Pensford and Keynsham.
Field patterns
The small fields in the western part of the area are particularly characteristic of the Chew Valley and date back to the most evident period of enclosure of earlier open fields which took place in the late medieval period. Fields of this category are generally small in size, regular in outline and often the boundaries preserve the outlines of the earlier strip field system. Regional variations in field size and pattern do occur. For example, there is evidence of medieval clearance of woodland on the slopes around Nempnett Thrubwell, south of Bishop Sutton and west and south of Chelwood.
Climate
Along with the rest of South West England, the Chew Valley has a temperate climate which is generally wetter and milder than the rest of the country. The annual mean temperature is approximately . Seasonal temperature variation is less extreme than most of the United Kingdom because of the adjacent sea temperatures. The summer months of July and August are the warmest with mean daily maxima of approximately . In winter mean minimum temperatures of or are common. In the summer the Azores high pressure affects the south-west of England, however convective cloud sometimes forms inland, reducing the number of hours of sunshine. Annual sunshine rates are slightly less than the regional average of 1,600 hours. In December 1998 there were 20 days without sun recorded at Yeovilton. Most of the rainfall in the south-west is caused by Atlantic depressions or by convection. Most of the rainfall in autumn and winter is caused by the Atlantic depressions, which is when they are most active. In summer, a large proportion of the rainfall is caused by sun heating the ground leading to convection and to showers and thunderstorms. Average rainfall is around . About 8–15 days of snowfall is typical. November to March have the highest mean wind speeds, and June to August have the lightest winds. The predominant wind direction is from the south-west.
Population and demographics
Many of the large houses in the valley were built or bought by wealthy merchants from Bristol and Bath who employed local people in their households. Bess of Hardwick (1527–1606) is known to have lived in Sutton Court, Stowey, for a few years in the sixteenth century when, after the death of her first husband Sir William Cavendish, she married Sir William St. Loe, who was Chief Butler of England and captain of the guard to Queen Elizabeth, and owned several manors within the valley and surrounding areas. Around this period a close neighbour was Sir John Popham (1533–1607) who was a judge and the Speaker of Parliament. In the seventeenth century the eminent philosopher John Locke (1632–1704) lived in Belluton; his house is still known as John Locke's cottage. In the eighteenth century the poet John Langhorne (1735–1779) became the curate at Blagdon around the time that Augustus Montague Toplady (1740–1778) was the priest. Geologist William Smith (1769–1839) moved to the valley in 1791 to make a valuation survey of the Sutton Court estate and later worked for the Somersetshire Coal Canal Company.
John Sanger, the circus proprietor, was born in Chew Magna in 1816. William Rees-Mogg, former editor of The Times, took the title Baron Rees-Mogg of Hinton Blewett in 1988. Jazz clarinettist Acker Bilk lived in Pensford. Dr Phil Hammond and wildlife television producer Richard Brock also live in the valley.
In the past part of the population worked in coal mining, although there are no working mines in the area now. There is still a fairly large agricultural workforce and in light industry or service industries, although many people commute to surrounding cities for work. According to the 2011 Census the valley has a population of approximately 5,000, largely living in one of the dozen or so villages and in isolated farms and hamlets. The average age of the population is 42 years, with unemployment rates of 1–4% of all economically active people aged 16–74, however these figures are approximations because the ward areas covered and described in the census statistics do not relate exactly to the area of the valley. In the Indices of deprivation 2010 all of the areas within the valley were considered to be in the most affluent third in England.
Buildings and settlements
The villages tend to have been built at the points where it was possible to cross the rivers and streams. Chew Magna is the business centre with a range of shops, banks etc. Other villages have local shops, often combined with post offices. Most villages have pubs and village halls which provide the majority of the social activity.
The traditional building material is white Lias Limestone, sometimes incorporating red sandstone or conglomerate, with red clay tiled roofs. Buildings, particularly the churches, date back hundreds of years, for example those at Marksbury and Compton Martin, the latter incorporating a columbarium.
Listed buildings
There are hundreds of listed buildings in the valley. Listing refers to a building or other structure officially designated as being of special architectural, historical or cultural significance. The authority for listing is granted by the Planning (Listed Buildings and Conservation Areas) Act 1990 and is administered by English Heritage, an agency of the Department for Digital, Culture, Media and Sport. Grade I covers buildings of exceptional interest, Grade II* particularly important buildings of special interest and Grade II buildings of special interest. Listed buildings in the valley include five churches dating back to the fourteenth century or even earlier, with grade I status: Church of St Andrew, Chew Magna, Church of St Bartholomew, Ubley, Church of St James, Cameley, Church of St Margaret, Hinton Blewett and the Church of St Michael the Archangel, Compton Martin.
Railway connections
Trains serve Keynsham railway station on the Great Western Main Line and Wessex Main Line with services provided by Great Western Railway and South Western Railway. Buses also connect with Bristol Temple Meads.
Transport
At the western end of the valley is the A38 and Bristol Airport, which means parts of the valley are on the flight path. The valley is also crossed by the A37 and they are joined by the A368. Most of the roads in the valley are small single track lanes with little traffic although a bottleneck often occurs within Chew Magna. The "Chew Valley Explorer" bus route 672/674 provided access to the villages in the valley. The nearest mainline railway station for most of the valley is Bristol Temple Meads. Cyclists can gain access via part of the Padstow to Bristol West Country Way, National Cycle Network Route 3.
The Monarch's Way long distance footpath crosses the valley.
Schools
Chew Valley School is the main secondary school (11–18 years) for the valley. It is situated between Chew Magna and Chew Stoke. The latest (2011) Ofsted Inspection Report describes this specialist Performing Arts College as a mixed comprehensive school with 1,201 pupils on roll. The school is popular and oversubscribed with 226 students in the sixth form. The school has been successful in gaining a number of national and regional awards. There are state primary schools (4–11 years) in most of the local villages.
Sport and leisure facilities
The local villages have football pitches and children's play areas. Gymnasium facilities, squash courts, badminton etc., and outdoor all-weather pitches are available at the Chew Valley Leisure Centre between Chew Magna and Chew Stoke. There are a range of clubs and societies for young and old, including Scout groups, gardening society, and the Women's institute. There are areas in the valley which the Countryside Agency has designated as access land: Burledge Hill (south of Bishop Sutton)(), Castle Earthworks (between Stowey and Bishop Sutton)(), Knowle Hill (Newtown south of Chew Magna)(), Round Hill (Folly Farm)() and Shortwood Common (Litton) ().
A Bowls club is in Chew Stoke, cricket pitches and teams in Chew Magna and Blagdon. There are football teams in the valley including Chew Valley Football Club and Bishop Sutton F.C. The rugby club is based next to the leisure centre. The Bishop Sutton Tennis club is the largest in the valley, and there are also tennis clubs at Pensford and East Harptree. Both Chew Valley Lake and Blagdon Lake provide extensive fishing under permit from Bristol Water. The River Chew and most of its tributaries also have fishing but this is generally under licences to local angling clubs. Chew Valley Sailing Club is situated on Chew Valley Lake and provides dinghy sailing at all levels and hosts national and international competitions. Swimming is not allowed in the lakes and there are no swimming pools in the valley; however these are available locally in Bristol, Bath, Cheddar and Midsomer Norton.
Each October the Chew Valley Arts trail takes place in venues around the valley during which over 50 local artists display their works in such media as painting, printmaking, sculpture, decorative glass, pottery, photography, jewellery and sugar craft. The valley and lakes have been an inspiration to artists and there is a small art gallery at Chew Valley Lake. Live music and comedy events take place in local pubs and village halls, with the village of Pensford holding a music festival every year.
References
External links
River Chew Web Site
Bath and North East Somerset
Environment of Somerset
Valleys of Somerset
Mendip Hills
North Somerset |
4047143 | https://en.wikipedia.org/wiki/Wing%20Commander%20IV%3A%20The%20Price%20of%20Freedom | Wing Commander IV: The Price of Freedom | Wing Commander IV: The Price of Freedom is the fourth main game in the Wing Commander science fiction space combat simulator video game series, produced by Origin Systems and released by Electronic Arts for the PC in 1996 and the Sony PlayStation in 1997 (the game was also released on the North American PlayStation Network Store in 2009).
The first game set after the end of the Terran-Kilrathi War, Wing Commander IV depicts a galaxy in the midst of a chaotic transition, with human civilians, Kilrathi survivors and former soldiers on both sides attempting to restabilize their lives. A novelization, by William R. Forstchen and Ben Ohlander, was published on October 1, 1996.
Gameplay
Wing Commander IV is a simulator game in which players take on the role of Col. Christoper "Maverick" Blair, a veteran pilot of enormous repute, as he flies starfighters. Players are presented with a series of missions, and must complete (or at least survive) them to progress the plot.
In between missions, the player controls Blair aboard a carrier, initially the TCS Lexington, during which he may engage in conversations with other characters. These conversations are portrayed in FMV cut scenes. At the player's discretion, Blair may undertake a mission briefing, delivered by the ship's captain, and then select his wingman and fighter craft. Each fighter comes with qualities such as durability, maneuverability, top speed, mounted energy weapons, and number of available missile hardpoints, whose loadouts may be specified by the player. Upon completing the mission, Blair lands at the carrier to repeat the cycle again.
Starfighter combat revolves around close-in dogfights with ships' guns as their primary weapon. Missiles may be used, and ECM used to defend against them; each fighter has a limited supply of both. Every fighter has shields, which regenerate over time, as well as vehicle armor, which does not. An attacker must penetrate both layers of defenses to destroy the fighter. Each fighter also has a limited energy pool from which to fire its guns; while this, too, regenerates, the gap in firing patterns may be long enough for the defending fighter to re-establish its shields. In emergencies, pilots may use ejection seats to escape their craft.
Blair may select his wingman from amongst a number of non-player characters. Wingman have different flying styles and performances in combat, from their skill at maneuvering to their marksmanship to the likelihood with which they will accept Blair's orders.
The game includes a large number of branching conversations in which the players must choose which response Blair will give. The choice may affect the other person's attitude toward Blair, the morale of the entire crew, the player's next assignment and the game's ending.
Plot
The war between the alien Kilrathi Empire and the Terran Confederation has been over for several years. Confed is attempting to stabilize its economy and social structure. The Kilrathi survivors, now led by Melek nar Kiranka, retainer to the late Prince Thrakhath, are having greater problems than they had during the war, since their racial and societal makeup revolves around hunting and killing. Tension between the Confederation and the Union of Border Worlds has deepened, most recently with an attack on an unarmed medical transport. This transport is destroyed by a wing of mysterious fighters equipped with a new anti-ship weapon that incinerates the target's contents, leaving only a burning shell behind.
James 'Paladin' Taggart, a senior governor of the Assembly, declares that the Assembly must cast a vote on whether or not to declare war on the Border Worlds, with Admiral Geoffrey Tolwyn assigned to a fact-finding mission which will essentially decide the issue. Colonel Christopher 'Maverick' Blair, retired, is trying to make out a living on a desert world as a farmer, when he is recalled to active military service by Tolwyn. Within five minutes of Blair taking the cockpit, the station he's heading to is attacked by an Avenger-class fighter claiming Border Worlds allegiance. Border World claims that similar strikes that have occurred on their ships are ignored. Tolwyn assigns Blair to the TCS Lexington with the task of unraveling these tensions and getting to the bottom of the story. Blair is reunited with Lexington's new Captain William Eisen, Major Todd 'Maniac' Marshall, and Lieutenant Winston 'Vagabond' Chang. Blair also meets Lieutenant Troy 'Catscratch' Carter, a Kilrath-o-phobe who joined the military a couple of years too late.
Blair can find no concrete evidence, and no one can positively identify the harassing ships. Tolwyn transfers a new officer to the Lex, Captain Hugh Paulsen, who replaces Eisen in command. After flying sorties under Paulsen's command, Blair either heads to the officer's lounge with Maniac or ventures down to the flight deck without proper authorization. If Blair heads to the lounge, Maniac abruptly leaves him at the lounge bar remembering "something he has to do." If Blair sneaks onto the flight deck, he witnesses Seether arriving in a shuttle and meeting Paulsen. Soon after, Paulsen calls Blair and Chang in for a surprise mission briefing: Eisen has defected to the Border Worlds and is fleeing in a shuttle, with Maniac piloting. Once in space, Vagabond announces that he is going to follow Eisen over. If Blair does not defect, he returns to the Lexington to meet a new cadre of pilots brought in by Paulsen. Blair flies with them for several missions before being confronted with a Border Worlds attack, led by Maniac, who gives Blair another chance to come over.
If Blair defects with Vagabond, he arrives with Eisen, Maniac, Vagabond and Catscratch at the BWS Intrepid, an old Durango-class carrier that has recently suffered damage from a Confed attack. Much of the senior staff has been killed, including Eisen's contact (and old friend) Captain Dominguez. The two officers currently sharing the command, Colonels Jacob 'Hawk' Manley and Tamara 'Panther' Farnsworth, assign Blair as Wing Commander for the flight group, and Eisen becomes her captain. Other Intrepid natives include Chief Technician Robert "Pliers" Sykes, Colonel John 'Gash' Dekker, head of the ship's contingent of Marines; and communications technician Lieutenant Velina Sosa, whom Catscratch quickly takes a shine to. Eisen confides that he's been in touch with connections back on Earth, and it seems that the nascent Confed-Border Worlds war is being instigated by elements within Confed. He defected so that he could hunt for proof of this. Blair and Maniac succeed in downing the Lexington, though Paulsen escapes in a shuttle with Seether. Seether kills Paulsen for his failure.
Pliers comes up with a jerry-rigged cloaking device and a "Manned Insertion Pod" - a coffin-sized torpedo that can be used to land ground troops. Blair takes them in against a communications station in the Orestes System, where Sosa and Vagabond collect valuable data on the conspiracy. Vagabond is killed in the gunfight.
Blair picks up a distress signal from the Kilrathi Melek and rescues the convoy. Melek brings flight recorder data of the sleek black ships using their incineration weapon against a Kilrathi transport. One of the ships pulls a move that Blair saw in the attack on the space port, using the ship's afterburners to supercharge and detonate an explosive mine which pushes the ship away at a faster rate. Hawk tells them that when he signed on with Confed, there was a rookie pilot on his ship, call sign 'Seether', who could pull off the maneuver. He also informs them that there was some talk of a 'G.E.' program, but that he never found out what it was, and Seether was transferred from the flight roster to Confed Intelligence Operations. Eisen leaves the Intrepid, intent on returning to Earth and delivering the information to friends in high places; he leaves Blair as acting captain reporting to Border Worlds Rear Admiral Eugene Wilford. Finally, the Intrepid catches wind of a secret Confed freighter sneaking through the area. Blair subdues it so that Dekker and his boys can capture it. Pliers, clambering aboard in the aftermath, discovers a squadron of sleek black fighters and a single example of their incendiary weapon, called "Dragons" and "Flash-Paks" respectively.
The Telamon system is under biological attack. The vast majority of the colony, particularly Planet FT957, has died. Few survive the attacks, hale and untouched, evidently due to an innate immunity. The survivors at the colony recount that visiting Dragons dropped canisters containing a biological weapon. Blair traces the attacking Dragons to the Axius System, which he infiltrates. There he discovers a secret starbase, guarded by the TCS Vesuvius, and manned by thousands of black-clad soldiers, including Seether, collectively known as the Black Lance. Blair learns that their leader is Admiral Geoffrey Tolwyn, who is instigating a war between the Border Worlds and Confed, with the goal being constant war-driven evolution of tactics and technology, to prepare the Confederation to meet the next hostile alien race. The Gen-Select Bioweapon, recently tested at Telamon, is the next obvious step in the plan: a virus that kills off all but the most genetically superior. Blair is spied by Seether and forced to fight his way out.
The Intrepid, pursued by the Vesuvius and Tolwyn's Black Lance pilots, makes a run toward Earth, intending to stop Tolwyn from addressing Congress. Though helped by the intervention of the TCS Mount St. Helens, sister ship to the Vesuvius, and its new captain, Eisen, the Intrepid is unsuccessful in stopping Tolwyn. Blair duels Seether one-on-one above Earth and then lands at the Congressional Building.
Tolwyn delivers his report on the Border Worlds and Blair slips in. If Blair makes a silent entrance, Tolwyn alerts the chamber guards to arrest Blair and he is not given a chance to speak, instead being executed. If Blair instead chooses to make a dramatic entrance, Paladin gives him the chance to speak before the Assembly. Blair baits Tolwyn into revealing his true agenda and admitting his crimes.
If the player scores enough points against Tolwyn, the Senate votes against war. Tolwyn is then indicted and convicted for his actions; lacking an appeal, he hangs himself in his jail cell, rather than be executed. Blair will either regain his rank as Colonel and be seen helping Panther train new pilots at the Academy or using Black Lance assets to crush rebellions with Hawk at his side as the new Admiral, depending on the general tone of his choices throughout the game. If the player makes the wrong choices facing Tolwyn, Blair is convicted of treason and executed as the war begins. This also happens if at any time Blair is captured by Confederation forces after his defection. If Blair fails enough missions before his defection, he is simply sent back to his farm.
Cast
Mark Hamill as Christopher 'Maverick' Blair
John Rhys-Davies as James 'Paladin' Taggart
Malcolm McDowell as Admiral Geoffrey Tolwyn
Jason Bernard as William Eisen
Tom Wilson as Todd 'Maniac' Marshall
François Chau as Winston 'Vagabond' Chang
Mark Dacascos as Troy 'Catscratch' Carter
John Spencer as Captain Hugh Paulsen
Robert Rusler as Seether
Chris Mulkey as Colonel Jacob 'Hawk' Manley
Elizabeth Barondes as Tamara 'Panther' Farnsworth
Richard Riehle as Robert "Pliers" Sykes
Jeremy Roberts as Colonel John 'Gash' Dekker
Holly Gagnier as Lieutenant Velina Sosa
Development and release
Initially targeted for a December 1995 release (thus giving the game an aggressive 12-month development schedule), the game was ultimately released on February 12, 1996 for MS-DOS PCs. WCIV was produced on the then-unheard-of-for-a-video-game budget of US$12 million. The majority of this budget went into the production of the game's full motion video scenes, which were shot on actual sets instead of a greenscreen and using 35mm film instead of digital capture. The original MS-DOS edition shipped on six CD-ROMs.
Origin later released a native-client for Windows 95. The Windows client added a deinterlace-option to improve the appearance of the cutscenes, but was identical to the original MS-DOS game in all other respects. In 1997, a special DVD-ROM edition of the game was released. In this edition, the cutscene video was upgraded to full DVD quality (made possible due to the fact that the scenes were originally shot on film). As most PCs of the time were insufficiently powerful to play the MPEG2 DVD video, the game client relied on Windows 95's multimedia player to stream the video from DVD to a hardware decoder. This dependency on external hardware rendered the game unplayable outside Windows PCs equipped with the correct decoder board. Hence, the game was strategically bundled with DVD-ROM kits that included the necessary decoder hardware. Later, the gaming community developed fan-made patches to allow this version to play on more modern hardware where no hardware-based MPEG2 decoding was available (or necessary). There was also a separate DVD release which lacked the enhanced video, and was hence playable on all PCs capable of playing the original CD-ROM release.
Unlike Wing Commander III, the PlayStation version of Wing Commander IV was not a direct port; much of the graphics were redone, the collision detection was modified, and the controls were simplified by making certain actions automated, though a control scheme similar to that of the PC version is also an option. In addition, in order to fit the game on four CDs (as compared to the six CDs of the PC version), some of the transitional FMVs were cut. A 3DO Interactive Multiplayer version was announced to be in development but it was never released. Likewise, a port for the Panasonic M2 was in the works by Origin Systems and slated to be one of the console's launch titles but never happened due to its eventual cancellation.
On April 3, 2012, the DVD quality version of the game was made available as a digital download at Good Old Games.
Also in April 2012, the source code was handed to the game community by a former developer for the purpose of long-time preservation. The codename was Milking The Tiger.
In 2021, a fan project known as Wing Commander IV: Remastered, began development of a version using upscaled video assets from the original series with the goal of producing a modern remake of the game.
Reception
Sales
PC Data, which tracked computer game sales in the United States, ranked Wing Commander IV at #1 for the month of February 1996. It was the 11th-best-selling game of 1996's first six months, but was absent from the year-end top 20, according to Computer Games Magazine. The game sold above 200,000 units across Europe by February 1997, and ultimately received a "Gold" award from the Verband der Unterhaltungssoftware Deutschland (VUD) in August 1998, for sales of at least 100,000 units across Germany, Austria and Switzerland. In the United States, PC Data reported that the game earned $7.9 million and sold roughly 170,000 copies by October 1999. According to CNET Gamecenter's Mark Asher, the game "made back its $10 million development, but barely."
Critical reviews
Wing Commander IV: The Price of Freedom for the PC was well received by critics. Computer Gaming World had it as a runner-up for the "Space Simulation Game of the Year" award, adding that it was the best yet attempt at creating an 'interactive movie'. In GameSpot's 1996 annual awards, the game placed second in the category "Best Story". Daniel Jevons of Maximum opined that "Wing Commander IV makes huge leaps and bounds in the interactive movie stakes, seamlessly blending impressive interactive cinematic sequences with slick and exciting SVGA battle sequences." A reviewer for Next Generation criticized that the interactive portions are essentially unchanged from Wing Commander III: "... with $10 million [the game's budget], you'd think the programmers could have optimized the code. They could have added tons of features: replays, multiplayer support, more ships, or even more interactivity. ... the actual gameplay, which runs on exactly the same engine as WCIII (with only a few improvements), runs almost half as fast at even the lowest resolution – with all the details turned off." However, he assessed this as more of a lost opportunity than an actual problem, since "WCIII was a great game, and it's nice to get more of the same." Bob Strauss wrote in Entertainment Weekly that "I've come to the conclusion that the Wing Commander series has two reasons for existence: to prolong the career of Mark Hamill (who has leveraged his big-screen space-jockey credentials into this most prestigious of CD-ROM franchises) and to force technological laggards to trade in their old PC clunkers for the whiz-bang models of the moment. There's nothing in Wing Commander IV: The Price of Freedom to dissuade me from this opinion."
Wing Commander IV was nominated as Computer Games Strategy Pluss 1996 "Science-Fiction Simulation" of the year, although it lost to Terra Nova: Strike Force Centauri. It won the 1996 Spotlight Award for "Best Use of Video" from the Game Developers Conference, and was a nominee in the "Best Script, Story or Interactive Writing" category. Inside Mac Games named it 1996's best space simulation.
Reaction to the PlayStation version was more mixed. Critics generally approved of the cutscenes, praising the story, acting, and full motion video quality, but assessed the gameplay as average at best. The chief complaint was that the sensitivity of the controls makes it excessively difficult to track enemies or fine-tune the ship's heading. Trent Ward noted in GameSpot that though the control is dramatically improved when using the PlayStation Analog Joystick, this controller was not due to be released in the U.S. for another two months. Both Ward and the review team for Electronic Gaming Monthly argued that the gameplay issues are irrelevant due to the quality of the cutscenes; Shawn Smith of EGM remarked, "WC4 is an example of packaging done so well, that you can't help but enjoy the game underneath." In contrast, Next Generation and GamePro said that while the cutscenes are excellent of themselves, they ultimately detract from the game due to their excessive length, forcing the player to spend a large share of their time watching video instead of playing the game. Next Generation summarized the game as "a last gasp of the failed FMV subgenre."
Crispin Boyer of EGM devoted his entire PlayStation version review to the quality of the conversion, commenting that whereas Wing Commander III was a straight port, Wing Commander IV had been effectively redesigned to accommodate the hardware, in particular simplifying the control scheme and redrawing the HUDs so that they can be read on the lower resolution of a TV monitor. Next Generation, however, contended that the 3DO and PlayStation versions of Wing Commander III had much better tuned controls.
References
External links
1996 video games
DOS games
Cancelled 3DO Interactive Multiplayer games
Cancelled Panasonic M2 games
Games commercially released with DOSBox
Interactive movie video games
Classic Mac OS games
PlayStation (console) games
PlayStation Network games
Science fiction video games
Space combat simulators
Video game sequels
Video games developed in the United States
Video games scored by Martin Galway
Windows games
Wing Commander (franchise)
Single-player video games |
4047176 | https://en.wikipedia.org/wiki/George%20Johnstone%20%28Royal%20Navy%20officer%29 | George Johnstone (Royal Navy officer) | George Johnstone (1730 – 24 May 1787) was a Royal Navy officer who saw service during the War of the Austrian Succession, the Seven Years' War and the American War of Independence, rising to the rank of post-captain and serving for a time as commodore of a British naval squadron. In a multifaceted career he was also a member of parliament, a director of the East India Company, a member of the Carlisle Peace Commission and the first Governor of West Florida from 1763 until 1767.
Johnstone was born into a gentry family in 1730, and embarked on a naval career. Early in his service there occurred several incidents which revealed both positive and negative aspects of his character. He was involved in encounters with the enemy where he was praised for his bravery, and incidents where he was censured for disobedience. He rose through the ranks to his own commands and had some success with small cruisers against enemy merchants and privateers. After the end of the Seven Years' War he had made friends with several powerful figures, and was appointed Governor of West Florida. He achieved a measure of success in the delicate operations of running a new colony, but ultimately clashed with his political masters and failed to cultivate support amongst the wider sections of colonial society. Returning to Britain he became active in politics, supporting conciliatory measures for the Americans, and the removal of government interference from the affairs of the East India Company. His stance on the former led to his appointment as a member of the Carlisle Peace Commission, but he was accused of offering bribes and the Americans would have nothing to do with him.
Returning to active naval service with a lucrative posting as commodore, he cruised with success off Portugal, and was then entrusted with a secret mission to capture the Cape Colony from the Dutch Republic. While en route to the Cape, he was surprised by a French force sent to thwart his goal, and though he fought it off at the Battle of Porto Praya, he allowed the French to push on and reinforce the Cape. Thwarted in his mission, he had some consolation in discovering a valuable fleet of Dutch merchants, and capturing most of them. Returning to politics in England after the war he spoke on a number of issues, but was not asked to join an administration. He became a director of the East India Company towards the end of his life, before illness forced him to retire from business and politics shortly before his death in 1787.
Family and early life
George Johnstone was born in 1730 in Dumfriesshire the fourth son of Sir James Johnstone, 3rd Baronet of Westerhall, Dumfries, and his wife Barbara Murray, the oldest sister of the literary patron Patrick Murray, 5th Lord Elibank. He was a younger brother of William Johnstone (later Sir William Pulteney),
and an older brother of the East India Company official John Johnstone (1734–1795).
War of the Austrian Succession and Seven Years' War
He began his career at sea in the Merchant Navy, then entered the Royal Navy in 1746. He served in the War of the Austrian Succession, spending some time aboard , where he gained a reputation for bravery for an instance when he boarded an enemy fireship so that it could be towed away from a British squadron off Port Louis, Hispaniola. He spent some time as a midshipman aboard under Captain John Crookshanks. For reasons unknown Crookshanks refused to grant Johnstone his certificate, upon which Johnstone challenged him to a duel. The challenge being accepted, the two duelled and Crookshanks was wounded in the neck. The end of the war in 1748 left him without active employment, though he passed his lieutenant's examination in 1749. He spent some time in the merchant service during the years of peace, captaining at least one merchant vessel to the Caribbean. He was recalled to the navy at his new rank on the outbreak of the Seven Years' War, serving aboard . He was however soon court-martialed for "insubordination and disobedience", and though he was found guilty his record of gallantry in combat was taken into account, and he was given a reprimand in 1757 and ordered to resume his duties.
Johnstone went on to serve aboard , seeing action at the Battle of Cap-Français on 21 October 1757 and receiving praise for his bravery from the squadron's commander, Commodore Arthur Forrest. Johnstone however made an enemy of Rear-Admiral Thomas Cotes as a result of a dispute over prize money. His combative nature was also demonstrated in 1758 when, while serving as first lieutenant aboard , he demanded a court martial of his captain Thomas Cookson for alleged incompetence in sailing the ship. The proposed court martial was dismissed out of hand by Admiralty. Despite these incidents, Johnstone was briefly made acting captain of the 70-gun in June 1759.
By 1759 Johnstone, by now in poor health, found himself without a ship. After a period of delays, the first Lord of the Admiralty George Anson, 1st Baron Anson gave him his first command, the 14-gun sloop . She was initially assigned to carry out escort duties in the North Sea, during one of which Johnstone was faced with a mutiny, which he skilfully put down with minimal loss of life. Hornet was then ordered to Lisbon. On the voyage, Johnstone captured several prizes, and took several more after his arrival. Among them was the 8-gun privateer Chevalier D’Artesay off Granville on 8 January 1761, followed by the 6-gun privateer Société on 15 January. He was then sent to inform Admiral George Rodney in January 1762 of the British declaration of war against Spain. Rodney was able to use this early notice to capture a number of valuable prizes, before the Spanish in the region became aware that they were at war. Johnstone was promoted to post-captain in May 1762, shortly before the end of the Seven Years' War. On 11 August 1762 he received command of the 24-gun . He was appointed to the 24-gun before the end of the year, but received a new commission before he could take it up.
Governor of West Florida
Johnstone was appointed colonial governor of West Florida in November 1763 by the Prime Minister, John Stuart, 3rd Earl of Bute. Johnstone was friends at the time with the dramatist and fellow Scot John Home, who was Bute's secretary. Johnstone was one of several Scots appointed by Bute to govern all four of the new British colonies, which provoked much criticism from the opposition. Johnstone became notorious for cudgelling a writer for The North Briton over his comments on Bute's appointments. Johnstone took up his position eagerly, feeling that his new province's strategic location would give it a profitable future, and envisaging West Florida as 'The Emporium of the New World'.
He arrived at his capital, Pensacola, on 21 October 1764 and having established himself, went on to encourage immigration while keeping order among a relatively lawless pioneer population. He carried out skilful negotiations with the local Indians, and established the basics of civil government in the region. He oversaw the establishment of a fairly effective provincial legislative assembly, and the elections of representatives to it, which he worked well enough with to be able to pass a number of pieces of legislation. He did not enjoy a similar relationship with the military in society, through his claim of an authority over them which was contrary to usual colonial practice. By 1766 he had determined on the necessity of war with the Creek Indians, despite the government's attempts to secure peace in North America. He soon clashed with William Petty, 2nd Earl of Shelburne, the new Secretary of State for the Southern Department, which led to Shelburne's demand for Johnstone's removal. By now Johnstone had been frustrated in his hopes for commercial prosperity in the region, and enjoyed little popular support from civil society, and so decided to apply for a leave of absence. He left the colony on 13 January 1767, and never returned. Shortly after his departure the ministry removed him from his office. During his time in Florida he had begun a long-term relationship with Martha Ford, by whom he had four illegitimate children, all of whom he supported: George Lindsay Johnstone (later a member of Parliament), James Primrose Johnstone, Alexander Johnstone and Sophia Johnstone.
British politics
He returned to Great Britain in 1767, where he once more became involved in the politics of the East India Company. He had previously been one of a number of his family to support Robert Clive, 1st Baron Clive in 1764, but by 1767 Clive was persecuting George's brother John Johnstone, who was at this time a member of the company's council in Bengal. George Johnstone spoke out and voted against Clive, gaining a reputation as an orator. He sought election to Parliament on the back of this reputation, and after securing the patronage of Sir James Lowther was elected to represent Cockermouth in 1768. He became part of the parliamentary group supporting Lowther's interests, and retained his membership after his election to the constituency of Appleby in 1774. He continued to be active in the politics of the East India Company, using his parliamentary position to make speeches attacking the North Ministry's schemes for Indian reform, and laying the blame for the chaos in Bengal at Clive's door. He found favour for doing so with the company's court of proprietors, who made him chair of a proprietary committee aiming to block plans for company reform. Despite these efforts, the Prime Minister, Lord North, was able to pass an act regulating the East India Company in 1773.
Johnstone supported the Rockingham faction, which was opposed to North's policies in American affairs. He was particularly skilled at denunciations and obstructing legislation, attacking the 1773 Tea Act as 'criminally absurd', and argued that the Boston Port Bill would unite Americans against Britain. He also opposed the altering of the charter of Massachusetts and the 1774 Quebec Act. Other matters he spoke on in Parliament included his opposition to the penalization of Irish Catholics, imprisonment for debt, and of impressment in the navy. He also opposed the slave trade, calling it 'a commerce of the most barbarous and cruel kind that ever disgraced the transactions of any civilised people'. He tended towards pragmatism on other affairs, believing that while taxing Americans was legal, it was inexpedient, and that sending troops to America would be ultimately fruitless and that to maintain order would require the garrisoning of forces in the colonies at great expense. Instead he urged conciliation to redress colonial grievances. His temper occasionally got the better of him, leading to difficult situations, and on one occasion a duel with Lord George Germain.
The Carlisle Peace Commission
Johnstone's stance on conciliation probably led to his selection by North to form part of the peace commission sent to America in 1778 under Frederick Howard, 5th Earl of Carlisle. Confident of success Johnstone attempted to sway influential Americans with the argument that reconciling with Britain was preferable to dependence on France. In his communications he made vague hints of rewards to those who helped secure this outcome, and was eventually accused of attempting to bribe American general Joseph Reed with 10,000 guineas. The charge was never proved, but the Continental Congress voted to have nothing more to do with him, and Johnstone returned home in 1778, before the rest of the commissioners.
Return to the Navy
In 1779 Johnstone was offered, and accepted, a post as commodore of the Lisbon Station , despite his previous attacks on the ministry, and his support for conciliation over military intervention. He justified himself with the argument that since France had entered the war on the American side, he could no longer support staying out of the war. He was promised an assignment on the Portuguese station, before which he cruised off the French coast in his flagship , looking for evidence of invasion preparations. It soon became known that the French and Spanish fleets intended to unite and form a large single fleet to invade England. Johnstone took Romney to join Admiral Sir Charles Hardy's Channel Fleet, and pressed him to seek battle. Hardy instead preferred to avoid action at first, wearing down the enemy fleet at sea while his own continued to refit and resupply from the naval bases along the English coast. Hardy's tactics were successful, and rather than confront a fresh and well-equipped British fleet, the enemy armada abandoned their plans and returned to French ports.
Johnstone went on to cruise off the Portuguese coast, making several captures that brought him a sizeable sum of prize money. In particular Romney, while cruising with and , chased down and captured the 34-gun Spanish frigate Santa Margarita on 11 November 1779. The following year his ships captured the 38-gun Artois on 3 July 1780, and the 18-gun Perle on 6 July 1780, both off Cape Finisterre. Despite these successes he still tried to maintain his influence in politics, suggesting that Spain be offered Gibraltar in exchange for leaving the war, but achieved no apparent backing or result.
Assignment to the Cape
Johnstone was then given command of a squadron that was assigned to carry out an expedition to the River Plate, but in 1780 the Dutch entered the war against Britain and allied with France. Immediately Dutch possessions around the world became valuable targets for the British, and taking advantage of Johnstone's expedition, it was quickly reinforced with more warships, transports and East Indiamen, and assigned to carry out a secret expedition to capture the Dutch colony at the Cape of Good Hope. Johnstone sailed on his expedition from Spithead on 13 March 1781 in command of 46 ships, including five ships of the line (the 74-gun , the 64-gun , and the 50-gun , and ), four frigates (the 38-gun HMS Apollo, the 36-gun , and the 28-gun ), the fireship and the bomb vessel . He also had seven light armed cruisers, two cutters and a sloop to serve as despatch vessels, four transports, eight storeships, and thirteen Indiamen. Also with the expedition were 3,000 troops under General Sir William Medows. The expedition at first went well, with the cutter capturing a Dutch merchant ship on the fourth day out of port. However the French had learned of the expedition's intent through the services of the spy François Henri de la Motte, based in London, and quickly prepared an expedition under Admiral Pierre André de Suffren to foil Johnstone by beating him to the Cape and reinforcing it.
Battle of Porto Praya
Johnstone at first made for the Cape Verde Islands, anchoring at Porto Praya to take on fresh water. Assuming there was no danger, despite records from the port office that a French frigate had arrived a month earlier and warned the inhabitants to prepare for the arrival of a larger French force, Johnstone anchored his fleet so that the warships were moored inshore, and the transports and merchants were outside the defensive lines. He further hampered his ability to fight his ships by sending his best men ashore to collect water, and leaving his decks encumbered with lumber and casks. On 16 April strange sails were seen approaching the harbour. These were the ships of Suffren's squadron, who also intended to take on water and was equally as surprised to discover an enemy fleet. Taking advantage of the situation he quickly ran up to HMS Isis with his 74-gun ships and , and the 64-gun , fired broadsides into her, and raised the French colours. Moored as he was Johnstone could not easily bring his remaining warships to engage the French, while his smaller ships were useless against the large French warships. In the smoke and confusion several of the transports fired into the East Indiamen.
Recovering from their initial shock the British soon began to fight back effectively. Captain Ward of HMS Hero took men from nearby ships and used them to bring his ship into range of the French, whereupon he boarded Artésien, killed her captain, Cardaillac, and took twenty-five of her men away as prisoners. After two hours of heavy cannonading the French found themselves in a dangerous position, as Annibal lost her mizzen mast, followed shortly afterwards by her main and foremasts. She had by now sustained casualties of two hundred dead or wounded, and with the British preparing to board her, Suffren decided to retreat. He brought Héros in to tow Annibal to safety and made for the open sea, taking with him as prizes the East Indiamen Hinchinbroke and Fortitude, the fireship Infernal, and the storeship Edward. Johnstone immediately ordered a pursuit, but his heavily damaged ships took some time to get out of the harbour, by which time Suffren's fleet had disappeared. The British ships taken by Suffren were all recaptured over the next few days, as they were considered too badly damaged to be of use and were abandoned. Though Johnstone had beaten off the superior French force, the race was now on for the Cape. Johnstone assumed that Suffren would either make for the West Indies or Brazil to refit and resupply, but was mistaken. Suffren simply rigged temporary masts on Annibal and made for the Cape. Johnstone stayed at Porto Praya to carry out repairs, thus abandoning any chance of beating Suffren to his destination.
Arrival at the Cape and Saldanha Bay
Johnstone's forces arrived at the Cape, where he sent HMS Active ahead to reconnoitre. Active found a Dutch merchant, the Held Woltemande, which had recently departed the Cape, and after fooling her into thinking Active was a French frigate, captured her. From her Johnstone learnt that Suffren's forces had already reinforced the Cape, and that an attack would be futile. However he also learnt that a small convoy of richly laden Dutch merchants had been moved to the safety of Saldanha Bay. Johnstone decided to capture them, and on the morning of 21 July, arrived off the entrance to the bay. The Dutch squadron consisted of Dankbaarheid, Perel, Schoonkop, Hoogscarspel and Middleburg, under the command of Captain Gerrit Harmeyer of Hoogscarspel. Their stores and equipment had been stored on the packets Zon and Snelheid, which were sent further into the bay, near to Schapen Island. They had been given orders to burn their ships if attacked, while even if they were captured, the loss of their equipment on Zon and Snelheid would make them useless. However the Dutch were largely unprepared, and only on Middleburg had stores of combustible material been prepared. They cut their anchor cables and ran onshore, where their crews set fire to them, but the British were able to board them in their boats and extinguished the fires on all but Middleburg, to which Johnstone personally attached a line to, repeating the success of his youth, and had towed away from the remaining Dutch ships. The five ships fell into British hands, as did the two packets, which were captured without any attempt being made to destroy them. After equipping his ships, Johnstone left the bay with his prizes, leaving only Zon and Snelheid, which were considered too old to be of any use.
Having failed in his objective to capture the Cape, Johnstone decided to send the troops and supplies on to the East Indies station, detaching his best warships under Captain James Alms of HMS Monmouth to escort them, while he returned to Britain with the ships Romney, Jupiter, Diana, Jason, Terror, Infernal, one light cruiser, two victuallers, and the Dutch prizes. He stopped on his voyage home at Lisbon, where he married Charlotte Dee, daughter of the British vice-consul, on 31 January 1782.
Aftermath and return to politics
Johnstone attempted to place much of the blame for his delay in chasing the French on a subordinate, Captain Evelyn Sutton of HMS Isis, and deprived him of his command and substantial prize money. Sutton was arrested and court-martialed, but acquitted. In response Sutton brought a suit against his former commander. Johnstone had to contest this suit, protracted by appeals, for the rest of his life, with it only being settled in his favour two days before his death. Johnstone was by now probably suffering from Hodgkin's disease, which may have been responsible for some of his lapses in judgement. He was elected as member of parliament for Lostwithiel in 1781, and continued to be an active member, opposing American independence, and government interference in the running of the East India Company. He opposed Charles James Fox's proposals for tighter controls on the company, but in a move contrary to his earlier views, supported William Pitt the Younger's scheme. Pitt's was more moderate than Fox's, allowing the Company directors to retain power over company appointments, and Johnstone may have made a deal with Pitt to support this measure in exchange for Pitt's supporting Johnstone's bid to be elected to the directorship of the company, which he achieved in 1784. The two did not collaborate closely after this, and Pitt neither brought him into his government, nor offered him a pocket borough to represent in the 1784 general election. Johnstone instead attempted to win the seat of Haddington Burghs, but was defeated. He contested Ilchester the following year, but was again defeated. After a petition however his opponent John Harcourt was declared not to have been elected, and Johnstone was elected in his stead. By now in poor health Johnstone remained only a year in Parliament, before applying for Chiltern Hundreds in 1787 to resign his seat.
Death and legacy
George Johnstone died at Hotwells, Bristol, possibly from Hodgkin's disease, on 24 May 1787. He was survived by his wife Charlotte, by whom he had one son, John Lowther Johnstone. He also had four illegitimate children, including George Johnstone (1764–1813), who became an MP.
John later succeeded his uncle, Sir William Pulteney Johnstone, as 6th Baronet of Westerhall. George Johnstone had achieved small-scale success as a naval officer, serving with undoubted courage, but had not been able to succeed when given a major command. His poor strategic planning had led to his force being badly surprised at Porto Praya, and despite having rallied and successfully beaten off the French, his assumption that Suffren would not head immediately to the Cape proved his undoing and handed the French an important strategic victory. He achieved some successes as the founder of the colony of West Florida, despite ultimately failing to win the support of his political masters and the wider civil society, and would later rate his time in Florida more highly than his comparatively greater success as a director of the East India Company. He was a renowned orator when speaking in opposition, but was never asked to join an administration and several of the high-profile causes he supported ultimately failed.
Notes
a. de la Motte was later uncovered, and tried for treason. Found guilty, he was executed at Tyburn on 27 July 1781.
b. The death of sitting MP Peregrine Cust on 2 January 1785 forced a by-election. Harcourt was declared duly elected by a majority of 17 votes when the polls closed after five days on 9 February (118 votes to 101), but a petition led to an investigation that uncovered evidence of bribery and corruption. Harcourt was declared not to have been elected, and Johnstone took the seat in his stead.
Citations
References
External links
1730 births
1787 deaths
Scottish politicians
Military personnel from Dumfries and Galloway
Members of the Parliament of Great Britain for English constituencies
Royal Navy officers
Royal Navy personnel of the War of the Austrian Succession
Royal Navy personnel of the Seven Years' War
Royal Navy personnel of the American Revolutionary War
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Governors of West Florida
Directors of the British East India Company
British MPs 1768–1774
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4047265 | https://en.wikipedia.org/wiki/Verreaux%27s%20eagle-owl | Verreaux's eagle-owl | Verreaux's eagle-owl (Ketupa lactea), also commonly known as the milky eagle owl or giant eagle owl, is a member of the family Strigidae. This species is widespread in sub-Saharan Africa. A member of the genus Ketupa, it is the largest African owl, measuring up to in total length. This eagle-owl is a resident primarily of dry, wooded savanna. Verreaux's eagle-owl is mainly grey in color and is distinguishable from other large owls by its bright pink eyelids, a feature shared with no other owl species in the world.
Verreaux's eagle-owl is a highly opportunistic predator equipped with powerful talons. Just over half of its known diet is composed of mammals but equal or even greater numbers of birds and even insects may be hunted locally, along with any other appropriately sized prey that is encountered. This species is considered of Least Concern by IUCN as it occurs over a wide range and has shown some adaptability to human-based alterations and destruction of habitat and adaptability to diverse prey when a primary prey species declines in a region. As a large, highly territorial species of owl, it does, however, occur at fairly low densities and some regional declines have been reported.
The common name commemorates the French naturalist Jules Verreaux. The type specimen that was later described by Temminck at the Rijksmuseum van Natuurlijke Historie was collected by Verreaux while he was still in his teens.
Taxonomy
There are no known subspecies in the Verreaux's eagle-owl, and there is remarkably little variation in their appearance across their considerable distribution. Reportedly, birds in the southern part of their range appear marginally larger on average but these size differences are quite subtle and may be considered as a mild case of Bergmann's rule. While genetic research has been undertaken for this species, its closest living relative in the genus Ketupa is not fully clear. At one time, the Verreaux's eagle-owl was mentioned as an owl with particularly mysterious genetic alliances among living owls. Per Konig & Weick (2008), the species with studied genetic markers found to be most closely related are a dark-eyed species pair of Asian eagle-owls, the spot-bellied (Ketupa nipalensis) and barred eagle-owls (Ketupa sumatrana), but these are not particularly closely related to the Verreaux's.
Among species with available genomes to study for DNA characteristics, it has been revealed that the fish owls, in particular the brown fish owl (Ketupa zeylonensis), is the third most closely related species to the Verreaux's. Notably, Konig & Weick did not test the DNA of other African eagle-owls that may bear relation to the Verreaux's eagle-owl based largely on their solid dark brown eyes, namely Fraser's (Ketupa poensis), greyish (Bubo cinerascens) and Shelley's eagle-owl, as opposed to other eagle-owls which have yellow to orange irises. Fraser's and Usambara eagle-owls also have a small amount of bare skin around their eyes but this tends to bluish in color and is not nearly as extensive as the pink seen in Verreaux's. Other large owls native to Africa, the fishing owls, also have uniform dark brownish eyes and are sometimes included with the genus Bubo but how closely related they are to modern eagle-owls is unclear. Pliocene fossil Bubo owls with clear similarities based on osteological characteristics to the modern Verreaux's eagle-owl (most are currently classified as Ketupa cf. lactea) from South Africa and Tanzania, indicate that the Verreaux's eagle-owl descended from slightly smaller ancestors that increased in size as they diversified from related species.
Description
Despite the alternative common name of giant eagle-owl, Verreaux's eagle-owl is not the largest owl or eagle-owl in the world. It is, however, a very large and powerful owl species. This species is both the largest owl found in Africa and the world's largest owl to occur in the tropics. Among all the world's owls, it is fourth heaviest living owl, after Blakiston's fish owl (Ketupa blakistoni), the Eurasian eagle-owl (Bubo bubo) and the tawny fish owl (Ketupa flavipes). In addition, it is the fourth longest extant owl (measured from the bill to the tip of the tail), after the great gray (Strix nebulosa), Blakiston's fish and Eurasian eagle-owls. Based on body mass and wing chord length, Verreaux's eagle-owl is about the same size as "medium-sized" races of Eurasian eagle-owl, such as those from Central Asian steppe (B. b. turcomanus) and the Himalayas (B. b. hemachalana), slightly smaller than most northern Eurasian races, considerably smaller than Siberian and Russian eagle-owls, and somewhat larger than the smallest Eurasian eagle-owl subspecies, such as those from the Iberian Peninsula (B. b. hispanus) and the Middle East (B. b. omissus or nikolskii).
Verreaux's eagle-owl ranges from in total length. This species has been reported as having an average wingspan of , but Mikkola referenced this as the wingspan of a smaller male. The largest known wingspan from a wild female measured nearly . While female owls are almost always larger than males, Verreaux's eagle-owl stands out as one of the most sexually dimorphic living owl species, some studies showing the female can average 35% heavier than the male. In comparison, the females of the nominate subspecies of Eurasian eagle-owls and great horned owl (Bubo virginianus) are reported to average approximately 20% and 25% heavier than the males, respectively. The full range of reported body mass in the species ranges from in males against a body mass of in females. In one study, 4 males were found to have averaged while 6 females averaged . Another study found 5 males to have averaged approximately while five females averaged . Unusually large sizes have been claimed in captivity with claims that specimens measuring up to in length and in wingspan but these are unverified and possibly misreported as these figures match the largest Eurasian eagle-owls. Males heavier than any in the wild have been verified in captivity to weigh up to . Among standard measurements, the female is reported to measure from , averaging , in wing chord, in the tail, while the same measurements in the male are from , averaging , and from in tail length. In both sexes, the tarsus has measured and the bill (in a small sample) . Based on wing chord size compared to body mass and other linear dimensions, the Verreaux's eagle-owl averages somewhat larger in the size of its wings relative to its body size than most other eagle-owls, excluding the Asian fish owls which are also relatively long-winged.
Overall, Verreaux's eagle-owl is a fairly uniform and somewhat pale gray, with light and fine brownish vermiculations on the underside. The back is more solidly light brown with white spots on the shoulder. The oval facial disc is paler, sometimes ranging into a whitish color, than the rest of the front side of the bird with strong black borders bracketing either side. One other feature that immediately distinguishes adult Verreaux's eagle-owls in good light are its pink eyelids. The ecological purpose of their colorful eyelids is not known; however, Brown (1965) opined that they replace the colorful yellow to orange eyes of eagle-owls in breeding and territorial displays, since they were very conspicuous in displaying males. Their eyes are dark-brown in color and like all eagle-owls, they have ear-tufts. The ear-tufts are blunter and smaller relative to those of other African eagle-owls. The ear-tufts of this species are relatively subtle and can be missed in the field, especially if they are held lax. In appearance, they are quite easily distinguished if seen well. They are much bigger and bulkier than most other co-occurring owls. The only eagle-owl species in range that approaches its size is the Shelley's eagle-owl (Ketupa shelleyi), which may (but is not confirmed to) co-exist with the Verreaux's in northern Cameroon and the southern sliver of the Central African Republic most likely in forest edge and mosaics, but that species is a much darker sooty colour overall with broad black bands on the underside. Shelley's eagle-owl also has considerably different habitat preferences, preferring deep, primary forests, and is much more rarely observed in the wild.
The next largest owl in sub-Saharan Africa is the Cape eagle-owl (Bubo capensis). The individual home ranges, if not habitats, of the Verreaux's and cape eagle-owls may abut in nearly every part of the latter's distribution. Even in its largest race (Mackinder's eagle-owl, B. c. mackinderi) the cape eagle-owl is around 30% lighter in body mass on average than the Verreaux's eagle-owl, not to mention it being markedly different in almost all outward characteristics. Pel's fishing owl (Scotopelia peli), which occurs in west, central and inland southern Africa and may co-exist with the Verreaux's eagle-owl in much of its range (despite favoring wetland and riparian zones surrounded by wooded areas), can attain similar sizes as the Verreaux's eagle-owl but is dramatically different in color (a rather brighter rufous-cinnamon hue) and lacks ear-tufts. In combination, the characteristics of their pink eyelids, dark eyes, relatively uniform plumage and extremely large size render the Verreaux's eagle-owl as nearly unmistakable.
Voice
The call of the Verreaux's eagle-owl is the deepest of any extant owl species and one of the deepest bird calls in the world, averaging slightly deeper than the calls of the Blakiston's and brown fish owls (Ketupu zeylonensis). The calls of Eurasian eagle-owls are less deep but are possibly louder and farther carrying. The male's song is an exceptionally deep gwok, gwok, gwonk-gwokwokwok gwokwokwok gwonk. The depth and quality of the song makes confusion by sound more likely with a leopard (Panthera pardus) than any other bird. The song is sometimes considered unmistakable. According to a study in Kenya, the voice is considered the second deepest bird call after the southern ground hornbill (Bucorvus leadbeateri), though that species has a fairly croaking call reminiscent of a large frog and in recordings appears to have a less sonorous call. Apparently, the song can carry up to away on quiet nights. The female's call is similar but higher pitched, as in all owls to some extent because the larger female tends to have a smaller syrinx. Like most Bubo owls, breeding pairs not infrequently call together but they are not as well-synchronized as the pair duets of spotted eagle-owls (Bubo africanus), which are often found in nearby ranges. The alarm calls of both sexes are often a sonorous whok or hook but variable grunting notes and raspy screams also seem to indicate alarm. Both the female and the young engage in high, piercing calls when begging for food at the nest (at which time the male does the food capture). One other vocalization recorded has included a raspy, drawn-out shrooooo-ooo-eh apparently uttered as a distraction display mainly by the male near the nest. While sound is important to some degree for inner-species relations and hunting behaviour to all owl species, the Verreaux's eagle-owl appears to have relatively small and uncomplicated ear openings compared to several smaller types of owl. This indicates that the auditory senses are relatively unimportant in this species compared to vision.
Distribution and habitat
Verreaux's eagle-owl is found through most of sub-Saharan Africa, though it is absent from most of the deep rainforests. The species is found at the highest densities in eastern and southern Africa. As this species avoids primary forests, it is found very spottily in west Africa. Their western distribution includes The Gambia, Senegal, Guinea and Sierra Leone. Eastward from those countries to the Central African Republic, the species is distributed in a narrow transitional zone between the Sahara and rainforests. Seemingly isolated populations occur in central Nigeria and central Mali. In south-western Africa, they range up to as far north as the southern parts of the Republic of the Congo and the Democratic Republic of the Congo, through most of Namibia (excluding the coastal regions) and northern South Africa. In east Africa, their distribution is more or less continuous from southern Sudan, Eritrea and inland Somalia down to South Africa as far as the region of the city of Durban.
This species inhabits mainly savanna with scattered trees and thorny vegetation. Verreaux's eagle-owls mainly inhabit rather dry regions, some bordering semi-arid areas. In central Mali, for example, near the extreme northwestern limit of the species range, the habitat that hosts these owls averages less than of rainfall annually. They also range into riverine forest adjacent to savanna and small, semi-open woodland surrounded by open country, though they are less likely to inhabit heavily wooded habitats. South African eagle-owls are not infrequently found around floodplains and marshes, which may provide the primary nesting habitat in some areas. In Uganda, they are largely associated with riparian woodlands. Verreaux's eagle-owl may live at nearly all elevations, from sea level to near the snow-line at around in elevation, such as in the Eastern Rift mountains. However, in general, they only sporadically inhabit rocky areas and so are generally very scarce in mountainous regions. The bushveld of southern Africa is near ideal habitat for Verreaux's eagle-owl and the species may be found at near peak numbers here. The species was historically rare to absent from the Kalahari desert, but the introduction by man of invasive trees like conifers, eucalyptus and acacias, irrigation areas and prey species has allowed them to spottily occupy this region.
Behavior
Verreaux's eagle-owls are nocturnal birds and roost by day in trees, with large, shaded horizontal branches of tall, old trees being preferred. In Kenya, the most often-used perch trees were Croton megalocarpus and invasive Eucalyptus. Elsewhere, Acacia trees may be used habitually. Despite normally choosing dense foliage to rest in, sometimes they may sit wherever their hunting path ends from the prior night, including relatively exposed perches. They reportedly sleep rather lightly and will awaken very quickly to defend themselves from attack in daylight hours. Family groups consisting of breeding pairs and their offspring frequently roost together and may engage in allopreening during this time. Reportedly some family groups include eagle-owls that had hatched up to three years prior, which if accurate is exceptional for any type of owl species. During extremely hot days, this species may flutter its throat for cooling purposes and has been known to bathe in rain and shallow water during extreme heat in the middle of the afternoon but usually drinks when possible during nighttime. Each breeding pair of Verreaux's eagle-owl defends a territory and these may be extremely large, ranging in size up to .
Food and feeding
Verreaux's eagle-owl is considered an avian apex predator, meaning it is at or near the top of the food chain and healthy adults normally have no natural predators. In many known aspects of its hunting behaviour, it is typical of the members of the genus Bubo. This species hunts predominantly in early evening; however, they have been observed to swoop on prey during daylight. They usually fly to a different perch from their daytime roost to use as their habitual hunting perch. Verreaux's eagle-owls mainly hunt by gliding down on their prey from a perch. However, hunting on the wing has been reported, even of flying insects. On occasion, they hunt by flying low over a bush to catch prey by surprise or dash on the wing into dense foliage or through forests to catch a galago or other arboreal prey item. They will also sometimes run after prey on the ground, flapping their wings rapidly as they walk, or wade into shallow waters to pin down fish. The wing size of eagle-owls in general limits their flying speed and abilities in the open and so they require perches to execute most of their hunting behaviour.
Even among the Bubo owls, most species of which are known to be highly opportunistic predators with indiscriminating diets, the Verreaux's eagle-owl is a particularly opportunistic predator. While earlier studies characterized great horned owl, one of the most well-studied members of the genus Bubo, as hunting whatever random species they first come across, more modern dietary studies have contrarily shown their prey selection is not completely random and that regionally they selected cottontails and hares as prey instead of other foods regardless of prey population trends and became regional specialists on such prey, to such an extent that it predictably causes owl population declines at times when leporid numbers decline. Furthermore, species-wide, great horned owls may select mammals as prey nearly 88% of the time. In contrast, studies have indicated that for the Verreaux's eagle-owl only around 56% of its diet is mammals and no single prey type predictably dominates their prey selection by biomass in multiple regions. To date, more than 100 prey species have been counted for this eagle-owl and, with only about half a dozen comprehensive dietary studies known to have been conducted, this probably only represents a small portion of the total prey selected. Estimated prey size for the species has ranged from insects weighing less than to ungulates weighing at least . This is the second broadest size range positively attributed to a single owl species for prey items after the Eurasian eagle-owl and the largest exceptional upper prey-size also after the Eurasian species.
Mammals
The prey type most often associated with Verreaux's eagle-owl are hedgehogs. It appears that this species is the only routine predator of hedgehogs in Africa, most other predators of small-to-medium-sized mammals choosing to pursue other abundant mammals without the hedgehog's prickly defenses. In both the southernmost, from the western cape of South Africa, and northernmost, a partial study of the foods at nests in central Mali, food studies for this species have found hedgehogs to be the most significant contributor of biomass in Verreaux's eagle-owl nests. The two known hedgehog prey species taken are the four-toed hedgehog (Atelerix albiventris), which averages in adults, in the north and the southern African hedgehog (Atelerix frontalis), which averages in adults, in the south. When capturing hedgehogs, the eagle-owl descends silently with its soft-comb wings and ambushes the hedgehog by imbedding its talons about the face. After death, the hedgehog is skinned of its prickly back before being consumed by either the eagle-owl itself or the young at the nest. This may result in over a dozen hedgehog skins being found around Verreaux's eagle-owl roosts near their nests. The same method of dealing with hedgehogs is utilized by the Eurasian eagle-owl, which is likewise reported as the only routine predator of hedgehogs in its native continent. Studies in other areas have shown that, while hedgehogs are seemingly taken opportunistically, they are at best secondary as contributors of prey both in quantity and biomass.
In general, the diet of Verreaux's eagle-owl is seemingly random and highly variable. Eagle-owl species from temperate zones may have no choice but to predate rodents which are rather small and this may require a nesting pair to capture up to a dozen rodents nightly. In comparison, the diversity and abundance of rodents is considerably greater in wild areas of sub-Saharan Africa and the Verreaux's eagle-owl seemingly ignores most small rodent species, with no rodent prey species known to average under in adult body mass. In Kenya, the most often recorded prey locally were Tachyoryctes mole-rats; however, these were recorded only slightly more often than other genera or species, including non-mammals. Several species of blesmol, a separate family also sometimes referred to as mole-rats, have also been recorded as prey. Several murid species have been hunted ranging in size from the southern multimammate mouse (Mastomys coucha) to the two non-native Rattus species, including the brown rat (Rattus norvegicus). Some larger rodents they've hunted have included the cape ground squirrel (Xerus inauris), the Gambian pouched rat (Cricetomys qambianus) and the lesser cane rat (Thryonomys gregorianus). The largest known rodent prey is the South African springhare (Pedetes capensis) at an average adult weight of . Avery, et al. (1985) opined that springhares may be only taken as carrion as they claim it be too large for the eagle-owl to overpower and indeed at least one South African springhare was fed on as roadkilled carrion. However, Avery, et al. (1985) also acknowledged that adult monkeys of larger size have verifiably been taken alive by the eagle-owls, so it certainly should not be ruled out that they also take live springhares.
Many other mammals taken as prey by Verreaux's eagle-owl are seemingly any encountered except the much larger species, especially those that show a propensity for nocturnal or crepuscular activity. This species has hunted bats in several cases from the Lander's horseshoe bat (Rhinolophus landeri), the smallest known vertebrate prey species known for this eagle-owl, to Rousettus fruit bats that weigh over . Most other mammalian prey recorded or inferred as hunted by Verreaux's eagle-owl tend to be considerably larger. Both the scrub hare (Lepus saxatilis) and the cape hare (Lepus capensis) have been reported as food, the scrub species estimated to average when taken. In parts of Kenya, the scrub hare can be a particularly significant contributor of biomass to the eagle-owl's diet. Other assorted mammalian prey species include the golden-rumped elephant shrew (Rhynchocyon chrysopygus) and the cape hyrax (Procavia capensis), although it is possible that juvenile hyraxes are rather more commonly taken than adults.
So far as is known, Verreaux's eagle-owl is the only living owl that preys upon multiple species of primate, although isolated incidents of predation (normally on young primates) has been reported in two to three other large, tropical owls. Multiple cases of predation against galagos have been reported, unsurprisingly as they represent all nocturnal primates in Africa, although they are seldom identified to species. Known galago prey species have ranged from the Thomas's bushbaby (Galagoides thomasi) to the brown greater galago (Otolemur crassicaudatus). Monkeys are also predated opportunistically. Particularly often reported in foods of the Verreaux's eagle-owl as primates go is the vervet monkey (Chlorocebus pygerythrus). Incidents of successful predation have included vervets that were half-grown, which the eagle-owl was able to fly off with (despite being about as heavy as the eagle-owl itself), and an adult vervet of an estimated weight of , which an eagle-owl took on the ground and subsequently dismembered. However, considering the formidable gauntlet of predators that vervet monkeys face, the Verreaux's eagle-owl is one of its more minor predators and attacks on them may be considered incidental, due in part to the monkey's primarily diurnal activities. Other monkey species believed to be occasionally vulnerable to attacks include the blue monkey (Cercopithecus mitis), which is similar in size to the vervet, patas monkeys (Erythrocebus patas) and the young of the chacma baboon (Papio ursinus). Adult patas monkeys, averaging some , can be even larger than vervet monkeys but whether they take prime adults of the species is questionable.
There are a few verified cases of Verreaux's eagle-owls feeding on ungulates; however, some authors such as Avery, et al. (1985) feel that these generally represent cases of scavenging on carrion. The remains of an adult grysbok (Raphicerus melanotis), weighing an estimated , was opined with certainty to have been taken as carrion per this study. Steyn (1982) accepted that this species could take live prey weighing up to on rare occasions; however, he stated in a case of an adult common duiker (Sylvicapra grimmia) being fed on by an eagle-owl that the duiker was likely roadkill. Scavenging on carrion is generally a rare behaviour in owls and has been reported in only a few cases where large owls are exceptionally hungry. Live ungulates verified to have been hunted have included piglets of common warthogs (Phacochoerus africanus), which have an average birth weight of only but grow to over in just a couple weeks. Adult Kirk's dik-diks (Madoqua kirkii), one of the smallest antelope species at an average of have also been hunted by Verreaux's eagle-owl.
Among mammalian carnivores the bulk of predatory incidents have reportedly involved mongooses. Common, social species from savanna-edge such as the yellow mongoose (Cynictis penicillata) and the meerkats (Suricata suricatta) have been attacked, as well as larger, shy forest dwellers such as the Jackson's mongoose (Bdeogale jacksoni). An adult Meller's mongoose (Rhynchogale melleri) weighing about which was taken by a Verreaux's eagle-owl on the wing represents the second heaviest known object successfully flown with this species after the aforementioned half-grown vervet monkey. Other smallish carnivores known to fall prey to Verreaux's eagle-owls include the African striped weasel (Poecilogale albinucha) and its larger cousin, the striped polecat (Ictonyx striatus), which in one nest from the border of the Kalahari represented the sole prey species for a pair of eagle-owls. In southern Africa, both the cape genet (Genetta tigrina), averaging , and the black-footed cat (Felis nigripes), the smallest felid in Africa, have been included amongst their prey. The Verreaux's eagle-owl is thought to be a threat to even larger carnivores, including the bat-eared fox (Otocyon megalotis) and the aardwolf (Proteles cristata), although whether healthy adults of the latter are in danger is doubtful. A scientifically-observed attack on an adult male African wildcat (Felis silvestris cafra), which can weigh more than about , was aborted after the eagle-owl apparently deemed that the felid was too heavy to take flight with. However, domesticated cats of any size may fall prey to Verreaux's eagle-owl. At Lake Baringo Country Club in Kenya, this eagle-owl has apparently taken to habitually hunting outdoor cats, reportedly making the cats on the grounds highly skittish.
Birds
Verreaux's eagle-owl takes a diverse range of birds as prey. More than 50 avian prey species have been identified and they may locally exceed mammals in importance in the diet, somewhat unusually for eagle-owls. No one type of bird can be said to be predictably favored as prey and any avian species unfortunate enough to have a nighttime roost or nest that happens to be in an eagle-owl's foraging path may fall victim to this species. Many cases of predation involve nest robbery, with nestlings or fledglings being taken, although adult birds may be taken just as often, especially for species with less conspicuous nests. In South Africa's De Hoop Nature Reserve, it was found that birds were somewhat better represented by both number, 43.3% of remains, and biomass, 57.84% of remains, than mammals or any other prey group. The species best represented in biomass in the prior study was the black-headed heron (Ardea melanocephala) with several adults estimated to average being found among the prey remains. Other fairly common, largish herons are also known to fall prey at night to Verreaux's eagle-owl including the common egret (Ardea alba), the grey heron (Ardea cinerea) and the purple heron (Ardea purpurea).
Other medium-sized water birds known to have been represented in this species diet include the yellow-billed duck (Anas undulata), the African black duck (Anas sparsa), the African swamphen (Porphyrio madagascariensis) and the red-knobbed coot (Fulica cristata). Besides herons, another well-represented group of birds in the diet are galliforms. Perhaps the most widely preyed species reported from this group is the helmeted guineafowl (Numida meleagris), which may seasonally dominate the eagle-owl's food in Kenya. More modestly sized wild galliform species reported in the diet including the common quail (Coturnix coturnix) and the grey-winged francolin (Francolinus africanus). Domestic fowl, especially those allowed back to a semi-feral state and thus sleeping in the open as is prevalent in Africa, are taken when encountered, including chickens and peafowls.
Various upland birds recorded as prey include the Namaqua sandgrouse (Pterocles namaqua), the rock pigeon (Columba livia), the laughing dove (Streptopelia senegalensis), the Senegal coucal (Centropus senegalensis), the scaly-throated honeyguide (Indicator variegatus) and several species of hornbill, ranging in size from the northern red-billed hornbill (Tockus erythrorhynchus) to the silvery-cheeked hornbill (Bycanistes brevis). Among passerines, the most frequently taken are likely to be corvids, which are often favored by Bubo owls from around the world due to their large size, relatively open nests and frequently easy-to-find, communal nocturnal roosts. To date the cape crow (Corvus capensis) and pied crow (Corvus albus) are the corvids reported in dietary studies. In Ethiopia, thick-billed ravens (Corvus crassirostris), which at are possibly the heaviest corvid species in the world, mobbed them vigorously and seemed to consider them a primary threat. Smaller passerines are by no means ignored. White-eyes are among the more frequently taken smaller passerines, with the southern yellow white-eye (Zosterops anderssoni) being the smallest identified avian prey species, although penduline tits (Anthoscopus ssp.) are likely to be even smaller. The largest bird to be hunted by Verreaux's eagle-owl is complicated by the fact that they often take relatively small nestlings of larger species, such as ostriches (Struthio camelus) and grey crowned cranes (Balearica regulorum). The only avian prey items successfully attacked larger than other types of birds of prey (reviewed later) are likely bustards. Most predation records have reported on relatively small bustards, namely northern (Afrotis afraoides) and southern black korhaans (Afrotis afra), which average only and , respectively. Larger species of bustard thought to be threatened by Verreaux's eagle-owl are the Denham's bustard (Neotis denhami) and the kori bustard (Ardeotis kori), although it is not clear whether adults (especially males) are attacked in the latter species.
Other prey
Reptiles and amphibians are occasional prey for Verreaux's eagle-owls. Various snakes have been included in their diet ranging from the small, innocuous brown house snake (Boaedon fuliginosus) at to large and venomous Egyptian cobras (Naja haje) weighing over . Frogs were amongst the prominent prey recorded for suburban-breeding eagle-owls in South Africa, namely the African red toad (Schismaderma carens) and the guttural toad (Amietophrynus gutturalis). Unidentified frogs were fairly significant in the diet from Kenya. The largest herpetological prey known is the Nile monitor (Varanus niloticus), at a mean mature mass of , these primarily diurnal reptiles can provide a fulfilling meal but can be hard to subdue even if ambushed unaware.
Predation on fish has been reported but no fish have been observed firsthand in dietary studies. A surprisingly wide range of invertebrates have been reported in the diet for this species. In some cases, they may prey on insects as small as termites and even smaller invertebrates have been recorded in pellets such as oribatid mites and Sarcophaga flies, but are likely consumed incidentally while eating a larger item, either from carrion or the stomach of the prey itself. Unidentified scorpions, spiders and millipedes have also been reported in their foods. Most attacks on insects involve large ground beetles or dung beetles. Verreaux's eagle-owl has been known to feed on dung beetles among herds of African buffalo (Syncerus caffer) by night, boldly diving below the massive bovids’ legs, and will readily feed on beetles among elephant dung when available.
Interspecies predatory relations
Sub-Saharan Africa has many species of owl, although there is less species diversity than in some areas of similar latitude in the neotropics and south Asia. It also hosts the most species of eagle-owl with approximately eight "typical" Bubo species and all three fishing owl species as well. Due to the diversity here, there are a number of distinctions between habitat preference, primary prey types and body size among the eagle-owls of Africa. The three smallest species of this genus reside solely in Africa, the akun eagle-owl (Ketupa leucosticta), the greyish eagle-owl (Bubo cinerascens) and the spotted eagle-owl (Bubo africanus), in rough order of increasing size. These species are all primarily insectivores and are much reduced in the size and strength of their feet and talons compared to most other contemporary species, although the spotted eagle-owl can be locally specialized to feed on small rodents as well. While the akun is a primary forest-dweller as are the medium-sized Fraser's and Usambara eagle-owl and large Shelley's eagle-owl and thus is not likely to co-exist with Verreaux's eagle-owls except in rare cases, the northerly-distributed greyish eagle-owl (which was at one point considered merely a subspecies of the spotted) and the southerly-distributed spotted eagle-owl have much more similar habitat preferences to the Verreaux's species. Of the non-piscivorous owls in Africa, the Cape eagle-owl can have a somewhat broad diet and a capability to take large prey but is more specialized to feed on a narrow range of mammals, mole-rats often supplemented with rock hyrax, than the Verreaux's eagle-owl. The Cape eagle-owl has a fairly strong preference for nesting and hunting within the confines of rocky and mountainous habitats, whereas the Verreaux's is at best sporadic in such areas. In east Africa and South Africa, habitat degradation has allowed the more adaptable Verreaux's eagle-owl to move into areas inhabited by cape eagle-owls and has presented the possible issue of the Verreaux's competitively excluding the smaller species.
Outside of the genus Bubo, other owls in Africa are much smaller than Verreaux's eagle-owls and are more likely to be viewed as prey than competition. Among the small-to-mid-sized owls that have fallen prey to this species are the barn owl (Tyto alba) and the African grass owl (Tyto capensis), both of which average around in body mass in Africa, the marsh owl (Asio capensis) and the southern white-faced owl (Ptilopsis granti). The only verified interactions with other typical eagle-owls have been predatory, as the spotted eagle-owl has been recorded among their prey in a few cases. There are several owls with broadly similar habitat preferences from African scops owls (Otus senegalensis) to African wood owls (Strix woodfordii) that have not been reported as food but are almost certainly occasionally threatened by Verreaux's eagle-owls. As is commonly the case with eagle-owls, the Verreaux's eagle-owl is perhaps the most serious predatory threat to diurnal raptors in its range, most often ambushing raptors on their prominent nests upon nightfall and freely killing birds of prey of any age from nestlings to adults. Such prey is not quantitatively significant as a food source but since raptors as a rule are sparsely distributed the habitual visitation of a single or pair of Verreaux's eagle-owl can potentially be devastating to a local population. Among the species of small-to-medium-sized raptors known to be attacked are the African harrier-hawk (Polyboroides typus), the pale chanting goshawk (Melierax canorus), the African marsh harrier (Circus ranivorus), the scissor-tailed kite (Chelictinia riocourii), the African goshawk (Accipiter tachiro) the common buzzard (Buteo buteo) and the Wahlberg's eagle (Hieraaetus wahlbergi).
There are reports of Verreaux's eagle-owls attacking even larger raptorial birds. A case of the Verreaux's eagle-owl killing an adult Pel's fishing owl in Botswana was verified. At roughly in body mass, the fishing owl is of nearly the same size as the eagle-owl. Cases where they've attacked the nests of particularly large diurnal birds of prey have sometimes involved only nestlings being victimized, such as attacks on the hooded vulture (Necrosyrtes monachus) and the bateleur (Terathopius ecaudatus); none of the adults, which are about the same average adult body mass as the Verreaux's eagle-owls, have been reported as prey. However, in some even larger birds of prey, adults as well as nestlings and fledglings have been killed. Successful nighttime attacks have been reported on adults of the African fish eagle (Haliaeetus vocifer) and the secretarybird (Sagittarius serpentarius). In the Matobo Hills of Zimbabwe, the Verreaux's eagle-owl has been considered as one of the inferred predators of Verreaux's eagle (Aquila verreauxii), although whether adults or only nestlings are vulnerable is not definitely clear.
Other than these rare cases, larger birds of prey such as eagles are not usually harassed by Verreaux's eagle-owl and are more aptly viewed as competitors. In fact, the martial eagle (Polemaetus bellicosus) is sometimes regarded as the diurnal ecological equivalent of the Verreaux's eagle-owl. The martial eagle has rather similar habitat preferences to the eagle-owl and has a similarly broad, opportunistic diet. At roughly in average body mass, the martial eagle is roughly twice as heavy as Verreaux's eagle-owl and takes correspondingly large prey, its average prey weight range being and the eagles are capable of exceptionally taking prey up to nearly nine times their own weight, whereas most of the eagle-owls prey does not exceed . Verreaux's eagle-owl is likely to give martial eagles a respectful space during daytime and there are no records of the two species harassing one another. Another particularly large and aggressive eagle, the crowned eagle (Stephanoaetus coronatus), is largely a forest-dweller and so is less directly a diurnal equivalent. There is a single recorded instance of an immature crowned eagle being aggressively displaced at night by an adult Verreaux's eagle-owl when it happened to encroach on the eagle-owl's territory but without bloodshed and eagle-owls would do well to avoid the exceptionally powerful eagle. Taken together, the Verreaux's, the Shelley's and the Cape eagle-owls could be seen as nocturnally replacing the eagle species of martial, crowned and Verreaux's eagles in the respective habitats of savanna, forest and rocky areas but their increasingly diminishing size in comparison to the diurnal eagles means that, generally speaking, less large-bodied prey is likely to be attacked. Despite its place near the top of the nocturnal avian food chain, in 2013 a remote wildlife camera videotaped a black-backed jackal (Canis mesomelas) attacking and killing a Verreaux's eagle owl at a watering hole. Similar rare successful attacks on great horned owls and Eurasian eagle-owls by smaller red foxes (Vulpes vulpes) have been reported, but in these cases the horned owl was mysteriously grounded and the eagle-owl was nesting in too-easily accessed sea cliffs. More often foxes are prey rather than predators for northern Bubo owls. Given that the Verreaux's eagle-owl is surprisingly bold about coming to their ground to, among other things capture beetles, feed on prey too large to carry in flight or, as is likely the case in the jackal attack, drink water, it is possible that the jackal was simply able to ambush an incautious eagle-owl rather than a grounded one. Perhaps even more unexpectedly, an adult bateleur was filmed killing a Verreaux's eagle-owl by day, though whether this was predation or a competitive or anti-predatory attack is unclear.
Breeding
In the heart of their distribution, i.e. east Africa, breeding activity in this species can peak any time from February to September, but can occur nearly any month at the species level. The timing of breeding is said to be correspondent roughly to the regional dry season, so averages earlier in the northern part of the range (before February) and later (July to September) in the southern part of the range such as Kenya and South Africa. In the northern part of the range, breeding season commenced in November in Mali, in November and December in Senegal, December in Equatorial Guinea and January in Nigeria. The monogamous pair is quite stable, most likely mating for life. As in most owls, a courtship display is both to establish mates for a newly mature pair of eagle-owls or to strength pair bonds prior to nesting. Vocalizations during courtship displays consist of relatively rapid and excited calling, hooting and whining. The pair during courtship will bow to one another, flick open their wings and preen each other's feathers, with the male taking the more active part in the courtship ritual. Like all raptorial birds, Verreaux's eagle-owls are strongly territorial. The pair will defend their territory by their song and sometimes (though rarely) through duets. The territories of Verreaux's eagle-owls can range up to 7,000 hectares in size, although average territory sizes are seemingly unknown.
Like great horned owls, but unlike Eurasian eagle-owls, the Verreaux's eagle-owls normally uses old nests built by other birds as their own nests. Usage of a nest site other than those constructed by other birds is considered rarer even than in the horned owl and is viewed as almost exceptional in some parts of this species range. Existent reports of this species building its own nest are certain to be dubious, as no known living owl builds a nest and only a small handful of owl species have been verified adding a small amount of nesting material to an existing surface or nest. They variety of bird nests they use is extreme. Large stick nests in sturdy trees are generally used. In southern Africa, recorded nest heights have ranged from off the ground. Like other Bubo owls, the large nest of large-bodied accipitrids are often popular for use, due to the often huge size and sturdiness of construction typical in this family, with the nest builders devoting up to four months to their construction. However, perhaps the constructor of nests that most often host Verreaux's eagle-owls are hamerkops (Scopus umbretta). In everywhere from Mali to South Africa the eagle-owl has been recorded using old nests built by this species. The unusual, massive nest is an enclosed circle of sticks with a side entrance that are often very large relative to the size of the hamerkop, a smallish, compact wading bird. Usually the eagle-owls nest on the flat top of the hamerkop nest rather than the interior which is usually too small for the eagle-owls to enter and this can provide a rather safe structure for the eagle-owl family to call home.
Other nest builders which are popular as hosts are vultures, eagles (at least eight species have built nests used by these eagle-owls), secretarybirds, crows and even much smaller birds such as weavers, which build huge communal nest structures which the eagle-owls then similarly nest on top of. Most nests are already abandoned when the Verreaux's eagle-owl take over it, in large accipitrids for example, many build alternate nests which are not used for years on end. However, if the nest is occupied, the Verreaux's eagle-owl pair readily displaces the occupants and sometimes feeds on the birds in them. Species known to be successfully displaced from their nests have ranged up in size to lappet-faced vultures (Torgos tracheliotos), which are more than three times heavier on average than the Verreaux's eagle-owl. In some cases, hamerkops have been known to try to defend their nest from the eagle-owls but are usually chased away. Verreaux's eagle-owls have been known to displace other opportunistic nest usurpers such as other owls and falcons in order to take over nest structures for themselves. In one case, a pair of eagle-owls nested on top of a hamerkop nest while the interior of the nest was occupied by Egyptian geese (Alopochen aegyptiacus), an unusual aggressive species of waterfowl that uses nests built by other species. In rare cases, Verreaux's eagle-owls have been recorded using large, old hollows, the stem of a palm tree or on a very dense tangle of creepers or orchids instead of birds' nests as a nesting site.
On average, the female lays two white eggs, which typically measure , with a range in height of and a range in width of . The eggs weigh from , the upper weight being the mean mass of the first egg and the lower weight being the mean mass of the second egg. The eggs are reportedly laid at up to 7 day intervals and may take up nearly seven days as well between hatching. Most nest reportedly contain two eggs, but some may contain only one, and no more than two has been recorded in this species. The adult female incubates the eggs for 33 to 39 days, the incubation stage being slightly longer than those of most other eagle-owls, at least the more northern species. On average at hatching, the young weigh about . The weight of the nestling can triple within five days after hatching. Due to the extreme interval between the hatching of the first and the second egg, the older owlet is always considerably larger than the second. As is widely reported in different kinds of raptorial birds, the smaller chick usually dies in the nest. This may be due to starvation upon being outcompeted for food by the older chick or the smaller chick may be being attacked and killed by its older sibling. Usually the smaller chick is gone within two weeks after hatching in this species. In rare cases, both chicks are reared and survive to leave the nest, although there are no known cases of two fledglings resulting from a Verreaux's eagle-owl nest in southern Africa. The young are covered in off-white down from hatching on and the pink eyelids may become apparent within the first week of life. By three weeks of age, the chicks down will thicken and darken to a greyish colour with some barring present. By six weeks, the young eagle-owl will start to somewhat resemble an adult, replete with the blackish brackets on the facial disc of the adult but still being fairly downy, particularly about the head. Only a week later, almost all the down is likely to be moulted.
The mother Verreaux's eagle-owl remains on the nest for nearly the entire incubation period while the male hunts for food for both of them. During the brooding stage, which lasts about 20 days after hatching, the female is still fed by the male, but resumes hunting thereafter. During the incubation and brooding stage, the male usually roosts near the nest during the day while the female continually sits about the nest. After the brooding stage, the female normally takes to a perch within a dozen or so metres of the nest. Both parents may use a favor perch near the nest at which they dismantle prey into pieces that can be more easily consumed by their young, these may be called "plucking" perches where birds are more commonly eaten or "peeling" perches where hedgehogs are the most regular prey. Most dietary studies for the species have been from researching the pellets and skins under such perches. The female is an extremely tight sitter both while incubating and brooding, and may not even be displaced from the nest even if shouted at or the tree is struck. When intruders approach too closely, including other eagle-owls, potential predators and humans, the most common response of the parent Verreaux's eagle-owl is to grunt lowly, often raising its ear-tufts and bill-clapping. Both sexes may engage in distraction displays when the area near the nest is encroached, but it usually the male and most displays occur during nighttime but are possible at any time of day or night. During such displays, the adult will fly lover the ground with drooping wings, or alights and drags its wings and flaps about, often while bill-clacking and calling. Similar injury-feigning distraction displays have been recorded in the Eurasian eagle-owl and smaller owl species but are not known in most other Bubo species. In one case, feral dogs were successfully lured away from a young Verreaux's eagle-owl by its parents’ distraction display after the young bird had fallen to the ground. In rare cases, the parent eagle-owls will attack interlopers. In one such case, a person who picked up a young eagle-owl on the ground was severely injured after both parents attacked him.
On average, the young Verreaux's eagle-owl leaves the nest at around 62–63 days but cannot fly at this point. It may take roughly anywhere from another two weeks to a month after this before the fledgling is a competent flier. After leaving the nest, the fledgling is "remarkably inactive", making a minimum of effort to fly, and usually selecting a roost within a few feet of the nest which it has awkwardly climbed to or will drop to a large bush below the nest. In the nest, the chick will beg for food with a shrill or chittering noise, sometimes bobbing its head or swaying about and transferring its weight between its feet (sometimes called a "hunger dance") and it continues to rely on its parents for food well after leaving the nest. Sometimes after leaving the nest, the young eagle-owls are mobbed as are adults by other birds of prey and crows during the day, which is often heatedly directed at this species as adult eagle-owls regularly kill these birds at night. The young eagle-owl may dodge to denser branches to avoid being wounded during such attacks. Young Verreaux's eagle-owls may fall to the ground, often as a result of mobbing. If the young bird is discovered on the ground, it may feign death, lying prone with its head lax and its eyes closed. Even if picked up while death-shamming, the young eagle-owl may remain moribund. Upon being left without disturbance after "playing dead", the young Verreaux's eagle-owl will gradually open its eyes and return to a normal state.
It is not until they are about 5 months old do most young Verreaux's eagle-owl show the ability to capture prey for themselves. However, the stage at which the young of this species becomes independent appears remarkably variable. One ringed 9-month-old moved away from its nest area and was thus seemingly fully independent. On the other hand, Verreaux's eagle-owls of over half-a-year in age who presumably can fly and hunt on their own have been seen to linger and continue to beg its parents to be fed into the next breeding season, and may even be fed by their father while he is also feeding the mother and a new nestling. In Kenya, when a biologist fed a wild juvenile eagle-owl mole-rats and chicken heads in its nest area, the young eagle-owl apparently became remarkably confiding towards the person. The tendency of young eagle-owls to linger into the next breeding season sometimes results in "family groups" roosting together, a very unusual occurrence for an eagle-owl species. One such group consisted of five birds together, including two parents and three owls from the preceding past three years and apparently the younger eagle-owls even helped bring food for the chick once the egg hatched.
On average, sexual maturity in Verreaux's eagle-owls appears to be attained at three to four years of age. In most cases, a pair of Verreaux's eagle-owl is able to nest annually; however, in some cases they may nest only every two to three years, in probable situations of extreme food shortages. Annual mortality appears to be fairly low in this large owl species. Few species have been reported to hunt Verreaux's eagle-owls short of the aforementioned jackal attack, even nests have rarely been seen to be predated, although they may on rare occasions run foul of some predators such as larger felids with the ability to climb. That young birds usually leave the nest before they can fly would appear to endanger them but the threat and distraction display of parent eagle-owls are apparently often successful. Adult eagle-owls can appear nearly fearless, as they have been reported to stand their ground and engage in threat displays when encountered on or near the ground against much larger animals such as rhinoceroses and lions, and in such cases are apparently not approached further by the bigger animals although the eagle-owls could easily be killed by such animals if contact was made. The lifespan in the wild is not known; however, in captivity the species can live for over 15 years, and possibly up to 30 years in some cases.
Status
Verreaux's eagle-owl is a seldom-encountered species, occurring at low densities and needing large territories for hunting and breeding purposes. The threats faced by this species are sadly typical of many large birds of prey from around the world. Not infrequently, they are locally rare due to persecution. The normal cause of persecution is their possible status as predators of small domestic stock, though this is certain to be rare, at least in areas with substantial wild prey populations. An additional threat is the residual effects of pesticides, as poison (usually through rodenticide or poisoned carcasses left out for scavengers such as jackals) consumed through prey may badly affect them. They may be killed by flying into novel man-made objects, including wires and massive dams along reservoirs.
Habitat destruction can also affect them, as they require ample trees with large bird nests in order to take residence in a given area. In some areas, however, they've been shown to be able to nest in peri-urban or suburban areas, showing greater adaptability to human-based land changes than many other large birds of prey. In Eswatini, the species is considered Near Threatened and the species has been recommended for threatened status in southern Africa overall. In west Africa and central Africa, the habitat is often marginal for this species, the distribution is sporadic and thus this eagle-owl is only encountered either uncommonly or rarely. The greatest regional stronghold for Verreaux's eagle-owls is seemingly east Africa, in countries such as Kenya, which may have numbers comparable to pre-colonial times. At the species level, they are widespread and currently not considered to be threatened with extinction.
References
Owls of the World by Konig, Weick & Becking. Yale University Press (2009),
External links
(Giant Eagle-Owl =) Verreaux's Eagle-Owl – Species text in The Atlas of Southern African Birds.
Verreaux's Eagle-Owl videos, photos & sounds on the Internet Bird Collection
Verreaux's eagle-owl
Birds of prey of Sub-Saharan Africa
Verreaux's eagle-owl
Birds of East Africa |
4047535 | https://en.wikipedia.org/wiki/Falconry%20training%20and%20technique | Falconry training and technique | Training raptors (birds of prey) is a complex undertaking. Books containing advice by experienced falconers are still rudimentary at best.
Many important details vary between individual raptors, species of raptors and between places and times. The keeping and training of any raptor is strictly and tightly regulated by U.S. state and federal laws. Anyone in the USA who is interested in flying raptors must seek out a state and federally licensed falconer to sponsor them through an apprenticeship period lasting two years at a minimum, and often considerably longer.
Equipment
The bird wears:
A hood, which is used in the manning process (acclimatising to humans and the human world) and to keep the raptor in a calm state, both in the early part of its training and throughout its falconry career. Out of all the falconer's aids the hood is the most important piece of equipment. There are various styles and types of hood for raptors within falconry. The hood is handmade, often from kip leather or suitable kangaroo leather. There are two standard types used in American/European falconry: the Anglo Indian hood (non-blocked) and the Dutch hood. The Anglo-Indian hood is made from one piece of leather. The Dutch hood is a three piece hood blocked on a special mould called a "hood block", which is designed to best represent the shape of the raptor's head, also allowing space for the eyes with an adequate neck width. It is essential that the hood fits the raptor in a comfortable way or the raptor will reject the hood outright, making training very difficult.
A bell, or pair of bells, on its legs (attached via small leather strips called bewits), which can be heard from a fair distance.
An identity band on the leg, in most countries.
Strips of strong leather (nowadays often kangaroo) called jesses on both legs.
Very often, a telemetry transmitter, so that it may be recovered if lost during free flight.
Falcons (the long-wing family of raptors) are tethered perched on a block; large owls (during training only) and short-winged and broad-winged hawks are tethered to a bow perch or round perch, when not allowed to fly free in their mews, an Old English word for a raptor's chamber. (The term is "mews" whether singular or plural; the word "mews" came from French muer which means "to change" or "to molt", i.e. where the hawk was kept while it was molting.)
Jesses
There are three styles of jesses: traditional, which is a single strap specially knotted onto the bird; and Aylmeri, a two part restraint featuring an anklet that is grommeted on, and a removable jess strap. Some Aylmeri jess straps have dental rubber bands on them to make it more difficult for the bird to pull out the jess, but they are still removable if the bird gets caught up outdoors. The third type of jesses is a combination of the two, referred to as "false Aylmeri." These use an anklet as well, but a brass eyelet is slipped through, far enough away that the toes will not get caught in it. There are two straps attached to the anklet, flying jesses and mews jesses. Both can be removed. A good reference on these jesses is "Care And Management of Captive Raptors" by Lori Arent & Mark Martell, published by the University of Minnesota: this guide is very popular with zoos and wildlife centers, though it is not a traditional falconry book.
The singular of "jesses" is correctly "jess", but one jess is often mistakenly called a "jessie", by wrong back-formation from "jesses" treated as "jessies", which would be pronounced the same.
Nylon Aylmeri jesses have recently grown in popularity. Thinner, lighter, and stronger, they do not rot or need oiling to stay supple. The anklets are grommetted on, like their leather counterparts, but instead of a folded button keeping the straps from falling through the anklets, a knot is used. The end of the knot is melted with a cigarette lighter to keep it from fraying. In order to form the loops the swivel or clips will attach to, a nylon parachute cord is hollowed out, threaded up through itself using an awl, and knotted.
The swivel is to prevent tangling and twisting of the leash or tether when the bird is active but not hunting. The swivel consists of two parts that twist freely, each with a metal hoop on the end. The swivel may be traditional, or modified. The modified swivel has much larger metal hoops than the traditional. While swivels have been made of cloth or other materials in the past, most modern falconers use metal swivels. See Falconer's knot for more information about tying off the bird to the glove?
When using Aylmeri jesses, there are usually two sets of straps; the mews strap, for manning and tethering the bird, and flying straps. The flying straps are lighter and smaller for hunting; the mews straps are heavy and less likely to break with stress.
Most importantly, hunting/flying jesses do not have the slit which can often get caught on a branch or bush, leaving the bird hanging too high up in the tree to be retrieved. Since using mews jesses in the field is dangerous to the bird, educated falconers no longer risk them. Instead, they are changed out before the bird is released to fly free, and the mews jesses returned into the grommets after the free-flight is over and the bird is safely in hand.
Jesses and anklets need to be replaced periodically, and checked for fit if they are causing injury.
Scale
A weighing scale is used to weigh the bird and its food. The scale must be reliable. This is especially important when dealing with small birds, as they may be endangered by even small weight differences when at flying weight. The successful hunting weight of the bird may vary, usually increasing as the bird is flown and develops more muscle (which weighs more than fat), but there is a relatively narrow range which the falconer seeks. Below that weight, the bird will be unnecessarily (and perhaps even dangerously) low and weak. Even the jesses lying on the scale can change the reading, so the falconer has to be careful to lift them up while the bird is being weighed. Above that range of weight, the bird will be unresponsive in the field, lacking in motivation to hunt or return to the falconer in timely fashion.
Gauntlets
Gauntlets or gloves are used by the falconer to turn the arm into a suitable perching surface. Falconry gloves may only cover the fist and wrist, while gauntlets for larger species extend to the elbow. An eagle glove may cover the entire arm and a portion of the chest, or it may be a heavy sheath worn over a standard hawking glove. The glove will have to be replaced with wear.
Creance
A creance is a long light line which is tied to the swivel or jesses. This is used only when training the bird to fly between a perch and the fist, as an assurance that the bird will not be lost in these early stages. The end away from the bird is most often wound around the spindle like a kite string; the creance can be wound or unwound with a single hand. This provides a means of storing the creance, and also provides a drag weight if the bird decides to fly off.
Housing
A falconry bird is usually housed in a mew. Mews in the US have to be inspected for compliance with federal and state laws. These laws ensure that the facilities meet what is required to safely and humanely house a bird of prey. The mews (along with other perching equipment) are carefully designed to prevent bodily injury and especially feather damage. The laws and regulations generally prescribe characteristics that would allow a captive raptor some measure of security and health maintenance in the absence of an attentive experienced falconer. The mews may be used as a free-flight arrangement (especially during the summer molt or change of feathers) or it may provide a place for tethering the raptor during the night—during the day, when not actually hunting, the bird might be kept perched on a grassy lawn. Much depends on the species of raptor, the housing of the falconer, the weather, and the style of keeping, training and hunting. The less a bird is hunted, the more important the mews and domestic quarters. A falconer who likes to hunt with passage Cooper's hawks (an American Accipiter) just for one season then release them may be content to use a spare bedroom of his/her apartment, if permitted by the state wildlife agency. Another who desires an eyass female peregrine falcon for hunting ducks on ponds and later hopes that she will lay eggs for captive breeding (long relationship, special considerations), will probably want a large special outdoor building.
In the UK the only law concerned requires the bird to be able to spread its wings in all directions, however in practice a much greater space is needed to avoid conditions such as bumblefoot and depression. This lack of laws in the UK is the source of much concern among raptor keepers.
Diet
There are different schools of thought when it comes to feeding falconry birds. Some falconers feed meat based on its nutritional value to control how hungry the bird is. If pure meat is fed, falconers must feed additional roughage, such as fur and feathers, as most raptors require them to digest properly. Roughage cleans out the crop, and is regurgitated in a football shaped pellet called a casting. Alternatively, falconers feed their birds whole food such as mouse or quail, reducing the need for supplements and additional roughage. All birds of prey eat a strictly carnivorous diet.
In all cases, a bird's diet is carefully measured to control its weight. Weight determines how hungry the bird is and how lazy it will act. A bird that is overweight will be more likely to fly away or not hunt. A bird that is somewhat underweight will act aggressively, and a bird that is severely underweight will have health problems.
Manning
Manning is an essential part of falconry training that refers to the acclimation of a falconry bird to living and working with humans and things typically associated with humans, such as other pets, houses, or automobiles. The better manned a falconry bird is, the more calm and less likely it will be to engage in a fight or flight response around people.
Wild-caught birds
A wild bird in juvenile plumage is called a passager, meaning it is under a year old. When a wild bird is used in falconry, passage birds are preferred. Since many of these birds would otherwise die (estimates run from 30 to 70 percent) within their first year, the taking of juvenile hawks by falconers has no noticeable effect on raptor populations. Baited traps used for hawks are unlike typical hunting traps in that they are specifically designed to avoid harming the hawk.
Birds that are in adult plumage are called haggards and are no longer commonly used in falconry. The reason for this is twofold: first, birds that have matured in the wild are considerably harder to train for return (when released for hunting haggards have a tendency to go off hunting on their own and are easily lost); second, the capture of an adult bird removes a breeding age bird from the local pool of viable adults.
Taking a bird from the wild is illegal in the UK, as is releasing a captive bred bird. In America, trapping or attempting to trap any native species of raptor is a federal crime unless the person doing the trapping is licensed. A falconry permit allows a falconer to trap certain birds at certain times of the year.
Imprinted versus non-imprinted captive-bred birds
A falconry bird taken from the nest as a downy bird still unable to fly (a fledgling) is called an 'eyass' (by misdivision of French un niais from Latin nidiscus, from Latin nidus = "nest"). In addition to wild-taken eyass hawks, all captive bred hawks taken at this same stage are properly referred to as 'captive-bred eyass' hawks. Eyass hawks can be the best or the worst of the hawks - they will never learn to fear their trainer as the passager or the haggard bird would, and are therefore difficult to lose; but likewise from this very lack of fear they may never learn 'respect' for the falconer. This results in eyass hawks sometimes becoming 'food-aggressive', constantly screaming for food or attention or being unnecessarily 'footy' (to grab aggressively at the falconer). Vigilant care regimes must be followed to prevent these bad behaviours in the eyass hawk.
Today experienced falconers know how to rear an imprint so that it has few or none of these undesirable behaviors, but it is time-consuming and requires unswerving dedication for a period of about three months. During that time, the eyass is not allowed to ever become truly hungry, and in nearly constant company and visual range of human beings, so that the arrival of food is not specifically associated with the arrival of humans. This bird is still very much imprinted on humans, but not food-imprinted, so the human is not considered something to be screamed at or attacked when hungry. In order to further assure that such correlations are not made, when it becomes ambulatory, some will take the bird to a separate room/area and allow it to "find" a plate of food, rather than having that food delivered to its face for it, as a parent bird would do. Finally, the young eyass is allowed to wander about at Tame Hack and enjoy more autonomy than would be possible with a chamber or parent-reared bird (owing to that the bird's affinity towards humans will keep it relatively close by, an affinity lacking in the chamber/parent reared eyass.) This provides the imprint eyass with an opportunity to learn to use its wings and develop musculature as well as the ability to fly in adverse conditions—advantages that the chamber-raised bird does not have.
In the United States, the law requires that all hybrid raptors must be either imprinted or sterilized before they can be free-flown.
Telemetry
In order to track a raptor that has flown away, many falconers use radio telemetry. Typically a transmitter is temporarily attached to the leg at the jess or on a bewit. Sometimes a mount for it may be attached to one of the center tail feathers by very careful application of a small drop of Superglue. Recently, a lightweight harness made of Teflon tape has also been employed as a means of hanging the transmitter off the middle of the bird's back (out of the way of the bird's flight and footing, so as to minimize interference with the hunt.) The transmitter emits a radio beep, which the falconer can track with a portable receiver. By listening to how the signal gains or loses strength a practised person can gauge if the bird is sitting still, if it is flying, and what direction it is going in. Practice with telemetry is very important, as there is no time for learning when a falcon is flying away.
Pitfalls
Many people who have not trained under a truly qualified master falconer have the impression that falconry is easy, simply fun and is an excuse to live with wild animals. The hunting partnership between a falconer and his bird is not at all like keeping a pet or a wild animal collection. Most falconers only have one or two birds, as they each require much effort. Websites or blogs featuring uninformed individuals buying several newly fledged captive bred hawks and then turning them outside to "hunt" are as far from the sport of falconry as can be imagined.
Weight is key, especially in small species. Some falconers do not recommend that beginners start with a kestrel, a tiny species of falcon. They are ready sparrow hunters, and as they are so small one must pay close attention to their weight and training to avoid hurting them. Similarly, some falconers agree that the use of Harris's hawks by beginners is best as the birds are so forgiving that the novice falconer can make constant mistakes in the bird's care and still hunt successfully. If the bird is a non-imprinted captive-bred, it is very important to establish in the bird's mind that the falconer will facilitate hunting, and thus food. The bird will be getting accustomed to its new 'furniture' (equipment) as well as its new owner.
Since the success of the Harry Potter series, some novices are desperate to keep (or hunt with) an owl. Seldom does this lead to success. Many states in the U.S. provide for keeping a great horned owl for hunting, but it is a difficult venture. Owls can be extremely difficult to hunt with, as they find prey more by hearing than their diurnal (daytime) counterparts. Even the great horned owls and eagle owls, which can see well enough during the day, will still prefer hunting at night.
There is also greater risk to the owl when it is out during the daytime. All of the diurnal raptors see owls as mortal enemies in competition with them for food and territory. Accordingly, wild birds of prey will attack an owl mercilessly if given the opportunity, even killing it if they're able to do so.
Laws also carefully regulate falconry in many areas. Throughout the United States, for example, the falconer will be required to pass a written exam, build facilities, have them inspected, serve a two-year apprenticeship, and keep diligent records on his or her birds. In order to catch a wild bird, the falconer may need additional licensing and permission.
Contacting a local falconry club or association is usually the first step to learning.
Notes
With the exception of Alaska, where goshawks are allowed (because they are plentiful in that far northern state), state laws often restrict apprentices to red-tailed hawks and kestrels. These restrictions may not apply to the keeping of raptors for purposes other than hunting (such as wildlife rehabilitation), but such activities are not considered falconry.
See also
Hack (falconry)
References
Suggested reading and sources
Beatriz E. Candil, Arjen E.Hartman, Ars Accipitraria: An Essential Dictionary for the Practice of Falconry and hawking"; Yarak Publishing, London, 2007,
"North American Falconry And Hunting Hawks" by Hal Webster and Frank Beebe
Care And Management Of Captive Raptors, Arent & Martell, University of Minnesota's Raptor Center
Understanding the Bird of Prey, Nick Fox, Hancock House ()
Falconry and Hawking, Phillip Glasier, Bastford, ()
External links
North American Falconers' Exchange-Falconry Forum
IAF - International Association for Falconry and Conservation of Birds of Prey, founded in 1968, is currently representing 75 falconry clubs and conservation organisations from 50 countries worldwide totalling over 30,000 members. |
4047598 | https://en.wikipedia.org/wiki/List%20of%20symphony%20orchestras%20in%20Europe | List of symphony orchestras in Europe | This is a non-exhaustive list of symphony orchestras in Europe. For orchestras from other continents, see List of symphony orchestras.
Pan-European orchestras
Chamber Orchestra of Europe
European Medical Students' Orchestra and Choir
European Union Youth Orchestra
Spira Mirabilis
Austria
Ars Antiqua Austria
Bruckner Orchestra Linz
Gustav Mahler Youth Orchestra
Mozarteum Orchestra of Salzburg
Symphony Orchestra Vorarlberg
Tonkünstler Orchestra
Vienna Chamber Orchestra (Das Wiener Kammer Orchester)
Vienna Mozart Orchestra (Wiener Mozart Orchester)
Vienna Philharmonic (Wiener Philharmoniker)
Vienna Radio Symphony Orchestra
Vienna Symphony (Wiener Symphoniker)
Wiener Johann Strauss Orchester
Wiener Jeunesse Orchester (national youth orchestra)
Baltic States
Kremerata Baltica
Baltic Sea Philharmonic
Belgium
Antwerp Symphony Orchestra
Brussels Philharmonic
Brussels Philharmonic Orchestra
National Orchestra of Belgium
Orchestre Philharmonique de Liège
Orchestre Royal de Chambre de Wallonie
Bosnia and Herzegovina
Sarajevo Philharmonic Orchestra
Bulgaria
Bulgarian National Radio Symphony Orchestra
New Symphony Orchestra
Plovdiv Philharmonic Orchestra
Rousse Philharmonic Orchestra
Sofia Symphonic Orchestra
Croatia
Dubrovnik Symphony Orchestra
Zagreb Philharmonic Orchestra
Czech Republic
Barocco sempre giovane
Bohemian Symphony Orchestra Prague
Brno Philharmonic Orchestra
Capellen Orchestra
City of Prague Philharmonic Orchestra
Czech National Symphony Orchestra
Czech Philharmonic Orchestra
Czech Symphony Orchestra (1994) (ČSO)
Film Symphony Orchestra (FISYO), also known as Czech Symphony Orchestra during Live-Concerts
Janáček Philharmonic Orchestra
Moravian Philharmonic
Praga Sinfonietta Orchestra
Prague Philharmonia (PKF)
Prague Philharmonic Orchestra
Prague Radio Symphony Orchestra (SOČR)
Prague Symphony Orchestra (FOK/PSO)
Suk Chamber Orchestra
Teplice Symphony Orchestra
Denmark
Aalborg Symphony Orchestra
Aarhus Symphony Orchestra
Copenhagen Philharmonic Orchestra
Danish National Chamber Orchestra
Danish National Symphony Orchestra
Danish Youth Ensemble (national youth orchestra)
Odense Symphony Orchestra
Royal Danish Orchestra (Det Kongelige Kapel)
Estonia
Estonian National Symphony Orchestra
European Union
European Union Baroque Orchestra
European Union Youth Orchestra
European Union Chamber Orchestra
Finland
Professional orchestras
Helsinki Philharmonic Orchestra ("HKO", Finnish: Helsingin kaupunginorkesteri, Swedish: Helsingfors stadsorkester), founded in 1882
Finnish Radio Symphony Orchestra ("RSO" (eng. "FRSO"), Finnish: Radion sinfoniaorkesteri, Swedish: Radions symfoniorkester), founded in 1927
Tapiola Sinfonietta (Finnish: Tapiola Sinfonietta, Swedish: Tapiola Sinfonietta – Esbo stadsorkester), founded in 1987
Lahti Symphony Orchestra (Finnish: Sinfonia Lahti – Lahden kaupunginorkesteri, Swedish: Sinfonia Lahti – Lahtis stadsorkester) founded in 1910
Tampere Philharmonic Orchestra ("TFO", Finnish: Tampere Filharmonia – Tampereen kaupunginorkesteri, Swedish: Tampere Filharmonia – Tammerfors stadsorkester) founded in 1930
Turku Philharmonic Orchestra (Finnish: Turku Filharmonia – Turun kaupunginorkesteri, Swedish: Åbo Filharmoniska Orkester – Åbo stadsorkester), founded in 1790
Jyväskylä Sinfonia founded in 1955
Oulu Symphony Orchestra (Finnish: Oulu Sinfonia – Oulun kaupunginorkesteri, Swedish: Oulu Sinfonia – Uleåborgs stadsorkester) founded in 1937
Kymi Sinfonietta (Comprises Kouvola and Kotka City Orchestras) founded in 1999
Chamber orchestras
Avanti! Chamber Orchestra (Finnish: Avanti! Kamariorkesteri, Swedish: Kammarorkester Avanti!), founded in 1983
Ostrobothnian Chamber Orchestra
University and conservatorio orchestras
Ylioppilaskunnan Soittajat ("YS", English: Helsinki University Symphony Orchestra, Swedish: Helsingfors Universitets studentorkester), founded in 1747 (1926)
The Polytech Orchestra ("PO", Finnish: Polyteknikkojen orkesteri, Swedish: Polyteknikernas orkester), founded in 1922
France
Concerts Colonne (Paris), founded in 1873
Concerts Lamoureux (Paris), founded in 1881
Concerts Pasdeloup (Paris), founded in 1861
Ensemble InterContemporain, founded in 1976
Ensemble La Fenice, founded in 1990
Ensemble Matheus, founded in 1991
Les Musiciens du Louvre (Grenoble), founded in 1982
Orchestre de la Société des Concerts du Conservatoire, founded in 1828, disbanded 1967
Orchestre de Paris, founded in 1967
Orchestre des Champs-Élysées (Poitiers), founded in 1991
Orchestre Français des Jeunes (national youth orchestra)
Orchestre National Bordeaux Aquitaine, founded in 1974
Orchestre National d'Île-de-France, founded in 1974
Orchestre National de France, founded in 1934
Orchestre National de Lille, founded in 1976
Orchestre National de Lyon, founded in 1905
Orchestre National des Pays de la Loire, founded in 1971
Orchestre national du Capitole de Toulouse, founded c.1932
Orchestre des Pays de Savoie, founded in 1984
Orchestre Philharmonique de Radio France, 1937
Orchestre philharmonique de Strasbourg, founded in 1855
Orchestre symphonique de Mulhouse, founded in 1975
Orchestre symphonique et lyrique de Nancy, founded in 1884
Opéra Orchestre national Montpellier, founded in 2001
Rouen Philharmonic Orchestra, founded in 1998
Germany
National youth orchestras:
Bundesjugendorchester
Junge Deutsche Philharmonie
A–M
Akademie für Alte Musik Berlin
Akademische Orchestervereinigung
Badische Staatskapelle
Bamberg Symphony Orchestra (Bamberger Symphoniker)
Bavarian Radio Symphony Orchestra (Symphonieorchester des Bayerischen Rundfunks)
Bavarian State Orchestra (Bayerisches Staatsorchester)
Bayreuth Festival Orchestra
Berlin Philharmonic (Berliner Philharmoniker)
Berlin Radio Symphony Orchestra (East Berlin) (Rundfunk-Sinfonieorchester Berlin)
Berliner Symphoniker
Bochumer Symphoniker
Detmold Chamber Orchestra
Deutsche Kammerphilharmonie Bremen
Deutsches Filmorchester Babelsberg
Deutsche Radio Philharmonie Saarbrücken Kaiserslautern
Deutsches Symphonie-Orchester Berlin
Dortmunder Philharmoniker
Dresden Philharmonic (Dresdner Philharmonie)
Duisburg Philharmonic (Duisburger Philharmoniker)
Frankfurter Opern- und Museumsorchester (Frankfurt Opera)
Fulda Symphonic Orchestra (Fuldaer Symphonisches Orchester)
Freiburger Barockorchester
Gürzenich-Orchester Köln
Hamburger Symphoniker
Hannoversche Hofkapelle
Hofer Symphoniker
hr-Sinfonieorchester
Jenaer Philharmonie
Klassische Philharmonie Bonn
Konzerthausorchester Berlin (formerly Berlin Symphony Orchestra)
Leipzig Gewandhaus Orchestra (Gewandhausorchester Leipzig)
Mahler Chamber Orchestra
MDR Symphony Orchestra
Mecklenburgische Staatskapelle
Münchner Rundfunkorchester
Munich Philharmonic (Münchner Philharmoniker)
N–Z
NDR Radiophilharmonie (Hannover)
NDR Elbphilharmonie Orchestra (Hamburg Elbphilharmonie)
Neue Philharmonie Frankfurt (Offenbach am Main)
Niedersächsisches Staatsorchester Hannover
Norddeutsche Philharmonie Rostock
Nordwestdeutsche Philharmonie
Nuremberg Symphony (Nürnberger Symphoniker)
Philharmonia Hungarica, founded by Hungarian exiles, disbanded 2001
Philharmonie Festiva
Philharmonisches Staatsorchester Hamburg
Philharmonisches Kammerorchester Berlin
Philharmonisches Staatsorchester Mainz
Reuss Chamber Orchestra
Southwest German Radio Symphony Orchestra
Staatskapelle Berlin
Staatskapelle Dresden (Sächsische Staatskapelle Dresden)
Staatskapelle Halle
Staatskapelle Weimar
Staatsorchester Braunschweig (State Orchestra Brunswik)
Staatsorchester Stuttgart
Stuttgart Chamber Orchestra
Stuttgart Radio Symphony Orchestra
SWR Symphonieorchester
WDR Rundfunkorchester Köln
WDR Symphony Orchestra Cologne
Württembergisches Kammerorchester Heilbronn
Greece
Greek Youth Symphony Orchestra (national youth orchestra)
Philharmonic Society of Corfu (Orchestra)
Hungary
Budapest Festival Orchestra
Budapest Philharmonic Orchestra
Hungarian Radio Symphony Orchestra, also known earlier as Budapest Symphony Orchestra
Hungarian National Philharmonic
Philharmonia Hungarica, founded by Hungarian exiles, based in Germany; dissolved in 2001
Szeged Symphony Orchestra
Iceland
Iceland Symphony Orchestra (Sinfóníuhljómsveit Íslands)
Ireland
RTÉ National Symphony Orchestra
RTÉ Concert Orchestra
Irish Chamber Orchestra
Hibernian Orchestra
Camerata Ireland
Dublin Philharmonic Orchestra
Dublin Orchestral Players
University College Dublin Symphony Orchestra
National Youth Orchestra of Ireland (national youth orchestra)
Italy
Accademia Filarmonica Romana, Rome
Camerata de' Bardi, academic orchestra, Pavia
I Musici, Rome
I Solisti Veneti, Padua
Orchestra del Maggio Musicale Fiorentino, Florence
Orchestra dell'Accademia Nazionale di Santa Cecilia, Rome
Orchestra di Piazza Vittorio
Orchestra Filarmonica della Fenice, Venice
Orchestra Giovanile Italiana (national youth orchestra)
Orchestra i Pomeriggi Musicali, Milan
Orchestra Sinfonica di Milano Giuseppe Verdi, Milan
Orchestra Sinfonica Nazionale della RAI, Turin
Orchestra Mozart, founded by Claudio Abbado in Bologna
Orchestra Roma Sinfonietta, directed by Ennio Morricone
Orchestra Sinfonica di Roma, Rome
RCA Italiana Orchestra
Rondò Veneziano, Venice
Teatro San Carlo Orchestra, Naples
Teatro Carlo Felice Orchestra, Genova
Teatro dell'Opera di Roma Orchestra, Rome
Teatro Petruzzelli Orchestra, Bari
Teatro Comunale di Bologna Orchestra, Bologna
Venice Baroque Orchestra
Latvia
Latvian National Symphony Orchestra
Liepaja Symphony Orchestra
Lithuania
Klaipėda Chamber Orchestra
Lithuanian National Symphony Orchestra
Lithuanian State Symphony Orchestra
Lithuanian Chamber Orchestra
Luxembourg
Luxembourg Philharmonic Orchestra
Luxembourg Sinfonietta
Malta
Malta Philharmonic Orchestra
Moldova
Moldovan National Youth Orchestra (national youth orchestra)
Monaco
Monte-Carlo Philharmonic Orchestra
Montenegro
Montenegrin Symphony Orchestra
The Netherlands
National Youth Orchestra of the Netherlands (national youth orchestra)
Holland Symfonia
Metropole Orchestra
Netherlands Philharmonic Orchestra
Netherlands Radio Philharmonic
Netherlands Chamber Orchestra
Netherlands Radio Symphony Orchestra
Netherlands Symphony Orchestra
North Netherlands Symphony Orchestra
Orchestra of the Eighteenth Century
Residentie Orchestra
Rotterdam Philharmonic Orchestra
Royal Concertgebouw Orchestra
Symfonisch Blaasorkest ATH
Norway
Ungdomssymfonikerne (national youth orchestra)
Norwegian Arctic Philharmonic Orchestra
Bergen Philharmonic Orchestra
Kristiansand Symphony Orchestra
Norwegian Chamber Orchestra
Norwegian Radio Orchestra
Oslo Philharmonic Orchestra
Oslo Sinfonietta
Stavanger Symphony Orchestra
Trondheim Symphony Orchestra
Poland
Polish Sinfonia Iuventus Orchestra (national youth orchestra)
Pomeranian Philharmonic (Bydgoszcz)
Kraków Philharmonic Orchestra (Kraków)
Łódź Philharmonic (Łódź)
Polish National Radio Symphony Orchestra (Katowice)
Polish Radio Symphony Orchestra (Warsaw)
Polish Baltic Philharmonic (Gdańsk)
Poznań Philharmonic (Poznań)
National Forum of Music Symphony Orchestra (Wrocław)
Silesian Philharmonic (Katowice)
Sinfonia Varsovia (Warsaw)
Sudecka Philharmonic (Wałbrzych)
Warsaw Philharmonic Orchestra (Warsaw)
Szczecin Philharmonic (Szczecin)
Women's Orchestra of Auschwitz, youth orchestra at concentration camp (historic)
Portugal
Gulbenkian Orchestra
Portuguese Chamber Orchestra
Romania
Banatul Philharmonic Orchestra (Timișoara)
Bucharest Symphony Orchestra
George Enescu Philharmonic Orchestra (Bucharest)
Moldova Philharmonic Orchestra (Iași)
National Radio Orchestra (Bucharest)
Oltenia Philharmonic Orchestra (Craiova)
Paul Constantinescu Philharmonic Orchestra (Ploiești)
Romanian Youth Orchestra (national youth orchestra)
Sibiu Philharmonic Orchestra
Transylvania State Philharmonic Orchestra (Cluj-Napoca)
Russia
Mariinsky Theatre Orchestra
Moscow Chamber Orchestra
Moscow City Symphony Orchestra
Moscow Philharmonic Orchestra
Moscow State Symphony Orchestra
Moscow Symphony Orchestra
Moscow Virtuosi
Murmansk Philharmonic Orchestra
National Philharmonic of Russia
Novosibirsk Youth Symphony Orchestra
Osipov State Russian Folk Orchestra
Persimfans
Russian National Orchestra
Russian Philharmonic Orchestra
Sochi Symphony Orchestra
Saint Petersburg Academic Symphony Orchestra
Saint Petersburg Philharmonic Orchestra
State Academic Symphony Orchestra of the Russian Federation
State Symphony Capella of Russia
State Symphony Cinema Orchestra
Tchaikovsky Symphony Orchestra
Ural Philharmonic Orchestra
Serbia
Belgrade Philharmonic Orchestra
Niš Symphony Orchestra
Slovakia
Cappella Istropolitana
Slovak Philharmonic
Slovak Radio Symphony Orchestra
Slovak Youth Orchestra (national youth orchestra)
Slovenia
RTV Slovenia Symphony Orchestra
Slovenian Philharmonic Orchestra
Spain
Bilbao Orkestra Sinfonikoa
Castile and León Symphony Orchestra
Chamartín Symphony Orchestra
Community of Madrid Orchestra
Málaga Philharmonic
Madrid Academic Orchestra
Madrid Symphony Orchestra
Orquesta Ciudad de Granada
Orquesta Clásica Santa Cecilia
Orquestra de Cadaqués
Orquesta Filarmónica de Málaga
Orquestra Simfònica de Barcelona i Nacional de Catalunya
Orquesta Sinfónica de Burgos
Orquesta Sinfónica de Galicia
Orquesta Sinfónica de las Islas Baleares
Orquesta Sinfonica de Tenerife
Orquestra Simfònica del Gran Teatre del Liceu
Orquestra Simfònica del Vallès
Queen Sofía Chamber Orchestra
Real Compañía Ópera de Cámara
Real Orquesta Sinfónica de Sevilla
RTVE Symphony Orchestra (based in Madrid)
Sociedad de Conciertos de Madrid
Spanish National Youth Orchestra (national youth orchestra)
Orquesta Nacional de España (based in Madrid)
Valencian Community Orchestra
Valencia Orchestra
Sweden
Gävle Symphony Orchestra
Gothenburg Symphony Orchestra
Kungliga Hovkapellet
Malmö Symphony Orchestra
Norrköping Symphony Orchestra
Örebro Chamber Orchestra
Royal Academic Orchestra
Royal Stockholm Philharmonic Orchestra
Stockholm Youth Symphony Orchestra
Swedish Chamber Orchestra
Swedish Radio Symphony Orchestra
Switzerland
Basel Sinfonietta
Berner Symphonie-Orchester
Biel Solothurn Symphony Orchestra
Camerata Bern
Kammerorchester Basel
Lucerne Festival Strings
Luzerner Sinfonieorchester
Orchester Musikkollegium Winterthur
Orchestra della Svizzera Italiana
Orchestre de Chambre de Lausanne
Orchestre de chambre de Neuchâtel
Orchestre de la Suisse Romande
Sinfonieorchester Basel
Tonhalle Orchester Zurich
Zurich Chamber Orchestra
Zurich Opera House Orchestra
Zurich Symphony Orchestra
Turkey
Antalya State Symphony Orchestra
Barış Youth Symphony Orchestra
Bilkent Symphony Orchestra
Borusan Istanbul Philharmonic Orchestra
Bursa State Symphony Orchestra
Cukurova State Symphony Orchestra
Istanbul State Symphony Orchestra
Izmir State Symphony Orchestra*
Turkish Presidential Symphony Orchestra
Ukraine
Ukrainian Radio Symphony Orchestra
National Symphony Orchestra of Ukraine
Symphony Orchestra of the National Philharmonic of Ukraine
Kyiv Symphony Orchestra
Kyiv Classic Orchestra
Academic Symphony Orchestra of the Lviv Philharmonic
United Kingdom
England
Academy of Ancient Music
Academy of St Martin in the Fields
BBC Concert Orchestra
BBC Philharmonic
BBC Symphony Orchestra
Bournemouth Sinfonietta
Bournemouth Symphony Orchestra
Britten Sinfonia
Camerata of London
City of Birmingham Symphony Orchestra
City of London Sinfonia
Docklands Sinfonia
English Baroque Soloists
English Chamber Orchestra
English Concert
Hallé Orchestra
Huddersfield Philharmonic Orchestra
Hull Philharmonic Orchestra
Kensington Symphony Orchestra
Kings Chamber Orchestra
Leeds Symphony Orchestra
Leicester Symphony Orchestra
London Chamber Orchestra
London Classical Players
London Festival Orchestra
London Mozart Players
London Philharmonic Orchestra
London Shostakovich Orchestra
London Sinfonietta
London Symphony Orchestra
Manchester Camerata
National Youth Orchestra of Great Britain
New London Orchestra
Northern Sinfonia
Orchestra of Opera North
Orchestra of the Age of Enlightenment
Orchestra of the City
Oxford Philharmonic Orchestra
Philharmonia
Royal Liverpool Philharmonic Orchestra
Royal Philharmonic Orchestra
Sheffield Symphony Orchestra
Sinfonia ViVA
Sunderland Symphony Orchestra
The King's Consort
Worthing Symphony Orchestra
Yorkshire Symphony Orchestra
Northern Ireland
Ulster Orchestra
Scotland
BBC Scottish Radio Orchestra
BBC Scottish Symphony Orchestra
National Youth Orchestra of Scotland
Royal Scottish National Orchestra
Scottish Chamber Orchestra
Scottish Ensemble
Scottish Festival Orchestra
West of Scotland Schools Symphony Orchestra
Wales
BBC National Orchestra of Wales
Cardiff Philharmonic Orchestra
National Youth Orchestra of Wales
Welsh Sinfonia
Welsh Chamber Orchestra (founded in 1986)
References
Symphony orchestras in Europe
Symphony orchestras in Europe
Europe
Europe, symphony |
4047853 | https://en.wikipedia.org/wiki/Alaska%20Aces%20%28PBA%29 | Alaska Aces (PBA) | The Alaska Aces were a professional basketball team in the Philippine Basketball Association since 1986 under the ownership of Alaska Milk Corporation (AMC) and the owner of 14 PBA championships, tied with the Magnolia Hotshots for the third-most titles overall. They are one of the most popular teams in the league and the Philippines.
The Aces won nine PBA championships in the 1990s, including a rare grand slam (winning three championships in one season) during the 1996 season, joining the Crispa Redmanizers (1976, 1983), San Miguel Beermen (1989), and the San Mig Super Coffee Mixers (2013–14) as one of only four franchises to achieve the feat.
The Aces last tournament was the 2021 PBA Governors' Cup where they were eliminated by the NLEX Road Warriors in the quarterfinal round in March 2022. The franchise was bought by Converge ICT on March 23, 2022, to become the Converge FiberXers.
History
1986: First season
After the temporary departure of the Magnolia franchise prior to the start of the 1986 PBA season, the league was reduced to only five teams. Alaska Milk was accepted as the league's sixth member. Being a pro league newcomer, the ballclub was allowed to choose players from the pool presented by the PBA. The team was headed by Filipino-American owner Wilfred Steven Uytengsu, team manager Joel Aquino and their coach was Tony Vasquez, who played for Ateneo de Manila during his playing days and as a coach, he piloted the Ateneo juniors to an NCAA championship and also once mentored the Blue Eagles.
Among the players they choose from the pool were Arnie Tuadles and Ricky Relosa from Ginebra, Rudy Distrito, Marte Saldaña and Noli Banate from Magnolia, Alejo Alolor, Teddy Alfarero and Frankie Lim from Great Taste, and Dennis Abbatuan from Shell. In the PBA draft, as the newest member of the league, they had the first crack and Alaska selected Rey Cuenco as the number one overall pick. In the second and third rounds, they choose Ludovico Valenciano and Reynaldo Ramos.
Their very first two imports in the first conference of the season were the returning Donnie Ray Koonce and Jerry Eaves, a third round draft pick by the Utah Jazz in 1982 and who played for Utah's entire 82-game regular season in his rookie year. Both were handpicked by Alaska coaching consultant Norman Black, the former import and coach of the defunct Magnolia quintet who signed a one-year contract with the new team.
Alaska placed fourth in their inaugural conference and missed out the semifinal round in the second and third conferences, placing fifth and sixth.
1987–1988: Bruise Brothers era
A strike within Alaska Milk Corporation led the team to play under a different brand. AMC brought in Hills Bros. Coffee to mitigate the strike's impact on its brand. The ballclub, temporarily renamed as the Hills Bros. Coffee Kings, had a new coach in Nat Canson, who last coached the Gold Eagle Beer squad in 1984. Following Manila Beer's disbandment, the Coffee Kings acquired three players from the Brewmasters; Elpidio Villamin, Tim Coloso and sophomore Adonis Tierra. They also acquired three-time PBA MVP William 'Bogs' Adornado from Shell via trade and Ginebra discard Joey Marquez.
In the 1987 All-Filipino Conference, the Coffee Kings surprisingly made it to the finals against corporate rival Great Taste Coffee Makers. This mark the birth of the tandem known as the "Bruise Brothers" in Yoyoy Villamin and Ricky Relosa, both players during their earlier years in the PBA were the promising forwards of legendary teams Crispa and Toyota. Villamin played alongside Abet Guidaben and Philip Cezar for Crispa while Relosa were teammates with Ramon Fernandez and Abe King at Toyota. The Coffee Kings were swept in the finals by Great Taste in three games. Coach Nat Canson resigned three weeks after the championship series.
Former Tanduay coach Arturo Valenzona, who himself was ax from the job by Tanduay management after the Rhum Makers were eliminated, accepted the offer to coach the Hills Bros. Coffee Kings starting the third conference. Parading a sweet-shooting import Jose Slaughter, who breaks the previous record for most three-point shots converted with 14 triples as he finished with 79 points in the October 18 game against Great Taste which they won, 129–115. Hills Bros were in their second finals stint after beating the Billy Ray Bates led-Ginebra in a playoff game on December 1, 1987. They faced San Miguel Beermen (formerly Magnolia) in the Reinforced Conference championship series and after winning Game One, they lost the next four games and finished bridesmaid for the second straight conference of the season.
Returning to Alaska Milk in the 1988 PBA season, the team signed three players from Shell; Rey Lazaro, Biboy Ravanes and Willie Pearson to strengthen its lineup. Before the start of the season, Bogs Adornado announces his retirement from active playing and was given recognition by the PBA in the opening day on March 20, 1988. Alaska placed third in the Open and All-Filipino Conference of the season. Bogs Adornado would replace Arturo Valenzona as the team's head coach beginning the third conference.
1989–1992: Arrival of coach Tim Cone and Jolas with their 1st title
The year 1989 was an exciting year for Alaska as the team drafted the high-leaping Paul Alvarez and the backcourt tandem of Ric-Ric Marata and Elmer Cabahug. Veteran center Abet Guidaben, who has been disgruntled in the last three months of the 1988 season following a bitter trade with Ramon Fernandez that sent him to Purefoods Hotdogs, has joined the bruise brothers to form an awesome force inside the paint. Alaska was able to hire Sean Chambers, who played with the American selection in two previous PBA/IBA series, as their import to replaced their first choice Carl Lott in the 1989 Open Conference. Chambers led Alaska to a third-place finish in his first PBA stint.
American Tim Cone, a member of the PBA's vintage panel, accepted the coaching chores for Alaska Milk on full-time starting the All-Filipino Conference. Alaska has long without a coach when Bogs Adornado was sacked after the elimination round of the first conference and team manager Joel Aquino handled the team on interim basis.
Alaska continues to struggle despite the mixture of veterans and young players in the roster and team owner Wilfred Uytengsu could not hide his disappointment when the Milkmen went winless in the semifinals of the 1990 All-Filipino Conference. They got rid of one of their veterans; Abet Guidaben, who was traded to Pepsi for Harmon Codiñera.
In the third conference of the 1990 PBA season, Alaska finally advances in the finals for the third time in franchise history and their first since the 1987 season. Going up against the Purefoods Hotdogs, both teams were gunning for their first championship. Alaska had former Boston Celtic Carlos Clark and Sean Chambers as their imports to be pitted against Daren Queenan and Robert Rose of the Hotdogs. The Milkmen went up 2–0 in the best-of-five title series and on a threshold of winning their first trophy, but Purefoods came back and win the last three games to capture the 1990 PBA third conference crown.
1991:The JOLAS Era a.k.a. The Helicopter and Mr. Clutch.
Beginning the 1991 PBA season, the team let go of its vital cog, Yoyoy Villamin, who was traded along with Ric-ric Marata to Sarsi. Elmer Cabahug was shipped to Purefoods and Alaska acquired the Hotdogs star player Jojo Lastimosa in return as he will team up with Paul Alvarez in which coach Tim Cone describes as unbeatable tandem. Alaska signed their two first round picks in the rookie draft, Alex Araneta and Eugene Quilban and their third rookie, Rhoel Gomez. There were criticisms on some of Alaska's moves during the off-season as they say experience was supposed to win championships instead of the fountain of youth.
After a third-place showing in the All-Filipino Conference, the Milkmen returned to the finals in the Third Conference with Paul Alvarez back in form after being idle for almost eight months, recuperating from the injury he suffered in 1990, in Game three of the title playoffs. Playing against crowd-favorite Ginebra San Miguel, the Milkmen finally won their first PBA title, winning the best of five series, three games to one. Alaska import Sean Chambers got the better of his counterpart, Ginebra import Wes Matthews, in the four-game series.
In 1992, Alaska owned the second pick in the draft and they choose the burly 6'4" Stevenson Solomon, who had been in the mold of a Yoyoy Villamin and was part of the national team that regain the SEA Games basketball gold in Manila. Another national player, Allen Sasan, was chosen by Alaska in the first round. Despite a stronger lineup compared to the previous year, and with Lastimosa and Alvarez playing together for one full season, the Milkmen were eliminated in the All-Filipino and third conferences.
1993–1995: The Abarrientos era and the rivalry with Sunkist
Alaska previously had the best point guards in the past four years to back up their veteran and starting point guard Frankie Lim, Ricric Marata for two years, then Eugene Quilban and Gilbert 'Jun' Reyes (whom Quilban was traded for), all big names during their amateur days. In 1993, Alaska picks another point guard in the rookie draft as the third overall, former FEU Tamaraw Johnny Abarrientos, who has been making waves in the Philippine Basketball League, winning PBL titles for three seasons and was expected to follow the footsteps of Hector Calma and Ronnie Magsanoc in the pros. He will be the starting point guard of Alaska as Frankie Lim, the last among the original milkmen, decided to moved out and joined the Purefoods TJ Hotdogs.
The beginning of what turn out to be a dynasty in the second part of the 1990s started in the 1994 season. The Milkmen in the middle of last year acquired forward Bong Hawkins from Sta. Lucia Realtors. The team selected 6'5" center Poch Juinio in the 1994 PBA draft. Alaska would win their second PBA title in the third conference called Governors Cup, defeating Swift Mighty Meaties in six games.
Swift, renamed Sunkist Orange Juicers in the 1995 PBA season, became Alaska's finals rival that year. They played in the championship in the first two conferences of the season and the Orange Juicers prevailed both times. The three consecutive finals meeting between the two teams was the first since Crispa and Toyota in 1975–1976. Alaska was able to stop Sunkist' quest for a grandslam by retaining the Governors Cup crown, defeating San Miguel Beermen in seven games.
1996 Grand Slam
Alaska return to the All-Filipino Cup finals against Purefoods, who were back in the All-Filipino finals after missing out in 1995. The Milkmen were considered the underdogs before the best of seven title showdown. They outbattled a tough and gritty TJ Hotdogs and won in just five games. Last season's rookie of the year Jeffrey Cariaso converted two free throws with 0.6 of a second remaining in overtime of Game five and Purefoods up by one, 92–91, to win it in a fitting moment as Alaska won their first All-Filipino title and their fourth PBA crown.
The Milkmen were in their seventh straight finals appearance when they go up against surprise finalist Formula Shell for the Commissioner's Cup title. The Milkmen were given a hard time by the Shell team of Benjie Paras, Victor Pablo and import Kenny Redfield. The finals series went into a seventh and deciding game and Alaska's championship experience prove to be a key factor in winning, 83–77. Their import, Sean Chambers, was a late replacement for Derrick Hamilton, who was sent packing after traces of Marijuana were discovered in his urine during the last stages of the semifinals.
In the Governor's Cup, Alaska completed the PBA's fourth grandslam, defeating Ginebra San Miguel in five games. In the year-end awards, Johnny Abarrientos was named MVP, Bong Hawkins settled for the Mythical five with Jojo Lastimosa, Starting center Poch Juinio was the season's most improved player and Sean Chambers was a runaway winner of the best import award.
The dynasty continues (1997–1998)
Before the 1997 PBA season started, Alaska lost three players who were integral part of the team that bagged four straight titles, they are Jun Reyes, whom Alaska dealt to Sta.Lucia in exchange for Boyet Fernandez, center Cris Bolado, who moved to Purefoods, and Jeffrey Cariaso, who was shipped to Mobiline. New acquisitions Dwight Lago, Rodney Santos and Boyet Fernandez would be hampered by their unfamiliarity with Alaska's vaunted triangle offense.
In the All-Filipino Cup, the Milkmen were eliminated from the semifinals for the first time in four years. They return to the finals in the Commissioner's Cup but lost to Gordon's Gin Boars (formerly Ginebra) in six games. Alaska was able to retain the only crown left in their grandslam conquest last year by winning their fourth straight Governor's Cup trophy. Late in the eliminations, they acquired veteran center Jack Tanuan and the high-flying Kenneth Duremdes in exchange for Dwight Lago and Boyet Fernandez from Pop Cola. Duremdes became a perfect replacement for Cariaso and in the title series against Purefoods Carne Norte Beefies, the Milkmen had an easier time in winning four games to one after losing the series opener. Alaska showed no mercy in a 94–66 rout in Game five.
The Milkmen were in a bid for a second grandslam in the 1998 season after defeating the Ron Jacobs-coached San Miguel Beermen twice in the finals of the first two conferences. They came back from a 2–3 series deficit in the All-Filipino Cup to win in seven games. In the Commissioner's Cup, dreadlock-sporting Devin Davis became the only other Alaska import in the 1990s besides Sean Chambers to lead the team to the crown. The Milkmen won their 9th PBA title, tying the famed Toyota Super Corollas as the third winningest ball club.
The possible 'Grand Slam II' for the team didn't happen with the 1998 Asian Games set in December and Cone being named head coach, Abarrientos, Duremdes and Lastimosa were tapped to lead the Philippine team.
Assistants Jun Reyes and Dickey Bachmann took over for Alaska. But despite a strong showing from the slasher Rodney Santos and their resident shooter, Rhoel Gomez, the Milkmen failed to enter the semis of both the special 1998 PBA Centennial Cup and the season-ending Governor's Cup.
Duremdes was named the Most Valuable Player at the end of the year, the second Alaska Milkmen to win the coveted individual award.
10th PBA title
With the arrival of some talented Filipino-American cagers in the league, the Milkmen opted to stick with the same core for the 1999 season. In the All-Filipino, the Milkmen was eliminated by expansion team Tanduay in the semis.
In the Commissioner's Cup, Devin Davis made his return to the team, but the young San Miguel team of Danny Ildefonso and Danny Seigle conspired with their import, Terquin Mott, to eliminate the Aces in five games. They finished third in the tournament.
Alaska advanced to the Finals of the Governor's Cup with Chambers at the helm but San Miguel, led by Lamont "The Helicopter" Strothers, defeated the Milkmen in six games despite Alaska getting an early 2–1 series lead.
In 2000, Jojo Lastimosa was traded to Pop Cola as part of the team's future plan to rebuild. Alaska won their 10th PBA title at the expense of Purefoods in the All-Filipino Conference. Purefoods won Game one of this series but the Milkmen won the next four games to win the series.
The Milkmen failed to enter the Finals of the Commissioner's Cup after they were eliminated by the Beermen in the semi-finals.
2001–2022: Alaska Aces
As part of the league's move to strengthen its marketing through the PBA Properties, Alaska adopted a new moniker the Alaska Aces. Despite the change Alaska failed to reach the Finals of the Governor's Cup once again.
2000–01 season
Before the 2001 season, the Aces traded popular star Johnny Abarrientos to the Pop Cola Panthers for forward Ali Peek and guard Jon Ordonio. In the draft, Alaska used the fifth pick to draft fil-am John Arigo. The Aces also signed Duremdes to a reported 48 million peso deal for seven years. In the All-Filipino conference, the Aces were eliminated in the quarterfinals by Abarrientos and Pop Cola. In the Commissioners Cup, a strong showing by Peek gave defending champion San Miguel a fight but still loss in five games of the semis. In the Governors Cup, they were eliminated in the quarterfinals. Chambers retired three games into the Governors Cup. In a simple ceremony, the Aces retired his #20 jersey, becoming the second player in team history to have his number retired.
2001–02 season
Duremdes was borrowed by the Philippine National Team in 2002 and Lastimosa made his return to Alaska. The Aces, with Ron Riley and Montreal Dobbins as imports, but after 6 games, Dobbins was replaced by James Head, advanced to the finals of the Governor's Cup against Purefoods. The Aces led 2–0 in the seven-game series, but the TJ Hotdogs won the next three games. After Alaska tied it up in Game Six, Purefoods won Game seven to deny the Aces its 11th title. In the Commissioner's Cup, Ajani Williams and Chris Carawell bannered the Aces but was eliminated by Talk N' Text in the semi-finals. Duremdes returned for the Aces in the All-Filipino and made it to the finals. After winning Game 1, the Aces lost the next three games to settle another runner-up finish.
2002–03 season: Invitational Champs
In the 2003 PBA Draft, Alaska shocked the league by trading their superstar, Kenneth Duremdes to the Sta. Lucia Realtors for the fifth pick of the first round. This enabled Alaska to get Brandon Cablay as the team's top draft pick. The Aces also held the first overall pick in the draft and selected De La Salle University-Manila star point guard Mike Cortez, who was considered as the next great point guard in the Alaska franchise's history, following Johnny Abarrientos.
During halftime of their season opening game, Alaska retired Jojo Lastimosa's #6 jersey. During the offseason, Lastimosa announced his retirement after playing 15 seasons in the league. He became one of the team's assistant coaches under coach Cone's era.
In the All-Filipino, Alaska failed in its bid to enter the Finals as they were eliminated by Talk 'N Text in a grueling five-game series. However, the Aces won the third-place trophy via a blowout in expense of the San Miguel Beermen.
In the Invitational tournament, Alaska had to play in the qualifying round to enter the tournament. The Aces swept the elimination round, winning all four of its games, to make it to the semis. In a one-game showdown, Alaska defeated Red Bull Barako to face Coca-Cola in the Finals.
The Tigers won Game One of the series, but the Aces won the next two games to win their 11th PBA title, this time with a different set of players. Brandon Cablay was named as Finals MVP, while Ali Peek won Best Player of the Conference honors.
In the Reinforced Conference, Alaska struggled in the tournament and was eliminated by Duremdes and Sta. Lucia in the quarters.
2003–04 Fiesta Conference
Alaska paraded former NBA journeyman Galen Young for the 2004 Fiesta Conference. The Aces placed second after the elimination round of the tournament. But, they failed to enter the finals of the said tournament winning only one game in three outings in the semi-finals.
2004–05 season
In the 2004–05 season, the Aces managed to finished fourth in the qualifying round. After eliminating FedEx in the Wild-Card phase, they were swept by San Miguel in the quarters. During the tournament, Arigo and Peek were shipped to Coca-Cola for Jeffrey Cariaso and Reynel Hugnatan. Bong Hawkins also made his return to the Aces, reuniting him with Cariaso, assistant coach Jojo Lastimosa, and Cone. Alaska hired Leon Derricks for the Fiesta Conference. However, his inconsistent game led to his replacement by former Chicago Bull Dickey Simpkins. The addition of Simpkins helped Alaska climb into third place at the end of the classification round. The Aces faced Red Bull Thunder in the semis. A back injury sustained by Simpkins, after being elbowed in the back by Dorian Peña, prevented him from playing at full strength during the series. Former Alaska Ace, Bryan Gahol, hit the last second shot in Game three to eliminate Alaska from the tournament.
2005–06 season
Prior to the start of the 2005–06 PBA season, the Aces built up their lineup by acquiring national team pool members, Tony dela Cruz and Rich Alvarez from the disbanding Shell Turbo Chargers. They also acquired the services of former Mobiline and Coca-Cola import Artemus "Tee" McClary for the Fiesta Conference. After the Aces placed second behind Team Pilipinas in the Brunei Sultan's Cup, with Dela Cruz playing for the said team, the team was considered as one of the top contenders to win the upcoming season. However, they went on a slide after a good start. After Alaska blowing a 28-point lead and losing to the Purefoods Chunkee Giants, the team went on a downhill since. With McClary's decline starting to show, he was eventually replaced by the 3-point shooting Odell Bradley who showed some impressive scoring outputs. However, Alaska still finished seventh in the classification phase with a 7–9 record. The Aces swept Sta. Lucia in a best-of-three matchup in the wildcard phase before being swept in a best-of-five affair by eventual champion Red Bull Barako.
Weeks before the start of the Philippine Cup, Alaska traded Brandon Cablay to San Miguel in exchange for veteran Nic Belasco. On May 8, 2006, they traded Don Allado to Talk 'N Text for guard Willie Miller, forward John Ferriols, & 2006 first round pick. Alaska finished with a 9–7 record in the classifications, thus earning an outright berth in the quarterfinals. In the quarterfinals, the Aces defeated the Coca-Cola Tigers, with former Alaska star Johnny Abarrientos on the squad, 3–1. The opening game of the series saw Alaska winning on a last second three-pointer by Nic Belasco. In the semi-finals against top-seed Purefoods Chunkee Giants, the Aces led 3–1 and was a win away from a finals berth but failed to win all of the remaining games. Alaska would end the tournament on a winning note, capturing the third-place trophy with a 102–95 win over San Miguel, their 12th third-place finish in team history.
2006–07 season: Fiesta Conference Champions
Head coach Tim Cone signed a contract extension to remain with the team, erasing speculation of his possible dismissal. In the 2006 PBA Draft, Alaska selected Letran's Aaron Aban and UST's Christian Luanzon.
Alaska started the 2006–07 PBA Philippine Cup poorly but rebounded to finish with an 8–10 record for a wildcard berth. After losing in a last-second overtime thriller against Coca-Cola, and a win by Sta. Lucia on the next game date eliminated Alaska from contention despite winning their last game against Sta. Lucia.
Injuries to Reynel Hugnatan and Mike Cortez affected the team's play throughout the said conference.
However, Alaska started the 2007 PBA Fiesta Conference with a 7–4 card before the All-Star break, with Roselle Ellis as their import. Shooting Guard, Willie Miller provided a strong performance for the Aces during the tournament posting numerous 20 point-games.
The return of Cortez sparked a late surge by the team by finishing with a 12–6 record and beat Ginebra in a one-game playoff to earn an outright semifinals berth.
After eliminating the San Miguel Beermen in the semifinals via a 4–2 series win, the Aces entered the finals for a 19th time to meet the Talk 'N Text Phone Pals.
Despite a 1–2 and a 2–3 deficit in the titular showdown, Miller, named the league's Most Valuable Player, erupted for 29 points to tie the series in Game 4 and recovered from a dismal performance in Game 5 with a sterling 37-point output in Game 6 to force a decider.
The seventh game was a seesaw battle before Miller fired a go-ahead layup and a Reynel Hugnatan freethrow in the last two minutes to seal a 99–96 championship win for Alaska.
2007–08 season
Alaska picked Adamson stalwart, Ken Bono, and University of Visayas Green Lancers starting center, JR "Baby Shaq" Quiñahan as the 6th and 7th overall picks of the 2007 PBA Draft along with second round selection Ardy Larong.
In order to free up some cap spaces, the team traded veteran forward Nic Belasco to Welcoat in exchange for Junjun Cabatu while signing free agent Ariel Capus.
In the 2007–08 Philippine Cup, the Aces lost at the semis against Sta. Lucia.
Before the start of the Fiesta Conference, Alaska acquired former King Blue Eagles LA Tenorio and Larry Fonacier in exchange for ace point guard Mike Cortez and 1st round draft pick Ken Bono. They also tapped former Chicago Bull and Talk 'N Text import Randy Holcomb as their reinforcement to help them defend the crown. Alaska, started slowly winning only 2 of their 6 matches including a 4-game losing streak. Then came a rumor that Holcomb will be replaced by former Milwaukee Buck Daniel Santiago. However, it was confirmed that the rumors were not true and they were not in negotiations with the Puerto Rico national team starting center. Alaska came on to a conference high 6-game winning streak and made their record to 8–6 and had a chance of getting a semi-final seat.
In their 2nd-round game against Magnolia, Alaska was trailing along the way until the final minute which they came in and even grabbed the lead, but Alaska's semi-final dream came to an end when a call by the referee with 0.3 seconds left caused them the game. Tied at 99 all, former Alaska Ace Mike Cortez split his freethrows to give Magnolia a one-point lead. However, Larry Fonacier's jumper went in front of the rim as time expired and Magnolia escaped with a nail-biting 100–99 win over the defending champions.
2008–09 season: On the road to 13th title
In the 2008 Annual Rookie Draft held on August 31, 2008, at Market! Market!, Taguig, Alaska drafted scoring guard Solomon Mercado at fifth in the first round and grabbing Mapúa star Kelvin dela Peña at fifteenth in the second round. A day after the draft, the team acquired 2007 first overall pick and team leading scorer Joe Devance from Rain or Shine (formerly Welcoat Dragons) in exchange for Solomon Mercado and wingman Eddie Laure.
On September 4, 2008, the team signed 2004 7th overall pick Ervin Sotto. While on September 22, 2008, Alaska traded J.R. Quiñahan to the Air21 Express in exchange for 2008 6th overall pick Mark Borboran. Meanwhile, the team also signed veteran 6–9 Eric Canlas through free agency.
The Aces started their campaign on their quest for their 4th All-Filipino crown on a high note including a 4–0 start. They struggled in the middle part of the conference but still remained the leader in the standings. Alaska finished as the number one team after the elimination round winning 12 games in 18 matches and was the first team to secure a seat in the Semifinals giving them a long rest. After three weeks of waiting, they faced the defending Philippine Cup champion Sta. Lucia Realtors, a re-match of last year's Semifinals which went to a seven-game grueling series. The Realtors swept the depleted-lineup of the Rain or Shine Elasto Painters in the Quarterfinals. The Aces beat the defending champion Realtors in six games to advance and arranged a Finals showdown with the Talk 'N Text Tropang Texters. They had a 2–0 lead first but Talk 'N Text tied the series 2–2. In Game 5, Alaska won 95–93 courtesy by Willie Miller's tough three-point shot. In Game 6, Talk 'N Text tied the series 3–3 to force a Game 7. In Game 7, they had a chance to win the title but the missed free throws during the crucial seconds of the game by Miller and Joe Devance gave Talk 'N Text the win and the title, 93–89.
2009–10 season: two straight Finals appearances and their 13th title
In the All-Filipino Cup, Alaska started strong and finished in first place in the standings, earning them an automatic semi-final seat. Willie Miller led the Aces in scoring with LA Tenorio continued to blossom for the Aces. They swept Ginebra in the semi-finals and faced Purefoods for the championship, who defeated San Miguel in the semis. Despite their strong output during the eliminations, Purefoods swept them in the finals, including three straight game heart-breaking losses.
In the Fiesta Conference, Alaska paraded import Diamon Simpson. Simpson, who played for the Los Angeles D-Fenders, an NBA D-League team and affiliate of back-to-back NBA champion Los Angeles Lakers before coming to the PBA, was very impressive and fit perfectly into Tim Cone's Triangle System. He nearly averaged 30 points and 20 rebounds a game and made Alaska the favorites to win it all in the import-laden conference. In the middle of the conference, leading scorer Willie Miller was traded to the Barangay Ginebra Kings in exchange for high flyer Cyrus Baguio. It was stated by Miller's agent that Miller wanted out of Alaska before the season started. After the trade was approved and made, in a coincidence, Alaska's next game was against Ginebra. In that game, the Aces trailed most of the game until the fourth quarter, when Cyrus Baguio finally exploded for 14 points to lead Alaska to a come from behind win. The Aces put team captain Jeffrey Cariaso in the reserve list in what would have been his retirement but a few games later, Cariaso returned to play once more. Alaska also signed veteran guard Topex Robinson during the season.
Alaska met rival Talk N Text in the semi-finals. LA Tenorio was awarded as the Most Improved Player in the league. Former Alaska point guard Johnny Abarrientos announced his retirement after playing 15 seasons in the league. The Aces defeated the Tropang Texters in a grueling seven-game series despite being down 2–3. The Aces met top seed San Miguel Beermen led by best import Gabe Freeman in the finals. The Aces dominated the Beermen and won their 12th Championship in six games. LA Tenorio and Cyrus Baguio were named co-Finals MVPs of the series.
At the end of the season, Jeffrey Cariaso retired and Tony Dela Cruz was named the new captain of the team.
2010–11 season: The franchise's 25th anniversary
Before the season began, the Aces celebrated their 25th anniversary as a PBA franchise on September 28, 2010. During the commemoration, they formally retired the jerseys of Bong Hawkins (#16) and Johnny Abarrientos (#14). Both players were instrumental for their grandslam finish in 1996. On draft day, they traded shooter Larry Fonacier to Talk 'N Text in exchange for the fourth overall pick which was used to pick former UE Warrior Elmer Espiritu. With Jeffrey Cariaso already retired, they traded their second pick in first round to Meralco for another former UE player Bonbon Custodio. They also drafted JRU's Marvin Hayes as #2 pick in the second round.
For the duration of the Philippine Cup, they sported their throwback early 1990s light uniform temporary replacing their current light jersey. They finished the conference with a 7–7 record. Thanks to Joe Devance's improved play, good enough for them to be qualified in the quarterfinals. However, they were defeated by Ginebra in a do-or-die five games series despite leading 2–0 and up by 20 in game 5.
In the 2011 Commissioner's Cup, they paraded former Chicago Bull Eddie Basden as their import. Before the conference started, the Aces played in Cebu for an Invitational Tournament that made them the champions in the said league. However, Basden failed to pass the height limit requirement for imports which was 6'4. They quickly replaced him with 2010 NBA D-League Slam Dunk Champion LD Williams. They also traded long time bruiser Reynel Hugnatan to Meralco for young guns Hans Thiele and Paolo Bugia, released Marvin Hayes and signed guard Don Dulay. Topex Robinson, who still has a live contract with Alaska, joined Tim Cone's crew as one of the assistant coaches of the team.
Before the start of the 2011 Governor's Cup, they traded rookie Elmer Espiritu to Air21 in exchange for swingman Wesley Gonzales. On May 27, 2011, Alaska was forced to let go of Joe Devance after the talented Fil-Am forward begged off. Team manager Joaqui Trillo, however, stressed Devance was guaranteed the maximum pay through the end of his current contract. They eventually decided to trade him to Air21 Express for Jay-R Reyes. On the next day, Commissioner Salud requested Air21 to add up another player or its 2011 first round pick as he finds the trade "uneven". The Express responded with the 2011 and 2012 second round picks making Salud nod in the deal. The Aces also signed PBA Veteran Aries Dimaunahan. In the third conference, they had a slow start, losing their first two games but quickly bounced back winning four of their last five games, thanks to import Jason Forte's hustle play. The team's improved play led by LA Tenorio and Cyrus Baguio plus newcomer Wesley Gonzales' "real game" started to pay off, and the Aces qualified to the step ladder semifinals. The Aces finished with 8 wins in 13 outings including the semifinals despite losing key players Cyrus Baguio and Wesley Gonzales to injuries. But due to the controversial quotient system, Alaska failed to enter the finals with Petron having the superior quotient despite with the same records with Ginebra and the Aces itself.
2011–12 Tim Cone era ends; Joel Banal succeeds
The Aces released Paolo Bugia, Don Dulay and Mike Burtscher, while guard Aries Dimaunahan returned to Shopinas.com Clickers where his rights are based. In the 2011 PBA draft, Alaska picked former FEU main man and Smart-Gilas standout Mac Baracael at sixth overall in the first round. In the second round, the Aces have four picks and used it to get former Blue Eagle leading scorer Eric Salamat at the 13th, mystery Fil-Am Julius Pasculado at the 14th, and big man Ariel Mepana at the 15th. The Aces also owned the 17th pick but decided to trade it to Meralco for its 2014 second round pick.
On September 1, 2011, Alaska team owner Wilfred Steven Uytengsu held a rare press conference announcing Tim Cone's departure as head coach of the Aces after spending 22 years at the helm with the team. He said that Cone left Alaska to seek opportunities outside of the organization. He was succeeded by his lead assistant Joel Banal, who inked a three-year deal to lead the team. In his first conference as the Aces' new tactician, the team struggled in the All-Filipino Cup and had one of their worst finishes in years, winning only three games out of fourteen outings.
They recruited 6'10 Matt Haryasz out of Stanford University as their reinforcement for the Commissioner's Cup. However, Haryasz was replaced by returning import and Mexico national team member Adam Parada before the start of the conference. The Aces also signed swingman Niño Gelig to bolster their lineup. Gelig had been a former teammate of Cyrus Baguio and were known as the dynamic combo during their UST days in the UAAP as well as in the now-defunct PBL.
On April 16, 2012, Banal stepped down as coach. Alaska owner Wilfred Uytengsu appointed long-time assistant coach Luigi Trillo, son of the current PBA governor Joaqui Trillo to handle the team for the rest of the season. They also brought back Jason Forte as reinforcement in the Governor's Cup. They went on and finished 9th in the league winning only two of their nine outings. The Aces failed to enter the quarter-finals with the team having its worst finish in a season since it joined the league.
2012–13 season: The Calvin Abueva era,Champions again
Having earned the second worst record the season before, Alaska was awarded with the second overall pick in the draft lottery. On August 19, 2012, at the PBA Rookie Draft, the Aces selected NCAA Season 87 MVP Calvin Abueva of the San Sebastian Stags as the second overall pick. As most of the analysts said that Abueva, who was monickered as "the Beast" due to his impressive basketball skills, had been the most talented player in the draft. Abueva leads the NCAA in points, rebounds and assists directory. While in the second round, the Aces snatched former UE Warrior point guard Raphy Reyes and swingman Karl Dehesa. They also retained head coach Luigi Trillo and hired Alex Compton, Louie Alas and reinstated Topex Robinson as assistant coaches. Leo Austria was supposed to join the Aces' coaching staff as well but focused first with his head coaching job at Adamson University, making him available for next year. Dickie Bachmann was promoted to assistant manager while Jojo Lastimosa was tasked to man the sports camp director post.
Two weeks after the draft, the Aces made another blockbuster deal involving four other teams. As a result, they sent point guard LA Tenorio to Ginebra and acquired JVee Casio, Dondon Hontiveros, and Ginebra's 2015 2nd Round Pick. They also signed second round draft pick Raphy Reyes to boost their back court and brought back veterans Nic Belasco and Eddie Laure, who helped the Aces win the championship last 2007. After the San Sebastian College-Recoletos Golden Stags bowed out at the hands of Letran Knights in the NCAA Final Four, Abueva signs with the Aces in a three-year max rookie deal.
The Aces managed to finish 5th in the standings with eight wins on fourteen meetings to qualify the quarterfinals. They swept 4th-seed Meralco Bolts, in two games and entered the semifinals to face defending champion Talk 'N Text. Many are surprised with the Aces' performance as they pushed the defending champions in six grueling games before losing.
In the Commissioner's Cup, Alaska tapped former University of Memphis Tiger Robert Dozier as their reinforcement. They also nabbed Aldrech Ramos from San Mig Coffee after trading Mac Baracael to Ginebra. Dozier fit perfectly well in the Aces' system and thanks to his brilliant performance plus support from local stars Cyrus Baguio, Sonny Thoss, JVee Casio, Calvin Abueva and sixth man Dondon Hontiveros, Alaska topped the standings with an 11–3 record at the end of the eliminations and gained twice to beat advantage in quarterfinal round. They beat Air21 in the quarterfinals to face San Mig Coffee in the semis, setting up an attempt to finally beat former Alaska long-time coach Tim Cone. San Mig won Game 1 on a Bowles game winner but Alaska regained the momentum as they won the last three games to advance to the Finals against Barangay Ginebra. They swept the Kings in three lopsided games to win the 2013 Commissioner's Cup trophy. This was the 14th championship for the Aces and the first one without their long-time coach, Tim Cone. Rob Dozier was the run-away Best Import of the Conference, while Sonny Thoss was minted the Finals MVP.
In the Governor's Cup, Alaska tapped former New Mexico State standout Wendell McKines as import. Though McKines was consistent in the tournament by averaging a 30 point-20-rebounds every game, Alaska struggled during the conference but was good enough to qualify in the Playoffs with four wins in nine outings. They faced San Mig Coffee, which has a twice-to-beat advantage. The Aces came back from a 15-point deficit in the first game to force a do-or-die match-up but lost in the second game, bowing out of the Governor's Cup. During the Finals, Alaska rookie Calvin Abueva was named the Rookie Of The Year and included in the PBA Mythical First Team. Guard Cyrus Baguio and Center Sonny Thoss was included in the Mythical Second Team while JVee Casio won the Sportsmanship Award.
On November 12, 2013, the PBA Press Corps awarded Luigi Trillo as the Coach of the Year for the 2012–13 Season beating Grand Slam coaches Norman Black of Talk N' Text and former Alaska head coach Tim Cone of the San Mig Coffee Mixers. Trillo steered Alaska from a lottery team in 2011–12 to a title contender last season. Rookie of the Year Calvin Abueva was named in the All-Rookie Team along with Petron Blaze Boosters' Junemar Fajardo, Meralco Bolts' Cliff Hodge, San Mig Coffee Mixers' Alex Mallari and hotshot Chris Tiu of the Rain or Shine Elasto Painters.
2013–14 Season: Trillo Out, Compton In
Long-time Alaska Governor/Team Manager Joaqui Trillo announced his retirement effectively at the start of the 2013–14 PBA Season. Former Aces assistant coach Dickie Bachmann has been tapped as his replacement.
In the 2013 PBA Draft, Alaska used their 8th overall pick to select former Blue Eagle Ryan Buenafe, former FEU Tamaraw Chris "Ping" Exciminiano in the second round, and PBA D-League bigman Raymund Ilagan in the third round. The Aces traded their other second round pick to the Talk 'N Text Tropang Texters for a future second round pick as well. They also signed former ABL MVP Leo Avenido to bolster their lineup in the upcoming 2013–14 PBA Philippine Cup. The Aces managed to win 8 games in 14 outings and qualify for the playoffs as an eight seed and faced top-seeded Barangay Ginebra San Miguel, who has a twice-to-beat advantage. Alaska forced a do-or-die by taking Game 1 but fell short in Game 2, eliminating them in the process.
In the Commissioner's Cup, the Aces brought back reigning best import Robert Dozier, who helped Alaska snatch their 13th title the year before. They traded Aldrech Ramos to Air21 Express for bruiser Vic Manuel to beef up their frontline. The Aces had a 1–3 slow start but managed to win their remaining five games to earn the number 3 seed in the playoffs. They faced sixth seed San Mig Super Coffee Mixers in a best-of-three series. The Aces took Game 1 but lost Games 2 and 3 and again, they failed to enter the semifinals for the third straight conference.
Alaska tapped former NBA player Bill Walker, who suited up for the Boston Celtics and the New York Knicks as their reinforcement in the Governor's Cup. After splitting their first two games, Luigi Trillo stepped down as head coach of Alaska. Trillo, who was awarded as the PBA Coach of the Year in 2013, resigned because of "family reasons". With Trillo throwing the towel, team owner Wilfred Uytengsu appointed lead assistant Alex Compton as the team's new tactician. Alaska suffered its worst defeat in history, a 51-point deficit at the hands of the Rain or Shine Elasto Painters. Rumors sparkled that the team was being put on sale to newcomer NLEX Corp, who wanted to buy an existing franchise instead of starting from scratch. Team manager Dickie Bachmann shut down the rumors stating the team was "here to stay." Uytengsu also denied the rumors and stated that he was not selling the franchise with the second-most wins in the PBA. He called the reports as "silly and laughable". The following week, Alaska extended the contracts of main core players Cyrus Baguio, Sonny Thoss and JVee Casio for another three years. The Aces finished the conference with a 5–4 record making them the third seed and earning a twice-to-beat advantage in the playoffs. They eliminated crowd favorite Barangay Ginebra San Miguel in the quarterfinals, 92–81. The Aces entered the semifinals and faced the Rain or Shine Elasto Painters. Despite leading the series two games to one, the Aces lost the series in five grueling games and finished third place in the tournament.
2014–15 Season: The birth of The Comeback Kids and #WeNotMe
In the 2014 PBA draft, Alaska used the 5th overall pick to select Filipino-Italian guard Chris Banchero, who led the San Miguel Beermen to a championship in the ABL, and in the second round, they drafted San Beda stalwart Rome dela Rosa. The Aces also traded two future second round picks to Global Port Batang Pier in exchange for former PBA MVP Eric Menk. In their preparations for the upcoming season, they hired Rob Beveridge, a well-known successful coach in the Australian Basketball League to improve the team's performance focusing on defense. After signing their rookies Banchero and Dela Rosa to their respective contracts, they also signed veteran swingman Josh Vanlandingham from the free agent market.
They started the season 6–0 atop of the standings in the Philippine Cup but suffered their first loss at the hands of Barako Bull. After winning a road game against GlobalPort in Cagayan de Oro City, they were denied of an outright semi-finals berth after losing two crucial games against Barangay Ginebra and Rain or Shine, respectively. Yet, they still earn a twice-to-beat advantage in the Quarterfinals. After demolishing NLEX in their quarterfinal matchup, the Aces faced Meralco Bolts in the knockout phase and won the game in a blowout fashion to set a rematch with Rain or Shine Elasto Painters in a best-of-seven semi-finals series. They finished the series in six games to face San Miguel in the Finals for their 27th finals appearance. They battled the Beermen in seven gruelling games before eventually lost Game 7 by two points.
Alaska tapped D.J. Covington as their import for the Commissioner's Cup. After four games, he was replaced by Damion James. They also traded bruising forward Gabby Espinas to GlobalPort for defensive center Nonoy Baclao. Even with James as their reinforcement, the Aces could not come up with winning streaks, owing to injuries to key players Abueva, Casio, and Thoss. They recorded a 5–6 win loss record after the eliminations. Somehow, they punched a ticket to the Quarterfinals as the No. 6 seed after beating Barangay Ginebra in their last game, to set up a match with Purefoods, who eventually swept them in the Quarterfinal rounds.
In the Governors' Cup, the Aces acquired the services of Romeo Travis, LeBron James' childhood friend and high school teammate at St. Vincent-St. Mary. They won the first three games of the conference, but lost two of their next three games to Talk N'Text and NLEX, respectively. Since then, they won four straight to clinch the top spot in the elimination round with 8–3 win–loss record, although they dropped their last game to GlobalPort. They easily deposed Barangay Ginebra in the quarterfinal rounds to set up a semis showdown against Star Hotshots. They swept the Hotshots, 3–0 and earned a ticket to the Finals for their 28th finals appearance. They set up a rematch against San Miguel, who eventually swept them, 4–0.
2015–16 season: Drive for 15th continues
The Aces drafted Letran standout Kevin Racal with the 11th pick in the rookie draft, as well as big man Marion Magat and crafty guard Abel Galliguez. During the offseason, Alaska allowed Calvin Abueva, Sonny Thoss, Dondon Hontiveros and Coach Alex Compton join the Gilas Pilipinas 3.0 national team, who won silver medals in both the 2015 William Jones Cup and 2015 FIBA Asia Championship.
On November 12, 2015, The PBA franchise celebrated their 30th anniversary with the recognition night for the 30 greatest players in the team's history held in the Enderun College, Taguig.
Alaska was consistent all throughout the All-Filipino eliminations, thanks to their intact lineup, team play and suffocating defense, they won nine out of their eleven outings. The Aces earned the number one spot in the standings, hence, giving them an outright semifinals berth. Alaska faced the GlobalPort Batang Pier in the semi-finals. After losing the first game, the Aces won their next four outings to clinch the first seat in the 2015–16 PBA Philippine Cup Finals and set up last year's finals rematch against the San Miguel Beermen.
The Aces won the 1st 3 games of the series and was on the verge of winning the championship after leading by 11 points with less than 4 minutes remaining in the pivotal Game 4. However, the Aces would be denied to win the championship blowing a 3–0 lead by the combined efforts of former Aces player, Gabby Espinas, sharpshooter Marcio Lassiter and defensive stalwart, Chris Ross. Alaska suffered the most disappointing finals ever when the Beermen took the last four games and win the championship.
Alaska once again tapped former Best Import Robert Dozier for the Commissioner's Cup. However, Dozier got injured before the start of the season during practice. With their import sidelined by plantar fasciitis, backup reinforcement Shane Edwards filled in and provided good numbers and led the Aces to five wins in eight outings. Dozier returned three games before the end of the eliminations and the Aces finished third in the standings to qualify for the playoffs. Alaska beat Tropang TNT in the quarterfinals in a do-or-die best of three series. The Aces will look for a third consecutive PBA Finals trip as they face the Meralco Bolts in the semifinals. The Aces bested the Bolts in 5 grueling games to face the Rain or Shine Elasto Painters in the Finals. Alaska, hampered by injuries, missed the services of key players JVee Casio and Vic Manuel during the championship series. Despite being down by 0–3 in the finals, Alaska managed to forced the series in six games before losing their third consecutive finals.
The Aces tapped LaDontae Henton as their reinforcement for the Governor's Cup. Vic Manuel and JVee Casio returns for Alaska after healing off injuries. On July 14, 2016, after a six-year tenure with Alaska,Cyrus Baguio was traded to the Phoenix Fuel Masters for two second round picks. The Aces decided to trade Baguio due to the emergence of rookie Kevin Racal.
Alaska struggled at the start of the season winning only two matches in five outings even losing to an import-less team San Miguel but went on to a four-game winning streak. The team treated their final outings in the eliminations as "knock out games". On September 16, 2016, Banchero, again, extended his tenure with the Aces. This time, to a longer three-year deal. Terms were not disclosed. The Fil-Italian cager stated that it was an "easy decision" stating "he is very happy with Alaska." He credited the coaching staff and his teammates as the main reason he stayed with the team and hopes he will finish his career with Alaska. The Aces scored an important win in their last game of the eliminations in the season-ending conference to clinch the number six spot by beating the NLEX Road Warriors. Vic Manuel came back from his injury and contributed immediately and faced crowd darling Barangay Ginebra in the playoffs. However, the Aces failed to force a do-or-die game to advance in the semi-finals.
Alaska drafted former FEU bruiser and current Gilas Pilipinas pool member Carl Bryan Cruz during the 2016 PBA Special Draft. They started the 2016–17 PBA Philippine Cup with key players Sonny Thoss, Calvin Abueva and Noy Baclao in the injured list forcing Cruz, sophomore stretch player Jaypee Mendoza and Marion Magat playing at the center slot. Due to lack of size, the Aces lost their first two games and initiated a deal to send swing man Rome dela Rosa to Star Hotshots in exchange for former San Beda teammate big man Jake Pascual. Pascual immediately contributed to the team with his scrappy plays and defense and with Abueva and Manuel returning to top form, Alaska won its next three games. Despite finishing second in the standings and gaining a twice-to-beat advantage, the Aces, hampered by injuries, failed to enter the semi-finals when they lost two in a row to Barangay Ginebra.
2016–17 season
In 2016–17, a week after their Philippine Cup campaign, Alaska traded back up point guard RJ Jazul to the Phoenix Fuel Masters in exchange for guard Simon Enciso.
2017–18 season
In the Governor's Cup that year, they went up to the Finals, but lost to Magnolia Hotshots.
2021 season: final season
On February 16, 2022, Alaska Milk Corporation (AMC) announced that the Alaska Aces will leave the PBA at the end of the 2021 Governors' Cup. This was due to a directive by FrieslandCampina, parent company of AMC. Alaska ended their last tournament with a loss to the NLEX Road Warriors in the quarterfinals. Immediately following their last game on March 19, 2022, a brief ceremony was held to mark the Alaska's departure from the PBA.
Franchise's sale to Converge ICT
Several companies expressed interest to buy the Aces' franchise. This included Universal Canning, Inc. and Converge ICT which is associated to businessman Dennis Anthony Uy (not to be confused and also not related with namesake Dennis Uy who owned the Phoenix Super LPG Fuel Masters).
The prospect company could retain the core of the Alaska Aces team if they bought the franchise within the ongoing season. In the event the franchise is not sold within the ongoing season, the PBA would place the players in a dispersal draft.
On March 23, 2022, the PBA announced the sale of the franchise to Converge ICT with unanimous approval by the leagues' Board of Governors.
Mascot
E. Cow was the main mascot of the Alaska Aces. He was first introduced during the mid-1990s and was the longest tenured PBA mascot. His image was also used for Alaska Milk advertisements.
Final roster
also serves as Alaska's board governor.
Season-by-season records
Records from the 2021 PBA season:
*one-game playoffs**team had the twice-to-beat advantage
Awards
Individual awards
PBA Press Corps Individual Awards
All-Star Weekend
Notable players
Members of the PBA's 25 greatest players
Johnny Abarrientos – "The Flying A" played for team from 1993 to 2000; led Alaska to numerous PBA titles and was the 1996 PBA Most Valuable Player
Bogs Adornado – played for Hills Bros. in the 1987 season; became the team's head coach after his retirement
Kenneth Duremdes – "Captain Marbel" played for the team from 1998 to 2003; led Alaska to four PBA titles and was the 1998 PBA Most Valuable Player
Abet Guidaben – played for the team from 1989 to 1990 before being traded to Pepsi for Harmon Codiñera.
Jojo Lastimosa – "The 4th Quarter Man" "Mr.Clutch" "The Helicopter" led Alaska to nine PBA titles and was named to numerous Mythical Team selections,10-time PBA All-Star,1988 PBA Rookie of the Year and 1996 PBA All Filipino Cup Finals MVP.
Alaska Aces 30 greatest players
On November 12, 2015, the Alaska Aces celebrated its 30th anniversary.
Johnny Abarrientos
Jojo Lastimosa
Bong Hawkins
Jeffrey Cariaso
Sean Chambers
Yoyoy Villamin
Kenneth Duremdes
Willie Miller
Biboy Ravanes
Willie Pearson
Boy Cabahug
Poch Juinio
Tony Dela Cruz
LA Tenorio
Calvin Abueva
Rob Dozier
JV Casio
Paul Alvarez
Rodney Santos
Ric-Ric Marata
Devin Davis
Diamon Simpson
Reynel Hugnatan
Mike Cortez
Eugene Quilban
Sonny Thoss
Cyrus Baguio
Dondon Hontiveros
Rey Lazaro
Ali Peek
Rossell Ellis
MVP awardee while still with the team
Johnny Abarrientos – 1996
Kenneth Duremdes – 1998
Willie Miller – 2007
ROY awardee while still with the team
Eugene Quilban – 1991
Jeffrey Cariaso – 1995
Calvin Abueva – 2013
Team captains
Frankie Lim (1986–1987)
William "Bogs" Adornado (1987–1988)
Yoyoy Villamin (1988–1991)
Jojo Lastimosa (1991–1999)
Johnny Abarrientos (1993–2001)
Kenneth Duremdes (2001–2003)
John Arigo (2003–2004)
Jeffrey Cariaso (2004–2010)
Tony dela Cruz (2010–2016)
Dondon Hontiveros (2013–2016, co-captain with Tony Dela Cruz)
Calvin Abueva (2016–2018, co-captain with JVee Casio and RJ Jazul before Jazul left the team in 2017)
RJ Jazul (2016–2017, was co-captain with JVee Casio and Calvin Abueva)
JVee Casio (2016–2021)
Jeron Teng (2021–present)
Retired numbers
– retired during the opening of the 2003 season
– retired during halftime of the 2021 PBA Governors' Cup
– retired during the Alaska 25th anniversary reunion last September 27, 2010
– retired after Chambers announced his retirement in the 2001 Governor's Cup
– retired during the semifinals of the 2010 PBA Fiesta Conference
– retired during the opening ceremonies of the 1988 PBA season
– honored during halftime of the 2017 PBA Commissioner's Cup
– honored during halftime of the 2018 PBA Commissioner's Cup
Coaches
Tony Vasquez (1986)
Cesar Jota (1986)
Nat Canson (1987)
Turo Valenzona (1987–1988)
Bogs Adornado (1988–1989)
Tim Cone (1989–2011)
Joel Banal (2011–2012)
Luigi Trillo (2012–2014)
Alex Compton (2014–2019)
Jeffrey Cariaso (2019–2022)
References
External links
MYPBA.com thread: Alaska Origins, History and Trivias
Basketball teams established in 1986
1986 establishments in the Philippines
2022 disestablishments in the Philippines
Basketball teams disestablished in 2022
Defunct Philippine Basketball Association teams |
4047930 | https://en.wikipedia.org/wiki/Social%20disorganization%20theory | Social disorganization theory | In sociology, the social disorganization theory is a theory developed by the Chicago School, related to ecological theories. The theory directly links crime rates to neighbourhood ecological characteristics; a core principle of social disorganization theory that states location matters. In other words, a person's residential location is a substantial factor shaping the likelihood that that person will become involved in illegal activities. The theory suggests that, among determinants of a person's later illegal activity, residential location is as significant as or more significant than the person's individual characteristics (e.g., age, gender, or race). For example, the theory suggests that youths from disadvantaged neighborhoods participate in a subculture which approves of delinquency, and that these youths thus acquire criminality in this social and cultural setting.
Larry Gaines and Roger Miller state in their book Criminal Justice in Action that "crime is largely a product of unfavorable conditions in certain communities". According to the social disorganization theory, there are ecological factors that lead to high rates of crime in these communities, and these factors linked to constantly elevated levels of "high school dropouts, unemployment, deteriorating infrastructures, and single-parent homes" (Gaines and Miller). The theory is not intended to apply to all types of crime, just street crime at the neighborhood level. The theory has not been used to explain organized crime, corporate crime, or deviant behavior that takes place outside neighborhood settings.
Up to the beginning of 1970s, this theory took a back seat to the psychological explanation of crime. A recent overview of social disorganization theory, including suggestions for refining and extending the theory, is a journal article by Kubrin and Weitzer (2003).
Park and Burgess
Robert E. Park and Ernest Burgess (1925) developed a theory of urban ecology which proposed that cities are environments like those found in nature, governed by many of the same forces of Darwinian evolution; i.e. competition, which affects natural ecosystems. When a city is formed and grows, people and their activities cluster in a particular area (this is the process of "concentration"). Gradually, this central area becomes highly populated, so there is a scattering of people and their activities away from the central city to establish the suburbs (this is "dispersion").
They suggested that, over time, the competition for land and other scarce urban resources leads to the division of the urban space into distinctive ecological niches, "natural areas" or zones in which people share similar social characteristics because they are subject to the same ecological pressures. As a zone becomes more prosperous and "desirable", property values and rents rise, and people and businesses migrate into that zone, usually moving outward from the city center in a process Park and Burgess called "succession" (a term borrowed from plant ecology), and new residents take their place.
At both a micro and macro level, society was thought to operate as a super organism, where change is a natural aspect of the process of growth, and is neither chaotic nor disorderly. Thus, an organized area is invaded by new elements. This gives rise to local competition, and there will either be succession or an accommodation which results in a reorganization. But, during the early stages of competition, there will always be some level of disorganization because there will be disruption to (or breakdowns in) the normative structure of the community, which may or may not lead to deviant behavior. Thus, although a city was a physical organization, it also had social and moral structures that could be disorganized.
Their model—known as concentric zone model and first published in The City (1925)—predicted that, once fully grown, cities would take the form of five concentric rings, with areas of social and physical deterioration concentrated near the city center and more prosperous areas located near the city's edge. This theory seeks to explain the existence of social problems such as unemployment and crime in specific Chicago districts, making extensive use of synchronic mapping to reveal the spatial distribution of social problems and to permit comparison between areas. They argued that "neighborhood conditions, be they of wealth or poverty, had a much greater determinant effect on criminal behavior than ethnicity, race, or religion" (Gaines and Miller). In the post-war period, the cartographic approach was criticized as simplistic in that it neglected the social and cultural dimensions of urban life, the political and economic impact of industrialization on urban geography, and the issues of class, race, gender, and ethnicity.
Sutherland
Edwin Sutherland adopted the concept of social disorganization to explain the increases in crime that accompanied the transformation of preliterate and peasant societies—in which "influences surrounding a person were steady, uniform, harmonious and consistent"—to modern Western civilization, which he believed was characterized by inconsistency, conflict, and un-organization (1934: 64). He also believed that the mobility, economic competition, and individualistic ideology that accompanied capitalist and industrial development had been responsible for the disintegration of the large family and homogeneous neighborhoods as agents of social control. The failure of extended kin groups expanded the realm of relationships no longer controlled by the community and undermined governmental controls, leading to persistent "systematic" crime and delinquency.
Sutherland also believed that such disorganization causes and reinforces the cultural traditions and cultural conflicts that support antisocial activity. The systematic quality of the behavior was a reference to repetitive, patterned, or organized offending, as opposed to random events. He depicted the law-abiding culture as dominant and more extensive than alternative criminogenic cultural views, and as capable of overcoming systematic crime if organized for that purpose (1939: 8). But because society is organized around individual and small group interests, society permits crime to persist. Sutherland concluded that if the society is organized with reference to the values expressed in the law, the crime is eliminated; if it is not organized, crime persists and develops (1939:8).
In later works, Sutherland switched from the concept of social disorganization to differential social organization to convey the complexity of overlapping and conflicting levels of organization in a society.
Cavan
In 1928, Ruth Shonle Cavan produced Suicide, a study of personal disorganization in which she confirmed that the mortality rate is relatively stable, regardless of economic and social conditions. Despite finding this result, Cavan was excluded from faculty status at Chicago. She served on various research committees for six years, and then moved to Rockford College in Illinois.
She was particularly interested in dance halls, brothels, insanity, divorce, nonvoting, suicide, and other forms of socially problematic behavior of interest to the political reformers, studying the working lives of "business" girls and their dispersal throughout the zones of Chicago (1929). Partly as a result of her studies, Cavan (1953) emphasized the importance to the efficient functioning of the entire social order of the regulation of sex. While there are variations in the specific arrangements, all societies contain family groups, forbid incest, sanction marriage, approve more highly of legitimate than of illegitimate births, and look upon marriage as the most highly approved outlet for sexual expression of adults.
She has continued the work to review delinquency in different countries (1968), returning to write of the Chicago School itself in 1983.
Shaw and McKay
Mapping can also show spatial distributions of delinquency and crime, but it cannot explain the results. Indeed, such research has often been used politically to ascribe immorality to specific population groups or ethnicities. Social disorganization theory and cultural transmission theory examine the consequences when a community is unable to conform to common values and to solve the problems of its residents.
Clifford Shaw and Henry D. McKay (1942) applied Sutherland's theory of systematic criminal behavior, and claimed that delinquency was not caused at the individual level, but is a normal response by normal individuals to abnormal conditions. Thus, if a community is not self-policing and if it is imperfectly policed by outside agencies, some individuals will exercise unrestricted freedom to express their dispositions and desires, often resulting in delinquent behavior. They considered the concentric zone model, and produced a diachronic analysis to demonstrate that delinquency was already dispersed in urban areas, and that more wealthy and important groups moved to avoid the existing social disorganization.
Their concepts, hypothesis, and research methods have been a strong influence on the analysis of delinquency and crime. Their dependent variables in the delinquency rates were measured by arrests, court appearances, and court adjudications of institutional commitment. Their independent variables were economic conditions by square-mile areas, ethnic heterogeneity, and population turnover. These variables were based on where delinquents lived and consisted of 10- to 16-year-old males who were petitioned to juvenile court (56,000 juvenile court records from 1900–1933 were used as data). The time frames they selected showed strong patterns of immigrant migration; Shaw and McKay believed that they could demonstrate whether delinquency was caused by particular immigrant groups or by the environment in which the immigrants lived:
If high delinquency rates for particular immigrant groups remained high during their migration through the city's different ecological environments, then delinquency could be associated with their distinctive constitutional or cultural features.
If delinquency rates decreased as immigrants moved through different ecological environments, then delinquency could not be associated with the particular constitution of the immigrants, but must somehow be connected with their environment.
Shaw and McKay demonstrated that social disorganization was endemic to the urban areas which were the only places the newly arriving poor could afford to live. In these areas, there was a high rate of turnover in the population (residential instability), and mixes of people from different cultural backgrounds (ethnic diversity). Shaw and McKay's analyses relating delinquency rates to these structural characteristics established key facts about the community correlates of crime and delinquency:
The rates of juvenile delinquency were consistent with an ordered spatial pattern, with the highest rates in the inner-city areas, and the rates declining as distance from the city center increases.
There was an identical spatial pattern revealed by various other indexes of social problems.
The spatial pattern of delinquency rates showed significant long-term stability, even though the nationality structure of the population in the inner-city areas changed greatly throughout the decades.
Within inner-city areas, the course of becoming delinquent occurred through a network of interpersonal relationships, involving family, gangs, and the neighborhood.
Comparing the maps, Shaw and McKay recognized that the pattern of delinquency rates corresponded to the "natural urban areas" of Park and Burgess' concentric zone model. This evidenced the conclusion that delinquency rates always remained high for a certain region of the city (ecological zone 2), no matter which immigrant group lived there. Hence, delinquency was not "constitutional", but was to be correlated with the particular ecological environment in which it occurs. In this context, Shaw and McKay asserted that ethnic diversity interferes with communication among adults, with effective communication less likely in the face of ethnic diversity because differences in customs and a lack of shared experiences may breed fear and mistrust.
Although research in different countries has tended to support Shaw and McKay's findings that delinquent rates are highest in areas with economic decline and instability, that research has not found that crime rates spatially disperse from the city center outward. In fact, in some countries, the wealthy live in city centers, while the poorest zones are near city fringes. Further, their work does not consider why there is significant non-delinquency in delinquency areas. Thus, the theory identifies social causes of delinquency that seem to be located in specific geographical areas, but its conclusions are not completely generalizable. For a general discussion of their work, see Snodgrass (1976).
Shaw and McKay's Chicago Area Project is an example of practicing public criminology.
Faris
Robert E. Lee Faris (1955) extended the concept of social disorganization to explain social pathologies and social problems in general, including crime, suicide, mental illness, and mob violence. Defining organization as definite and enduring patterns of complementary relations (1955: 3), he defined social disorganization as the weakening or destruction of the relationships which hold together a social organization (1955: 81). Such a concept was to be employed objectively as a measurable state of a social system, independent of personal approval or disapproval. When applied to crime, Faris' central proposition was that, "A crime rate is ...a reflection of the degree of disorganization of the control mechanisms in a society." In turn, crime also contributes to disorganization, and disorganization of such conventional mechanisms is especially likely in large, rapidly growing industrial cities where such disorganization permits highly organized criminality, as well as less organized forms of group and individual crime and delinquency.
Sampson
Robert J. Sampson (1993) claims that any theory of crime must begin with the fact that most violent criminals belonged to teenage peer-groups, particularly street gangs, and that a gang member will become a full-time criminal if social controls are insufficient to address delinquent behaviour at an early age. He follows Shaw and McKay (1969) in accepting that, if the family and relatives offer inadequate supervision or incomplete socialization, children from broken families are more likely to join violent gangs, unless others take the parents' place. However, even children from unstable families are less likely to be influenced by peer groups in a community where most family units are intact. Tight-knit communities are more likely to identify strangers, report deviants to their parents, and pass warnings along. High rates of residential mobility and high-rise housing disrupt the ability to establish and maintain social ties. Formal organizations like schools, churches, and the police act as surrogates for family and friends in many communities, but poor, unstable communities often lack the organization and political connections to obtain resources for fighting crime and offering young people an alternative to deviant behavior. Sampson concludes that "the empirical data suggest that the structural elements of social disorganization have relevance for explaining macro level variations in violence."
Social disorganisation may also produce crime by isolating communities from the mainstream culture. Sampson and Wilson (1995) proposed a theory of race and urban inequality to explain the disproportionate representation of African Americans as victims and offenders in violent crime. The basic idea proposed was that community-level patterns of racial inequality give rise to the social isolation and ecological concentration of the truly disadvantaged, which in turn leads to structural barriers and cultural adaptations that undermine social organisation and ultimately the control of crime. Sampson and Wilson (1995) pursued this logic to argue that the community-level causes of violence are the same for both whites and blacks, but that racial segregation by community differentially exposes members of minority groups to key violence-inducing and violence-protecting social mechanisms, thereby explaining black-white disparities in violence. Their thesis has come to be known as "racial invariance" in the fundamental causes of crime.
Bursik and Grasmick
Robert J. Bursik Jr's scholarly works played an important role in the revival of Social Disorganization Theory following its fall in popularity during the 1960s. One of the main criticisms of Shaw and McKay's theory was that it suggested, in certain area's delinquency rates remained high regardless of the ethnicity group that lived there. Researchers during this period felt that it was unlikely that crime patterns remained stable even though there were constant changes in population without these areas. Bursik's work helped negate some of the criticisms associated with Shaw and McKay's work; Bursik showed that it was possible and likely to have stable crime patterns within an area that showed constant population change. Specifically Bursik points out that “development of primary relationships that result in informal structures of social control is less likely when local networks are in continual state of flux.” In the example of Chicago, as immigrants continue to come in, the population already there leave soon as it's financially feasible, which in return makes it difficult for any stable form of social control to take place.
Robert J. Bursik and Harold G. Grasmick further contributed to Social Disorganization Theory by reformulating concepts of social control within neighbourhoods that was introduced by Sampson and Groves, into three types of social control that are influenced by structural factors. Personal Social Control, Parochial Social Control and Public Social Control which are influenced by structural factors within a neighbourhood such as poverty, residential mobility, heterogeneity and broken homes affect the ability of the neighbourhood to implement models of social control.
Personal Social Control: In this model there are no personal relationships between neighbours and as a result no friendship networks for social control are formed. Example would be neighbourhoods with high number of residents with different race and backgrounds or low income and high unemployment which cause mistrust and lack of communication among the community.
Parochial Social Control: In this model the residents take a more active approach to Social Control observing strangers coming into the neighbourhood to stop vandalism and theft within the community. Example would be neighbourhoods that participate in programs like “Neighbourhood Watch”.
Public Social Control: In this model the entire community works together as an organization to improve and protect the community. Example would be playing an active role to the schools, community center and other institutions within the neighbourhood.
Lee and Martinez
When scholars associated with Social Disorganization theory developed spatial analytical techniques seventy years ago, they wanted a way to study violent crimes. These theorists were particularly concerned about the adverse impacts of that immigration, and how internal migration and ethnic heterogeneity might impact the ability of neighborhoods to control the behavior of their residents. Shaw and McKay, Sampson and Groves and Bursik and Grasmick all suggest that immigration and ethnic heterogeneity within the neighborhood can have adverse effect within the community. Recent work by Matthew T. Lee and Ramiro Martinez JR, suggest that this might not always be the case; recent studies have found that immigration generally does not increase crime rates in areas in where immigrants settle; in fact some studies show that these areas are less involved in crime than natives. Lee and Martinez suggest that current immigration trends do not have the negative consequences expected by disorganization theories; rather these studies show that immigration can strengthen social control rather than compromise it.
Immigration Revitalization argues that immigration can revitalize poor areas and strengthen social control within neighborhoods because of strong familial ties and job opportunities associated with enclave economies that result in less crime. In fact Lee and Martinez state that immigration is required as an essential ingredient for continued viability of urban areas where population has declined or community decay occurs, as was the case in previous decades.
References
Burgess, Ernest & Bogue, Donald J. (eds.).(1964). Contributions to Urban Sociology. Chicago: University of Chicago Press.
Burgess, Ernest & Bogue, Donald J. (eds.) (1967). Urban Sociology. Chicago: University of Chicago Press.
Bursik, Robert J. (1984). "Urbanicsn Dynamics and Ecological Studies of Delinquency". Social Forces 63: 393–413.
Cavan, Ruth S. (1969). Juvenile delinquency (2nd edition). New York: J.B. Lippincott.
Cavan, Ruth S. (1963). The American Family. New York: Thomas Y. Crowell Co.
Cavan, Ruth S. (1928). Suicide. Chicago: University of Chicago Press.
Cavan, Ruth Shonle, (1929). Business girls : a study of their interests and problems.
Cavan, Ruth S. (1948). Criminology. Thomas Y. Crowell.
Cavan, Ruth Shonle and Jordan T. (1968). Delinquency and Crime: Cross-Cultural Perspectives. Philadelphia: J.B. Lippincott Co.
Cavan, Ruth Shonle. (1983). "The Chicago School of Sociology, 1918-1933". Urban Life 11. (January): 407-420
Faris, R. E. L. (1955) Social Disorganization. 2nd edition. New York: The Ronald Press Company. ASIN B0007DEVLE
Ferdinand, T.N. (1988). "Ruth Shonle Cavan: An Intellectual Portrait". Sociological Inquiry 58 (No. 4) 1988: 337-43
Franklin Frazier. (1932). The Negro Family in Chicago.
Hawley, Amos H. (1943). "Ecology and Human Ecology". Social Forces 22: 398–405.
Hawley, Amos H. (1950). Human Ecology: A Theory of Community Structure. New York: Ronald Press.
Hirschi, T. (1969). Causes of Delinquency. Berkeley: University of California Press. (2001) Transaction Publishers.
Kubrin, Charis & Weitzer, Ronald. (2003). "New Directions in Social Disorganization Theory". Journal of Research in Crime & Delinquency 40: 374–402.
McKenzie, R. D. "The Ecological Approach to the Study of the Human Community". American Journal of Sociology 30 (1924): 287–301.
Park, Robert E. "The City: Suggestions for the Investigation of Human Behavior in the City Environment". American Journal of Sociology 20 (1915): 577–612.
Park, Robert E., Burgess, Ernest W. & McKenzie, R. D. (1925). The City: Suggestions for Investigation of Human Behavior in the Urban Environment. Chicago: University of Chicago Press, 1967.
Park, Robert & Burgess, Ernest W. (1921). Introduction to the Science of Sociology. Chicago: University of Chicago Press. (3rd revised edition, 1969).
Park, Robert. (1952). Human Communities: The City and Human Ecology. Glencoe, Ill: Free Press. ASIN B0007EOJQA
Reckless, Walter C. (1940). Criminal Behavior. New York: McGraw-Hill.
Reckless, Walter C. (1933). Vice in Chicago. Chicago: University of Chicago Press.
Sampson, Robert J. (1993). "The Community Context of Violent Crime". in Sociology and the Public Agenda, edited by William Julius Wilson. Newbury Park, CA: Sage Publications. pp267–74.
Sampson, Robert J. & Wilson, William Julius. (1995). "Toward a Theory of Race, Crime, and Urban Inequality" in Crime and Inequality, edited by John Hagan & Ruth D. Peterson. Stanford, CA: Stanford University Press.
Sampson, Robert J & Bean, Lydia. (2006). "Cultural Mechanisms and Killing Fields: A Revised Theory of Community-Level Racial Inequality" in The Many Colors of Crime: Inequalities of Race, Ethnicity and Crime in America, edited by Ruth Peterson, Lauren Krivo, and John Hagan. New York: New York University Press.
Shaw, Clifford R. & McKay, Henry D. (1942). Juvenile Delinquency in Urban Areas. Chicago: University of Chicago Press.
Shaw, Clifford R., Zorbaugh, Harvey, McKay, Henry D. & Cottrell, Leonard S. (1929). Delinquency Areas. Chicago: University of Chicago Press.
Shaw, Clifford R. (1952). Brothers in Crime. Philadelphia: Albert Saifer.
Snodgrass, Jon. (1976). "Clifford R. Shaw and Henry D. McKay: Chicago Criminologists". The British Journal of Criminology 16 (Jan.): 1-19.
Sutherland, Edwin. (1924, 34. 39). "Principles of Criminology.
Thomas, W. I. & Znaniecki, F. (1918-20). The Polish Peasant in Europe and America''. Chicago: University of Chicago Press.
External links
Social Disorganisation Theory (PDF)
Criminology |
4048025 | https://en.wikipedia.org/wiki/Toyota%20Aurion%20%28XV40%29 | Toyota Aurion (XV40) | The Toyota Aurion (XV40) is the original series of the Toyota Aurion, a mid-size car produced by Toyota in Australia and parts of Asia. Designated "XV40", Toyota manufactured the first generation Aurion between 2006 and 2012 until it was fully replaced by the XV50 series. While Asian production of the XV50 series began in late 2011, Toyota's Australian operations did not take on production of the new model until 2012.
Although marketed as a separate model, the XV40 series Aurion is essentially a Toyota Camry (XV40) with revised front- and rear-end treatment, along with changes to the interior and Australian tuned suspension. In lieu of the "Aurion" nameplate, the majority of East and Southeast Asian markets received the Camry-based Aurion under the name Toyota Camry. However, in Australasia and the Middle East, Toyota sold the original version of the Camry alongside the Aurion. In these markets, the Aurion replaced the Avalon (XX10) model, which could trace its roots back to 1994 in North America.
In the Australasian and Middle Eastern markets, to further differentiate the Aurion from its Camry sibling, Toyota equipped the Aurion exclusively with a 3.5-litre V6 engine. With the Camry, the company only offered the 2.4-litre four-cylinder version. Previously in these markets, prior to the introduction of the Camry XV40, Toyota had offered both four- and a six-cylinder powerplants. Along with the naturally aspirated version, Toyota produced an Australia-only supercharged TRD Aurion between 2007 and 2009 as tuned by Toyota Racing Development (TRD). At its release, Toyota claimed this performance variant to be the world's most powerful front-wheel drive car. The powertrains used in the Asian specification Camry vary slightly from those of the Aurion. As well as the 3.5-litre V6, two four-cylinder engines are offered in either 2.0- or a 2.4-litre form. These engines are teamed with a six-, four- and five-speed automatic transmissions, respectively.
History of development
On 9 February 2006, Toyota Australia unveiled the Aurion alongside the Aurion Sportivo concept at the Melbourne International Motor Show at an official press conference. Toyota dropped the Avalon tag for their new large car, as it had gained a reputation to be an uninspiring car, both in the flesh and to drive. Toyota made use of the "Aurion" name to give the car a fresh start. Aurion means "tomorrow" in Ancient Greek, and Aurora translates to "the dawn" in Latin. The name was chosen after consumer research on more than 30 potential names. This gives implications of a completely new car and ties in with Toyota's advertising slogan, "Can't wait for tomorrow".
Before commencing production of the Aurion, Toyota Australia manufactured the full-size Avalon model at its Altona plant in Melbourne until June 2005. Production of the Avalon had begun in 2000, taking much of its basic design and mechanical features from the then six-year-old Avalon model sold in North America. The Avalon was offered as a larger, more upmarket car than the Toyota Camry, which it was built alongside. The original sales predictions were not met, with the Avalon failing to challenge rivals such as the Holden Commodore and the Ford Falcon. The reasoning behind this has been widely attributed to the Avalon's older design and styling, which has been widely described as "bland", as well as the front-wheel drive configuration and smaller engine displacement. In its best year, the Avalon only managed to reach half of Toyota's projected sales target, with many potential buyers opting for the slightly smaller sized V6 Camry, featuring the same engine as the Avalon.
Toyota, discovering that the Australian public wanted something that was modern and designed with consideration to the Australian market, began full-scale planning work on its Avalon replacement in 2002. Toyota Australia realised that no other model being developed at the time for Japan or North America was going to be suitable, and due to the size limitations of the Australian market, a completely indigenous model was unrealisable. However, at that time, Toyota Australia did not have any designers of its own. As a result, the company recruited Paul Beranger in August 2002 to set up Toyota Style Australia (TSA) in an industrial complex located in Dingley Village, Victoria. TSA first developed the X-Runner and Sportivo Coupe concepts, and in 2003, Nick Hogios, who had previously worked for Ford Australia on designing the XR performance models of the BA Falcon, was appointed chief designer. TSA's next venture was more significant—a privately developed model based on the Camry XV30—a car that signalled the beginning of the Aurion programme. Codenamed "380L" and developed during the course of 2003, this one-off model was forged by stripping panels and interior components from the donor Camry, and substituting these for TSA-developed versions. Total cost was approximately million. Focus groups conducted by Toyota in early 2003 had ranked the Avalon at the bottom of the list when compared to the competing Holden Commodore, Ford Falcon and Mitsubishi Magna. Later on in the year, the same focus groups were called back and the Avalon was exchanged for the 380L. Overall, the groups ranked the Toyota as their first preference, and according to Beranger, "didn't see the car as a Camry". As such, Toyota Australia deduced that if the 380L was available for purchase there and then, they could sell it alongside the regular Camry as a six-cylinder car under a different name.
During the 380L development, TSA had regular discussions with Toyota Japan on how its Avalon replacement would eventually turn out. Because TSA were an unknown quantity, having never designed a production vehicle, it took the division some time to convince Japan that they could indeed design a car themselves. When the 380L was consigned to a presentation with Japanese Toyota officials, TSA's lead designer Nick Hogios was requested to tender a proposal for the next-generation "042L" Camry design competition. While his submission was not chosen, Hogios was summoned to work on what would become the Aurion, then exclusively referred to as the "Asian" or "prestige" Camry, and codenamed "043L". Due to the success of TSA's earlier concepts and the 380L, Toyota Australia was given the authorisation to manufacture both the regular 042L and 043L Camrys and sell them side by side. In Australia, however, the regular Camry was to be limited to the four-cylinder engine, and the prestige Camry (later to become the Aurion) to the six. Hogios worked in Japan for nine months during 2004 designing the prestige Camry, and his final design was a collaborative effort between Japanese and Taiwanese designers, but the car's front-end styling is largely Hogios's own work. While the work in Japan was being undertaken, TSA began to make changes for the Australian Aurion variants. After the design stage was completed, Toyota Australia then commenced work on the development of the car, concurrently developing both the Australian car and the version for Asia. Beranger proclaims that the entire engineering undertaking, "is probably one of the most significant jobs that any subsidiary of Toyota Japan has done anywhere in the world." The Australian variant of the car was codenamed "323L". Despite both cars being essentially identical, Australia was given a different code due to the car occupying a broader range in that market—from a fleet vehicle to a sports-oriented model. In Asia, the car's role is much narrower, being a high-end luxury car. The first Aurion-based Camry rolled off the assembly line in China in May 2006.
Design
Aurion takes its doors, windows, roof panels, body sides (except front quarters) from the Camry XV40. However, the other panels are unique from the regular Camry. This component sharing also means that Aurion has the same wheelbase, front and rear axle tracks, and interior dimensions. Interior design also largely parallels the Camry. Notable differences include the redesigned upper dashboard portion and restyled centre console, plus the substitution of the Australian Camry's hand-operated parking brake with a foot-operated equivalent (as shared with the Camry for Japan and North America). The reasoning behind this component sharing strategy was to reduce costs and to allow the car to be built alongside the Camry, thus simplifying the manufacturing process.
Toyota claims that the Aurion is designed to Australian tastes, although it has been designed with markets such as Asia in mind. Hogios states that the Aurion follows the traits of current Australian styling, with a tendency to look towards European designs for inspiration. In addition, like its other vehicles of similar vintage, Toyota designed the Aurion within the realm of its "vibrant clarity" design language. According to chief designer Hogios, the car makes particular use of the "vibrant clarity" theory known as "perfect imbalance". This involves body features that act as a counterpoint to other body features. Examples of this include intersecting concave and convex surfaces and vertical sculpted features on the front fascia, which are balanced by the horizontal headlamps. The front-end's "double concave architecture" can also be characterised by its protruding bonnet crease line and deep grille. The same architecture is applied at the rear, with a deep bumper, a clamshell-shaped boot lid that envelops over the flanks, dual exhaust pipes and tail lamps. Design patents were filed on 27 December 2005 at the United States Patent and Trademark Office.
For certain markets like China, where Camry sits right below similar-sized Mercedes-Benz cars as a luxury model, it is important for the Aurion to exemplify the traits of such vehicles. With the development of the Aurion, designers produced two separate philosophies, each pitched at a specific niche of the market. The base model AT-X, and luxury Prodigy and Presara variants employ the comfort design, with the more aggressive sports-oriented style found on the Sportivo versions. To meet this requirement, the Sportivo variants feature unique 17-inch alloy wheels, a rear spoiler, body kit appendages and a three-spoke steering wheel. The high-performance TRD models offer a similar sports-oriented design, but are distinguishable by the use of unique body parts. These include a redesigned Formula One-inspired front bumper, with integrated foglamps, a unique rear bumper with fixed tailpipes.
Facelift
Toyota of Thailand unveiled a reworked version of the East and Southeast Asian-market Camry in June 2009 equipped with a hybrid drivetrain. The revised Aurion-based Camry previewed the Australian Aurion's then upcoming facelift. The updated car features new headlamp and taillamp lens clusters with integrated foglamps, along with a redesigned front bumper, grille insert, and revised interior trim details. The revised Aurion was designed by Australian chief designer Nick Hogios, who also designed the original Aurion, and Anthony Cheung, assistant project manager from Thailand, during 2007. The hybrid version was also designed by Takafumi Ito, who also designed the facelifted regular Camry. The design registrations for the facelifted hybrid version, nothing changes made to the original were filed on 19 December 2008 at the US Patent and Trademark Office. Toyota Australia later revealed the updated car as its Aurion on 21 September. While the front-end of the original Aurion was designed with a "double-concave" architecture, the revised version abandons this for an "X-Form" design philosophy, characterised by a lower and wider trapezoidal shaped grille.
Like the original version, the Aurion continues to offer differing frontal design treatments across the range. From side, the rehashed design is identified by the deletion of bodyside moulding strips and a range of new wheels designs, including the standard fitment of alloy wheels on the base-line AT-X. Interior upgrades in the form of new colour combinations are featured, along with upgraded instruments and gauges giving greater turn signal and warning-signal clarity. Revised audio systems, lighting and in-cabin storage are also featured. Prodigy and Presara versions receive a new "linear satin" wood grain finish.
Safety
Safety was a key aspect in the development of the Aurion. All safety features are standard across the entire range and there are no optional safety devices. Features such as dual front, side and curtain airbags, traction control, brake assist, electronic brakeforce distribution and Vehicle Stability Control come standard. In tests conducted by Australasian New Car Assessment Program (ANCAP), the base model scored a four-star rating, with 30.03 out of 37 points. Toyota caused controversy by not providing a third test vehicle for ANCAP to use for the optional "side-pole impact test". This third test, allows tested vehicles to be eligible for a five-star rating if the initial score is high enough. Toyota cited the additional expense of A$75,000–$100,000 including the car as being unjustifiable, and that they did not agree with the nature of the pole test. The scores given without the optional test indicate that the maximum two points that could have been earned would have been slightly less than needed to give the Aurion a five-star rating anyway. Due to Toyota's decision to fit a driver and front passenger seat belt reminder, along with their decision to fund the optional pole test, the Aurion's safety rating was upgraded to a full five stars from August 2009 production, with a score of 33.03 out of 37.
Powertrains
The Aurion employs a version of Toyota's 2GR-FE V6 engine that also powers the V6 Camry outside of Australasia. With an engine displacement of 3.5-litres, the 2GR-FE engine is capable of outputting and of torque. Power rises by with the use of 95 RON "premium" unleaded petrol. Acceleration figures for the car have been recorded at 7.4 seconds from standstill to , and Toyota claims a top speed of . The Aurion, which is Euro IV emissions compliant, is rated at under the Australian ADR 81/01 fuel consumption test. The dual VVT-i 3.5-litre 2GR-FE engine paired to Toyota's six-speed U660E automatic transmission. This same transmission is also utilised by the supercharged TRD variants. These produce and , combined with a combined fuel consumption of .
In some Asian countries where the Aurion is sold as the Toyota Camry, both 2.0- and 2.4-litre powerplants are offered. The naturally aspirated 3.5-litre engine is also available in some of these markets. The 2.0-litre 1AZ-FE inline-four has a maximum output of of power and of torque. These figures rise to and when the 2.4-litre 2AZ-FE unit is fitted. Of the two four-cylinder motors, the latter is teamed with Toyota's five-speed U250E automatic, with the U241E four-speed unit reserved for the 2.0-litre model. From circa 2009, Toyota began offering a new 2.0-litre 3ZR-FE inline-four petrol engine in some markets. Producing and , the 3ZR-FE was available with the four-speed U241E automatic, or in some markets with a six-speed manual.
Regions
Australasia
Toyota launched the Aurion in Australasia, where it competes with the rear-wheel drive Ford Falcon, Holden Commodore, and the now discontinued front-wheel drive Mitsubishi 380. The TRD variants were pitched to compete with the Subaru Liberty GT and Mazda 6 MPS. Since its introduction, the Aurion has received numerous awards and positive reviews. In particular, the car has been praised for its good performance mated with comparatively low fuel consumption, and the inclusion of safety and comfort features that are optional on competitor vehicles.
Prior to its introduction, a target of 24,000 annualised sales were predicted for the Australian market, double that of the Avalon's eventual sales rate. A further 8,000 vehicles were forecast to be sent abroad to the Middle East and New Zealand. Starting from 2007, Toyota received a contract to deliver 10,000 export Aurions to the Middle East.
The Aurion was also judged best large car in the Drive Car of the Year competition for both 2006, 2007 and 2009.
Specification levels
AT-X: Marketed primarily towards fleets buyers, the entry-level AT-X features air conditioning, power windows and mirrors, among others. The Aurion AT-X was awarded the Australia's Best Large Car award in 2006 and 2007; judges described the Aurion as "...a terrific well-rounded package of technology and refinement. Toyota has produced a big six that has continued to outstrip traditional rivals in the Australian market."
Sportivo: Available in two flavours for the Australian market, the Sportivo is the Aurion's sports oriented variant. The introductory Sportivo SX6 features a specially designed sports body kit, sports suspension, sports seats and 17-inch alloy wheels and tinted sports headlights. The Sportivo ZR6 also shares the same "Sportivo" exterior design, but is specified high, with electrically adjustable leather sports seats, parking sensors and dual-zone climate control air conditioning.
Prodigy: Building onto what the AT-X offers, the semi-luxury Prodigy, branded the Touring in New Zealand and the Middle East, features an electrically adjustable driver's seat, dual-zone climate control air conditioning, parking sensors, wood grain interior and full leather upholstery. The Prodigy also sees a chrome grille, and 16-inch alloy wheels along with front fog lamps as standard.
Presara: the luxury-oriented Presara features a lavishly appointed interior with features such as electric seats with a two-memory setting, a moonroof, push-start engine operation, a reversing camera, and satellite navigation. The Presara, marketed under the Grande moniker in New Zealand and the Middle East, also features high-intensity discharge headlamps with auto levelling front lighting system. When reversing, the side mirrors face down towards the ground (unless the mirror adjustment switch is in the off position) to assist the driver when parking in places where space is compromised.
Toyota Australia released the special edition "Touring SE" in October 2007, based on the AT-X. Features gained over the AT-X comprised 16-inch alloy wheels, a rear spoiler, six CD stacker, a trip computer, dual zone climate control air-conditioning and a leather steering wheel and selection lever. Front and rear parking sensors, and dual-zone air conditioning were also fitted. The Touring SE was reintroduced in identical form in April 2008, again in October 2008, and then finally in April 2009. These 2009 versions differed slightly, with 17- in lieu of 16-inch wheels, the Sportivo grille, and sports front and rear lights. The price remains unchanged from the 2007 original. At the same time, a Touring SE variant of the Camry sedan was released with similar upgrades.
In 2011, a special edition of the Aurion, called the "White LE" was released with only 250 built. The model is based on the Prodigy, however, features a unique exterior and interior combination. The White LE is painted white and has unique alloy wheels, similar to those found on the Australian version Camry Grande. The bodykit is from the Sportivo viarants and the model has unique badging. The interior is a mixture of black and off white on the leather seats and interior panels.
Asia
Toyota also manufactures and markets the Aurion in parts of East and Southeast Asia, where it is marketed under the Toyota Camry branding. This model gets a redesigned grille and is marketed under different trim levels to their Australasian counterparts. Although these vary from country to country, the range consists of the following models in some markets: 2.0 E, 2.0 G, 2.4 E, 2.4 G, 2.4 Sportivo, 2.4 V, 3.5 V and 3.5 Q. The decimal in the nomenclature denotes the engine displacement, with the letter representing the level of luxury.
In China, the Camry was unveiled in late April 2006 and commenced production on 23 May 2006. The Camry is sold in two variants—the 200 and 240. The 200 variant is mated to the 2.0-litre 1AZ-FE while 240 variant gets the 2.4-litre 2AZ-FE. The range consisted of the 200E, 200GVP, 200G, 240GVP, 200GN, 240G, 200GGB, 240GN, 240V, 240GGB, 240VN and the 240VGB. Transmission choices were the four-speed automatic gearbox for the 200 models and the five-speed automatic for the 240 models. Pricing for the Camry is 182,800 to 283,800 (US$26,760 to $41,550). The Camry Hybrid was introduced in April 2010 with trim levels known as the 240HG, 240HV and 240HV G-Book. Pricing for the Camry Hybrid is 319,800 to 364,800 yuan (US$48,000 to $55,000).
Remaining units were also available as the Camry Classical for the 2013 model year with the 1AZ-FE engine and four-speed automatic gearbox with trims levels: 200E and 200G and priced at 182,800 and 193,800 yuan respectively (26,765 and US$28,375). The Camry Classical also retains the exterior and interior from the facelifted Southeast Asian Camry, but with a redesigned grille.
In Thailand, the 2.0-litre models are available in two trim packages: the 2.0 E and 2.0 G. The 2.4-litre variant is also available in Malaysia, utilizing the 2AZ-FE engine model. The output of this 2.4 V model is at 6000 rpm with of torque at 4000 rpm. Furthermore, a hybrid power train model has been available since 2009.
In Indonesia, the Camry is offered with two engines, the four-cylinder mated to a five-speed automatic transmission. This engine is offered in G and V trims. The other engine is the V6 engine mated to a six-speed automatic transmission. This engine is only offered in the top-of-the-line Q trim. The Camry has enjoyed success in Indonesia, being the best selling car in its class. The 2.4 V and 3.5 Q models have been used extensively by the Indonesian government, owning thousands of Camrys in their fleet.
In the Philippines offers three grades: the base G, offering a 2.4-litre engine mated to a five-speed automatic transmission, has 2 SRS airbags, and has fabric seats. The 2.4 V is almost the same as the G variant, however, it has a 4-spoke steering wheel with wood grain, 2 SRS airbags, and has a leather-wrapped wood grain with chrome shift lever and knob. The 3.5 Q is the top-of-the-line segment, offering a 3.5 2GR-FE V6, 24V, DOHC and dual VVT-i. It is mated to a six-speed gate-type automatic transmission, adaptive front lighting system, automatic rain sensor, dual exhaust tail pipe, tri-color/Optitron with multi-information display, 2 SRS front airbags, side SRS airbags and a push start system. All of the variants has an integrated type head unit with in-dash 6 CD changer, MP3 and WMA player. All of the variants use a foot-type parking brake. All of the variants also have 4 front and 2 rear speakers.
The facelifted version of the Camry in the Philippines is offered in three trim levels, "G", "V" and "Q". The G trim is equipped with the 2AZ-FE engine mated to a five-speed automatic transmission, 10-spoke alloy-wheels, driver and front passenger SRS airbags, rear parking sensors and comes with fabric seats. On top of the G trim, the V trim offers leather interior, power-adjusted seats front and rear, smart keyless entry with push button engine start system, front and rear parking sensors, dual-zone climate control and cruise control. The Q trim is equipped with the 3.5-litre 2GR-FE V6 powertrain and a dual exhaust system with all the features of the V trim.
In Vietnam, the Camry was introduced in 2006 and has been available only in sedan form with two different trims: Camry 2.4 G and 3.5 Q. The 2.4 G trim comes with the 2.4-litre engine rated and a 5-speed automatic gear box while the 3.5 Q trim is equipped with a 3.5L 2GR-FE engine rated (SAE net) and a 6-speed automatic transmission standard. The two trims come with many safety features including brake assist system, Electronic brake-force distribution (EBD), vehicle stability control (VSC) and front and side airbags. The Vietnamese Camry is produced at the Toyota production plant in Phúc Yên, Vĩnh Phú.
TRD Aurion
Toyota unveiled the Aurion Sports Concept at the 2006 Australian International Motor Show, held in Sydney. The A$8 million concept car was a styling exercise previewing the TRD Aurion, which was subsequently released in August 2007. TRD's first experiment with supercharger technology was with the Toyota Camry-based 2005 TS-01 concept.
The project's exterior design manager was Lee Moran, a former Ford Australia designer. He was chosen by Toyota Styling Australia chief Paul Berninger in 2005. One of Moran's focuses was to reduce the size of the grille and add emphasis to the front bumper line below it. This was done so the car had more of a Formula One oriented look. In the Toyota wind tunnel in Japan, the vehicle's drag coefficient was confirmed at 0.30, meaning that the car would operate better aerodynamically than its non-TRD variants. The TRD also features bold exterior additions that differentiate it with the standard Aurion range, such as exhaust pipes integrated into the bumper, tinted taillight lenses, and a unique bodykit. Along with the supercharged 3.5-litre V6 engine outputting of power and of torque, the TRD also incorporates an upgraded suspension system and tyres over the standard Aurion models to improve car handling.
Toyota Australia planned to sell 50 to 70 TRD Aurion units per month with the majority of the sales coming from Australia. However, the project was unsuccessful, and as of 31 March 2009, TRD Australia halted production of the Aurion TRD (and TRD Hilux), and the division was shut down. When available, the range comprised two variants, the 3500S and 3500SL. The former features performance mufflers, 19-inch alloy wheels, red Alcantara leather seats with black Alcantara fabric bolsters and other high-performance upgrades. The range-topping 3500SL adds clearance and reverse parking sensors, dual-zone climate control air conditioning, a colour-coded transmission selection lever, and an eight-way adjustable driver's seat. Furthermore, the SL gains an aluminium rear bumper reinforcement addition, and is the first production car in the world to use the Eaton twin-vortices supercharger. This substantially reduces engine noise while bringing gains to power and torque.
References
Bibliography
Cars introduced in 2006
2010s cars
Cars of Australia
Front-wheel-drive vehicles
Mid-size cars
ANCAP executive cars
Sedans
Police vehicles |
4048091 | https://en.wikipedia.org/wiki/ARCAspace | ARCAspace | Romanian Cosmonautics and Aeronautics Association (), also known as ARCAspace, is an aerospace company based in Râmnicu Vâlcea, Romania. It builds rockets, high-altitude balloons, and unmanned aerial vehicles. It was founded in 1999 as a non-governmental organization in Romania by the Romanian engineer and entrepreneur Dumitru Popescu and other rocket and aeronautics enthusiasts. Since then, ARCA has launched two stratospheric rockets and four large-scale stratospheric balloons including a cluster balloon. It was awarded two governmental contracts with the Romanian government and one contract with the European Space Agency. ARCASpace is currently developing a three-stage, semi-reusable steam-powered rocket called EcoRocket and in 2022 has shifted its business model to Asteroid mining.
History
1999–2004: Demonstrator rocket family
ARCA was established as Romanian Cosmonautics and Aeronautics Association (), a non-governmental organization in 1999 by a group of rocket and aeronautics enthusiasts. Their goal was to construct and launch space rockets.
After experimenting with designs for different fuels and rocket engine types, including solid fuel rockets, they decided to use fiberglass for engine and tank construction and hydrogen peroxide as fuel.
Their first vehicle was named Demonstrator and was a long, unguided, self-stabilized rocket. It never flew, instead it was used in various public exhibitions to attract funds and sponsorships. Their second rocket, Demonstrator 2, was constructed in 2003. For this, ARCA created their first rocket engine testing installation where they tested their hydrogen peroxide engine. After the tests were successful, they constructed Demonstrator 2B which was an improved version of their previous rocket. It had a length and diameter and used an high launch pad.
In 2003 ARCA also signed up for the Ansari X Prize international competition and started design for the Orizont suborbital vehicle capable of carrying a crew of two up to an altitude of . Orizont was to be ARCA's competing vehicle for the Ansari X Prize. It was designed to use a disposable jet engine up to an altitude of and then ignite its main hydrogen peroxide rocket engine in order to propel it to the altitude.
On September 9, 2004, ARCA successfully launched the Demonstrator 2B rocket from Cape Midia Air Force Base. Because of powerful wind gusts up to , they were forced to use only 20 percent of the intended fuel quantity in order to keep with the allocated safety zone by the Air Force. The altitude reached was . 90 journalists from Romania, Germany, and Austria were present at the launch. After the launch, ARCA started construction of the Orizont spaceplane and completed the aircraft structure by 2005.
2005–2010: Stabilo and Helen rockets
ARCA organized a public presentation of their Orizont spaceplane in front of the Palace of the Parliament in Bucharest. Because of financial problems encountered with the construction of Orizont, ARCA decided to suspend its development and instead design a new, much smaller rocket called Stabilo. It was designed to be launched from a stratospheric solar balloon and carry one person into space. Design and construction of large scale polyethylene balloons started and on December 2, 2006, at Onesti, Bacau, the crew capsule of Stabilo rocket was lifted to an altitude of 14,700 m. The capsule was safely recovered that evening. The event was transmitted live on several Romanian TV stations.
On 27 September 2007, the entire Stabilo rocket (crew capsule + rocket booster) was lifted to an altitude of 12,000 m using the largest solar balloon constructed until that date. The mission was launched from Cape Midia Air Force Base, and the rocket was recovered from the Black Sea surface by Romanian Navy divers. At this moment ARCA proved its ability to conduct large-scale operations and to coordinate military institutions like the Romanian Navy and the Romanian Air Force.
In 2007 ARCA won two governmental contracts with the Research Ministry for a suborbital rocket and a solar balloon. The Romanian Space Agency, the University of Bucharest and other Romanian institutions were subcontractors to ARCA for these projects.
In early 2008 ARCA joined the Google Lunar X Prize competition and designed the Haas orbital launcher. Their lunar rover was named European Lunar Lander and used a monopropellant rocket engine for landing and hovering. Haas was a three-stage orbital rocket powered by hybrid engines using a bitumen-based fuel and hydrogen peroxide as oxidizer. It was supposed to be launched from 18,000 m carried by the largest solar balloon ever constructed, having a volume of 2 million cubic meters. For the Haas rocket, they created a three-stage much smaller demonstrator called Helen that was intended to test technologies and operation. The Helen rocket was intentionally not aerodynamically stabilized, being intended to use a technique based on the pendulum rocket fallacy. The Romanian bank BRD – Groupe Société Générale awarded ARCA a 300,000 euro sponsorship for their activities. Romanian cosmonaut Dumitru Prunariu highly praised ARCA's achievements and noted their ability to efficiently utilize private funds. In 2009 ARCA performed a series of engine tests using the Stabilo rocket engine in order to validate the design for the Helen rocket.
The first attempt to launch the Helen rocket took place on November 14, 2009. Romanian Naval Forces participated with the NSSL 281 Constanta ship, the Venus divers ship, the Fulgerul fast boat and two other fast craft boats. For this mission, ARCA constructed a massive 150,000 cubic meter solar balloon, approximately five times as large as their previous balloon. After the balloon began inflating, the mission crew discovered that the balloon inflation arms were wrapped around the lower part of the balloon. Inflation was halted and the crew attempted to unwrap the arms. Three hours later the arms were repositioned and inflation was ready to resume but the sun was already nearing the horizon, and heating the solar balloon was no longer possible. The decision was made to cancel the mission.
ARCA decided to redesign the Helen rocket to use two stages and a helium balloon instead. They named the rocket Helen 2. On April 27, 2010, they performed an avionics test for the European Lunar Lander payload to be lifted by the Helen 2 rocket, using a hot air balloon that lifted three ARCA members to 5,200 m altitude. On August 4, 2010, a new attempt to launch the rocket was made, but a construction error in the helium balloon caused it to rupture and the mission was aborted. A new helium balloon was manufactured designed to carry only the second stage of Helen 2 rocket. On October 1, 2010, the rocket performed a successful flight to an altitude of 38,700 m reaching a maximum velocity of 2320 km/h. Upon atmospheric reentry the rocket capsule parachute failed to deploy and the capsule was lost at sea, but the data was transmitted to the mission control center on the 281 Constanta ship and to the Romanian Air Traffic Services Administration.
2011–2013: IAR-111 aircraft, Executor engine and Haas rocket family
After the difficulties encountered with the stratospheric balloons, ARCA decided to change their approach to orbital launch for the Google Lunar X Prize. They designed a supersonic rocket plane powered by a liquid-fueled rocket engine using kerosene as fuel and liquid oxygen as oxidizer. The aircraft, initially named E-111, was renamed IAR-111 after ARCA received permission from IAR S.A. Brasov to use the traditional IAR designation for military and civilian aircraft constructed since 1925. The aircraft was intended to fly to an altitude of 17.000 m and launch a heavily modified version of the Haas rocket, named Haas 2. Haas 2 was an air-launched three-stage orbital rocket intended to place a 200 kg payload into orbit. Work on the plane structure began in late 2010.
By 2011 all the fiberglass molds for the aircraft were finished and one-third of the aircraft structure was completed. The crew capsule escape system was tested on September 26, 2011, when a Mil Mi-17 helicopter belonging to the Special Aviation Unit dropped the capsule from an altitude of 700 m over the Black Sea. The emergency parachute deployed successfully and the capsule was recovered from the sea surface by the Romanian Coast Guard.
In 2012 ARCA decided to focus on the construction of the rocket engine of the IAR-111 aircraft. The engine, named Executor, is made of composite materials, has a thrust of 24 tons force (52,000 lbf) and is turbopump fueled. It uses ablative cooling for the main chamber and nozzle where the outer layers of the composite material vaporize in contact with the high temperature exhaust mixture and prevent overheating. ARCA also presented a long-term space program, until 2025, that besides IAR-111 envisioned a small scale orbital rocket (Haas 2C), a suborbital crewed rocket (Haas 2B) and a medium scale crewed orbital rocket (Super Haas). In March 2012, ARCA tested an extremely lightweight composite materials kerosene tank that is intended to be used for the Haas 2C rocket.
After criticism from the Romanian Space Agency (ROSA) intensified in printed media and television, ARCA decided to send a public letter to the Romanian Prime Minister to intervene in this matter. ARCA mentioned that the Romanian Space Agency is in no position to criticize after the failure of their cubesat Goliat recently launched with a Vega rocket. Furthermore, ARCA was privately funded compared with ROSA which uses public funding.
In June 2012 ARCA presented their Haas 2C rocket in Victoria Square in Bucharest, in front of the Romanian Government palace. The same year ARCA won a $1,200,000 contract with the European Space Agency to participate in the ExoMars program. Named the High Altitude Drop Test, the contract consisted of a series of stratospheric balloon drop tests to verify the structural integrity of the EDM parachutes used in Martian atmospheric deceleration.
On September 16, 2013, ARCA performed the first successful flight in the ExoMars program, lifting three pressurised avionics containers over the Black Sea to an altitude of 24,400 m.
In November, the concrete test stand for the Executor engine was completed.
2014–2019: AirStrato to Launch Assist System
On February 10 ARCA presented a high-altitude uncrewed aerial vehicle, named AirStrato, that was meant to replace stratospheric balloon usage for equipment testing and other near space missions. It was intended to be solar powered for extended endurance, was 7 m in length and had a 16 m wingspan with a takeoff weight of 230 kg. The aircraft first flew on February 28. ARCA announced that if the development was successful they would consider developing a commercial version available for sale to customers.
On October 17, 2014, ARCA announced that it had transferred its headquarters to the United States to Las Cruces, New Mexico. In a press release they announced that in Romania activities related to software and rocket engine development will continue. They also announced that Air Strato UAV would be available for purchase to customers and that Las Cruces will also serve as a production center for the aircraft. On November 25 they released a website for the UAV revealing two models available for purchase, AirStrato Explorer that could reach altitudes up to 18,000 m with 20 hours endurance and AirStrato Pioneer that would be limited to 8000 m and 12 hours endurance.
On July 13, 2015 ARCA announced the beginning of activities in New Mexico, including production and flight tests of AirStrato UAS and Haas rockets, investing .
In November 2017, CEO Dimitru Popescu was arrested and charged with 12 counts of fraud. As a result, he left the country and reestablished operations in Romania. The charges were later dropped.
In early 2019, ARCA announced the development of the steam-powered Launch Assist System and began testing the aerospike engine.
2020–Present: EcoRocket, AMi, and Pivot to Asteroid Mining
In 2020, tests of the steam-powered aerospike continued and ARCA announced a new launch vehicle, the EcoRocket, derived from the LAS technology.
In 2021, the EcoRocket design was altered slightly to a three-stage vehicle as tests of the steam-powered aerospike continued.
In 2022, ARCA announced the AMi Exploration Initiative, effectively pivoting its business model away from the commercial launch sector and towards cryptocurrency and asteroid mining. The AMi program will utilize the AMi Cargo vehicle and EcoRocket Heavy to mine valuable materials from asteroids. Beginning in the late 2020s, the company plans to start a series of asteroid mining missions to return valuable metals (mostly platinum) to Earth for sale. It intends to fund this venture primarily through the sales of the AMi token, an upcoming cryptocurrency on the Ethereum blockchain.
Vehicles
Haas rocket family
The Haas rocket family was to be a series of rockets of various sizes and configurations intended to replace the initial Haas balloon-launched rocket. After the difficulties encountered with balloon operation in Mission 3 and Mission 4, ARCA decided to redesign the rocket to be ground-launched. Although heavier and more expensive, ground-launched rockets are more reliable, easier to operate and can carry heavier payloads into orbit.
Haas 2B
Haas 2B was to be a single-stage suborbital rocket intended for space tourism. It was designed to transport a crew capsule and service module into a suborbital trajectory. The crew capsule and service module would have been the same as the ones used for the larger multi-stage Super Haas orbital rocket. At the NASA DC-X conference in Alamogordo, New Mexico in August 2013 ARCA presented an updated version of the Haas 2B rocket with a capsule capable of carrying a crew of five into space. There were discussions with Spaceport America representatives to operate the Haas 2B rocket from New Mexico.
Haas 2C
Haas 2C was to be an orbital rocket intended for commercial payload launches. There were two planned variants of the rocket, a single stage to orbit variant capable of placing a payload into orbit and a two-stage variant capable of lifting a payload into orbit. After testing the extremely lightweight composite tank, ARCA designed a single stage long rocket with a total weight of , having a thrust-to-weight ratio of 26:1 and a payload. The company displayed the rocket in Victoria Square in Bucharest, in front of the Romanian Government building. The second stage version was to be powered by the Executor engine for the lower stage, and the upper stage use a smaller engine adapted for vacuum, named Venator.
Haas 2CA
Haas 2CA was to be a rocket designed to be able to launch 100 kg into a low-Earth orbit, at a price of US$1 million per launch. The first flight was intended to launch from Wallops Flight Facility in 2018. The rocket was designed as a Single-stage-to-orbit (SSTO) and featured an Aerospike engine, producing of thrust at sea level and of thrust in vacuum.
IAR-111 rocket plane
Romanian Aeronautical Industry Brașov (), also known as IAR-111, was a sea-launched suborbital rocket plane. It used the same Executor engine as Haas 2B and 2C rockets. It was to have a length of , a wingspan of and a take-off mass of . It can carry a crew of two, a pilot and a passenger. The flight sequence consists of take-off from sea surface, horizontal flight at subsonic speed, followed by a rapid climb to an altitude of in approximately two minutes. As a space tourism development platform, it could reach at . After fuel depletion, IAR-111 was to descend in gliding flight and land on the sea surface. In case of emergency, the crew capsule was to be detachable and equipped with two rocket-propelled parachutes.
The IAR-111 capsule was flight tested during Mission 6. The mission took place in cooperation with the Special Aviation Unit and the Coast Guard, belonging to the Ministry of Internal Affairs and Administration.
AirStrato unmanned aerial vehicle
AirStrato was an electric powered medium-sized unmanned aerial vehicle that was being developed by ARCA. There were two variants planned, the AirStrato Explorer with a target flight ceiling of 18,000 m and AirStrato Pioneer with a target flight ceiling of 8000 m. It was supposed to carry a 45 kg payload consisting of surveillance equipment, scientific instruments, or additional battery pods for extended autonomy. The first prototype's maiden flight took place on February 28, 2014. It was equipped with fixed landing gear. Two more prototypes were constructed that lacked landing gear. Instead, ARCA opted for a pneumatic catapult as a launcher and landing skids and a recovery parachute for landing. Both prototypes only performed take-off and landing testing and short low-altitude flights.
ESA Drop Test Vehicle
ARCA has constructed a drop test vehicle for the European Space Agency intended to test the atmospheric deceleration parachutes for the ExoMars EDM lander module. It has the same weight and parachute deployment systems present on the ESA module. The DTV is intended to be lifted to an altitude of 24 km by a stratospheric helium balloon. From that height, it will fall freely reaching a dynamic pressure similar to that encountered by the ExoMars EDM at entry into the Mars atmosphere. At that dynamic pressure the parachute will deploy and the module will land on the Black Sea surface and will be recovered by the Romanian Naval Forces.
EcoRocket Demonstrator
The EcoRocket Demonstrator (formerly just EcoRocket) is a partially-reusable three-stage orbital launch vehicle currently under development. The EcoRocket Demonstrator is slated to launch in 2022. The vehicle's reusable first stage will use a battery-powered steam rocket to propel a small second stage to an altitude of 7 kilometers. The second stage will then proceed to a higher altitude to deploy a tiny third stage, carrying the payload. The third stage utilizes RP-1 and high test peroxide to propel a payload of up to 10 kilograms into orbit. The rocket takes its name from the supposed ecological benefits of not burning as much kerosene (despite using kerosene to achieve most of orbital velocity). The EcoRocket will launch partially submerged in the Black Sea, in a similar manner to the Sea Dragon. Both the first and second stages are intended to be reusable, parachuting back into the ocean for recovery. The vehicle is intended to demonstrate technologies for the upcoming EcoRocket Heavy.
EcoRocket Heavy
The EcoRocket Heavy is a planned variant of EcoRocket, designed to support ARCA's AMi asteroid mining initiative. The EcoRocket heavy will be a three-stage launch vehicle derived from EcoRocket's technology. The stages will be arranged concentrically around the payload in the center (in a layout occasionally called "onion staging"), with the outermost stage firing, then detaching and allowing the next outermost stage to ignite, and so on. The EcoRocket heavy, like the EcoRocket, will use a three-stage design, with the first two stages using steam power and the final stage using a kerosene/liquid oxygen mixture to propel itself to orbit. Each stage will consist of multiple "propulsion modules" attached together, in a manner many commentators have compared to the now-defunct German launch company OTRAG. The vehicle will be thirty meters in diameter, and, like the EcoRocket Demonstrator, will launch from the ocean, and be partially reusable, recovering the first two stages. The EcoRocket Heavy largely abandons aerospike engines, using only traditional rocket nozzles.
AMi Cargo
The AMi Cargo vehicle is the vehicle designed to support ARCA's asteroid mining operations, and as the primary payload for the EcoRocket Heavy. The AMi Cargo vehicle will approach an asteroid, and then release the battery-powered Recovery Capsule (which appears to be derived from the earlier suborbital capsule for the Haas 2B), which will use the engine on its service module to approach the target asteroid. The spacecraft will then harpoon the asteroid, then reel itself in to begin mining operations. Upon completion of mining, it will return to the AMi Cargo vehicle, which will propel it back to Earth. Upon reaching Earth, the capsule will detach and jettison the service module prior to reentry. The capsule will then splash down under parachute for recovery of the material inside. ARCA intends to eventually upgrade the spacecraft for uncrewed missions to other planets. To support deep space operations, ARCA intends to construct their own Deep Space Network, akin to NASA's system.
Rocket engines
Executor
The Executor was a liquid-fueled rocket engine intended to power the IAR-111 Excelsior supersonic plane and Haas 2B and 2C rockets. Executor was an open cycle gas generator rocket engine, that uses liquid oxygen and kerosene and has a maximum thrust of 24 tons force. ARCA decided to use composite materials and aluminum alloys on a large scale. The composite materials offer low construction costs and reduced weight of the components. They were used in the construction of the combustion chamber and the nozzle, and also the gas generator and some elements in the turbopumps. The combustion chamber and the nozzle are built from two layers. The internal layer is made of silica fiber and phenolic resin, and the external one is made of carbon fiber and epoxy resin. The phenolic resin reinforced with silica fiber pyrolyzes endothermally in the combustion chamber walls, releasing gases like oxygen and hydrogen, leaving a local carbon matrix. The gases spread through the carbon matrix and reach the internal surface of the wall where they meet the hot combustion gases and act as a cooling agent. Furthermore, the engine is equipped with a cooling system that injects 10 percent of the total kerosene mass onto the internal walls.
The pump volutes were made of 6062 type aluminum alloy. The pump rotors are made through lathing and milling using 304 type steel. The supersonic turbine was made of refractory steel, both the core and the blades. The turbine rotation speed was 20,000 rpm and has a 1.5 MW power. The intake gas temperature was 620 °C. The main engine valves were made of 6060 type aluminum and were pneumatically powered, without adjustment. The engine injector and the liquid oxygen intake pipes were made of 304 L type steel and the kerosene intake pipe was made of composite materials. The engine had the possibility to shift the thrust by 5 degrees on two axes. The articulated system was made of composite materials and high-grade steel alloy. The engine is rotated using two hydraulic pistons that use kerosene from the pump exhaust system.
ARCA announced that the Executor engine had a thrust/mass ratio of 110.
Venator
Venator was a liquid-fueled pressure-fed rocket engine that will be used to power the second stage of the Haas 2C rocket. It burned liquid oxygen and kerosene and had a maximum thrust of . The engine had no valves on the main pipes. Instead, it used burst disks on the main pipes, between the tanks and the engine. The second stage was pressurized at at lift-off and after the first stage burn-out, the second stage would be pressurized at 16 atm. At that pressure the disks would burst and the fuel would flow through the engine.
LAS
The Launch Assist System was an aerospike engine that was to use electrically heated water to produce steam, which would then generate thrust. The LAS was to reduce cost of rockets by manner of reducing the associated complexity, since steam powered rockets are far less complex than even the simplest liquid fueled engines. It was to be a self contained unit including both the engine and propellant tank. It could theoretically achieve a specific impulse of 67 seconds. The LAS was proposed to be a first stage for the Haas 2CA rocket, or to serve as a strap-on booster for existing vehicles, including the Atlas V, Falcon 9, Delta IV, and Ariane 6. The EcoRocket Demonstrator and Heavy will use a reworked version of this system with two nozzles (one for launch, and one for landing) called the LAS 25D.
AMi Propulsion System
The AMi Cargo vehicle will use a new propulsion system, described by ARCA as "electric-arc propulsion." The reaction mass will be water, and the impulse will be provided electrically using electricity from large solar arrays. Beyond this, not much is known about the nature of this system, however, ARCA intends it to be capable of running for days on end.
Missions
Mission 1
Mission 1 took place on December 2, 2006, when a solar balloon carried the STABILO system capsule to an altitude of . The altitude was slightly lower than intended because of extreme turbulence encountered during the last stage of the flight. In light of this, it was decided not to risk damaging the system.
The flight had been planned since August 2006, when another large solar balloon was launched at low altitude in controlled flight. During this time a specially designed parachute was tested. It was the first stratospheric flight performed by ARCA, and the event was transmitted live; over 20 journalists were present.
Mission 2
Mission 2 of STABILO 1B was launched on 27 September 2007 from Cape Midia Air Force Base. The Romanian Air Force participated with two radar stations. Civil Aviation and the Romanian Navy also participated, the latter with one naval diver's ship. The first and second vehicle stages reached an altitude of . After one hour and 30 minutes and having traveled from the launch location, STABILO landed on the sea surface and was intercepted by a Navy Saturn ship and recovered by divers. The recovery ship was guided by the satellite transmission system and by Air Force radar. The vehicle was transported to the Navy shipyard. The electronic equipment continued to transmit to the command center even 8 hours after the flight had ended.
Mission 3, 4 and 4B
Helen was a demonstrator rocket for the Haas balloon-launched orbital rocket. It was intended to test in flight the avionics and gravitational stabilization method proposed for the much larger Haas rocket. Helen was intended to reach an altitude of . Two versions were created, a three-stage rocket that had cylindrical tanks and used hydrogen peroxide as monopropellant fuel, and a two-stage spherical tank rocket that used the same propulsion type. The rocket used a physically flawed stabilization technique based on the pendulum rocket fallacy.
Mission 3 took place on November 14, 2009, on the Black Sea. Romanian Naval Forces participated in the mission with one logistical ship, one diver's ship and another fast craft. For this mission, ARCA constructed the largest stratospheric helium balloon to date. An error in construction caused the balloon's inflation arms to wrap around the base of the balloon when it was inflated. The team managed to unwrap the arms and resume inflation but sunset was approaching and the solar balloon could no longer be used. The mission was cancelled.
For Mission 4 ARCAspace decided to use a helium balloon instead and to redesign the Helen rocket. The new version, named Helen 2, was prepared for flight on August 4, 2010. When balloon inflation was initiated, the balloon ruptured because of a construction error and the mission was cancelled.
A new attempt was made on October 1, 2010, by using only the final stage of the Helen 2 rocket and a smaller helium balloon. The flight, named Mission 4B, was successful, Helen 2 launching at an altitude of and the rocket reaching an altitude of . After the difficulties encountered with stratospheric balloons, ARCA decided to stop work on the Haas rocket and design a new family of ground-launched orbital and suborbital rockets.
Mission 5
Mission 5 was carried out in partnership with the Romanian Air Club and the Romanian Aeronautic Federation. It took place before the Helen 2 rocket launch. The flight took place on April 27, 2010, between 07:45 and 08:45 AM, taking off from Hogiz, Brasov. A manned hot air balloon lifted the Helen 2 rocket pressurised capsule to an altitude of . The maximum distance between the carrier balloon and the command center at Sanpetru airfield was , which corresponded with the Helen 2 rocket simulated safety zone. The balloon crew was composed of Mihai Ilie – pilot, Mugurel Ionescu – copilot, and Dumitru Popescu – ELL equipment operator. The objective of the flight was to test telemetry, command and live TV transmission for the Helen 2 rocket.
Mission 6
Mission 6 tested the recovery system for the IAR-111 supersonic plane crew capsule. On September 26, 2011, a Mi-17 helicopter from Special Aviation Unit lifted the capsule to above mean sea level.
At that altitude, the helicopter released the capsule. The parachute deployed, and the capsule landed on the sea surface. It was recovered by the same helicopter with the help of the Romanian Coast Guard.
WP3
WP3 was a validation test flight for the ExoMars Program High Altitude Drop Test (HADT), carried out in cooperation with the European Space Agency. The launch took place from the Black Sea coast on September 16, 2013, and the hardware comprised three pressurized containers containing the avionics equipment that will be necessary to test the ExoMars spacecraft parachute during future incoming flights.
The pressurized containers, carried by a cluster balloon, were launched at 7:15 AM and the ascension took 90 minutes. When the containers reached an altitude of , they were released under a dedicated recovery parachute and landed on the sea twenty minutes later. The containers and the recovery parachute were recovered by the Navy from the launch point.
The objectives were flight testing the avionics and communication systems, demonstrating the container sealing after sea landing and the capability to identify and recover the equipment from the sea surface.
Mission 9
Mission 9 was to be a short vertical hop of the EcoRocket's first stage, testing the booster landing system in much the same manner as SpaceX's Starhopper. This mission has apparently been scrapped, however, ARCA completed a short, low-altitude flight of the EcoRocket Demonstrator's second stage in the fall of 2021 with no landing attempt to test the RCS systems aboard the rocket. The stage was attached to an umbilical during the flight.
Mission 10
Mission 10 will be the first orbital flight of the EcoRocket.
See also
ArcaBoard
Romanian Space Agency
Rockoon
References
External links
Ansari X Prize official site
Latest ARCA Space, Space Fellowship news
Google Lunar X Prize official site
National Plan for Research Development and Innovation
Space advocacy
Science and technology in Romania
Private spaceflight companies
Google Lunar X Prize |
4048612 | https://en.wikipedia.org/wiki/Robert%20Rantoul%20Jr. | Robert Rantoul Jr. | Robert Rantoul Jr. (August 13, 1805August 7, 1852) was an American lawyer and politician from Massachusetts.
Rantoul was a member of the Massachusetts House of Representatives (1835–1839), the commission to revise the laws of Massachusetts, and the Massachusetts Board of Education (1837–1842). He was the United States Attorney for the District of Massachusetts (1846–1849). He was elected in 1850 to the United States House of Representatives for the 32nd Congress. Before his term there began, he was named as a Democrat to the United States Senate to fill the vacancy caused by the resignation of Robert Charles Winthrop, who had been appointed after the resignation of Daniel Webster and resigned when he failed to win election to a full term. Rantoul served in the Senate from February 1 to March 3, 1851, and then in the House from March 4, 1851, until his death. He was buried in Central Cemetery, Beverly, Massachusetts. Rantoul had a wife, Jane Elizabeth Woodbury, and two children, Robert S. Rantoul and Charles W. Rantoul.
Early life
Rantoul was born on August 13, 1805, in Beverly, Massachusetts. He was the eldest son of Robert and Joanna Lovett Rantoul. He attended the common schools and Phillips Andover Academy and graduated from Harvard University in 1826.
From his early years, Rantoul exhibited a precociousness, maturity, and love for learning that made an indelible impression on those around him. As a child, Rantoul was known for his "ingeniousness, veracity, modesty, docility, and tender conscientiousness." An extract taken from his childhood journal, written at age 8, reads: "Jan. 4, 1814. Gained the following idea, namely, that I had better sometimes be imposed upon, than never to trust."
At age 14, Rantoul enrolled at Phillips Andover Academy, where he would study under the tutelage of the famous educator John Adams. Recalling Rantoul, one Andover classmate stated: "The trait which impressed me the most, was his unquestionable thirst for knowledge, which he sought for gratification in every field of human inquiry. Whatever arrested his attention, whether it were a paper in the Spectator, a speech in Congress, a new poem in Lord Byron's, or recent invention in the arts, it absorbed all his faculties, and was thoroughly mastered and digested before he left it."
In 1822, Rantoul entered the freshman class at Harvard College. At Harvard, Rantoul was described as "indefatigably industrious." By some accounts, Rantoul spent 14 hours a day studying, though he preferred to study subjects according to his own intellectual interests, rather than follow the prescribed college course.
Professional life
After graduating from Harvard in 1826, Rantoul began studying law in Salem, Massachusetts, under the tutelage of John Pickering and later under the Hon. Leverett Saltonstall. In 1829, Rantoul was admitted to the Massachusetts state bar. In 1830, Rantoul took his first case: the defense of one Knapps for the murder of one Mr. White, a wealthy and well-liked man from Salem. Rantoul's decision to defend Knapps was unpopular amongst the citizens of Salem, and Rantoul knew it. Public feelings toward the accused in Salem at that time were particularly negative and hostile. This unhappy state of affairs, made Rantoul all the more resolute in his decision to provide counsel to Knapps; Rantoul "felt in every way the unjust and sickening effects of this excited state of feeling in the public; an excitement which he regarded not only as hostile to the accused, but to the calmness and the fairness of judicial proceedings, in a case of life and death." Rantoul's decision to defend Knapps under these circumstances was in many ways symbolic of the type of dedication to fairness and justice that would characterize the remainder of Rantoul's career. Unfortunately, the decision also came at a cost: for his role in the defense of Knapps, Rantoul lost many friends, earned widespread public ire, and was ultimately forced to leave Salem.
Upon leaving Salem, Rantoul moved to South Reading, Massachusetts, in 1830. In 1832, Rantoul move to Gloucester, Massachusetts, where in four successive years he was voted to the Massachusetts state legislature.
In 1838, Rantoul moved to Boston, Massachusetts. In Boston, Rantoul would come across many of the same challenges that he faced as a young lawyer in Salem, namely opposition from the wealthy and elite whose political views differed so starkly from his own. As a liberal fighting on behalf of the common man in a city so dominated by a wealthy and conservative few, Rantoul earned himself a reputation as "a bold champion of political justice; an inflexible and eloquent advocate of the rights of man, as above those of property, whether held by individuals, or corporations. He had a sincere and just respect for mental power, exerted in any useful direction, and, especially, for that intelligence, which, triumphing over adverse circumstances, is able to secure success to enterprise and reward to industry. But he had a higher respect for integrity, justice, and truth; a higher respect for the rights of the poor, the weak, and defenceless. He acknowledged no authority in an oligarchy of wealth; no other nobility than that conferred by beneficence to mankind, by services actually rendered to his fellow-creatures. What he regarded as the humanity and justice of his political opinions, were treated, by the selfish and the arrogant, as treasonable to wealth. And hence the fact that neither the extent, nor the emoluments of his professional practice, indicated his merit as a lawyer, or its just reward. In short, he was a democratic lawyer in the city of Boston."
While in Boston, Rantoul took on a number of landmark cases, always in pursuit of what he believed to be right and just.
Commonwealth v. Hunt
The first such case was Commonwealth v. Hunt, known at the time as the Journeymen Boot-Makers' Case, in which Rantoul argued on behalf of an organized labor movement in Massachusetts. The case involved the yet unsettled question of whether labor unions were legal in the United States. After an unfavorable decision at trial, Rantoul appealed the case to the Supreme Judicial Court of Massachusetts where Justice Lemuel Shaw eventually determined that labor organizations were lawful provided they were organized for legal purposes and used legal means to achieve their goals. With this victory, Rantoul "succeeded in obtaining one of the completest triumphs that it ever fell to the lot of an American lawyer to achieve."
Rhode Island trials
In 1842, Rantoul came to the defense of several individuals charged by the government with attempts "of a revolutionary character" for their efforts to extend suffrage to African-Americans in Massachusetts. The defendants were arrested, imprisoned, and tried not in the same county in which they allegedly committed the acts, but in counties where partisan judges and packed juries, "resembling those of the worst periods of English history were selected as the triers." In order "[t]o unloose this unjust grasp of power, and to save some of the best citizens of Rhode Island from these anti-American and tyrannical modes of proceeding, Mr. Rantoul was employed as leading counsel; and he brought to bear, on the merits of the question, a force of reason, and an extent of learning, which startled and electrified the court, and a convincing eloquence, which drew involuntary outbursts of applause from a numerous and enlightened assembly . . . Even Webster, the opposing counsel, clapped his hands with applause. The rights of the person, and the rights of the state, their relations to each other, and their just limitations, were never perhaps more ably reviewed, or justly defined in a forensic address."
The next day, The Providence Express published the following account of Rantoul's argument in the case: "The able and conclusive argument of this distinguished gentlemen occupied two hours and a half in the delivery. It was, throughout, the most learned address to which we have ever listened . . . In the hands of some men this subject would have been dull and without interest. Mr. Rantoul made it far otherwise to the crowded audience who listened to him . . . Can a man be tried in one county, for an act charged in the indictment in another county? He argued that he could not be . . . He showed this by examining the object of the institution of jury trials, the sources, and the original form of this institution, the meaning of the terms in Magna Carta, by which trial by his peers is secured to every freeman, the course of the common law in England, since the Great Charter, the statutes in England, in derogation from this common law of England on this point, and the breaking out of the American Revolution . . . Mr. Rantoul set forth the substantial benefits of this right, the growth of which he traced from the times of Alfred and Charlemagne, and conjured the court not to throw away a guarantee which had ripened under the varied experience of a thousand years, for a forced and unnatural construction of a statute, which was itself, at least, of very doubtful constitutionality."
Sims Case
In 1851, Rantoul became involved in one of the most infamous cases in Massachusetts history. On the morning of April 4, 1851, Thomas Sims, an escaped slave arrested in Boston under the Fugitive Slave Act, was being held by guards outside the state courthouse in Boston. On his way to his office, Rantoul noticed the crowd and stopped to ask what was going on, to which someone in the crowd replied: "They have caught a negro." At the request of fellow attorney C.G. Loring, Rantoul made his way into the courthouse. When a friend of Rantoul's went to the court house in search of Rantoul later that morning, he found Rantoul already engaged in the service of counsel for the alleged fugitive without having had a moment's preparation.
Although the case was ultimately lost and Sims was returned to servitude, Rantoul is remembered for his willingness to defend Thomas Sims on a moment's notice, his able defense of Sims during trial, and his portentous objection to the constitutionality of the law at issue: the Fugitive Slave Act.
Views
While Rantoul was undoubtedly among the ablest lawyers of his time, and committed to furthering just ends in all manners of cases, many of his strongest efforts to promote social justice came outside of the courtroom. There were certain causes of social reform and progress to which Rantoul was so committed, and to which he would devote so much time and effort, that it was said one could have been in Rantoul's company for weeks at a time without ever being reminded that he was a lawyer or politician. Among these causes were the codification of the common law, the promotion of public education through lyceums, and the abolishment of capital punishment in the United States.
Codification of the law
Throughout his life, Rantoul was a fierce advocate for the codification of the common law. He believed that judge-made rules were tantamount to judicial legislation, and he argued that freemen should be amenable to no law but the written law as sanctioned by representatives of the people. In 1836, as a member of the Massachusetts House of Representatives, Rantoul delivered a speech summarizing his views on the common law, which read: "Judge-made law is ex-post facto law, and therefore unjust. An act is not forbidden by statute, but it becomes void by judicial construction. The legislature could not effect this, for the Constitution forbids it . . . . No man can tell what the common law is; therefore it is not law: for the law is a rule of action; but a rule which is unknown can govern no man's conduct. Not withstanding this, [the common law] has been called the perfection of human reason. The Common Law is the perfection of human reason,--just as alcohol is the perfection of sugar. The subtle spirit of the Common Law is reason double distilled, till what was wholesome and nutritive becomes rank poison . . . . The judge makes law, by extorting from precedents something which they do not contain. He extends his precedents, which were themselves the extension of others, till, by this accommodating principle, a whole system of law is built up without the authority or interference of the legislator."
The Massachusetts Legislature eventually established a committee, chaired by Justice Joseph Story, to consider the expediency of codifying the common law of Massachusetts. Although the legal profession of the time continued the historical preference for the common law, one sees echoes of Rantoul's sentiments even today through efforts like the Restatements (summations of common law standards widely adopted by state legislatures as statute) and the judicial trend toward textualist interpretations.
Lyceums
Rantoul was also deeply committed to public education. In the winter of 1828–1829, Rantoul established the first Lyceum in New England. These Lyceums served as a center for debate and the exchange of ideas, with the goal of educating the public on matters of wide public significance. At these Lyceums, Rantoul displayed "that remarkable aptitude for debate, that keen logical acuteness in argument, and those ready and ample resources of wit and learning which afterwards so distinguished him in the courts of law and the halls of legislation." Rantoul's ultimate ambition in these Lyceums, however, was not to dazzle crowds with oration for oration's sake, but to begin a discourse on important matters and convince the public of what he believed to be right and true. In 1833, Rantoul published An Address to the Workingmen of the United States of America as one of the first numbers of a series of tracts published by the Committee of the Middlesex County Lyceum.
Capital punishment
Owing to the influence of his father, who was himself strongly against the death penalty, Rantoul was from his earliest days a strong advocate for the abolishment of capital punishment. In 1835, Rantoul formed a committee in the Massachusetts State Legislature to propose the repeal of all capital punishment laws in the state. On March 31, 1835, Rantoul delivered a speech in support of the proposed repeal of the death penalty, leading all but 13 members of the house to vote in favor of the proposal. His floor speeches on the subject of capital punishment were printed, and eventually became so widely distributed that they became regarded as authoritative in France, Belgium, Germany, and Italy. Years later, upon learning of Rantoul's death, U.S. Senator Charles Sumner stated in Congress: "Some of [Rantoul's] most devoted labors, commencing in the legislature of Massachusetts, were for the abolition of capital punishment. Perhaps no person since the consummate jurist, Edward Livingston, has done so much by reports, articles, letters, and speeches, to commend this reform to the country. With its final triumph, in the progress of civilization, his name will be indissolubly connected."
Death
On August 7, 1852, Rantoul died unexpectedly due to complications with erysipelas. a few days before his 47th birthday In announcing his death, the Taunton Democrat printed, "Mr. Rantoul stood in the front rank of the legal profession. As a forensic speaker, he had few equals, and scarcely a superior. . . . He was equally in his element, whether at the bar or in the forum,--before the people or in the halls of legislation. . . . His was one of the progressive minds of the age. To the cause of free education, he gave his earliest influence and support; to temperance, his voice and his example. Of the abolition of the death penalty, it may be said that he was its ablest advocate, and that he died, like John Quincy Adams, clothed in the armor of compromising hostility to what he deemed the encroachments of the institution of southern slavery. . . . His death is no common loss; to his family, a loss we cannot realize; to his constituents, which none can supply; and to his party and country, a deprivation like the deaths of Silas Wright and Levi Woodbury, tenfold more afflicting for the suddenness of its occurrence."
Tributes
Rantoul was the subject of a bust by the self-taught Massachusetts sculptor Joanna Quiner, cast in plaster and presented to the Boston Athenaeum in 1842; it was the first sculpture by a woman to be shown there when it was exhibited in 1846, and remains in the collection.
See also
List of United States Congress members who died in office (1790–1899)
Rantoul, Kansas
References
External links
1805 births
1852 deaths
Harvard University alumni
Democratic Party members of the Massachusetts House of Representatives
United States Attorneys for the District of Massachusetts
People from Beverly, Massachusetts
Democratic Party United States senators from Massachusetts
Democratic Party members of the United States House of Representatives from Massachusetts
19th-century American legislators |
4048682 | https://en.wikipedia.org/wiki/John%20Clifford%2C%209th%20Baron%20Clifford | John Clifford, 9th Baron Clifford | John Clifford, 9th Baron Clifford, 9th Lord of Skipton (8 April 1435 – 28 March 1461) was a Lancastrian military leader during the Wars of the Roses in England. The Clifford family was one of the most prominent families among the northern English nobility of the fifteenth century, and by the marriages of his sisters, John Clifford had links to some very important families of the time, including the earls of Devon. He was orphaned at twenty years of age when his father was slain by partisans of the House of York at the first battle of the Wars of the Roses, the Battle of St Albans in 1455. It was probably as a result of his father's death there that Clifford became one of the strongest supporters of Margaret of Anjou, wife of King Henry VI, who ended up as effective leader of the Lancastrian faction.
Clifford had already achieved prominence in the north where, as an ally of the son of the earl of Northumberland, he took part in a feud against the Neville family, the Percy's natural rivals in Yorkshire. This consisted of a series of armed raids, assaults and skirmishes, and included an ambush on one of the younger Nevilles' wedding parties in 1453. Historians have seen a direct connection between his involvement in the local feud in the north with the Nevilles, and his involvement in the national struggle against the duke of York, with whom the Nevilles were closely allied with in the late 1450s. Although this was supposedly a period of temporary peace between the factions, Clifford and his allies appear to have made numerous attempts to ambush the Neville and Yorkist lords.
Armed conflict erupted again in 1459, and again Clifford was found on the side of King Henry and Queen Margaret. Clifford took part in the parliament that attainted the Yorkists – by now in exile – and he took a share of the profits from their lands, as well as being appointed to offices traditionally in their keeping. The Yorkist lords returned from exile in June 1460 and subsequently defeated a royal army at Northampton. As a result of the royalist defeat, Clifford was ordered to surrender such castles and offices as he had from the Nevilles back to them, although it is unlikely that he did so. In fact, he and his fellow northern Lancastrian lords merely commenced a campaign of destruction on Neville and Yorkist estates and tenantry, to such an extent that in December 1460, the duke of York and his close ally, the earl of Salisbury, raised an army and headed north to crush the Lancastrian rebellion. This winter campaign culminated in the Battle of Wakefield in the last days of the year, and was a decisive victory for the Lancastrian army, of which Clifford was by now an important commander. The battle resulted in the deaths of both York and Salisbury, but was probably most notorious for Clifford's slaying of Edmund, Earl of Rutland, York's seventeen-year-old second son and the younger brother of the future King Edward IV. This may have resulted in Clifford's being nicknamed 'Butcher Clifford', although historians disagree as to how widely used by contemporaries this term was.
Clifford accompanied the royal army on its march south early the next year, where, although wounded, he played a leading part in the second Battle of St Albans, and then afterwards with the Queen to the north. The Yorkist army, now under the command of Edward of York and Richard, Earl of Warwick, pursued the Lancastrians to Yorkshire and eventually defeated them at the Battle of Towton on 29 March 1461. Clifford though was not present; he had been slain in a skirmish with a Yorkist advance party the previous day. Following the coronation of the by-then victorious Edward IV, he was attainted and his lands confiscated by the Crown.
Background, youth, marriage and family
The Clifford family has been described as one of the greatest fifteenth-century families "never to receive an earldom." John Clifford was born and baptised at Conisborough Castle on 8 April 1435, the son of Thomas Clifford, 8th Baron Clifford (1414–1455) by his wife Joan Dacre (bef. 1424 – bef. 1455). She was the daughter of Thomas de Dacre, 6th Baron Dacre of Gilsland, and Philippa de Neville, daughter of Ralph Neville, 1st Earl of Westmorland. One of his godparents was his great-aunt Maud Clifford, Countess of Cambridge, whose dower house was Coningsburgh Castle. When she died in 1446, she left him numerous silver plate in her will. She had been the widow of Richard of Conisburgh, 3rd Earl of Cambridge, executed on 5 August 1415 for his part in the Southampton Plot, and she was said to have lived "in great estate" in the castle.
Clifford had three younger brothers and five sisters. Sir Roger Clifford, who married Joan Courtenay (born c. 1447), the eldest daughter of Thomas de Courtenay, 5th Earl of Devon, by Margaret Beaufort, the daughter of John Beaufort, 1st Earl of Somerset. She married secondly, Sir William Knyvet of Buckenham, Norfolk. Next was Sir Robert Clifford, who eventually involved himself in the Perkin Warbeck plot against Henry VII. John Clifford's youngest brother was Sir Thomas Clifford, and his nearest sister was Elizabeth. She married firstly, Sir William Plumpton (1435–1461), who was probably slain at the Battle of Towton in 1461, and secondly, John Hamerton. Another sister was Maud, who married firstly Sir John Harrington, and secondly, Sir Edmund Sutton. There was also Anne Clifford, who married firstly, Sir William Tempest, and secondly, William Conyers, esquire. John Clifford's youngest sisters were Joan (who married Sir Simon Musgrave) and Margaret (who married Robert Carr).
In 1454, John Clifford married Margaret Bromflete (1443 – 12 April 1493), who was the only daughter and heiress of Sir Henry Bromflete, Baron Vessy, and his second wife Eleanor FitzHugh. With her, Clifford had two sons and a daughter; his heir, Henry, who would become 10th baron, a younger son Richard, and a daughter Elizabeth. Elizabeth was later the wife of Sir Robert Aske (d. 21 February 1531) of Aughton, Yorkshire. Margaret Clifford survived her husband, and at some time before 14 May 1467 had remarried, to Sir Lancelot Threlkeld. Historian Henry Summerson has described his marriage, which gained the Cliffords estates, as he put it, "in parts of the north relatively free from Neville domination."
Early career
Little is known of Clifford's early life or career until he appears on the records of 24 August 1453, as supporting the traditional allies of his family, the Percy family. The Percys were at that time engaged in a bitter feud – known as the Percy–Neville feud by historians – with their rivals for power in Yorkshire, the House of Neville. On this day Clifford joined Thomas Percy, Lord Egremont and Sir Richard Percy, sons of the earl of Northumberland, at Heworth Moor in their attempt to ambush the returning wedding party of Thomas Neville.
Clifford's career was transformed when, on 22 May 1455, his father was killed fighting Richard, Duke of York and York's Neville allies, the earls of Salisbury and Warwick at the first Battle of St Albans. John Clifford was still under age at the time, and was not able to prove his age in order to obtain livery of his lands until 16 June 1456. He entered into his inheritance less than a month later, and was appointed a Justice of the peace in Westmorland. Clifford inherited the barony of Clifford, the family seat at Skipton Castle and the hereditary office of High Sheriff of Westmorland. He was summoned to Parliament on 30 July 1460.
It is likely that for him, the death of his father personalised an already bitter struggle with the Nevilles. Michael Hicks, for example, has suggested that "the heirs of the dead lords... now wanted revenge for their fathers' deaths. They were not particular whether by constitutional trial or by assassination." Warwick especially was held accountable. King Henry VI imposed a reconciliation between the warring factions of St Albans in early 1458, and commanded the various parties, including Clifford, to London. Clifford arrived there, a contemporary chronicler recorded, "with a grete power," and demanded compensation for his father's death. In this, he was accompanied by the other "yong lordes whoos fadres were sleyne at Seynt Albonys." Jointly with Lord Egremont and the new earl of Northumberland, Clifford is believed to have had an army of around 1,500 men in London in early 1458 where, with Egremont and the duke of Exeter, he attempted to ambush Warwick and York on their way to Westminster. It is likely that they had organised armed gangs for the purpose of arresting the Yorkist lords, if not assassinating them. The Mayor of London believed they came "agaynst the peas," and excluded them from the city. Thus, Clifford and the others were forced to lodge at Temple Bar, between the city and Westminster, probably in a house of one of the various bishops that lined the route. The king, as arbitrator, resided out of London, at Berkhamsted Castle, and Clifford visited him there on 1 March – "presumably to influence the result [but] probably unsuccessfully," says Hicks. Clifford later participated in what was known ceremonially as the 'Loveday' on the 24th of the month, which saw the king arbitrate a settlement between the warring parties. As a result of this, and as part of a general compensation package between the families of the battle's victors and losers, Clifford was to be paid £666 by the earl of Warwick. This was to be shared between John and his siblings.
King Henry's attempts at peacekeeping, however, came to little; indeed, it was around this time that Henry's forcible wife, Margaret of Anjou, became more involved in the partisan politics of the day and increasingly influential in government. Summerson has noted how Clifford's youth and energy "made him an increasingly important supporter of the Lancastrian cause." Likewise, a pro-Lancastrian poem, using a favoured contemporary metaphor for government, the ship of State, referred to Clifford as a "well good sayl" of it. A few months later he was appointed to the King’s Bench for the West Riding of Yorkshire, but when a great council was summoned for October 1458, it seems that Clifford – along with other anti-York peers such as the dukes of Somerset and Exeter – were excluded from it.
The Wars of the Roses
The next point at which Clifford appears to have been fully involved in national politics was attending the parliament summoned to Coventry in November 1459. By this time the civil wars had broken out again in earnest: the Neville earl of Salisbury had defeated an attempted Lancastrian ambush of him at the Battle of Blore Heath that September, and had joined with the duke of York at the latter's castle in Ludlow. There, however, they had been forced into exile by superior crown forces, and as a result, a parliament had been called to attend to the Yorkists' attainders. This was the Parliament of Devils, and here Clifford swore allegiance to the new heir to the throne, Edward of Westminster, Prince of Wales, on 11 December. As a result of the exiled Yorkists' attainders, their estates were available for redistribution by the crown to those who had remained loyal to it, and Clifford was granted the Honour of Penrith and the Penrith Castle, which had formerly been held by Salisbury. This was close enough to their own estates Westmorland – particularly their caput of Brougham Castle, near Penrith – that it has been suggested that it had been a particular bone of contention between the two families. In April the following year he was appointed warden of the western marches, an important position in the defence of the Anglo-Scottish border. It was also a traditional office of the Nevilles, and had most recently been held jointly by the earls of Salisbury and Warwick; now Clifford was ordered to raise a force to resist the Yorkists.
In June 1460 the exiled Yorkists successfully invaded England, and on 10 July they defeated a royal army at the Battle of Northampton, and captured the king. As a result, Clifford was now ordered to surrender Penrith castle and Honour back to the earl of Salisbury. But although the now-Yorkist government repeatedly sent messages, orders and instructions to Clifford in the north, he did not acknowledge them, and with Northumberland and Lord Roos, remained in control of most of the region. In October 1460, the duke of York claimed the throne, and a parliament was summoned to discuss this. The result of its deliberations was the Act of Accord, which disinherited the Prince of Wales in favour of York and his heirs. This, it has been said, was 'repugnant' to Clifford and his colleagues and strengthened their support for the queen. It seems that, although Clifford was summoned to attend, he stayed away, and probably met with Queen Margaret in Kingston upon Hull, where she was gathering Lancastrian lords and their retainers to her. Together, they had soon gathered a fighting force of thousands. Clifford was one of these lords who was subsequently accused of 'systematically' pillaging and looting the Yorkshire estates and tenants of York and Salisbury. In response to these attacks, York, Salisbury, and the latter's son Thomas led an army to the north. Encamped at York's castle at Sandal, on 30 December 1460, the two armies met at the Battle of Wakefield, where Clifford commanded one of the wings of the Lancastrian army. The Yorkist army was routed, and all three Yorkist lords were killed. Clifford was knighted by the Lancastrian commander, Henry Beaufort, Duke of Somerset prior to the battle commencing.
Death of the earl of Rutland
One modern historian has noted, however, that although Rutland's death brought Clifford "considerable notoriety, much of it [was] first reported only several decades after the event." Henry Summerson dates the first published description of 'Butcher Clifford' as being not until the 1540s, by John Leland in his Itinerary, when he wrote that "for killing of men at this bataill [Clifford] was caullid the boucher." The annalist William Worcester, writing contemporaneously says that Clifford killed Rutland on Wakefield Bridge, whilst the latter fled the battle. In the sixteenth century, this report was expanded by Edward Hall, which became the source of Shakespeare's account. This included the addition of various confirmed historical inaccuracies, such as describing Rutland as being aged twelve rather than seventeen, and that Clifford also beheaded York after the battle, whereas the duke almost certainly fell in the fighting. Historian J.R. Lander has said that most of the later descriptions of Clifford at Wakefield "appear too late to be worthy of much credence".
Death and attainder
Following the victory at Wakefield, Clifford and other Lancastrian lords in the north attended Queen Margaret's Royal council in January; they soon led their army south. Gregory's Chronicle reports that everyone wore the Prince of Wales' cognizance, the ostrich feather badge. On 17 February 1461 they encountered a Yorkist army, led by Warwick and his brother John Neville, at St Albans. This resulted in another resounding victory for the Lancastrians, and Henry VI was captured from Warwick and returned to his wife and son. It is possible that this reunion occurred in John Clifford's own tent after the battle. Instead of marching on London however, the royal army retreated to the north, Clifford with it, and a Yorkist force slowly trailing them from London. On 28 March 1461 portions of the two armies clashed whilst attempting to cross the River Aire at Ferrybridge, now called the Battle of Ferrybridge. The Lancastrian force, under Clifford, captured the bridge, but the Yorkists had forded the river upstream and flank-attacked Clifford's men. Traditionally, Clifford was killed at Dittingdale, possibly by a headless arrow in the throat, and buried in a common burial pit, along with the rest of the dead from that encounter. Despite being only a few miles away, the main Lancastrian army held its position and either did not or could not come to his aid.
The day after Clifford's death the bulk of the Yorkist and Lancastrian armies faced each other at the Battle of Towton. After what is now considered the biggest and possibly bloodiest battle ever to take place on English soil, the Lancastrians were routed, and the son of the duke of York was crowned King Edward IV. On 4 November 1461, at Edward's first parliament, Clifford was attainted and his estates and barony forfeited to the king; a large portion was later granted to the earl of Warwick. The story – which would later be repeated by George Edward Cokayne in his Complete Peerage – of how Clifford's widow, fearing her son, Henry, would be slain in retaliation for Rutland's death, sent him into hiding as a shepherd, is almost certainly a folklore. As Dr James Ross has pointed out, the young Henry Clifford was pardoned in 1472, and as early as 1466 was named publicly as receiving a bequest, although Ross does suggest that Henry may well have gone into hiding for a time from his father's enemies.
Fictional portrayals and later reputation
According to Shakespeare's play Henry VI, Part 3, following Hall's Chronicle and Holinshed's Chronicles, John Clifford, after the Battle of Wakefield, slew in cold blood the young Edmund, Earl of Rutland, son of Richard, 3rd Duke of York. However, later authorities state that Rutland was slain during the battle.
Clifford is depicted in Sharon Kay Penman's historical novel, The Sunne in Splendour.
References
Clifford, John Clifford, 9th Baron de
Clifford, John Clifford, 9th Baron de
15th-century English nobility
John
Clifford, John Clifford, 9th Baron de
High Sheriffs of Westmorland
Clifford, John Clifford, 9th Baron de
Barons de Clifford |
4048845 | https://en.wikipedia.org/wiki/History%20of%20the%20Socialist%20Workers%20Party%20%28Britain%29 | History of the Socialist Workers Party (Britain) | The history of the Socialist Workers Party begins with the formation of the Socialist Review Group in 1950, followed by the creation of the International Socialists in 1962 and continues through to the present day with the formation of the Socialist Workers Party in 1977.
Origins
The SWP's origins lie in the Revolutionary Communist Party (RCP), which Tony Cliff joined on his arrival from the territory of Palestine where he had been the central leader of that region's small section of the Fourth International (FI). Given his international reputation, Cliff was co-opted onto the leadership body of the RCP although his impact was small at the time given his limited command of English. Indeed, his idiosyncratic use of the English language was to be a subject of jest by both Cliff and his supporters in later years.
In the RCP, Cliff was a supporter of the majority tendency of that party around Jock Haston and Ted Grant. Therefore, he supported the perspectives of the RCP at the end of the Second World War which placed the small party in opposition to the new leadership of the Fourth International around Ernest Mandel, then known as Germain, and Michel Raptis, better known as Pablo, which was backed by the American Socialist Workers' Party. In this capacity he wrote All That Glitters is not Gold in which he discussed his view that, contrary to the opinion of the International Secretariat of the Fourth International, there was not going to be a major slump.
Cliff also backed Haston when he disputed the growing sympathies of the FI for Josip Broz Tito's Yugoslavia, but by this time Haston was growing demoralised and would soon drop out of revolutionary politics entirely. Cliff however was beginning to develop the idea that the Union of Soviet Socialist Republics was a bureaucratic state capitalist society, prompted in part by earlier arguments pointing in this direction from Haston. Much later Cliff in his autobiography would acknowledge the debt he felt to Haston. There is an irony in this as it has been suggested that Cliff had been briefed by the leadership of the FI, while passing through France, to oppose Haston on just this question, although no proof of this has been made public.
More importantly at the time, Haston's collapse and the hostility of the FI to the RCP meant that the party was forced to join the Labour Party. Once inside the Labour Party, its members were instructed to work under the direction of Gerry Healy in his entrist group The Club. This led to many former members of the RCP leaving politics in reaction to Healy's brutal regime and in turn Healy embarked on a campaign of expulsions against anyone who opposed his authority. One consequence of this was that a number of comrades who supported Cliff's state capitalist position began to act as a faction. Cliff himself was unable to participate in this work having been deported to Dublin from which he was not to return permanently until 1952.
With the Korean War, passions in The Club became more aroused and after a vote on Birmingham Trades Council in which Cliff's supporters, including Percy Downey, voted for a neutral, third camp, position they were expelled en masse from The Club. Cliff himself, being a member of the almost non-existent Irish section of the FI, could not be expelled. The final result of these events was the foundation of the Socialist Review Group organised around the magazine of the same name.
Socialist Review Group (1950–1962)
The Socialist Review Group (SRG) was founded at the end of September 1950 at a conference in Camden Town in London. 33 members were claimed of whom 21 were present on the day. Apart from Tony Cliff, among the more notable members can be listed Bill Ainsworth, Geoff Carlsson, Raymond Challinor, Percy Downey, Duncan Hallas, Peter Morgan, Anil Moonesinghe, Jean Tait and Ken Tarbuck. It was, in essence, a fragment of the RCP of which party all its members had been adherents. It was in the milieu of former members of the RCP that the new SRG saw its audience too.
The new group adopted the magazine Socialist Review as its central organ and it was to run from 1950 to 1962. Asserting their political continuity with Trotskyism they argued that they stood on the ideas of Leon Trotsky and Bolshevik Leninism except insofar as they differed as to their analysis of the states dominated by Stalinist parties. To this end they adopted three documents summarising their viewpoint; The Nature of Stalin's Russia (the first edition of Cliff's State Capitalism in Russia), The Class Nature of the People's Democracies and Marxism and the Theory of Bureaucratic Collectivism. In closing their first conference the group sent greetings to Natalya Sedova Trotsky, the widow of Leon Trotsky, who like them held state capitalist convictions.
In regard to its international connections the new group contacted various dissident currents coming out of the Fourth International (which split in 1953) among whom can be enumerated Raya Dunayevskaya in the USA, Chaulieu in France, Mangano in Italy and Jungclas in Germany. The named individuals and their tendencies came from both the right and left of the Fourth International and unsurprisingly nothing came of these contacts. Of more importance was a loose liaison with the International Socialist League in the USA and the journal of that group, New International, was distributed by the SRG until it ceased publication in 1958. Moreover, Socialist Review would reprint material from its pages, for example from Chinese and Ukrainian revolutionaries, and Cliff would contribute to New International in his turn.
Early editions of Socialist Review closely mirror the concerns of the SRG in its first years as they sought to recruit from former RCPers and in the Labour Party. A great deal of the material in the magazine concerns Stalinism and world politics in general terms. One particular example would be the attempt to provide the Socialist fellowship, a grouping of left wing Labour Party members strongly influenced by Gerry Healy's Club, with an alternative statement of policy. This may be taken as a first general statement of programme by the SRG given its all encompassing nature and, apart from its position on Stalinism, is informed by a conception of transitional politics that is characteristic of Trotskyism. Meanwhile, entrist work in the Birmingham Labour Party led to the expulsion of SRG members from the Labour Party.
The SRG also had its internal controversies of which the first was the expulsion of Ellis Hillman, later a London councillor, who argued that the Stalinist parties were embryonic state capitalist societies. In this he was echoing the positions of the Johnson-Forrest tendency, C. L. R. James and Raya Dunayevskaya, and directly challenging Cliff's analysis of state capitalism. He also argued, in a spectacularly eclectic fashion, for what he called the organic unity of the SRG and Ted Grant's group of fellow ex-RCPers. He was replied to with regard to the Stalinist parties by Duncan Hallas whose article was later reprinted in the collection The Origins of the International Socialists. In the event he was expelled and the group's politics as a Trotskyist tendency differing only in its analysis of Stalinism was confirmed.
Although it began by asserting its fidelity to Trotskyism the SRG would move way from the 'orthodox' Trotskyism which they took from their origins in the RCP. Prior to this development, but setting the scene for it, the group experienced something of a change over of leading figures from 1952 to 1954. Most importantly of all Tony Cliff was permitted to return to London from his exile in Dublin and for the first time was able to function as an active leader of the group rather than through others or during visits to his family. Cliff's centrality to the group cannot be overemphasized in these years as his wife, Chanie Rosenberg, was also an active member and in September 1952 Michael Kidron, Cliff's brother-in-law, travelled to Britain from Israel. Kidron would later recruit Seymour Papert, later to become an important pioneer in the field of computers, who would also play a considerable role in the SRG. Others joining at this time were Stan Newens, later a Labour MP, and Bernard Dix, later prominent in the National Union of Public Employees (NUPE). Significantly, as the group was renewed by such new recruits it lost some of its earlier character as figures like Bill Ainsworth, Ken Tarbuck, later to pass through a number of left groups, and Duncan Hallas left, while Anil Moonesinghe and his wife Jeanne Hoban left for Ceylon where the former would eventually become a Minister. Duncan Hallas alone would return 14 years later and again play a leading role in what was by then the International Socialists.
International Socialists (1962–1977)
In 1962 the Socialist Review Group became the International Socialists (IS) taking the name of their new journal International Socialism. The journal had briefly appeared in 1958 as a cyclostyled magazine and a second issue, publishing Cliff's essay on Rosa Luxemburg had appeared in 1959, but began regular publication in 1960. The group also began publishing a paper called Industrial Worker in 1961 which was renamed Labour Worker in 1962. This was replaced by Socialist Worker, launched in 1968, with Roger Protz being the first editor.
However, for much of the 1960s the most important group publication was Young Guard. Working within the Young Socialists the IS had issued a youth magazine called Rebel from 1960 onwards as the YS was, along with similarly youth oriented Campaign for Nuclear Disarmament, the greatest source of recruits to IS. Within the highly factionalised atmosphere of the YS, however, Rebel soon disappeared as the IS forged an alliance with the supporters of Ted Grant around the Rally paper. The two tendencies jointly launched Young Guard as their challenge to both Transport House and the Keep Left grouping of Gerry Healy's supporters. The editorial content and most contributors to Young Guard were firmly in support of IS, with Grant's supporters playing a minor role. After Healy's followers in the Socialist Labour League left what was renamed the Labour Party Young Socialists, IS was briefly able to take the leadership of that organisation. But by this point much of the life had gone out of the youth movement and Young Guard ceased publication in 1965, being superseded by a new run of Rebel which lasted in its turn until 1967. By this time though, IS as a whole was drifting away from entrist work within the Labour Party as the industrial struggle developed.
In 1968, the IS put out an appeal for revolutionary unity, aiming the appeal at the industrial militants aligned with the Communist Party, although it was also directed at the newly formed International Marxist Group (IMG) and the libertarian Solidarity group. In the event only the small Workers' Fight group responded favourably and as soon as they became members of the IS they constituted themselves as the Trotskyist Tendency (TT) faction. The TT was expelled from IS after it attempted to galvanise opposition to the group's leadership on political issues including Ireland and the European Union and on the question of internal democracy. At the conference at which what the leadership called "defusion" took place, 40% of the delegates voted against. Now substantially larger than when it had entered IS, the TT reconstituted itself as Workers' Fight, and still exists today in the form of the Alliance for Workers' Liberty.
Despite such internal controversies the IS grew in the early 1970s gaining a foothold in industry and forming several rank and file groups in the unions. However internal debate did not cease with the departure of the TT and in 1973 there were several expulsions of smaller groups, including those of the Right Opposition, part of which became the Revolutionary Communist Group.
In 1974 the Left Faction, one of whose leaders was Dave Stocking, was also expelled and formed Workers Power. It had argued that the IS should write a transitional programme which would form the basis for demands made by the group and allow the membership to keep the leadership to account, preventing 'turns' by voting on exact positions in this document. They also argued that the SWP had become opportunist on the Irish Question after it had stopped giving the Provisional Irish Republican Army (IRA) unconditional but critical support because the IRA's strategy had changed and had turned public opinion solidly against it – the Left Faction argued unconditional but critical support was still needed.
During the 1960s the rise of unofficial strike action led the International Socialists to place emphasis on the building of a rank and file movement within the trade unions in order to combat the bureaucratic leaders of those organisations. This led to the development of a series of rank and file papers including The Collier (Mining), Redder Tape (Civil Service), Rank and File Teacher, etc. These were briefly brought together in a National Rank and File Organising Committee in 1974, the peak of IS influence in the workers' movement.
Another aspect of this work was that a number of historians in the IS devoted themselves to rediscovering the past of rank and file movements in the labour movement. A series of articles by Jim Higgins on this topic was published in the group's journal International Socialism. Other related work appeared in book or pamphlet form including books on the Communist Party related Minority Movement of the 1920s and the industrial politics of the CPGB in that period. Work was also done on the pre-World War I period with Raymond Challinor's book on the Socialist Labour Party entitled The Origins of British Bolshevism.
In the mid-1970s Cliff argued that the older workers' leaders, including shop stewards, were corrupted by reformism and therefore IS had to turn to untried young workers – the more cynically minded claimed Cliff wanted the party to turn to them as being more gullible to Cliff's more idiosyncratic flights of fancy. This was part of the reason for the attempt made at this time to popularise Socialist Worker. This turn was unanimously rejected months later, but by then Jim Higgins was removed as National Secretary and Roger Protz from his position as editor of Socialist Worker for opposing these changes. Prompted by Duncan Hallas, they formed an International Socialist Opposition. Ultimately, a large section of the leadership, in particular Jim Higgins, Roger Protz and John Palmer, were expelled or left in solidarity with those expelled in 1975 and formed the Workers League. It has been estimated that no more than 150 members of IS – some having been expelled – joined the Workers' League but that several hundred more left as a result of the factional struggle.
The factional dispute consumed a great deal of the energies of IS through the course of 1976 but, nonetheless, a great deal of work was still accomplished especially with the launch by the Rank and File Co-ordinating Committee of the Right to Work Campaign which sought to address the then growing problem of mass unemployment. This attempt to bring the problem of mass unemployment culminated in a 'Jarrow syle' Right to Work March from Liverpool through England to London, where it was broken up by violent attacks from the infamous, and later disbanded, Special Patrol Group. Another notable change was the move of IS towards electoral participation for the first time under its own banner – in earlier days some members had come near to being adopted as Prospective Parliamentary Candidates by the Labour Party and at least two members had served terms as councillors – although whilst initial results were encouraging the tactic was later abandoned due to poor results. The intention had been for the IS, renamed in 1977 the Socialist Workers' Party, to stand a slate of at least 50 candidates in the then upcoming General Election. This ambitious goal was now abandoned.
Socialist Workers Party (1977 onwards)
At the beginning of 1977 the Socialist Workers' Party was launched as the IS renamed itself in expectation of a wave of working class struggles against the Labour Government of the day. Immediately this move was rejected by Peter Sedgwick, a long time and much respected member who resigned in protest. Expecting an increase in struggle but with industrial unrest stalled the new SWP used its leadership of the National Rank and File Organising Committee to launch the Right to Work Campaign in protest at the rising level of unemployment. The RTWC was to lead large scale marches, first to the Trades Union Congress annual conference urging it to campaign on the issue, later in protest to the Conservative Party conference, from 1976 to 1981. In the localities however the RTWC had no ongoing existence other than as a front organisation for local SWP branches. In the meantime the parent National Rank and File Organising Committee disappeared.
During these years at times heated debates took place in branch meetings and in the pages of the, then regular, Internal Bulletin concerning a number of questions. For example, during this period a debate emerged as to the group's understanding of the question of women's oppression in capitalist society and whether or not feminism was to be seen in a positive light. This debate centred on the role to be played by the group's publication Woman's Voice. Eventually the conclusion was reached that feminism, as an ideology, could not liberate women from their situation as a social group oppressed by and in class society. By the time this position had been reached, however, opponents of the majority view had left the group and the magazine was discontinued as its sought-for audience had disappeared.
Running alongside the debate on the future of Woman's Voice there was a discussion concerning SWP work among, and the attitude of the group toward, blacks and Asians. From the early 1960s the IS had made clear its opposition to any immigration controls, work in which Paul Foot had played a prominent role. Another attempt to reach Asian workers had been initiated by Nigel Harris but had faded quite rapidly. There was then a considerable debate within the SWP around the role of the newly launched Flame – Black Workers' Paper For Self Defence when it appeared in the late 1970s. Edited by Anthony Bogues the paper appeared for a few years before it, in its turn, faded away, having failed to win mass backing and lacking the support of the SWP, which had been withdrawn when the internal debate within SWP ranks came to the conclusion that any paper aimed at black people should be subject to direct SWP control. This clashed with the views of individuals such as Bogues, who had returned to Jamaica to become a lecturer, who envisaged Flame as an autonomous grouping only loosely linked to the SWP.
Similarly a debate took place in these years concerning the question of the devolution of power to Scotland and Wales. In this instance the result was that the leadership would eventually change the entirely negative opposition of the group to devolution. At one point in this debate a Republican faction was formed with the support of a considerable part of the membership but with the change of line most supporters of the faction were easily placated. A few however, including Steve Freeman and Allan Armstrong, were to generalise their criticisms of the SWP and drifted out of it in 1980/81. Around the same time Steve Jeffries, an industrial organiser for the group and long time leading member, also left in disillusionment. In part his resignation was connected to the final disbandment of the remaining rank and file groups.
In many respects the period 1976 to 1981 can best be seen as a transitional period from the IS to the SWP. Not only was the rank and file strategy abandoned in practice, if not in theory, but there was in this period a massive change in leading figures within the group. By the end of this transition not only had figures associated with the ISO left but so to had a layer of intellectuals such as Steven Marks, Richard Kuper, Martin Shaw and Peter Sedgwick; industrial organisers such as Steve Jeffreys, Arthur Affleck and Bill Message had also left; in addition to which almost the entire toe-hold in blue collar industry won so laboriously had left or been expelled. And all this before the large scale restructuring of British capitalism.
The Anti Nazi League
In the 1970s the IS took part in a number of initiatives against the small fascist groups of the time but by 1974 these groups had coalesced into the National Front (NF) and were gaining substantial votes in electoral contests. To a lesser degree the British Movement was also providing cause for alarm. However it was not until the NF attempted to march through Lewisham in 1977 to the massive response of the local community leading to physical confrontations that the IS, by now transformed into the SWP took the initiative nationally. The result was the launch of the Anti Nazi League (ANL) which was conceived of as a United Front body which would involve forces, primarily within the workers' movement, politically to the right of the SWP.
To a considerable degree the ANL did win support from forces beyond the ranks of the SWP including from Ernie Roberts MP, a long-standing pillar of the Labour Left, from Peter Hain, then best known as an Anti-Apartheid campaigner, from Neil Kinnock MP and from numerous groups and organisations within the workers' movement. Perhaps the most significant body to endorse the ANL was the then substantial Indian Workers Association. In the next few years the ANL would call countless demonstrations against the NF and BM. The policy of the ANL was physical confrontation of far right groups in an effort to "No Platform" them—that is, to deny them any public platform.
This policy however brought the disapproval of the media and the ANL suffered a blow in March 1979 amid claims of financial 'irregularities' (i.e., funds being diverted to the SWP) which claims were denied by the National Treasurer of the ANL, Labour Party member Ernie Roberts. However some celebrity members of the ANL – Nottingham Forest manager Brian Clough being the first – renounced their support at this time.
Despite the success of the 'Rock Against Racism' concerts (an ANL affiliated campaign), some of the punk rock bands that had been outspoken opponents of the NF from the start—such as the Sex Pistols/PiL —refused outright to have anything to do with an organisation they perceived as little more than an SWP front. (The Clash did headline the 1978 Carnival however). Tony Cliff told a Guardian reporter during the March 1979 crisis, "The leadership of the ANL is the SWP and we don't give a damn".
In 1981 the ANL was formally wound up as it was felt to be no longer needed and was then dissolved. Some individuals who had been involved in the ANL disagreed with this, and also wanted to show solidarity with the more militant side of the republican movement in Northern Ireland grouping around Provisional Sinn Féin. Expelled, they were to form Red Action.
The 1980s
By 1981 after a series of internal discussions the SWP was united around an understanding that the period was one that was best characterised as being a downturn in class combativity and that this meant that the SWP should concentrate its work on basic propaganda tasks and educational development of its membership. This understanding was balanced in the early part of the decade by adding a caveat that while the period was generally one of downturn there was also a political upturn around the Labour Left and the resurgent Campaign for Nuclear Disarmament.
This understanding could also lead to the group isolating itself when struggles did break as with the Miners' Strike in the middle of the decade. At that time Miners Support Groups developed in all of Britain's major cities but the SWP chose in the first months of the strike not to join them, on the basis that they were inadequate to deliver the solidarity actions, such as mass picketing and solidarity strike action, which the SWP argued were the tactics needed for the Miners Strike to be concluded victoriously. Later this stance was reversed. Although the SWP continued to argue that the Miners' Strike could only be won if other sections of workers were able to provide solidarity actions, as was the case in a number of major disputes in the 1970s, its members continued to be active around the dispute which was considered doomed to failure without solidarity actions. The hit squads which appeared late in the strike were seen as symptomatic of the desperation and isolation of the more committed younger miners and were firmly disapproved of.
In the aftermath the leadership of the SWP initiated moves towards the Militant tendency to form a common organisation motivated by the Labour Party's expulsion of that group's supporters. However, there was no response to the SWP's overtures and the Militant tendency, later Militant Labour, was the object of several Open Letters in Socialist Worker during the 1990s but to no avail.
21st century
Since then, the SWP has affiliated with groups in various countries which comprise the International Socialist Tendency, and has been involved in a wide range of organisations, including the re-launch of the Anti Nazi League (which has evolved into Unite Against Fascism), and Globalise Resistance. They were instrumental in setting up the Stop the War Coalition an anti-war alliance formed first to oppose the invasion of Afghanistan and then the invasion of Iraq. They considered this anti-war movement to the major radicalising force in early 21st Century British politics and believe that it is a continuation of the anti-capitalist movement.
In 2001, the international tendency expelled the US section, the International Socialist Organization, despite no serious political differences.
In 1999 the SWP joined in the Socialist Alliance but later argued that it never managed to engage in the radicalism of the anti-war movement and presided over its winding up in 2004. They transferred their energies to a new project RESPECT Unity Coalition believing its emergence from the anti-war movement gave it the opportunity to be a much larger movement and cease sectarianism.
In Scotland SWP members joined the Scottish Socialist Party as an officially recognised platform in 2001 known as the Socialist Worker Platform. However membership of the SSP does not seem to have increased the influence of the SWP and it has been claimed that the group has declined in numbers since joining. This claim being made by a former member of the SWP, Gregor Gall, in an article published in an attempt to change the course of the group written in 2004. Gall's figures were highly suspect and his motion did not even attract a single vote from the Scottish Platform of the SWP, Gall has since left the SWP and is now seen as a supporter of the leadership of the SSP. In 2006, SWP members in Scotland left the Scottish Socialist Party and joined the new organisation, Solidarity (Scotland).
Another major change for the SWP was the selling of its print shop in 2004 as the enterprise was no longer able to win an adequate degree of commercial work to supplement the group's own printing requirements; it had printed Private Eye, the Morning Star, and other publications. Built in the early 1970s the print shop had originally been established in 1968 when Socialist Worker first appeared. SWP publications are now printed by commercial printers with the result that their appearance has undergone a great improvement. However it should not be ignored that the print shop had helped to subsidise the SWP's own publications and it has been suggested that the sale of the print shop was the result of a crisis in the group's finances.
In the late 1990s, the membership was claimed to be around 5,000 with 4,000 paying Dues monthly. The 2004 Party Conference reported a membership figure of 7,585 members, although other rival socialist groups estimate it to now be closer to 3,000. There is debate within the party as to the reason for failure to grow out of the radicalism of the anti-war movement, some claiming it is the lack of left/right perspectives, some the low industrial struggle, others claim the unconditional but critical support for "insurgents" isolates them.
There was a disagreement within the leadership of the SWP concerning the future of the party's involvement in broader fronts such as the Stop the War Coalition. As a result, its leading body, the Central Committee, proposed a slate that removed John Rees from the body over the objections of Rees and Lindsey German in 2009. This slate was approved by the party conference.
Internal crisis in 2013–14 over allegations of rape
A Disputes Committee document was discussed at the party conference in January 2013 about allegations of sexual assault and rape made by a 19-year-old female member against former SWP National Secretary Martin Smith, known as Comrade Delta. Allegations about Smith's behaviour had been an issue for several years within the group, the first complaint against him being made in 2010. Delta has never been questioned by the police about the allegations made against him. According to Alex Callinicos in June 2014, around 700 members of the SWP have resigned from the group because of concerns about the way the allegations were mishandled, in their view.
References
The Smallest Mass Party In The World by Ian Birchall: a history of the SWP and its predecessors to 1981, written by a prominent SWP member.
Cliff, T. A World to Win, Bookmarks Publications, London, 2000. Tony Cliff's autobiography.
Origins of the International Socialists Duncan Hallas
More Years for the Locust: The Origins of the SWP, Critique of Cliff and the SWP by Jim Higgins, former National Secretary of the International Socialists.
Socialist Workers Party (UK)
Trotskyism in the United Kingdom
Socialist Workers Party (Britain)
Socialist Workers Party
Socialist Workers Party |
4048980 | https://en.wikipedia.org/wiki/Albert%20Finch | Albert Finch | Albert Finch (16 May 1926 – 23 January 2003) was a British boxer from Croydon in South London, who was active from 1945 to 1958. He fought as both a middleweight and light-heavyweight, becoming British middleweight champion in 1950.
He was one of seven children and learnt to box at the age of eight. He had a successful amateur career, winning 63 out of 68 contests.
Professional career
He had his first professional fight on 14 August 1945 at the Queensbury Club, Soho, London. He fought a draw over six rounds against Eddie Starrs.
He continued to build up a successful domestic record with the odd defeat. In October 1948 he beat Mark Hart for the Southern Area middleweight title, winning on points over 12 rounds.
In April 1948, he fought the promising young middleweight, Randolph Turpin, at the Royal Albert Hall, and inflicted Turpin's first defeat, winning on points over eight rounds.
In June 1949, he challenged Dick Turpin, elder brother of Randolph, for his British and Commonwealth middleweight titles. The fight was held in Birmingham and Turpin won on points over fifteen rounds.
In April 1950, he had a re-match with Dick Turpin, who in the meantime had lost his Commonwealth title. The fight was held in Nottingham and Finch won on points over fifteen rounds after having been knocked down twice. He was now the British middleweight champion.
Finch held the British title for only six months before losing it to Dick Turpin's brother, Randolph in October 1950. They met at Harringay Arena, and Turpin, who had a powerful punch, knocked Finch out in the fifth round.
Finch began to find it difficult to make the middleweight weight limit and so moved up to fight as a light-heavyweight. Following the Turpin defeat, he had a run of seven straight victories against light-heavyweights before fighting Don Cockell for his British and European light-heavyweight titles. The fight was in October 1951, at the Harringay Arena, and Cockell won by a knockout in the seventh round.
He continued fighting as a light-heavyweight and in November 1954 he had another attempt at the British light-heavyweight title when he fought the holder, Alex Buxton, in Birmingham. Unfortunately, he suffered another knockout, this time in the eighth round. By fighting at the heavier weight he was meeting heavier punches and so suffered more knockouts than previously.
In March 1956, he had a third attempt at the British light-heavyweight title when he fought Ron Barton for the vacant title. The fight at Harringay Arena ended with Barton winning by a technical knockout in the eighth round. This was his last title fight.
He continued fighting, with mixed success. One notable victory was a win by disqualification against Jim Cooper, Henry Cooper's twin brother, in Stockholm. He had his last fight in March 1958, losing by a knockout in the third round against Noel Trigg.
Retirement
After his retirement he worked at a meat market in Croydon and was active in assisting youthful boxers. He died in 2003 at the age of 76 years.
Professional boxing record
|-
|align="centr" colspan=8|72 Wins (21 knockouts, 50 decisions, 1 DQ), 21 Losses (9 knockouts, 11 decisions, 1 DQ), 9 Draws, 1 No Contest
|-
| align="centr" style="border-style: none none solid solid; background: #e3e3e3"|Result
| align="centr" style="border-style: none none solid solid; background: #e3e3e3"|Record
| align="centr" style="border-style: none none solid solid; background: #e3e3e3"|Opponent
| align="centr" style="border-style: none none solid solid; background: #e3e3e3"|Type
| align="centr" style="border-style: none none solid solid; background: #e3e3e3"|Round
| align="centr" style="border-style: none none solid solid; background: #e3e3e3"|Date
| align="centr" style="border-style: none none solid solid; background: #e3e3e3"|Location
| align="centr" style="border-style: none none solid solid; background: #e3e3e3"|Notes
|-align=center
|Loss
|
|align=left| Noel Trigg
|KO
|3
|17 March 1958
|align=left| Cheltenham Town Hall, Cheltenham, Gloucestershire
|align=left|
|-
|Draw
|
|align=left| Ron Redrup
|PTS
|8
|3 February 1958
|align=left| Leyton Baths, Leyton, England
|align=left|
|-
|Draw
|
|align=left| Jack Whittaker
|PTS
|8
|13 January 1958
|align=left| Cheltenham Town Hall, Cheltenham, Gloucestershire
|align=left|
|-
|Win
|
|align=left| Tony Dove
|PTS
|10
|3 October 1957
|align=left| Corn Hall, Norwich, Norfolk
|align=left|
|-
|Loss
|
|align=left| Willie Armstrong
|PTS
|8
|21 August 1957
|align=left| Ice Rink, Paisley
|align=left|
|-
|Loss
|
|align=left| Manuel Burgo
|KO
|2
|29 July 1957
|align=left| Engineer's Club, West Hartlepool, County Durham
|align=left|
|-
|Win
|
|align=left| Jim Cooper
|DQ
|7
|19 May 1957
|align=left| Johanneshovs Isstadion, Stockholm
|align=left|
|-
|Win
|
|align=left| Terrence Murphy
|PTS
|12
|26 March 1957
|align=left| Streatham Ice Arena, Streatham, England
|align=left|
|-
|Loss
|
|align=left| Erich Schoppner
|PTS
|8
|3 February 1957
|align=left| Westfalenhallen, Dortmund, North Rhine-Westphalia
|align=left|
|-
|Win
|
|align=left| Serge Leveque
|PTS
|8
|28 December 1956
|align=left| Masshallen, Gothenburg
|align=left|
|-
|Win
|
|align=left| Andre Cottyn
|TKO
|10
|8 September 1956
|align=left| Ostend, West Flanders
|align=left|
|-
|Loss
|
|align=left| Ron Barton
|TKO
|8
|13 March 1956
|align=left| Harringay Arena, Harringay, London
|align=left|
|-
|Draw
|
|align=left| Uwe Janssen
|PTS
|8
|22 January 1956
|align=left| Westfalenhallen, Dortmund, North Rhine-Westphalia
|align=left|
|-
|Win
|
|align=left| Charles Colin
|PTS
|10
|30 October 1955
|align=left| St. Nazaire Stadium, Saint-Nazaire, Loire-Atlantique
|align=left|
|-
|Draw
|
|align=left| Fred Powell
|PTS
|8
|4 October 1955
|align=left| Streatham Ice Arena, Streatham, England
|align=left|
|-
|Loss
|
|align=left| Alex Buxton
|KO
|8
|9 November 1954
|align=left| Embassy Sportsdrome, Birmingham, West Midlands
|align=left|
|-
|Win
|
|align=left| Marcel Limage
|TKO
|9
|18 May 1954
|align=left| Royal Albert Hall, Kensington, London
|align=left|
|-
|Win
|
|align=left| Arthur Howard
|TKO
|8
|23 March 1954
|align=left| Earls Court Arena, Kensington, London
|align=left|
|-
|Win
|
|align=left| Joe Bygraves
|PTS
|8
|23 February 1954
|align=left| Royal Albert Hall, Kensington, London
|align=left|
|-
|Win
|
|align=left| Billy Dean
|TKO
|5
|3 November 1953
|align=left| Harringay Arena, Harringay, London
|align=left|
|-
|Win
|
|align=left| Dave Williams
|TKO
|7
|20 October 1953
|align=left| Streatham Ice Arena, Streatham, England
|align=left|
|-
|Draw
|
|align=left| Arthur Howard
|PTS
|8
|13 October 1953
|align=left| Earls Court Arena, Kensington, London
|align=left|
|-
|Win
|
|align=left| Jimmy Davis
|PTS
|8
|6 October 1953
|align=left| Royal Albert Hall, Kensington, London
|align=left|
|-
|Loss
|
|align=left| Dennis Powell
|PTS
|10
|8 September 1953
|align=left| Park Hall, Oswestry, Shropshire
|align=left|
|-
|Loss
|
|align=left| Wim Snoek
|PTS
|10
|18 May 1953
|align=left| Empress Hall, Earl's Court, Kensington, London
|align=left|
|-
|Win
|
|align=left| Charles Colin
|PTS
|10
|25 April 1953
|align=left| St. Nazaire Stadium, Saint-Nazaire, Loire-Atlantique
|align=left|
|-
|Loss
|
|align=left| Gerhard Hecht
|TKO
|9
|20 March 1953
|align=left| Funkturm Berlin, Westend, Berlin
|align=left|
|-
|Win
|
|align=left| Johnny Barton
|PTS
|8
|16 February 1953
|align=left| Leyton Baths, Leyton, England
|align=left|
|-
|Loss
|
|align=left| George Walker
|DQ
|5
|2 December 1952
|align=left| Empress Hall, Earl's Court, Kensington, London
|align=left|
|-
|Loss
|
|align=left| George Walker
|KO
|6
|28 October 1952
|align=left| Empress Hall, Earl's Court, Kensington, London
|align=left|
|-
|Win
|
|align=left| Brian Anders
|PTS
|8
|14 October 1952
|align=left| Streatham Ice Arena, Streatham, England
|align=left|
|-
|Win
|
|align=left| Garnett Denny
|PTS
|10
|23 February 1952
|align=left| Ulster Hall, Belfast
|align=left|
|-
|Win
|
|align=left| Michel Lapourielle
|TKO
|8
|13 February 1952
|align=left| Brighton Dome, Brighton, Sussex
|align=left|
|-
|Win
|
|align=left| Gene "KO" Fowler
|TKO
|5
|21 January 1952
|align=left| Leyton Baths, Leyton, England
|align=left|
|-
|Loss
|
|align=left| Don Cockell
|KO
|7
|16 October 1951
|align=left| Harringay Arena, Harringay, London
|align=left|
|-
|Win
|
|align=left| Billy Wood
|TKO
|5
|29 May 1951
|align=left| Selhurst Park, Crystal Palace, London
|align=left|
|-
|Win
|
|align=left| Dave Williams
|TKO
|5
|16 May 1951
|align=left| Maindy Stadium, Cardiff
|align=left|
|-
|Win
|
|align=left| Paddy Slavin
|PTS
|10
|30 April 1951
|align=left| Empress Hall, Earl's Court, Kensington, London
|align=left|
|-
|Win
|
|align=left| Johnny McGowan
|TKO
|9
|19 March 1951
|align=left| Granby Halls, Leicester, Leicestershire
|align=left|
|-
|Win
|
|align=left| Don Mogard
|PTS
|8
|26 February 1951
|align=left| Leyton Baths, Leyton, England
|align=left|
|-
|Win
|
|align=left| Jackie Harris
|PTS
|8
|12 February 1951
|align=left| Leyton Baths, Leyton, England
|align=left|
|-
|Win
|
|align=left| Reg Spring
|PTS
|8
|22 January 1951
|align=left| Leyton Baths, Leyton, England
|align=left|
|-
|Loss
|
|align=left| Randy Turpin
|KO
|5
|17 October 1950
|align=left| Harringay Arena, Harringay, London
|align=left|
|-
|Win
|
|align=left| Albert Heyen
|PTS
|10
|27 September 1950
|align=left| Ynysangharad Park, Pontypridd
|align=left|
|-
|Draw
|
|align=left| Cyrille Delannoit
|PTS
|10
|21 July 1950
|align=left| Ostend, West Flanders
|align=left|
|-
|Win
|
|align=left| Dick Turpin
|TKO
|8
|3 July 1950
|align=left| Nottingham Ice Stadium, Nottingham, Nottinghamshire
|align=left|
|-
|Win
|
|align=left| Eli Elandon
|PTS
|10
|26 June 1950
|align=left| Town Hall, Northampton, Northamptonshire
|align=left|
|-
|Win
|
|align=left| Juan Torrecillas
|TKO
|3
|12 June 1950
|align=left| Selhurst Park, Crystal Palace, London
|align=left|
|-
|Win
|
|align=left| Dick Turpin
|PTS
|15
|24 April 1950
|align=left| Nottingham Ice Stadium, Nottingham, Nottinghamshire
|align=left|
|-
|Win
|
|align=left| Joe Beckett
|PTS
|10
|29 March 1950
|align=left| Norwich, Norfolk
|align=left|
|-
|Draw
|
|align=left| Mel Brown
|PTS
|10
|13 March 1950
|align=left| Streatham Ice Arena, Streatham, England
|align=left|
|-
|Draw
|
|align=left| Allan Cooke
|PTS
|8
|21 February 1950
|align=left| West Ham Baths, West Ham, England
|align=left|
|-
|Loss
|
|align=left| Baby Day
|PTS
|10
|7 February 1950
|align=left| Empress Hall, Earl's Court, Kensington, London
|align=left|
|-
|Win
|
|align=left| Jimmy Ingle
|KO
|4
|5 December 1949
|align=left| Leeds Town Hall, Leeds, Yorkshire
|align=left|
|-
|Win
|
|align=left| Albert Heyen
|PTS
|10
|14 November 1949
|align=left| Davis Theatre, Croydon, London
|align=left|
|-
|Loss
|
|align=left| Bert Hyland
|PTS
|8
|24 October 1949
|align=left| Leyton Baths, Leyton, England
|align=left|
|-
|Win
|
|align=left| George Ross
|PTS
|10
|4 October 1949
|align=left| Empress Hall, Earl's Court, Kensington, London
|align=left|
|-
|Win
|
|align=left| Bert Sanders
|PTS
|8
|18 August 1949
|align=left| Stadium, Dartford, Kent
|align=left|
|-
|Loss
|
|align=left| Dick Turpin
|PTS
|15
|20 June 1949
|align=left| St Andrew's, Birmingham, West Midlands
|align=left|
|-
|Win
|
|align=left| Bob Cleaver
|KO
|7
|24 May 1949
|align=left| Selhurst Park, Crystal Palace, London
|align=left|
|-
|Win
|
|align=left| Bert Hyland
|PTS
|8
|21 April 1949
|align=left| Manor Place Baths, Walworth, London
|align=left|
|-
|Win
|
|align=left| Des Jones
|PTS
|8
|10 March 1949
|align=left| Caledonian Road Baths, Islington, London
|align=left|
|-
|Loss
|
|align=left| Luc van Dam
|PTS
|10
|24 January 1949
|align=left| Royal Albert Hall, Kensington, London
|align=left|
|-
|Win
|
|align=left| Doug Myers
|TKO
|6
|13 December 1948
|align=left| Manor Place Baths, Walworth, London
|align=left|
|-
|Win
|
|align=left| Mark Hart
|PTS
|12
|11 October 1948
|align=left| Acacia Hall, Croydon, London
|align=left|
|-
|Win
|
|align=left| Bert Sanders
|PTS
|10
|10 August 1948
|align=left| Selhurst Park, Crystal Palace, London
|align=left|
|-
|Win
|
|align=left| George Dilkes
|PTS
|8
|11 June 1948
|align=left| Belle Vue Zoological Gardens, Belle Vue, Manchester
|align=left|
|-
|Win
|
|align=left| Frederick Jock Taylor
|TKO
|7
|8 June 1948
|align=left| Selhurst Park, Crystal Palace, London
|align=left|
|-
|Win
|
|align=left| Randy Turpin
|PTS
|8
|26 April 1948
|align=left| Royal Albert Hall, Kensington, London
|align=left|
|-
|Win
|
|align=left| Pat Mulcahy
|TKO
|6
|15 December 1947
|align=left| Leyton Baths, Leyton, England
|align=left|
|-
|Win
|
|align=left| Geoff Heath
|PTS
|8
|10 December 1947
|align=left| Acacia Hall, Croydon, London
|align=left|
|-
|Win
|
|align=left| Al Marson
|PTS
|8
|28 November 1947
|align=left| Plumstead Baths, Plumstead, England
|align=left|
|-
|No Contest
|
|align=left| Jack Johnson
|NC
|4
|1 July 1947
|align=left| London Olympia, Kensington, London
|align=left|
|-
|Win
|
|align=left| Freddie Price
|PTS
|8
|28 April 1947
|align=left| Green Pond Road, Walthamstow, England
|align=left|
|-
|Loss
|
|align=left| Mark Hart
|PTS
|12
|16 April 1947
|align=left| Manor Place Baths, Walworth, London
|align=left|
|-
|Win
|
|align=left| Jimmy Ingle
|PTS
|8
|11 March 1947
|align=left| Seymour Hall, Marylebone, England
|align=left|
|-
|Win
|
|align=left| Bert Hyland
|TKO
|6
|11 February 1947
|align=left| Regents Crest Hotel, Marylebone, England
|align=left|
|-
|Win
|
|align=left| Arthur Sadd
|PTS
|8
|21 January 1947
|align=left| Seymour Hall, Marylebone, England
|align=left|
|-
|Win
|
|align=left| Tommy Braddock
|PTS
|8
|17 December 1946
|align=left| Beckenham Baths, Beckenham, England
|align=left|
|-
|Win
|
|align=left| Paddy Roche
|PTS
|8
|3 December 1946
|align=left| Margate, Kent
|align=left|
|-
|Win
|
|align=left| Frank Hayes
|PTS
|8
|28 November 1946
|align=left| Ramsgate, Kent
|align=left|
|-
|Win
|
|align=left| Alby Hollister
|PTS
|8
|19 November 1946
|align=left| Seymour Hall Baths, Marylebone, England
|align=left|
|-
|Loss
|
|align=left| Mark Hart
|PTS
|12
|23 October 1946
|align=left| Grand Theatre, Clapham, London
|align=left|
|-
|Win
|
|align=left| Paddy Roche
|TKO
|8
|14 October 1946
|align=left| Beckenham Baths, Beckenham, England
|align=left|
|-
|Win
|
|align=left| Harry Groves
|PTS
|10
|9 October 1946
|align=left| Grand Theatre, Clapham, London
|align=left|
|-
|Loss
|
|align=left| Vince Hawkins
|PTS
|8
|17 September 1946
|align=left| Harringay Arena, Harringay, London, England
|align=left|
|-
|Win
|
|align=left| Jim Hockley
|PTS
|8
|9 July 1946
|align=left| Town Hall, Willesden, England
|align=left|
|-
|Win
|
|align=left| Jimmy Stewart
|PTS
|8
|25 June 1946
|align=left| Brighton Dome, Brighton, Sussex
|align=left|
|-
|Win
|
|align=left| Johnny Blake
|PTS
|8
|31 May 1946
|align=left| Agricultural Hall, Maidstone, Kent
|align=left|
|-
|Loss
|
|align=left| Harry Watson
|TKO
|5
|25 March 1946
|align=left| Greenwich Baths, Greenwich, London
|align=left|
|-
|Win
|
|align=left| Frank Hayes
|PTS
|8
|19 March 1946
|align=left| Beckenham Baths, Beckenham, England
|align=left|
|-
|Win
|
|align=left| Billy Cottrell
|PTS
|8
|25 January 1946
|align=left| Manor Place Baths, Walworth, London
|align=left|
|-
|Win
|
|align=left| Paddy Roche
|PTS
|8
|24 January 1946
|align=left| Assembly Rooms, Royal Tunbridge Wells, Kent
|align=left|
|-
|Win
|
|align=left| Billy Cottrell
|TKO
|5
|16 January 1946
|align=left| Beckenham Baths, Beckenham, England
|align=left|
|-
|Win
|
|align=left| Jim Hockley
|PTS
|8
|7 January 1946
|align=left| Caledonian Road Baths, Islington, London
|align=left|
|-
|Win
|
|align=left| Jim Laverick
|PTS
|8
|18 December 1945
|align=left| Queensbury Club, Soho, London
|align=left|
|-
|Win
|
|align=left| Jack Lewis
|PTS
|6
|3 December 1945
|align=left| Plumstead Baths, Plumstead, England
|align=left|
|-
|Win
|
|align=left| Jack Lewis
|PTS
|8
|13 November 1945
|align=left| Caledonian Road Baths, Islington, London
|align=left|
|-
|Win
|
|align=left| Cyril Johnson
|KO
|2
|6 November 1945
|align=left| Queensbury Club, Soho, London
|align=left|
|-
|Win
|
|align=left| Jim Hockley
|PTS
|6
|20 October 1945
|align=left| Kingston Baths, Kingston, London
|align=left|
|-
|Win
|
|align=left| Ted Baxter
|PTS
|6
|9 October 1945
|align=left| Caledonian Road Baths, Islington, London
|align=left|
|-
|Win
|
|align=left| Gordon Griffiths
|PTS
|6
|11 September 1945
|align=left| Queensbury Club, Soho, London
|align=left|
|-
|Draw
|
|align=left| Eddie Starrs
|PTS
|6
|14 August 1945
|align=left| Queensbury Club, Soho, London
|align=left|
|}
See also
List of British middleweight boxing champions
References
External links
1926 births
2003 deaths
Sportspeople from Croydon
English male boxers
Boxers from Greater London
Light-heavyweight boxers |
4049224 | https://en.wikipedia.org/wiki/Sean%20Slater | Sean Slater | Sean Slater is a fictional character from the BBC soap opera EastEnders, played by Robert Kazinsky, who made his first appearance on 22 August 2006. Sean's existence was revealed on 9 December 2005 when his sister Stacey Slater (Lacey Turner) returns to Walford after their mother, Jean (Gillian Wright), attempts suicide.
It was announced on 18 January 2008 that Kazinsky would be leaving the show, and he made his final appearance on 1 January 2009. He returned for a brief stint on 26 April 2019, and departed again on 6 May 2019. Kazinsky returned again for one-off appearances on 1 November 2021 and 7 April 2022.
Storylines
Backstory
Growing up, Sean adored his father Brian and younger sister Stacey (Lacey Turner), but had a fractured relationship with his mother Jean (Gillian Wright) due to her bipolar disorder. He became rebellious, constantly going out of his way to scare Jean. Sean punched his father during an argument. The next day, Brian suffered a brain haemorrhage and died whilst working on a building site the next day. Believing that he killed his father, Sean panicked and on his sixteenth birthday, he ran away, joined the army and lost all contact with his family. Stacey, aged 11, was left alone to take care of their mother.
2006–2009
Sean Slater first appears in August 2006, seeking revenge on his old friend Al (Andrew McKay) after the latter ended up causing Sean to be kicked out of the Special Air Service. Sean breaks into Al's flat and follows him into The Queen Victoria public house, where he ends up seeing his sister Stacey, whom he had lost contact with for seven years. After taking revenge on Al, Sean decides to stay in Walford to look after Stacey. Sean immediately begins pursuing Tanya Branning (Jo Joyner), despite briefly dumping her for Stacey's best-friend Ruby Allen (Louisa Lytton) after learning that she is wealthy. Sean soon begins forging his relationship with Ruby in order to secret exploit control of her financial assets. However, his plan is quickly discovered by Ruby's business partner Jake Moon (Joel Beckett), whom he begins clashing with in the process. Their feud escalates when Ruby confides to Sean that Jake had killed his younger brother Danny (Jake Maskall) to stop him from murdering the "Mitchell brothers", consisting of the square's local hardman Phil Mitchell (Steve McFadden) and his younger brother Grant (Ross Kemp), at the behest of their crime boss and Ruby's father, Johnny Allen (Billy Murray). Later on, Jake informs Johnny of Sean's plan and subsequently tells Sean that Johnny wishes to meet him in person; Johnny has recently been sentenced to life imprisonment for his criminal activities, specifically for the murders of his gangland rival Andy Hunter (Michael Higgs) and his best-friend Dennis Rickman (Nigel Harman). The next day, Sean visits Johnny and attempts to fabricate his story by proclaiming that his intentions are to create goodwill for Ruby and her future. However, Johnny does not buy it and threatens to have Sean killed unless he leaves Ruby alone. At first Sean appears to feel intimidated, but he then surprises Johnny by taunting him over his real plans for Ruby before leaving prison. This enrages Johnny, who then attempts to have Sean killed by phoning Jake to carry out the order, but he ends up having a heart attack and dies before Ruby can visit him; Jake then leaves Walford after learning about his boss' death. Following Johnny's funeral, Sean proposes marriage to Ruby. They begin to plan out a wedding until Ruby learns of Sean's plan, and Sean also grows irritated when she attempts to help mend his relationship with Jean. Eventually, they split and Ruby leaves Walford afterwards. Sean then continues to pursue Tanya, only to end up having sex with numerous other women - including Karin Jones (Anna Lauren) and Preeti Choraria (Babita Pohoomull).
In 2007, Sean starts dating Chelsea Fox (Tiana Benjamin) and also has sex with her stepsister Carly Wicks (Kellie Shirley), causing a number of arguments. Scorned, Chelsea and Deano Wicks (Matt Di Angelo) try to get revenge on Sean by attempting to frame him for assaulting shopkeeper Patrick Trueman (Rudolph Walker). Sean's attempt to escape arrest fails and he is held on remand. From prison, Sean has Deano attacked so Carly ends the relationship, but discovers that Chelsea has CCTV footage proving that Sean did not attack Patrick. Despite her family's protests, Carly takes the footage to the police. Sean is released, and Deano and Chelsea are arrested for conspiracy to pervert the course of justice. Sean gets revenge on Deano by giving him a bogwash and he also cuts Chelsea's hair.
Sean and Tanya start dating at the beginning of 2008, and Sean tells her that he was responsible for his father's death. In March 2008, they plot to fake Tanya's reconciliation with her estranged husband Max (Jake Wood) in order to gain control of his assets and then leave the country. Tanya pretends to split up with Sean and reunite with Max, but secretly they conspire to bury Max alive. However Tanya feels guilty and releases Max. Much to Sean's surprise, Tanya scorns and rejects him when he says he wants them to be a family and reveals that she used him to get revenge on Max. Sean threatens to tell her children what she has done but Tanya retaliates by threatening to tell Stacey that Sean killed their father. Sean keeps quiet but takes the rejection hard. He then begins to torment his flatmate Gus Smith (Mohammed George). Sean reveals that he plans to kill Gus and make it look like suicide, but Stacey stops him and makes him move back in with the Slaters. Roxy and Sean split up, and Gus reveals to the Slaters that Sean is involved in drugs.
By then, Sean has begun a relationship with Phil's cousin Roxy (Rita Simons), who soon reveals that she is pregnant. This causes Sean to believe that he is the father, but is left unaware that Roxy had a one-night stand with Max's younger brother Jack (Scott Maslen). He offers to support her but Roxy refuses his offer and returns to Ibiza. Sean leaves Albert Square briefly and returns in July after learning that Roxy is in Weymouth with her father, Archie (Larry Lamb), so he goes to see her. Archie encourages Roxy to stay in Weymouth with him, but her sister Ronnie (Samantha Womack) and Sean persuade her to return to Walford, and she moves in with him. Ronnie disapproves of Roxy and Sean's relationship as she suspects him of selling drugs, but comes round after they get married in August. Sean has a difficult relationship with Roxy's father, Archie, and is unhappy about accepting his money for a deposit on a flat. In November 2008, when Roxy goes into premature labour, Archie pretends to call Sean, but does not, so he misses the birth of Amy.
In December 2008, Jack asks Roxy for a paternity test. She receives the results and hides them away; however, Archie finds them and makes a copy. A few weeks later, Archie persuades Jack and Max's sister Suzy (Maggie O'Neill) to help him reveal the DNA test results to Sean on Christmas Day. Sean is devastated and attacks Jack, Amy's biological father, then goes on the rampage, kidnapping Amy. On New Year's Day 2009, Sean asks Stacey to look after Amy for a few days, knowing that she will return her to Roxy. Sean soon returns himself, and convinces Roxy to leave with him and Amy, but she is scared, and calls Ronnie, so she and Jack follow them. Sean drives them to an icy lake, intending to drive into the water and drown as a family. Roxy escapes but cannot get Amy out, so when she sees Ronnie and Jack arrive, Roxy coaxes Sean out onto the ice so they can rescue Amy. With Ronnie and Jack watching, the ice breaks, and Sean and Roxy go under. Sean frees Roxy from the weeds that she has got entangled in, as Ronnie dives into the water to rescue her. Roxy and Ronnie escape safely, but there is no sign of Sean. Roxy then sees Sean crawling out of the water whilst Ronnie and Jack are warming up back at the car. She signals to him to leave and Sean walks away.
In May 2015, Stacey makes a videocall to Sean via Skype; while he does not appear on-screen, he reminds her to take care of her mystery key due to its link to their father. When Jean reacts badly upon seeing her with the key, Stacey attempts to find out what the key represents, but Jean catches her and, unwilling to tell her the truth other than Sean apparently could not trust her with it, seemingly throws it down the toilet. However, after Stacey leaves, it is revealed that Jean still has the key. She returns the key to Stacey four months later, revealing that it unlocks a safety deposit box in which Brian left Stacey and Sean some information about his other family, but Sean took the key from Jean after Brian's death before she could give it to Stacey when she turned 21.
2019–2022
When Jean is diagnosed with ovarian cancer in March 2019, she wants Stacey to help her contact Sean. Though Stacey claims she does not know Sean's contact details or whereabouts, Kat Moon (Jessie Wallace) finds out that Stacey had contacted Sean weeks earlier and told him about Jean's cancer. Stacey claims that Sean acted strangely and talked morbidly about Jean dying during the phone call. After much hesitation, Stacey gives Sean's number to Jean, who leaves a voicemail message.
Several days later, Sean secretly picks up Amy from school. He proceeds to learn about Amy, talking about Roxy with her and realising how much Amy resembles her mother. Not realising that Roxy died in 2017, Sean says something insensitive about her which upsets Amy so she asks to be taken home. Sean tells Jack that Amy had been with him and asks to see Roxy. Jack drives Sean to the graveyard and shows him where Ronnie and Roxy are buried and talks about Roxy dragging Ronnie down, resulting in both sisters dying on his and Ronnie's wedding night. A fight ensues when Jack continues to insult Roxy. Sean is left at the graveside where he apologizes to Roxy for how things ended between them and tells her he will be joining her soon. Sean and Jean reunite at The Queen Vic where, after a brief confrontation with Ruby, he takes Jean to her chemotherapy appointment. After Sean scares Jean by asking morbid questions, Stacey takes him aside and rebukes him for his actions, wishing he would be a normal person. Though Sean admits he cares about their family, Stacey tells him he is a damaged person and should leave Walford for Jean's sake. When Jean is adamant that she will not let him walk out on her again, Sean suggests that they run away together. They take a trip to the countryside, where he helps her shave her head bald. While they are out on a walk, Jean injures her leg when falling on a sharp metal wire. Jean hides her injury from Sean but he later finds out, calls for an ambulance and tries to stop her from bleeding. When Jean tells Sean that she thinks she is going to die, Sean confesses that he killed his father, Brian. As he goes into detail about his crime she begins to drift out of consciousness. When Sean leaves the room, a dazed Jean asks for Sean and tells him that she loves him. Sean retreats to the barn, intending to commit suicide by shooting himself. Recovering from the injury, Jean tells Stacey what Sean did and they both find him at the barn. Jean reassures Sean that he is not a bad person for his actions, and that Brian had been living a double life with another family the entire time. Sean agrees to let go of the gun and collapses in tears as Jean comforts him. After spending the weekend at the Slater house and quickly becoming overwhelmed, he asks to be left alone for time to gather his thoughts. Jean finds a nearby flat for Sean to live in, but when she comes home to tell him, she finds him having packed his bags to leave Walford. He reveals he has booked an appointment at a mental health facility to get the help he needs. After saying an emotional goodbye to Jean and giving her a ringtone for when he will call her, he also says goodbye to Amy, promising to take her to Ronnie and Roxy's bar in Ibiza on her 18th birthday.
In November 2021, it is revealed that Stacey has married a prison inmate called Eve Unwin (Heather Peace), a former solicitor who tries to help Stacey fight her eviction. However, Jean does not trust Eve and enlists Sean's help in making her leave. Sean does so by convincing Eve that she will cause trouble for Stacey. Stacey is unhappy to learn about Sean's involvement and informs him that Eve was only trying to help. Before leaving, Sean tells Jean to call him if she needs anything. Five months later, Stacey is worried that Jean is having an episode of her bipolar disorder and calls Sean to speak to her. Sean video calls Jean, but she assures him that she is fine. Sean accepts this and sends Stacey a bouquet of flowers telling her not to worry about Jean. However, Stacey bins them.
Creation
Sean was created as an addition to the soap's existing Slater family, comprised initially of sister Stacey (Lacey Turner) and mother Jean (Gillian Wright). He was first mentioned on 9 December 2005 when his sister, Stacey, unfolded a family picture to reveal a fourth member (Sean). It was first announced on 13 April 2006 that the character would be joining EastEnders in the coming months, with the revelation made that: "He's going to enter the Square with a bang and will be at the centre of some of the biggest storylines of the year." A month later, on 18 May 2006, it was announced that Robert Kazinsky had been cast in the role of Sean. Kazinsky said of his casting: "I've grown up with EastEnders so I can't quite believe I'll soon be part of the Slater family."
Development
Characterisation and relationships
Kazinsky has described his character as "a raging psychopath". Explaining in greater detail his understanding of Sean's personality, he has expanded:
Kazinsky has also spoken extensively on several of his character's romantic relationships, declaring in August 2007 that: "Until he knows himself and can forgive himself and actually let his guard down, he's never going to be in a position where he can give to anybody other than himself. At the moment he's a completely selfish, self-serving character." At the time, he speculated that "There's not a single woman who can bring him out of himself, because he's plagued by inner turmoil. Women can have a tempestuous fling with Sean, but they can't ever have love with him, because he doesn't love himself." This idea was expanded on during the character's relationship with Tanya Branning, of which Kazinsky explained: "I don't believe he loves Tanya, I think he's obsessed with her which is a different thing entirely. I think that unconsciously he wants to pay homage to his dad Brian by being the father that he was. And stepping into Max's shoes and taking over his family would have helped him to do that. It's all to do with the guilt he felt over killing his father which is silly really. He didn't stick a knife in him or anything. He hit him and the next day he died of an aneurysm. But as a 16-year-old boy Sean blamed it on himself."
Departure (2008)
In January 2007, Kazinsky was suspended from the show for a period of two months, following allegations he had sent raunchy, inappropriate text messages to a model. The character was temporarily written out of the soap, with a statement released by the BBC which explained: "Following the story in the Sunday People on 7 January 2007, EastEnders executive producer Diederick Santer has taken the decision to suspend Robert Kazinsky from early February for a period of two months. In addition, Robert Kazinsky would like to apologise for any offence caused to EastEnders viewers and for bringing the show into disrepute."
On 18 January 2008, it was announced that the character was to be written out of EastEnders following Kazinsky's decision to quit the soap. The actor said of his decision: "If I had done everything I wanted to do as an actor before I joined EastEnders I would have wanted to stay forever. I have really enjoyed my time with the show - it's such a wonderful place to work and it's become more like a second home to me. I'll be sad to leave." In December 2009, Diederick Santer was asked if anything in the year had not gone as he expected it to. He replied: "[F]or whatever reason, I don't think Sean's exit on New Year's Day was our finest moment. Unusually for EastEnders, we peaked Christmas and New Year with the story and the same bunch of characters and by the time we got to New Year it had rather played out."
Returns
In May 2009, Kazinsky revealed that he would return to EastEnders if Roxy was leaving and would be part of her leaving storyline. Talking to Digital Spy he said, "I've always said that whatever happens if Rita ever leaves, I want to be in her exit storyline... I'd love to do that." In 2017, Simons did leave EastEnders, but Kazinsky was not a part of her exit storyline.
On 17 January 2019, it was confirmed that Kazinsky would reprise his role as Sean for a "short stint in the spring", ten years after his exit. Kazinsky's return was previously teased in an interview with senior executive producer Kate Oates that month. In a press release, Kazinsky said that he thought that his "best work was on EastEnders as Sean Slater" because he understood the character and his background well. On his return, the actor commented, "I have unfinished business in Albert Square and am thrilled to be returning to what I still consider to be my home, however briefly." He also looked forward to being involved in his storyline and appearing alongside his on-screen family. Oates praised Sean and Kazinsky, opining that he created "a modern EastEnders icon" through Sean. She confirmed that Kazinsky had involvement in the development of his return story, and added that she looked forward to Sean's return.
Kazinsky made another return for a single episode which was broadcast on 1 November 2021. His return was not announced. Kazinsky later revealed why his return was brief, and expanded on a possible return in the future: "It was simple really, I live in LA and when conditions allow I'll try and see my family every year – or more if I can – so I thought why wouldn't Sean do that. Pop in for a cuppa?" he explained. So I said to Kate [Oates]: 'I'm in London for one day, let's write a scene and I'll swing by in the morning and we can do it, better than that, every time I'm in the UK, if I can, let's do it again' and she rallied the troops and made it happen." He later returned again on 7 April 2022 in an appearance via FaceTime.
Reception
In 2020, Sara Wallis and Ian Hyland from The Daily Mirror placed Sean 63rd on their ranked list of the best EastEnders characters of all time, calling him Stacey's "brooding" brother who "had affairs with half the women in Walford and picked fights with most of the gangsters".
See also
List of soap opera villains
Fictional portrayals of psychopaths
References
External links
EastEnders characters
Fictional criminals in soap operas
Fictional bartenders
Fictional drug dealers
Fictional British Army personnel
Fictional Iraq War veterans
Male villains
Fictional murderers
Fictional attempted suicides
Television characters introduced in 2006
British male characters in television
Fictional prisoners and detainees
Fictional characters with psychiatric disorders
Fictional market stallholders
Fictional patricides
Fictional bullies
Fictional torturers
Slater family (EastEnders)
Mitchell family (EastEnders) |
4049975 | https://en.wikipedia.org/wiki/Israeli%20wine | Israeli wine | Israeli wine is produced by hundreds of wineries, ranging in size from small boutique enterprises to large companies producing over ten million bottles per year.
Wine has been produced in the Land of Israel since biblical times. Wine was exported to Rome during the Roman period, but under the Muslim rulers the production was virtually wiped out. Under the Crusaders, winemaking was temporarily revived.
The modern Israeli wine industry was founded by Baron Edmond James de Rothschild, owner of the Bordeaux estate Château Lafite-Rothschild. Today, Israeli winemaking takes place in five vine-growing regions: Galil (Galilee, including the Golan Heights), the region most suited for viticulture due to its high elevation, cool breezes, marked day and night temperature changes and rich, well-drained soils; the Judean Hills, surrounding the city of Jerusalem; Shimshon (Samson), located between the Judean Hills and the Coastal Plain; the Negev, a semi-arid desert region, where drip irrigation has made grape growing possible; and the Sharon plain near the Mediterranean coast and just south of Haifa, surrounding the towns of Zichron Ya'akov and Binyamina, which is the largest grape growing area in Israel.
In 2011, Israeli wine exports totaled over $26.7 million. As of 2012, Israel had 12,355 acres of vineyards.
History
Ancient and Classic era
Viticulture has existed in the land of Israel since biblical times. In the book of Deuteronomy, the fruit of the vine was listed as one of the seven blessed species of fruit found in the land of Israel(Deut. 8:8). The location of Israel along a historic wine trading route between Mesopotamia and Egypt brought winemaking knowledge and influence to the area. Wine played a significant role in the religion of the early Israelites with images of grape growing, harvesting and winemaking often being used to illustrate religious ideals. In Roman times, wine from Israel was exported to Rome with the most sought after wines being vintage, dated with the name of the winemaker inscribed on the amphora.
Middle Ages
Winemaking, limited under Islamic rule, was temporarily revived in the Crusader states from around 1100 to 1300 but the return of Islamic rule and the subsequent Jewish Diaspora extinguished the industry once again.
Modern
Ottoman and British periods
In 1848, a rabbi in Jerusalem founded the first documented winery in modern times but this establishment was short lived. In 1870, the first Jewish agricultural college, Mikveh Israel, was founded and featured a course on viticulture. The root of the modern Israeli wine industry can be traced to the late 19th century when the French Baron Edmond de Rothschild, owner of the Bordeaux estate Château Lafite-Rothschild, began importing French grape varieties and technical know how to the region. In 1882, he helped establish Carmel Winery with vineyards and wine production facilities in Rishon LeZion and Zikhron Ya'akov near Haifa. Still in operation today, Carmel is the largest producer of Israeli wine and has been at the forefront of many technical and historical advances in both winemaking and Israeli history. One of the first telephones in Israel was installed at Carmel and the country's first Prime Minister, David Ben-Gurion, worked in Carmel's cellars in his youth.
After Israeli independence
For most of its history in the modern era, the Israeli wine industry was based predominantly on the production of Kosher wines which were exported worldwide to Jewish communities. The quality of these wines were varied, with many being produced from high-yielding vineyards that valued quantity over quality. Many of these wines were also somewhat sweet. Today's wine production in Israel comes from grape varieties traced to French varieties. In the late 1960s, Carmel Winery was the first Israeli winery to make a dry table wine. It was not until the 1980s that the industry at large saw a revival in quality winemaking, when an influx of winemaking talent from Australia, California and France brought modern technology and technical know-how to the growing Israeli wine industry. In 1989, the first boutique winery in Israel, Margalit Winery, was founded. By the 1990s, Israeli estates such as Golan Heights Winery and Domaine du Castel were winning awards at international wine competitions. The 1990s saw a subsequent "boom" in the opening of boutique wineries. By 2000 there 70 wineries in Israel, and by 2005 that numbered jumped to 140.
Today, less than 15% of Israeli wine is produced for sacramental purposes. The three largest producers—Carmel Winery, Barkan Wine Cellars and Golan Heights Winery—account for more than 80% of the domestic market. The United States is the largest export destination. Even though it contains only around one-quarter of the planted acreage as Lebanon, Israel has emerged as a driving force for winemaking in the Eastern Mediterranean, due to its willingness to adopt new technology and its large export market. The country has also seen the emergence of a modern wine culture with upscale restaurants featuring international wines dedicated to an ever-increasing wine-conscious clientele.
Climate and geography
Israel has a distinctly Mediterranean climate, with the country located along roughly the same latitude as San Diego and the Mexico – United States border. There are two primary seasons - a hot, humid summer season running from April to October with very little precipitation and a cold, rainy winter season from late October to March. During winter, average precipitation is around 20 inches (50 cm) with some areas seeing as much as 35 inches (90 cm) annually. Some vineyards in the higher elevation regions of Golan Heights can see snow in the winter months. With a dry growing season, drip irrigation is essential to sustaining viticulture. Vineyard managers will utilize pruning and canopy management techniques to maximize shade production from the sunlight. Harvest will often take place during the cooler temperatures of night time. The dryness of the growing seasons serves a protective barrier to many grape diseases that thrive in damp weather and allows vineyard managers to control vigor and yields with by irrigation.
Israel is roughly equal in size to the state of New Jersey and is bordered by Lebanon and Syria to the north/northeast, the Mediterranean Sea to the west, the deserts leading to the border with Egypt to the southwest, the Jordan River and Dead Sea region along with the border to Jordan comprise the country's eastern boundaries. Vines are grown throughout the country ranging from the mountain ranges along the Lebanon, Syria borders down to Beersheba and Arad in the south. Small plantings are also found on the Mizpe Ramon plateau and at Neot Smadar in the desert north of Eilat. The vast majority of Israeli winemaking takes place in the more temperate northern climate: Galilee, Sharon Plain, Samson, Golan Heights, and the Judean foothills in the West Bank.
Across Israel there is a wide range of microclimates due to differing soil types and topography. Most areas have limestone based soils with layers of marl and hard dolomites. The color of the soils range from red terra rosa in Judea and Galilee near Mount Tabor to gray in the mountain ranges stretching from Mount Carmel to Zikhron Ya'akov. Marine sediments are found in the loam soils of the coastal plains and at the base of the elevated foothills around Binyamina-Giv'at Ada and Latroun. The Golan Heights and parts of the Upper and Lower Galilee regions have significant layers of basalt deposits of clay and tuff created by centuries of volcanic activity and lava flows. Wind blown sediment deposits help create the loess based and alluvial sand soils of the Negev area.
Israel as a wine region
After many years where in Israel the wine industry was almost non-existent, the past twenty years herald a change in path. In the late eighties there were only a couple of wineries in Israel, making mostly boiled wines for sacramental use. That is part of the reason why wines from Israel are mistakenly considered to be boiled wines and Israel is not yet considered and recognized to be a wine region as many other countries are. Over the last twenty years, the Israeli wine industry has grown tremendously and today there are around 300 wineries of different sizes in all areas of Israel and the Israeli-occupied territories of the Golan Heights and the West Bank.
Israeli wine is produced in five regions, including portions of the Israeli-occupied territories: Galilee (which includes the sub-regions of the Israeli-occupied Golan Heights, Upper Galilee and Lower Galilee); the Samson region, located between the southern West Bank and the Coastal Plain; the Negev desert region; the Israeli-occupied West Bank, and the Sharon plain located near the Mediterranean coast and just south of Haifa. , Israel has 50,000 dunams of vineyards. More than 80% of the vineyards planted in Israeli controlled territory are located in the southern West Bank, Samson and Galilee regions.
The Golan contains some of the highest elevated vineyards in Israeli-controlled territory, with vineyard planted upwards of from the Sea of Galilee towards Mount Hermon. There are seven Israeli wineries in the Golan Heights that cultivate a total of . These include four boutiques, and Château Golan, Bazelet Hagolan, and the Golan Heights Winery whose Yarden, Gamla, and Golan labels enjoy international renown.
Grape varieties
During centuries of Islamic rule, alcohol production was banned as part of the Islamic dietary laws. Ancient vineyards that were grown in the country under Muslim-rule were not used to produce wine, but used strictly for food consumption. The Arab geographer al-Muqaddasi (985 CE) wrote that, in his day, the best raisins in Palestine came from the species known as ʻAinūnī and Durī, prepared from grapes that grew in Bayt ʻAinūn and Dura, places lying respectively to the northeast and southwest of Hebron. During European settlement in the country in the mid and late 19th century, the names of the varieties of grapes grown by Arab husbandmen included names such as Hevroni, Dabouki, Marawi (also known as Hamdani), Halbani, Sharwishi, Jandali amongst the whites and Zeitani, Karkashani, Razaki, Karashi, Balouti (Baladi) and Bituni amongst the reds. Most were grown in the Bethlehem or Hebron areas primarily by Arabs and the names reflect their Arab origins. These varieties were sold to the few Jewish wineries that existed at that time. Today, the wine industry produces primarily French grape varieties imported during the late 19th century. The most widely planted varieties include Cabernet Sauvignon, Chardonnay, Merlot and Sauvignon blanc. Emerging varieties that have recently been increasing in popularity include Cabernet Franc, Gewurztraminer, Muscat Canelli, Riesling and Syrah. Other varieties planted to some significant degree include Emerald Riesling, Muscat of Alexandria and the crossing Argaman.
A primary concern in Israeli wine production is maintaining acid levels to balance the naturally high sugars that the warm climate of the region produces. Vineyards at higher elevations, as opposed to the lower coastal plains, have more consistently produced wines with the necessary acid balance. Cabernet Sauvignon has shown the greatest aging potential thus far. The smooth texture and ripe tannins of Israeli Merlot has increased that wine's popularity in the market. Chardonnay grown in Israel has shown itself to be highly reflective of terroir and reflective of the particular characteristics of vineyard soils. It is also the primary grape used in Israeli sparkling wine production made according to the methode champenoise.
Production figures and consumption
, the Israeli wine industry produced an average of 36 million bottles of wine annually in a variety of styles ranging from red, white, rosé, still, sparkling and dessert wines. There are 35 commercial wineries in Israel, and over 250 boutique wineries. The 10 largest wineries in Israel, in terms of production volume, are Carmel, Barkan, Golan Heights, Teperberg 1870, Binyamina Wine Cellar, Galil Mountain, Tishbi Winery, Tabor, Recanati and Dalton Winery. The industry is fairly concentrated, with 75% of the nationwide production coming from the top 5 producers.
Annual wine consumption among Israelis averages 4.6 liters of wine per person.
Enotourism
It was announced in early 2008 that a wine park would be created on the slopes between Zichron Ya'akov and Binyamina in order to promote tourism in the area and enotourism in Israel in general.
Assessment by wine critics
Annually from 2005 to 2012 Daniel Rogov, Israel's leading wine critic and Food & Wine Critic for Haaretz, ranked Israeli wines in his Rogov's Guide to Israeli Wines. In the 2012 edition, Rogov describes, sorts and ranks more than 2500 wines from over 150 Israeli wineries.
Today Israeli wineries receive recognition from the worldwide wine industry as they are highly rated and win the most important wine awards. One of the first accomplishments by an Israeli winery in the global world of wines was made by Domaine du Castel when their white wine was chosen as one of the best new releases in 2001. In 2012, Golan Heights winery received a Wine Star award from Wine Enthusiast magazine. The Golan Heights winery has also won the Gran Vinitaly Special Award as the best wine producer title in Vinitaly competition of 2011.
The wine advocate Robert Parker has been rating Israel's wines for more than five years now, when many Israeli wines received a score of more than 90. Yatir Forest wine by Yatir winery scored above 90 points for seven consecutive vintages, the same was achieved by Domaine du Castel's Grand Vin wine. The Cabernet reserve of Flam winery of the Judean Hills, was included in the French La Revue Du Vin France magazine list of 100 outstanding wines.
Galil Mountain winery won two awards in the Citadelles du Vin 2011 competition which was held at the Vinexpo 2011 in France. In Hugh Johnson's wine pocket book, written by the British important wine critic, Domaine du Castel winery received the full 4 stars and Yatir winery 3-4 stars, the highest rating available, since 2008. Hugh Johnson has also selected Domaine du Castel's Grand Vin wine to be one of his personal 200 favorite wines from all around the world.
Israel's reds, whites and rosés also have been praised by Robert Parker and Oz Clarke. When Parker first reviewed Israeli wines in 2007, he awarded 14 of them more than 90 out of a maximum 100 points, rating them world-class. Clarke included two Israeli wineries, Domaine du Castel and Yatir Winery, in his Pocket Wine Book 2010. Kim Marcus, managing editor of Wine Spectator magazine, was not impressed by Israel's wineries in the 1990s, but in 2008, he wrote that quality had improved immensely, especially the red wines.
Manufacturers by certification
Kosher wine
To be considered kosher, a wine may only be handled by observant Jews from the time the grapes are crushed. If, however, the wine is boiled or pasteurized, it may subsequently be handled by anyone without losing its kosher status. Additionally, kosher wine cannot contain any non-kosher ingredients or fining agents such as isinglass, gelatin or casein. Although not all Israeli wine is kosher, virtually all of the large producers in Israel have kosher certification.
Arab Christian wine manufacturers (non-Kosher)
There are at least two Israeli Arab wine producers, both Christians. They run respectively the Ashkar winery near the border with Lebanon and the Jascala winery. The winery in Kafr Yasif is run by descendants of the Christian villagers of Iqrit. The Jascala winery is based in Jish. The wine is non-kosher and the producers cater both to Arab restaurants in places like Nazareth, Haifa, Ramallah, Jerusalem and Acre, and to non-Kosher restaurants in Tel Aviv. The Israeli chef Yotam Ottolenghi is reputedly one of their clients.
Export problems
Several wines such as the one coming from the "Judean Hills" and the Golan Heights, may actually refer to areas that are Israeli-occupied territories., which is a subject of legal contention abroad.
In a 2011 report drawn up by the Coalition of Women for Peace, the researchers concluded that all major Israeli wineries use grapes harvested from the occupied territories of the Golan Heights and the West Bank. Taking advantage of tax breaks, Israel's largest producer, Barkan Wine Cellars, which grew out of an old winery in Petah Tikva established a plant in the West Bank's Barkan Industrial Park. By 2011 it was estimated that the West Bank had 29 wineries run by Israeli entrepreneurs, as opposed to 14 in the Golan Heights. One of the largest of the West Bank operations is in the area circumscribed by the settlements of Shilo, Eli, Rechlim and Ma'ale Levona, on land owned or claimed by Palestinians. In the case of the Yatir winery, technically it is located within Israel's recognized boundaries, but the grapes are grown in West Bank settlements across the divide such as Beit Yatir, Carmel, Ma'on and Susya.
In November 2015 the European Union determined that settlement products could not use the label "Made in Israel". In July 2019 the Federal Court of Canada, following up on a complaint of false labelling made by David Kattenberg, a son of Holocaust survivors, ruled that characterizing wines produced in Israeli settlements as 'Israeli' was "false, misleading and deceptive." Kattenberg's original complaint had been accepted by the Canadian Food Inspection Agency (CFIA), only to be overruled within hours, with the CFIA affirming that the Canada–Israel Free Trade Agreement (CIFTA) overrode domestic consumer protection laws.
The Golan Heights, occupied by Israel since the Six-Day War in 1967, are located northeast of Israel proper, though Israel considers it a sub-region of the Galilee. The legal status in international law of the Golan Heights has resulted in controversy on the export market. In one example, following domestic demand for kosher wine, a number of Golan Heights wines were marketed by Systembolaget, Sweden's state-owned monopoly alcohol retailer, as "Made in Israel" on shelves and in the sales catalogue. Following customer complaints and consultation with Sweden's foreign ministry, Systembolaget changed the shelf labelling to read, "Made in Israeli-occupied Syrian territories." However this prompted further complaints, from some customers and a Member of Parliament. Systembolaget's solution was to simply remove all reference to the product's country of origin on shelves and in catalogues, classifying the wine as of "other origins." The actual bottles remained unchanged throughout the controversy, and carried the producer's English-language labels.
On 12 February 2013, Der Spiegel reported that Israel falsely labels products from Golan as "made in Israel", mentioning wine as one example.
In June 2019 the Advocate general of the European Court of Justice set forth his advisory legal opinion that a decision made by a French court in 2018, which waived the requirement to identify the origin of Israeli wines in the West Bank, was invalid. A binding decision was deferred to November 12, 2019, at which date the court confirmed that retailers must specify in their labelling when selling foodstuffs if they come from the occupied territories, including East Jerusalem, and whether they are produced in an Israeli settlement.
In 2020, the Netherlands Food and Consumer Product Safety Authority warned the Christian Zionist organisation "Christenen voor Israël" for selling wines produced in Kiryat Arba (near Hebron) with the designation "Made in an Israeli village in Judea and Samaria", already having been changed from "Made in Israel".
See also
Economy of Israel
History of wine
Israeli cuisine
Kosher wine
Palestinian wine
Wine in the Middle East
References
Further reading
Ben-Joseph, Michael, The Bible of Israeli Wines, Moshav Ben Shemen, Modan Publishing House, (2002)
Rogov, Daniel, Rogov's Guides to Israeli & World Kosher Wines 2011, The Toby Press LLC, (2011)
External links
Israel Wine Producers' Association
A Long History of Wine, Israel Ministry of Foreign Affairs
The Kosher Wine Society
ISRAEL’S WINE INDUSTRY (2012)// The Israel Export & International Cooperation Institute
FAST FACTS/ ISRAELI WINE (2016)
Israel's wine regions
Israeli cuisine |
4050053 | https://en.wikipedia.org/wiki/Welsh%20Americans | Welsh Americans | Welsh Americans () are an American ethnic group whose ancestry originates wholly or partly in Wales, United Kingdom. In the 2008 U.S. Census community survey, an estimated 1.98 million Americans had Welsh ancestry, 0.6% of the total U.S. population. This compares with a population of 3 million in Wales. However, 3.8% of Americans appear to bear a Welsh surname.
There have been several U.S. Presidents with Welsh ancestry, including Thomas Jefferson, John Adams, John Quincy Adams, James A. Garfield, Calvin Coolidge, Richard Nixon and Barack Obama. President of the Confederate States of America Jefferson Davis, Confederate General P.G.T. Beauregard, U.S. Vice President Hubert Humphrey, Colin Powell and U.S. Secretary of State Hillary Clinton are also of Welsh heritage.
The proportion of the population with a name of Welsh origin ranges from 9.5% in South Carolina to 1.1% in North Dakota. Typically, names of Welsh origin are concentrated in the mid-Atlantic states, New England, the Carolinas, Georgia and Alabama and in Appalachia, West Virginia and Tennessee. By contrast, there are relatively fewer Welsh names in the northern Midwest and the Southwest.
Welsh immigration to the United States
Legendary origins
The legends of Brittonic Celtic voyages to America, and settlement there in the twelfth century, led by Madog (or Madoc), son of Owain Gwynedd, prince of Gwynedd, are generally dismissed, although such doubts are not conclusive. The Madog legend attained its greatest prominence during the Elizabethan era (the Tudors being of Welsh ancestry) when Welsh and English writers used it bolster British claims in the New World versus those of Spain, France and Portugal. The earliest surviving full account of Madoc's voyage, as the first to make the claim that Madoc had come to America, appears in Humphrey Llwyd 1559 Cronica Walliae, an English adaptation of the Brut y Tywysogion.
In 1810, John Sevier, the first governor of Tennessee, wrote to his friend Major Amos Stoddard about a conversation he had had in 1782 with the old Cherokee chief Oconostota concerning ancient fortifications built along the Alabama River. The chief allegedly told him that the forts had been built by a white people called "Welsh", as protection against the ancestors of the Cherokee, who eventually drove them from the region.
Sevier had also written in 1799 of the alleged discovery of six skeletons in brass armor bearing the Welsh coat-of-arms. Thomas S. Hinde claimed that in 1799, six soldiers had been dug up near Jeffersonville, Indiana on the Ohio River with breastplates that contained Welsh coat of arms. It is possible these were the same six Sevier referred to, as the number, brass plates and Welsh coat of arms are consistent with both references. Speculation abounds connecting Madog with certain sites, such as Devil's Backbone, located on the Ohio River at Fourteen Mile Creek near Louisville, Kentucky.
Colonial-era migration
The first modern documented Welsh arrivals came from Wales after 1618. In the mid to late seventeenth century, there was a large emigration of Welsh Quakers to the Colony of Pennsylvania, where a Welsh Tract was established in the region immediately west of Philadelphia. By 1700, Welsh people accounted for about one-third of the colony's estimated population of twenty thousand. There are a number of Welsh place names in this area. The Welsh were especially numerous and politically active and elected 9% of the members of the Pennsylvania Provincial Council.
In 1757, Rev. Goronwy Owen, an Anglican Vicar born at Y Dafarn Goch, in the parish of Llanfair Mathafarn Eithaf in Anglesey and whose contribution to Welsh poetry is most responsible for the subsequent Welsh eighteenth century Renaissance, emigrated to Williamsburg, in the Colony of Virginia. Until his death on his cotton and tobacco plantation near Lawrenceville, Virginia in 1769, Rev. Owen was mostly noted as an émigré bard, writing with hiraeth ("longing" or "homesickness") for his native Anglesey. During the subsequent revival of the Eisteddfod, the Gwyneddigion Society held up the poetry of Rev. Owen as an example for bards at future eisteddfodau to emulate.
Post-Revolutionary migration
During the Eisteddfod revival of the 1790s, Gwyneddigion Society member William Jones, who had enthusiastically supported the American Revolution and who was arguing for the creation of a National Eisteddfod of Wales, had come to believe that the completely Anglicized Welsh nobility, through rackrenting and their employment of unscrupulous land agents, had forfeited all right to the obedience and respect of their tenants. At the Llanrwst eisteddfod in June 1791, Jones distributed copies of an address, entitled To all Indigenous Cambro-Britons, in which he urged Welsh tenant farmers and craftsmen to pack their bags, emigrate from Wales, and sail for what he called the "Promised Land" in the United States.
Pennsylvania
According to Marcus Tanner, large scale Welsh immigration following the American Revolution began in the 1790s, when 50 immigrants left the village of Llanbrynmair for a tract of Pennsylvania land purchased by Baptist minister Rev. Morgan John Rhys. The result was the Welsh-American farming settlement of Cambria, Pennsylvania.
In the 19th century, thousands of Welsh coal miners emigrated to the anthracite and bituminous mines of Pennsylvania, many becoming mine managers and executives. The miners brought organizational skills, exemplified in the United Mine Workers labor union, and its most famous leader John L. Lewis, who was born in a Welsh settlement in Iowa. Pennsylvania has the largest number of Welsh-Americans, approximately 200,000; they are primarily concentrated in the Western and Northeastern (Coal Region) regions of the state.
Ohio
Welsh settlement in Ohio began in 1801, when a group of Welsh-speaking pioneers migrated from Cambria, Pennsylvania to Paddy's Run, which is now the site of Shandon, Ohio.
According to Marcus Tanner, "In Ohio State, Jackson and Gallia counties in particular became a 'Little Wales', where Welsh settlers were sufficiently thick on the ground by the 1830s to justify the establishment of Calvinistic Methodist synods."
In the early nineteenth century most of the Welsh settlers were farmers, but later there was emigration by coal miners to the coalfields of Ohio and Pennsylvania and by slate quarrymen from North Wales to the "Slate Valley" region of Vermont and Upstate New York. There was a large concentration of Welsh people in the Appalachian section of Southeast Ohio, such as Jackson County, Ohio, which was nicknamed "Little Wales".
As late as 1900, Ohio still had 150 Welsh-speaking church congregations.
The Welsh language was commonly spoken in the Jackson County area for generations until the 1950s when its use began to subside. As of 2010, more than 126,000 Ohioans are of Welsh descent and about 135 speak the language, with significant concentrations still found in many communities of Ohio such as Oak Hill (13.6%), Madison (12.7%), Franklin (10.5%), Jackson (10.0%), Radnor (9.8%), and Jefferson (9.7%).
Southern United States
A particularly large proportion of the African-American population has Welsh surnames. A possible factor leading to this is slaves adopting the surnames of their former masters, though evidence for this is sparse.
Examples of slave- and plantation-owning Welsh Americans include Welsh poet Rev. Goronwy Owen and American Founding Father Thomas Jefferson. While there were cases of slaves adopting their slavemasters' surnames, there were also Welsh religious groups and anti-slavery groups helping to assist slaves to freedom and evidence of names adopted for this reason. In other situations, slaves took on their own new identity of Freeman, Newman, or Liberty, while others chose the surnames of American heroes or founding fathers, which in both cases could have been Welsh in origin.
Tennessee
The premier recent scholarly treatment of Welsh settlers in Tennessee is the work of Cardiganshire-born Harvard Professor Eirug Davies. To author The Welsh of Tennessee, Davies did extensive research in academic collections, site visits, and interviews with descendants and Welsh émigré residents of Tennessee in the early 21st Century. A short interview with Dr. Davies, discussing his research, is available on-line.
Many Welsh descendants, especially Quakers, migrated to Tennessee—primarily from Colonial settlements in Virginia, North Carolina and South Carolina—pre-Statehood (1796) and in the early years of the 19th Century.
The first organized settlement occcured in the 1850s, inspired by Reverend Samuel Roberts, a Congregational pastor from Llanbrynmair, Montgomeryshire. Engaging with former Ohio governor William Bebb and Welsh immigrant Evan B. Jones, of Cincinnati, Roberts—known as "S. R."—promoted Welsh migration to Scott County, Tennessee. The first emigrants left Wales for Philadelphia in June, 1856. The first settlers arrived at Nancy's Branch in Scott County in September, 1856. Ultimately, the settlement failed. Some of the settlers migrated to Knoxville, while others migrated to other parts of the United States. Only three families, plus Samuel Roberts and John Jones remained at the settlement named Brynyffynon. The National Library of Wales has a collection of original material related to the settlement, identified as the "Tennessee Papers."
Following the American Civil War, several Welsh immigrant families moved from the Welsh Tract in Pennsylvania to Central East Tennessee. These Welsh families settled primarily in an area now known as Mechanicsville in the city of Knoxville. These families were recruited by the brothers Joseph and David Richards to work in a rolling mill then co-owned by John H. Jones.
The Richards brothers co-founded the Knoxville Iron Works beside the L&N Railroad, later to be used as the site for the 1982 World's Fair. Of the original buildings of the Iron Works where Welsh immigrants worked, only the structure housing the restaurant 'The Foundry' remains. At the time of the 1982 World's Fair, the building was known as the Strohaus.
Having first met in donated space at the Second Presbyterian Church, the immigrant Welsh built their own Congregational Church, with the Reverend Thomas Thomas serving as the first pastor in 1870. However, by 1899, the church property was sold. The Welsh celebrated their native culture here, holding services in Welsh and hosting choral competitions and other activities that kept the community connected.
These Welsh-immigrant families became successful and established other businesses in Knoxville. By 1930, many descendants of post-Civil War Knoxville's Welsh families dispersed into other sections of the city and neighboring counties.. Today, scores of families in greater Knoxville can trace their ancestry directly to these original immigrants. The Welsh tradition in Knoxville was remembered with Welsh descendants' celebrating St. David's Day until the early 21st Century. The Knoxville Welsh Society is now defunct.
Because of pit mining north of Knoxville, a significant Welsh settlement was established in Anderson and Campbell Counties, especially in the towns of Briceville and Coal Creek (now Rocky Top). The non-profit Coal Creek Watershed Foundation has spearheaded efforts to document and preserve the history of Welsh settlers in this region.
Chattanooga and nearby communities such as Soddy-Daisy were home to Welsh immigrants who worked in the mining and iron industries. The Soddy-Daisy Roots Project and the research of Professor Edward G. Hartmann provide substantial information about the Welsh settlers in southeastern Tennessee.
During 1984–1985, Welsh educator David Greenslade travelled in Tennessee, documenting current and historic Welsh settlements as part of a larger, nationwide study of Welsh in the United States. Greenslade's research resulted in the book, Welsh Fever. Greenslade's papers are archived at the National Library of Wales.
Award-winning actress Dale Dickey is a descendant of Knoxville's Richards brothers. Her ancestor, Reverend R. D. Thomas, another Welsh immigrant to Knoxville, authored the seminal work Hanes Cymru America (History of the Welsh in America) in 1872. A digital version of the original book, in Welsh, is available on-line.
Midwestern United States
After 1850, many Welsh sought out farms in the Midwest.
Indiana
In the years surrounding the turn of the twentieth century, the towns of Elwood, Anderson and Gas City in Grant and Madison Counties, located northeast of Indianapolis, attracted scores of Welsh Immigrants, including many large families and young industrial workers.
Minnesota
After the Treaty of Traverse des Sioux was signed by the Dakota people in 1851, Welsh-speaking pioneers from Wisconsin and Ohio settled much of what is now Le Sueur and Blue Earth Counties, in Minnesota. By 1857, the number of Welsh speakers was so numerous that the Minnesota State Constitution had to be translated into the Welsh language.
According to The Minnesota Ethnic Food Book, "Early Welsh immigrants settled in the Minnesota River valley in 1853; Blue Earth, Nicollete, and Le Sueur counties were the nucleus of a rural community that reached west into Brown County. While some of the men had been miners in Wales, most seem to have left central and northern Wales looking for land of their own. Families quickly founded enduring farming settlements and, despite a movement of children to Mankato and the Twin Cities metropolitan area, a Welsh presence remains in the river valley to this day."
According to local Welsh-language poet James Price, whose bardic name was Ap Dewi ("Son of David"), the first Welsh literary society in Minnesota was founded at a meeting held in South Bend Township, also in Blue Earth County in the fall of 1855. Also according to Ap Dewi, "The first eisteddfod in the State of Minnesota was held in Judson in the house of Wm. C. Williams in 1864. The second eisteddfod was held in 1866 in Judson, in the log chapel, with the Rev. John Roberts as Chairman. Ellis E. Ellis, Robert E. Hughes, H.H. Hughes, Rev. J. Jenkins, and William R. Jones took part in this eisteddfod. The third eisteddfod was held in Judson in the new chapel (Jerusalem) on January 2, 1871. The famous Llew Llwyfo (bardic name) was chairman and a splendid time was had."
By the 1880s, between 2,500 and 3,000 people of Welsh background were contributing to the life of some 17 churches and 22 chapels.
Also according to The Minnesota Ethnic Food Book, "A profile of the Welsh community in the 1980s seems typical of many American ethnic groups: women of the older generation, aged in their sixties and seventies, maintain what there is of traditional foodways; but the younger generation shows revived interest in its heritage. These women have reclaimed old recipes from Welsh cookbooks or brought them back from trips to Wales. Thus Welsh folk occasionally eat Welsh cakes, bara brith, leek soup, and lamb on St. David's Day in honor of the patron saint of Wales."
Welsh cultural events, as well as a Welsh-language classes and a conversation group, continue to be organized by the St. David's Society of Minnesota.
Kansas
Some 2,000 immigrants from Wales and another nearly 6,000 second-generation Welsh became farmers in Kansas, favoring areas close to the towns of Arvonia, Emporia and Bala. Features of their historic culture survived longest when their church services retained Welsh sermons.
Mid-Atlantic United States
New York
Oneida County and Utica, New York became the cultural center of the Welsh-American community in the 19th century. Suffering from poor harvests in 1789 and 1802 and dreaming of land ownership, the initial settlement of five Welsh families soon attracted other agricultural migrants, settling Steuben, Utica and Remsen townships. The first Welsh settlers arrived in the 1790s. In 1848, The lexicorapher John Russell Bartlett noted that the area had a number of Welsh language newspapers and magazines, as well as Welsh churches. Indeed Bartlett noted in his Dictionary of Americanisms that "one may travel for miles (across Oneida County) and hear nothing but the Welsh language". By 1855, there were four thousand Welshmen in Oneida.
With the Civil War, many Welshmen began moving west, especially to Michigan and Wisconsin. They operated small farms and clung to their historic traditions. The church was the center of Welsh community life, and a vigorous Welsh-speaking press kept ethnic consciousness strong. Strongly Republican, the Welsh gradually assimilated into the larger society without totally abandoning their own ethnic cultural patterns.
Maryland
Five towns in northern Maryland and southern Pennsylvania were constructed between 1850 and 1942 to house Welsh quarry workers producing Peach Bottom slate. During this period the towns retained a Welsh ethnic identity, although their architecture evolved from the traditional Welsh cottage form to contemporary American. Two of the towns in Harford County now form the Whiteford-Cardiff Historic District.
Virginia
After the Eastern European people, the Welsh people represents a significant minority there.
Western United States
Welsh miners, shepherds and shop merchants arrived in California during the Gold Rush (1849–51), as well the Pacific Northwest and Rocky Mountain States since the 1850s. Large-scale Welsh settlement in Northern California esp. the Sierra Nevada and Sacramento Valley was noted, and one county: Amador County, California finds a quarter of local residents have Welsh ancestry.
California
Los Angeles and San Francisco have attracted Welsh artists and actors in various fields of the arts and entertainment industry. The following is a short list of notable Welsh artists and actors that have lived and worked in the Los Angeles area: D. W. Griffith, Catherine Zeta-Jones, Richard Burton, Rosemarie Frankland, Michael Sheen, Glynis Johns, Ioan Gruffudd, Ivor Barry, Cate Le Bon, Anthony Hopkins, Tom Jones, Katherine Jenkins, and Terry Nation, among others.
Between 1888 and 2012 the Welsh Presbyterian Church was the center of the Welsh-American community in Los Angeles. The church was founded by the Reverend David Hughes from Llanuwchllyn, Gwynedd at another site. In its prime the church would average 300 immigrants for Sunday service in Welsh and English. Notably, the choir of the church sang in the 1941 film How Green Was My Valley. The singing tradition continued with the Cor Cymraeg De Califfornia, the Welsh Choir of Southern California, a non-denominational 501(c)(3) founded in 1997 still performing across the United States.
Santa Monica, California was named one of the most British towns in America due to its commerce and British migrants who came during a post World War II boom in factory production, many of whom were Welsh. However, higher cost of living and stricter immigration laws have affected the town once dubbed 'Little Britain'.
In 2011 the West Coast Eisteddfod: Welsh Festival of Arts, sponsored by A Raven Above Press and AmeriCymru, was the first eisteddfod in the area since 1926. In the following year, Lorin Morgan-Richards established the annual Los Angeles St. David's Day Festival which sparked a cultural resurgence in the city and the formation of the Welsh League of Southern California in 2014. Celebrities of Welsh heritage Henry Thomas, Ioan Gruffudd, Michael Sheen, along with Richard Burton's and Frank Lloyd Wright's families have all publicly supported the festival.
Mormonism
Mormon missionaries in Wales in the 1840s and 1850s proved persuasive, and many converts emigrated to Utah. By the mid-nineteenth century, Malad City, Idaho was established. It began largely as a Welsh Mormon settlement and lays claim to having more people of Welsh descent per capita than anywhere outside Wales. This may be around 20%. In 1951 the National Gymanfa Association of the United States and Canada sponsored a collection of Welsh books at the Harold B. Lee Library at Brigham Young University.
Welsh culture in the United States
One area with a strong Welsh influence is an area in Jackson and Gallia counties, Ohio, often known as "Little Cardiganshire". The Madog Center for Welsh Studies is located at the University of Rio Grande. The National Welsh Gymanfa Ganu Association holds the National Festival of Wales yearly in various locations around the country, offering seminars on various cultural items, a marketplace for Welsh goods, and the traditional Welsh hymn singing gathering (the gymanfa ganu).
The annual Los Angeles St. David's Day Festival, celebrates Welsh heritage through performance, workshops, and outdoor marketplace. In Portland, the West Coast Eisteddfod is a yearly Welsh event focusing on art competitions and performance in the bardic tradition. On a smaller scale, many states across the country hold regular Welsh Society meetings.
Tin workers
Before 1890, Wales was the world's leading producer of tinplate, especially as used for canned foods. The U.S. was the primary customer. The McKinley tariff of 1890 raised the duty on tinplate that year, and in response, many entrepreneurs and skilled workers emigrated to the U.S., especially to the Pittsburgh region. They built extensive occupational networks and a transnational niche community.
Entertainment
The American daytime soap opera One Life to Live took place in a fictional Pennsylvania town outside of Philadelphia known as Llanview (llan is an old Welsh word for church, now encountered mainly in place names). Llanview was loosely based on the Welsh settlements located in the Welsh Barony, or Welsh Tract, located northwest of Philadelphia.
21st century
Relations between Wales and America are primarily conducted through the Prime Minister of the United Kingdom, in addition to his Secretary of Foreign Affairs and Ambassador to the United States. Nevertheless, the Welsh Government has deployed its own envoy to America, primarily to promote Wales-specific business interests. The primary Welsh Government Office is based out of the Washington British Embassy, with satellites in New York, Chicago, San Francisco, and Atlanta.
Current immigrants
While most Welsh immigrants came to the U.S. between the early 17th century and the early 20th century, immigration has by no means stopped. Current expatriates have formed societies all across the country, including the Chicago Tafia (a play on "Mafia" and "Taffy"), AmeriCymru and New York Welsh/Cymry Efrog Newydd. This only amounts to a few social groups and some "High Profile" individuals. Currently, Welsh immigration to the United States is very low.
Notable people
See also
Canadians of Welsh descent
Celtic music in the United States
Eisteddfod
Maps of American ancestries
Welsh settlement in the Americas
Welsh History in Chicago
Chicago Welsh Societies
Chicago Tafia
British Americans
Cornish Americans
English Americans
Scottish Americans
Manx Americans
Irish Americans
Welsh people
Celtic Britons
Welsh language
Further reading
Ashton, E. T. The Welsh in the United States (Caldra House, 1984).
Berthoff, Rowland. British Immigrants In Industrial America (1953)
Coupland, Nikolas, Hywel Bishop, and Peter Garrett. "Home truths: Globalisation and the iconising of Welsh in a Welsh-American newspaper." Journal of Multilingual and Multicultural development 24.3 (2003): 153–177.
Davies, P. G. Welsh in Wisconsin (Wisconsin Historical Society Press, 2006).
Dodd, A. H. The Character of Early Welsh Emigration to the United States (University of Wales Press, 1957).
Hartmann, Edward G. Americans from Wales (Octagon Books, 1983).
Heimlich, Evan. "Welsh Americans." in Gale Encyclopedia of Multicultural America, edited by Thomas Riggs, (3rd ed., vol. 4, Gale, 2014), pp. 523–532. online
Holt, Constance Wall. Welsh Women: An Annotated Bibliography of Women in Wales and Women of Welsh Descent in America (Scarecrow, 1993).
Humphries, Robert. "Free Speech, Free Press A Byth Free Men: The Welsh Language and Politics in Wisconsin." North American Journal of Welsh Studies 8 (2013): 14–29.
Jones, William D. Wales in America: Scranton and the Welsh, 1860-1920 (University of Wales Press, 1997).
Jones, Aled, and William D. Jones. Welsh Reflections: Y Drych and America, 1851–2001 (Gwasg Gomer, 2001).
Knowles, Anne Kelly. "Immigrant trajectories through the rural-industrial transition in Wales and the United States, 1795–1850." Annals of the Association of American Geographers 85.2 (1995): 246–266. Detailed geography of Welsh settlement in the US.
Knowles, Anne Kelly. "Religious identity as ethnic identity: The Welsh in Waukesha County." in RC Ostergren and TR Vale, eds., Wisconsin Land and Life (1997): 282–299.
Lewis, Ronald L. Welsh Americans: A History of Assimilation in the Coalfields (2008)
Roberts, W. Arvon. 150 Famous Welsh Americans (Llygad Gwalch Cyf, 2013)
Schlenther, Boyd Stanley. "'The English are Swallowing up Their Language': Welsh Ethnic Ambivalence in Colonial Pennsylvania and the Experience of David Evans," Pennsylvania Magazine of History and Biography, 114#2 (1990), pp 201–228
Tyler, Robert Llewellyn. "Occupational Mobility and Social Status: The Welsh Experience in Sharon, Pennsylvania, 1880–1930." Pennsylvania History 83.1 (2016): 1-27
Van Vugt, William. British Buckeyes: The English, Scots, and Welsh in Ohio, 1700-1900 (2006).
Walley, Cherilyn A. The Welsh in Iowa (University of Wales Press, 2009).
References
External links
Cardiff Centre for Welsh American Studies
A timeline of the history of Wales and details of some of the communities in the U.S. where Welsh influence is most important
Patterns of Welsh settlement in the United States in the first half of the 20th century
Madog Center for Welsh Studies, University of Rio Grande
The Welsh in Pennsylvania
BBC Wales: Welsh Comings and Goings: The history of migration in and out of Wales
data-wales.co.uk: Emigration from Wales to America
data-wales.co.uk: Why do so many Black Americans have Welsh names?
Ninnau The North American Welsh Newspaper/Papur Cymry Gogledd America
Welsh
European-American society |
4050068 | https://en.wikipedia.org/wiki/Resisting%20arrest | Resisting arrest | Resisting arrest, or simply resisting, is an illegal act of a suspected criminal either fleeing, threatening, assaulting, or providing a fake ID to a police officer during arrest. In most cases, the person responsible for resisting arrest is criminally charged or taken to court. In fewer, they are killed.
Brazil
The Brazilian penal code states resistance to arrest is "opposition to the execution of a legal act, by means of violence or threat towards a competent official executing it, or to who is assisting them". The penalty is from 1 to 3 years of imprisonment. Any damage caused by the violence used shall also be charged to the offender.
Canada
The Criminal Code has two provisions covering resisting arrest. Section 129(a) makes it an offence for anyone who "resists or wilfully obstructs a public officer or peace officer in the execution of their duty or any person lawfully acting in aid of such an officer". Section 270(1) makes it an offence for anyone who "(a) assaults a public officer or peace officer engaged in the execution of their duty or a person acting in aid of such an officer; (b) assaults a person with intent to resist or prevent the lawful arrest or detention of theirself or another person". Section 129 has a maximum jail term of two years, and Section 270 has a maximum term of five years.
Denmark
The Danish penal code makes allowance for some forms of eluding and thus is very different from the penal code in the United States.
Norway
Resisting arrest in Norway can be punished with up to three months in jail.
Taiwan
Any arrest not in accordance with the procedure prescribed by law may be constitutionally resisted. Conversely, knowingly and willfully resisting a lawful police arrest with threats or violence may indirectly constitute obstructing official duty.
United Kingdom
England and Wales
Section 38 of the Offences against the Person Act 1861 states:
Assault with intent to commit felony, or on peace officers, &c.
Whosoever . . . shall assault any person with intent to resist or prevent the lawful apprehension or detainer of himself or of any other person for any offence, shall be guilty of a misdemeanor, and being convicted thereof shall be liable, at the discretion of the court, to be imprisoned for any term not exceeding two years, . . .
Section 89 of the Police Act 1996 states:
(2) Any person who resists or wilfully obstructs a constable in the execution of his duty, or a person assisting a constable in the execution of his duty, shall be guilty of an offence and liable on summary conviction to imprisonment for a term not exceeding one month or to a fine not exceeding level 3 on the standard scale, or to both.
There is a further offence provided by the Vagrancy Act 1824, concerning "violently resisting" a constable:
"...and every person apprehended as an idle and disorderly person, and violently resisting any constable, or other peace officer so apprehending them, and being subsequently convicted of the offence for which they shall have been so apprehended; shall be deemed a rogue and vagabond, within the true intent and meaning of this Act"
United States
The courts in the United States regard resisting arrest as a separate charge or crime in addition to other alleged crimes committed by the arrested person. It is possible to be charged, tried and convicted on this charge alone, without any underlying cause for the original decision to arrest or even if the original arrest was clearly illegal. Accordingly, it is never advisable to resist even an unlawful arrest as it will likely result in the use of force by the arresting officer up to and including summary execution regardless of how minor the original offence (or lack thereof in the case of an illegal arrest) was. As well as the addition of the charge of resisting. In most states, see below, resisting arrest is a misdemeanor which can result in jail time.
Alabama
A person would commit the crime of resisting arrest if they were to intentionally prevent or attempt to prevent a peace officer from affecting a lawful arrest of their-self or of another person.
(b) Resisting arrest is a Class B misdemeanor.
(Acts 1977, No. 607, p. 812, §4625.)
Alaska
A person commits the crime of resisting or interfering with arrest if, knowing that a peace officer is making an arrest, with the intent of preventing the officer from making the arrest, the person resists personal arrest or interferes with the arrest of another by
(1) force;
(2) committing any degree of criminal mischief; or
(3) any means that creates a substantial risk of physical injury to any person.
(b) Resisting or interfering with arrest is a class A misdemeanor.
Arizona
A person commits resisting arrest by intentionally preventing or attempting to prevent a person reasonably known to them to be a peace officer, acting under color of such peace officer's official authority, from effecting an arrest by: (1). Using or threatening to use physical force against the peace officer or another (2) Using any other means creating a substantial risk of causing physical injury to the peace officer or another (3) Engaging in passive resistance. B. Resisting arrest pursuant to subsection A, paragraph 1 or 2 of this section is a class 6 felony. Resisting arrest pursuant to subsection A, paragraph 3 of this section is a class 1 misdemeanor. C. For the purposes of this section, "passive resistance" means a nonviolent physical act or failure to act that is intended to impede, hinder or delay the effecting of an arrest.
Arkansas
A person commits the offense of resisting arrest if they knowingly resists a person known by them to be a law enforcement officer effecting an arrest. (2) As used in this subsection, "resists" means using or threatening to use physical force or any other means that creates a substantial risk of physical injury to any person. (3) It is no defense to a prosecution under this subsection that the law enforcement officer lacked legal authority to make the arrest if the law enforcement officer was acting under color of their official authority. (4) Resisting arrest is a Class A misdemeanor. (b) (1) A person commits the offense of refusal to submit to arrest if they knowingly refuses to submit to arrest by a person known by them to be a law enforcement officer effecting an arrest. (2) As used in this subsection, "refuses" means active or passive refusal. (3) It is no defense to a prosecution under this subsection that the law enforcement officer lacked legal authority to make the arrest if the law enforcement officer was acting under colour of their official authority. (4) Refusal to submit to arrest is a Class B misdemeanor.
California
Every person who willfully resists, delays, or obstructs any public officer, peace officer, or an emergency medical technician, as defined in Division 2.5 (commencing with Section 1797) of the Health and Safety Code, in the discharge or attempt to discharge any duty of their office or employment, when no other punishment is prescribed, shall be punished by a fine not exceeding one thousand dollars ($1,000), or by imprisonment in a county jail not to exceed one year, or by both that fine and imprisonment.
Colorado
A person commits resisting arrest if they knowingly prevent or attempt to prevent a peace officer, acting under color of their official authority, from effecting an arrest of the actor or another, by: (a) Using or threatening to use physical force or violence against the peace officer or another; or (b) Using any other means which creates a substantial risk of causing bodily injury to the peace officer or another. It is no defense to a prosecution under this section that the peace officer was attempting to make an arrest which in fact was unlawful, if he was acting under color of his official authority, and in attempting to make the arrest he was not resorting to unreasonable or excessive force giving rise to the right of self-defense. A peace officer acts "under color of his official authority" when, in the regular course of assigned duties, he is called upon to make, and does make, a judgment in good faith based upon surrounding facts and circumstances that an arrest should be made by him. The term "peace officer" as used in this section and section 18-8-104 means a peace officer in uniform or, if out of uniform, one who has identified himself by exhibiting his credentials as such peace officer to the person whose arrest is attempted. Resisting arrest is a class 2 misdemeanor.
Connecticut
Interfering with an Officer:
A person is guilty of interfering with an officer when such person obstructs, resists, hinders or endangers any (peace officer / special policeman / motor vehicle inspector / firefighter) in the performance of such (peace officer's / special policeman's / inspector's / firefighter's) duties.
Resisting Arrest With Force:
The effect of § 53a-23 is to require a person to submit to an arrest, even if he or she believes, and ultimately it is determined, that the arrest is illegal. This provision must be charged in conjunction with the crimes of Interfering with an Officer (§ 53a-167a) or Assault on Public Safety or Emergency Medical Personnel (§ 53a-167c). See Interfering with an Officer, Instruction 4.3-1, and Assault of Public Safety or Emergency Medical Personnel, Instruction 4.3-3.
Delaware
A person is guilty of resisting arrest with force or violence when: (1) The person intentionally prevents or attempts to prevent a police officer from effecting an arrest or detention of the person or another person by use of force or violence towards said police officer, or (2) Intentionally flees from a police officer who is effecting an arrest against them by use of force or violence towards said police officer, or (3) Injures or struggles with said police officer causing injury to the police officer. Resisting arrest with force or violence is a class G felony. (b) A person is guilty of resisting arrest when the person intentionally prevents or attempts to prevent a peace officer from effecting an arrest or detention of the person or another person or intentionally flees from a peace officer who is effecting an arrest. Resisting arrest is a class A misdemeanor.
Florida
Resisting officer without violence to his or her person.—Whoever shall resist, obstruct, or oppose any officer as defined in s. 943.10(1), (2), (3), (6), (7), (8), or (9); member of the Florida Commission on Offender Review or any administrative aide or supervisor employed by the commission; county probation officer; parole and probation supervisor; personnel or representative of the Department of Law Enforcement; or other person legally authorized to execute process in the execution of legal process or in the lawful execution of any legal duty, without offering or doing violence to the person of the officer, shall be guilty of a misdemeanor of the first degree, punishable as provided in s. 775.082 or s. 775.083.
Georgia
Obstructing or hindering law enforcement officers:
Except as otherwise provided in subsection (b) of this Code section, a person who knowingly and willfully obstructs or hinders any law enforcement officer in the lawful discharge of his official duties is guilty of a misdemeanor. (b) Whoever knowingly and willfully resists, obstructs, or opposes any law enforcement officer, prison guard, correctional officer, probation supervisor, parole supervisor, or conservation ranger in the lawful discharge of his official duties by offering or doing violence to the person of such officer or legally authorized person is guilty of a felony and shall, upon conviction thereof, be punished by imprisonment for not less than one nor more than five years.
Hawaii
A person commits the offense of resisting arrest if the person intentionally prevents a law enforcement officer acting under color of the law enforcement officer's official authority from effecting an arrest by: (a) Using or threatening to use physical force against the law enforcement officer or another; or (b) Using any other means creating a substantial risk of causing bodily injury to the law enforcement officer or another. (2) Resisting arrest is a misdemeanor. [L 1972, c 9, pt of §1; gen ch 1993; am L 2001, c 91, §4]
Idaho
Every person who willfully resists, delays or obstructs any public officer, in the discharge, or attempt to discharge, of any duty of his office or who knowingly gives a false report to any peace officer, when no other punishment is prescribed, is punishable by a fine not exceeding one thousand dollars ($1,000), and imprisonment in the county jail not exceeding one (1) year.
Illinois
A person who knowingly resists or obstructs the performance by one known to the person to be a peace officer, firefighter, or correctional institution employee of any authorized act within his or her official capacity commits a Class A misdemeanor.
Indiana
A person who knowingly or intentionally: (1) forcibly resists, obstructs, or interferes with a law enforcement officer or a person assisting the officer while the officer is lawfully engaged in the execution of the officer's duties; (2) forcibly resists, obstructs, or interferes with the authorized service or execution of a civil or criminal process or order of a court; or (3) flees from a law enforcement officer after the officer has, by visible or audible means, including operation of the law enforcement officer's siren or emergency lights, identified himself or herself and ordered the person to stop; commits resisting law enforcement, a Class A misdemeanor, except as provided in subsection (b)(b) The offense under subsection (a) is a: (1) Class D felony if: (A) the offense is described in subsection (a)(3) and the person uses a vehicle to commit the offense; or(B) while committing any offense described in subsection (a), the person draws or uses a deadly weapon, inflicts bodily injury on or otherwise causes bodily injury to another person, or operates a vehicle in a manner that creates a substantial risk of bodily injury to another person; (2) Class C felony if, while committing any offense described in subsection (a), the person operates a vehicle in a manner that causes serious bodily injury to another person; and (3) Class B felony if, while committing any offense described in subsection (a), the person operates a vehicle in a manner that causes the death of another person. (c) For purposes of this section, a law enforcement officer includes an enforcement officer of the alcohol and tobacco commission and a conservation officer of the department of natural resources. (d) If a person uses a vehicle to commit a felony offense under subsection (b)(1)(B), (b)(2), or (b)(3), as part of the criminal penalty imposed for the offense, the court shall impose a minimum executed sentence of at least: (1) thirty (30) days, if no prior unrelated conviction under this section exists; (2) one hundred eighty (180) days, if one (1) prior unrelated conviction; (3) one (1) year, if two (2) plus unrelated convictions. (e) Mandatory minimum may not be suspended, IC 35-50-2-2 and IC 35-50-3-1.
Iowa
A person is not authorized to use force to resist an arrest, either of the person's self, or another which the person knows is being made either by a peace officer or by a private person summoned and directed by a peace officer to make the arrest, even if the person believes that the arrest is unlawful or the arrest is in fact unlawful.
Kansas
Interference with law enforcement: (1) Falsely reporting to a law enforcement officer or state investigative agency:(A) That a particular person has committed a crime, knowing that such information is false and intending that the officer or agency shall act in reliance upon such information; or (B) any information, knowing that such information is false and intending to influence, impede or obstruct such officer's or agency's duty (2) concealing, destroying or materially altering evidence with the intent to prevent or hinder the apprehension or prosecution of any person; or (3) knowingly obstructing, resisting or opposing any person authorized by law to serve process in the service or execution or in the attempt to serve or execute any writ, warrant, process or order of a court, or in the discharge of any official duty. (b) (1) Interference with law enforcement as defined in subsection (a)(1) or (a)(2) is a class A nonperson misdemeanor, except as provided in subsection (b)(2).
Kentucky
A person is guilty of resisting arrest when he intentionally prevents or attempts to prevent a peace officer, recognized to be acting under color of his official authority, from effecting an arrest of the actor or another by: (a) Using or threatening to use physical force or violence against the peace officer or another; or (b) Using any other means creating a substantial risk of causing physical injury to the peace officer or another. (2) Resisting arrest is a Class A misdemeanor.
Louisiana
Resisting an officer is the intentional interference with, opposition or resistance to, or obstruction of an individual acting in his official capacity and authorized by law to make a lawful arrest, lawful detention, or seizure of property or to serve any lawful process or court order when the offender knows or has reason to know that the person arresting, detaining, seizing property, or serving process is acting in his official capacity. B. (1) The phrase "obstruction of" as used herein shall, in addition to its common meaning, signification, and connotation mean the following: (a) Flight by one sought to be arrested before the arresting officer can restrain him and after notice is given that he is under arrest. (b) Any violence toward or any resistance or opposition to the arresting officer after the arrested party is actually placed under arrest and before he is incarcerated in jail. (c) Refusal by the arrested or detained party to give his name and make his identity known to the arresting or detaining officer or providing false information regarding the identity of such party to the officer. (d) Congregation with others on a public street and refusal to move on when ordered by the officer. (2) The word "officer" as used herein means any peace officer, as defined in R.S. 40:2402, and includes deputy sheriffs, municipal police officers, probation and parole officers, city marshals and deputies, and wildlife enforcement agents. C. Whoever commits the crime of resisting an officer shall be fined not more than five hundred dollars or be imprisoned for not more than six months, or both.
Maine
Refusing to submit to arrest or detention. A person is guilty of refusing to submit to an arrest or a detention if, with the intent to hinder, delay or prevent a law enforcement officer from effecting the arrest or detention, that person: A. Uses physical force against the law enforcement officer; or B. Creates a substantial risk of bodily injury to the law enforcement officer. 2. It is a defense to prosecution under this section that: A. The person knew that the law enforcement officer knew that the arrest or detention was illegal; or B. The person reasonably believed that the person attempting to effect the arrest or detention was not a law enforcement officer. 3. Refusing to submit to an arrest or a detention is a Class D crime.
Maryland
"Police officer" defined.- In this section, "police officer" means an individual who is authorized to make an arrest under Title 2 of the Criminal Procedure Article. (b) Prohibited.- A person may not intentionally: (1) resist a lawful arrest; or (2) interfere with an individual who the person has reason to know is a police officer who is making or attempting to make a lawful arrest or detention of another person. (c) Penalty.- A person who violates this section is guilty of a misdemeanor and is subject to imprisonment not exceeding 3 years or a fine not exceeding $5,000 or both. (d) Unit of prosecution.- The unit of prosecution for a violation of this section is based on the arrest or detention regardless of the number of police officers involved in the arrest or detention.
Massachusetts
RESISTING ARREST The defendant is charged with resisting arrest. Section 32B of chapter 268 of our General Laws provides as follows: “A person commits the crime of resisting arrest if he [she] knowingly prevents or attempts to prevent a police officer, acting under color of his [her] official authority, from effecting an arrest of [himself] or another [either] by using or threatening to use physical force or violence against the police officer or another; or [by] using any other means which creates a substantial risk of causing bodily injury to such police officer or another.” In order to prove the defendant guilty of this offense, the Commonwealth must prove four things beyond a reasonable doubt: First: That the defendant prevented or attempted to prevent a police officer from making an arrest (of the defendant) (or) (of another person); Second: That the officer was acting under color of his (her) official authority at the time; Third: That the defendant resisted: either by using, or threatening to use, physical force or violence against the police officer (or another person); or by using some other means which created a substantial risk of causing bodily injury to the police officer (or another person); and Fourth: That the defendant did so knowingly; that is to say, that the defendant knew at the time that he (she) was acting to prevent an arrest by a police officer acting under color of his (her) official authority. As I have indicated, the Commonwealth must prove that the police officer was acting “under color of official authority.” A police officer acts “under color of official authority” when, in the regular course of assigned duties, he (she) makes a judgment in good faith, based on the surrounding facts and circumstances, that he (she) should make an arrest.
Michigan
Assaulting, battering, resisting, obstructing, opposing person performing duty; felony; penalty; other violations; consecutive terms; definitions:
Except as provided in subsections (2), (3), and (4), an individual who assaults, batters, wounds, resists, obstructs, opposes, or endangers a person who the individual knows or has reason to know is performing his or her duties is guilty of a felony punishable by imprisonment for not more than 2 years or a fine of not more than $2,000.00, or both. (2) An individual who assaults, batters, wounds, resists, obstructs, opposes, or endangers a person who the individual knows or has reason to know is performing his or her duties causing a bodily injury requiring medical attention or medical care to that person is guilty of a felony punishable by imprisonment for not more than 4 years or a fine of not more than $5,000.00, or both. (3) An individual who assaults, batters, wounds, resists, obstructs, opposes, or endangers a person who the individual knows or has reason to know is performing his or her duties causing a serious impairment of a body function of that person is guilty of a felony punishable by imprisonment for not more than 15 years or a fine of not more than $10,000.00, or both. (4) An individual who assaults, batters, wounds, resists, obstructs, opposes, or endangers a person who the individual knows or has reason to know is performing his or her duties causing the death of that person is guilty of a felony punishable by imprisonment for not more than 20 years or a fine of not more than $20,000.00, or both. (5) This section does not prohibit an individual from being charged with, convicted of, or punished for any other violation of law that is committed by that individual while violating this section. (6) A term of imprisonment imposed for a violation of this section may run consecutively to any term of imprisonment imposed for another violation arising from the same transaction. (7) As used in this section: (a) "Obstruct" includes the use or threatened use of physical interference or force or a knowing failure to comply with a lawful command. (b) "Person" means any of the following: (i) A police officer of this state or of a political subdivision of this state including, but not limited to, a motor carrier officer or capitol security officer of the department of state police. (ii) A police officer of a junior college, college, or university who is authorized by the governing board of that junior college, college, or university to enforce state law and the rules and ordinances of that junior college, college, or university. (iii) A conservation officer of the department of natural resources or the department of environmental quality. (iv) A conservation officer of the United States department of the interior. (v) A sheriff or deputy sheriff. (vi) A constable. (vii) A peace officer of a duly authorized police agency of the United States, including, but not limited to, an agent of the secret service or department of justice. (viii) A firefighter. (ix) Any emergency medical service personnel described in section 20950 of the public health code, 1978 PA 368, MCL 333.20950. (x) An individual engaged in a search and rescue operation as that term is defined in section 50c.(c) "Serious impairment of a body function" means that term as defined in section 58c of the Michigan vehicle code, 1949 PA 300, MCL 257.58c.
Minnesota
Obstructing Legal Process, Arrest, or Firefighting:
obstructs, hinders, or prevents the lawful execution of any legal process, civil or criminal, or apprehension of another on a charge or conviction of a criminal offense; (2) obstructs, resists, or interferes with a peace officer while the officer is engaged in the performance of official duties; (3) interferes with or obstructs a firefighter while the firefighter is engaged in the performance of official duties; (4) interferes with or obstructs a member of an ambulance service personnel crew, as defined in section144E.001, subdivision 3a, who is providing, or attempting to provide, emergency care; or (5) by force or threat of force endeavors to obstruct any employee of the Department of Revenue while the employee is lawfully engaged in the performance of official duties for the purpose of deterring or interfering with the performance of those duties.
Mississippi
It shall be unlawful for any person to obstruct or resist by force, or violence, or threats, or in any other manner, his lawful arrest or the lawful arrest of another person by any state, local or federal law enforcement officer, and any person or persons so doing shall be guilty of a misdemeanor, and upon conviction thereof, shall be punished by a fine of not more than Five Hundred Dollars ($500.00), or by imprisonment in the county jail not more than six (6) months, or both.
Missouri
A person commits the offense of resisting or interfering with arrest, detention, or stop if he or she knows or reasonably should know that a law enforcement officer is making an arrest or attempting to lawfully detain or stop an individual or vehicle, and for the purpose of preventing the officer from effecting the arrest, stop or detention, he or she: (1) Resists the arrest, stop or detention of such person by using or threatening the use of violence or physical force or by fleeing from such officer; or (2) Interferes with the arrest, stop or detention of another person by using or threatening the use of violence, physical force or physical interference. 2. This section applies to: (1) Arrests, stops, or detentions, with or without warrants; (2) Arrests, stops, or detentions, for any offense, infraction, or ordinance violation; and (3) Arrests for warrants issued by a court or a probation and parole officer. 3. A person is presumed to be fleeing a vehicle stop if he or she continues to operate a motor vehicle after he or she has seen or should have seen clearly visible emergency lights or has heard or should have heard an audible signal emanating from the law enforcement vehicle pursuing him or her. 4. It is no defense to a prosecution pursuant to subsection 1 of this section that the law enforcement officer was acting unlawfully in making the arrest. However, nothing in this section shall be construed to bar civil suits for unlawful arrest. 5. The offense of resisting or interfering with an arrest is a class E felony for an arrest for a: (1) Felony; (2) Warrant issued for failure to appear on a felony case; or (3) Warrant issued for a probation violation on a felony case. The offense of resisting an arrest, detention or stop in violation of subdivision (1) or (2) of subsection 1 of this section is a class A misdemeanor, unless the person fleeing creates a substantial risk of serious physical injury or death to any person, in which case it is a class E felony.
Montana
Obstructing a Peace Officer or Public Servant:
A person commits the offense of obstructing a peace officer or public servant if the person knowingly obstructs, impairs, or hinders the enforcement of the criminal law, the preservation of the peace, or the performance of a governmental function, including service of process. (2) It is no defense to a prosecution under this section that the peace officer was acting in an illegal manner, provided that the peace officer was acting under the peace officer's official authority. (3) A person convicted of the offense of obstructing a peace officer or other public servant, including a person serving process, shall be fined not to exceed $500 or be imprisoned in the county jail for a term not to exceed 6 months, or both.
Nebraska
A person commits the offense of resisting arrest if, while intentionally preventing or attempting to prevent a peace officer, acting under color of his or her official authority, from effecting an arrest of the actor or another, he or she: (a) Uses or threatens to use physical force or violence against the peace officer or another; or (b) Uses any other means which creates a substantial risk of causing physical injury to the peace officer or another; or (c) Employs means requiring substantial force to overcome resistance to effecting the arrest. (2) It is an affirmative defense to prosecution under this section if the peace officer involved was out of uniform and did not identify himself or herself as a peace officer by showing his or her credentials to the person whose arrest is attempted. (3) Resisting arrest is (a) a Class I misdemeanor for the first such offense and (b) a Class IIIA felony for any second or subsequent such offense. (4) Resisting arrest through the use of a deadly or dangerous weapon is a Class IIIA felony.
Nevada
Resisting public officer.
A person who, in any case or under any circumstances not otherwise specially provided for, willfully resists, delays or obstructs a public officer in discharging or attempting to discharge any legal duty of his or her office shall be punished: 1. Where a firearm is used in the course of such resistance, obstruction or delay, or the person intentionally removes, takes or attempts to remove or take a firearm from the person of, or the immediate presence of, the public officer in the course of such resistance, obstruction or delay, for a category C felony as provided in NRS 193.130.2. Where a dangerous weapon, other than a firearm, is used in the course of such resistance, obstruction or delay, or the person intentionally removes, takes or attempts to remove or take a weapon, other than a firearm, from the person of, or the immediate presence of, the public officer in the course of such resistance, obstruction or delay, for a category D felony as provided in NRS 193.130.3. Where no dangerous weapon is used in the course of such resistance, obstruction or delay, for a misdemeanor.
New Hampshire
A person is guilty of a misdemeanor when the person knowingly or purposely physically interferes with a person recognized to be a law enforcement official, including a probation or parole officer, seeking to effect an arrest or detention of the person or another regardless of whether there is a legal basis for the arrest. A person is guilty of a class B felony if the act of resisting arrest or detention causes serious bodily injury, as defined in RSA 625:11, VI, to another person. Verbal protestations alone shall not constitute resisting arrest or detention.
New Jersey
Except as provided in paragraph (3), a person is guilty of a disorderly persons offense if he purposely prevents or attempts to prevent a law enforcement officer from effecting an arrest. (2) Except as provided in paragraph (3), a person is guilty of a crime of the fourth degree if he, by flight, purposely prevents or attempts to prevent a law enforcement officer from effecting an arrest. (3) An offense under paragraph (1) or (2) of subsection a. is a crime of the third degree if the person: (a) Uses or threatens to use physical force or violence against the law enforcement officer or another; or (b) Uses any other means to create a substantial risk of causing physical injury to the public servant or another. It is not a defense to a prosecution under this subsection that the law enforcement officer was acting unlawfully in making the arrest, provided he was acting under color of his official authority and provided the law enforcement officer announces his intention to arrest prior to the resistance.
New Mexico
knowingly obstructing, resisting or opposing any officer of this state or any other duly authorized person serving or attempting to serve or execute any process or any rule or order of any of the courts of this state or any other judicial writ or process; B. intentionally fleeing, attempting to evade or evading an officer of this state when the person committing the act of fleeing, attempting to evade or evasion has knowledge that the officer is attempting to apprehend or arrest him; C. willfully refusing to bring a vehicle to a stop when given a visual or audible signal to stop, whether by hand, voice, emergency light, flashing light, siren or other signal, by a uniformed officer in an appropriately marked police vehicle; D. resisting or abusing any judge, magistrate or peace officer in the lawful discharge of his duties. Whoever commits resisting, evading or obstructing an officer is guilty of a misdemeanor.
New York
A person is guilty of resisting arrest when he intentionally prevents or attempts to prevent a police officer or peace officer from effecting an authorized arrest of himself or another person. Resisting arrest is a class A misdemeanor.
North Carolina
Resisting officers. If any person shall willfully and unlawfully resist, delay or obstruct a public officer in discharging or attempting to discharge a duty of his office, he shall be guilty of a Class 2 misdemeanor.
North Dakota
A person is guilty of a class A misdemeanor if, with intent to prevent a public servant
from effecting an arrest of himself or another for a misdemeanor or infraction, or from
discharging any other official duty, he creates a substantial risk of bodily injury to the
public servant or to anyone except himself, or employs means justifying or requiring
substantial force to overcome resistance to effecting the arrest or the discharge of the
duty. A person is guilty of a class C felony if, with intent to prevent a public servant
from effecting an arrest of himself or another for a class A, B, or C felony, he creates a
substantial risk of bodily injury to the public servant or to anyone except himself, or
employs means justifying or requiring substantial force to overcome resistance to
effecting such an arrest.
2. It is a defense to a prosecution under this section that the public servant was not
acting lawfully, but it is no defense that the defendant mistakenly believed that the
public servant was not acting lawfully. A public servant executing a warrant or other
process in good faith and under color of law shall be deemed to be acting lawfully.
Ohio
No person, recklessly or by force, shall resist or interfere with a lawful arrest of the person or another. (B) No person, recklessly or by force, shall resist or interfere with a lawful arrest of the person or another person and, during the course of or as a result of the resistance or interference, cause physical harm to a law enforcement officer. (C) No person, recklessly or by force, shall resist or interfere with a lawful arrest of the person or another person if either of the following applies: (1) The offender, during the course of or as a result of the resistance or interference, recklessly causes physical harm to a law enforcement officer by means of a deadly weapon; (2) The offender, during the course of the resistance or interference, brandishes a deadly weapon. (D) Whoever violates this section is guilty of resisting arrest. A violation of division (A) of this section is a misdemeanor of the second degree. A violation of division (B) of this section is a misdemeanor of the first degree. A violation of division (C) of this section is a felony of the fourth degree.(E) As used in this section, "deadly weapon" has the same meaning as in section 2923.11 of the Revised Code.
Oklahoma
No person may be convicted of resisting a/an peace/executive officer unless the State has proved beyond a reasonable doubt each element of the crime. These elements are: First, knowingly. Second, by the use of force/violence. Third, resisting. Fourth, a/an peace/executive officer. Fifth, in the performance of his/her official duties.
Oregon
A person commits the crime of resisting arrest if the person intentionally resists a person known by the person to be a peace officer or parole and probation officer in making an arrest.(2)As used in this section: (a) Arrest has the meaning given that term in ORS 133.005(Definitions for ORS 133.005 to 133.400 and 133.410 to 133.450) and includes, but is not limited to, the booking process. (b) Parole and probation officer has the meaning given that term in ORS 181.610 (Definitions for ORS 181.610 to 181.712). (c) Resists means the use or threatened use of violence, physical force or any other means that creates a substantial risk of physical injury to any person and includes, but is not limited to, behavior clearly intended to prevent being taken into custody by overcoming the actions of the arresting officer. The behavior does not have to result in actual physical injury to an officer. Passive resistance does not constitute behavior intended to prevent being taken into custody. (3) It is no defense to a prosecution under this section that the peace officer or parole and probation officer lacked legal authority to make the arrest or book the person, provided the officer was acting under color of official authority. (4) Resisting arrest is a Class A misdemeanor. [1971 c.743 §206; 1989 c.877 §1; 1997 c.749 §3;
Pennsylvania
A person commits a misdemeanor of the second degree if, with the intent of preventing a public servant from effecting a lawful arrest or discharging any other duty, the person creates a substantial risk of bodily injury to the public servant or anyone else, or employs means justifying or requiring substantial force to overcome the resistance.
Rhode Island
(a) It shall be unlawful for any person to use force or any weapon in resisting a legal or an illegal arrest by a peace officer, if the person has reasonable ground to believe that he or she is being arrested and that the arrest is being made by a peace officer. (b) Any person violating the provisions of this section shall be punished by a fine of not more than five hundred dollars ($500) or by imprisonment for not more than one year, or by both fine and imprisonment.
South Carolina
It is unlawful for a person knowingly and willfully to interfere or resist a law enforcement officer or other authorized person in serving, executing, or attempting to serve or execute a legal, criminal, or civil writ or process or to resist an arrest being made by one whom the person knows or reasonably should know is a law enforcement officer or other authorized person, whether under process or not. A person who violates the provisions of this subsection is guilty of a misdemeanor and, upon conviction, for a: (1) first offense, must be fined not less than five hundred dollars nor more than one thousand dollars or imprisoned not more than one year, or both; (2) second offense, must be fined not less than one thousand dollars nor more than two thousand dollars or imprisoned not more than two years, or both; and (3) third or subsequent offense, must be fined not less than three thousand dollars nor more than five thousand dollars or imprisoned not less than two years, or both.
South Dakota
Any person who intentionally prevents or attempts to prevent a law enforcement officer, acting under color of authority, from effecting an arrest of the actor or another, by: (1) Using or threatening to use physical force or violence against the law enforcement officer or any other person; or (2) Using any other means which creates a substantial risk of causing physical injury to the law enforcement officer or any other person;is guilty of resisting arrest. Resisting arrest is a Class 1 misdemeanor.
Tennessee
It is an offense for a person to intentionally prevent or obstruct anyone known to the person to be a law enforcement officer, or anyone acting in a law enforcement officer's presence and at the officer's direction, from effecting a stop, frisk, halt, arrest or search of any person, including the defendant, by using force against the law enforcement officer or another. (b) Except as provided in § 39-11-611, it is no defense to prosecution under this section that the stop, frisk, halt, arrest or search was unlawful. (c) It is an offense for a person to intentionally prevent or obstruct an officer of the state or any other person known to be a civil process server in serving, or attempting to serve or execute, any legal writ or process. (d) A violation of this section is a Class B misdemeanor unless the defendant uses a deadly weapon to resist the stop, frisk, halt, arrest, search or process server, in which event the violation is a Class A misdemeanor.
Texas
Texas Penal Code. (a) A person commits an offense if he intentionally prevents or obstructs a person he knows is a peace officer or a person acting in a peace officer's presence and at his direction from effecting an arrest, search, or transportation of the actor or another by using force against the peace officer or another. (b) It is no defense to prosecution under this section that the arrest or search was unlawful. (c) Except as provided in Subsection (d), an offense under this section is a Class A misdemeanor. (d) An offense under this section is a felony of the third degree if the actor uses a deadly weapon to resist the arrest or search.
The crime of "evading arrest or detention" is distinct from the crime of "resisting arrest, search, or transportation." A person commits the offense of evading arrest if "he intentionally flees from a person he knows is a peace officer or federal special investigator attempting lawfully to arrest or detain him." Evading arrest is a misdemeanor when committed without aggravating factors, but is a felony if the actor has a previous conviction for it, the actor uses a vehicle while in flight, or "another suffers serious bodily injury as a direct result of an attempt by the officer or investigator from whom the actor is fleeing to apprehend the actor while the actor is in flight."
Utah
Interference with arresting officer.
A person is guilty of a class B misdemeanor if he has knowledge, or by the exercise of reasonable care should have knowledge, that a peace officer is seeking to effect a lawful arrest or detention of that person or another and interferes with the arrest or detention by: (1) use of force or any weapon; (2) the arrested person's refusal to perform any act required by lawful order: (a) necessary to effect the arrest or detention; and (b) made by a peace officer involved in the arrest or detention; or (3) the arrested person's or another person's refusal to refrain from performing any act that would impede the arrest or detention.
Vermont
A person who intentionally attempts to prevent a lawful arrest on himself or herself, which is being effected or attempted by a law enforcement officer, when it would reasonably appear that the latter is a law enforcement officer, shall: (1) for the first offense, be imprisoned not more than one year or fined not more than $500.00, or both; (2) for the second offense and subsequent offenses, be imprisoned not more than two years or fined not more than $1,000.00, or both. (b) A defendant's mistaken belief in the unlawfulness of the arrest shall not be a defense to a prosecution under this section. (c) A person may not be convicted of both an escape from lawful custody, as defined in subdivision 1501(a)(2) of this title, and a violation of this section.
Virginia
Any person who intentionally prevents or attempts to prevent a law-enforcement officer from lawfully arresting him, with or without a warrant, is guilty of a Class 1 misdemeanor. For purposes of this section, intentionally preventing or attempting to prevent a lawful arrest means fleeing from a law-enforcement officer when (i) the officer applies physical force to the person, or (ii) the officer communicates to the person that he is under arrest and (a) the officer has the legal authority and the immediate physical ability to place the person under arrest, and (b) a reasonable person who receives such communication knows or should know that he is not free to leave.
Washington
A person is guilty of resisting arrest if he or she intentionally prevents or attempts to prevent a peace officer from lawfully arresting him or her. (2) Resisting arrest is a misdemeanor.
West Virginia
A person who by threats, menaces, acts or otherwise forcibly or illegally hinders or obstructs or attempts to hinder or obstruct a law-enforcement officer, probation officer or parole officer acting in his or her official capacity is guilty of a misdemeanor and, upon conviction thereof, shall be fined not less than $50 nor more than $500 or confined in jail not more than one year, or both fined and confined. (b) A person who intentionally disarms or attempts to disarm a law-enforcement officer, correctional officer, probation officer or parole officer, acting in his or her official capacity, is guilty of a felony and, upon conviction thereof, shall be imprisoned in a state correctional facility not less than one nor more than five years. (c) A person who, with intent to impede or obstruct a law-enforcement officer in the conduct of an investigation of a felony offense, knowingly and willfully makes a materially false statement is guilty of a misdemeanor and, upon conviction thereof, shall be fined not less than $25 nor more than $200, or confined in jail for five days, or both fined and confined. The provisions of this section do not apply to statements made by a spouse, parent, stepparent, grandparent, sibling, half sibling, child, stepchild or grandchild, whether related by blood or marriage, of the person under investigation. Statements made by the person under investigation may not be used as the basis for prosecution under this subsection. For purposes of this subsection, "law-enforcement officer" does not include a watchman, a member of the West Virginia State Police or college security personnel who is not a certified law-enforcement officer. (d) A person who intentionally flees or attempts to flee by any means other than the use of a vehicle from a law-enforcement officer, probation officer or parole officer acting in his or her official capacity who is attempting to make a lawful arrest of the person, and who knows or reasonably believes that the officer is attempting to arrest him or her, is guilty of a misdemeanor and, upon conviction thereof, shall be fined not less than $50 nor more than $500 or confined in jail not more than one year, or both fined and confined. (e) A person who intentionally flees or attempts to flee in a vehicle from a law-enforcement officer, probation officer or parole officer acting in his or her official capacity after the officer has given a clear visual or audible signal directing the person to stop is guilty of a misdemeanor and, upon conviction thereof, shall be fined not less than $500 nor more than $1,000 and shall be confined in l jail not more than one year. (f) A person who intentionally flees or attempts to flee in a vehicle from a law-enforcement officer, probation officer or parole officer acting in his or her official capacity after the officer has given a clear visual or audible signal directing the person to stop, and who operates the vehicle in a manner showing a reckless indifference to the safety of others, is guilty of a felony and, upon conviction thereof, shall be fined not less than $1,000 nor more than $2,000 and shall be imprisoned in a state correctional facility not less than one nor more than five years. (g) A person who intentionally flees or attempts to flee in a vehicle from a law-enforcement officer, probation officer or parole officer acting in his or her official capacity after the officer has given a clear visual or audible signal directing the person to stop, and who causes damage to the real or personal property of a person during or resulting from his or her flight, is guilty of a misdemeanor and, upon conviction thereof, shall be fined not less than $1,000 nor more than $3,000 and shall be confined in jail for not less than six months nor more than one year. (h) A person who intentionally flees or attempts to flee in a vehicle from a law-enforcement officer, probation officer or parole officer acting in his or her official capacity after the officer has given a clear visual or audible signal directing the person to stop, and who causes bodily injury to a person during or resulting from his or her flight, is guilty of a felony and, upon conviction thereof, shall be imprisoned in a state correctional facility not less than three nor more than ten years. (i) A person who intentionally flees or attempts to flee in a vehicle from a law-enforcement officer, probation officer or parole officer acting in his or her official capacity after the officer has given a clear visual or audible signal directing the person to stop, and who causes death to a person during or resulting from his or her flight, is guilty of a felony and, upon conviction thereof, shall be imprisoned in a state correctional facility for not less than five nor more than fifteen years. A person imprisoned pursuant to this subsection is not eligible for parole prior to having served a minimum of three years of his or her sentence or the minimum period required by section thirteen, article twelve, chapter sixty-two of this code, whichever is greater. (j) A person who intentionally flees or attempts to flee in a vehicle from a law-enforcement officer, probation officer or parole officer acting in his or her official capacity after the officer has given a clear visual or audible signal directing the person to stop, and who is under the influence of alcohol, controlled substances or drugs, is guilty of a felony and, upon conviction thereof, shall be imprisoned in a state correctional facility not less than three nor more than ten years. (k) For purposes of this section, the term "vehicle" includes any motor vehicle, motorcycle, motorboat, all-terrain vehicle or snowmobile as those terms are defined in section one, article one, chapter seventeen-a of this code, whether or not it is being operated on a public highway at the time and whether or not it is licensed by the state. (l) For purposes of this section, the terms "flee", "fleeing" and "flight" do not include a person's reasonable attempt to travel to a safe place, allowing the pursuing law-enforcement officer to maintain appropriate surveillance, for the purpose of complying with the officer's direction to stop.(m) The revisions to subsections (e), (f), (g) and (h) of this section enacted during the regular session of the 2010 regular legislative session shall be known as the Jerry Alan Jones Act.
Wisconsin
Failure to comply with officer's attempt to take person into custody:
In this section, "officer" has the meaning given in s. 946.41 (2) (b).(2) Whoever intentionally does all of the following is guilty of a Class I felony: (a) Refuses to comply with an officer's lawful attempt to take him or her into custody. (b) Retreats or remains in a building or place and, through action or threat, attempts to prevent the officer from taking him or her into custody. (c) While acting under pars. (a) and (b), remains or becomes armed with a dangerous weapon or threatens to use a dangerous weapon regardless of whether he or she has a dangerous weapon.This section delineates one crime: a suspect's armed, physical refusal to be taken into custody. It can be committed by action or threat, which are alternative ways of threatening an officer to avoid being taken into custody. A jury instruction requiring unanimity on which occurred is not required.
Wyoming
No person shall willfully resist the chief of police or any other member of the police department, or other member of any law enforcement department, in the discharge of his duties, if known to be or identified as a police officer.B.No person shall, in any manner, wilfully assist any person in the custody of the chief of police or other police officer, or any other law enforcement officer, to escape, or rescue or attempt to rescue any other person so in custody.C.No person shall wilfully, in any way, interfere, hinder or prevent the chief of police or any other member of the police department, or any other law enforcement officer, from discharging his lawful duties.D.Any person convicted of violating any provision of this section is guilty of a misdemeanor and shall be punished as provided by Chapter 1.28 of this code.
See also
All-points bulletin
Contempt of cop
Crime scene getaway
Fugitive
Obstructing government administration
Plummer v. State
Probable cause
References
Example code from New Jersey
Criminal law
Law enforcement terminology |
4050205 | https://en.wikipedia.org/wiki/Tom%20Sayers | Tom Sayers | Tom Sayers (15 or 25 May 18268 November 1865) was an English bare-knuckle prize fighter. There were no formal weight divisions at the time, and although Sayers was only five feet eight inches tall and never weighed much more than 150 pounds, he frequently fought much bigger men. In a career which lasted from 1849 until 1860, he lost only one of sixteen bouts. He was recognized as heavyweight champion of England between 1857, when he defeated William Perry (the "Tipton Slasher") and his retirement in 1860.
His lasting fame depended exclusively on his final contest, when he faced American champion John Camel Heenan in a battle which was widely considered to be boxing's first world championship. It ended in chaos when the spectators invaded the ring, and the referee finally declared a draw.
Regarded as a national hero, Sayers, for whom the considerable sum of £3,000 was raised by public subscription, then retired from the ring. After his death five years later at the age of 39, a huge crowd watched his cortège on its journey to London's Highgate Cemetery.
Early years
Tom Sayers was born in May 1826 in a slum in the Brighton alley of Pimlico (now Tichborne Street) not far from the Royal Pavilion. He was the youngest of the five children of William Sayers (33), a shoemaker, and his wife Maria, ten years her husband's senior. At the age of six, Tom became a Jack-in-the-water, earning a few coppers performing small duties for holidaymakers and fishermen on Brighton beach. Claims that he attended school in 1836 may be unfounded, and he was barely literate.
At the age of thirteen, he went to London, where he stayed with his sister Eliza and her husband Robert King, a builder. Sayers became a bricklayer, and for the next seven years shuttled between his home town and the capital. He is known to have worked on the London Road viaduct outside Brighton, and may well have taken part in the construction of London's King's Cross Station.
In an anecdote of his early life, it was reported that whilst working on the construction of Wandsworth Prison, he was struck by his supervisor, described as a "great big bully of a fellow", and on his returning the blow, it was decided to carry on the fight at a nearby common. Here, after a tremendous battle, Sayers prevailed, knocking out his adversary.
In 1846, he finally settled in the capital, taking up residence in the notorious slum of Agar Town, just north of where St Pancras Station now stands. It was around 1847 that he set up home in a more salubrious part of Camden Town with Sarah Henderson. Only fifteen years old, Sarah was unable to marry without her father's permission, and her daughter Sarah (1850–1891), and son Tom (1852–1936) by Sayers were consequently illegitimate.
Prize ring career
Early career
Although the prize ring had long been illegal, it continued as an underground activity, and Sayers, having earned a considerable reputation from a number of informal fights, decided to try to make a living with his fists. His first contest as a professional was on 19 March 1849 near Greenhithe when he defeated Abe Couch (or Crouch). His next contest was with Dan Collins on 22 October 1850 at Edenbridge, Kent. The fight was interrupted after 9 rounds by the local constabulary. The fight recommenced at Red Hill but was abandoned in a draw as darkness descended. The two fighters met again on 29 April 1851 at Long Reach, the result being victory to Sayers.
Sayers next took on Jack Grant for £100 a side, the fight taking place at Mildenhall, Suffolk on 29 June 1852. For this fight, Grant had Harry Orme in his corner whilst Sayers was attended by Nat Adams and Bob Fuller. The fight lasted 64 rounds, Sayers ending up as victor.
Tom Sayers next fight was with Jack Martin, who was backed by Ben Caunt. The fight took place on 26 January 1853, Sayers winning after 23 rounds.
Loss to Nat Langham
In 1853, Sayers challenged Nat Langham, who, despite the absence of formal weight divisions, was widely accepted as England's middleweight champion. The fight took place on 18 October 1853 at Lakenheath, Suffolk. This was Sayers's toughest fight so far, and a combination of illness and inexperience contributed to his first and only defeat. The wily Langham gained the upper hand by temporarily blinding his opponent with frequent blows to the eyes. The end came in the 61st round with Sayers unable to see his opponent, who could therefore strike him at will. Sayers was still reluctant to quit, however, and one of his seconds, Alec Keene was forced to "throw up the sponge" to signify the end of the contest. Once his eyes were healed, Sayers requested a re-match but Langham announced his retirement from the prize-ring.
Still, Sayers had fought well, and defeat did not damage his career. But his marriage that same year to Sarah Henderson, by now old enough to marry without her father's permission, was soon in ruins as she left to live with another man. To make matters worse, on top of an expensive failure to set himself up as a publican, he had great difficulty arranging another payday in the ring. He had one further victory against a fighter near his own weight before taking on much heavier men. The fighter was George Sims, described by the boxing chronicle Pugilistica as " a civil, well-behaved, courageous fellow, ridiculously over-estimated by his friends". The one-sided contest took place at Longreach on 2 February 1854, Sayers knocking his opponent out after 4 rounds of fighting, taking just 5 minutes.
Challenges heavyweight fighters
At this stage of his career, men of his own size considered Sayers just too dangerous to fight. Finally and in desperation, he took the bold step of challenging a leading heavyweight. According to Alan Lloyd in "The Great Prize Fight" and Alan Wright in "Tom Sayers: the last great bare-knuckle champion", this decision was driven by John Gideon. John Gideon was a gentleman 'bookie' with influential and wealthy connections. He took a liking to Sayers after watching him fight Langham and stepped forward to become Sayers' manager. He would guide Sayers through the most successful part of his career as the two men became firm friends.
In convincing Sayers to challenge the heavyweights, Gideon was breaking convention. The convention – though it was never a formal rule – was that men fought others of their own size, and few gave him much chance against the highly regarded Harry Paulson. Paulson was shorter than Sayers by an inch but was described as "a perfect Hercules in the torso, weighing 12st. 7lb. in hard condition." Sayers, however, was undaunted, and in January 1856, a convincing victory raised him to a new level.
Sayers' next two fights were with Aaron Jones in the early months of 1857. The first contest ended in a draw after 62 rounds of fighting but Sayers won the subsequent bout on 10 February 1857. According to the boxing chronicler, Fred Henning: "this battle brought the plucky Brighton Boy still nearer to the coveted title, and it was evident that giving away weight made very little matter to him and he proved by his conquering of the two heavy weights that he must have some chance for the Championship, so his friends were determined that he should have a try when the opportunity offered itself"
Fight for the championship
At this time, there was no undisputed champion of England amongst the heavier fighters. Harry Broome, who had won the title in 1851 against William Perry (known as the "Tipton Slasher") and defended it against Harry Orme in 1853, had forfeited an arranged re-match with William Perry and had written to the editor of the sporting paper Bell's Life in London in August 1853, when he "intimated his intention of retiring from the Prize Ring".
In early 1855, fight supporters commissioned a new championship belt, the previous one "having gone astray". The subscription raised £100 and a Bond Street jeweller was asked to make the new belt. At this date there were thought to be 5 possible contenders for the Championship: William Perry, Harry Broome, Harry Orme, Tom Paddock and Aaron Jones.
William Perry claimed the title for himself and attempted to set up fights with Aaron Jones and Tom Paddock in 1856, however both forfeited to him rather than fight, which gave the opportunity for Sayers to fight for the championship.
On 3 March 1857, the articles for a fight between Sayers and the Tipton Slasher were signed. The fight was to be for £100 per side plus the new Championship belt. According to one of the chroniclers of the Prize Ring, many thought it was "a wild, mad, revolutionary idea to match a 10st. 10lb. man of 5ft. 8in. against a 14 stoner of over 6ft., and the latter, mind you, no duffer, but the Champion of England, who had won his title by hard fighting". Perry was so confident of winning that he sold his pub in Spon Lane, West Bromwich, and staked the proceeds on himself at 6 to 4 on odds. However, although confident of winning, he did not underestimate Sayers and he trained hard for the fight. This fight, Perry's final one, took place on 16 June 1857 on the Isle of Grain. During the fight, Sayers demonstrated his ring craft as he moved swiftly, dodging the Slasher's heaviest punches. According to one eye-witness report, Perry's tactics were at fault as, despite being slower on his feet, he tried to force the pace of the fight, instead of fighting defensively and using his powers as a counter-hitter. In the end, Sayers won a convincing victory after 10 rounds of fighting, lasting 1 hour and 42 minutes.
Championship defences
Sayers first fight as champion was with Bill Benjamin on the Isle of Grain on 5 January 1858. According to the sporting paper, Bell's Life in London, Benjamin's real name was William Bainge, and he was a complete novice at prizefighting. Sayers won easily after 3 rounds of fighting, which took just 6 and a half minutes.
On 16 June 1858, Sayers took on and beat the experienced fighter Tom Paddock on Canvey Island. In the 21st round, Sayers, noting that exhausted Paddock could hardly see and was incapable of defending himself, shook his opponent by the hand and led him back to his corner, prompting Paddock's seconds to "throw up the sponge".
On 5 April 1859, Sayers fought a rematch with a much improved Bill Benjamin. Sayers came out on top, defeating his opponent in 11 rounds.
On 20 September 1859 a fight took place with the Birmingham-based Bob Brettle, The contest differed from Sayers' recent fights in that Brettle was slightly the lighter man. In the 7th round, Brettle dislocated his shoulder and so was unable to continue, giving victory and the £600 stake money to Sayers.
In 1859 Sayers accepted a challenge from US champion John Camel Heenan known as the Benicia Boy.
The fight with John C. Heenan
By this time the prize ring was in utter disrepute – and virtually ignored by everyone outside the ranks of the Fancy, as the followers of boxing were known – yet the Sayers–Heenan fight caught the public imagination on both sides of the Atlantic. In the words of The Times, "this challenge has led to an amount of attention being bestowed on the prize ring which it has never received before", while in America, the New York Clipper observed that "'Whate'er we do, where'er we be,' fight, fight, fight is the topic that engrosses all attention".
Efforts of a number of concerned citizens to have the illegal event prevented came to nothing, and the battle took place at Farnborough in Hampshire on the morning of Tuesday, 17 April 1860. From contemporary reports it appears that the fight took place in a field just east of Farnborough North railway station. Transport from London to the venue was provided by South Western Railways. According to one eyewitness: "Several members of Parliament were present, and among the "nobility and gentry," besides the noble owner of the property, we were shown the Duke of Sutherland, the Marquis of Stafford, and Colonel Peel. There were about two thousand persons, and in the crowd were very many of the London celebrities in the literary, artistic, and sporting world."
Sayers' seconds for the fight were Harry Brunton and Jemmy Walsh, whilst Heenan was attended by Jack MacDonald and Jim Cusick.
It was on the face of it an unequal contest: Sayers was conceding forty pounds in weight, five inches in height and eight years in age. Heenan won the toss for corners and placed himself at an advantage with his back to the sun. At about half-past seven in the morning, the contest started.
According to one report, Heenan had the better of the opening rounds, knocking down Sayers in the 3rd and 4th rounds. To make matters worse for Sayers, his right arm was damaged in the 6th round, warding off a blow from Heenan, and he had to fight one-handed for most of a ferocious contest which went on for more than two hours. However, in the next round, which one reporter called "a fine specimen of stratagem and skill", Sayers struck several blows around and on Heenan's right eye, which had the effect of closing it for the remainder of the fight.
In the 37th round, the fight descended into chaos when Heenan held Sayers around the neck on the ropes. The ropes were let down and the crowd invaded the ring, and it also became clear that the police were in the vicinity, keen to put a stop to proceedings. The referee, having been "forced from his post" tried to bring the contest to an end but the ring was reformed and five more rounds fought before the referee could finally end the contest. The fight was finally declared a draw, but hostilities continued for some weeks outside the ring, with the American camp claiming that Heenan had been cheated of victory, and the British insisting that Sayers had been on top.
According to Iain Manson, a careful study of newspaper reports of the fight and the subsequent controversy leaves little doubt that Heenan was on the verge of victory when the action was stopped. Others say the match was a draw. However, according to Alan Wright's book "Tom Sayers: the last great bareknuckle champion", Heenan's attempted strangling of Sayers did not stop the fight, nor did the subsequent invasion of the ring by Sayers' supporters. This account says that order was nearly restored and the ring re-pitched yards away. The fight continued for four or five rounds with neither man able to box proficiently. When the Police were spotted at the edge of the field, the entire throng, including the fighters, made a bolt for it and the fight ended there.
The fight stirred up considerable public interest. According to one source: "newspapers were filled with frenzied denunciations, Parliament angrily discussed the question, Palmerston quoted, with every sign of satisfaction, a French journalist who saw in the contest a type of the national character for indomitable perseverance in determined effort".
Differences between the two men were finally patched up, and both were awarded a specially made championship belt at the Alhambra Theatre, London on 30 May 1860. The tour of England, Ireland and Scotland which they then undertook together was, however, only a partial success. On 4 June the fighters performed an exhibition bout at the Free Trade Hall in Manchester.
After retirement from prizefighting
Involvement with the circus business
After the Heenan fight of 1860, Tom Sayers never fought again. A public subscription was raised for him after the fight, and he received the sum of £3,000, enough to fund a comfortable retirement. This money was safely invested following the advice of John Gideon. In the Autumn of 1860, Sayers was engaged by the American circus company, Howes and Cushing, at a reported wage of £55 per week plus expenses. In October 1861, it was announced that Sayers had purchased the circuses of Howes and Cushing as well as "Jem Meyers's Great American Circus". Advertised as Tom Sayers' Champion Circus, pitched in the towns of Wisbech, March, Chatteris and Ely in April 1862 and described as "a mere wreck of what it was a few years earlier". It toured Britain but was sold off by auction in November 1862.
Sayers' marriage had broken down in the mid 1850s, after which time he and his two children had been living with a married woman called Charlotte. However, in early 1863, this relationship came to an acrimonious end, as the couple appeared in Clerkenwell Police Court, where Sayers accused Charlotte of breaking his windows and Charlotte accused him of breaking her furniture and throwing her out. The auction of his circus in 1862 did not end Sayers' involvement with the circus business, as in November 1863, it was reported that "Tom Sayers and his Company" would be putting on a combined performance with Howes's American Circus.
At ringside with Heenan
The bout with Heenan was Sayers' last prizefight. However, he made one last appearance in the prizefighting ring, when on 10 December 1863, he was one of Heenan's seconds, when the American returned to England to fight the then champion, Tom King. Heenan had been trained for the fight by his countryman, Jack MacDonald with the assistance of Hennan's brother, James. According to his own account, MacDonald only found out that Sayers would appear as his assistant on the morning of the fight, having been told that James Heenan would be fulfilling that role. Sayers' appearance was explained as conforming to the "etiquette of the profession". It was also speculated that Heenan's party may have hoped that Sayers' prestige, would "scatter dismay in the ranks of King's followers". However, it was clear from his appearance at the fight that Sayers was unwell and he was unable to assist Heenan during the fight, which Heenan lost. Sayers had bet heavily on Heenan, losing hundreds of pounds. In January 1864, legal proceedings were initiated against the fighters, seconds and other prominent participants in the prizefight. The proceedings concluded in April with the chief participants having to lodge £100 surety with the court in case of further court action.
In Liverpool on 25 and 26 January 1864, Myers' American Circus was hired by John Heenan, who invited Sayers to recreate the "Great Battle of Farnborough". In June 1864, it was reported that Sayers was promoting a benefit evening for the boxer Jem Mace, hiring the Standard Theatre, Shoredich for the occasion.
Illness and death
In December 1864, Sayers appeared in the betting ring together with Heenan at the Croydon Steeplechase meeting. Sayers was described as being "haggard, thin and wretched". In February 1865, Sporting Life reported that he was very seriously ill and confined to his house in Camden Town. A medical examination revealed him to be showing the symptoms of consumption aggravated by diabetes. It was also reported that Heenan had visited him and "spent some time in cheering up his great opponent of Farnborough".
In April 1865, Sayers was well enough to make a visit to Brighton, appearing "robust and strong" but by August, whilst staying with his sister, it became clear that the disease in his lungs meant he would not survive many weeks.
His last permanent address (1860–64) was at 51 Camden Street in Camden Town.
He died at No. 257 Camden High Street on 8 November 1865, in the presence of his father and two children and his funeral a week later attracted some 100,000 people to Camden Town. According to the Spectator magazine, the crowd that accompanied the coffin, stretched for more than two miles in length and the bier was drawn by four sable-plumed horses, Sayer's dog sitting alone in a pony cart.
Misfortune pursued him beyond the grave. His estranged (but not divorced) wife, who now had three sons by the man for whom she had left him, went to court to disinherit her two children by Sayers. The parents' subsequent marriage had not changed their legal status, and a judge ruled that, while they were certainly illegitimate, it could not be proved that Sayers was not the father of his wife's other three children. These must therefore be regarded as legitimate, and entitled to inherit his estate.
Tom Sayers is buried in Highgate Cemetery, his marble tomb, the work of the sculptor Morton Edwards, guarded by the stone image of his mastiff, Lion, who was chief mourner at his funeral. The house in Camden where he died now has an English Heritage blue plaque.
Career record
|-
| style="text-align:center;" colspan="8"|12 Wins, 1 Loss, 3 Draws
|- style="text-align:center; background:#e3e3e3;"
| style="border-style:none none solid solid; "|Result
| style="border-style:none none solid solid; "|Opponent
| style="border-style:none none solid solid; "|Date
| style="border-style:none none solid solid; "|Location
| style="border-style:none none solid solid; "|Duration
|-
| Win
| Abe Couch
| 1849-03-19
| Greenhithe, Kent
| 13 minutes (6 rounds)
|-
| style="background: #dae2f1"|Draw
| Dan Collins
| 1850-10-22
| Edenbridge, Kent
| 1 hour 52 minutes (39 rounds)
|-
| Win
| Dan Collins
| 1851-04-29
| Long Reach, Kent
| 1 hour 24 minutes (44 rounds)
|-
| Win
| Jack Grant
| 1852-06-29
| Mildenhall, Suffolk
| 2 hours 30 minutes (64 rounds)
|-
| Win
| Jack Martin
| 1853-01-26
| Long Reach, Kent
| 55 minutes (23 rounds)
|-
| Loss
| Nat Langham
| 1853-10-18
| Lakenheath, Suffolk
| 2 hours 2 minutes (60 rounds)
|-
| Win
| George Sims
| 1854-02-28
| Long Reach, Kent
| 5 minutes (4 rounds)
|-
| Win
| Harry Paulson
| 1856-01-29
| Appledore, Kent
| 3 hours, 8 minutes (109 rounds)
|-
| style="background: #dae2f1"|Draw
| Aaron Jones
| 1857-01-06
| Canvey Island, Essex
| 3 hours (62 rounds)
|-
| Win
| Aaron Jones
| 1857-02-10
| Canvey Island, Essex
| 2 hours (85 rounds)
|-
| Win
| Bill Perry
| 1857-06-16
| Isle of Grain, Kent
| 1 hour 15 minutes (10 rounds)
|-
| Win
| Bill Benjamin
| 1858-01-05
| Isle of Grain, Kent
| 7 minutes (3 rounds)
|-
| Win
| Tom Paddock
| 1858-06-15
| Canvey Island, Essex
| 1 hour 20 minutes (21 rounds)
|-
| Win
| Bill Benjamin
| 1859-04-05
| Isle of Grain, Kent
| 22 minutes (11 rounds)
|-
| Win
| Bob Brettle
| 1859-09-20
| Ashford, Kent
| 15 minutes (7 rounds)
|-
| style="background: #dae2f1"|Draw
| John C. Heenan
| 1860-04-17
| Farnborough, Hampshire
| 2 hours 10 minutes (42 rounds)
In fiction
A fictionalised Tom Sayers appeared in a series of weekly adventures penned for the story paper The Marvel by Amalgamated Press writer Arthur S. Hardy (real name Arthur Joseph Steffens, b. 28 September 1873) in the first decade of the twentieth century. Hardy's version of Sayers was an Edwardian actor-manager, touring Britain's theatres and music halls with staged recreations of his boxing triumphs in a career move very loosely based on the real Sayers's circus venture. This romanticised figure was revived and further developed as a central character in The Kingdom of Bones, a 2007 novel by Stephen Gallagher.
Tom Sayers is mentioned in Dorothy L. Sayers's mystery novel The Nine Tailors (1937). [The two Sayers were unrelated.]
Sayers appears in George du Maurier's first novel Peter Ibbetson (Part Two).
A detailed account of the Sayers-Heenan fight appears in Hugh Walpole's The Fortress.
A recreation of the Sayers-Heenan fight is the event around which the action of Episode 13.6, The Noble Art, of Midsomer Murders revolves.
Notes
Further reading
Brooks, Chris. Burying Tom Sayers. Annual of The Victorian Society, 1989.
Gallagher, Stephen. The Kingdom of Bones. Random House/Shaye Areheart Books, 2007.
Langley, Tom. The Life of Tom Sayers. Vance Harvey Publishing, 1973.
Lloyd, Alan. The Great Prize Fight. Cassell, 1977.
Manson, Iain. The Lion and the Eagle. SportsBooks, 2008.
Miles, Henry Downes (editor). Tom Sayers, sometime champion of England, his life and pugilistic career. S.O Beeton, 1866.
Wright, Alan. Tom Sayers: the last great bare-knuckle champion. The Book Guild, 1994.
External links
Tom Sayers
John Camel Heenan
Sayers–Heenan fight
1826 births
1865 deaths
Sportspeople from Brighton
English male boxers
Bare-knuckle boxers
19th-century deaths from tuberculosis
Burials at Highgate Cemetery
Tuberculosis deaths in England |
4050623 | https://en.wikipedia.org/wiki/Fire%20from%20Heaven | Fire from Heaven | Fire from Heaven is a 1969 historical novel by Mary Renault about the childhood and youth of Alexander the Great. It reportedly was a major inspiration for the Oliver Stone film Alexander. The book was nominated for the “Lost Man Booker Prize” of 1970, "a contest delayed by 40 years because a reshuffling of the fledgeling competition’s rules", but lost out to Troubles by J. G. Farrell.
Plot summary
Concise Summary
Fire from Heaven begins with Alexander as a young child in the court of his father, Philip of Macedon, and closes with the immediate aftermath of his father's assassination at Aegae, the event which led Alexander to assume power. The novel deals with the relationship between Philip and Queen Olympias and Alexander's changing loyalties to them, Alexander's tuition under Aristotle, Alexander's sexuality and relationship with his friend and future General Hephaistion, and Alexander's growing prowess as a soldier during his father's conquest of the Greek states. As a novel concerned with Alexander's youth, it does not deal with his conquest of the Persian Empire beyond foreshadowing.
Main locations
Pella – the opening scene of the novel, capital city of Macedon. Pella is presented as a place of constant political struggles. It is where Alexander's childhood is spent and where most of the central relationships are formed.
Aigi – the closing scene of the novel, the old capital of Macedon, located higher in the mountains. It features a fortress near a waterfall, and is presented as the site of many important character shifts, such as loss of virginity, murder, and transformative religious experiences.
Mieza – site of a school for Alexander and the other sons of important Macedonian military leaders. Mieza is presented as a sort of Arcadian place of refuge from the wider politics of Macedon, a place of comradeship, learning, and love.
Thrace – Macedon's neighbor to the northeast. Thrace is presented as a wild, remote region which Philip's soldiers have occupied. Even more so than Macedon, Thrace remains a rough land of feuding warlords. It is noted for the blue tattoos of its inhabitants. Thrace is where Alexander first exhibits his military bravery and leadership, and where he and Hephaestion are hardened to the gruesome realities of war.
Athens – Macedon's antagonistic neighbor to the south. Athens is represented in the novel as past its glory days and ruled by petty, squabbling demagogues. It still, however, retains an aura of great respect for both Alexander and Philip as the birthplace of Greece's high culture.
Chaeronea – site of a massive battle which decides whether Philip's military hegemony will be able to spread into the more culturally advanced states of southern Greece.
Perinthos – a former Macedonian ally to the east which wavers in its support and is invaded by Philip. It is here that Alexander and Philip bond over a shared love of military tactics and Alexander saves Philip's life during an attempted insurrection.
Epiros – Macedon's neighbour to the west. Epiros is presented as a well-run, prosperous region in alliance with Macedon. It is the homeland of Olympias, who is daughter and sister of two of its successive kings. The marriage of Olympias to Philip as his chief wife ensures that Epiros remains friendly to Macedon, so that Philip can concentrate his army on northern, southern, and eastern expansion.
Persian Empire – though it is never visited in the novel, Persia is a looming presence affecting everything that happens in Macedon and its neighbors. It is the eventual goal of both Alexander and Philip to conquer Persia and its Great King. Persia is the old enemy invader of Greece and a land of fabled, opulent wealth.
Phocis – though it is never visited in the novel, Phocis serves as the pretext for Philip to become involved in the military disputes of southern Greece. Phocis' sacrilegious cultivation of fields meant to be reserved as holy land (and the resulting wealth which threatens their neighbours) is the impetus for the Third Sacred War.
Main characters
Alexander – The central character of the novel, followed from the age of 4 until his taking power over Macedon.
Philip – King of Macedon and Alexander's legal father. Alexander and Philip have an intense love-hate relationship. A central theme of the novel is whether Philip, who is often portrayed as arrogant, brutish, and crass, deserves the loyalty and love of Alexander. This is often tied to whether or not Philip is also Alexander's biological father.
Olympias – Alexander mother and Philip's chief wife. She is portrayed as a strong-willed survivor who uses emotional blackmail and a system of spies to protect her interests against her all-powerful husband. Through the novel, Alexander's relationship towards his mother changes from unswerving devotion to a more restrained loyalty.
Hephaestion – Teenaged friend of Alexander who becomes his unswervingly loyal life partner.
Pausanias – Bodyguard and lover of Philip, later elevated to captain of the bodyguards as compensation for a humiliating attack by a rival.
Demosthenes – Athenian political orator, diplomat, and soldier, portrayed as arrogant, selfish, and venal (The strongly negative portrayal of Demosthenes in the novel has been one of the main criticisms leveled against it). Demosthenes is the most visible antagonist against Philip's drive for empire.
Phoinix – Alexander's pedagogue, who provides him emotional solace and imaginative inspiration.
Leonidas – Olympias' uncle and Alexander's great-uncle. Leonidas serves as regent of Macedon during one of Philip's absences and seeks to toughen Alexander into an obedient, hard soldier.
Attalos – One of Phliip's generals. Early in the novel he attacks Pausanias as part of a romantic quarrel of honor. Later in the novel, he makes a bid for power by trying to replace Olympias with his own niece as mother of the next king.
Antipatros – Loyal regent during one of Philip's absences, Antipatros helps train Alexander in the civic demands of state administration. He is also the father of Kassandros, who is a minor villain in the story.
Chapter One
The novel begins with the memorable opening line, "The child was wakened by the knotting of the snake's coils about his waist." Alexander is four years old and his younger sister Kleopatra is still in a cradle. The snake which encircles him is a semi-tame house snake who has escaped from the room of Alexander's mother, Olympias. Alexander sneaks past his nanny, Hellanike, and into his mother's room to return it. The relationship between Alexander and Olympias is portrayed as affectionate and intimate, but he is already aware at a young age that she lies to her husband, Alexander's purported father, Philip, the king of Macedon.
Philip, who had been heard earlier singing and yelling drunkenly in the main hall, bursts into the cozy scene & embarrasses Alexander with his nakedness and verbal abuse of Olympias. Olympias responds with mockery of Philip's other lovers, his period as a hostage in Thebes, and the insinuation that Alexander is in fact not Philip's biological son. Phililp throws Alexander from the room, where he is comforted by a guard. Alexander claims he will murder his father when he's old enough, but the guard warns that it would be a sin, and tells Alexander that being abused will toughen him up for the aristocratic male rites of passage of murdering a wild boar and murdering a man. The guard also tells Alexander the tale of Heracles killing snakes as a baby, starting a lifelong fascination with Heracles in Alexander.
Alexander's family is further revealed when, three years later, he goes on a horse ride with a soldier he admires, Ptolemy. Alexander has heard around the barracks that Ptolemy is also the son of Philip, but Ptolemy explains to Alexander why this should not be repeated, as Ptolemy's mother is married to someone other than Philip. To overcome Alexander's great disappointment, Ptolemy becomes a blood brother with him.
Returning to the stables, Alexander sees horses dressed in the dazzling wealth of Persia. He learns that two Persian satraps who rebelled against the Great King have been given pardons and will be returning from exile in Macedon. Alexander entertains and questions the envoys who have come to bring them back, gaining useful military information because the amused envoys tell a child more than they would an adult. Alexander also flirts with the handsome youth who attends the envoys, and later dreams of riding off with him to see Persepolis after murdering a group of impudent Persian envoys.
The final sequence of Chapter One ends with Alexander allowed to join his mother in a women's rite dedicated to the god Dionysus because Alexander has not yet reached puberty.
Chapter Two
When Philip goes to war against Chalkidike, he puts Olympias' cold uncle, Leonidas of Epirus in charge as regent, and entrusts him with finding tutors for Alexander, who is now seven years old and considered ready to begin training for manhood. Leonidas forces Alexander into a Spartan lifestyle and the tutors try to tame Alexander's imagination into rote learning. Conditions are somewhat alleviated by an old family friend, Lysimachus of Acarnania, who encourages Alexander's dreams by referring to Alexander as the mythical hero Achilles and himself as Phoinix. In his mind, Alexander equates his father with Achilles' military colleague but personal enemy, Agamemnon.
Alexander has his first meeting with Hephaestion, although it is brief and they argue.
Philip returns from war, bringing crowds of slaves with him. He also marries a woman from Thrace to seal an alliance, causing mad jealousy in Olympias. In retaliation, Olympias appears on stage in a celebratory play, something which is allowed her as a priestess of Dionysos, god of theatre, but is still considered wildly shocking since only men are supposed to appear on stage. In the gossiping crowd afterward, Alexander slashes the leg of a man who he hears insulting his mother. To atone for attacking someone without warning, Alexander sacrifices to Zeus, and believes that the god speaks directly to him during the rite.
Chapter Three
Alexander is ten years old. Going to meet with his father, he notes that his father's newest guard, Pausanias of Orestis, has the kind of looks which Philip appreciates in lovers. Philip is preparing to hear envoys from Athens, who are coming to convince him against joining a war against Phocis, because they are afraid of his increasing power spreading into southern Greece. Chief among them is Demosthenes, who attempts to molest Alexander, mistaking him for a slave. Alexander is revenged when he reveals himself as Philip's heir just as Demosthenes is about to speak. Demosthenes is also humiliated because his speech is plagiarized by another envoy, Aeschines.
Alexander befriends a young Thracian, Lambaros, living at the court as a hostage, despite the snobbery which the other Macedonians display toward him.
Chapter Four
Alexander learns eagerly from his tutors, and bemoans the fact that he must sleep when there is so much he wants to do. His music teacher, Epikrates, encourages him to perform due to his great skill on the cithara, but Philip publicly humiliates Alexander for being too good a musician. Epikrates resigns, and Alexander runs away from home. He joins a soldier on leave in a tribal feud in the uplands of Macedon, making his first murder in battle and carrying the head of the victim back to prove his manhood to his father. Alexander refuses to claim the head of a second kill because the face reminds him of his father.
Returned to the palace, Alexander is given his own retinue of young men-at-arms. At a yearly horse fair, when Alexander is away from them looking at horses, the group gossips that King Philip had taken the guard Pausanias of Orestis as a lover, but then had moved on to someone else. Pausanias had insulted the new lover in jealousy, leading the new lover to be foolishly brave in battle to try to prove himself, and resulting in his death. To get back at Pausanias, the general Attalos, a friend of the dead man, had got Pausanias drunk and let the stable grooms gang rape him. Philip had promoted Pausanias to captain of the royal bodyguard to try to make it up to him, but had not punished Attalos, who was good general.
Alexander shows amazing courage and skill in taming the horse Bucephalus in front of the assembled chiefs at the horse fair. He re-meets Hephaestion (who he had first met six years previous) and is smitten. Alexander realizes that while talking with Hephaestion, he had forgotten all about running to tell the news of the new horse to his mother, the first time this has happened when he had big news to tell. Alexander burns a great deal of Persian incense to Heracles at a rite and is told by his great-uncle Leonidas not to be so wasteful of Persian riches until he is master of the lands where they grow, a sentiment which Alexander takes to heart.
Chapter Five
Alexander is nearly 15 and is studying the military histories of Xenophon. When they are hiding out together on a rooftop, Alexander convinces Hephaestion to climb to a dangerously high pinnacle. Hephaestion, who has become completely infatuated, likens Alexander to Zeus, and himself to Semele, realizing that a relationship with Alexander will always involve danger.
Philip leaves to install Alexandros, Olympias' brother, as the new king of Epirus, placing the loyal Antipatros as regent of Macedon. Alexander receives his new tutor, Aristotle, who sets up a school for Alexander and the sons of Philip's generals at Mieza. Among the comrades are Hephaestion, who is now accepted as Alexander's "shadow" by everyone, Ptolemy, Harpalos, Philotas, and Kassandros, whom Alexander does not like, but he must be included because he is the heir of the loyal regent Antipatros. At one point, they watch a play about Achilles and Patroclus, which further inspires the bond between Alexander and Hephaestion.
After some time at the school at Mieza, Alexander and his closest comrades are called to join Philip in besieging a fort. A military escort is led by Kleitos, brother of Alexander's former nanny, Hellanike. Alexander fights with great bravery, and interacts personally with the soldiers, earning their admiration. After the fall of the fort, he rescues a woman whose baby has been murdered, and whom Kassandros was attempting to rape. In an ensuing fight, the woman nearly kills Kassandros, and he is packed off home in disgrace. Alexander visits his boyhood friend, the former Thracian hostage Lambaros, on the return trip.
Back at school, the young men are shocked to hear of the torture and death of Hermias of Atarneus, a friend of Aristotle and loyal ally of Macedon, under arrest in Persia. Aristotle refers to all Persians as barbarians in anger, an insult which Alexander refuses to believe. Meanwhile, Philip deposes Kersobelptes of Thrace.
Alexander's family is reunited at the springtime Dionysia, held at the old capital at Aigai. His mother is jealous that Alexander and Philip have now bonded through their common passion for war. Caught up in the heterosexual furor surrounding the Dionysia, Alexander flirts with a serving woman, Gorgo, but later comes upon his father having sex with her. On the day of the festival, he watches the secret rites of the women on the mountaintop, although it is forbidden, and sees his mother murder Gorgo in her role as priestess of Dionysos. Sick with shame for having watched something forbidden, Alexander reasons that his mother has the right to wage war in the way of women just as his father does in the way of men, and that Olympias has actually killed far fewer people than Philip. Hephaestion comforts Alexander after the shock, and is relieved that Alexander did not have sex with any of the women returning from the mountain rites, as many of their friends did.
Chapter Six
The next spring, Alexander and Hephaestion finally have sex. It is something which Hephaestion has been longing for, but it leaves Alexander distant because, like sleep, it reminds him that he is mortal. When they return to the capital from school, the circle of men around Alexander are noticed to have taken up the southern Greek fashion of shaving, something which Philip views with distaste. Nonetheless, he leaves Alexander as regent when he goes off to war against Perinthos and Byzantion.
As regent, Alexander practices military skills himself and studiously trains the soldiers left to him, making them ready when he puts down a rebellion in Thrace. He is aided by his childhood friend, Lambaros, who knows the local terrain. Upon driving off the rebels, Alexander founds the city of Alexandropolis Maedica and then joins his father against Perinthos. There, he saves his father's life but Philip, ashamed, pretends to have been unconscious and to not remember it, losing some of the loyalty he had earned from Alexander in their shared battle plans.
On his return to the capital, Alexander is pressured by his mother, who is jealous of Hephaestion's influence, to engage in heterosexuality. He is kind to a hetaira at a party, but goes no further than kissing her gently. His mother then has a young woman smuggled into his room at night. Realising that the woman will be punished if she does not prove she has lost her virginity, and wanting his mother off his back, Alexander has sex with her. The next morning he sends the woman back to his mother with an expensive pin which Olympias had told Alexander to save for his bride someday, and the message that from now on he will choose his own lovers.
Chapter Seven
Philip decides that southern Greece must be invaded. Alexander is put in charge of a feint against Illyria to make the southern Greeks unprepared. Back at Pella, he questions his mother as to who is his biological father, but the novel leaves the answer a secret. Athens and Thebes ally against Philip. Sparta remains uninvolved. The Athenian army and the Sacred Band of Thebes are destroyed, with Alexander's courage and tactical skill making him a hero to the army. Philip's hegemony is recognised. Alexander represents Philip in Athens, where he is insulted when someone tries to offer him service from an enslaved sex worker. His blood brother and friend Ptolemy, however, takes up with the Athenian hetaira Thaïs.
On the way back to Pella, Philip's entourage stays at the castle of Attalos, the general who had years before planned the gang rape of Pausanias of Orestis, the chief of Philip's bodyguard. Alexander is shocked that his father is insulting Pausanias by making him stay the night at the home of his former rapist, but Ptolemy points out that the king has much else to think about and has probably put the event long out of mind. Pausanias does not eat or drink the entire time they are lodged at the home of Attalos.
Attalos gains another enemy in Olympias when it is announced that Philip will be marrying Attalos' niece. The marriage threatens Olympias even more than Philip's previous marriages because a son born to this wife would be completely Macedonian, and might be considered a better heir than Olympias' own son, Alexander. Alexander goes along with the wedding until Attalos prays that his niece will produce a "lawful, true-born heir" which Alexander takes as an insult and threat. He hurls a cup at Attalos' head, a huge offence against a host, then goes with his mother into exile in her native Epirus. Along the route of their flight, they take refuge at the house of Pausanias' wife. In Epirus, Alexander consults the oracle of Dodona, under the auspices of three priestesses reminiscent of the Moirai, and is given the answer of "yes" to two questions which the novel leaves a secret.
Chapter Eight
Through the mediation of Demaratos, Alexander and Olympias return to Macedon, but there is now a clear faction which supports them, and a second faction which supports Attalos. Philotas, one of the young men in Alexander's circle, is recruited by his father, the general Parmenion, to spy on Alexander for Philip. Olympias' own spies learn that Philip plans to marry Arridaios, the developmentally disabled son of a minor wife, off to the daughter of a ruler on the edge of the Persian Empire. Convinced that the prestigious marriage is meant as a slight to him, Alexander proposes himself to the foreign ruler as an alternate bridegroom through the secret negotiations of Thettalos, an admiring actor.
When he learns that Alexander has gone behind his back, Philip exiles several of the men who helped in the plot, including Ptolemy, whom Philip acknowledges to be his biological son. Hephaestion is not exiled, but is threatened with death if Alexander ever again commits an act seen as treasonous. Thettalos is brought before Philip in chains, and Alexander is forced to plead for his life.
Fed up with Olympias, Philip makes plans to marry her daughter, Kleopatra, off to Olympias' brother, the current king of Epirus. This will allow Philip to divorce Olympias while still retaining a marriage bond to the king of Epirus. About the same time, captain of the bodyguard Pausanias learns that Philip has brought up mention of his former rape again, although he had promised never to do so. The internal divisions of the family begin to spread out into the network of diplomats and spies working against Philip in occupied lands. Olympias hints at a new intrigue she has developed to bolster her position, but, fearful of Philip's retribution, Alexander refuses to hear it.
Alexander and Hephaestion both look ahead to the planned invasion of Asia, reasoning that if Alexander fights well for Philip, he will get back in his good graces. And if Philip dies in battle, then the best center of power will be with the mass of the army. Alexander plans to murder Attalos in Asia. Foreign agents convince Pausanias that Alexander agrees to a plot involving the captain of the guard by making a copy of one of Alexander's rings and using it as a token of agreement.
Meanwhile, Philip invites dignitaries from all over Greece for the lavish wedding of his daughter Kleopatra to Alexandros of Epirus. He sends for an oracle from Delphi concerning his invasion of Asia and receives the seemingly positive response, "Wreathed is the bull for the altar, the end fulfilled. And the slayer too is ready." Lavish floats of gods and goddesses are built to parade into the theatre where the wedding celebration will take place, with Philip named a god in addition to the Twelve Olympians. Feeling on top of the world, Philip decides to enter the stadium without his guards.
As Pausanias helps Philip from his horse, he stabs the king, then is cut down himself by other guardsmen. Everyone in the crowd, except Olympias, panics and flees the theatre. It is hinted that she and Antipatros may have been privy to the assassination. The float holding Aphrodite, goddess of love, is toppled in the panic. Alexander takes control of the guard, setting himself in position to claim the throne by the next novel in the series, The Persian Boy.
Literary significance and criticism
The novel has been criticised as an overly romanticised and sanitised portrait of Alexander, who is shown as exceptionally athletic, beautiful, charismatic, and talented, as well as relatively compassionate for his time.
Renault's portrayal of Alexander's society, however, has been noted for its historical accuracy and sound scholarship in "dealing realistically but unsensationally with the life and mores of the Hellenic world..." Gene Lyons noted in the New York Times Book Review, that, "As a historical novelist writing about the ancient world, Mary Renault has few peers."
Fire From Heaven was followed by two sequels, The Persian Boy (1972), dealing with Alexander's conquest of the Persian Empire, and Funeral Games (1981), depicting the consequences of his death.
Renault's portrayal of the demagogue Demosthenes has been observed to be unusually unsympathetic. Typically regarded as one of the great Athenian orators, Renault's Demosthenes is cowardly, self-interested and vengeful.
Renault is sometimes criticised for writing female characters who are either helpless or ruthless, or both. Daniel Mendelsohn said that both her "contemporary and the Greek novels feature unsettling depictions of bad marriages and, particularly, of nightmarishly passive-aggressive wives and mothers." Renault's unsympathetic mother characters have attracted particular attention. In this respect Fire from Heaven is typical. The two major female characters are Kleopatra (Alexander's sister) and Queen Olympias (Alexander's mother). Kleopatra's role is largely passive: Alexander has affection for her, but is not influenced by her, and Kleopatra has little control over her future - although Renault has Kleopatra feel frustration at how little control over her life she has in comparison to Alexander. Queen Olympias is more active, a power player at the Macedonian court and in Alexander's life, but a markedly unsympathetic character: an affectionate mother to Alexander, but manipulative, unstable, and - through her enthusiastic participation in Dionysiac ritual as imagined by Renault - homicidal.
Daniel Mendelsohn praises Mary Renault's transliteration of proper Greek names with 'k' rather than 'c' - Kleopatra, Boukephalas - as a stylistic choice which makes her writing more closely resemble ancient Greek script. He writes that it 'gives her pages just the right, spiky Greek look. As a result of this minute attention to stylistic detail, the novels can give the impression of having been translated from some lost Greek original.'
References
Novels by Mary Renault
Cultural depictions of Alexander the Great
British LGBT novels
Novels set in ancient Greece
Novels with bisexual themes
1969 British novels
Pantheon Books books
Novels about royalty
Novels set in the 4th century BC
1960s LGBT novels |
4051468 | https://en.wikipedia.org/wiki/Plutonium-238 | Plutonium-238 | Plutonium-238 (238Pu or Pu-238) is a radioactive isotope of plutonium that has a half-life of 87.7 years.
Plutonium-238 is a very powerful alpha emitter; as alpha particles are easily blocked, this makes the plutonium-238 isotope suitable for usage in radioisotope thermoelectric generators (RTGs) and radioisotope heater units. The density of plutonium-238 at room temperature is about 19.8 g/cc. The material will generate about 0.57 watts per gram of 238Pu.
The bare sphere critical mass of metallic plutonium-238 is not precisely known, but its calculated range is between 9.04 and 10.07 kilograms.
History
Initial production
Plutonium-238 was the first isotope of plutonium to be discovered. It was synthesized by Glenn Seaborg and associates in December 1940 by bombarding uranium-238 with deuterons, creating neptunium-238.
+ → + 2
The neptunium isotope then undergoes β− decay to plutonium-238, with a half-life of 2.12 days:
→ + +
Plutonium-238 naturally decays to uranium-234 and then further along the radium series to lead-206. Historically, most plutonium-238 has been produced by Savannah River in their weapons reactor, by irradiating with neutrons neptunium-237 (half life ).
+ →
Neptunium-237 is a by-product of the production of plutonium-239 weapons-grade material, and when the site was shut down in 1988, 238Pu was mixed with about 16% 239Pu.
Manhattan Project
Plutonium was first synthesized in 1940 and isolated in 1941 by chemists at the University of California, Berkeley.
The Manhattan Project began shortly after the discovery, with most early research (pre-1944) carried out using small samples manufactured using the large cyclotrons at the Berkeley Rad Lab and Washington University in St. Louis.
Much of the difficulty encountered during the Manhattan Project regarded the production and testing of nuclear fuel. Both uranium and plutonium were eventually determined to be fissile, but in each case they had to be purified to select for the isotopes suitable for an atomic bomb.
With World War II underway, the research teams were pressed for time. Micrograms of plutonium were made by cyclotrons in 1942 and 1943. In the fall of 1943 Robert Oppenheimer is quoted as saying "there's only a twentieth of a milligram in existence."
By his request, the Rad Lab at Berkeley made available 1.2 mg of plutonium by the end of October 1943, most of which was taken to Los Alamos for theoretical work there.
The world's second reactor, the X-10 Graphite Reactor built at a secret site at Oak Ridge, would be fully operational in 1944. In November 1943, shortly after its initial start-up, it was able to produce a minuscule 500 mg. However, this plutonium was mixed with large amounts of uranium fuel and destined for the nearby chemical processing pilot plant for isotopic separation (enrichment). Gram amounts of plutonium wouldn't be available until spring of 1944.
Industrial-scale production of plutonium only began in March 1945 when the B Reactor at the Hanford Site began operation.
Plutonium-238 and human experimentation
While samples of plutonium were available in small quantities and being handled by researchers, no one knew what health effects this might have.
Plutonium handling mishaps occurred in 1944, causing alarm in the Manhattan Project leadership as contamination inside and outside the laboratories was becoming an issue. In August 1944, a chemist named Donald Mastick was sprayed in the face with liquid plutonium chloride, causing him to accidentally swallow some. Nose swipes taken of plutonium researchers indicated that plutonium was being breathed in. Lead Manhattan Project chemist Glenn Seaborg, discoverer of many transuranium elements including plutonium, urged that a safety program be developed for plutonium research. In a memo to Robert Stone at the Chicago Met Lab, Seaborg wrote "that a program to trace the course of plutonium in the body be initiated as soon as possible ... [with] the very highest priority." This memo was dated January 5, 1944, prior to many of the contamination events of 1944 in Building D where Mastick worked. Seaborg later claimed that he did not at all intend to imply human experimentation in this memo, nor did he learn of its use in humans until far later due to the compartmentalization of classified information.
With bomb-grade enriched plutonium-239 destined for critical research and for atomic weapon production, plutonium-238 was used in early medical experiments as it is unusable as atomic weapon fuel. However, 238Pu is far more dangerous than 239Pu due to its short half-life and being a strong alpha-emitter. It was soon found that plutonium was being excreted at a very slow rate, accumulating in test subjects involved in early human experimentation. This led to severe health consequences for the patients involved.
From April 10, 1945, to July 18, 1947, eighteen people were injected with plutonium as part of the Manhattan Project. Doses administered ranged from 0.095 to 5.9 microcuries (μCi).
Albert Stevens, after a (mistaken) terminal cancer diagnosis which seemed to include many organs, was injected in 1945 with plutonium without his informed consent. He was referred to as patient CAL-1 and the plutonium consisted of 3.5 μCi 238Pu, and 0.046 μCi 239Pu, giving him an initial body burden of 3.546 μCi (131 kBq) total activity. The fact that he had the highly radioactive plutonium-238 (produced in the 60-inch cyclotron at the Crocker Laboratory by deuteron bombardment of natural uranium) contributed heavily to his long-term dose. Had all of the plutonium given to Stevens been the long-lived 239Pu as used in similar experiments of the time, Stevens's lifetime dose would have been significantly smaller. The short half-life of 87.7 years of 238Pu means that a large amount of it decayed during its time inside his body, especially when compared to the 24,100 year half-life of 239Pu.
After his initial "cancer" surgery removed many non-cancerous "tumors", Stevens survived for about 20 years after his experimental dose of plutonium before succumbing to heart disease; he had received the highest known accumulated radiation dose of any human patient. Modern calculations of his lifetime absorbed dose give a significant 64 Sv (6400 rem) total.
Weapons
The first application of 238Pu was its use in nuclear weapon components made at Mound Laboratories for Lawrence Radiation Laboratory (now Lawrence Livermore National Laboratory). Mound was chosen for this work because of its experience in producing the polonium-210-fueled Urchin initiator and its work with several heavy elements in a Reactor Fuels program. Two Mound scientists spent 1959 at Lawrence in joint development while the Special Metallurgical Building was constructed at Mound to house the project. Meanwhile, the first sample of 238Pu came to Mound in 1959.
The weapons project called for the production of about 1 kg/year of 238Pu over a 3-year period. However, the 238Pu component could not be produced to the specifications despite a 2-year effort beginning at Mound in mid-1961. A maximum effort was undertaken with 3 shifts a day, 6 days a week, and ramp-up of Savannah River's 238Pu production over the next three years to about 20 kg/year. A loosening of the specifications resulted in productivity of about 3%, and production finally began in 1964.
Use in radioisotope thermoelectric generators
Beginning on January 1, 1957, Mound Laboratories RTG inventors Jordan & Birden were working on an Army Signal Corps contract (R-65-8- 998 11-SC-03-91) to conduct research on radioactive materials and thermocouples suitable for the direct conversion of heat to electrical energy using polonium-210 as the heat source.
In 1961, Capt. R. T. Carpenter had chosen 238Pu as the fuel for the first RTG (radioisotope thermoelectric generator) to be launched into space as auxiliary power for the Transit IV Navy navigational satellite. By January 21, 1963, the decision had yet to be made as to what isotope would be used to fuel the large RTGs for NASA programs.
Early in 1964, Mound Laboratories scientists developed a different method of fabricating the weapon component that resulted in a production efficiency of around 98%. This made available the excess Savannah River 238Pu production for Space Electric Power use just in time to meet the needs of the SNAP-27 RTG on the Moon, the Pioneer spacecraft, the Viking Mars landers, more Transit Navy navigation satellites (precursor to today's GPS) and two Voyager spacecraft, for which all of the 238Pu heat sources were fabricated at Mound Laboratories.
The radioisotope heater units were used in space exploration beginning with the Apollo Radioisotope Heaters (ALRH) warming the Seismic Experiment placed on the Moon by the Apollo 11 mission and on several Moon and Mars rovers, to the 129 LWRHUs warming the experiments on the Galileo spacecraft.
An addition to the Special Metallurgical building weapon component production facility was completed at the end of 1964 for 238Pu heat source fuel fabrication. A temporary fuel production facility was also installed in the Research Building in 1969 for Transit fuel fabrication. With completion of the weapons component project, the Special Metallurgical Building, nicknamed "Snake Mountain" because of the difficulties encountered in handling large quantities of 238Pu, ceased operations on June 30, 1968, with 238Pu operations taken over by the new Plutonium Processing Building, especially designed and constructed for handling large quantities of 238Pu. Plutonium-238 is given the highest relative hazard number (152) of all 256 radionuclides evaluated by Karl Z. Morgan et al. in 1963.
Nuclear powered pacemakers
In the United States, when plutonium-238 became available for non-military uses, numerous applications were proposed and tested, including the cardiac pacemaker program that began on June 1, 1966, in conjunction with NUMEC. The last of these units was implanted in 1988, as lithium-powered pacemakers, which had an expected lifespan of 10 or more years without the disadvantages of radiation concerns and regulatory hurdles, made these units obsolete.
, there were nine living people with nuclear-powered pacemakers in the United States, out of an original 139 recipients. When these individuals die, the pacemaker is supposed to be removed and shipped to Los Alamos where the plutonium will be recovered.
In a letter to the New England Journal of Medicine discussing a woman who received a Numec NU-5 decades ago that is continuously operating, despite an original $5,000 price tag equivalent to $23,000 in 2007 dollars, the follow-up costs have been about $19,000 compared with $55,000 for a battery-powered pacemaker.
Another nuclear powered pacemaker was the Medtronics “Laurens-Alcatel Model 9000”. Approximately 1600 nuclear-powered cardiac pacemakers and/or battery assemblies have been located across the United States, and are eligible for recovery by the Off-Site Source Recovery Project (OSRP) Team at Los Alamos National Laboratory (LANL).
Production
Reactor-grade plutonium from spent nuclear fuel contains various isotopes of plutonium. 238Pu makes up only one or two percent, but it may be responsible for much of the short-term decay heat because of its short half-life relative to other plutonium isotopes. Reactor-grade plutonium is not useful for producing 238Pu for RTGs because difficult isotopic separation would be needed.
Pure plutonium-238 is prepared by neutron irradiation of neptunium-237, one of the minor actinides that can be recovered from spent nuclear fuel during reprocessing, or by the neutron irradiation of americium in a reactor. The targets are purified chemically, including dissolution in nitric acid to extract the plutonium-238. A 100 kg sample of light water reactor fuel that has been irradiated for three years contains only about 700 grams (0.7% by weight) of neptunium-237, which must be extracted and purified. Significant amounts of pure 238Pu could also be produced in a thorium fuel cycle.
In the US, the Department of Energy's Space and Defense Power Systems Initiative of the Office of Nuclear Energy processes 238Pu, maintains its storage, and develops, produces, transports and manages safety of radioisotope power and heating units for both space exploration and national security spacecraft.
As of March 2015, a total of of 238Pu was available for civil space uses. Out of the inventory, remained in a condition meeting NASA specifications for power delivery. Some of this pool of 238Pu was used in a multi-mission radioisotope thermoelectric generator (MMRTG) for the 2020 Mars Rover mission and two additional MMRTGs for a notional 2024 NASA mission. would remain after that, including approximately just barely meeting the NASA specification.
Since isotope content in the material is lost over time to radioactive decay while in storage, this stock could be brought up to NASA specifications by blending it with a smaller amount of freshly produced 238Pu with a higher content of the isotope, and therefore energy density.
U.S. production ceases and resumes
The United States stopped producing bulk 238Pu with the closure of the Savannah River Site reactors in 1988. Since 1993, all of the 238Pu used in American spacecraft has been purchased from Russia. In total, have been purchased, but Russia is no longer producing 238Pu, and their own supply is reportedly running low.
In February 2013, a small amount of 238Pu was successfully produced by Oak Ridge's High Flux Isotope Reactor, and on December 22, 2015, they reported the production of of 238Pu.
In March 2017, Ontario Power Generation (OPG) and its venture arm, Canadian Nuclear Partners, announced plans to produce 238Pu as a second source for NASA. Rods containing neptunium-237 will be fabricated by Pacific Northwest National Laboratory (PNNL) in Washington State and shipped to OPG's Darlington Nuclear Generating Station in Clarington, Ontario, Canada where they will be irradiated with neutrons inside the reactor's core to produce 238Pu.
In January 2019, it was reported that some automated aspects of its production were implemented at Oak Ridge National Laboratory in Tennessee, that are expected to triple the number of plutonium pellets produced each week. The production rate is now expected to increase from 80 pellets per week to about 275 pellets per week, for a total production of about 400 grams per year. The goal now is to optimize and scale-up the processes in order to produce an average of per year by 2025.
Applications
The main application of 238Pu is as the heat source in radioisotope thermoelectric generators (RTGs). The RTG was invented in 1954 by Mound scientists Ken Jordan and John Birden, who were inducted into the National Inventors Hall of Fame in 2013. They immediately produced a working prototype using a 210Po heat source, and on January 1, 1957, entered into an Army Signal Corps contract (R-65-8- 998 11-SC-03-91) to conduct research on radioactive materials and thermocouples suitable for the direct conversion of heat to electrical energy using polonium-210 as the heat source.
In 1966, a study reported by SAE International described the potential for the use of plutonium-238 in radioisotope power subsystems for applications in space. This study focused on employing power conversions through the Rankine cycle, Brayton cycle, thermoelectric conversion and thermionic conversion with plutonium-238 as the primary heating element. The heat supplied by the plutonium-238 heating element was consistent between the 400 °C and 1000 °C regime but future technology could reach an upper limit of 2000 °C, further increasing the efficiency of the power systems. The Rankine cycle study reported an efficiency between 15 and 19% with inlet turbine temperatures of 1800 R, whereas the Brayton cycle offered efficiency greater than 20% with an inlet temperature of 2000 R. Thermoelectric converters offered low efficiency (3-5%) but high reliability. Thermionic conversion could provide similar efficiencies to the Brayton cycle if proper conditions reached.
RTG technology was first developed by Los Alamos National Laboratory during the 1960s and 1970s to provide radioisotope thermoelectric generator power for cardiac pacemakers. Of the 250 plutonium-powered pacemakers Medtronic manufactured, twenty-two were still in service more than twenty-five years later, a feat that no battery-powered pacemaker could achieve.
This same RTG power technology has been used in spacecraft such as Pioneer 10 and 11, Voyager 1 and 2, Cassini–Huygens and New Horizons, and in other devices, such as the Mars Science Laboratory and Mars 2020 Perseverance Rover, for long-term nuclear power generation.
See also
Atomic battery
Plutonium-239
Polonium-210
References
External links
Story of Seaborg's discovery of Pu-238, especially pages 34–35.
NLM Hazardous Substances Databank – Plutonium, Radioactive
Fertile materials
Isotopes of plutonium
Radioisotope fuels |
4051501 | https://en.wikipedia.org/wiki/Georgios%20Samaras | Georgios Samaras | Georgios Samaras (, ; born 21 February 1985) is a Greek former professional footballer who played as a striker.
Samaras started his career at OFI Crete, before moving on to Eredivisie side Heerenveen in 2001. He made his first team debut two years later and after a further three seasons with the club he moved to Premier League club Manchester City for a fee of £6 million in 2006. After Sven-Göran Eriksson took over as manager Samaras fell out of favour with the first team. In January 2008 he was loaned out to Scottish Premier League team Celtic, moving on a permanent basis in the summer.
Samaras helped Celtic win Scottish league championships in 2008, 2012, 2013 and 2014, totalling 74 goals in 249 competitive games. He left the club at the end of his contract in 2014 and returned to the Premier League with West Bromwich Albion, where he featured rarely and had an unsuccessful loan to Al-Hilal in Saudi Arabia. In March 2016, he joined North American Soccer League expansion team Rayo OKC, and when they shut down after one season he signed for Real Zaragoza. He then played for Turkish team Samsunspor before retiring in 2018.
Although eligible to play for Australia, because his father Ioannis Samaras was born in Melbourne, Samaras chose to represent his country of birth, Greece. He made his debut in 2006, and became a regular over the next eight years, earning 81 caps and scoring 9 goals. He represented his country at Euro 2008, the 2010 World Cup, Euro 2012 and the 2014 World Cup.
Early life
Samaras was born in Heraklion, the capital city of the Greek island of Crete to a Melbourne-born father who had settled back in Greece before Georgios' birth. His grandfather, also called Georgios, was from Arnaia and was also one of the founders of Australian side South Melbourne FC.
His favourite footballer growing up was Marco van Basten. Samaras was also a keen basketball fan and his father, Ioannis Samaras, often let him stay up until the early hours of the morning so he could watch his hero Michael Jordan.
In 1994, when he was 10 years old, Samaras joined his boyhood heroes, OFI Crete. His father was playing for them at the time and then retired in 1996. Six months later, he became Academy chief manager, a position he retained until 2000, when he became manager. Samaras credits his father highly with helping start his football career. His influence meant that Samaras trained every day of his childhood and he also got to spend a lot of time behind the scenes at OFI. Samaras left for Eredivisie club Heerenveen in 2001.
Club career
Heerenveen
Samaras broke into the Heerenveen team during the 2002–03 season, still aged only 18. He scored three goals in his first four appearances, all of which were from the bench. This form prompted Heerenveen activate a three-year extension clause in his contract.
Samaras' first goal of the 2003–04 season came, on 25 October, in a shock 2–1 loss for Heerenveen against NEC Nijmegen. On 3 December, Samaras scored as Heerenveen beat ADO Den Haag 2–0. His next goal came 10 days later as he scored an equaliser to secure a draw 1–1 for Heerenveen against RBC Roosendaal. He then scored on 20 December, as Heerenveen beat Roda JC 2–1.
Samaras' first goal of the 2004–05 season came on 11 September, in a 2–0 win over De Graafschap. He then scored a last-minute winner on 3 October, as Heerenveen secure all three points against ADO Den Haag. On 28 November, Samaras scored one of Heerenveen's goals as they staged a late comeback against title-chasing Feyenoord, and secured a 2–2 draw. He then scored on 22 January, as Heerenveen, who were performing very well in the Eredivisie, beat Den Bosch 2–1. On 12 March, Samaras scored an equaliser against RKC Waalwijk, but Heerenveen then conceded a late goal and fell to a 2–1 defeat. On 2 April, Samaras scored to help Heerenveen secure a shock 2–1 victory over Ajax. A fortnight later, Samaras scored the equaliser as Heerenveen came from behind to beat Vitesse Arnhem 3–1. This win moved Heerenveen up to fifth in the table. In the next match Samaras, along with Klaas-Jan Huntelaar, scored a hat-trick as relegation candidates RBC Roosendaal were defeated 7–1 and Heerenveen pushed to finish the league in a European spot.
At the start of the 2005–06 season, Sevilla were reported to be interested in Samaras as a replacement for Júlio Baptista. While Arsenal were also looking at him after they had missed out on signing Baptista, some news organisations had reported that Arsenal had already signed Samaras and that he would join at the end of the season. However, the player's father, Ioannis Samaras said that this was untrue and that his son wanted to stay at the club for another year. Samaras scored on the opening day of the season, on 20 August, when he helped Heerenveen to a 5–4 victory over Roda JC. He picked up a minor leg injury in September, which ruled him out of Heerenveen's UEFA Cup tie against Baník Ostrava. But he returned to action on 23 September, and scored as Heerenveen beat NEC Nijmegen 2–1. On 14 December, Samaras scored as Heerenveen came back from behind to beat Levski Sofia 2–1 in the UEFA Cup. On 30 December, Samaras scored twice as Heerenveen beat Ajax 4–2. In January 2006, Arsenal and Manchester City showed interest in signing the striker. Samaras tried to get released from his contract after Heerenveen had rejected a bid from Manchester City. However, the Dutch arbitration commission ruled that he had no grounds to end his contract. Samaras scored 25 goals in 88 appearances for Heerenveen.
Manchester City
Samaras moved to Manchester City on 30 January 2006 for a fee of £6 million, a record for a Greek player. He was given the number 20 shirt. Samaras made his debut for City on 1 February, as a 65th-minute replacement for Cole in a 3–0 home win against Newcastle United. His first goal for the club came in the following home match, against Charlton Athletic. The following month Samaras scored in a 2–1 home win against Aston Villa, to put City through to the quarter-finals of the League Cup. This was his fourth goal in six appearances. Samaras scored one further goal that season, in a 2–1 defeat to Tottenham Hotspur.
2006–07
Samaras' first goal of the 2006–07 season came on 20 September, in a 2–1 loss in the League Cup to League One side Chesterfield. Four days later, Samaras scored twice, as Manchester City beat West Ham United 2–0. City had won just three of their previous 16 games, and the club, as well as Samaras, had been receiving a lot of criticism from fans.
On 2 January, Samaras came on as a half-time substitute, and scored twice, as they beat Everton 2–1.
In March, the Daily Mirror reported that the reason Manchester City were struggling so badly was that they didn't have any quality strikers. They went on say that the £6 million spent on Samaras looked like "very bad business" especially compared to the £2.5 million Blackburn Rovers had spent on Benni McCarthy. They also described Samaras as looking like a "fish out of water" as he struggled to adapt to the different style of play in England. On 10 March, defender Richard Dunne said that he felt the reason that City were performing so badly was that their foreign players, including Samaras, were letting the side down by not working hard enough. Samaras responded to his criticisms, by saying that he felt it was Pearce's fault that he wasn't playing well because the manager wasn't giving him a regular run of games. He also said that he felt a lot of criticism stemmed from his high transfer fee, saying that it is normal for expensive players to be criticised more than most when they don't play well. Samaras also said that he had come through tougher periods than this and his self-belief would not be shaken, he said that his desire was to become a Champions League player.
2007–08
Sven-Göran Eriksson took over from Pearce for the 2007–08 season and, following a spending spree, Samaras was reportedly deemed surplus to requirements by the new manager. Samaras' agent Paul Koutsoliakos said that, despite interest from across Europe, his client wanted to stay in the Premier League and prove his ability. Samaras was linked with a £2.5 million move to Middlesbrough towards the end of the transfer window but ended up staying at City. Eriksson stated that although he was unimpressed with Samaras when he first joined, he felt the player had improved and adapted his style of play a lot during pre-season and that he now felt comfortable keeping him at the club.
Samaras had been widely criticised, and even booed, by City fans at times during the previous season and Eriksson said that he hoped it would not happen again and that he appreciated why Samaras could have found it hard to play under those circumstances. Samaras was behind the likes of Valeri Bojinov and Rolando Bianchi in the pecking order and was included in the squad for the first time only on 25 September, when he was selected for a League Cup match against Norwich City. He started the match and scored a last-minute winner to put Manchester City into the quarter-final.
By the time the January transfer window came, Eriksson had decided to sell Samaras, amongst others, to try and raise funds for the club. Birmingham City had chased him for several weeks and had a £2.5 million offer accepted, meeting Manchester City's valuation of the player, but they pulled out of the deal with a week of the transfer window remaining. Several teams including Rangers, Middlesbrough, Espanyol, Bolton Wanderers and Charlton Athletic had expressed an interest in signing him, but it was Celtic to whom he eventually moved.
Samaras failed to get a regular place in the first team over the two years he was at Manchester City. Mainly used as a substitute, he scored 12 goals in 63 appearances for the Eastlands club.
Celtic
2007–08 (loan)
On 29 January 2008, Samaras signed for Scottish Premier League club Celtic on a six-month loan deal, with the club having an option to buy him at the end of his loan spell. He said that he wanted the move because he needed to be playing first team football to get into the Greece squad for Euro 2008. He also said that he was attracted to the fact that he would regularly be able to play in European competition with Celtic.
Samaras was given the number 9 shirt and made his debut on 4 February, in a 5–1 win in the Scottish Cup over Kilmarnock. He scored the final goal of the game after coming on as a substitute. On 20 February, he came on as a substitute in Celtic's 3–2 defeat to Barcelona, this was his first ever Champions League match. A week later he scored the winner in a 2–1 win over Inverness Caledonian Thistle to help Celtic keep up the pressure on league leaders Rangers. He then scored in Celtic's next match, a 2–0 win over Hibernian, after coming on as a substitute. Samaras' next goal came on 23 March, he again came on as a substitute and rounded off the scoring in a 3–0 win over Gretna. On 19 April, he scored the only goal of the game as Celtic beat Aberdeen 1–0, and moved to the top of the league for the first time in 2008. The next month, on 3 May, Samaras again came on as a substitute and scored the winner. His goal gave Celtic a 2–1 victory over Motherwell and kept up Celtic's late challenge for the league title. Celtic won the title on the last day of the season, 22 May, by beating Dundee United 1–0. Samaras came on as a late substitute and collected his first winners' medal after the match.
Samaras' contribution in the second half of the season proved vital to Celtic winning the title, he scored several important goals which kept alive Celtic's faltering title hopes. His signing was also credited with reviving the previously underperforming Jan Vennegoor of Hesselink.
2008–09
After his successful loan spell, Samaras left Manchester City on 15 July 2008 and signed a three-year contract with Celtic. Although the fee was not disclosed, it was reported to be around £3 million. Samaras' first goals of the 2008–09 season came on 23 August. He scored twice as Celtic beat Falkirk 3–0. On 13 September, he scored another two goals as Celtic beat Motherwell 4–2. He scored twice again in Celtic's next match as they beat Kilmarnock 3–1. He then scored another two goals as Celtic beat Livingston 4–0 and advanced to the League Cup quarter-final. He was named SPL Player of the Month for September, at this point he was also the top scorer with seven goals.
Samaras suffered a knee cartilage injury in mid-October, after a successful operation he was expected to be out for a month. This meant he would be likely to miss crucial Champions League ties against Manchester United and Aalborg. He returned earlier than expected and was back in training on 9 November, having missed seven games. Samaras returned to action on 12 November, coming on as a substitute in a 3–0 win over Kilmarnock. On 25 November he started against Aalborg but did not play well and missed several chances as Celtic lost 2–1. This loss consigned Celtic to a bottom place finish in their group.
His first goals of the new year came on, on 4 January, as he scored twice against Dundee United. However, this was not enough for a victory and the match finished 2–2. Although he did not start in the League Cup Final due to poor form, he did come on as a substitute as Celtic beat Rangers 2–0 and won the trophy. Samaras scored twice on 4 April, as Celtic beat Hamilton Academical 4–0. Celtic lost the title on the last day of the season. Samaras scored 17 goals, with 15 of them coming in the SPL. This made him the third top scorer behind Kris Boyd and team mate Scott McDonald.
2009–10
Celtic manager Gordon Strachan left at the end of the season and was replaced by Tony Mowbray. On 5 August, Samaras scored in injury time of Celtic's Champions League third qualifying round tie against Dynamo Moscow. This goal won Celtic the tie, 2–1 on aggregate, and helped them to their first European away win in six years. Celtic then drew English Premier League club Arsenal, but lost 5–1 on aggregate and subsequently dropped into the Europa League. On 13 December, Samaras scored in Celtic's 3–2 win over Motherwell, this was his fifth goal in the club's previous four matches. He scored in Celtic's 2–1 defeat against Hearts on 19 December. This left Celtic four points behind rivals Rangers going into Christmas. From February onwards, Samaras was mainly played out of position on the left of midfield.
Celtic endured a dismal season, culminating in a humiliating 2–0 loss to lower league Ross County in the semi-final of the Scottish Cup. Samaras missed a chance to equalise in that match when the score was only 1–0 to County, and he was amongst several players publicly criticised by caretaker manager Neil Lennon. Samaras finished the season with 10 league goals and 12 in all competitions.
2010–11
Samaras began the 2010–11 season in good form, scoring his first goal in a Europa League tie against FC Utrecht with a chest down and finish to make it 2–0, sending Celtic into the second leg with a lead. On 22 September 2010, he scored a hat-trick in a 6–0 win over Inverness Caledonian Thistle in the League Cup. However, the goals then dried up with Samaras failing to score again in 2010.
He then produced a match-winning performance against Rangers at Ibrox on 2 January 2011. He was selected as a lone striker and scored both Celtic goals in a 2–0 victory. His first goal came from latching onto a Joe Ledley pass before rounding Rangers goalkeeper Allan McGregor and slotting home from a wide angle. His second came after he won a penalty which he converted to secure the victory. His efforts in this game won him Goal.com's World Player of the Week Award. In the following game, a Scottish Cup tie against Berwick Rangers, Samaras again started but failed to last the 90 minutes after sustaining a hamstring injury. Samaras had an influential performance in a 3–0 home victory against Rangers in the SPL on 20 February, helping to set up the second goal for Gary Hooper and causing problems for the opposition throughout the game.
On 16 March, Samaras captained Celtic for the first time in a 2–1 Scottish Cup win over Inverness Caledonian Thistle at the Caledonian Stadium. Two days later, he signed a new deal to keep him at Parkhead until the summer of 2014. Celtic drew 0–0 with Rangers on 24 April 2011 in the final Old Firm league fixture of the season, with Samaras missing a penalty kick late in the second half. The draw kept Rangers one point ahead of Celtic in the league, and the Ibrox club went on to win the league by one point despite Celtic's emphatic 4–0 win over Motherwell in the final league game of the season (Samaras scoring Celtic's second goal in that game). Samaras did end the season with silverware though, playing a week later in Celtic's 3–0 win over Motherwell in the Scottish Cup Final.
2011–12
On 3 November 2011, Samaras started against Rennes in a Europa League match at Celtic Park. Celtic won the match 3–1 with Samaras getting two assists. He drew plaudits for his much noticed work-rate and determination during the match. Samaras then started the next match against Motherwell in the SPL and set up another goal for Anthony Stokes, Celtic went on to win the match 2–1 after being 1–0 down. Samaras went on to score his first goal of the 2011–12 season in a 5–0 win over St Mirren. Manager Neil Lennon said that; "He got his goal, which we've been waiting on a long time. His play was fantastic. He is a talent and all we are asking for is consistency. He has shown everyone today what he is capable of when he is in full flow. The rest took a leaf from his book." After an impressive performance in Celtic's 1–1 draw against Italian league leaders Udinese, fellow Serie A side Palermo expressed an interest in Samaras. He had been playing as a left midfielder in the previous few weeks, and the Daily Record said that his good form since returning to the team had helped re-ignite Celtic's season. On 24 December, Samaras started as a striker and scored twice as Celtic beat Kilmarnock 2–1.
2012–13
On 8 August, Samaras scored his 50th Celtic goal in the 2–0 away victory over HJK Helsinki in the second leg of the Champions League third qualifying round. On 21 August, Samaras assisted Kris Commons' opening goal in the Champions League play-off round first leg away at Helsingborgs and then scored himself later in the match. He scored a dramatic late winner in a 2–3 win against Spartak Moscow in the Champions League group stage.
Samaras became the first player in Celtic history to score in five consecutive away matches in Europe, with headed goals in 2–1 defeats to Barcelona and Benfica adding to his goals against Spartak Moscow, Helsingborgs and HJK Helsinki. Samaras was also credited for helping Celtic qualify from the group stage, providing the assist for Hooper's opening goal in the final game against Spartak at Parkhead and then winning the foul for the penalty that Commons converted to clinch the win required that night.
Samaras scored an overhead kick in a 2–0 win at Dundee on Boxing Day 2012. In March 2013, Samaras was substituted on as Aberdeen led Celtic 3–1 at Celtic Park, and his overhead kick completed the comeback as he made it 4–3 in the 94th minute of the match.
Over the course of the season, Samaras captained Celtic on several occasions, including the opening league match against Aberdeen and also in the away leg of Celtic's last-16 Champions League tie against Juventus. Samaras finished the season with more silverware as Celtic clinched their second successive league title and then defeated Hibs 3–0 in the Scottish Cup Final. Samaras did not start, however was subbed on later in the match, replacing Kris Commons in the 76th minute.
2013–14
Samaras started the 2013–14 season with a goal against NIFL Premiership club Cliftonville in the Champions League second qualifying round, and made it two goals in two matches as he scored in the return leg with a header in a 2–0 victory. Celtic won the tie 5–0 on aggregate. Celtic knocked out Elfsborg in the next round, before playing Shakhter Karagandy in the final qualifying round. Trailing 2–0 from the first leg away in Kazakhstan, they rallied in the return match at Parkhead. Samaras scored early in the second half, adding to Commons' goal just before half time, to level the tie on aggregate. A last minute goal from James Forrest clinched the aggregate win and saw the club once again progress to the group stages. Samaras played in all six group games, but only scored once, away against Barcelona in a 6–1 defeat. He continued to feature regularly in domestic games for Celtic, but was often used as a substitute. He scored a hat-trick on 28 September away against Kilmarnock in a 5–2 win. Samaras only scored another three league goals after that, including a goal from a penalty kick in his final appearance for the club on 11 May 2014, a 3–1 win at home against Dundee United.
The same day, Samaras confirmed that Celtic would not offer him a new deal when his current contract expired at the end of the season, leaving him as a free agent.
West Bromwich Albion
On 22 August 2014, Samaras completed a free transfer move to English Premier League side West Bromwich Albion on a two-year contract. He failed to secure a regular place in the team and by January 2015 had made only eight substitute appearances, all without scoring.
On 5 February 2015, Samaras joined Saudi side Al-Hilal on loan for the rest of the season, with an option to sign him permanently at the end of his loan spell. He played against Al-Ahli in the Saudi Crown Prince Cup Final eight days later, but despite scoring his first goal for his new team, they lost 2–1. His next goal came in the first round of the Kings Cup on 10 March 2015, netting his side's fourth goal in a 4–1 win over Al-Jeel.
On 20 March 2015, Samaras faced a hip injury, the most serious injury in his career that forced him to be out of action for almost three months. In April 2015, Greek newspaper SportDay reported that Samaras was unhappy with life in the Middle East and did not wish to continue his career at the Saudi club when his contract expired at the end of the season. It was also reported that Portuguese club Sporting CP were keen to sign him.
Samaras had his contract with West Brom terminated by mutual consent on 17 July 2015.
Later career
In August 2015, Samaras was reported to have agreed terms with Serie A club Sampdoria, but the move fell through as the club were unhappy with the results of his medical. Afterwards, he spent time in New York to rehabilitate from a back injury, and in November 2015 was linked with a move to the New York Cosmos, although once again no move actually materialised.
Samaras did eventually sign for a North American Soccer League team, joining expansion side Rayo OKC on 10 March 2016. On 2 April, he made his debut in their first match, replacing Robbie Findley for the final 12 minutes of a goalless home draw against FC Edmonton. He was the last of three of the team's players sent off on 28 May in a 1–0 loss at Soccer Bowl holders the Cosmos. Samaras' first goal for the franchise came on 16 July in his 9th match, coming on as a late substitute to wrap up a 3–0 win over the same opponent at the Miller Stadium.
Samaras became a free agent in early 2017 when Rayo OKC shut down after only one season, and his next move was suggested to be to Spain to sign for Real Zaragoza. On 8 February, he was unveiled at a press conference and assigned the number 5 shirt.
On 6 August 2017, Samaras agreed terms with TFF First League club Samsunspor. On 24 December he scored his first goal with the club, equalising at the end of the first half, in a 4–2 away loss against Ümraniyespor. It was his first goal since 7 August 2016 when he scored in a 1–1 draw against the New York Cosmos. On 12 October 2018, Samaras announced his retirement from football, aged 33.
International career
Samaras was eligible to play for the Australian national team. His father, Ioannis, was born in Melbourne, but moved to Greece at the age of 13, and had a successful football career, playing for OFI Crete, Panathinaikos, and Greece. Additionally, his grandfather (also Georgios) was one of the founding members of South Melbourne FC. Although Samaras considered playing for Australia, he was never approached by Football Federation Australia and chose to play for the country of his birth.
He made his debut for Greece just a week after his 21st birthday, on 28 February 2006, in a friendly game against Belarus, in which he scored the sole goal of the game. He featured in Greece's Euro 2008 qualifiers and was a member of the unsuccessful Greek squad at the finals, making just one appearance as a second-half substitute in their first UEFA Euro 2008 Group D game against Sweden.
Samaras' fourth international goal was a crucial one, when he scored the winning goal in a 2010 World Cup qualifier against Israel in front of his hometown crowd in Heraklion. He scored his fifth international goal with an overhead kick in a World Cup qualifier on 10 October 2009, against Latvia in a 5–2 victory. Samaras also played against Ukraine in a World Cup Qualifying play-off, setting up the sole goal of the tie, passing to Dimitris Salpingidis who slotted home to give Greece a 1–0 win and a place in the 2010 World Cup Finals.
On 1 June 2010, Georgios Samaras was selected in the 23-man Greece squad for the World Cup. ESPN.com rated him as Greece's second best player, only behind talisman Giorgos Karagounis. He played in all three group matches. Despite Greece's 2–1 win over Nigeria, they failed to proceed to the knockout stage, due to 2–0 losses to both South Korea and Argentina.
On 17 November 2010, Samaras scored his sixth international goal in a friendly against Austria in Vienna with Greece winning the match 2–1. Samaras also set up Greece's second goal.
Samaras then went on to score a vital goal for Greece against Croatia on 7 October 2011, a volley from the edge of the box with his left foot. The match finished 2–0 and the result meant that Greece qualified for the Euro 2012. Samaras played in all three of Greece's group games at Euro 2012, helping them to finish second in Group A and progress to the quarter-finals. He then played in the quarter-final tie against Germany, scoring early in the second half to level the match at 1–1, although Germany went on to win 4–2 and knock Greece out.
Samaras was selected in Greece's squad for the 2014 FIFA World Cup. In the team's final group stage fixture, Samaras assisted Greece's equalizer and scored the winning goal from a penalty kick in the 90th minute to give the team a 2–1 win over the Ivory Coast and qualify Greece for the last 16 of the World Cup for the first time in the nation's history.
Style of play
Samaras has been described as having all the skills necessary for forward play. His height, , made him difficult to handle in the air – and he was also a good header of the ball. This meant he could be used as an effective target man and his team could hit long balls up to him. He could also score from corners and crosses. Samaras was also strong which further added to his physical presence and made him harder for defenders to play against.
Samaras was also a good dribbler. This was due to his skill, quick feet and agility. He used this to his advantage and often went on runs where he beat several opposition players. However, he sometimes held onto the ball for too long and got tackled. As well as his dribbling ability, he was quick which meant he could beat players with his pace. He could also use his strength to beat players as well and was also able to use his creativity to set up goals for other players. While he was at Manchester City, Eriksson said that he would only retain him in the side if he stopped dribbling and running out wide. Eriksson said that he believed Samaras to be a good header of the ball and he had to stop believing he was like Ronaldinho if he was to become a good player.
Although predominantly a striker, Samaras could also play as a left midfielder. In addition to being able to play as a target man, Samaras was also able to be utilised in several different roles when playing up front. His natural style of play was to drift off the front line and provide a link between the attack and midfield. In doing this he was able to use his pace and skill to run at the defence, while also creating chances or opening up space for his teammates. He was also able to run beyond the centre-backs and his pace meant he could run on to through balls hit over the defence.
Despite his ability, Samaras performed inconsistently throughout his career. His mazy runs often went nowhere and he frequently got caught in possession when a pass to a team-mate was available. His languid manner exacerbated supporters' frustrations and often led to accusations of him being "lazy".
Career statistics
Club statistics
1.Includes league play-offs for spots in UEFA competitions and relegation/promotion play-offs
2.Includes FA Community Shield
3.There is currently no other competition for Scottish professional football clubs
International
International goals
Scores and results list Greece's goal tally first
Honours
Club
Celtic
Scottish Premier League (4): 2007–08, 2011–12, 2012–13, 2013–14
Scottish Cup (2): 2010–11, 2012–13
Scottish League Cup (1): 2008–09
Al-Hilal
Saudi Crown Prince Cup: Runner-up 2014–15
Individual
SPL Player of the Month: September 2008
Celtic Supporters' Player of the Year: 2012–13
2014 FIFA World Cup awards: Man of the match Greece vs Ivory Coast
References
External links
1985 births
2010 FIFA World Cup players
2014 FIFA World Cup players
Al Hilal SFC players
Men's association football forwards
Celtic F.C. players
Eredivisie players
Expatriate men's footballers in England
Expatriate men's footballers in Saudi Arabia
Expatriate men's footballers in Scotland
Expatriate men's footballers in the Netherlands
Expatriate men's footballers in Turkey
Expatriate men's soccer players in the United States
Greece men's under-21 international footballers
Greece men's international footballers
Greek expatriate men's footballers
Greek expatriate sportspeople in England
Greek expatriate sportspeople in the Netherlands
Greek expatriate sportspeople in Saudi Arabia
Greek expatriate sportspeople in Scotland
Greek expatriate sportspeople in Turkey
Greek expatriate sportspeople in the United States
Greek people of Australian descent
Living people
Manchester City F.C. players
North American Soccer League (2011–2017) players
OFI Crete F.C. players
Premier League players
Rayo OKC players
Samsunspor footballers
Scottish Premier League players
Scottish Professional Football League players
SC Heerenveen players
Real Zaragoza players
Saudi Pro League players
Footballers from Heraklion
Greek men's footballers
TFF First League players
UEFA Euro 2008 players
UEFA Euro 2012 players
West Bromwich Albion F.C. players |
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