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Organization Griffin - Benefit Street Partners BDC Corp , a Maryland corporation ( the " Company " ) , was formed on May 27 , 2014 under the Maryland General Corporation Law .
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31.2 Certification Pursuant to Section 302 of the Sarbanes - Oxley Act provided by Melissa Ladakis , Secretary , Treasurer , Acting Chief Financial Officer and Director 32 Certification Pursuant to 18 U.S.C. Section 1350 , as Adopted Pursuant to Section 906 of the Sarbanes - Oxley Act of 2002 provided by Michael Vardakis , President and Melissa Ladakis , Secretary , Treasurer , Acting Chief Financial Officer . 101.INS
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Silvercrest L.P. was formed on December 10 , 2008 and commenced operations on January 1 , 2009 .
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Essent Group Ltd. primary insurance subsidiary , Essent Guaranty , Inc , is currently approved by both Fannie Mae and Freddie Mac as a mortgage insurer .
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2015 Acquisition On June 24 , 2015 , the Partnership acquired a 100 % interest in the Maryland Solar Project Entity , and a 49 % indirect interest in each of the Solar Gen 2 Project , the North Star Project and the Lost Hills Blackwell Project .
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AQUA AMERICA INC most significant transactions to date have been the merger with Consumers Water Company in 1999 , the acquisition of the regulated water and wastewater operations of AquaSource , Inc. in 2003 , the acquisition of Heater Utilities , Inc. in 2004 , and the acquisition of American Water Works Company , Inc. s regulated operations in Ohio in 2012 .
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In June 2014 , Oncobiologics , Inc. entered into a strategic license agreement with Laboratories Liomont , S.A. de C.V , or Liomont , under which Oncobiologics , Inc. granted Liomont and its affiliates an exclusive , sublicenseable license in Mexico for the research , development , manufacture , use or sale of the ONS-3010 and ONS-1045 biosimilar product candidates in Mexico .
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I , Anthony J. Restel , Senior Executive Vice President and Chief Financial Officer of IBERIABANK Corporation , certify that : 1 .
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Tony Mosso , Owner , Automax , Wellsboro [ 12 ] teamwork excellence respect responsibility and accountability integrity client - focus fun .
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As of June 30 , 2017 , evaluations were performed under the supervision and with the participation of Entergy Corporation , Entergy Arkansas , Entergy Louisiana , Entergy Mississippi , Entergy New Orleans , Entergy Texas , and System Energy ( individually Registrant and collectively the Registrants ) management , including their respective Principal Executive Officers ( PEO ) and Principal Financial Officers ( PFO ) .
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HOME BANCSHARES INC may also redeem the Notes at any time , including prior to April 15 , 2022 , at its option , in whole but not in part , if : ( i ) a change or prospective change in law occurs that could prevent HOME BANCSHARES INC from deducting interest payable on the Notes for U.S. federal income tax purposes ; ( ii ) a subsequent event occurs that could preclude the Notes from being recognized as Tier 2 capital for regulatory capital purposes ; or ( iii ) HOME BANCSHARES INC is required to register as an investment company under the Investment Company Act of 1940 , as amended ; in each case , at a redemption price equal to 100 % of the principal amount of the Notes plus any accrued and unpaid interest to but excluding the redemption date .
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Prior to March 28 , 2013 , GAIF II was organized as a Delaware Limited Liability Company which was formed on May 16 , 2006 .
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Included in those transactions and representing $ 134.0 million of FBR & Co. capital raising revenue were six sole - managed institutional private placements .
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the WFOE will waive and release you unconditionally from any claims arising from , or related to , your role as YOU ON DEMAND HOLDINGS , INC . s shareholder , provided that your actions to fulfill your responsibilities as a nominee shareholder are taken in good faith and are not opposed to YOU ON DEMAND HOLDINGS , INC . s best interests .
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Mr. MacDonald previously served on the board of directors of Computer Sciences Corporation from August 2013 to April 2017 , the board of directors of Sunoco from March 2012 to October 2012 , Sunoco Logistics from October 2009 to October 2012 , and on the board of directors of Ally Financial , Inc. from May 2013 to July 2014 following his appointment by the U.S. Department of the Treasury .
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Mr. Kaplan joined Mosaic in January 2007 as Vice President Planning and Government Affairs of MOSAIC CO subsidiary Mosaic Fertilizer , LLC to lead its government affairs function in Florida .
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In connection with ATOSSA GENETICS INC public offering that closed on April 3 , 2017 , ATOSSA GENETICS INC agreed not to utilize the financing arrangement with Aspire Capital until June 30 , 2017 and on June 30 , 2017 in connection with the temporary modification of ATOSSA GENETICS INC common stock warrants to allow for the net exercise of those warrants ATOSSA GENETICS INC agreed to extend this stand still for an additional 45 days .
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INSTRUCTURE INC may experience quarterly fluctuations in INSTRUCTURE INC operating results due to a number of factors , which makes INSTRUCTURE INC future results difficult to predict and could cause INSTRUCTURE INC operating results to fall below expectations .
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CONNECTICUT WATER SERVICE INC / CT may incur significant costs in order to treat the contaminated source through expansion of CONNECTICUT WATER SERVICE INC / CT current treatment facilities , or development of new treatment methods .
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In December 2015 , Immune Design Corp. entered into a second amended and restated license agreement with IDRI , pursuant to which Immune Design Corp. license certain patent rights , know - how and technologies relating to Immune Design Corp.
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At December 31 , 2015 , LINN Energy s last reported sales price was $ 1.29 per unit , as reported by NASDAQ , and LinnCo , LLC owned approximately 37 % of LINN Energy s outstanding units .
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In February 2016 , Actavis , Actavis UT , Roxane and Alkem each stipulated to infringement of the 593 and 364 patents .
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Total transaction , financing and integration - planning expenses related to FEDEX CORP TNT Express acquisition , as well as TNT Express s immaterial financial results from the time of acquisition , were $ 132 million ( $ 125 million , net of tax , or $ 0.45 per diluted share ) during 2016 .
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The condensed parent company financial statements have been prepared in accordance with Rule 12 - 04 , Schedule I of Regulation S - X as the restricted net assets of Wonhe High - Tech International , Inc. s PRC subsidiaries exceed 25 % of the consolidated net assets of Wonhe High - Tech International , Inc. On May 30 , 2012 , Shengshihe Consulting , a subsidiary of Wonhe High - Tech International , Inc. ( the Company ) and Shenzhen Wonhe and its shareholders , Youliang Wang , Qing Tong , Jingwu Li and Nanfang Tong ( together referred to as Shenzhen Wonhe Shareholders ) entered into a series of agreements known as variable interest agreements ( the VIE Agreements ) pursuant to which Shenzhen Wonhe became Shengshihe Consulting s contractually controlled affiliate .
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On December 16 , 2014 , SUNRISE REAL ESTATE GROUP INC entered into a project finance loan agreement with Hua XiA Bank to finance the development of SUNRISE REAL ESTATE GROUP INC s Guxinglu Project in Shanghai .
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While GREENHILL & CO INC operate in North America , Europe , Australia , Asia and South America , GREENHILL & CO INC operations in the United States and Europe have historically provided most of GREENHILL & CO INC revenues and earnings .
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If petroleum operations resume and Dana refuses to pay its share of the well costs , they would be in default of the JOA and HYPERDYNAMICS CORP would be responsible for HYPERDYNAMICS CORP proportionate share of their interest .
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In the event that temperatures during the typically warmer months are cooler than normal , or if there is more rainfall than normal , the demand for CONNECTICUT WATER SERVICE INC / CT water may decrease and adversely affect CONNECTICUT WATER SERVICE INC / CT revenues .
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FairPoint had operating revenues of $ 198.0 million for the quarter ended September 30 , 2017 and pro forma operating revenues of $ 599.0 for the nine months ended September 30 , 2017 , or approximately 54 % of Consolidated Communications Holdings , Inc. consolidated operating revenues for each period , and total assets of $ 1.7 billion at September 30 , 2017 , or approximately 45 % of Consolidated Communications Holdings , Inc. consolidated total assets , which are included in the condensed consolidated financial statements of Consolidated Communications Holdings , Inc. as of and for the quarter and nine months ended September 30 , 2017 .
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U.S. insurance companies on a separate company statutory basis , as well as for Essent Group Ltd. combined insurance operations .
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ALABAMA POWER CO may be entitled to $ 3 million in additional revenues related to 2013 as a result of the late implementation of the 2013 PEP rate increase .
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That said , I m pleased to share that Scott Gunther has been promoted to the Executive Leadership Team as Senior Vice President of Quality Regulatory Affairs , assuming Sharon s responsibilities in leading the global quality team to ensure the safety of Catalent , Inc. products .
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The Code of Ethics is also available free of charge in print to any shareholder by requesting a copy from Melissa K. Caen , Corporate Secretary , Southern Company , 30 Ivan Allen Jr. Boulevard NW , Atlanta , Georgia 30308 .
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Mr. Siegel served on the board of directors of Micronetics , Inc. from April 1987 to June 2012 , a publicly traded manufacturer of microwave and radio frequency ( RF ) components , until its acquisition by Mercury Computer Systems , Inc.
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Following the Separation , Viavi retained 11.7 million shares of Lumentum Holdings Inc. common stock , representing an ownership interest of 19.9 % of Lumentum Holdings Inc. total shares outstanding .
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Mr. Rollins has served as Chairman of the Board of RPC since the spin - off of RPC from Rollins , Inc. in 1984 .
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The Separation occurred on February 3 , 2016 , by means of a pro rata distribution to Grace stockholders of all of the outstanding shares of GCP Applied Technologies Inc. common stock ( the " Distribution " ) .
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SYNIVERSE HOLDINGS INC international operations require us to comply with anti - corruption laws and regulations of the U.S. government and various international jurisdictions .
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From 2006 until his retirement in 2008 , Mr. Fuller served as Executive Vice President , Chief Financial Officer and Secretary of USANA Health Sciences , Inc , a multinational manufacturer and direct seller of nutritional supplements .
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The financial strength of Essent Guaranty , Inc , Essent Group Ltd. wholly - owned insurance subsidiary , is rated Baa2 with a stable outlook by Moody 's Investors Service and BBB+ with a stable outlook by Standard Poor 's Rating Services .
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In this Form 10 - K , unless specifically stated otherwise or the context otherwise indicates , references to Hannon Armstrong Sustainable Infrastructure Capital , Inc , Hannon Armstrong Sustainable Infrastructure Capital , Inc , us and Hannon Armstrong Sustainable Infrastructure Capital , Inc. company refer to Hannon Armstrong Sustainable Infrastructure Capital , Inc , a Maryland corporation , Hannon Armstrong Sustainable Infrastructure , L.P , and any of Hannon Armstrong Sustainable Infrastructure Capital , Inc. other subsidiaries .
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By : Nasa A Holdings GP , LLC , its General Partner . By : Name : Ryan Shockley Title : President .
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Subsequent Event On January 27 , 2016 , GCP entered into a Separation and Distribution Agreement ( the Separation Agreement ) with Grace pursuant to which Grace agreed to transfer its construction products business , and its packaging technologies business operated under the Darex name , to GCP ( the Separation ) , and distribute all of the Grace - owned common stock of GCP to Grace s stockholders in a distribution intended to be generally tax - free to Grace s stockholders ( the Distribution ) .
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During the third quarter of Fiscal 2017 CAPSTONE TURBINE Corp net loss increased by 48 % to $ 8.9 million and CAPSTONE TURBINE Corp basic loss per share improved by 24 % to $ 0.26 ( $ 0.28 diluted loss per share ) compared to the same period last year .
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Colony NorthStar , Inc. holds an approximate 4.4 % interest in the REIT Securities Venture , accounted for under the equity method .
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Mr. Ross is also an Executive Director of the Morgan Stanley Fund Administration Group where he is responsible for finance and accounting matters for certain private funds offered by Morgan Stanley .
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Concurrently with the closing of the transaction , Alan Smith , Chief Executive Officer of Canna - Life purchased 120,000,000 shares of Mountain High Acquisitions Corp. s common stock from Mountain High Acquisitions Corp. s majority stockholder .
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CORP make certain judgments and use certain estimates and assumptions when applying accounting principles generally accepted in the U.S. in the preparation of CTI BIOPHARMA CORP condensed consolidated financial statements .
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The following table summarizes Hannon Armstrong Sustainable Infrastructure Capital , Inc. quarterly financial data which , in the opinion of management , reflects all adjustments , consisting only of normal recurring adjustments , necessary for a fair presentation of Hannon Armstrong Sustainable Infrastructure Capital , Inc. results of operations ( Amounts for the individual quarters when aggregated may not agree to the full year due to rounding , in thousands , except for per share data ): .
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Golden Minerals Co has certain purchase and lease commitments as set forth in Golden Minerals Co s Form 10 - K for the year ended December 31 , 2016 .
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ALAMO GROUP INC s earnings are affected by fluctuations in the value of the U.S. dollar as compared to foreign currencies , predominantly in European countries , and Canada , to a lesser extent , Australia and Brazil , as a result of the sale of its products in international markets .
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Ms. Hill was elected to the Board of Directors of Carlyle Group L.P. general partner effective May 2 , 2012 .
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Thunderclap Entertainment , Inc. promoters are Mr. Blum , Thunderclap Entertainment , Inc. chairman , chief executive officer , chief financial officer and secretary , and Mr. Matondi , III , Thunderclap Entertainment , Inc. president .
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Based on Granite Falls Energy , LLC unit ownership in HLBE , GFE 's share of the HLBE distribution was $ 4.7 million .
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Upon closing of the transactions contemplated under the Exchange Agreement ( the Share Exchange ) , the GTCL Shareholders ( 7 members ) transferred all of the issued and outstanding equity of GTCL to Orbital Tracking Corp. in exchange for ( i ) an aggregate of 2,540,000 shares of the common stock of Orbital Tracking Corp. and 8,746,000 shares of the newly issued Series E Convertible Preferred Stock of Orbital Tracking Corp. with each share of Series E Convertible Preferred Stock convertible into ten shares of common stock , ( ii ) a cash payment of $ 375,000 ( the Cash Payment ) and ( iii ) a one - year promissory note in the amount of $ 122,536 ( the Note ) .
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Mr. Tanner joined Zarlink in August 2007 as Senior Vice President of Worldwide Operations via the acquisition of Legerity , Inc , where Mr. Tanner served as the Vice President of Operations from November 2002 until August 2007 .
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For the full - year 2015 , VASCO DATA SECURITY INTERNATIONAL INC estimate that VASCO DATA SECURITY INTERNATIONAL INC revenue denominated in Euros of $ 43,000 compared to operating expenses denominated in Euros of $ 38,500 .
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During the year ended December 31 , 2014 , SINCLAIR BROADCAST GROUP INC increased SINCLAIR BROADCAST GROUP INC valuation allowance by $ 7.8 million to $ 58.9 million .
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In connection with the Quarterly Report on Form 10 - Q of Alpine 4 Technologies Ltd. ( the " Company " ) for the quarter ending June 30 , 2017 , as filed with the Securities and Exchange Commission on the date hereof ( the " Report " ) , Kent B. Wilson , Chief Executive Officer and Chief Financial Officer of Alpine 4 Technologies Ltd , hereby certifies , pursuant to 18 U.S.C. Section 1350 , as adopted pursuant to Section 906 of the Sarbanes - Oxley Act of 2002 ,
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Net cash used in operating activities was $ 20.7 million for the year ended December 31 , 2014 and consisted of Immune Design Corp. net loss of $ 34.2 million offset by non - cash charges of $ 0.2 million for depreciation and amortization , $ 1.3 million for stock - based compensation expense , and a $ 4.3 million non - cash loss for the revaluation of convertible preferred stock warrant liabilities .
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Anti - takeover provisions in CLOUD PEAK ENERGY INC . charter documents and other aspects of CLOUD PEAK ENERGY INC . structure may discourage , delay or prevent a change in control of CLOUD PEAK ENERGY INC . company and may adversely affect the trading price of CPE Inc. s common stock .
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AEI Income Growth Fund 26 LLC ( " Company " ) , a Limited Liability Company , was formed on March 14 , 2005 to acquire and lease commercial properties to operating tenants .
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Prior to that , Mr. Hall held positions as President and General Manager with Southland Waste Systems and Southland Waste Systems of Georgia , respectively , following six years with Browning Ferris Industries as District Manager and Regional Operations Manager .
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As of March 31 , 2017 , MAGELLAN HEALTH INC held an equity interest of approximately 84 % in AlphaCare Holdings .
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CLOUD PEAK ENERGY INC . do not anticipate that CLOUD PEAK ENERGY INC . will pay in the near term , cash dividends on CPE Inc. s common stock .
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AEPTCo s direct borrowing and lending activity with AEP for the nine months ended September 30 , 2017 is described in the following table : .
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On November 20 , 2013 , in a secondary offering of Lumos Networks Corp. s common stock , Quadrangle Capital Partners LP .
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Following the issuance of the shares of the EchoStar Tracking Stock and the HSS Tracking Stock , DISH Network held 6.5 % and 7.5 % of the aggregate number of outstanding shares of EchoStar and HSS capital stock , respectively .
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The U.S. Debit and Credit segment includes CPI Card Group Inc. s operations in Colorado , Indiana and Tennessee , which are each certified by multiple global Payment Card Brands and , where required by CPI Card Group Inc. s customers , certified to be in compliance with the standards of the PCI Security Standards Council .
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Analysis of Operations for 2015 , 2014 , and 2013 GCP Applied Technologies Inc. have set forth in the table below GCP Applied Technologies Inc. key operating statistics with percentage changes for the years ended December 31 , 2015 , 2014 , and 2013 .
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volatility and recent decline in the price of CLOUD PEAK ENERGY INC . common stock , including the impact of any delisting of CLOUD PEAK ENERGY INC . stock from the New York Stock Exchange ( NYSE ) if CLOUD PEAK ENERGY INC . fail to meet the minimum average closing price listing standard ; .
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CEC ENTERTAINMENT INC wholly - owned foreign subsidiaries and CEC ENTERTAINMENT INC less - than - wholly - owned U.S. subsidiaries are not a party to the guarantees ( the Non - Guarantors ) .
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Blackstone Group L.P. general partner s board of directors is elected in accordance with its limited liability company agreement , where Blackstone Group L.P. senior managing directors have agreed that Blackstone Group L.P. founder , Stephen A. Schwarzman , will have the power to appoint and remove the directors of Blackstone Group L.P. general partner .
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After an evaluation of the realizability of ONE Group Hospitality , Inc. deferred tax assets , ONE Group Hospitality , Inc. decreased ONE Group Hospitality , Inc. valuation allowance by $ 7.7 million during 2015 .
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I , Colin Marshall , the Chief Executive Officer of Cloud Peak Energy Inc. ( the Company ) , certify , pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes - Oxley Act of 2002 , the undersigned , that : .
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The increase in interest and fees associated with Tallgrass Energy Partners , LP revolving credit facility is primarily due to increased borrowings to fund a portion of Tallgrass Energy Partners , LP acquisitions of Terminals and NatGas effective January 1 , 2017 , a 24.99 % membership interest in Rockies Express effective March 31 , 2017 , and the Douglas Gathering System on June 5 , 2017 , as well as the higher incremental borrowing rate on the 2024 Notes , the proceeds of which were used to repay borrowings under Tallgrass Energy Partners , LP revolving credit facility .
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The following table lists the high and low sale prices per share for FTI CONSULTING INC common stock based on the closing sales price as reported on the NYSE for the periods indicated .
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The accompanying condensed consolidated financial statements include the accounts of Halozyme Therapeutics , Inc. and HALOZYME THERAPEUTICS INC wholly owned subsidiary , Halozyme , Inc , and Halozyme , Inc. s wholly owned subsidiaries , Halozyme Holdings Ltd , Halozyme Royalty LLC and Halozyme Switzerland GmbH.
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Since LinnCo pays its dividend from the receipt of cash distributions from LINN Energy , LinnCo will not pay a dividend while LINN Energy s distributions are suspended .
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Emile J. Troxclair , III Vice President
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Namely , the Trump administration has taken several executive actions , including the issuance of a number of Executive Orders , that could impose significant burdens on , or otherwise materially delay , FDA s ability to engage in routine regulatory and oversight activities such as implementing statutes through rulemaking , issuance of guidance , and review and approval of marketing applications .
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Concurrently , Heritage Global Inc. entered into a five year lease agreement with an affiliate of IAP to lease the building during the escrow period , which will terminate at the close of escrow .
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Stephen C. Gray President and Chief Executive Officer ; and Director Robert F. Reich Executive Vice President and Chief Financial Officer David W. Hitchcock Executive Vice President , Global Product Management Development Alfredo T. de C rdenas President of Global Sales and Service , Chief Sales Officer Laura E. Binion Senior Vice President and General Counsel Mary P. Clark Chief Marketing Officer Joseph DiFonzo Chief Technology Officer Leigh M. Hennen Chief Human Resources Officer Edmond B. Lewis Chief Strategy Officer John T. McRae Chief Information Officer David H. Ratner President , Enterprise Solutions John P. Wick , Jr.
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In addition , InspireMD , Inc. have distribution agreements for InspireMD , Inc. products in Uzbekistan , Canada , Venezuela , Kazakhstan , and Armenia , although InspireMD , Inc. have not yet obtained regulatory approval to sell InspireMD , Inc. products in those countries , and InspireMD , Inc. are awaiting regulatory approval to sell InspireMD , Inc. products in Russia and Malaysia .
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Heritage Global Inc. common stock is traded on the Canadian Securities Exchange , and the market there is similarly limited .
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If AMAZON COM INC intent changes or if these funds are needed for AMAZON COM INC U.S. operations , AMAZON COM INC would be required to accrue or pay U.S. taxes on some or all of these undistributed earnings , and AMAZON COM INC effective tax rate would be adversely affected .
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Athene Holding Ltd investing activities used cash flows totaling $ 1.1 billion for the three months ended March 31 , 2017 and provided cash flows totaling $ 115 million for the three months ended March 31 , 2016 .
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Exhibit 32.1 In connection with the Quarterly Report of Dolby Laboratories , Inc. ( the Company ) , on Form 10 - Q for the fiscal quarter ended December 30 , 2016 , as filed with the Securities and Exchange Commission ( the Report ) , Kevin J. Yeaman , President and Chief Executive Officer of Dolby Laboratories , Inc. and Lewis Chew , Executive Vice President and Chief Financial Officer of Dolby Laboratories , Inc , respectively , do each hereby certify , pursuant to 18 U.S.C. Section 1350 , as adopted pursuant to Section 906 of the Sarbanes - Oxley Act of 2002 , that : .
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Mr. Fante is currently a non - executive Director of the privately held biotech company Inhibikase Therapeutics Inc. Lesley Russell , MB.CH.B , MRCP has been Innocoll Holdings plc Chief Medical Officer since April 2016 .
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As of March 31 , 2017 , SKECHERS USA INC Chairman of the Board and Chief Executive Officer , Robert Greenberg , beneficially owned 75.2 % of SKECHERS USA INC outstanding Class B common shares , members of Mr. Greenberg s immediate family beneficially owned an additional 10.9 % of SKECHERS USA INC outstanding Class B common shares , and Gil Schwartzberg , trustee of several trusts formed by Mr. Greenberg and his wife for estate planning purposes , beneficially owned 34.3 % of SKECHERS USA INC outstanding Class B common shares .
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John L. Cook has served as a director of SECURITY NATIONAL FINANCIAL CORP since December 2013 .
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Mr. Conner serves on the board of Adient plc .
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NOODLES & Co common stock has traded on the Nasdaq Global Select Market under the symbol NDLS since it began trading on June 28 , 2013 , the date of NOODLES & Co IPO .
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The following table shows , for the periods indicated , the high and low bid prices per share of Cytosorbents Corp common stock as reported by NASDAQ and the OTCBB quotation service .
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On August 20 , 2013 , Lithium Exploration Group , Inc. entered into a letter of intent with Tero Oilfield Services Ltd , a private company , pursuant to which Tero agreed to sell up to 75 % of the issued and outstanding common shares of Tero to Lithium Exploration Group , Inc. company in exchange for payment in the amount of $ 1,500,000 .
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The businesses CONNECTICUT WATER SERVICE INC / CT acquire in the future may not achieve sales and profitability that would justify CONNECTICUT WATER SERVICE INC / CT investment and any difficulties CONNECTICUT WATER SERVICE INC / CT encounter in the integration process , including the integration of controls necessary for internal control and financial reporting , could interfere with CONNECTICUT WATER SERVICE INC / CT operations , reduce CONNECTICUT WATER SERVICE INC / CT operating margins and adversely affect CONNECTICUT WATER SERVICE INC / CT internal controls .
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Securitizations by us or Hannon Armstrong Sustainable Infrastructure Capital , Inc. subsidiaries could result in the creation of taxable mortgage pools for U.S. federal income tax purposes .
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All activity through June 30 , 2017 relates to GTY Technology Holdings Inc. formation and the initial public offering and , since the closing of the initial public offering , a search for a business combination candidate .
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Prior to joining MBIA , Mr. Chaplin was Senior Vice President and Treasurer of Prudential Financial Inc , a firm he joined in 1983 and for which he held various senior management positions , including Regional Vice President of Prudential Mortgage Capital Company .
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Before joining Agile Therapeutics , Dr. MacFarlane served as President and CEO at Xintria Pharmaceutical Corporation , a private company from 2006 through 2007 , a company for which Arnold S. Lippa and Jeff E. Margolis served as officers and directors and prior to that , served as Vice President of Women s Health and New Product Planning at Warner Chilcott from 2001 through 2006 , now part of Activis plc .
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