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Certification of John P. Zimmer , Chief Financial Officer of Core Molding Technologies , Inc , dated November 7 , 2017 , pursuant to 18 U.S.C. Section 1350 .
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At the present time , West Texas Resources , Inc. have two employees , West Texas Resources , Inc. chief executive officer , William A. Sawyer , and West Texas Resources , Inc. chief financial officer , John D. Kerr .
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AMES NATIONAL CORP operates five commercial banks with locations in Boone , Hancock , Marshall , Polk and Story Counties in central and north central Iowa .
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Such regulation and supervision governs the activities in which an institution and its holding company may engage , and are intended primarily for the protection of the insurance fund and the depositors and borrowers of Madison Bank of Maryland rather than for holders of MB Bancorp Inc common stock .
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Mr. Barabe serves on the boards of : ArQule , Inc , a Boston - based , NASDAQ - listed biotech company ; Vigilant Biosciences , Inc , a private medical device company ; Veeva Systems Inc , a cloud based software company focusing on the life sciences industry ; and Project Open Hand , a non - profit organization .
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The accompanying financial statements should be read in conjunction with the audited consolidated financial statements of Findex.com , Inc. included in FINDEX COM INC s Form 10 - K for the year ended December 31 , 2016 filed with the Securities and Exchange Commission on April 17 , 2017 .
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The accuracy of CONNECTICUT WATER SERVICE INC / CT judgments and estimates about financial and accounting matters will impact CONNECTICUT WATER SERVICE INC / CT operating results and financial condition .
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Granite Falls Energy , LLC agreed to pay CoBank an annual fee of $ 2,500 as the agent for Ag Star .
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Uzi Sasson , President and Chief Financial Officer ( Principal Financial Officer ) .
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The Carlyle Holdings partnership units shown in the table above for the named executive officers and directors include the following units held for the benefit of family members with respect to which such person disclaims beneficial ownership : Mr. D Aniello 285,714 units held in a trust for which Mr. D Aniello is the investment trustee and Mr. Youngkin 142,857 units held in a trust for which Mr. Youngkin is the investment trustee .
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John G. Sample , Jr. Senior Vice President and Chief Financial Officer .
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As of June 30 , 2017 , IDERA PHARMACEUTICALS , INC . had an accumulated deficit of $ 575.0 million .
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In November 2012 , HNS entered into an agreement with DISH Network L.L.C. pursuant to which HNS constructed for DISH Network a ground - based satellite radio access network for a fixed fee .
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( 3 ) On March 21 , 2014 , Jeff Mitchell , Chief Financial Officer and Secretary and Ambient Water Corp entered into a separation agreement whereby Mr. Mitchell resigned his executive officer positions .
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HORNBECK OFFSHORE SERVICES INC /LA and other U.S. and foreign vessel owners have been able to obtain such waivers in the foreign jurisdictions in which HORNBECK OFFSHORE SERVICES INC /LA operate .
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If significant market disruption and volatility return , CONNECTICUT WATER SERVICE INC / CT may not be able to refinance CONNECTICUT WATER SERVICE INC / CT existing debt when it comes due , draw upon CONNECTICUT WATER SERVICE INC / CT existing lines of credit or incur additional debt , which may require us to seek other funding sources to meet CONNECTICUT WATER SERVICE INC / CT liquidity needs or to fund CONNECTICUT WATER SERVICE INC / CT capital expenditures budget .
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Essent Guaranty is headquartered in Radnor , Pennsylvania and maintains operations centers in Winston - Salem , North Carolina and Irvine , California .
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( e ) Competitive Enterprise means ( i ) a business enterprise that engages in nitrogen and climate control in competition with LSB INDUSTRIES INC or its subsidiaries ( the Company s Business ) ( a ) in the United States of America , or ( b ) in any other country where LSB INDUSTRIES INC or its subsidiaries operates facilities or sells such products .
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The decrease in equity in earnings in 2015 compared with 2014 is due to the consolidation of IMTT s results from July 16 , 2014 and thereafter compared with the equity method of accounting for IMTT s results prior to the acquisition date .
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During 2015 , MOSAIC CO entered into U.S. dollar - denominated intercompany debt held by MOSAIC CO Canadian affiliates which more than offset gains on MOSAIC CO U.S. dollar - denominated intercompany receivables and U.S. dollar cash held by MOSAIC CO Canadian affiliates .
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Exhibit 32 Certification of Principal Executive Officer and Principal Financial Officer Pursuant to Section 906 of the Sarbanes - Oxley Act of 2002 Jack Kopnisky , Chief Executive Officer and Luis Massiani , Chief Financial Officer of Sterling Bancorp ( the Company ) each certify in his capacity as an officer of STERLING BANCORP that he has reviewed the Annual Report on Form 10 - K for the six months ended June 30 , 2017 and that to the best of his knowledge : .
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FBR & Co. institutional brokerage revenues decreased $ 10.7 million to $ 45.4 million in 2015 from $ 56.2 million in 2014 .
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The following tables set forth YuMe Inc results of operations for the years ended December 31 , 2015 , 2014 and 2013 .
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As a result of these changes , HARMONIC INC anticipate that HARMONIC INC consolidated pre - tax income will be subject to foreign tax at relatively lower tax rates when compared to the U.S. federal statutory tax rate and , as a consequence , HARMONIC INC effective income tax rate is expected to be lower than the U.S. federal statutory rate .
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As at January 2 , 2016 , SunOpta Inc. operated 27 processing facilities in 9 U.S. states , as well as Canada , Mexico , the Netherlands , Bulgaria and Ethiopia .
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In October 2016 and 2015 , INDEPENDENT BANK CORP /MI/ Board of Directors increased the quarterly cash dividend on INDEPENDENT BANK CORP /MI/ common stock to ten cents and eight cents per share , respectively .
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Since becoming a public company by means of a reverse merger in 2011 , VistaGen Therapeutics , Inc. have been subject to the reporting requirements of the Securities Exchange Act of 1934 , as amended ( Exchange Act ) , which requires that VistaGen Therapeutics , Inc. file annual , quarterly and current reports with respect to VistaGen Therapeutics , Inc. business and financial condition , and the rules and regulations implemented by the SEC , the Sarbanes - Oxley Act of 2002 , the Dodd - Frank Act , and the Public Company Accounting Oversight Board , each of which imposes additional reporting and other obligations on public companies .
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To facilitate compliance with certain requirements of the UK Space Agency with respect to the development of EchoStar s mobile satellite services business in Europe , Hughes Satellite Systems Corp subsidiary , Hughes Network Systems , Ltd. ( HNS Ltd. ) and a subsidiary of EchoStar , EchoStar Operating L.L.C. ( EOC ) , entered into an agreement in June 2015 to transfer to HNS Ltd , EOC s launch service contract for the EchoStar XXI satellite and to grant HNS Ltd. certain rights to control the in - orbit operations of the satellite .
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From December 2010 to December 2014 , Cullimore was Regional Managing Director , Europe , Africa and Middle East Region ( EAMER ) and Chairman Eastman Kodak S rl .
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Prior to March 28 , 2013 , GAIF II was organized as a Delaware Limited Liability Company which was formed on May 16 , 2006 .
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Although CONNECTICUT WATER SERVICE INC / CT believe CONNECTICUT WATER SERVICE INC / CT tax positions comply with applicable law , CONNECTICUT WATER SERVICE INC / CT have made judgments as to the sustainability of each uncertain tax position based on its technical merits .
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In connection with the amendment , Castle Brands Inc. and CB - USA entered into the following ancillary agreements : a Reaffirmation Agreement with certain officers of Castle Brands Inc. and CB - USA , including John Glover , Castle Brands Inc s Chief Operating Officer , T. Kelley Spillane , Castle Brands Inc s Senior Vice President - Global Sales , and Alfred Small , Castle Brands Inc s Senior Vice President , Chief Financial Officer , Treasurer and Secretary , certain participants in the Bourbon Term Loan and certain junior lenders to Castle Brands Inc , including Frost Gamma Investments Trust , an entity affiliated with Phillip Frost , M.D , a director and principal shareholder of Castle Brands Inc , Mark E. Andrews , III , a director of Castle Brands Inc and Castle Brands Inc s Chairman , an affiliate of Richard J. Lampen , a director of the Company and Castle Brands Inc s President and Chief Executive Officer , an affiliate of Glenn Halpryn , a director of Castle Brands Inc , Dennis Scholl , a former director of Castle Brands Inc , and Vector Group Ltd , a more than 5 % shareholder of Castle Brands Inc , of which Richard Lampen is an executive officer , Henry Beinstein , a director of Castle Brands Inc , is a director and Phillip Frost M.D. is a principal shareholder , which , among other things , reaffirms the existing Validity and Support Agreements by and among each officer , Castle Brands Inc , CB - USA and ACF , as successor - in - interest to Keltic ; an Amended and Restated Term Note ; and an Amended and Restated Revolving Credit Note .
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In connection with the amendment , Castle Brands Inc. and CB - USA entered into the following ancillary agreements : ( i ) a Reaffirmation Agreement with ( a ) certain officers of Castle Brands Inc. and CB - USA , including John Glover , Castle Brands Inc s Chief Operating Officer , T. Kelley Spillane , Castle Brands Inc s Senior Vice President - Global Sales , and Alfred Small , Castle Brands Inc s Senior Vice President , Chief Financial Officer , Treasurer and Secretary , ( b ) certain participants in the Bourbon Term Loan and ( c ) certain junior lenders to Castle Brands Inc , including Frost Gamma Investments Trust , an entity affiliated with Phillip Frost , M.D , a director and principal shareholder of Castle Brands Inc , Mark E. Andrews , III , a director of Castle Brands Inc and Castle Brands Inc s Chairman , an affiliate of Richard J. Lampen , a director of the Company and Castle Brands Inc s President and Chief Executive Officer , an affiliate of Glenn Halpryn , a director of Castle Brands Inc , Dennis Scholl , a former director of Castle Brands Inc , and Vector Group Ltd , a more than 5 % shareholder of Castle Brands Inc , of which Richard Lampen is an executive officer , Henry Beinstein , a director of Castle Brands Inc , is a director and Phillip Frost M.D. is a principal shareholder , which , among other things , reaffirms the existing Validity and Support Agreements by and among each officer , Castle Brands Inc , CB - USA and ACF , as successor - in - interest to Keltic ; ( ii ) an Amended and Restated Term Note ; and ( iii ) an Amended and Restated Revolving Credit Note .
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Griffin Capital is the sponsor or co - sponsor of several public , non - listed real estate investment trusts and a 1940 Act interval fund , including : GCEAR and GCEAR II , of which Mr. Shields is the Chairman and Chief Executive Officer , and GAHR III and GAHR IV for which Mr. Shields serves as a Board of Directors observer , and GIREX , of which Mr. Shields is the president and trustee .
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Moreover , governmental restrictions on water usage during drought conditions may result in a decreased demand for CONNECTICUT WATER SERVICE INC / CT water , even if CONNECTICUT WATER SERVICE INC / CT water reserves are sufficient to serve CONNECTICUT WATER SERVICE INC / CT customers during these drought conditions , which may adversely affect CONNECTICUT WATER SERVICE INC / CT revenues and earnings .
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Mr. Miller has also been the Chief Financial Officer of GBA since May 2014 .
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HANGER , INC . net loss from the discontinued operations of Dosteon during the three months ended March 31 , 2014 was $ 3.7 million compared to a breakeven by these operations during the first three months of 2013 .
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Prior to that , Mr. Hall held positions as President and General Manager with Southland Waste Systems and Southland Waste Systems of Georgia , respectively , following six years with Browning Ferris Industries as District Manager and Regional Operations Manager .
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Concurrently , Heritage Global Inc. entered into a five year lease agreement with an affiliate of IAP to lease the building during the escrow period , which will terminate at the close of escrow .
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On January 31 , 2014 , PREFORMED LINE PRODUCTS CO acquired Helix Uniformed Limited ( Helix ) , located in Montreal , Quebec , Canada .
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Immune Design Corp. license agreement with UNC Chapel Hill will expire upon the expiration of the last - to - expire licensed patent rights , or , if no patents issue from the licensed patent rights , in January 2028 .
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Through LAUREATE EDUCATION , INC . European segment , LAUREATE EDUCATION , INC . operate Istanbul Bilgi University , a network institution located in Turkey that consolidates under the variable interest entity model .
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From March 2013 to October 2013 , Ms. Wells served as Vice President , acting General Counsel and Corporate Secretary of LinnCo and LINN Energy , and from LinnCo s formation in April 2012 to March 2013 , she served as its Vice President , Assistant General Counsel and Corporate Secretary .
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On February 19 , 2015 , Orbital Tracking Corp. entered into a share exchange agreement with GTCL and the GTCL Shareholders .
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Outside of the United States , Babcock & Wilcox Enterprises , Inc. have revolving credit facilities in Turkey , China and India that are used to provide working capital to Babcock & Wilcox Enterprises , Inc. operations in each country .
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The majority of Pulse Biosciences , Inc. expense and capital purchasing activities are transacted in U.S. dollars .
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On September 20 , 2017 , Anthem , Inc. announced that Anthem , Inc. entered into an agreement to acquire HealthSun Health Plans , Inc , or HealthSun , which serves approximately forty thousand members through its Medicare Advantage plans in the state of Florida .
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While a number of TERRAFORM GLOBAL , INC . executive officers , including TERRAFORM GLOBAL , INC . Chairman and Interim Chief Executive Officer , Peter Blackmore , TERRAFORM GLOBAL , INC . Executive Vice President and Chief Financial Officer , Rebecca Cranna , TERRAFORM GLOBAL , INC . Chief Operating Officer , Tom Studebaker , and TERRAFORM GLOBAL , INC . Interim Chief Accounting Officer , David Rawden , continue to serve in the same functions for TerraForm Power , most other officers and employees are employed by and are providing services exclusively to TERRAFORM GLOBAL , INC .
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Incorporated in 1998 , EnSync is headquartered in Menomonee Falls , Wisconsin , USA with offices in Madison , Wisconsin , San Francisco , California , Honolulu , Hawaii , Shanghai , China and Perth , Western Australia .
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Atlas ' core products are actively distributed in 41 of those states plus Washington , D.C.
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FBR & Co. also lease office space in the following locations where FBR & Co. conduct certain portions of FBR & Co. capital markets operations : Boston , Massachusetts ; Dallas , Texas ; Houston , Texas ; Los Angeles , California ; New York , New York ; and San Francisco , California .
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Within the last five years , Mr. McCranie also served on the board of directors of Actel Corporation ( a designer and provider of field programmable gate arrays and programmable system chips ) and as Chairman of the Board for Freescale Semiconductor Holdings I , Ltd. ( a semiconductor manufacturer ) .
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The following table presents restructuring costs associated with the 2016 and 2015 Restructuring Plans included in the related line items of ROSETTA STONE INC results from operations : .
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On March 16 , 2017 , Emergent BioSolutions Inc. entered into a contract with BARDA , valued at $ 100 million , for the delivery of BioThrax to the Strategic National Stockpile , or SNS , over a two - year period of performance .
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AECOM common stock is listed on the New York Stock Exchange ( NYSE ) .
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Based upon PROGRESSIVE CORP / OH/ capital planning and forecasting efforts , PROGRESSIVE CORP / OH/ believe that PROGRESSIVE CORP / OH/ have sufficient capital resources , cash flows from operations , and borrowing capacity to support PROGRESSIVE CORP / OH/ current and anticipated business needs , scheduled principal and interest payments on PROGRESSIVE CORP / OH/ debt , payment obligations under the ARX stockholders agreement , any declared dividends , and other expected capital requirements .
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On June 12 , 2012 , Lithium Exploration Group , Inc. filed a complaint against Glottech - USA in the Court of Common Pleas of Chester County , Pennsylvania , alleging that Glottech - USA misused Lithium Exploration Group , Inc. funds and was in breach of Lithium Exploration Group , Inc. agreements that called for Glottech - USA to deliver one initial unit of the mechanical ultrasound technology .
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Mr. Enck joined the managing owner on March 1 , 2007 , with more than 20 years of extensive management experience with large , highly regulated health care organizations such as Bristol - Myers Squibb and Quintiles as well as with more entrepreneurial venture capital funded organizations .
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Linex Technologies , or Linex , filed on March 19 , 2013 a complaint in the U.S. District Court , Southern District of Florida , asserting that some or all of AEROHIVE NETWORKS , INC s products infringe U.S. Patents Nos . # 6,493,377 , or the 377 Patent , and # 7,167,503 , or the 503 Patent .
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Pursuant to Section 10.08 of this Agreement , I , Daniel Bober , Executive Vice President of Commercial Mortgage Services do hereby certify that : .
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On February 14 , 2015 , eWELLNESS HEALTHCARE Corp entered into a one - year agreement with BMT , Inc. as a consultant and advisor in connection with certain business development advisory .
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As of March 31 , 2017 , RJ Bank had not settled purchases of $ 53 million in syndicated loans .
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Stephen J. Toy Title : Director and President .
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The accompanying unaudited interim financial statements of EliteSoft Global Inc. have been prepared in accordance with accounting principles generally accepted in the United States of America and the rules of the Securities and Exchange Commission , and should be read in conjunction with the audited financial statements and notes thereto contained in EliteSoft Global Inc. s most recent Annual Financial Statements filed with the SEC on Form 10 - K for fiscal year 2016 .
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Golden Minerals Co were incorporated in Delaware in March 2009 under the Delaware General Corporation Law .
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Between December 1997 and May 2001 Mr. Jerome was a Senior Producer for KHQ - TV in Spokane , Washington .
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Anthony E. Malkin Anthony E. Malkin Chairman and Chief Executive Officer .
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In connection with the amendment , Castle Brands Inc. and CB - USA entered into the following ancillary agreements : ( i ) a Reaffirmation Agreement with ( a ) certain officers of Castle Brands Inc. and CB - USA , including John Glover , Castle Brands Inc s Chief Operating Officer , T. Kelley Spillane , Castle Brands Inc s Senior Vice President - Global Sales , and Alfred Small , Castle Brands Inc s Senior Vice President , Chief Financial Officer , Treasurer and Secretary , ( b ) certain participants in the Bourbon Term Loan and ( c ) certain junior lenders to Castle Brands Inc , including Frost Gamma Investments Trust , an entity affiliated with Phillip Frost , M.D , a director and principal shareholder of Castle Brands Inc , Mark E. Andrews , III , a director of Castle Brands Inc and Castle Brands Inc s Chairman , an affiliate of Richard J. Lampen , a director of the Company and Castle Brands Inc s President and Chief Executive Officer , an affiliate of Glenn Halpryn , a director of Castle Brands Inc , Dennis Scholl , a former director of Castle Brands Inc , and Vector Group Ltd , a more than 5 % shareholder of Castle Brands Inc , of which Richard Lampen is an executive officer , Henry Beinstein , a director of Castle Brands Inc , is a director and Phillip Frost M.D. is a principal shareholder , which , among other things , reaffirms the existing Validity and Support Agreements by and among each officer , Castle Brands Inc , CB - USA and ACF , as successor - in - interest to Keltic ; ( ii ) an Amended and Restated Term Note ; and ( iii ) an Amended and Restated Revolving Credit Note .
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If Thunderclap Entertainment , Inc. become able to have Thunderclap Entertainment , Inc. shares of common stock quoted on the OTCBB , Thunderclap Entertainment , Inc. will then try , through a broker - dealer and its clearing firm , to become eligible with the Depository Trust Company ( DTC ) to permit Thunderclap Entertainment , Inc. shares to trade electronically .
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On April 1 , 2015 , eWELLNESS HEALTHCARE Corp entered into an Operating Agreement with EPT ( a company owned by eWELLNESS HEALTHCARE Corp CEO ) , wherein eWELLNESS HEALTHCARE Corp agreed that EPT would be able to operate eWELLNESS HEALTHCARE Corp telemedicine platform www .
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Malek Ladki , a director and chairman of the Board of Directors of Mobetize converted 300,000 shares of common stock into 300,000 shares of Series B Preferred stock during the twelve months ended March 31 , 2017 Don Duberstein , a director of Mobetize converted 1,039,167 shares of common stock into 1,039,167 shares of Series B Preferred stock during the twelve months ended March 31 , 2017 .
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While ARADIGM CORP agreement with Grifols has resulted in reduced operating expenses and capital expenditures as a portion of ARADIGM CORP research and development expenses for the Linhaliq program was reimbursed by Grifols ARADIGM CORP expect to continue to incur losses for the foreseeable future as we : .
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Asterias and OncoCyte common stock trade on the NYSE MKT under the ticker symbols AST and OCX , respectively .
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YOU ON DEMAND HOLDINGS , INC . common stock is quoted on the Nasdaq Capital Market under the symbol YOD .
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In 201 3 , SKYWEST INC sold its 30 % ownership interest in Mekong Aviation Joint Stock Company , an airline operating in Vietnam ( Air Mekong ) .
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The restructuring actions related to the Brooks Semiconductor Solutions Group segment were primarily related to the integration of Contact , the closure and transfer of BROOKS AUTOMATION INC Mistelgau , Germany manufacturing operations to a contract manufacturer , as well as other cost reductions to improve profitability and competitiveness , as described below .
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Prior to Pennaco , Mr. Rady was with Barrett Resources from 1990 until 1998 where he initially was recruited as Chief Geologist in 1990 , then served as Exploration Manager , EVP Exploration , President , COO and Director and ultimately CEO .
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In November 2015 , Generation sold 69 % of its equity interest in 2015 ESA Investco , LLC to a tax equity investor .
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ICP participants who enter the KSIP are required to forego future annual recurring equity awards under the ICP , which are not replicated in the KSIP .
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Under the merger agreement , as amended , Berry s shareholders received 1.68 LinnCo common shares for each Berry common share they owned , totaling 93,756,674 LinnCo common shares valued at approximately $ 2.7 billion .
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Long - term Debt In July 2015 , CEMPRA , INC . entered into a Loan and Security Agreement ( the Loan and Security Agreement ) with Comerica Bank ( Comerica ) .
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Mr. Martin previously served as the Managing Director and Chief Operating Officer of Morgan Stanley Fund Services , a financial services firm , where his responsibilities included launching the Hedge Fund Administration business and being responsible for operations , fund accounting and administration , technology and compliance , from May 2004 through May 2006 .
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In 2016 , MOBILEIRON , INC . financing activities provided $ 6.0 million of cash .
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Despite YuMe Inc international operations , YuMe Inc have a limited sales operations history as a company outside the United States , and YuMe Inc ability to manage YuMe Inc business and conduct YuMe Inc operations internationally requires considerable management attention and resources and is subject to the challenges of multiple cultures , customs , legal systems , alternative dispute systems , regulatory systems and commercial infrastructures .
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As a result , dividends paid to us by BeiGene , Ltd. PRC subsidiaries are expected to be subject to PRC withholding tax at a rate of 10 % .
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Subsequent to December 31 , 2016 , IMH Financial Corp purchased PCD s interest in Lakeside JV for $ 0.7 million and terminated PCD as the manager .
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VASO Corp 's pro - rata share in VSK 's loss from operations approximated $ 45,000 and $ 73,000 for the three months ended March 31 , 2017 and 2016 , respectively , and is included in interest and other income ( expense ) , net in the accompanying unaudited condensed consolidated statements of operations and comprehensive loss .
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As a result of UNITED THERAPEUTICS Corp settlements with Sandoz , Teva , Par and Dr. Reddy s , UNITED THERAPEUTICS Corp expect to see generic competition for Remodulin from these companies in the United States beginning in June 2018 ( Sandoz ) and December 2018 ( Teva , Par and Dr. Reddy s ) ( or earlier under certain circumstances ) .
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STK locations in New York and Las Vegas represented approximately 10 % ( Downtown ) , 9 % ( Midtown ) and 17 % ( Las Vegas ) and ONE Group Hospitality , Inc. food and beverage operations at the ME Hotel in London represented approximately 15 % of ONE Group Hospitality , Inc. total revenues ( both owned and managed properties ) in 2015 .
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Stephen C. Gray President and Chief Executive Officer ; and Director Robert F. Reich Executive Vice President and Chief Financial Officer David W. Hitchcock Executive Vice President , Global Product Management Development Alfredo T. de C rdenas President of Global Sales and Service , Chief Sales Officer Laura E. Binion Senior Vice President and General Counsel Mary P. Clark Chief Marketing Officer Joseph DiFonzo Chief Technology Officer Leigh M. Hennen Chief Human Resources Officer Edmond B. Lewis Chief Strategy Officer John T. McRae Chief Information Officer David H. Ratner President , Enterprise Solutions John P. Wick , Jr.
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( 1 ) General . PacifiCorp , which includes PacifiCorp and its subsidiaries , is a United States regulated electric utility company serving retail customers , including residential , commercial , industrial , irrigation and other customers in portions of Utah , Oregon , Wyoming , Washington , Idaho and California .
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Consolidated Subsidiary Fund : On September 19 , 2016 , the Fund formed TCW Direct Lending Strategic Luxembourg VI S.r.l , ( the Luxembourg Company ) a private limited liability company under the laws of Luxembourg , of which the Fund owns 81.6 % of the membership interests .
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From 2012 to 2014 , Mr. Call was Group Senior Vice President and Chief Financial Officer , with additional oversight for Legal and the Corporate Secretary function .
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As of December 31 , 2016 and 2015 Intrexon owned approximately 32 % and 33 % respectively , of ORAGENICS INC outstanding common stock .
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CONNECTICUT WATER SERVICE INC / CT are increasingly dependent on the continuous and reliable operation of CONNECTICUT WATER SERVICE INC / CT information technology systems , and a disruption of these systems , resulting from cyber security attacks or other events , could adversely affect CONNECTICUT WATER SERVICE INC / CT business .
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Although CITIZENS & NORTHERN CORP total expenses from FDIC assessments have steadily decreased to $ 600,000 in 2014 ( up slightly to $ 603,000 in 2015 ) from $ 2,092,000 in 2009 , CITIZENS & NORTHERN CORP .
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Also , SEARS HOLDINGS CORP determined that SEARS HOLDINGS CORP have the ability to exercise significant influence over Sears Canada as a result of SEARS HOLDINGS CORP ownership interest in Sears Canada and as a result of Mr. Lampert 's role as SEARS HOLDINGS CORP Chairman and Chief Executive Officer , and Chairman and Chief Executive Officer of ESL .
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A Seller Party will be deemed to have Knowledge of a particular fact or other matter if any of the following individuals has Knowledge of such fact or other matter : Mark E. Ellis , President and Chief Executive Officer , Arden L. Walker , Jr , Executive Vice President and Chief Operating Officer , David B. Rottino , Executive Vice President and Chief Operating Officer , and Thomas E. Emmons , Senior Vice President , Corporate Services .
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In addition , various SEI subsidiaries are subject to the jurisdiction of regulatory authorities in Canada , the Republic of Ireland and other foreign countries .
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The most significant of Interactive Brokers Group , Inc. international subsidiaries are : IBC and THC , registered to do business in Canada as an investment dealer and securities dealer , respectively ; IBUK , registered to do business in the U.K. as a broker ; THE , registered to do business in Switzerland as a securities dealer ; IBI , registered to do business in India as a stock broker ; IBHK , registered to do business in Hong Kong as a securities dealer ; THA , registered to do business in Australia as a securities dealer and futures broker ; and IBSJ , registered in Japan as a financial instruments firm with the Kanto Regional Finance Bureau and the Financial Supervisory Agency .
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